The Orthodox Church in the Arab World, 700–1700: An Anthology of Sources
By Samuel Noble and Alexander Treiger
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About this ebook
All of the texts chosen for this volume are interesting in their own right, but the collection of these sources into a single volume, with helpful introductions and bibliographies, makes this book an invaluable resource for the study of Arabic Christianity and, indeed, the history of Christianity more broadly. ― Hugoye: Journal of Syriac Studies
Arabic was among the first languages in which the Gospel was preached. The Book of Acts mentions Arabs as being present at the first Pentecost in Jerusalem, where they heard the Christian message in their native tongue. Christian literature in Arabic is at least 1,300 years old, the oldest surviving texts dating from the 8th century. Pre-modern Arab Christian literature embraces such diverse genres as Arabic translations of the Bible and the Church Fathers, biblical commentaries, lives of the saints, theological and polemical treatises, devotional poetry, philosophy, medicine, and history. Yet in the Western historiography of Christianity, the Arab Christian Middle East is treated only peripherally, if at all.
The first of its kind, this anthology makes accessible in English representative selections from major Arab Christian works written between the eighth and eigtheenth centuries. The translations are idiomatic while preserving the character of the original. The popular assumption is that in the wake of the Islamic conquests, Christianity abandoned the Middle East to flourish elsewhere, leaving its original heartland devoid of an indigenous Christian presence. Until now, several of these important texts have remained unpublished or unavailable in English. Translated by leading scholars, these texts represent the major genres of Orthodox literature in Arabic.
Noble and Treiger provide an introduction that helps form a comprehensive history of Christians within the Muslim world. The collection marks an important contribution to the history of medieval Christianity and the history of the medieval Near East.
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The Orthodox Church in the Arab World, 700–1700 - Samuel Noble
© 2014 by Northern Illinois University Press
Published by the Northern Illinois University Press, DeKalb, Illinois 60115
Manufactured in the United States using acid-free paper.
All Rights Reserved
Design by Shaun Allshouse
Library of Congress Cataloging-in-Publication Data
The Orthodox church in the Arab world, 700–1700 : an anthology of sources / edited by Samuel Noble and Alexander Treiger ; foreword by Metropolitan Ephrem (Kyriakos).
pages cm
Includes bibliographical references and index.
ISBN 978-0-87580-701-0 (pbk.) — ISBN 978-1-60909-155-2 (e-book)
1. Orthodox Eastern Church—Arab countries—History—Sources. 2. Orthodox Eastern Church—Doctrines. I. Noble, Samuel, editor of compilation. II.
Treiger, Alexander, editor of compilation.
BX250.O674 2014
281.90917’4927—dc23
2013041734
Contents
Foreword—Metropolitan Ephrem (Kyriakos)
Acknowledgments
Introduction—Samuel Noble and Alexander Treiger
Chapter 1—Mark N. Swanson
Chapter 2 —Theodore Abu Qurra
John C. Lamoreaux
Chapter 3 —The Disputation of the Monk Abraham of Tiberias
Krisztina Szilágyi
Chapter 4 —Hagiography
John C. Lamoreaux
Chapter 5 —Agapius of Manbij
John C. Lamoreaux
Chapter 6 —Sulayman al-Ghazzi
Samuel Noble
Chapter 7 —ʿAbdallah ibn al-Fadl al-Antaki
Samuel Noble
Chapter 8 —Alexander Treiger
Chapter 9 —Agathon of Homs
Alexander Treiger
Chapter 10 —Paul of Antioch
Sidney H. Griffith
Chapter 11 —Patriarch Macarius Ibn al-Zaʿim
Nikolaj Serikoff
Chapter 12 —Paul of Aleppo
Ioana Feodorov
Abbreviations
Notes to Chapter One
Notes to Chapter Two
Notes to Chapter Three
Notes to Chapter Four
Notes to Chapter Five
Notes to Chapter Six
Notes to Chapter Seven
Notes to Chapter Eight
Notes to Chapter Nine
Notes to Chapter Ten
Notes to Chapter Eleven
Notes to Chapter Twelve
A Bibliographical Guide to Arab Orthodox Christianity
About the Contributors
Indexes
Foreword
This book offers you a testimony of the faith of the Orthodox Church in the Arab world in the historical period between 700 and 1700. It weaves together an anthology of many previously unpublished works, unknown in Arabic and even more so in English.
This is a good initiative by Samuel Noble and Dr. Alexander Treiger, who strive to show the entire world how much the Lord has spoken through the mouth of authors devoted to Him, amidst major historical events from the rise of Islam, through the Umayyad, ʿAbbasid, and Fatimid periods, the Crusaders, the Mongols, and the Mamluks, down to the Ottoman era.
All this bears witness to the fact that the Christian Church is nourished by the ongoing revelation of the Holy Spirit, the Divine Spirit who inspires and acts within individuals dedicating themselves to witnessing to the Truth—that Truth that became incarnate in Him who has overcome all kinds of death and corruption throughout human history: our Lord Jesus Christ. In both their life and their society, people of the Middle East can feel, in a great number of ways, the effects of this Truth, and so the Lord inspires those who love Him to find ways to express His ongoing presence and His continuous operation within human history.
It is true that in the period under discussion there were times of bloodshed and tragic historical events, and so these writings, published in the selections below, bear special witness to the ever-present Divine Light that shines forth through the tribulations of this world. The Arab Middle East remains a place where heavenly messages are heard, for the sake of human beings’ salvation from temptations, sins, suffering, and ultimately from death. This fulfills the Lord’s promise of granting us humans eternal life and taking us back into the everlasting presence of God which is realized within His creation from the very beginning.
This book is suitable for both the specialist and the general public. We ought to be thankful to Dr. Alexander Treiger and Samuel Noble who worked joyfully on publishing these rich selections from our holy Antiochian heritage. We ask God to reward their efforts and also encourage others to conduct similar research so that we can publish the rest of our great heritage in the two languages, Arabic and English, at the very least.
With the blessing of the Lord Jesus our God and our Savior, who has come in the flesh.
