Water Resources
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About this ebook
In the past, water development has often proceeded in a single-sector fashion, with each group of users implementing its own plans without coordination with other groups, resulting in both conflict and inefficiency. Now, Anisfeld writes, the challenge of water management is figuring out how to balance all the different demands for water, from sanitation to energy generation to ecosystem protection.
For inquiring students of any level, Water Resources provides a comprehensive one-volume guide to a complex but vital field of study.
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Water Resources - Shimon C. Anisfeld
About Island Press
Since 1984, the nonprofit Island Press has been stimulating, shaping, and communicating the ideas that are essential for solving environmental problems worldwide. With more than 800 titles in print and some 40 new releases each year, we are the nation's leading publisher on environmental issues. We identify innovative thinkers and emerging trends in the environmental field. We work with world-renowned experts and authors to develop cross-disciplinary solutions to environmental challenges.
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Island Press gratefully acknowledges the support of its work by the Agua Fund, Inc., The Margaret A. Cargill Foundation, Betsy and Jesse Fink Foundation, The William and Flora Hewlett Foundation, The Kresge Foundation, The Forrest and Frances Lattner Foundation, The Andrew W. Mellon Foundation, The Curtis and Edith Munson Foundation, The Overbrook Foundation, The David and Lucile Packard Foundation, The Summit Foundation, Trust for Architectural Easements, The Winslow Foundation, and other generous donors.
The opinions expressed in this book are those of the author(s) and do not necessarily reflect the views of our donors.
WATER RESOURCES
Shimon C. Anisfeld
Copyright © 2010 Shimon C. Anisfeld
All rights reserved under International and Pan-American Copyright Conventions. No part of this book may be reproduced in any form or by any means without permission in writing from the publisher: Island Press, 1718 connecticut Ave., NW, Suite 300, Washington, DC 20009.
ISLAND PRESS is a trademark of the Center for Resource Economics.
Library of Congress Cataloging-in-Publication Data
Anisfeld, Shimon C.
Water resources / by Shimon c. Anisfeld.
p. cm.—(Foundations of contemporary environmental studies series)
Includes bibliographical references and index.
ISBN-13: 978-1-59726-494-5 (cloth : alk. paper)
ISBN-10: 1-59726-494-6 (cloth : alk. paper)
ISBN-13: 978-1-59726-495-2 (pbk. : alk. paper)
ISBN-10: 1-59726-495-4 (pbk. : alk. paper) 1. Watershed management. 2. Water resources development—Environmental aspects. 3. Water-supply—Social aspects. I. Title.
TC409.A73 2010
333.91—dc22
2010002475
Printed on recycled, acid-free paper
Manufactured in the United States of America
10 9 8 7 6 5 4 3 2 1
Keywords: watersheds, floods, scarcity, drought, pollution, sanitation, irrigation, energy, water markets, privatization, water management
eISBN: 9781597269735
For my parents, who gave me—among other things—the desire to learn, to teach, and to write
Contents
Preface
Chapter 1. Past, Present, and Future: Introduction to the Water Crisis
1.1. The Past: A Brief History of Water Resource Management
The Twentieth Century
Dams
Canals
Wells
1.2. The Present: A Water crisis
1.3. The Future: An Emerging Approach to Water Management
1.4. Structure of This Book
Chapter 2. Quantity and Quality: Introduction to Water Resource Science
2.1. Following the Hydrologic Cycle
Precipitation
Evapotranspiration
Percolation and Groundwater
Streamflow
2.2. Watersheds and Issues of Spatial Scale
Definition
Watersheds and Water Budgets
Nested Watersheds and Stream Size
USGS Hydrologic Units and the Problem with Watersheds
2.3. Introduction to Water Quality
Types of Pollutants
The Clean Water Act and Pollution Permits
