The Bill of Rights Primer: A Citizen's Guidebook to the American Bill of Rights
By Akhil Reed Amar and Les Adams
()
About this ebook
The Bill of Rights Primer is an authoritative guide to all American freedoms. Uncluttered and well-organized, this text is perfect for those who want to study up on the Bill of Rights without needing a law degree to do so.
This elementary guidebook presents a short historical survey of the people, events, decrees, legislation, writings, and cultural milestones, in England and the American colonies, that influenced the Founding Fathers as they drafted the U.S. Constitution and Bill of Rights. With helpful comments and fun facts in the margins, the book will provide a deeper understanding of the Bill of Rights, exhibiting that it is not a stagnant document but one with an evolving meaning shaped by historical events, such as the American Civil War and Reconstruction.
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The Bill of Rights Primer - Akhil Reed Amar
THE
BILL OF RIGHTS
PRIMER
THE
BILL OF RIGHTS
PRIMER
A CITIZEN’S GUIDEBOOK TO
THE AMERICAN BILL OF RIGHTS
AKHIL REED AMAR AND LES ADAMS
Skyhorse Publishing
All Rights Reserved. No part of this book may be reproduced in any manner without the express written consent of the publisher, except in the case of brief excerpts in critical reviews or articles. All inquiries should be addressed to Skyhorse Publishing, 307 West 36th Street, 11th Floor, New York, NY 10018.
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Skyhorse® and Skyhorse Publishing® are registered trademarks of Skyhorse Publishing, Inc.®, a Delaware corporation.
Visit our website at www.skyhorsepublishing.com.
10 9 8 7 6 5 4 3 2 1
Library of Congress Cataloging-in-Publication Data is available on file.
ISBN: 978-1-62087-572-8
Printed in India
CONTENTS
About this Book
PREFACE: THE DEVELOPMENT OF THE CONCEPT OF POLITICAL FREEDOM IN ENGLAND AND THE AMERICAN COLONIES
CREATION AND RECONSTRUCTION: AN OVERVIEW
PART I: CREATION
PART II: RECONSTRUCTION
Appendix
THE CONSTITUTION OF THE UNITED STATES
AMENDMENTS I-X AND XIV
Biographical Profiles of Notable Figures Quoted or Featured in the Text
Notes
Glossary
Index
About the Authors
ABOUT THIS BOOK
by Les Adams
In 1997,1 wrote a little book entitled The Second Amendment Primer. It was more or less a labor of love, my hope being that perhaps a few thousand people or so would share my interest in an authoritative but easy-to-read book on the history and development of our right to keep and bear arms. Much to my surprise, the book became a bestseller. In just three years, sales have reached 500,000 copies, and the books continue to sell at a brisk pace.
Soon after my book on the Second Amendment was published, I began receiving letters from readers suggesting that I write a similar book on all the original amendments to the Constitution — the entire Bill of Rights. That seemed like a good idea to me, so I began my research and initial drafting of such a book in early 1998.
Then several months later, Yale University Press published The Bill of Rights: Creation and Reconstruction by Akhil Reed Amar, professor of law at Yale Law School. Amar’s book is a brilliant piece of work. It was selected to receive a Gavel Award Certificate of Merit in the Book Category in the 1999 Competition for the Media and the Arts, given by the American Bar Association. Here is a sampling of the reviews his book has been receiving in academic and legal circles:
Readers suggested a primer on the Bill of Rights
Commentary on Amar’s book
One of the most important books about constitutional interpretation of its generation.
Jeffrey Rosen, American Lawyer
Amar . . . takes us on a historical odyssey . . .. [He] offer[s] a striking and original analysis of the political values embodied in the amendments . . .. Amar’s stimulating republican interpretation restores the states and the people to their rightful place in the constitutional story.
James Henretta, New York Times Book Review
A methodological tour de force . . .. [0]ne of the most valuable works on constitutional scholarship written in the modern era.
Steven Calabresi, co-founder of the Federalist Society
Essential reading for anyone who claims to care about the history of liberty in America, from the AC LU to the NRA to the Federalist Society. Today’s Bill of Rights, Amar shows, owes less to the Founding Fathers of the 1780s and more to the antislavery crusaders of the 1860s — women alongside men, blacks alongside whites — than many of us had realized.
Nadine Strossen, professor,
New York Law School, and
national president, American
Civil Liberties Union
Akhil Amar is one of the most creative thinkers in the legal academy. Not surprisingly, he has produced the best book ever written about what we call the Bill of Rights.