Christmas 2012
+Ephrem (Kyriakos)
Metropolitan of Tripoli, al-Koura, and Dependencies
Acknowledgments
This anthology has been four years in the making. We wish to thank all those who made it a reality. We are deeply grateful, first of all, to His Eminence Metropolitan Ephrem Kyriakos of Tripoli, al-Koura, and Dependencies, who gave his blessing to the project and wrote a foreword to the volume.
The contributors—Ioana Feodorov, Sidney H. Griffith, John C. Lamoreaux, Nikolaj Serikoff, Mark N. Swanson, and Krisztina Szilágyi—deserve the highest credit for the careful research they have done for each chapter. We are particularly thankful for their patience with multiple rounds of corrections, queries, and editorial interventions, which were necessary to make this volume as accurate and at the same time as uniform as possible.
We thank Stephen Shoemaker and the anonymous reviewer assigned by the Northern Illinois University Press for their insightful comments and advice and James Montgomery and Jonathan Goossen for their kind help with some points of proofreading and editing.
Our thanks go also to Brigham Young University Press, and personally to Joseph Bonyata and Kristian Heal, for gracious permission to reprint (with minor changes) John Lamoreaux’s translation of Theodore Abu Qurra’s text, originally published by Brigham Young University Press in 2005. We also gratefully acknowledge permissions by Dr. Adel Theodor Khoury (Germany), Father Nagi Edelby (Lebanon), and Gregorian & Biblical Press (Italy) to have Arabic texts translated into English.
Special thanks go to Amy Farranto and Susan Bean at Northern Illinois University Press, who guided us, carefully and wisely, through the editorial process from the very beginning, to Shaun Allshouse for designing the cover, and to many others at the Press who read the volume and offered useful comments and corrections.
Last but not least, we are grateful to the Research Development Committee at Dalhousie University in Halifax, Nova Scotia, for a grant that helped to subsidize publication.
Annunciation and Sunday of the Cross 2013
Samuel Noble and Alexander Treiger
Introduction
Samuel Noble and Alexander Treiger
Arab Christianity—A Neglected Area of Church History
The Middle East is the birthplace and the ancient heartland of Christianity, where the first Christian communities were founded by the apostles. On the eve of the Islamic conquests in the seventh century CE, Christians formed a majority or a plurality in most areas of the Middle East. They spoke and wrote a variety of languages, including Greek, Syriac, Coptic, Ethiopic, Armenian, Georgian, Middle Persian, and Sogdian. Arabic, too, was spoken by those Arab tribes and sedentary populations in Arabia, Palestine, Syria, and Iraq who had converted to the Christian faith in the fourth, fifth, and sixth centuries.
In the course of the seventh century, an estimated half of the world’s Christians found themselves under Islamic rule.¹ The Islamic conquests set in motion two processes affecting these Christian communities: the process of Arabization, causing them gradually to adopt Arabic as a spoken, literary, and liturgical language (often alongside their ancestral tongues) and the much slower, yet persistent process of Islamization. To the degree that they underwent Arabization but not Islamization, Middle Eastern Christians are Arab Christians, though those of them who do not consider themselves to be of Arab descent, such as the Copts of Egypt or the Maronites of Lebanon, often reject the term.
Middle Eastern Christians successfully adapted to the new reality shaped by the Islamic conquests and developed new and unique ways of bearing witness to the Christian gospel in a culture largely defined by Islam. Though their proportion in the total population declined significantly over the centuries, Middle Eastern Christians in general and Arab Christians in particular have retained their cultural importance up to the present day.
Christian theological literature in Arabic is at least 1300 years old, the oldest surviving texts dating from the eighth century.² Pre-modern Arab Christian literature embraces such diverse genres as Arabic translations of the Bible and the Church Fathers, Biblical commentaries, liturgical texts, lives of the saints, homilies, theological and polemical treatises, ascetical literature, devotional poetry, philosophy, medicine, history, and diaries, as well as archival documents that offer indispensable information on Arab Christian and Middle Eastern history.³ As the catalogs of Christian publishers in Cairo and Beirut and now a plethora of Christian websites in Arabic clearly show, Arab Christian literature continues to flourish today.⁴
Despite all the above, in the Western historiography of Christianity, the Arab Christian Middle East is treated only peripherally, if at all. The popular assumption, current even among scholars of Christianity, is that in the wake of the Islamic conquests, Christianity abandoned the Middle East to flourish elsewhere, leaving its original heartland devoid of an indigenous Christian presence. To make things worse, the term Arab
is widely—though needless to say incorrectly—regarded as synonymous with Muslim, and so even the very notion of Arab Christianity appears to many to be a contradiction in terms.
Even those Westerners who are aware of the existence of Arabic-speaking Christian communities—primarily through personal contacts with émigré Middle Eastern Christians living in the West—are rarely able to name even a single author or literary work from the Christian heritage in Arabic. This is hardly surprising, as virtually no such authors or works are mentioned in the standard histories of Christianity available to the Western reader and the existing translations of such texts are not easily accessible to nonspecialists. (The bibliography at the end of this anthology will offer a guide to these translations.)
To take just a few examples: though Middle Eastern and Arab Christianity would easily merit their own volume in such a detailed and otherwise excellent work as Jaroslav Pelikan’s five-volume The Christian Tradition, all one finds is a number of scattered references to one or two Arabic-writing Christian theologians.⁵
Similarly, Kallistos Ware’s The Orthodox Church simply remarks that after the Islamic conquests, [t]he Byzantines lost their eastern possessions, and the three Patriarchates of Alexandria, Antioch, and Jerusalem passed under infidel control.
⁶ Little is said about the subsequent history of these patriarchates until they resurface again much later in the narrative, in the chapter devoted to the Orthodox Church in the twentieth century. Arab Orthodox Christians are referenced only once, in connection with the contemporary situation in the patriarchates of Antioch and Jerusalem.⁷ Only one Arab Christian author from the preceding centuries is mentioned.⁸ The chapter entitled The Church under Islam
begins with the Ottoman conquest of Constantinople in 1453, with not the slightest hint that three patriarchates had been under Islamic domination for more than eight centuries prior to that date.⁹
Even more recently, John McGuckin, in his monograph The Orthodox Church (2008), takes the position that [a]fter the rise of Arab [read: Muslim] power in the seventh century, the once great Christian communities of Antioch and Alexandria fell into disastrous decline.
