Amnesties, Accountability, and Human Rights
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For the last thirty years, documented human rights violations have been met with an unprecedented rise in demands for accountability. This trend challenges the use of amnesties which typically foreclose opportunities for criminal prosecutions that some argue are crucial to transitional justice. Recent developments have seen amnesties circumvented, overturned, and resisted by lawyers, states, and judiciaries committed to ending impunity for human rights violations. Yet, despite this global movement, the use of amnesties since the 1970s has not declined.
Amnesties, Accountability, and Human Rights examines why and how amnesties persist in the face of mounting pressure to prosecute the perpetrators of human rights violations. Drawing on more than 700 amnesties instituted between 1970 and 2005, Renée Jeffery maps out significant trends in the use of amnesty and offers a historical account of how both the use and the perception of amnesty has changed. As mechanisms to facilitate transitions to democracy, to reconcile divided societies, or to end violent conflicts, amnesties have been adapted to suit the competing demands of contemporary postconflict politics and international accountability norms. Through the history of one evolving political instrument, Amnesties, Accountability, and Human Rights sheds light on the changing thought, practice, and goals of human rights discourse generally.
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Amnesties, Accountability, and Human Rights - Renée Jeffery
Amnesties, Accountability, and Human Rights
PENNSYLVANIA STUDIES IN HUMAN RIGHTS
Bert B. Lockwood, Jr., Series Editor
A complete list of books in the series is available from the publisher.
Amnesties, Accountability, and Human Rights
RENÉE JEFFERY
UNIVERSITY OF PENNSYLVANIA PRESS
PHILADELPHIA
Copyright © 2014 University of Pennsylvania Press
All rights reserved. Except for brief quotations used for purposes of review or scholarly citation, none of this book may be reproduced in any form by any means without written permission from the publisher.
Published by
University of Pennsylvania Press
Philadelphia, Pennsylvania 19104-4112
www.upenn.edu/pennpress
Printed in the United States of America on acid-free paper
10 9 8 7 6 5 4 3 2 1
A Cataloging-in-Publication record is available from the Library of Congress
ISBN 978-0-8122-4589-9
CONTENTS
Introduction
Chapter 1. The Politics of Amnesties
Chapter 2. Transitions to Democracy
Chapter 3. The Pursuit of Truth
Chapter 4. Ending Violence
Chapter 5. The End of Impunity?
Chapter 6. The Persistence of Amnesties
Conclusion
Notes
Bibliography
Index
Acknowledgments
Introduction
We have all agreed to no longer discuss the old wounds, and the parties have resolved to build a new Aceh in an atmosphere of peace and security, and in the context of the Unitary State of the Republic of Indonesia.¹
On 15 August 2005, representatives of the Free Aceh Movement (Gerakan Aceh Merdeka, GAM) and the government of Indonesia signed the Helsinki Memorandum of Understanding (MoU). Brokered by the former president of Finland, Martti Ahtisaari, the comprehensive peace settlement signaled the formal end to almost three decades of violent civil conflict in the Indonesian province of Aceh. In the years that have since elapsed, the Aceh peace process has been widely heralded as a great success story.² The negotiated peace continues to hold, democratic elections have taken place without serious incident, and human rights abuses have abated. As Hamid Awaluddin, the Indonesian government’s chief negotiator during the Helsinki process, proudly proclaimed, Aceh today is place of peace. Guns are silent. Women no longer become widows because of political violence. Children freely develop their dreams to have a brighter future because they can attend schools. The economy is running well. Social interactions are uninterrupted. The people of Aceh have already elected their own leaders through free, democratic and fair local elections.
³ Yet beneath the jubilation and rounds of well-deserved congratulations, deeper concerns remain about the continuing lack of accountability for human rights violations perpetrated during the course of the conflict. As the Aceh Reintegration Board (BRA) estimates, the Acehnese civil war claimed as many as thirty-three thousand combatant and civilian lives through lethal combat operations, arbitrary killings, public extrajudicial executions, and forced disappearances.⁴ Many others were subjected to arbitrary arrest, torture, rape, and other forms of violence. As Faisal Hadi, the executive director of the Human Rights Coalition (Koalisi HAM) operating in Aceh, notes, For the people of Aceh, telling the story of their daily lives during the conflict means talking about human rights violations.
