Some Dreams Are Nightmares
By James Gunn
()
About this ebook
"Fiction is simply dreams written out. Science fiction consists of the hopes and dreams and fears (for some dreams are nightmares) of a technically based society."
--John W. Campbell
These stories share a common concept: man has dreamed for centuries about space flight, about happiness, about immortality. If only I could fly to the moon, he has told himself, if only I could find true happiness, if only I could live forever ... then I would be like a god. These stories, however, explore these dreams to the fullest... including the unforeseen consequences. The power of man to dream and make his dreams come true is unlimited, but each step forward must be paid for, there is no such thing as a free lunch, and some dreams are nightmares...
James Gunn
James Gunn (1923–2020) was an award-winning science fiction author of more than twenty books, including The Listeners and Transformation. He was also the author of dozens of short stories such as "The Immortals" and editor of ten anthologies.
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Some Dreams Are Nightmares - James Gunn
SOME DREAMS ARE NIGHTMARES
by
JAMES GUNN
Produced by ReAnimus Press
Other books by James Gunn:
Star Bridge
This Fortress World
The Joy Makers
The Immortals
Transcendental - The Trilogy
Transcendental
Transgalactic
Transformation
Pilgrims to Transcendence
The Magicians
Kampus
The Dreamers
The Joy Machine
The Millennium Blues
Station in Space
Future Imperfect
The Witching Hour
Breaking Point
The Burning
Crisis!
Tiger! Tiger!
The End of the Dreams
The Unpublished Gunn
Human Voices
Isaac Asimov: The Foundation of Science Fiction
The Discovery of the Future: The Ways Science Fiction Developed
Man and the Future
Speculations on Speculation: Theories of Science Fiction
Triax
© 2020, 1954-57 by James Gunn. All rights reserved.
https://ReAnimus.com/store?author=James+Gunn
Cover by Clay Hagebusch
Illustrated by Leonard Everett Fisher
Smashwords Edition License Notes
This ebook is licensed for your personal enjoyment only. This ebook may not be re-sold or given away to other people. If you would like to share this book with another person, please purchase an additional copy for each person. If you're reading this book and did not purchase it, or it was not purchased for your use only, then please purchase your own copy. Thank you for respecting the hard work of this author.
~~~
To Burroughs Mitchell
~~~
Table of Contents
INTRODUCTION
THE CAVE OF NIGHT
THE HEDONIST
NEW BLOOD
THE MEDIC
ACKNOWLEDGMENTS
ABOUT THE AUTHOR
Fiction is simply dreams written out. Science fiction consists of the hopes and dreams and fears (for some dreams are nightmares) of a technically based society.
—JOHN W. CAMPBELL
INTRODUCTION
A novel is a prose narrative of some length that has something wrong with it.
—RANDALL JARRELL
This book contains four stories: one short story, one novelette, and two short novels. They are related in some interesting ways, which I will get to a bit later, but one important thing they have in common is that they are distilled novels.
The ideal length for science fiction is the novelette.
This is not true of other genres such as the western or the mystery, whose shorter versions are markedly less successful and almost invisible; they are known almost entirely for their novels.
Science fiction, on the other hand, can display hundreds of great short stories but few great novels. It’s doubtful,
Anthony Boucher wrote in 1952, if any specialized field can lay as much proportionate stress on the anthology as science fiction does today.
More than twenty years later, the stress is even greater, with hardcover and paperback anthologies competing with magazines for original short fiction.
Now that the great, slick fiction magazines are dead and gone, the last refuge of the popular American short story may be the science fiction magazine and anthology.
On the other hand, the science fiction novel is often—perhaps usually—a disappointment. Those which avoid the common fate of most science fiction novels are not the purest form of science fiction: that is, they are primarily adventure stories or fantasy stories, or stories of mood or character whose goals and methods approach those of the mainstream....
This brings us to definition—at best a sticky place where one must thrash about to find a place to stand. Perhaps it is sufficient to observe, if we wish to be complete, that science fiction covers a broad variety of fictional forms which may have little or nothing to do with science, that the term speculative fiction
is a bit more descriptive but has blanketed a great many stories which are related in only the broadest and least meaningful ways, and that the hard core of science fiction is a literature of ideas—unfortunately for accuracy, this also includes fiction which is not science fiction at all, and fiction which is only related, such as the satire and the utopia.
The English critic Edmund Crispin has called science fiction origin of species fiction
which views Man as just one of a horde of different animals sharing the same planet.... Science fiction’s real subject-matter is the present, seen against the perspectives of history.... It is about us, here, now—about us as we have been shaped by our genesis, our biology, our environment and our behavior.