¹⁰ The reader is made to understand that the decline was so drastic and so disastrous that there is hardly any need to comment on these communities’ subsequent fate.
The same neglect of Arab Christianity is evident also in McGuckin’s recent two-volume Encyclopedia of Eastern Orthodox Christianity (2011). Though this encyclopedia features separate articles on Orthodoxy in Latvia and Orthodoxy in Lithuania, it has no comparable article on Orthodoxy in Lebanon. Sporadic references to Arab Orthodox Christianity are only found in entries on the patriarchates of Antioch and Jerusalem and in the entry on the Syrian Orthodox Churches.
The latter, however, somewhat confusingly reports that [t]he Syrian Orthodox Christians, in the Byzantine sense (i.e., those that accept all seven ecumenical councils) . . . belong either to the Greek Orthodox Patriarchate of Antioch and All the East or the Antiochian Orthodox Church
¹¹—despite the fact that the Greek
Orthodox Patriarchate of Antioch is the Antiochian Orthodox Church. There is not a single entry in the entire encyclopedia on any Arabic-writing Christian theologian.
It is only in recent years that surveys of Christianity in general and Orthodox Christianity in particular have begun to include chapters on the Arabic tradition.
Thus, Kenneth Parry’s The Blackwell Companion to Eastern Christianity (2007) features a chapter on Arab Christianity, as does the volume The Orthodox Christian World, edited by Augustine Casiday (2012). Likewise, the Cambridge History of Christianity volume on Early Medieval Christianities
(2008) features a general survey chapter on Christians under Muslim Rule.
This subject is taken up much more extensively in the German manual Das orientalische Christentum by Wolfgang Hage (2007) and in the excellent Russian study Blizhnevostochnoe Pravoslavie pod Osmanskim vladychestvom (Orthodox Christianity in the Middle East under Ottoman Rule) by Konstantin Panchenko (2012). The first monograph in English that attempts to do justice to the richness of the Arab Christian tradition while also being accessible to the general reader—Sidney Griffith’s The Church in the Shadow of the Mosque—was published in 2008.¹²
These are hopeful signs for the future, yet much work remains to be done before this important aspect of Christian history can be fully appreciated. Close to 90 percent of the vast corpus of Arab Christian literature has not yet been edited or translated, let alone adequately studied. Numerous texts, including documents of considerable importance, are unknown even to Arab Christians themselves, being buried in the manuscript repositories of Europe and the Middle East, while many others have been edited in Arabic but remain inaccessible to the English reader.
The present anthology—the first of its kind—intends to fill this important gap. It is the editors’ hope that it will mark a step forward in correcting this deplorable Western myopia with regard to Arab Christianity by making accessible in English representative selections from major Arab Christian works, several of them previously unpublished, written during the millennium from 700 to 1700.
For the sake of consistency, this anthology focuses on one particular tradition among the many varieties of Middle Eastern Christianity (on which more below): what we shall term Arab Orthodox Christianity.
¹³ Arab Orthodox Christians are those Arabic-speaking Christians who accept the definitions of the seven ecumenical councils (including the Councils of Ephesus and Chalcedon) and are in communion with the other Orthodox churches: the churches of Greece, Russia, Serbia, Romania, Georgia, and others. Traditionally, these Christians were called Melkites
(literally royalists
) by their opponents, a term that implied that the Arab Orthodox were followers of the Byzantine emperor in matters of doctrine and ritual.¹⁴ In Arabic, they are frequently called Rum Orthodox
: Roman
(i.e., Byzantine-rite) Orthodox. In the West, they are often called Antiochian Orthodox,
due to the fact that the majority of their churches in North America are affiliated with the Orthodox Patriarchate of Antioch.
It must be mentioned in this connection that even as Arabic came to predominate within the Middle Eastern Orthodox Christian community, Syriac and Christian Palestinian Aramaic long remained in liturgical use in many regions,¹⁵ while Greek, Georgian, and even Persian and Turkish were also employed in some times and places. Since, however, these languages lie outside the scope of this anthology, it is to a more detailed account of the history of the Arab Orthodox community—and of Arab Christianity in general—that we must now turn.
Arab Christianity before the Rise of Islam
Arabic was among the first languages in which the Gospel was preached. The Book of Acts mentions Arabs as being present at the first Pentecost in Jerusalem, where they heard the Christian message in their native tongue.¹⁶ Not long thereafter, the Apostle Paul states that immediately after his conversion he traveled to Arabia.¹⁷ The term Arabia
as used by Paul presumably refers to the Nabatean kingdom, centered in Petra in present-day Jordan. While ethnically Arab, the Nabateans had come to use Aramaic as they became sedentarized. In the early second century CE they were conquered by Rome and incorporated into the Roman Empire as the province of Arabia Petraea.¹⁸ It is such sedentary Arameo-Arab groups that were the first Arabs to be exposed to, and to gradually embrace, Christianity.