Sanford Levinson, professor,
University of Texas Law School
Amar’s argument is nothing short of brilliant: he recasts our understanding of the Bill of Rights in ways that have profound implications. No one presently writing is better able to combine legal and historical analysis.
Michael Les Benedict, professor,
Ohio State University
Authors agree to collaborate on a new book that will marry scholarly content with popular style
By viewing the Bill of Rights as a document with an evolving meaning shaped by history, and by stressing how the Civil War and Reconstruction transformed the Bill of Rights, Amar has made a major contribution to the history of American liberties.
Erie Foner, professor,
Columbia University
How could I possibly write anything that would achieve this level of acclaim? So, subscribing to the theory if you can’t beat ‘em, join ‘em,
I contacted Amar and suggested that we collaborate on a new book combining the masterful scholarly content of his book with the demonstrably popular style and organization of mine. What if, I asked, we were to transform Amar’s work (which, after all, is a scholarly treatise with a sophisticated organization, style, and vocabulary, aimed at a learned audience of judges, lawyers, and historians) into a more accessible and easily read book like The Second Amendment Primer? That is, what if we could create a book that would tell the great story of the Bill of Rights in a reader-friendly style without the loss of one whit of historical accuracy or legal erudition, but with an organization and vocabulary that most everybody would be comfortable with — a book that was easy to read and easy to refer to? Wouldn’t that be something? We thought so, and hope you agree.
Easy to read. Easy to refer to.
New book includes features found to be popular in The Second Amendment Primer
The organization of The Bill of Rights Primer is similar to that of The Second Amendment Primer. The preface presents a short historical survey of the people, events, decrees, legislation, writings, and cultural milestones, in England and the American colonies, that influenced the Founding Fathers as they drafted the U.S. Constitution and the Bill of Rights. (Incidentally, this section is written solely by me, and the responsibility for any omissions, errors, or factual misinterpretations in the text is mine alone.) The remaining chapters, co-authored with Amar, are a condensation of his book.
The book also includes features that proved to be especially helpful to readers of The Second Amendment Primer:
• Important points are summarized in short notes at the side of the text.
• To present an uncluttered page that’s easy to read, all reference and quotation sources are placed in a separate section of notes at the end of the book.
• Throughout the book, we have tried to provide synonyms for most of the fancy words that lawyers and scholars sometimes use and for obsolete words or words that no longer mean what their writers intended. However, since the Bill of Rights, is, after all, a legal and historical document, to discuss it adequately we simply cannot avoid the use of some legal or scholarly words and expressions for which there are no adequate synonyms. Therefore, we have provided a short glossary on page 389. (It might assist your comprehension if you briefly review this glossary before you begin reading the text.)
• Also at the back of the book are three reference sections: biographical profiles of all notable figures discussed or quoted in the text; endnotes; and an index.
• The work is designed in a pocket-size format for easy reference.
Akhil Amar and I hope you will find this small guidebook book handy and user-friendly . . . that you will to your come to regard it as an authoritative guidebook to your American freedoms.
A guidebook to your American freedoms
Thank you.
Les Adams
PREFACE
THE DEVELOPMENT OF THE CONCEPT OF POLITICAL FREEDOM IN ENGLAND AND THE AMERICAN COLONIES
Imake no pretense that this chapter is a comprehensive history. My short review of the subject will necessarily be like a time machine, speeding through the course of English and American history, stopping only occasionally, and briefly at that, to examine a particularly significant development. Of the hundreds of writings, speeches, and legislative acts that contributed to the development of the concept of political freedom in England and America, I will be mentioning no more than a dozen or so.
So then, what is the freedom with which the Founding Fathers were concerned? When you think about it, there are many kinds of freedom - freedom from psychological or physical constraint, such as slavery or imprisonment, of course; but also freedom from want or fear; freedom to move; freedom to think; freedom to act; freedom to dream; and so on. But When Patrick Henry uttered his famous words during the Virginia debates, just what was the freedom for which he would give up his life? It was political freedom, the right of citizens to exercise free will in conformity with and under the protection of the rule of law.
A time machine speeding through history
Patrick Henry’s concept of freedom
The concept of our political freedom is the product of several thousand years of thought and development, from its birth in the civilizations of the ancient world up to the signing of the Magna Carta in the thirteenth century in England, followed by four centuries of relative inactivity, and then by an explosion of expression and action in England and the American colonies throughout the seventeenth and eighteenth centuries. Since that time, the concept of political freedom has matured into the foundation of governance for all the democratic societies of the western world.