2.4. Introduction to Fluvial Geomorphology and Aquatic Ecology
2.5. Conclusion
Chapter 3. Supply and Demand: Water Availability and Water Use
3.1. Global Water Resources
Stocks and Flows
Spatial Variability in Water Availability
Water Availability at the Country Scale
Temporal Variability in Water Availability
3.2. Water use
Defining Water Use
Water Use at the Global Scale
Water Use at the Country Scale
Water Footprints
Water Use in the United States
3.3. Conclusion
Chapter 4. Water, Water, Everywhere: Dealing with Floods
4.1. Defining Floods
4.2. Flooding Impacts and Trends
4.3. Flood Management
Vulnerability
Flood Management Over Time
Flood Control in the United States
The Future of Flood Management
4.4. Conclusion
Chapter 5. Nor Any Drop to Drink: Water Scarcity
5.1. Defining Scarcity
Falkenmark Indicator
WTA Indicator
5.2. Assessing Water Scarcity at Different Scales
Global
Country Scale
Grid Scale
River Basin Scale
Economic Water Scarcity
5.3. Groundwater Overdraft
5.4. Drought
Defining Drought
Paleoclimatology and Drought Frequency
Drought Management
5.5. Conclusion
Chapter 6. The End of Stationarity: Water in an Era of Global Change
6.1. Population Growth and Climate Change
Population Growth
Climate Change
Forecasting the Combined Effects of Climate and Population
Climate Change, Droughts, and Floods
Climate Change and Coastal Flooding
6.2. Land use change
Deforestation
Urbanization
Land Use Change and Coastal Flooding
Desertification
6.3. Conclusion
Chapter 7. Soft and Hard: Technologies for Sustainable Water Management
7.1. Large Dams
Technical and Financial Performance
Dam Safety and Maintenance
Ecological Impacts
Social Impacts
Positions on the Dam Debate
7.2. Small Dams
Dam Removal
7.3. Canals and Water Transport
7.4. Virtual Water Trade
7.5. Desalination
7.6. Wastewater Reclamation
7.7. Rainwater Harvesting
7.8. Choosing Appropriate Technology
7.9. Conclusion
Chapter 8. Humans and Ecosystems: Finding the Right Balance
8.1. Human Modifications to Aquatic Ecosystems
8.2. Hydrologic Alteration
River Flow Regimes
Characterizing Hydrologic Alteration
Environmental Flow Requirements—Defining the Question
Environmental Flow Requirements—Methods
The Global Extent of Hydrologic Alteration
8.3. Physical Alteration
8.4. Chemical Degradation: Water Quality
8.5. Biotic Degradation
8.6. The Urban Stream Syndrome
Impervious Surfaces
Hydrology
Geomorphology
Water Quality: Urban Runoff
Water Quality: Combined Sewer Overflows (CSOs)
Biotic Impacts
Managing the Urban Stream Syndrome
8.7. Protecting Aquatic Ecosystems: the Clean Water Act and the Endangered Species Act
CWA Water Quality Standards and Assessment
Impairments and TMDLs
The Status of America’s Waters
Endangered Species Act
8.8. Conclusion
Chapter 9. Overconsumption and Underconsumption: Water for Households and Health
9.1. Water and Health
9.2. Water and Sanitation: the Standard Model in Developed countries
Water Supply
Safety of Drinking Water
Sanitation and Waste Treatment
9.3. Water and Sanitation in Developing Countries
Millennium Development Goals
The Burden of Disease
Costs and Benefits
Reducing Water-Related Disease
9.4. Alternatives for Sanitation
9.5. Natural contaminants
Arsenic
Fluoride
9.6. Bottled Water
9.7. Household Water conservation
Current Use
Tools for Conservation
Effectiveness
9.8. Conclusion
Chapter 10. Crops and Drops: Getting More from Less in Agricultural Water Use
10.1. Agriculture as a Water user
10.2. The Green Revolution and Its Limits
10.3. Water Productivity
Diet
Footprints and Efficiency
10.4. Agricultural Pollution
10.5. Conclusion
Chapter 11. Growth and Sustainability: Using Water More Wisely in Industry
11.1. Water and Energy
Water for Energy: Fossil Fuel Extraction
Water for Energy: Thermoelectric Power Plants
Water for Energy: Hydropower
Water for Energy: Bioenergy
Energy for Water
11.2. Water and Industrial Production
Improving Efficiency
Water Risks and Opportunities
Industrial Pollution
Forestry
11.3. Conclusion