⁵
At the heart of dissatisfaction among the victims of abuse and human rights organizations operating in Aceh stands the very instrument employed to procure peace in this conflict—amnesty. As one of the central pillars of the Helsinki MoU, the provision of an amnesty granting immunity from prosecution for all individuals associated with the Free Aceh Movement who either were under investigation for crimes committed during the course of the civil conflict or were already in detention, as well as for those who fought under the auspices of GAM, has been widely cited as one of the key reasons behind the success of the Aceh peace process.⁶ It has, however, been something of a double-edged sword. By bringing about the cessation of hostilities in this case, the granting of an amnesty has, without question, facilitated a significant reduction in human rights violations. At the same time, however, it has also served to exacerbate the sense that a culture of impunity
continues to operate in Aceh. Coupled with the fact that neither the Human Rights Court for Aceh nor the Truth and Reconciliation Commission for Aceh provided for in the Helsinki MoU has been established, few political actors in Aceh seriously believe that prosecutions for past abuses will take place
or that the truth about their nature and extent will be revealed, leaving thoughts of accountability for past atrocities a mere pipe dream.⁷
Persistence and Change
In the past thirty years an unprecedented rise in demands for accountability for past human rights violations has taken place. Variously described as a revolution in accountability,
⁸ an age of accountability,
⁹ or, more commonly, the justice cascade,
¹⁰ this trend has been marked by "a shift in the legitimacy of the norm of individual criminal accountability for human rights violations and an increase in criminal prosecutions on behalf of that norm.¹¹ On an international level, this period has seen the establishment of international courts to try human rights violations, most notably the International Tribunal for the Former Yugoslavia, the International Tribunal for Rwanda, and the International Criminal Court (ICC), the emergence of hybrid domestic-international courts in the cases of the Special Court for Sierra Leone, the Kosovo
Panels 64," East Timor’s Serious Crimes Special Panels, and the Extraordinary Chambers in the Courts of Cambodia (ECCC), and several cases in which national courts have prosecuted foreigners who committed human rights abuses outside their temporal jurisdictions.¹² On a domestic level, the period has also seen criminal trials emerge as the most popular means of pursuing individual accountability for human rights violations. With four main avenues of prosecution—domestic courts, international tribunals, hybrid tribunals, and foreign courts—now open to states and other actors, the number of trials conducted for human rights violations has more than doubled since the early 1990s.¹³
Unsurprisingly, this trend toward greater accountability for human rights violations has posed a significant challenge to the use of amnesties, which, by their very nature, foreclose future criminal (and sometimes civil) prosecutions.¹⁴ By the end of the 1990s, the Inter-American Court of Human Rights had condemned amnesties granted in Uruguay, El Salvador, and Chile, later ruling that all amnesty provisions … are inadmissible, because they are intended to prevent the investigation and punishment of those responsible for serious human rights violations.
¹⁵ In an extraordinary turn of events at the signing of the 1999 Lomé Peace Agreement, negotiated to bring an end to Sierra Leone’s bloody conflict, the United Nations laid down a significant marker when it excluded the international crimes of genocide, crimes against humanity, war crimes, and other serious violations of international humanitarian law
from an already-signed agreement that included a blanket amnesty for all crimes committed during the conflict.¹⁶ This act, along with an associated set of guidelines for UN negotiators, strongly indicated that amnesties could no longer be justified, even as instruments designed to facilitate a peace agreement, thus bringing UN policy into line with the long-standing legal argument that states have an absolute obligation to prosecute certain types of serious crimes.¹⁷ Further key developments in international and domestic jurisprudence in subsequent years have seen amnesties circumvented,¹⁸ overturned,¹⁹ and resisted by lawyers, states, and judiciaries committed to ending impunity for human rights violations.²⁰
Yet despite these developments, amnesties remain incredibly popular. Since the 1970s, amnesties have steadily increased in number and cemented their place as the most popular transitional justice mechanism ahead of trials, truth commissions, reparations, and lustration policies.²¹ To be sure, amnesties are no longer being instituted in numbers comparable to their heyday in the early 1990s, but their institution has generally tracked upward over the past forty years. Thus, contrary to reasonable predictions, general increases in the numbers of human rights trials conducted, particularly in the twenty-first century, have not resulted in the decline of amnesties.²² That is, [a]mnesties persist,
despite the existence of the justice cascade.