Unfortunately, we don’t have space in this little book to even catalog, much less discuss, all the people, wars, events, and cultural milestones that contributed to the development of the concept of political freedom during the thousands of years preceding the American Revolution. It’s a massive body of knowledge whose mastery would have to include, at a bare minimum, the study of entire civilizations such as Sumeria, Babylonia, Israel, Egypt, Greece, Rome, and Byzantium; the analysis of significant cultural movements such as slavery, feudalism, the Renaissance, and the Reformation; the study and analysis of the thought of scores of great leaders and philosophers including Zoroaster, Homer, Herodotus, Solon, Socrates, Aristotle, Plato, Alexander the Great, Cicero, Caesar, Augustus, Livy, Tacitus, Jesus, Paul of Tarsus, Augustine, and St. Thomas Acquinas at the very least; and the reading of a number of great writings including the Epic of Gilgamesh, the Code of Hammurabi, the Bible, the Funeral Oration of Pericles, Justinian’s Institutes, and so on.
Our focus, instead, will begin in England towards the close of the Middle Ages, when the heretofore largely theoretical concepts of political freedom began to be translated into practical workmanlike documents and declarations of rights.
Our focus begins in England at the close of the Middle Ages
ENGLAND’S PRINCIPAL
DECLARATIONS AND WRITINGS
THREE GREAT
DECLARATIONS OF LAW AND
LIBERTY
Three documents, the Magna Carta of 1215, the 1628 Petition of Right, and the 1689 Declaration of Rights, are universally recognized as the cornerstones of political liberty in England. They’re worth a closer examination.
Magna Carta
Whenever mob or monarch lays
Too rude a hand on English ways,
A whisper wakes, the shadow plays
Across the reeds at Runnymede.
Rudyard Kipling, 1891
In the 13th century. England was a feudal monarchy
King John’s venality put the governing structure at risk
In the thirteenth century, England was a feudal monarchy. The fortune, power, and influence of the king or queen derived principally from the Catholic Church and its top English representative, the Archbishop of Canterbury; and from a small group of barons and other noblemen who were the regional proponents of the king’s or queen’s will. These monarchs relied on a feudal structure in which their vassals, the barons, provided them with money for the royal treasury and armed soldiery for their military exploits.
Whatever its shortcomings — and there were many as far as the common people were concerned — this governing feudal structure worked when England was ruled by relatively decent monarchs. But when an evil ruler such as King John assumed the throne, the monarch’s venality and greed put the entire structure at risk.
In the gallery of heroes, statesmen, rogues, fools, idiots, and simpletons that make up the history of English royalty, John, the youngest son of Henry II and younger brother of Richard I (the Lion-Hearted
), stands out as a piece of work,
as the popular expression goes.
In his landmark history of England published in 1778, David Hume wrote of John: The character of this prince is nothing but a complication of vices, equally mean and odious; ruinous to himself, and destructive of his people. Cowardice, inactivity, folly, levity, licentiousness, ingratitude, treachery, tyranny, and cruelty, all of these qualities appear too evidently in the several incidents of his life.
¹
Incidents indeed there were. Early in his monarchy, in 1202, after being victorious in a rebellion waged against him in Normandy by his nephew, Arthur, the 16-year-old duke of Brittany, John imprisoned Arthur in the castle of Roüen. Then, according to most historians, he ordered Arthur’s assassination. But failing to find a willing accomplice, John stabbed the young man to death with his own hands, fastened a stone about the dead body, and threw it into the Seine River. In later years, John ordered the death by starvation of the wife and son of William de Braose, the first English baron to take arms against him. He then kidnapped and held hostage twenty-eight young sons of Welsh barons, later hanging the boys when he became convinced of their fathers’ treason. John’s idea of a pleasant outing was to ride through the countryside, accompanied by his bodyguard of foreign mercenaries, raping and pillaging.
It was said of John that to know him well was to loathe him. When he died in 1216, it was accepted wisdom that it was the best service that he could do his kingdom.
The signing of Magna Carta
It is one of the ironies of history that this thoroughly reprehensible monster played an instrumental role in the foundation of English constitutional government from which a number of the American concepts of freedom embodied in our Bill of Rights were to be drawn. You see, King John happened to be the most notable participant in an event that many historians regard as being one of the most important in the entire history of the western world.