What lies at the heart of every hard-core science fiction story is an idea—perhaps an if this goes on
kind of extrapolation from present tendencies into a future where those trends have come to fruition, perhaps a what if
kind of speculation about a unique occurrence; perhaps an insight into the nature of man or the nature of his society or the nature of the universe and man’s relation to it; or the conflict between man and his creation, between what he can dream and what he can do. In its essence, science fiction is a Platonic fiction dealing with ideals, even in characterization, of which the physical representations we see around us are only imperfect copies; or eschatological fiction dealing with last or final things.
The implications of all this are what create problems for the science fiction novel. A hard-core science fiction novel should take for its theme a major problem: pollution, overpopulation, racial survival, social survival, the exhaustion of resources, immortality, happiness, god, man’s conflict with his environment, his surrender to it or symbiosis with it, war, progress, superpowers, superman.... To these problems or suggested problems there are no easy solutions and perhaps no solutions at all, but a novel, because of the promise of its scope and length, is under some compulsion to provide a solution. The mainstream avoids what science fiction traditionally finds obligatory—explanation—and in a mainstream novel the matter of resolution presents a smaller problem: a resolution must be provided only for a single character or group. Any attempt to resolve larger problems risks the ridiculous; if the larger problems were solvable they would have been solved already. Science fiction writers either take their chances or avoid the danger by one of several expedients. The favorite for many authors is to ignore what they say the problem is and solve some other problem, or allow the problem to be solved by accident.
The best example of this kind of misdirection is Michael Crichton’s The Andromeda Strain, a novel which begins with the threat of cataclysm: a deadly virus has been brought back from space which will wipe out all mankind unless something is done. The complication of the novel is the gathering together of a group of scientists in an excellently detailed underground laboratory which has been carefully prepared for such an eventuality. The scientists are unsuccessful in coping with the virus, but fortunately it mutates into a harmless form. In other words, everything the author told the reader about the virus and the situation turned out to be unimportant: the results would have been identical if no one had done anything, or, in fact, if no one even had known about the plague. Only two endings would have played fair with the premise (and the reader): either the scientists discover effective countermeasures (which might have been unconvincing) or humanity is wiped out (which might have been too grim for popularity). Two novels which did not shrink from the consequences of their premises are Nevil Shute’s On the Beach and John Christopher’s’ No Blade of Grass.
Another science fiction expedient is to tell the reader something that is incomplete or untrue. An example of this approach is Jack Williamson’s The Humanoids, an otherwise admirable novel which tackled a major theme and an impossible problem. The origin of the novel is instructive: Williamson submitted to John W. Campbell, editor of Astounding Science Fiction, a beautifully conceived and delicately crafted novelette entitled With Folded Hands...,
which was based upon the creation of the ultimate robot (that Platonic Ideal) called a humanoid.
The Prime Directive of the humanoids is to serve, obey, and keep man from harm.
Since they are an ultimate form of the machine, the humanoids, however benevolently, can do everything better than humans, including their arts, and they keep humans from handling dangerous objects or engaging in dangerous activities. When humans become frustrated, the humanoids remove their unhappiness by means of lobotomies. In the end the humans can do nothing but sit with folded hands.
In the ellipsis that followed the title of the novelette, Campbell saw a sequel, a novel that he persuaded Williamson to write entitled ... And Searching Mind.
It begins with the same premise as With Folded Hands...
but concludes with humans discovering unique psychic abilities which they now can exploit to the greater glory of mankind. In effect, the author begins by saying that humanoids can do everything better than humans and ends with, "But I didn’t mean everything."
Other solutions of the inherent problem of the science fiction novel are the conversion of the problem into a special case which can be solved, or the elimination of a problem in novels which stress adventure, romance, mystery, intrigue, or mere description.
The structure of a science fiction novel, therefore, is almost always the same: 1) a suspenseful situation 2) rising through thrilling incidents to a shattering climax and 3) an anticlimax in a resolution which cannot ultimately resolve. Even those novels which do not dare the impossible, which do not risk a major theme, suffer from the same inevitable pattern of excitement, suspense, and letdown. The science fiction novel starts too high and builds even higher: when what is at stake is racial survival or the fate of galaxies, a society, a nation, a city, or even customs, traditions, or beliefs, the fate of any single individual or group is of relative insignificance.
The science fiction novelette, on the other hand, can reduce its scale to the manageable. Length does not compel it to resolve its themes; the novelette—and its reader—is satisfied with the problem dramatized, not solved. The single case stands for many.