²³
This book examines how and why amnesties have persisted in the face of mounting pressure to prosecute those responsible for human rights violations. It tells the story of amnesties in thought and practice from the 1970s to the present. On one hand, it is the story of the persistence of amnesties as a mechanism to facilitate transitions to democracy, reconcile divided societies, and sweeten negotiated peace agreements. On the other, however, it is also the story of how changing popular and political expectations
concerning precisely how past human rights violations ought to be addressed have brought the legitimacy and even efficacy of amnesties into question.²⁴
Amnesties are instruments of politics designed to achieve particular sets of policy outcomes. As we will see in this book, their durability over the past four decades can be attributed to two main factors. First, the perceived utility of amnesties as an effective means of ending violence, whether perpetrated as part of a civil or international conflict, or by rebel or militia groups operating within the state, has persisted over the past forty years. What is more, despite increasing pressure to prosecute perpetrators of human rights violations and mounting evidence suggesting that amnesties may help to end conflict but not to secure lasting peace,²⁵ states have increasingly offered immunity from prosecution in their (sometimes last-ditch) attempts to procure peace. Second, the endurance of amnesties since the 1970s can also be attributed to their malleable nature. As an instrument of politics, the nature of amnesty is not fixed but capable of being molded to achieve changing sets of political ends. That is, fundamental shifts in the very idea of what constitutes an amnesty have allowed amnesties to persist as political tools designed to facilitate peaceful transitions to democracy, to foster peace and reconciliation in postconflict societies, and to serve as bargaining chips to entice hostile parties to broker negotiated peace settlements. In particular, in the past four decades conventional notions of amnesties as instruments of amnesia,
oblivion,
and forgetfulness
²⁶ have given way to far broader understandings that conceive amnesty as a mechanism designed to render truth, prompt memory, and even achieve accountability.
This book thus also follows the themes of persistence and change in tracing the relationship between amnesties and accountability from the 1970s to the present. Accountability in this context denotes being held responsible or blameworthy for an action or set of actions. The Latin word respondeo,
from which responsibility
is derived, means I answer,
indicating that to be responsible for an action is to be answerable … or accountable for it.
²⁷ Put differently, the practice of accountability requires some actors [to] hold other actors to a set of standards and impose sanctions if these standards are not met.
²⁸ Where human rights violations are concerned, it requires "actors to accept, whether forcibly or through their own volition,
responsibility for the impact of their action or inaction on human rights.²⁹ Precisely how states and other actors pursue and ought to pursue accountability is the core concern of the subfield of study known latterly as
transitional justice."
Amnesties and Transitional Justice
Transitional justice can be defined in general terms as a conception of justice associated with periods of political change,
be they transitions from authoritarian rule to democracy or from conflict to peace.³⁰ At first sight it is thus not at all obvious that the discussion of amnesties belongs in the context of transitional justice. After all, amnesties routinely signify the decision to forgo justice in the aftermath of a transition to democracy or from conflict to peace. Derived from the Greek amnēstia,
meaning forgetfulness
or oblivion,
the term amnesty
has traditionally denoted an act of sovereign power
foreclosing future criminal prosecutions.³¹ In this sense, amnesty might be readily viewed as an affront to transitional justice, a means of achieving a transition without justice. However, this assessment rests on two assumptions, about the nature of amnesties and the nature of justice. First, conventional understandings have long assumed that amnesty necessarily entails some form of prescribed amnesia regarding wrongs committed in the past. Second, they have also assumed that justice is predominantly retributive in nature, operationalized through the practices of prosecutions and punishment. Yet, as the following, fairly conventional retelling of the genealogy of transitional justice in the twentieth century reveals, neither justice nor amnesty is a static concept. Rather, in the latter part of the twentieth century, narrow versions of both amnesty and justice gave way to far broader conceptualizations. Thus, while amnesty is no longer exclusively conceived as an instrument of amnesia but instead as a means of recovering the truth, understandings of justice have increasingly acknowledged the role that restorative measures play in putting right the wrongs of the past.
Amnesty Versus Accountability
According to Ruti Teitel’s now standard genealogy of the field, the development of transitional justice in thought and practice occurred in three distinct phases, each marked by a particular set of historical circumstances and their associated debates.³² Embedded within each of these debates have been corresponding patterns of implementation and debates about amnesties.
The first phase of transitional justice emerged in the aftermath of World War II and was primarily defined by the question of how best to hold Germany accountable for its aggression and the atrocities it committed during the war. Prior to World War II international and state practice had been dominated by the impunity model,
which dictated that the state itself and officials of the state should remain indefinitely immune from prosecutions in domestic courts and particularly in foreign courts.