I refer, of course, to the signing of Magna Carta by King John and an assemblage of English barons on June 15, 1215, at Runnymede. Once called Running-Mead, this small creek runs through a meadow bearing the same name and flows into the river Thames between the towns of Windsor and Staines, southwest of London (not far from today’s Heathrow Airport).
At this site, the principal barons of John’s realm, armed and prepared to overthrow his monarchy if he did not accede to their demands, presented him with a document then popularly known as the Articles of the Barons, later entitled Magna Carta (or the Great Charter of King John).
Compared with John, the barons assembled at Runnymede might be regarded as quite decent fellows. But they were not choirboys. What they were seeking was not liberty for all, but relief from the oppressive financial demands (known as scutage) that John was making of them, as well as relief from a number of other feudal customs they found burdensome. The barons couched their demands in terms that might lead one to conclude that they were advocates of what we might today call democratic reform. But in fact, Magna Carta served to benefit primarily only the barons and their privileged friends.
At first glance, Magna Carta is indistinguishable from numerous other royal proclamations issued at the time. It consists of eighty-six lines in Latin, bears the Great Seal of King John, and is written on sheets of parchment measuring about fifteen by twenty inches. (There exist only four signed and sealed copies of this famous document: two are on display in London’s British Museum; the other two are housed at the cathedrals of Lincoln and Salisbury.)
A quick glance at an English translation of Magna Carta can be misleading, particularly if one's eye is drawn to some of its chapters that today can only be regarded as quaint.
Take Chapter 23, for example:
Neither a town nor any person shall be distrained to build bridges or embankments, excepting those which anciently, and of right, are bound to do it.
A document designed to benefit only the barons and their Mends
To provide a modern meaning: The people shall not be compelled to make bridges unless they are bound to by ancient custom.
Apparently, every time King John traveled on horseback outside London, in advance of his departure he forced the local folks to build bridges across the streams he intended to cross during his journey. The locals were much oppressed by this practice and found it an extreme hardship.
Despite the inclusion in Magna Carta of such relatively minor local grievances that would today be considered merely curious, it is nevertheless a profound, solemn document, reflecting the harsh realities of life in thirteenth-century England, and at the same time clearly anticipating republican reforms that would ultimately find expression almost five hundred years later in the English Declaration of Rights. Magna Carta has come to be recognized as the premier and fundamental document of English constitutional law.
For Americans, whose liberty depends upon the existence of laws limiting the authority and discretion of those in charge of the government, the importance of Magna Carta is that it of law announced the rule of law. This is evident in many of its chapters that established new rights for the barons and new standards for the conduct of the king. But in the development of both the English and American Bill of Rights, its most significant chapter is its famous Chapter 39:
Magna Carta announced the rule of Law
No free man shall be taken or imprisoned or dispossessed, or outlawed, or banished, or in any way destroyed, nor will we go upon him, nor send upon him, except by the legal judgement of his peers or by the law of the land.
No clause of Magna Carta has been cited more often as a guarantee of personal liberties than this chapter. It was included in Magna Carta, many scholars believe, to codify a concept similar to the principle found in the Fifth and Fourteenth Amendments to the U.S. Constitution, that no person may be deprived of life, liberty, or property without due process of law.
Unquestionably Magna Carta played an essential part in the development of the U.S. Constitution and Bill of Rights. When the various American colonies took root in the seventeenth and eighteenth centuries, their governments embodied provisions of Magna Carta, particularly Chapter 39, into their legislation. And when in 1765 the British Parliament passed the Stamp Act (a notorious piece of punitive legislation that imposed various taxes upon the colonies to finance the maintenance of British troops in America), no less a figure than John Adams cited the provisions of Magna Carta in support of the principle no taxation without representation.
²
The Petition of Right
Several hundred years of English history were to pass after the signing of Magna Carta before England was presented with the next seminal document in its constitutional history, The Petition of Right, drafted by the English Parliament and presented to King Charles I in 1628. The petition reflected the gradual development of individual liberties that had been implied long before in the provisions of Magna Carta, and foretold the codification of those liberties, which would occur sixty-one years later with the passage of the English Bill of Rights.
A document declaring supremacy of law over the wishes of the king
The Petition of Right was a revolutionary document, declaring the supremacy of law over the personal wishes of the king and rejecting the doctrine known as the divine right of kings (the belief that monarchs obtain their ruling power directly from God, rather than from the consent of their subjects). Specifically, it demanded important restrictions upon monarchal power as it was being practiced by King Charles in violation of individual liberty. Among these were provisions that no longer could the king exact taxes without the consent of Parliament; that prisoners committed to jail at the king’s command should be freed on bail before trial; that the quartering of troops in private homes was illegal; and that civilians could not be tried under martial law.