Chapter 12. Basic Need and Economic Good: The Contested Role of Economics in Water Management
12.1. The Economic Perspective
12.2. Laws and Markets for Allocating Water
Legal Doctrines for Water Allocation
Water Markets for Improved Allocation
Regulated Riparianism for Improved Allocation
12.3. Pricing for Conservation, Cost Recovery, and Fairness
Theory
The Argument for Higher Prices
The Current Pricing Picture
The Equity Problem
12.4. Privatization
The Opposing Positions on Privatization
Moving Forward: A Middle Ground
12.5. Cost-Benefit Analysis
Equity
Unquantifiable Factors
Pork Barrel Politics
12.6. Conclusion
Chapter 13. Conflict and Cooperation: Transboundary and Intersectoral Water Management
13.1. International Water Conflict and Cooperation
International Law
Water Wars or Water Treaties?
Factors Affecting Water Interactions
Tools for Moving Toward Cooperation
Game Theory
Water Conflict and Cooperation in the Jordan River Basin
13.2. Water Conflict and Cooperation in the US
The Law of the River
Klamath River
Apalachicola-Chattahoochee-Flint (ACF)
13.3. Conclusion
Chapter 14. Conclusion: The Imperative of Better Management
Discussion Questions
Glossary
References
Recommended Readings
Index
Preface
This book is a concise, but reasonably comprehensive, introduction to the science and policy of water resources. It is meant to provide everything you need to know for a basic understanding of the global water crisis and how we might move toward solving it. It is targeted at three audiences: students, professionals, and laypeople.
In a university setting, this book can be used as the main text for a graduate-level water resource management course, preferably supplemented with readings from the primary literature; suggested readings are provided for each chapter. It can also be used, together with the other books in this series, in an undergraduate introduction to environmental science and policy.
For environmental professionals without extensive water experience, this book can serve as a way to get up to speed
on water issues. For people working with water issues every day, this book can provide a larger context and serve as a handy up-to-date reference.
This book can also help interested laypeople understand the basics of water, including how their own actions affect, and are affected by, water resources. Given the pervasiveness of water in all our lives, I strongly believe that every citizen should have some understanding of the issues surrounding this essential resource.
Why is it important to study water? As we will see throughout the book, water is a resource that is both vital and threatened. Our lives and our prosperity are absolutely dependent on having a safe, adequate supply of water for use in our homes, our factories, and our farms. Yet both human water systems and the natural ecosystems that underlie them are under threat from all directions: scarcity, pollution, wasteful use, environmental degradation, global climate change, water conflict, and inadequate human access to safe water and sanitation.
In order to ease this growing water crisis, we must improve the management of our water resources. Thus, in addition to examining the current water crisis and its predicted worsening over the next several decades, this book also looks at some ways that these dismal predictions might be averted—some tools that might help us move toward a better future.
Here are the main elements of the approach that I take in this book:
Disputes and dialectics. In the water field, many areas of both science and policy are genuinely uncertain and disputed. A case in point on the science side is the projected impact of climate change on water availability, while a policy example is the role that markets should play in allocating water. Although I often provide my own judgment on the relative merits of different arguments, I believe that it is also important to fully explain both sides and give readers the tools to understand the argument and make their own decisions.
