Ellen Bessner BCOMM, LLB, ICD.D

Ellen Bessner BCOMM, LLB, ICD.D

Toronto, Ontario, Canada
5K followers 500+ connections

About

Litigation and regulatory defence in financial services industry (IIROC, MFDA, OSC, FSRA) at Babin Bessner Spry LLP. Author and keynote speaker.

Ellen’s books Advisor at Risk, a Roadmap to Protecting Your Business, and Communication Risk, How to Bridge the Client-Advisor Gap to Protect and Grow Your Business are leading risk-reduction tools for advisors (available on line at Amazon, Chapters or volume discounts from [email protected]).

Ellen writes monthly for Investment Executive and circulates these and other tools for advisors through her ealert. To subscribe please see email above.

She is a frequent speaker at industry conferences, has appeared in television media interviews and is quoted in numerous publications on issues related to litigation, regulatory and employment matters.

Specialties: Commercial litigations, Securities and Regulatory Defence and Employment Law

Ellen has been appointed to the board of directors of Knowledge First Foundation and is a tribunal member for the Chartered Professional Accountants.

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