The Petition of Right thus contributed much to the establishment of some of the essential personal liberties of the English people. The eminent English historian William Holdsworth was later to characterize the petition as the first of those great constitutional documents since Magna Carta, which safeguard the liberties of the people by securing the supremacy of the law.
³
Charles grudgingly accepted the Petition of Right, recognizing that he needed the cooperation of Parliament to raise money to fund his monarchy. But he had no intention of abiding by it. He dismissed Parliament the next year, not calling for its reconvention until 1640. During this time, a number of conflicts and the continuing struggle for power between Charles and Parliament led to the English Civil War in 1642 and Charles’ conviction of treason and execution in 1649.
Executive power in England then fell into the hands of Oliver Cromwell, who had commanded the forces of Parliament in the civil war. In 1653, Cromwell assumed the title of lord protector. Upon his death in 1658, his son Richard became lord protector, but Richard was an ineffective ruler and was forced into retirement in 1659. Parliament thereupon bestowed the monarchy upon Charles II, who ruled from 1660 until his death in 1685. James II then ascended to the throne, ruling from 1685 to 1688, when he was forced to flee to France after being ousted from power by armed forces under the command of Prince William of Orange.
Parliament then invited Prince William to become the new king of England, provided he and his wife, Mary, would accept the provisions of a new document Parliament had adopted on February 12, 1689, the English Declaration of Rights. They did, and the declaration was signed the next day by the new king and queen.
But King Charles had no intention of abiding by it
The Declaration of Rights
(The English Bill of Rights)
The Declaration of Rights (which was later to be established in statutory form as the English Bill of Rights) reaffirmed the principles of the 1628 Petition of Right, denying the divine right of kings and setting forth thirteen basic rights that Parliament regarded as the true, ancient, and indubitable rights and liberties of the people
of the English kingdom. In his classic History of England, Lord Macaulay summed up the significance of the Declaration of Rights as follows:
The Declaration of Rights contained the seeds of every good law needed to promote the public welfare
The Declaration of Right[s], though it made nothing law which had not been law before, contained the germ of the law which gave religious freedom to the Dissenter, of the law which secured the independence of the Judges, of the law which limited the duration of Parliaments, of the law which placed the liberty of the press under the protection of juries, of the law which prohibited the slave trade, of the law which abolished the sacramental test, of the law which relieved Roman Catholics from civil liabilities, of the law which reformed the representative system, of every good law which has been passed during more than a century and a half, of every good law which may hereafter, in the course of ages, be found necessary to promote the public weal, and to satisfy the demands of public opinion.⁴
THREE INFLUENTIAL
PRIVATE WRITINGS
During the seventeenth and eighteenth centuries, the private writings of a number of jurists and political philosophers were to advocate republican ideals and further the growth of political freedom in England. My discussion will be confined to the most influential of the time: the writings of members of the Whig Party, as well as those of John Locke and William Blackstone.
The Whig Writers
The Whig writers — relatively unknown by the general public today — included such non-household names as Charles Lawson, Algernon Sidney, James Burgh, John Trenchard, Andrew Fletcher, Robert Molesworth, Thomas Gordon, Joseph Addison, James Harrington, Henry Neville, and too many more to name. They were members of a political party commonly referred to as Whigs,
or Commonwealthmen,
or classical republicans
which from the late seventeenth century until 1760 exercised considerable political power in England. ( Whig is the short form of the word whiggamore, a name applied to a Scotch word once used to describe the people from west Scotland who opposed King Charles I of England in 1648.) The political philosophy of the Whigs had been strongly influenced by the writings of a number of philosophers from ancient times, including Aristotle, Cicero, Livy, and Tacitus, as well as those of the Italian Renaissance writer Machiavelli. The Whigs advocated granting more political power to the House of Commons. They had been largely responsible for the Glorious Revolution of 1688 that established the supremacy of Parliament over the king. They were also instrumental in the drafting and enactment of the English Bill of Rights.
The Whigs advocated more political power for the House of Commons In Locke’s view, the people, not the king, were sovereign
John Locke
John Locke was the author of Two Treatises on Government, one of the great books in the history of the world. The second treatise in the book, entitled An Essay Concerning the True Original, Extent and End of Civil Government,
is Locke’s landmark contribution to constitutional law, political theory, and the establishment of democratic government and political freedom in England. Although published towards the close of the seventeenth century in 1689,