Science of Coercion: Communication Research & Psychological Warfare, 1945–1960
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Since the mid-twentieth century, the great advances in our knowledge about the most effective methods of mass communication and persuasion have been visible in a wide range of professional fields, including journalism, marketing, public relations, interrogation, and public opinion studies. However, the birth of the modern science of mass communication had surprising and somewhat troubling midwives: the military and covert intelligence arms of the US government.
In this fascinating study, author Christopher Simpson uses long-classified documents from the Pentagon, the CIA, and other national security agencies to demonstrate how this seemingly benign social science grew directly out of secret government-funded research into psychological warfare. It reveals that many of the most respected pioneers in the field of communication science were knowingly complicit in America’s Cold War efforts, regardless of their personal politics or individual moralities, and that their findings on mass communication were eventually employed for the purposes of propaganda, subversion, intimidation, and counterinsurgency.
An important, thought-provoking work, Science of Coercion shines a blazing light into a hitherto remote and shadowy corner of Cold War history.
Christopher Simpson
Christopher Simpson is a veteran reporter, historian, and analyst who teaches at American University’s School of Communication in Washington, DC. His work has won national awards for investigative journalism, history, and literature, and has been published in more than a dozen languages. Current study includes technology, democracy, revolution, and peer learning.
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Science of Coercion - Mark Crispin Miller
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Science of Coercion
Communication Research & Psychological Warfare, 1945–1960
Christopher Simpson
For Tom, Burney, and Bruce
Contents
Series Introduction
Preface
Introduction
1. Defining Psychological War
2. World War and Early Modern Communication Research
3. The Social Scientists Make a Huge Contribution,
4. Academic Advocates
5. Outposts of the Government
6. Barrack and Trench Mates,
7. Internationalization and Enforcement of the Paradigm of Domination
8. The Legacy of Psychological Warfare
Appendix: Dr. Stuart Dodd’s List of Revere-Connected Papers
(1958)
Bibliographic Essay
Notes
Index
Acknowledgments
About the Author
Introduction
I
We the people seem to have the freest book trade in the world. Certainly we have the biggest. Cruise the mighty Amazon, and you will see so many books for sale in the United States today as would require more than four hundred miles of shelving to display them—a bookshelf that would stretch from Boston’s Old North Church to Fort McHenry in South Baltimore.
Surely that huge catalog is proof of our extraordinary freedom of expression: The US government does not ban books, because the First Amendment won’t allow it. While books are widely banned in states like China and Iran, no book may be forbidden by the US government at any level (although the CIA censors books by former officers). Where books are banned in the United States, the censors tend to be private organizations—church groups, school boards, and other local (busy) bodies roused to purify the public schools or libraries nearby.
Despite such local prohibitions, we can surely find any book we want. After all, it’s easy to locate those hot works that once were banned by the government as too obscene
to sell, or mail, until the courts ruled otherwise on First Amendment grounds—Fanny Hill, Howl, Naked Lunch. We also have no trouble finding books banned here and there as antifamily,
Satanic,
racist,
and/or filthy,
from Huckleberry Finn to Heather Has Two Mommies to the Harry Potter series, just to name a few.
II
And yet, the fact that those bold books are all in print, and widely read, does not mean that we have the freest book trade in the world. On the contrary: For over half a century, America’s vast literary culture has been disparately policed, and imperceptibly contained, by state and corporate entities well placed and perfectly equipped to wipe out wayward writings. Their ad hoc suppressions through the years have been far more effectual than those quixotic bans imposed on classics like The Catcher in the Rye and Fahrenheit 451. For every one of those bestsellers scandalously purged from some provincial school curriculum, there are many others (we can’t know how many) that have been so thoroughly erased that few of us, if any, can remember them, or have ever heard of them.