Data. When faced with the disputes mentioned above, I have tried, as much as possible, to turn to real data to help decide among different positions. Likewise, I have tried to present as much hard evidence as possible to address various questions throughout the book, ranging from the current status of aquatic ecosystems to the best ways to stop the cycle of disease transmission in developing countries. Of course, that has not always been possible, both because of space constraints and because we lack sufficient data to evaluate many issues. Uncertainty pervades the water field, as it does in any field where science is actively trying to address cutting-edge questions. I have tried to make readers cognizant of uncertainties as we try to piece together a picture based on the available evidence.
Details. I believe that understanding the details is important, even in an overview book. Throughout the book, I try to introduce readers to the terminology, assumptions, and approaches used by different disciplines. My goal is to make readers truly literate in this field, able to read the primary literature or attend a conference with confidence in their ability to cut through the jargon and understand the points being made. Some of the issues I discuss are moderately complex and technical, but I have tried to explain them systematically and carefully, so that even readers with no background in the field can work their way through the material.
Disciplines. Water is inherently an interdisciplinary subject. It draws on hydrology chemistry ecology geomorphology climate science, economics, law, sociology, and the policy sciences. My own background is in the natural sciences, but I have tried—with the generous help of colleagues—to bring multiple perspectives to bear in this book. Of course, it is impossible in a book of this scope (or probably any single book) to genuinely represent the framework and contributions of each of these fields, and I refer readers to a variety of disciplinary textbooks for further exploration (see Recommended Readings).
Linkages. Is this a book about environmental protection or a book about human resource use? It is both, of course, but the question points to one of the central tensions that underlies this book: the back-and-forth between concern for human society and concern for ecosystems. I strongly believe that the two are linked: that ecosystem degradation ultimately affects the viability of our economies and our lives, and that economic development must respect the environment if it is to be successful in the long term (the sustainable development perspective). This human/environment linkage is a theme that runs throughout the book and is most fully developed in chapter 8.
I would like to express my deep gratitude to the people who helped me in the writing of this book: Emily Davis and Todd Baldwin, my editors at Island Press, for their guidance in shaping the book and for their trust in me (despite many missed deadlines!); Gus Speth for providing me with the opportunity to write this book and for encouraging me to think deeply about water; Sheila Olmstead for providing an economist's perspective and making significant improvements to Chapter 12; Brad Gentry for providing useful feedback on Chapter 12 and helping guide me through the complexities of international financing; Mark Ashton for patiently correcting my descriptions of forest issues in sections 6.2 and 11.2; Chris Bellucci and Paul Stacey of the Connecticut Department of Environmental Protection for helpful comments on Box 8.3; Edouard Pérard of the World Bank for sharing the data presented in Figure 12.1; Azalea Mitch of the Greater New Haven Water Pollution Control Authority for her thoughts on Clean Water Act enforcement; Jeff Albert of the Aquaya Institute for his thoughts on water conflict; and all my students and colleagues at Yale and elsewhere for teaching me so much about water resources.
Stacey Maples, Yale's master mapmaker, produced 10 wonderful maps that greatly enriched the book; I thank him for all his hard work and for his patience with my changes.
Special thanks go to Elizabeth Anisfeld for reading the entire manuscript and providing helpful, detailed edits along with constant encouragement, and to Sharon Cohen Anisfeld and Moshe Anisfeld for commenting thoughtfully on several chapters.
Lastly, I thank Sharon, Daniel, and Tali for encouraging and supporting me, for putting up with my foul moods when the writing was not going well, and most of all for their ongoing love and companionship.
1
Past, Present, and Future: Introduction to the Water Crisis
Take a moment to imagine water, to bring a picture of this vital substance to your mind's eye.
What do you think of? A favorite lake or river? A glass of drinking water? A refreshing shower? An irrigation sprinkler? A baptismal font?