I distinguish between the science fiction novelette and the short story because the short story is too short to encompass an entirely new world. Some science fiction short stories succeed, and succeed magnificently, but those that do depart from the here and now only in small ways; usually the stories take place in our time and involve only a single intrusion of the strange. Only a few can provide greater separation without resort to special conventions which rely on an experience of the reader outside the scope of the particular story.
I include the short novel or novella within my ideal length, although the story that extends much beyond thirty-thousand words begins to assume some of the same obligations—and problems—as the novel.
As a small proof of these controversial statements, let me suggest that the reader pick up a good anthology—I recommend the Science Fiction Hall of Fame, particularly the second volume (published, to make confusion total, in two volumes, A and B) which contains only novelettes and short novels. These stories say in fewer and more effective words what the novels cannot say in many. The best novelettes do not develop from smaller ideas than novels. Most are novel-sized ideas distilled into purer form. In the Science Fiction Hall of Fame, Volume Two, for instance, the reader will find such classic novelettes as Poul Anderson’s Call Me Joe,
John W. Campbell’s Who Goes There?
Robert Heinlein’s Universe,
C. M. Kornbluth’s The Marching Morons,
Lawrence O’Donnell’s Vintage Season,
Eric Frank Russell’s ...And Then There Were None,
Cordwainer Smith’s The Ballad of Lost C’Mell,
H. G. Wells’ The Time Machine,
Isaac Asimov’s The Martian Way,
Theodore Cogswell’s The Spectre General,
E. M. Forster’s The Machine Stops,
Frederik Pohl’s The Midas Plague,
James H. Schmitz’s The Witches of Karres,
T. L. Sherred’s E for Effort,
Clifford D. Simak’s The Big Front Yard,
and Jack Vance’s The Moon Moth.
Where in the entire literature of science fiction will one find novels to equal these?
In the same book, incidentally, the reader also will find Lester del Rey’s Nerves,
Theodore Sturgeon’s Baby Is Three,
Jack Williamson’s With Folded Hands...,
James Blish’s Earthman, Come Home,
Algis Budrys’ Rogue Moon,
and Wilmar Shiras’ In Hiding.
All of these were developed, in one way or another, into novels—and all of the novels were less satisfying, in one way or another, than the novelettes or short novels from which they were developed.
Why, then, does anyone write science fiction novels?
A variety of reasons can be offered, some of them economic, some, artistic. To dispose first of the economic, science fiction traditionally has paid for its stories by the word, and words in a novel come much easier than a comparable number of words in novelettes; and a novel published in book form has a chance of making a great deal more money. Second, the novel is the more glamorous publication: it exists alone, when it is published in a book, and leans on nothing else; it is a single monument to an author’s intention and accomplishment. Third, aside from the intrinsic merits of the various lengths, readers prefer novels to shorter stories; most readers wish to immerse themselves in an imaginary world for several hours rather than be forced back to cold reality in half an hour or an hour. My two sons, for instance, were reading science fiction novels long before they could be persuaded to read an anthology of the best short fiction, much less a magazine. As a consequence, serials almost always rank higher than short stories in magazine readership polls. Fourth, as a result of reasons two and three, the reputations and careers of writers are built more rapidly on novels than on shorter stories. The writers of shorter fiction have difficulty reaching the eminence that novelists have thrust upon them. In the fantasy field, for instance, John Collier and H. P. Lovecraft were writing marvelous short stories for years before they were recognized, and the same could be said, in science fiction, for Henry Kuttner and C. L. Moore, Theodore Sturgeon, Cordwainer Smith, and Harlan Ellison. Sturgeon, A. E. Van Vogt, and Robert Heinlein were writing magnificent short stories and novelettes in 1940 and 1941, but Van Vogt also wrote Slan and Heinlein wrote If This Goes On..., Methuselah’s Children, and Beyond This Horizon.
I was aware of most or all of these arguments for the shorter lengths back in the early Fifties, when I was writing full-time. My convictions were reinforced by the fact that I had written two novels which had not been serialized in magazines and had done poorly in hardcovers. Part of the reason they had not done well could have been the times (no science fiction novels were selling many copies, with the possible exception of juveniles), part, the financial predicament of the publisher; but whatever the reasons the conclusions were clear: if I hoped to be a successful freelance writer I needed to be assured of magazine publication. (From this I derived Gunn’s first law for freelance writers: nothing is worth writing if you can’t use it at least twice.) When I got a novel-sized idea, I thought of how I could break it into smaller segments which, I felt sure, I could sell to the magazines and later bring together in book form if I was lucky.