How have all those books (to quote George Orwell) dropped into the memory hole
in these United States? As America does not ban books, other means—less evident, and so less controversial—have been deployed to vaporize them. Some almost never made it into print, as publishers were privately warned off them from on high, either on the grounds of national security
or with blunt threats of endless corporate litigation. Other books were signed enthusiastically—then dumped,
as their own publishers mysteriously failed to market them, or even properly distribute them. But it has mainly been the press that stamps out inconvenient books, either by ignoring them, or—most often—laughing them off as conspiracy theory,
despite their soundness (or because of it).
Once out of print, those books are gone. Even if some few of us have not forgotten them, and one might find used copies here and there, these books have disappeared. Missing from the shelves and never mentioned in the press (and seldom mentioned even in our schools), each book thus neutralized might just as well have been destroyed en masse—or never written in the first place, for all their contribution to the public good.
III
The purpose of this series is to bring such vanished books to life—first life for those that never saw the light of day, or barely did, and second life for those that got some notice, or even made a splash, then slipped too quickly out of print, and out of mind.
These books, by and large, were made to disappear, or were hastily forgotten, not because they were too lewd, heretical, or unpatriotic for some touchy group of citizens. These books sank without a trace, or faded fast, because they tell the sort of truths that Madison and Jefferson believed our Constitution should protect—truths that the people have the right to know, and needs to know, about our government and other powers that keep us in the dark.
Thus the works on our Forbidden Bookshelf shed new light—for most of us, it’s still new light—on the most troubling trends and episodes in US history, especially since World War II: America’s broad use of former Nazis and ex-Fascists in the Cold War; the Kennedy assassinations, and the murders of Martin Luther King Jr., Orlando Letelier, George Polk, and Paul Wellstone; Ronald Reagan’s Mafia connections, Richard Nixon’s close relationship with Jimmy Hoffa, and the mob’s grip on the NFL; America’s terroristic Phoenix Program in Vietnam, US support for South America’s most brutal tyrannies, and CIA involvement in the Middle East; the secret histories of DuPont, ITT, and other giant US corporations; and the long war waged by Wall Street and its allies in real estate on New York City’s poor and middle class.
The many vanished books on these forbidden subjects (among others) altogether constitute a shadow history of America—a history that We the People need to know at last, our country having now become a land with billionaires in charge, and millions not allowed to vote, and everybody under full surveillance. Through this series, we intend to pull that necessary history from the shadows at long last—to shed some light on how America got here, and how we might now take it somewhere else.
Mark Crispin Miller
Preface
Science of Coercion documents how US military, intelligence, and propaganda agencies spent tens of millions of dollars to underwrite, influence, and apply the work of dozens of leading US social scientists during the first decades of the Cold War. These agencies routinely selected scientists, professors, and journalists to gather intelligence on societies and national movements that challenged US power. They applied insights from psychology, sociology, and anthropology in covert operations, interrogation, torture, and large propaganda campaigns both inside the United States and abroad.
The book also chronicles the impact of national security sponsorship on the emergence of university-based communication research. This is an interdisciplinary aspect of sociology specializing in how mass media shapes people’s perceptions and attitudes, and it has become the primary academic discipline used for training today’s public relations specialists, journalists, and communication
advisers for business and government clients.
Science of Coercion names the names and charts the flows of money, university status, and key theories during the founding of the field. The sponsors and scientists nurtured academic theories and research particularly useful to the national security–commercial complex of the day. These myths and preconceptions of the national security state crystallized among social scientists, mass media, and intellectuals in the form of conventional wisdom about what public communication is
and how it is said to work.
These myths and preconceptions are quite important because much of the scientific output in the field since the 1950s has focused on devising means for elites to manage the ideology and public opinion of masses of people who are largely disenfranchised from democratic decision making. The dominant paradigm of the field, so to speak, has long been a paradigm of domination. Many of these preconceptions remain central to the work of major media, universities, intelligence, and propaganda specialists, and other knowledge-based enterprises today.
Said another way, most modern communication studies have taken one form of communication characteristic of twentieth-century consumer- and propaganda-based societies and substituted that for communication as such. Domination as communication and its partner, consumption as communication, are often presented in academic training seminars and in mass media as acceptable, inevitable, or even as human nature.
