About
I have more than 15 years experiences working as registered supervisor in retail equities, options, futures contracts and OTC derivatives. Compliance practice with regulation rules and securities laws. Currently Registered with CIRO.
Activity
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Webull's CSO, Arianne Adams, highlighted the company’s focus on expanding access to derivatives trading, particularly for retail investors, in an…
Webull's CSO, Arianne Adams, highlighted the company’s focus on expanding access to derivatives trading, particularly for retail investors, in an…
Liked by Alfred Yang CIM® DMS®
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Engaging directly with potential clients is always insightful and thrilling! As a Product Marketing Manager, my day-to-day involves researching…
Engaging directly with potential clients is always insightful and thrilling! As a Product Marketing Manager, my day-to-day involves researching…
Liked by Alfred Yang CIM® DMS®
Experience
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Moomoo Financial Canada Inc.
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Education
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• Branch Managers Course (CSI)
• Options Supervisors Course
• Options Licensing Course
• Canadian Commodity Supervisors Examination
• Achieve Canadian Investment Manager (CIM) Designation
• Investment Management Techniques (IMT)
• Portfolio Management Techniques (PMT)
• Conduct and Practice Handbook (CPH)
• Canadian Securities Course (CSC)…• Branch Managers Course (CSI)
• Options Supervisors Course
• Options Licensing Course
• Canadian Commodity Supervisors Examination
• Achieve Canadian Investment Manager (CIM) Designation
• Investment Management Techniques (IMT)
• Portfolio Management Techniques (PMT)
• Conduct and Practice Handbook (CPH)
• Canadian Securities Course (CSC)
• Achieve Derivative Market Specialist (DMS) Designation
• Financial Market Risk Management Course - Canadian Securities Institute
• Energy Market Risk Management Course - Canadian Securities Institute
• Agricultural Market Risk Management Course - Canadian Securities Institute
• Futures License Course - Canadian Securities Institute
• Derivatives Fundamental Course- Canadian Securities Institute
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