People and water are deeply interlinked. We humans are mostly water, as is the surface of the planet we live on. We use water in so many ways: drinking; cleaning ourselves and our belongings; growing our food; making the products we use; producing energy; enjoying ourselves while swimming or boating; fishing; transporting people and goods; sustaining our spirits. Equally important to our survival, but less obvious, is the fact that water plays a critical role in maintaining the health of the earth by controlling the planet's heat and energy balances, cycling nutrients and other elements, allowing the growth of the plants and algae on which all life depends, and maintaining the biodiversity of aquatic and terrestrial ecosystems.
This book is an introduction to water resources, in which we explore the many interactions between people and water. It emphasizes two contrasting—but complementary—ideas: (1) we are facing serious water problems, and (2) there is much that we can do to manage this resource better and alleviate those problems. This chapter provides a brief history of past water management, a summary of the present crisis, and some thoughts on possible paths toward a better future.
1.1. The Past: A Brief History of Water Resource Management
Humans have always needed water, and early civilizations developed where water sources were available to support their populations. Over time, different regions developed their own approaches to managing water, displaying a rich diversity of technologies. A few examples: The ancient Egyptians were heavily dependent on the Nile for irrigation water, which they obtained both through natural flooding and through active water management such as the digging of irrigation canals and the utilization of water-lifting devices such as the shadouf. The Egyptians also developed a system for monitoring and recording river water levels. In Persia, tens of thousands of gently sloping underground tunnels called qanats were dug to deliver groundwater to cities and fields; similar technologies with different names have been used around the world (karez in Afghanistan, laoumia in Cyprus, surangam in India). The Romans built pipelines and large raised aqueducts to transport water, and constructed buried sewer pipes to remove wastewater. The Chinese constructed irrigation canals to bring water from rivers to fields, dug the 1600-km-long Grand Canal to transport goods and people, and built levees along the Huang He (Yellow River) to protect land from flooding. The Spanish developed a system of irrigation canals called acequias, which they later introduced to the areas that they colonized in the New World. In England and elsewhere, water was used to power mills, often by impounding water behind a small dam.
Along with these technologies came cultures and governance systems for managing water. The historian Karl Wittfogel famously argued that water had a strong influence on the development of despotic civilizations (hydraulic empires
) in the Middle East and Asia, due to the need to harness large amounts of manpower to build and maintain water delivery systems in arid regions with large rivers (Wittfogel 1957). Wittfogel's thesis is now considered overly simplistic, but it points to the ways that water—as arguably the most important natural resource of all—can influence the development of civilizations.
The Twentieth Century
The twentieth century saw global population increase dramatically from about 1.6 billion to 6.1 billion. This population explosion, together with the development of new technologies, led to significant changes in water management. In turn, these changes in water management were crucial in allowing the expansion in population, which would not have been possible without new water supplies for cities and for agriculture.
Water management in the twentieth century was dominated by what has been referred to as the hard path.
Three technologies played crucial roles in defining this path.¹
Dams
For centuries, small dams have powered mills and impounded water for storage and delivery. But the twentieth century saw an explosion in dam-building, especially of large dams—those over 15 meters high—and major dams—those over 150 meters high.² The real era of dam-building began in the mid-twentieth century, first in the United States and then in other countries. By the year 2000, there were approximately 48,000 large dams worldwide, an astonishing number. Although North America and Europe have largely stopped building dams, dam construction in Asia continues apace, especially in China and India. China now has about half of all the large dams in the world (WCD 2000).
Dams are built for several purposes:
• Water supply and irrigation: Dams allow for the delivery of water to urban (water supply
) and agricultural users, through two mechanisms. First, dams simplify the process of capturing and delivering water from a river by creating an impoundment from which to draw water and by increasing the elevation of the water so that it can be delivered more easily by gravity. Second, dams capture water during wet periods and store it for delivery during dry periods. This is particularly important in seasonal or drought-prone climates.
• Flood control: Dams can capture large floods and release them slowly to minimize flooding damage downstream.
• Hydropower: The power of falling water can be used to run watermills or, as is done today, drive turbines that generate electricity.