³³ Thus, although the impunity model
did not specify the granting of amnesties for perpetrators of atrocities, the idea that state officials ought not to be tried for past actions effectively amounted to the promotion of de facto amnesties for these individuals.
With the full horrors of the Holocaust coming to light, however, revealing the deep moral and political flaws of the reigning orthodoxy,
the immunity model began to erode.
³⁴ Scholars and practitioners keen to ensure accountability for atrocities committed during the war and to draw a line, demarcating past practice from a new order in which impunity for mass human rights crimes was no longer an option, thus heavily promoted the application of international law, however extraordinary and irregular it may have been at the time.
With this, debate about how best to address past atrocities became explicitly framed in terms of justice versus amnesty,
with amnesty representing the formalization of impunity.³⁵ With general support falling on the justice
side of the ledger, amnesties came to be viewed as being exceptional to general adherence to the rule of law.
³⁶ They were, in short, an intolerable affront to accountability.
In the place of amnesties, the Nuremberg Model
viewed international law as providing the best vehicle for addressing war crimes and removing the protection afforded by state sovereignty to individuals accused of committing acts of gross misconduct
including crimes against humanity.³⁷ International tribunals staged in Nuremberg and Tokyo thus held individuals accused of crimes against peace,³⁸ war crimes,³⁹ and crimes against humanity individually criminally responsible for their actions.⁴⁰ As Article 7 of the charter annexed to the London Agreement of 8 August 1945, which determined to establish an International Military Tribunal for the trial of war crimes,
stated, The official position of defendants, whether as Heads of State or responsible officials in Government Departments, shall not be considered as freeing them from responsibility or mitigating punishment.
⁴¹ The courts established at Nuremberg and Tokyo thus represented a watershed for recognizing that individuals, and not merely states, are responsible for violations of human dignity, and that officials who order or commit such abuses must be held accountable.
⁴²
As far as the Nuremberg Model went in preventing state officials hiding behind their positions, it did not, however, bring a complete end to impunity for human rights violations. First, by choosing to try only those most responsible for planning and committing atrocities committed during World War II, the Nuremberg Model effectively granted large numbers of other perpetrators de facto amnesties. Second, it remained possible for state officials to stay immune from prosecution for human rights violations on account of the persistent notion that the state itself was responsible for perpetrating atrocities. Thus, although later practice eventually saw states held minimally accountable for human rights abuses, through name and shame
strategies, economic and military aid sanctions, and other forms of pressure, the actual individuals who carried out violations
remained beyond reach.
⁴³ Despite these limitations, however, the Nuremberg Model solidified the idea that individual accountability for human rights violations ought to be achieved through criminal trials and cast amnesties as the fundamental opponent of justice.
From Impunity to Truth and Justice
In the second phase of transitional justice, beginning in the 1970s, the relationship between amnesties and accountability was inverted as broad amnesty policies
became increasingly popular.⁴⁴ Here the relationship between amnesty and accountability developed in two main stages. The first coincided with and was directly related to the third wave
of democratization that began in Portugal in 1974 and spread to Greece and Spain before taking hold in Latin America, Eastern Europe, Asia, and Africa. As Samuel Huntington described it, the third wave was marked by major debates
over whether to prosecute and punish … [or] forgive and forget
crimes committed by members and supporters of past authoritarian regimes.⁴⁵ These debates were marked not simply by the impunity versus justice demarcations of old but by the emergence of a disciplinary fault line that saw lawyers and political scientists pitted against one another. In the main, lawyers tended to endorse the criminal prosecution of perpetrators of human rights violations as being necessary moral and legal responses to criminal offenses or as providing useful means of endorsing the criminal justice system, upholding the rule of law, and deterring future abuses.⁴⁶ These scholars explicitly opposed amnesties and questioned their ability to serve the instrumental function of bringing peace and stability to the transitional states with which they had been readily associated, most notably Chile, Argentina, and Uruguay.⁴⁷
By contrast, scholars of democratization from within the social sciences and, in particular, political science were convinced that the growing demand for accountability that followed in the wake of the Latin American transitions would dissipate before long. In accordance with his view that transitional justice is shaped exclusively by politics,
Huntington observed that no effective criminal prosecution and punishment occurred in most transitional countries, before concluding that [i]n new democratic regimes, justice comes quickly or it does not come at all.
