Learn from the leaders of RegTech

Gain in-depth knowledge from industry-leading instructors and insights from guest experts from financial institutions and leading universities

Learn the essentials of RegTech

The curriculum covers RegTech and compliance innovation and the impact on strategy, operations, competition and digital transformation

  • 1

    INTRODUCTION TO THE PROFESSIONAL REGTECH CERTIFICATE

    • WELCOME TO THE PROFESSIONAL REGTECH CERTIFICATE

    • ABOUT THE COURSE*
  • 2

    THE FUNDAMENTALS OF REGTECH

    • WHAT IS REGTECH?*

    • THE DRIVERS OF REGTECH*

    • THE IMPACT OF REGTECH*

    • THE MARKETPLACE FOR REGTECH INNOVATION & INVESTMENTS*
  • 3

    HOW FINANCIAL INSTITUTIONS CAN ADOPT REGTECH

    • OVERVIEW OF THE FINANCIAL INSTITUTIONS' PERSPECTIVE *

    • ENGAGING WITH REGTECH COMPANIES*

    • HOW COMPLIANCE LEADERS ASSESS REGTECH PROSPECTS

    • USING TECHQUISITIONS IN REGTECH

    • REGTECH SKILLS & RECRUITMENT
  • 4

    THE REGULATORS' PERSPECTIVE

    • THE REGULATORS' PERSPECTIVE & SUPTECH*

    • THE REGULATORS' ROLE IN THE ADOPTION OF REGTECH

    • REGULATORY REPORTING: WHEN SUPTECH MEETS REGTECH
  • 5

    REGTECH FOR DATA REPORTING

  • 6

    REGTECH FOR KYC & ONBOARDING

    • ONBOARDING CUSTOMERS USING DIFFERENT TECHNOLOGIES*

    • VIDEO IDENTIFICATION FOR ONBOARDING*

    • USING TECHNOLOGY TO OVERCOME KYC & CDD CHALLENGES*

    • AUTOMATING KYC & ONBOARDING

    • CLIENT ONBOARDING BEYOND KYC*

    • DIGITAL AND PERPETUAL LIVE KYC

    • CUSTOMER ONBOARDING CASE STUDY

    • ACCOUNT OPENING CASE STUDY
  • 7

    REGTECH FOR ANTI MONEY LAUNDERING & FIGHTING FINANCIAL CRIME

    • INTRODUCTION TO THE CHALLENGE OF FINANCIAL CRIME*

    • USING TECHNOLOGY TO MODERNISE THE AML REGIME & FINANCIAL REGULATION IN THE US*

    • HOW COMPLIANCE LEADERS USE TECHNOLOGY TO COMPLY WITH AML

    • REGULATORY REQUIREMENTS, CHALLENGES & OPPORTUNITIES

    • DEPLOYING NEW TECHNOLOGIES TO DEFEND AGAINST FINCRIME

    • AML & TRANSACTION MONITORING

    • TRANSACTION MONITORING CASE STUDY

    • AML CASE STUDY
  • 8

    REGTECH & CYBERSECURITY

    • CHALLENGES & OPPORTUNITIES OF COMPLYING WITH CYBERSECURITY REGULATIONS

    • KEEPING AHEAD OF FRAUD & FINANCIAL CRIME

    • IMPACT OF REMOTE WORKING ON CYBERSECURITY

    • QUANTIFYING CYBER RISK USING THE FAIR METHODOLOGY
  • 9

    ADVANCED TECH - USING AI & ML

    • PRACTICAL USES OF AI & MACHINE LEARNING IN THE FIGHT AGAINST FINANCIAL CRIME*

    • USING AI TO ENHANCE KYC*

    • USING AI & MACHINE LEARNING TO ENHANCE AML

    • NEW TECHNOLOGIES TO SOLVE REGULATORY PROBLEMS

    • AI TO REDUCE FALSE POSITIVES AND DETECT RISK

    • INSIGHT ARTICLE - ENHANCING TRUST WHILE ADOPTING ARTIFICIAL INTELLIGENCE

    • INSIGHT ARTICLE - THE TECHNOLOGIES YOU NEED TO UNDERSTAND BEFORE BUYING A REGTECH SOLUTION

  • 10

    REGTECH FOR SPECIFIC LEGISLATION

    • REGTECH SOLVING THE CHALLENGE OF OPEN BANKING IMPLEMENTATION

    • REGTECH FOR SM&CR COMPLIANCE

    • GDPR, DATA SHARING AND DATA PRIVACY CONTROLS IN AN AI WORLD 

    • OPEN BANKING CASE STUDY
  • 11

    FINAL ASSESSMENT

    • FINAL ASSESSMENT TEST

    • FEEDBACK FORM
  • 12

    FURTHER READING & CASE STUDIES

    • THE REGTECH100 - THE MOST INNOVATIVE REGTECH COMPANIES IN 2022

    • OVERVIEW OF CONDUCT RISK

    • CONDUCT RISK CASE STUDY

    • INSIGHT ARTICLE - BALANCING COLLABORATION SECURITY & PRIVACY IN THE REMOTE WORLD WORK

    • INSIGHT ARTICLE - BREAK-THROUGH INNOVATIONS IN THE FINANCIAL SECTOR

    • INSIGHT ARTICLE - SHOULD FINANCIAL INSTITUTIONS BUY, BUILD OR PARTNER WITH A REGTECH COMPANY

    • RECOMMENDED REPORTS, BOOKS, ARTICLES & WEBSITES

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Earn official CPD credits

The course is officially accredited by the Continuing Professional Development (CPD) Certification Service