Other than the people of Arabia referenced by Paul, one can mention the Arameo-Arab Abgarid dynasty of Edessa (present-day Urfa in Turkey). According to some early Christian sources (e.g., the fourth-century Church historian Eusebius of Caesaria and the fifth-century Syriac text The Doctrine of Addai), King Abgar V the Black (d. 50 CE) was converted to Christianity by the Apostle Addai, thus becoming the first Christian king.¹⁹ Scholars have disputed the historicity of this information and the identity of the Abgar in the story, sometimes attempting to equate him, instead, with Abgar VIII the Great (d. 212). Whatever the identity of the king who converted to Christianity, it is undeniable that the Abgarid dynasty of Edessa was early on favorable to, or at least tolerant of, Christianity and that the new faith had gained acceptance in the city by the end of the second century CE.²⁰
The spread of Christianity to Arabic-speaking nomads and semi-nomads soon followed.²¹ The chief areas of the Arabian Peninsula to have had a significant Christian population were the southern Arabian city of Najran (near the modern border between Saudi Arabia and Yemen), the northeast edge of the peninsula (especially the city of al-Hira near modern Kufa in Iraq and the coastal region of Qatar), and the desert areas bordering Byzantine Syria and Palestine. It is in this last region in the fourth century CE that the Byzantines began to recruit semi-nomadic Arab tribes to secure the porous border region from incursions from the desert. As part of this arrangement, the Arabs allied with Byzantium were required to convert to Christianity. It would appear that these new converts quickly became zealous for the Nicene Orthodoxy they had received: when the emperor Valens (r. 364–78) attempted to enforce Arianism as the creed of the Empire, these Arab foederati, led by their queen Mavia, revolted against his rule and successfully demanded that a pro-Nicene Arab hermit named Moses be ordained their bishop.²² Writing in the fifth century CE, the church historian Sozomen claims to have heard odes composed in Arabic that celebrated Mavia’s victory over Valens. Not only is this the earliest account of Arabic poetry, it is also the earliest account of an oral Christian literature in Arabic.²³
In the fifth century the relative unity of the Christian world was shattered by intense controversies over Christology. These controversies came to define the communal and theological identities of Arabic-speaking Christians both before and after the rise of Islam. The first stage of the controversy centered on the debate between the patriarch of Constantinople, Nestorius (d. 451) and the patriarch of Alexandria, Cyril (d. 444). A pupil of Theodore of Mopsuestia (d. 428), Nestorius was educated in the Antiochene tradition of theology and scriptural exegesis. This tradition emphasized the distinction between the divinity and the humanity of Christ and rejected theopaschite expressions (i.e., language ascribing suffering
to God). Nestorius declared, therefore, that the Virgin Mary ought to be called Christotokos
(Birthgiver of Christ) rather than Theotokos
(Birthgiver of God) because birth could not be properly ascribed to God and hence Mary gave birth only to Christ’s humanity. The leader of the opposition to Nestorius was Cyril, whose native Alexandrian school of theology and exegesis emphasized, by contrast, the unity between the divinity and the humanity in Christ, stressed the identity of Christ with the pre-eternal God the Word, and endorsed theopaschite language. This controversy came to a head at the Council of Ephesus of 431, which deposed and exiled Nestorius and canonized the title Theotokos.
While it is considered the Third Ecumenical Council by Eastern Orthodox Christians, the Council of Ephesus was rejected by many Christians in Syria and Mesopotamia, who were faithful to their Antiochene theological identity. Thus, the church of the Sasanian Empire, headed by the Catholicos of Seleucia-Ctesiphon, rejected the condemnation of Nestorius. Its Council of Seleucia-Ctesiphon of 486 elevated Theodore of Mopsuestia’s exegetical works to the level of official dogma and accepted a Christological definition that ruled out all theopaschite expressions (including the term Theotokos
), while safeguarding the unity of the person of Christ on the basis of a prosopic
rather than hypostatic
union of divinity and humanity.²⁴ While this church officially referred to itself as the Church of the East, it was soon called Nestorian
because of its Christological teachings.²⁵ Because of its independence from the imperial church in Byzantium, the Persian rulers accepted the Church of the East as the only legal variety of Christianity within the Sasanian Empire and allowed it the freedom to proselytize anyone except ethnic Persians, who were required to follow the official Zoroastrianism of the state.
The second divisive controversy erupted at the Council of Chalcedon in 451, considered the Fourth Ecumenical Council by Eastern Orthodox Christians. Inspired by Pope Leo I’s Tome of 449, the council affirmed that after the Incarnation Christ is confessed in two natures,
divine and human. This affirmation of two natures in Christ was criticized by the more radical followers of Cyril as a concession to the Nestorians. These uncompromising Cyrillians insisted instead on one nature of God the Word incarnate
(an originally Apollinarian formula used by Cyril) and consequently rejected the Council of Chalcedon. They were henceforth called monophysites by their opponents and are today less polemically called Miaphysites (from the Greek mia physis, one nature).
Opposition to Chalcedon was particularly strong in Syria and Egypt. In Syria the sixth-century bishop Jacob Baradaeus (ca. 500–78) founded a Miaphysite hierarchy independent from the imperial Chalcedonian church. His followers were soon called Jacobites
by their opponents.²⁶ In Egypt, after the council of Chalcedon, Chalcedonian and Miaphysite bishops alternated. Two separate hierarchies eventually emerged in the sixth century, beginning in 537–38 when the emperor Justinian (r. 527–65) consecrated a second, Chalcedonian patriarch of Alexandria, Paul, as rival to the reigning Miaphysite patriarch, Theodosius. In 576, when the Miaphysite patriarch Peter IV ordained approximately seventy bishops, the process of creating two separate hierarchies—the Chalcedonian and the Miaphysite (later to be called, respectively, Melkite
and Coptic
)—was essentially complete.²⁷