⁴⁸ As Kathryn Sikkink has since comprehensively demonstrated, and as the cases of Cambodia, Uruguay, and South Korea reveal, Huntington was wrong: justice often takes a considerable amount of time to be realized (in the case of Cambodia the ECCC became operational almost thirty years after the end of the Khmer Rouge regime).⁴⁹ Nonetheless, at the height of the third wave of transitions in 1991 Huntington’s guidelines for democratizers thus advised that only when it is both "morally and politically desirable should the leaders of past authoritarian regimes be prosecuted.⁵⁰ Similarly, Guillermo O’Donnell and Philippe Schmitter predicted that such prosecutions would become less likely as
the bitterness of memories attenuated with the passage of time" in transitional societies.⁵¹ These scholars openly supported the positive function of amnesties in bringing democratization and raised concerns that pushing new democracies to prosecute still-powerful members of former regimes might derail transitions and precipitate renewed violence.
In practical terms, the second phase of transitional justice thus saw a shift away from individual criminal accountability to a growing, if at times reluctant acceptance of amnesties as the necessary price to be paid for both a peaceful transition to democracy and its successful consolidation. This was coupled, in intellectual terms, with a new emphasis on the political contexts and contingencies of transitions to democracy and the formulation of a series of dichotomies designed to explain the tensions at play in contending views on how best to address the human rights violations of past regimes. To some extent these dichotomies were artificial constructions, built to suit the purposes of pedagogy and achieve the sort of intellectual cleanliness that classification appears to facilitate. They brought together sets of thinkers and ideas that bore family resemblances to produce what, particularly in the case of the peace versus justice
debate, became reified positions.⁵²
Conceived as occupying one side of the so-called peace versus justice
debate were those who argued that in the aftermath of violent conflict, those responsible for committing atrocities must be held accountable for their actions by facing formal justice processes, namely prosecutions and punishment. On the other were those who sought to promote peace even, in some instances, at the expense of justice through the granting of amnesties to the perpetrators of serious crimes. As such, the peace versus justice
debate was, in large part, simply a new iteration of the earlier prosecute and punish versus forgive and forget
debate extended to apply to transitions not only to democracy but also from conflict to peace.
With the rise of the truth commission as an alternative means of addressing past human rights abuses in the 1980s and 1990s, however, justice came to be conceived not simply in opposition to peace but as the dichotomous opponent of truth as well. This reflected the fact that the primary aim of truth commissions was not justice but peace
and the sense that adversarial judicial processes did not constitute a satisfactory means of uncovering the truth about past violations.⁵³ With growing recognition of the importance of uncovering and acknowledging the truth about human rights violations committed in the past, amnesties were thus viewed as one way of facilitating the recovery of truth and fostering reconciliation in post-conflict societies.
However, new demands for truth precipitated a further distinction, this time between retributive and restorative forms of justice. As proponents of restorative justice argued, contrary to the justice versus truth
dichotomy, the pursuit of truth and reconciliation over prosecutions and punishment did not amount to the abrogation of justice or accountability but to the triumph of restorative over retributive justice. Restorative justice conceives crime as a violation or harm to people and relationships
and thus aims to create peace in communities by reconciling the parties and repairing the injuries caused by the dispute.
⁵⁴ For proponents of restorative justice, both the truth versus justice
and peace versus justice
dichotomies are in error. Justice is not opposed to truth, nor does it stand in opposition to peace: rather, truth is an instrument of peace and reconciliation, the ultimate ends to which justice aims. Similarly, restorative justice is not opposed to accountability but, through its practices of truth telling, apologies, compensation, repentance, and forgiveness, calls the perpetrators of wrongs to account for their actions.⁵⁵
Retributive justice, by contrast, conceives crime as a violation of the law
of which the state or the international community is the victim. According to this view, the aim of justice is to establish blame
and administer punishment.⁵⁶ Accordingly, accountability is achieved by making perpetrators pay
for their actions through punishment. The central driving force of retributive forms of justice is thus the simple belief that wrongdoing must be punished.
