LEGAL
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New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements. |
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New edition This publication provides practical guidance for broker-dealers and others who sell mutual funds.
Book
$1,135.00
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New edition This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.
Book (Full Set)
$3,708.00
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New edition This title is a step-by-step list of what a tender offeror and a target company should do in a tender offer.
Book
$1,595.00
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New edition Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.
Book (Full Set)
$13,069.00
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