In the wake of Chalcedon, the Miaphysite church proved to be extremely successful among the Arabs. The major Byzantine allies during the sixth century, the Arab tribe of Banu Ghassan (Ghassanids), were won over to the Miaphysite cause even though they remained politically loyal to Constantinople. It is in fact the Ghassanid ruler al-Harith ibn Jabala (d. 569) who was operative in the ordination of Jacob Baradaeus as bishop.²⁸
Another important Christian center in the Arab world, the southern Arabian city of Najran (mentioned above) was largely brought within the Miaphysite orbit through its close connection to Ethiopia. In the year 523, the Yemenite king Yusuf Dhu Nuwas, who had converted to Judaism, began a persecution of the Christians of Najran.²⁹ Several hundred Christians, including their leader al-Harith (in Greek, Arethas; not to be confused with al-Harith ibn Jabala mentioned above) were martyred.³⁰ Provoked by the deaths of these Christians, the Ethiopian king Kaleb invaded and conquered Najran.³¹ After several years of direct Ethiopian rule, the viceroy Abraha declared himself king of southern Arabia, building a cathedral in Sanaʿa (Yemen).³² Around the year 570 he attempted to invade the important trade city of western Arabia, Mecca, with an Ethiopian army that included war elephants. The defeat of this army was later remembered in the Qurʾan in the Chapter of the Elephant
(Surat al-Fil).³³
At the same time, the Church of the East was able to expand its influence among the Arabs of northeastern Arabia, especially among the ruling tribe of Banu Lakhm (Lakhmids) in the city of al-Hira on the lower Euphrates, near present-day Kufa in Iraq. The Lakhmids functioned as a Persian client state, protecting the Sasanian Empire from Arab incursions in much the same way that the Ghassanids served to protect the Byzantines. A bishopric of al-Hira seems to have existed from at least 410. By virtue of their high urban culture, the Christians of al-Hira, coming from a variety of tribal backgrounds, were seen by the nomads of the peninsula as a distinct group and were known as the ʿIbad,
a term meaning servants
(of Christ).³⁴
Even before the official conversion of the Lakhmid king al-Nuʿman ibn Mundhir (r. 583–ca. 602) to Nestorian Christianity towards the end of the sixth century, al-Hira was a thriving Arab Christian cultural and political center. The poetry of the sixth-century Arab Christian poet from al-Hira ʿAdi ibn Zayd (d. ca. 600), for example, has many Christian motifs, including a fine retelling of the Biblical story of the creation of the world and the Fall in Arabic verse.³⁵
Later Muslim historians and geographers mention al-Hira’s several churches and monasteries, some of which were built by the Lakhmid Christian queen Hind (mid-sixth century). One of these monasteries, called The Monastery of Hind
(Dayr Hind) after its benefactress, remained active well into the Islamic period. An Arabic-language inscription that was once located over the door of this monastery’s church attests to the importance of this Arab Christian queen:
Hind, daughter of al-Harith son of ʿAmr son of Hujr, the queen, daughter of kings, mother of the king ʿAmr son of al-Mundhir, handmaiden of Christ, mother of His servant and handmaiden of His servant, built this church in the time of the King of Kings Khosrau Anushirvan and the bishop Ephrem. May the God for whom she built this church forgive her sins, have mercy on her and her son, accept their prayers, and raise them up for the establishment of truth. May God be with her and with her son unto ages of ages.³⁶
Although al-Hira was eclipsed by the new garrison city of Kufa soon after the Islamic conquest, it did remain for some time a center of Arab Christian culture: the famous Christian translator of Greek texts into Syriac and Arabic, Hunayn ibn Ishaq (d. 873 or 877), was born and received his earliest education there. Nestorian Christianity was also prominent in the coastal area of Qatar (in Syriac: Beth Qatraye), along the western shore of the Persian Gulf, and in recent decades archeologists have uncovered the remains of a number of monasteries in that area. The famous seventh-century East-Syriac ascetic writer Isaac the Syrian was originally from that region.³⁷
Given the strong Christian presence among the Arabs in the northern and southern edges of the Arabian Peninsula, going back to at least two centuries before Islam, it is an important question whether there also existed pre-Islamic Arabic translations of the Bible and of the Christian liturgy. So far this question is unresolved, and evidence for such translations remains inconclusive. One likely reason for this is the strongly oral nature of pre-Islamic Arab culture. Although we know of a very elaborate poetic tradition among the Arabs in pre-Islamic times (the Arab Christian poet ʿAdi ibn Zayd from al-Hira has already been mentioned above), this poetry seems to have been composed and initially transmitted orally and was only written down some two centuries after the rise of Islam. Though the Arabs had an alphabet before Islam, the only pre-Islamic Christian examples of its use are graffiti and inscriptions such as the one at Dayr Hind. Thus, while it seems probable that the Christian scriptures would have been conveyed in Arabic before Islam, it is likely that they were transmitted orally; hence the dearth of evidence for their existence.³⁸
Yet another unresolved issue relating to pre-Islamic Arab Christian literature is what influence such a literature, whether written or more likely oral, had on subsequent Christian literature in Arabic. One can hope that future research will shine light on this question.
Arab Christianity during the Lifetime of Muhammad
The founder of Islam, Muhammad, was born in Mecca to the Arab tribe of Quraysh in 570—the year of Abraha’s unsuccessful siege of the city, called the Year of the Elephant
in the Muslim sources. Orphaned at a young age, he was raised first by his grandfather and after the latter’s death by his uncle. According to the Muslim tradition, at the age of nine or twelve while accompanying his uncle’s caravan and passing through the city of Bosra in Syria, Muhammad met a Christian hermit named Bahira who reportedly predicted Muhammad’s future prophetic career. It is interesting to note that there exists a highly polemical Christian counterversion
of this encounter, preserved in both Syriac and Arabic. The Christian legend treats Bahira as a heretical monk who taught Muhammad the Qurʾan: Muhammad was a humble boy, cheerful, good-natured, clever and eager to learn,
the Christian legend patronizingly claims. He accepted Bahira’s teaching and observed it, and he came to Bahira day and night, until the Qurʾan was written. He continued to visit Bahira frequently, sought his advice in his affairs and followed it.
