securities and exchange commission
Supreme Court strips SEC's use of in-house judges in major blow to Wall Street regulator
The justices ruled in a 6-3 vote that people accused of fraud by the SEC, which regulates securities markets, have the right to a jury trial in federal court.
The SEC has become another tool in Biden's arsenal as it becomes more and more woke
The verdict is pretty much in: Go Woke and you just might go broke — and the examples are endless.
Appeals court rejects SEC fee rule in win for private equity, hedge fund industry
The rule overturned on Wednesday required fund managers to issue quarterly performance and fee reports and perform annual audits.
Ether ETF gets surprise approval from regulators in 'exciting moment' for crypto industry
Nine issuers including VanEck, ARK Investments/21Shares and BlackRock hope to launch ETFs tied to the second-largest cryptocurrency after the SEC in January approved bitcoin ETFs in a watershed moment for the industry.
Top fitness company CEO suspended after he allegedly threatened to decapitate franchisee while facing federal probes: report
“The investigators are focusing on how Xponential allegedly misled franchisees into agreements and then essentially trapped them.”
Tesla Autopilot probe focusing on securities, wire fraud after Musk hyped self-driving tech
Prosecutors are far from deciding how to proceed, one of the sources said, in part because they are sifting through voluminous documents Tesla provided in response to subpoenas.
Robinhood warns feds could penalize firm over crypto tokens traded on platform
The SEC has adopted a tough stance toward the digital currency industry, arguing most cryptocurrency tokens are securities and subject to its registration rules, while crypto firms have accused it...
Trump Media auditor BF Borgers charged with 'massive fraud' by SEC, hit with ban
BF Borgers agreed to pay a $12 million civil penalty, and Benjamin Borgers agreed to pay $2 million, to settle the SEC's charges.
Supreme Court turns away Musk's appeal to toss SEC settlement over Tesla tweets
The settlement came after Musk said on social media that he had "funding secured" to take Tesla private -- which the SEC in a legal action called false and misleading.
Terraform founder Do Kwon found liable in SEC's crypto fraud trial: 'Built on lies'
Kwon, who was arrested in Montenegro in March 2023, did not attend the trial.
Tupperware warns it could go out of business over liquidity problems
Tupperware Brands warned that the 77-year-old company may not survive for another year.
Coinbase loses bid to toss SEC suit as feds move to rein in huge crypto exchange
The decision blesses the SEC's approach to cryptocurrency and agrees with other judges who have sided with the regulator.
Terraform Labs founder built 'house of cards,' SEC lawyer says at crypto fraud trial
Terraform Labs and its founder Do Kwon built a "house of cards" and lied to investors about the stability of a cryptocurrency whose collapse rippled through markets in 2022, a lawyer for...
SEC reportedly probing whether OpenAI CEO Sam Altman misled investors
The Securities and Exchange Commission is reportedly investigating internal communications sent by OpenAI chief Sam Altman as part of a probe into whether the tech whiz misled investors. The federal...
Shares of Donald Trump-backed Digital World soar after feds finally clear Truth Social deal
The closing of the deal would be a major boost for Trump, who will hold a stake of about 58% in the newly-formed company.
Judge orders Elon Musk to testify in SEC's Twitter probe
A federal judge ordered Elon Musk to testify again in the U.S. Securities and Exchange Commission's probe of his $44 billion takeover of Twitter, giving the regulator and the billionaire a...
Ralph Norman is down a massive rabbit hole after his latest meme stock conspiracy
I’ll stop at the latest bit of Crazy Town that Ralph Norman is embracing: Conspiracy theories involving a meme stock known as MMTLP.
Wall Street firms hit with $81M in fines in latest WhatsApp, texting crackdown
A new group of Wall Street firms has agreed to pay more than $81 million in civil penalties to settle SEC charges of record-keeping failures, the regulator said.
Something Navy influencer's husband facing insider trading DOJ probe
Brandon Charnas, known as the husband of Arielle Charnas, the influencer behind the clothing company Something Navy, is reportedly under a criminal investigation for his alleged involvement in an insider-trading...
Meta warns investors Mark Zuckerburg's hobbies could kill him
Meta CEO Mark Zuckerberg's love of "high-risk activities" pose a "risk of serious injury and death," the company warned investors.