Today’s elite objectives for social communication emphasize the cradle-to-grave seductions of consumerism and, at least for the moment, public rituals that reproduce a self-blinding and self-binding ideology that is transferable from one generation to the next.
For much of the twentieth century, other approaches to understanding communication remained largely unexamined, poorly understood, and at times directly suppressed by information-rich elites. Today’s power struggles over copyrights, patents, privacy, and Internet surveillance illustrate the point.
Even so, new voices have continued to emerge. Alternative communication paradigms include ritual communication studies, as James Carey and numerous crosscultural communication specialists have pointed out, and the social learning, counterpropaganda, and postpropaganda analyses explored by Noam Chomsky, Ed Herman, Metanoia Films, and many grassroots groups loosely associated with international Occupy movements. Yochai Benkler and others offer studies of knowledge and information ecologies while the Critical Art Ensemble and, separately, the Electronic Frontier Foundation have encouraged deeper critiques of digital media as such. Herbert Schiller’s, and more recently, Bob McChesney’s, extensive works on the political economics of communication systems continue to influence global understandings of information industries. Versions of Guy Debord’s critique of Information Age statist capitalism, Society of the Spectacle,¹ continue to resonate worldwide. Meanwhile, systematic studies of alternatives to colonization of knowledge have emerged in a half dozen other academic fields, such as anthropology, geography, science and technology studies, and citizen science movements.
Much remains to be done to create substantial, fact-based critiques of the interlaced ideologies and social structures within which social scientists, mass media, and policy makers operate. Authors from several fields have demonstrated how thinkers and activists can accomplish those critiques. For example, careful dissections of historical and contemporary anthropology by the Network of Concerned Anthropologists, David Price, Roberto González, Catherine Lutz, Hugh Gusterson, and others provide useful studies that are gradually crystallizing into an academic movement to rethink the role of anthropology as such in contemporary society.² Ellen Herman has contributed important insights into the institutionalization of psychology during World War II and the Cold War.³ More recently, widely known scandals continue to erupt concerning the role of psychologists, social psychologists, psychiatrists, and doctors in institutionalized torture during the invasion of Iraq and in the domestic US prison system. Feminist scholars have repeatedly opened extraordinary new understandings of almost every aspect of gender, sexuality, performance, knowledge, and power. WikiLeaks and Edward Snowden have helped establish far better public and academic understanding of government-financed security doctrines such as information warfare, cyberwar, total information awareness
surveillance, soft power,
and public diplomacy. Jeremy Crampton has contributed insightful critiques of the growth of geographic information systems, Internet mapping, and cyberspace.⁴ Larry Soley and many others have documented techniques of corporate and military manipulation of university programs⁵, while magazines as varied as the Atlantic, Adbusters, and Monthly Review regularly raise provocative challenges to the basic assumptions and viability of today’s mainstream study of economics.
My hope for the publication of Science of Coercion in this new Open Road digital edition is that it might spur readers to ask new questions of today’s experts. Take note of the publications and authors mentioned above, critique them, and share them as widely as possible. Ready or not, new ideas are loose in the world, and they shall shape the century to come.
Christopher Simpson
Washington, DC
Summer 2014
1 There are at least three translations of this work available in English. These include the no copyright
edition by Black & Red (Detroit) published in 1970, with an expanded edition in 1983; and the Verso (London) edition of Malcolm Imrie’s translation in 1990. Zone Books (New York) published Donald Nicholson-Smith’s translation of Debord’s Comments on the Society of the Spectacle in 1994.
2 See: Network of Concerned Anthropologists (2009), The Counter-Counterinsurgency Manual: Or, Notes on Demilitarizing American Society, Chicago: Prickly Paradigm Press; Price, David H. (2008), Anthropological Intelligence: Deployment and Neglect of American Anthropology in the Second World War, Durham: Duke University Press; and Price (2011), Weaponizing Anthropology: Social Science in Service of the Militarized State, Oakland & Petrolia, CA: Counterpunch and AK Press.