³⁹
The Muslim understanding of the Qurʾan’s origins is, of course, quite different. The Qurʾan is seen as the word of God revealed piecemeal to Muhammad through the mediation of the angel Jibril (Gabriel) over the last twenty-two years of his life (610–32). The Muslim tradition claims that Muhammad was initially frightened by the Qurʾanic revelation and was not sure whether it could be trusted, until his first wife’s cousin Waraqa ibn Nawfal, who is said to have been a Christian well versed in the scriptures, reassured him of the Qurʾan’s divine origin. As in Bahira’s case, we can see how the Muslim tradition uses Waraqa’s image for the apologetic purpose of having a Christian confirm Muhammad’s prophethood. The fact that Muslim historians deemed it plausible that a relative of the founder of Islam would have been a Christian is further testimony to the appeal that Christianity held even for the Arabs of Mecca.⁴⁰
Thus Islam’s holy book, the Qurʾan, was composed in an environment to a significant degree familiar with Christians and Christianity. It frequently addresses them directly or makes reference to them by the name al-Nasara
(Nazarenes) or, on one occasion, Ahl al-Injil
(the People of the Gospel). While some earlier scholarship, now outdated, attempted to identify the Christians addressed in the Qurʾan with various heretical groups (e.g., the Collyridians who worshipped the Virgin Mary as one of the Trinity), the current consensus is that the Qurʾan’s Christians belonged to the same divisions of Middle Eastern Christianity that exist today, especially the Jacobites and Nestorians.⁴¹ More recent research has highlighted the degree of familiarity with Biblical texts that the Qurʾan assumes among its audience.⁴²
The Qurʾanic view of Christians is complicated and contains a number of elements. Alongside Jews and the so-called Sabians (usually identified by modern scholars with the Mandeans), the Qurʾan considers Christians to be People of the Book,
distinguishing them, in virtue of their possession of written scriptures, from polytheistic pagans. It goes even further with regard to Christians, stating that they are closer in affection
to the Muslims because they have priests and monks among them and they are not arrogant,
⁴³ while at the same time it is more critical regarding the specifics of Christian belief. Central to the Qurʾan’s understanding of God’s unity (tawhid) is a rejection of the Christian belief in the Trinity.⁴⁴ This is expressed most pointedly in Sura 112, which states that God is one, God the Supreme.⁴⁵ He does not beget and is not begotten. There is no one equal to Him.
The Qurʾan adopts elements of the Christian understanding of Jesus while strenuously denying other aspects. While it frequently refers to Jesus as the Messiah or Christ (al-Masih) and goes so far as to say that he is God’s word, which He cast upon Mary
and a spirit from God,
⁴⁶ who was born of a virgin,⁴⁷ performed miracles, and was supported
by the holy spirit,⁴⁸ it states also that Jesus is merely one in the line of prophets and messengers and can in no way be considered to be God’s Son. Moreover, it claims that Jesus was not crucified, but it only appeared
so, while in reality God lifted him up
to heaven.⁴⁹
Arab Christians and the Muslim Conquest of the Middle East
While the Muslims were initially a persecuted minority in predominantly polytheist Mecca, they quickly reestablished themselves as a closely knit community in Yathrib (Medina) after moving to that city in 622, an event known as the Hijra. From Yathrib, they were able not only to fend off the polytheist Meccans’ attacks but also to gain control over the entire Arabian Peninsula, including Mecca, during Muhammad’s lifetime. After Muhammad’s death in 632, under the rule of his immediate successors, the so-called rightly-guided caliphs,
the Muslim armies advanced swiftly through the Middle East and North Africa, dealing a death blow to the Sasanian Empire and conquering Byzantium’s richest provinces: Syria, Palestine, and Egypt. Weakened by continuous warfare between the Sasanians and the Byzantines, the major cities of the Middle East, all with significant Christian populations, surrendered in rapid succession: Damascus fell in 635; Seleucia-Ctesiphon, Antioch, and Jerusalem in 637; Alexandria in 642.⁵⁰
Later Christian and Muslim traditions would tell the story of an encounter between the Orthodox Patriarch of Jerusalem, Sophronius (d. 638 or 639), a close associate of John Moschus and Maximus the Confessor, and the second Muslim caliph ʿUmar (d. 644).⁵¹ Laying siege to Jerusalem, after two years of ravaging the nearby countryside, the Muslim general Abu ʿUbayda ibn al-Jarrah offered the city the three standard alternatives: conversion to Islam, surrender and payment of taxes, or destruction of the city. The Byzantine army had essentially abandoned Palestine after its defeat at the Battle of Yarmuk in 636 and so, as in Damascus and later Alexandria, the responsibility for negotiating with the invaders fell to the bishop of the city. As conversion to Islam (a completely unknown faith at that time) was inconceivable and military resistance to the Muslims in the absence of a Byzantine army posed too great a risk, Sophronius decided to surrender the city—but only to the Caliph ʿUmar personally. ʿUmar ceremonially rode into Jerusalem on a camel in February 638 and made camp on the Mount of Olives. It was there that Sophronius met with him to hand him the keys to the Holy City.
It is only in the history of the tenth century Arab Orthodox patriarch of Alexandria, Eutychius (Saʿid ibn Batriq, r. 935–40) that the most famous detail would be added as an embellishment to the story, apparently designed to strengthen the local Christians’ claim to protection of their holy sites. According to Eutychius, when the city had formally surrendered and ʿUmar entered the walls of Jerusalem, he was led by Sophronius to the Church of the Resurrection (the Holy Sepulchre). Inside the church, ʿUmar announced to Sophronius that he desired to pray, and Sophronius had some mats brought out so he could do this. But ʿUmar refused to pray in the church, pointing out that if he were to do so his followers would use it as a pretext for turning the church into a mosque. Instead, he prayed on the steps of the church and signed a charter prohibiting Muslims from holding communal prayer and sounding the Muslim adhan (call for prayer) in the proximity of the church.⁵² Eutychius (or his source) complains, however, that in his time
ʿUmar’s protection charter had been violated and the Muslims had taken over a part of the gallery of the church, building a mosque there and calling it the Mosque of ʿUmar.⁵³
In modern times it has become commonplace to portray Miaphysite Christians, who dissented from the official Byzantine Christology, as welcoming the transition to Muslim rule. Though this may be partially true for Egypt (we hear, for instance, that the Coptic patriarch Benjamin encouraged the Coptic population of Pelusium—now Tell al-Farama, in the Nile delta—to support the invaders),⁵⁴ there is no evidence of comparable activities or sympathies among the Miaphysites of Syria.⁵⁵ Moreover, even in Egypt, opposition to Chalcedonian Christology did not necessarily translate to opposition to Byzantine rule, let alone support for the Muslim invasion. Even one of the most vehemently anti-Byzantine authors of the time—the seventh-century Coptic historian John of Nikiu, who argues that the Muslim conquest of Egypt was brought about by the emperor Heraclius’s persecution of the Miaphysites—still makes clear that he has no sympathies for the Muslims. He condemns, in no uncertain terms, those false Christians
who collaborate with the invaders, convert to Islam, and then fight their former co-religionists.⁵⁶ The earliest Miaphysite literary responses to the conquest in both Syria and Egypt take the form of apocalypses that portray the arrival of the Muslims as a catastrophe presaging the end of times.⁵⁷
The three earliest Orthodox authors to mention Islam and the conquests, Sophronius of Jerusalem, Maximus the Confessor (d. 662), and Anastasius of Sinai (d. ca. 700), also reacted strongly against the Muslim invaders. In his Synodical Letter and Christmas Sermon of 634 and in his Baptismal Sermon, delivered at Epiphany, probably in 637, Sophronius reflects the progressive terror that gripped the residents of Jerusalem as the Saracene invaders
approached the city and laid waste to surrounding areas.⁵⁸ Similarly, in a letter written between 634 and 639, Maximus describes the Muslim invaders of Egypt as a barbarian tribe from the desert sweeping over other people’s land as their own
and laments that a civilized country is being devoured by wild and untamable beasts, human only in appearance.