• Navigation: Dams convert flowing, shallow water to still, deep water, which can allow ships and barges to more easily move up and down river systems.
• Recreation: A secondary purpose for many large dams is water-based recreation on the reservoir that develops behind the dam.
• Fishing: Usually a secondary purpose, some reservoirs are used for capture fisheries or aquaculture.
Many of the largest dams serve multiple purposes, though managing for these different purposes may require divergent approaches. For example, managing for flood control involves keeping the reservoir as low as possible between storm events, while managing for water supply involves storing as much water as possible.
Beyond these specific purposes, large dams are symbols of development, technology, and the control of nature.
The Hoover Dam, for example, symbolized technological optimism to an America struggling to emerge from the Great Depression. The awe inspired by the Hoover Dam is captured in President Franklin Delano Roosevelt's response to seeing the immensity of the structure: I came, I saw, I was conquered.
Likewise, the ability to successfully pull off a large dam project has been a rite of passage and point of pride for many developing nations.
To many people, however, dams symbolize exactly what is wrong with the hard path: the brutal attempt to control nature with raw force; the lack of respect for free-flowing rivers and healthy ecosystems; the disregard for the lives of local citizens displaced by the reservoir and dam workers injured or killed during construction; the disease of gigantism
that tries to build its way out of every problem.
In the US, two federal agencies have been particularly responsible for building and operating large dams: the Bureau of Reclamation, established by the Reclamation Act of 1902 and given the mission of helping settle the arid West by supplying irrigation water to farmers (and, later, hydroelectric power to cities); and the Army Corps of Engineers, which has responsibility for flood control, navigation, and sometimes water supply in much of the eastern half of the country.
Canals
Two types of artificial waterways have played key roles in the hard path of water management: conveyance canals and navigation canals.
If dams gave us the ability to store water, conveyance canals (along with pipes and tunnels) gave us the ability to deliver it over large distances to cities and farms that have sprung up far from any natural sources of water. Examples that stand out include the Central Arizona Project (540 km), which delivers water from the Colorado River to Phoenix and Tucson and to farmers in central Arizona; the All-American Canal (130 km), which transports water from the Colorado to the Imperial Irrigation District in California; and the plan under way in China to move massive amounts of water from south to north. In many cases, conveyance canals are used to move water from one river basin to another (interbasin water transfer), which can lead to high environmental, economic, and social costs. One source (Thatte 2007) estimates that there are currently 134 interbasin transfers worldwide, representing about 14% of the world's water use; proposed projects (including the Chinese project mentioned above) would increase the volume of water moved by a factor of 3.³
Navigation canals allow the inexpensive movement of people and goods over large distances. Whereas navigation on rivers involves adjusting our mobility to the vagaries of the natural river network, the construction of navigation canals allows us to adjust the water network to our transportation needs.
Wells
The third member of the hard path's technology trio—the well—is perhaps the least obvious, because it is the smallest and most widely distributed. Hand-dug wells have been used for millennia as a way to obtain water, but our use of wells and boreholes (narrow drilled wells) grew tremendously during the twentieth century, due to advances in drilling technology and the availability of electric and diesel-powered pumps. Untold millions of wells are now used to extract water at high rates from great depths. This has allowed us to tap into groundwater in a way that was previously impossible. In many places, we are now using groundwater much more quickly than it is being replenished—meeting today's water needs at the expense of future generations.
1.2. The Present: A Water Crisis
Despite the tremendous technological advances of the twentieth century, most water experts agree that we are now facing an unprecedented global water crisis. This crisis can be broken into 10 interrelated components, each of which will be covered in a chapter of this book.
Flooding (Ch. 4). Despite our efforts to protect ourselves from flooding, large floods still do extensive—even increasing—damage to property and people.
Scarcity (Ch. 5). More and more regions are starting to run out of water as population grows, per-capita water use increases, and pollution renders water sources unusable.