This recognition underscores the relevance and excellence of the content, validated by experts through a rigorous assessment. By choosing this CPD-accredited course, you're choosing a pathway to professional growth that's widely acknowledged by employers and peers.
Vist CPD Website

Understand RegTech and the future of compliance

Financial services professionals need to enhance their RegTech knowledge and skills in order to protect their organizations, their customers and themselves.

Regulators increasingly expect financial institutions to improve performance by adopting RegTech and are holding organizations and individuals to greater account. In parallel, the commercial imperatives to control costs, keep up with industry developments and get ahead of competitors are stronger than ever.

Address the real-world challenges facing your organization

Presented by industry professionals for industry professionals, the course combines proprietary market intelligence with insights from leading-edge RegTech innovators and senior leaders from financial institutions.

The course provides a comprehensive strategic review of the RegTech industry followed by in-depth analysis of the real-world impact of the latest industry developments within the compliance value chain and across the entire organization.

Enhance your skills, develop your career and lead transformation

Online, on demand and high on impact. It is the most comprehensive practical course on RegTech available anywhere.

Designed to fit around professional work commitments and meet professional learning objectives. Self-paced and accessible 24/7. It takes 10 to 20 hours to complete. A highly valued certificate is awarded on completion to recognize the commitment to skills development and forward-thinking on RegTech.
RegTech training course career

The course is researched and produced by FinTech Global & RegTech Analyst

We serve the world's largest FinTech & RegTech networks, produce more RegTech research than any other organization, and run the world's biggest RegTech conferences.

The course has been created in response to demand from our network. It combines our proprietary research with presentations from expert instructors and curated insights from amazing industry-leaders who have shared their expertise.

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Join our global network of partners and subscribers

Hear what our subscribers say

  • "The Professional RegTech Certificate course exceeded my expectations and definitely enhanced my knowledge of the world of regulatory technology"

    VP, Wells Fargo

  • "This course provided me with a very good understanding of RegTech concepts"

    Compliance Manager, ICICI Bank

  • "Good to see what other top banks in the world are doing"

    Operational Risk Manager, First Bank of Nigeria

  • “The course was well-structured and organized”

    VP, Digital Transformation, JP Morgan Chase

  • “Course was not technical but as an experienced IT professional it was very useful for me as I recently started a RegTech project”

    Digital Team Leader, Axis Bank

  • “Excellent starting point to help our team take on a new RegTech project”

    Senior Compliance Officer, DBS Bank

  • “I recommend this course to anyone looking to get a quick and thorough understanding of regulation technology”

    Former Director, IT Service Management, Santandar Bank

  • “Great overview of the industry”

    Senior Consultant, Deloitte

  • “I’m just about to start a job with a regulatory authority and I’m really glad I did this course to make sure I start on day one with a good understanding of the industry”

    New Graduate, King’s College, University of London

GET 30% OFF THE COURSE PRICE

Sign up today and enrol for only $273!

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