⁵⁹ Writing some fifty years later, Anastasius of Sinai appears to have traveled extensively through the territory of the caliphate, defending Orthodoxy both against Christological heresy and the new theological threat posed by Islam. In his Narrationes, Anastasius even goes so far as to call Muslims associates of the demons
and responds to the Muslim confession of faith, the shahada, with the proclamation there is no God but the God of the Christians.
⁶⁰ At roughly the same time, an anonymous seventh-century appendix to John Moschus’s Spiritual Meadow, preserved only in Georgian, refers in the harshest terms to the construction of a mosque on Jerusalem’s Capitol
(the Temple Mount) and urges Christians not to collaborate with the Saracen settlers.⁶¹
In many respects the Muslim conquests had immediate effects on the lives of the conquered populations. Having enjoyed a position of power for three centuries, Christians suddenly found themselves, alongside Jews, with a new, second-class legal status as subject peoples
("ahl al-dhimma" or dhimmis
). In exchange for the payment of a head tax (the jizya) and submission to a number of other restrictions,⁶² they were granted permission to organize their religious communities on autonomous lines and were exempted (indeed, forbidden) from military service. This arrangement, however, initially applied only to Christians who were not Arabs. The Muslim conquerors seem to have been considerably less tolerant of Arab Christian tribes. According to one report, the caliph ʿUmar insisted that they should be fought until they converted to Islam or died. When he eventually agreed to impose on the Arab Christians from the tribe of Taghlib conditions of surrender, he specifically prohibited them from baptizing their children (a prohibition they later disregarded); at the same time, he acceded to their request to pay a different and less humiliating kind of tax than the jizya.⁶³
Another crucial change that affected the Orthodox Christian populations of the Middle East, now subjects of the Muslim caliphate, was that they were separated from Byzantine territory and had difficulty maintaining ties with their co-religionists in the Patriarchate of Constantinople. Instead, they found themselves for the first time within a single polity that also included Christians living to the east of the Euphrates, in former Sasanian lands. Whereas the Byzantine government had favored the Orthodox and the Sasanian government had shown preference to the Church of the East, under the early Muslim rule all Christians—Orthodox, Miaphysite, and Nestorian—were to have equal status as dhimmis.⁶⁴ This unprecedented situation brought about new forms of competition and interaction between the various Christian communities, who, along with the Muslims, would all gradually come to adopt Arabic as their principal language of cultural and intellectual discourse. In this environment intra-Christian polemic, written mostly in Arabic and focused especially on Christological issues, became a major literary genre. Despite this intra-Christian polemic, however, Christians freely exchanged ideas across Christological divisions as they endeavored to defend their shared faith against Muslim attacks.
In other respects, however, after the initial shock and chaos of the conquest, the subsequent period was marked by a high degree of social and cultural continuity with the Byzantine era, and the archaeological evidence in particular shows few signs of wide-scale devastation and disruption of the patterns of life in the seventh century, contrary to what one might expect from literary sources.⁶⁵ The policy of Muhammad’s four immediate successors, the so-called rightly-guided caliphs,
toward the Christians seems to have been limited to expelling them from Arabia (in accordance with Muhammad’s injunction that no two religions shall coexist in the Arabian Peninsula
) and enforcing the conditions of surrender on dhimmi populations in the newly acquired territories. The Muslim conquerors consciously retained the status of a separate military caste, preferring to live apart from the conquered populations in newly built garrison cities (amsar) such as Basra and Kufa in Iraq (both founded in the late 630s), rather than in old cities like al-Hira, where the influence of the pre-Islamic elites was still predominant.
Arab Orthodox under the Umayyads
In the year 661 the fourth caliph, ʿAli (r. 656–61), was assassinated by a Muslim rebel, and governance of the Muslim community was seized by his rivals, the Umayyad family, a branch of the Arab tribe of Quraysh living in Syria. The resulting transfer of the capital to Damascus was initially beneficial to the Orthodox Christians of Syria and Palestine, at least in terms of providing them with an opportunity to maintain their elite status. While the first four caliphs had attempted to rule from the far-off Medina (and in the case of ʿAli, from Kufa in Iraq) and were largely preoccupied by the conquest of new territory as well as rebellions and civil war among the Muslims, Umayyad rule gradually brought about a period of relative political stability during which the new rulers could develop their institutions of governance. Initially, the Umayyads maintained the Byzantine administrative system and even for a time kept Greek as the language of bureaucracy.⁶⁶ This meant that Orthodox Christians with knowledge of Greek coming from families such as that of John of Damascus, which had been previously employed by the Byzantines, were able to keep their social prestige and influence by serving in the Umayyad administration.