⁵⁷ For this reason, strong proponents of retributive justice are often characterized, caricatured even, as being willing to promote the demands of justice even if doing so may jeopardize peace. Thus, even when amnesties are proposed as a necessary condition for peace,
instituted to facilitate the cessation of hostilities and to prevent belligerents from resorting to violence once again, supporters of retributive justice are thought to favor trials and punishment over the granting of amnesties.⁵⁸
Within these dichotomies, amnesties have been readily aligned with peace, truth, and restorative justice, and conceived as being in opposition to the sort of retributive justice associated with prosecutions and punishment. This, as mentioned above, gave rise to two sets of relationships between amnesties and accountability in the second phase of transitional justice. First, and in accordance with the early transitions to democracy that furnished the peace versus justice
debate, amnesties have been conceived as an unfortunate affront to accountability that must be accepted as the means of achieving a peaceful transition to democracy. That is, amnesties were conceived in absolute opposition to accountability but justified nonetheless.
However, with the truth versus justice and restorative versus retributive justice debates came a second relationship between amnesty and accountability. Here amnesties were not thought to be directly opposed to justice or an absolute affront to accountability. Rather, amnesties were conceived in terms of restorative justice and as being legitimate only when coupled with limited accountability measures such as those constituted by participation in truth and reconciliation processes. With this, the absolute impunity afforded by the granting of blanket amnesties was replaced by a more bounded understanding of the acceptable limits of amnesties.
Amnesty and Accountability
The third phase of transitional justice is characterized by Teitel as steady-state transitional justice.
It is marked by the expansion and normalization of transitional justice.
⁵⁹ Transitional justice is now truly global in its reach. In particular, the third phase has seen a new emphasis on transitional justice in Asia and the Pacific, with mechanisms and processes being implemented in cases as diverse as Cambodia, East Timor, South Korea, the Solomon Islands, and Aceh. As made evident by recent world events, this has now been extended to the last frontier of transitional justice, the Middle East.
Beginning in the late 1990s and extending into the present, the third phase has also seen a return to the pursuit of individual criminal accountability with the establishment of ad hoc international criminal tribunals for the former Yugoslavia and Rwanda, the institution of hybrid domestic-international courts in Sierra Leone, East Timor, Lebanon, Kosovo, and Cambodia, and the institution of the ICC that came into operation in 2002. These advances mark the entrenchment of the Nuremberg Model
after several decades of being out of favor.⁶⁰
However, this move does not signify a turning of the tables in which justice now triumphs over peace. On the contrary, the third phase of transitional justice is marked, in scholarly terms, by the disintegration of the dichotomies that marked the second phase. In particular, growing acknowledgment of the justice
entailed by restorative measures,⁶¹ and an increasing rapprochement reached between the practices of transitional justice and peacebuilding have seen both retributive and restorative justice measures embedded in peacebuilding processes.⁶² This has been coupled with widespread recognition that in transitional and postconflict contexts, the choice is seldom simply ‘justice’ or ‘peace’ but rather a complex mixture of both.
⁶³ Thus, while amnesties have come to be conceived as instruments included in broadly holistic transitional and postconflict justice processes, they no longer explicitly prevent the pursuit of accountability for human rights violations. Rather, amnesties are now coupled with accountability measures, based on both retributive and restorative forms of justice, at the time of their implementation and sometimes some years down the track. That is, amnesties are no longer the final word on impunity.
The puzzle in all of this is why, in the face of the justice cascade and, with it, increasing recognition that amnesty no longer provides an impenetrable shield against prosecutions, states continue to offer amnesties. This book begins from the assumption that the key to understanding the persistence of amnesties lies in determining why states implement them in the first place. That is, it rests on ascertaining the political purposes for which amnesties are instituted. With this in mind, this book considers the political purposes, aims, and beneficiaries of given amnesties and, in doing so, provides insights into why states grant amnesties in particular contexts.⁶⁴
An Interpretive Approach
As a recent survey of research on the impact of various postconflict and transitional justice practices reveals, scholarship concerned with the relative merits of implementing particular transitional justice mechanisms has been dominated by faith-based
claims, driven by abstract or theoretical principles, rather than fact-based
arguments derived from the gathering and analysis of data and empirical evidence.⁶⁵ As a result existing empirical knowledge about the impacts
and, indeed, implementation of transitional justice mechanisms in general, and amnesties in particular, is extremely limited.⁶⁶
Among scholars committed to facilitating a move from faith-based
to fact-based
analysis of transitional and postconflict justice mechanisms, a fault line has opened up between those who advocate large-N quantitative comparisons and those who favor crucial case studies and small-N qualitative comparisons. Underpinning these positions are two key assumptions that have marked similar tensions in the fields of political science and international relations as well as in the social sciences more generally. The first assumes that quantitative analysis provides us with a scientific
explanation of trends and phenomena of postconflict justice and facilitates the generation and testing of general theories. It is underpinned by the positivist claim that causal explanations are valid only if they fit observations.