3 Herman, Ellen (1995), The Romance of American Psychology: Political Culture in the Age of Experts. Berkeley: University of California Press.
4 Crampton, Jeremy (2003), The Political Mapping of Cyberspace. Chicago: University of Chicago Press.
5 Soley, Lawrence (1995), Leasing the Ivory Tower: The Corporate Takeover of Academia. Boston: South End Press.
Introduction
I vividly recall reading Chris Simpson’s Science of Coercion when it first appeared twenty years ago. The importance was immediately apparent. Here, I thought, is a book everyone in the field of communication research will have to read, and when they do so, it will force a redefinition of the field.
I take no pleasure in conceding that the book has not had the impact I thought it would. Despite its accessibility and indisputable scholarly rigor, it has not become a standard text for graduate students. If anything, it has migrated to samizdat status. With no small amount of irony, the field of communication research in the United States may be in a more deplorable condition than it was in the immediate postwar years that Simpson chronicles.
One difference is clear. In Science of Coercion, Simpson reveals how the leading figures in the academic field of communication research—the founding fathers
of the field, if you will—were working (often surreptitiously) with the highest echelons of the US military and intelligence services to coordinate and develop propaganda and psychological warfare operations. The field’s birth depended on national security funding, which was dependent on avid support for the Cold War. These scholars assisted with or apologized for some of the most shameful episodes in US history—e.g., the military coups that overthrew democratically elected governments in Iran and Guatemala in the early 1950s.
Today, the leading figures in communication research would be hard pressed to have a meeting with a midlevel functionary at the Central Intelligence Agency (CIA) or National Security Agency (NSA), let alone be at the table when important strategic decisions were being made. Sure, communication scholars bag NSA research money periodically, but it is low-level stuff, as far as I can tell. The field is a backwater on most college campuses, teaching overflow undergraduate classes while producing what strikes me as frequently obscure and forgettable research.
Key themes in Science of Coercion persist to this day. In the field’s early years, some of the most exciting work was coming from German émigrés associated with the Frankfurt School and from homegrown radicals like C. Wright Mills and George Seldes, and soon thereafter, Dallas Smythe and Herbert Schiller. This work was quickly dismissed as unscientific
because it did not employ the quantitative research methods that were coming into vogue. Simpson shows how this alleged commitment to objective quantitative research actually embedded a commitment to the status quo as the undebatable presupposition for all serious
research.
Of course, by the 1960s and 1970s the activism of that era had opened up space in communication research, as in other fields, on US campuses. There was a brief flowering of critical work, which created the opportunity for someone like me to get a job and have a chance at a career. Communication looked to be a field on the rise: It was interdisciplinary by nature and provided a unique perspective on the crucial role of media and their relationship to politics and society. By the early 1980s more than a few scholars anticipated that communication would become one of the most dynamic fields in the academy.
But when the political movements died off-campus, and neoliberalism ascended, it was only a matter of time until critical communication research was marginalized, if not crushed, on campus. That is certainly the status of the field today. When one looks at the Journal of Communication from the 1980s or 1990s, when it was under George Gerbner’s editorship, and compares it to what has appeared in its pages over the past decade, the difference is stark. Missing entirely are history, political economy, and critical approaches. The current published research would be, for the most part, compatible with an authoritarian regime, so uninterested is it in the actual exercise of power.
This all but guaranteed that the field would become banal and irrelevant. It is why so little of the work matters to anyone outside the field or to those in power.
Simpson highlights the absurdity of mainstream communication research in the postwar years. As the United States was becoming a permanent wartime economy, as the militarized state became joined at the hip by Madison Avenue, Wall Street, the news media, and the largest corporations, the field of communication defined this arrangement as democracy, and so any criticism of the status quo became un-American and insufficiently committed to democracy. All the extraordinarily important questions these relationships raised—like, What happens to self-government and the rule of law with an unaccountable military closely allied with our largest corporations?—were dismissed as so much ideological posturing by infantile malcontents not worthy of being called real social scientists.