However, already the caliphs ʿAbd al-Malik (r. 685–705) and his son al-Walid (r. 705–15) took measures to promote Arabic and Islam and to curb Christianity’s influence in the Islamic empire. The most significant of these measures was the adoption of Arabic under ʿAbd al-Malik as the official language of the administration. In addition, these two caliphs made the first significant efforts to claim the public space
for Islam. In Jerusalem ʿAbd al-Malik ordered the construction of the Dome of the Rock on the Temple Mount. Designed to rival the Christian monuments of the city, especially the Church of the Resurrection (the Holy Sepulchre), it was decorated with Qurʾanic and Qurʾan-style verses that criticized the doctrines of the Trinity and the Incarnation.⁶⁷ In Damascus al-Walid demolished the Orthodox Cathedral of Saint John the Baptist, which had previously incorporated designated worship spaces for both Christians and Muslims, and converted the space into the Umayyad Mosque.⁶⁸ During the construction of the mosque, the head of John the Baptist was reportedly found in a crypt beneath the former cathedral. On al-Walid’s orders it was reinterred, and a special column was erected in the mosque to mark its place. Until this day the Umayyad Mosque houses a shrine of John the Baptist (Yahya ibn Zakariyya), whom the Muslims revere as one of the prophets. Byzantine architects and craftsmen were employed in the construction of both the Dome of the Rock and the Umayyad Mosque, adding a layer of architectural continuity with the Byzantine period, even as the buildings themselves sought to marginalize Christianity and assert the dominance of Islam.
Usually attributed to the caliph ʿUmar II (r. 717–20), though sometimes associated with the earlier ʿUmar (r. 634–44), the so-called Pact of ʿUmar
laid out the specific restrictions by which Christians were obligated to abide in order to maintain their protected
status as dhimmis.⁶⁹ Many of these restrictions also aimed at curbing Christianity’s presence in the public sphere, while others sought to humiliate Christians and mark them as separate from, and inferior to, Muslims. In addition to the requirement of paying the jizya, already mentioned above, the Pact
also forbade Christians from building new churches or repairing old ones. Christians were not allowed to proselytize Muslims or even to attempt to dissuade family members—including spouses and next-of-kin—from converting to Islam. They could not teach their children the Qurʾan or imitate the Muslims’ clothing, speech, or behavior. They were forbidden from riding horses or carrying swords and were required to wear distinctive dress, including a special belt called the zunnar (from the Greek zonarion). Even if not consistently enforced by the Muslim authorities, these restrictions delineated the behavior expected of Christians in the minds of many Muslim jurists, as well as the populace. Several rulers, however, such as the ʿAbbasid caliph al-Mutawakkil (r. 847–61) and the Fatimid caliph al-Hakim (r. 996–1021), attempted to enforce the letter of the Pact
with great brutality.⁷⁰ Even in modern times the Pact
is used as the ultimate justification for restrictions on the building and repair of churches still enforced in a number of Muslim-majority countries, including Egypt.
Further radical measures aiming at curtailing Christianity’s public presence were taken by the Umayyad caliph Yazid II (r. 720–4), who issued a decree forbidding the public display of crosses and icons and calling for their destruction.⁷¹ Possibly in response to this edict, and to Muslim iconophobic attitudes more generally, local Christians in Transjordan protected their churches by shifting around the tessarae of their floor mosaics so as to eliminate human faces and animal figures and replace them with floral and geometric ornamentation.⁷² While Yazid II’s anti-Christian decree was short-lived within Muslim territory, it may have had an impact on the beginnings of iconoclasm within the Byzantine Empire.⁷³
The issues faced by Orthodox Christians living in Syria and Palestine under Umayyad rule are best illustrated by the life and works of John of Damascus. Born into a local Greek-educated Damascene family of Arab or Aramaean background (his Arabic given name is Mansur ibn Sarjun) with a tradition of service in the imperial administration, John followed his family’s tradition and worked as a senior official in the Umayyad treasury. Possibly because of the shift from Greek to Arabic in the administrative apparatus and ensuing changes in the personnel, John left his post and joined one of the monasteries of Palestine, traditionally said to be the famous lavra of Saint Sabbas (Mar Saba). At that time, the Orthodox Church of Jerusalem, under the leadership of patriarch John V (r. 706–35), was consolidating itself after the devastations wrought by the Persian and Muslim invasions.⁷⁴ With its important monasteries and a strong tradition of loyalty to Chalcedonian Orthodoxy, Jerusalem became the natural center of Orthodox Christianity in Muslim lands. Jerusalem’s prestige was also due to the role played by its patriarchs and monks in opposing monotheletism in the seventh century, which had been initially promoted by the imperial church in Byzantium.⁷⁵
Originating from the heart of Orthodoxy within the caliphate, John’s writings and hymns first spread among the Orthodox Christians in the Muslim lands, while gaining acceptance in Byzantium only later on, well after the author’s lifetime. It is likely, therefore, that in his writings John was much more concerned with the plight of Christians under Muslim rule than with the situation in far-off Byzantium.⁷⁶ While he was certainly aware of iconoclasm in the Byzantine Empire, it is primarily his personal experience of Yazid II’s iconoclasm and the apologetic need to counter Muslim accusations of idolatry that motivated his celebrated defense of the icons.⁷⁷
Likewise, John’s dogmatic works reflect the sectarian milieu of Umayyad Syria. The heresies that he devotes the most attention to refuting—Monophysitism, Nestorianism, Manichaeism, and Messalianism—were at that time all active in Syria but were less immediately relevant to Byzantium.⁷⁸ In his defense of Orthodox Christology, John sought to clarify Orthodox dogma through a precise explanation of technical terms within an Aristotelian framework, a trend already evident half a century earlier in Anastasius of Sinai’s Hodegos.⁷⁹ This trend would later continue in Arab Christian literature and would become the major form of polemical discourse between the rival Christian groups, as well as of Christian polemic against the Muslims.
Chapter 100 of John’s On Heresies and the (apparently spurious) Dialogue between a Saracen and a Christian represent the earliest direct Orthodox Christian responses to Islam. These works demonstrate firsthand knowledge of Islam and of several passages from the Qurʾan.⁸⁰ Significantly, during John’s lifetime, Damascus was the center of the early attempts at forging a rationalist Islamic theology, kalam, especially focused on the debate between proponents of determinism and partisans of free will. A number of scholars have attempted to identify John’s influence among those Muslims who argued for free will,⁸¹ while others have seen parallels between John’s apologetic theology in the Fount of Knowledge and