⁶⁷ To this end, a small number of large-N studies of transitional justice mechanisms have appeared in recent years, the most notable of which have respectively assessed the deterrence effect of human rights prosecutions and the outcomes produced by implementing various transitional justice mechanisms, in isolation and in combination with one another.⁶⁸ The second assumes that by engaging in fine-grained contextual analysis conducted using techniques such as process tracing, crucial case studies
and small-N comparisons can help to generate policy-relevant conclusions to be applied to particular cases. Utilizing both quantitative and qualitative methods, these studies have dominated scholarship concerned with the impact of postconflict mechanisms.⁶⁹
Of course, critics of each of these approaches are quick to highlight their distinct disadvantages. While crucial case studies and small-N comparisons cannot help us to identify general trends or patterns of causation, large-N studies suffer from the problem of standardization, whereby a one-size-fitsall
template is imposed on unique cases in specific contexts. Indeed, the contextual nature of transitions and legal obligations
indicates that where amnesties are concerned, we should resist the tendency … to extrapolate a ‘formula’ that can be applied, with a few changes, to any and all situations.
⁷⁰ The central challenge for research in the field is thus to design empirical studies that benefit from the main advantages provided by each of these approaches while mitigating their limitations.⁷¹ For Thoms, Ron, and Paris this is best achieved by employing mixed-methods research involving large-scale comparative analysis to identify general trends and patterns, and the controlled comparison of individual cases using process tracing techniques, extensive interviews, and surveys.⁷² As the increasingly regularity with which works that explicitly seek to bridge the large-N/case study fault line through the use of mixed methods have appeared suggests, many scholars seem to agree, at least implicitly, with Thoms, Ron, and Paris’s assessment. Indeed, it is perhaps significant to note that the majority of large-N studies of transitional justice practices and processes that have appeared in recent years have been undertaken not by scholars traditionally known as quantitative political scientists, but by area specialists who have extended their interdisciplinary analytical techniques to this mode of data analysis.⁷³ In this sense, large-N studies may be viewed less as a stand-alone approach to transitional justice and more as a supplementary mode of data collection designed to complement smaller, more contextual studies.
Following this new trend, this book also combines large-N quantitative analysis with focused qualitative analysis. To do so, it adopts an interpretive approach that allows data generated through large-N studies and small, indepth historical and contextual analyses to contribute to a holistic understanding of amnesties and their purposes.
Meaning Holism
The interpretive approach to social science is underpinned by the claim the human beings are different from the other physical objects that constitute the natural world. Unlike other phenomena in the natural world, human interactions cannot be studied in purely material (scientific) terms.⁷⁴ Rather, human beings are different because their actions are meaningful and historically contingent.
⁷⁵ Understanding and explaining human interactions thus requires us to interpret their meaning in the contexts, historical or otherwise, in which they are situated. The concept of meaning holism that stands at the center of the interpretive approach thus holds that our concepts are not simply given to us by the world as it is
but are constituted by and form webs of belief.⁷⁶ Understanding meaning thus requires us to understand those webs of belief, to evaluate whole bundles of facts, theories, and assumptions,
rather than consider individual facts and phenomena in isolation.
The meaning holism of the interpretive approach therefore conceives methods simply as forms of data generation and collection and treats all forms of data as being valid. What the interpretive approach requires is that the social scientist adopts contextualizing and historical forms of explanation.
⁷⁷ It recognizes that data is not only saturated with … prior theories
that informed its generation, but that it is data about holistic and constructed webs of meaning to be explained by interpretation.
⁷⁸ Thus, contrary to their conventional dichotomization in much political science and social science scholarship, it is not actually the case that positivist methods are incompatible with an interpretivist approach.
In particular, the use of case studies to shed light on a particular phenomenon of the social world is entirely compatible with the interpretivist approach. Where interpretivists diverge from positivists, however, is in their use of case study materials. The interpretive approach does not draw on evidence from case studies to support or generate formal theories. That is, in contrast to the positivist approach to social science, it does not conceive cases as systematic evidence for such theories.
⁷⁹ Rather, as distinct from a strictly comparative case study approach, the interpretive approach employs case studies "to