I had hoped that the emergence of the Internet and the digital revolution would make room for more critical inquiry. If nothing else, the Internet was blowing up existing media industries and practices. It required all sorts of fresh questions and policy interventions. In my 2007 book, Communication Revolution, I held out hope that the field was going to take a turn toward more critical research. Indeed, a handful of major programs like those at the University of Pennsylvania, the University of Southern California and the University of Michigan have made steps in that direction through the COMPASS initiative, which links emerging researchers to core policy issues. But there has been little ripple effect across the field, or even in the departments that have directed COMPASS; right now it looks like that window has closed.
So, in grand irony, the Internet, which was supposed to have blasted open the field of communication, looks to have reinforced the problems highlighted in Science of Coercion. It has created massive wealth and has become the foundation of contemporary capitalism. But this wealth has flowed largely into the hands of a few gigantic monopolistic corporations, many of which have market share in core activities similar to what John D. Rockefeller’s Standard Oil had at its peak. There are thirty-three publicly traded US firms with a market value of over $130 billion as of July 2014; fourteen of these firms (including three of the top four) are Internet-based giants and most of them are monopolies. They have political power comparable to that of the robber barons of yore. Actually, thanks to public relations and propaganda, they have a lot more power and face a lot less criticism. They are robber barons with human faces. Pirates who become emperors who become gods.
The NSA spying scandal, along with the revelations made by Edward Snowden and WikiLeaks, demonstrates that these Internet giants aggressively cooperate with national security forces to engage in total surveillance of much of the world’s population. It has great political and commercial value to know everything about everyone, so this is a marriage made in heaven for the Internet giants and the folks at the NSA and the Pentagon.
One might think that these developments and relationships would be at the center of research for a field called communication. And maybe in some of the infinite parallel universes theoretical physicists talk about, this is happening. But in our universe, the field of communication can barely find time to roll over and go back to sleep. Indeed, for every person viewing these developments critically, there are scores of professors and administrators trying to figure out how to get money from these firms or from the government. Simpson’s core critique remains in place.
So the bad news is that the phenomenal institutional pressures that were put in place at the field’s inception remain in place and make the field impervious to the great problems of the world today.
There is good news, however. Just as the uprisings of the 1960s and 1970s created opportunities for critical research, so it is today. All over the globe, the crises of our times are producing resistance and a demand for a better and more just world. These movements create space for academics, and they are taking place in the United States as well as abroad. I am convinced these movements are the future and will lead to a much better world. Whether the field of communication will participate in a long-overdue public conversation and debate on media, and democracy is, regrettably, another matter. It would be helpful if it did. Reading Science of Coercion would be a good place to start.
This is a book for all social scientists, not merely those studying media and communication. Research along the lines of Science of Coercion can be readily conducted by investigators in any number of fields, including economics, political science, history, psychology, education, and sociology. The evidence is all around us and can be brought to the surface through careful study of the paper trails of key academics, grants, and corporate sponsorships. That investigation would actually be easier today than it has been in the past. Important examples of this critical reexamination of the sociology of science and technology can now be found from thinkers from western and eastern Europe, Central and South America, the Philippines, Indonesia, and other parts of Asia. This has taken longer to arrive than I had once hoped. But it is arriving nonetheless, especially from scholars outside the bounds of US and neoliberal academic dominance. What lies before you is the book that launched the process.
Robert W. McChesney
1
Defining Psychological War
Communication research is a small but intriguing field in the social sciences. This relatively new specialty crystallized into a distinct discipline within sociology—complete with colleges, curricula, the authority to grant doctorates, and so forth—between about 1950 and 1955. Today it underlies most college- and graduate-level training for print and broadcast journalists, public relations and advertising personnel, and the related craftspeople who might be called the ideological workers
of contemporary U.S. society.¹
Government psychological warfare programs helped shape mass communication research into a distinct scholarly field, strongly influencing the choice of leaders and determining which of the competing scientific paradigms of communication would be funded, elaborated, and encouraged to prosper. The state usually did not directly determine what scientists could or could not say, but it did significantly influence the selection of who would