A novelette can be developed into a novel in several ways. It can be expanded—I do not use the word padded,
although sometimes it might be appropriate. Usually a novelette is expanded by developing characters and incidents more fully, and by inventing additional incidents. Rogue Moon
was expanded into a novel in this way, as was Daniel Keyes’ Flowers for Algernon
(available in the Science Fiction Hall of Fame), which won a Hugo Award as a short story and a Nebula Award as a novel, and Lester del Rey’s Nerves.
A novel can be extrapolated from a novelette, as in the case of The Humanoids, or extended with additional stories as was Earthman, Come Home
(as well as Blish’s A Case of Conscience
and Surface Tension
) and Shiras’ In Hiding
and Sturgeon’s Baby Is Three.
I have the feeling (I could be wrong) that most of these novels were afterthoughts, the result of having written a superlative story and then recognizing its book-length potential. Not in my case: not only was I convinced that the best length for science fiction was the novelette and that the way to obtain the greatest immediate return (not, perhaps, the greatest final return) on my investment of time and thought was by writing the shorter form, but I felt that a novel-length idea treated in this way made possible artistic effects not available to the novel.
(I remember my first editor at Bantam, Dick Roberts, asking me if I thought The Joy Makers might be published as a novel, and I said, a bit amazed, But it is a novel! The characters may change and it may extend over some two centuries, but the hero continues throughout the book—and the hero is an idea: the science of happiness.
)
I would not be forced, I thought, to provide any specious solutions to any eternal problems. I could deal with an idea over a considerable span of time and over the lifetimes of several characters. I could dramatize, show the impact of the idea on individual lives, show how it works out for them, and allow the idea itself to complete its destiny, clarified but unresolved, after the book has ended.
I have written five novels in this fashion: Station in Space, The Joy Makers, The Immortals, The Burning, and The Listeners. They are novels of ideas in which the idea itself is hero: the conquest of space and the ordeals and sacrifices it will require, in Station in Space; the science of happiness, in The Joy Makers; the implications of immortality, in The Immortals; the interrelationship between laymen and the scientists who are beginning to control their lives and shape their futures, in The Burning; the difficulties of communication, particularly in the search for intelligent life on other worlds, in The Listeners.
The four stories in this book are the beginnings or the hearts of three novels. The Cave of Night
was the story that began Station in Space. It was published in 1955, and events have dated its projections and proved me a poor prophet: the first satellite was not American but Russia’s Sputnik in 1957, and the first manned spaceship was Russian, Vostok I, which carried Yuri A. Gargarin into orbit on April 12, 1961, and set a record for dating a book (Station in Space was published by Bantam Books in 1958) less than three years after publication. And yet perhaps my prophecy was not all that bad: the American launchings did take place on the east coast of Florida at Cape Canaveral (near Cocoa, Florida), rumors of Russian cosmonauts dying in orbit or possibly not going up at all floated around, and when John Glenn made his first orbital flight on February 20, 1962, the city of Perth, Australia, turned its lights on and off to signal its good wishes (my wife called me—I had gone to work after watching the capsule safely into orbit—and said, Somebody’s been reading ‘The Cave of Night’
).
The Hedonist
is the central portion of The Joy Makers, the novella in which is most thoroughly brought out the nature of hedonism
—the science of happiness—and its inherent conflicts. I got the idea from the Encyclopedia Britannica—people are always asking me where I get my ideas (usually, less tactfully, where do you get those crazy ideas?
) and this is the example I often give because I can trace it accurately. I was doing research for another story, and I looked up the Britannica article about Feeling.
It was a fascinating piece which analyzed the various ways to be happy: modify, substitute, anticipate, daydream, and delude on one side, and devalue, project, and suppress on the other. One can be happy, that is, by getting what one wants—or by wanting what one gets. The article ended with the statement—like waving a red flag in front of a science fiction writer—but the true science of applied hedonics is not yet born.
Ah, I began to imagine, what if there were a science of happiness so that we could seek happiness directly rather than through the various surrogates we think will make us happy, such as love, fame, success, money....
New Blood
and The Medic
are the first and third sections of The Immortals. In New Blood
the reader will meet the Immortal man, a mutation whose blood and circulatory system is improved, whose cells do not age and die, who may live forever, and whose blood can rejuvenate older persons—only there’s a catch. In Medic
the reader will see the result of those facts, a world in which the search for longer life, for immortality, has become obsessive and has warped society into something nobody wanted.
I do not present these stories as proof for my argument that science fiction is at its best in the novelette (I have tried to do that with my other examples), but these stories have been successful. All of them were originally printed in magazines (The Cave of Night
was included in a best-of-the-year collection), and provided key