Change (Ch. 6). Several interacting dynamics—population growth, climate change, and land use change—are altering both the supply of water and the demand for it, and are posing serious challenges to water management methods that are based on the patterns of the past.
Technology (Ch. 7). While appropriate technologies are an important part of the solution, the indiscriminate construction of large water infrastructure projects is part of the problem, causing serious environmental and social impacts.
Ecosystem degradation (Ch. 8). Aquatic ecosystems have paid a heavy price for our water management, and we are in danger of losing the natural foundation that underlies our physical, economic, and spiritual well-being.
Human health (Ch. 9). Billions of people in developing countries lack access to safe water and adequate sanitation, and suffer from serious health consequences as a result; even in rich countries, drinking water can contain toxics and pathogens.
Agriculture (Ch. 10). Our ability to grow enough food for the whole world is threatened by lack of water; at the same time, agricultural land is being degraded by salinization and pollution.
Industry (Ch. 11). Energy use and industrial activity require large volumes of water and contribute to the pollution and degradation of water resources.
Inefficiency and inequity (Ch. 12). Current water policies often allocate water inefficiently and inequitably, with some users being granted excessive volumes of cheap water, while others lack sufficient water for vital needs.
Conflict (Ch. 13). Throughout the world, scarce water is leading to tensions among different sectors, states, and countries; these tensions, in turn, get in the way of more efficient, cooperative water management.
1.3. The Future: An Emerging Approach to Water Management
We are now at a crucial juncture in water management. The challenges of the twenty-first century demand a new approach that builds on the lessons of the past and incorporates innovative philosophies and technologies. This emerging approach to water management is finding expression in three related philosophies: the soft path,
Integrated Water Resource Management, and the Watershed Approach.
The soft path approach—in contrast to the hard path
of building large, centralized infrastructure to meet ever-growing demands for water—focuses on water management that accommodates both human and ecosystem needs through a combination of conservation, decentralized technologies, and integrated management. The term soft path was originally used in the context of energy choices by Amory Lovins (1977) and was first used in the water context by Brooks (1993). However, it was popularized and more fully developed for water by Peter Gleick (Gleick 2002, Wolff and Gleick 2002).
Integrated Water Resource Management (IWRM) originates from a sustainable development context, which emphasizes meeting current development needs without impairing the integrity of natural systems and their ability to meet future needs. The term IWRM was first articulated internationally in the 1992 Dublin Statement on Water and Sustainable Development, which came out of a preparatory meeting for the United Nations Conference on Environment and Development (UNCED) in Rio de Janeiro. IWRM is currently a key component of international water discourse, although it seems to mean somewhat different things to different people.
The Watershed Approach is essentially the US Environmental Protection Agency's version of IWRM. The Watershed Approach was initiated in 1996, with further guidance published in 2001 and 2008. States throughout the US are currently creating and implementing watershed plans based on this approach.
Below I outline the key features of the emerging approach to water management, drawing on what I believe to be the most important contributions of each of the philosophies mentioned above.
Balancing Different Demands. As noted in section 1.1, humans rely on water resources for a variety of different uses—uses that often exert conflicting demands on these resources. In the past, water development has often proceeded in a single-sector fashion, with each group of users implementing their own plans without coordination with others, resulting in both conflict and inefficiency. The key challenge of water management is figuring out how to best balance all the different demands on a water resource, from drinking water to navigation to ecosystem protection. Integrated planning that considers all users is very difficult to do but can lead to much better outcomes.
Efficiency and Equity. The values to be considered in balancing different demands can be summed up by the two Es
: efficiency—obtaining the maximum total benefits from the water resource; and equity—distributing those benefits in a fair way.
Sustainability. In evaluating the demands on a water resource, it is important to include two key users
that are often ignored:
• Future users: The principles of sustainable development demand that today's water uses not compromise the needs of future generations.
• Ecosystems: Although it would be unrealistic to prohibit any harm to ecosystems, ways must be found to minimize this harm and to use water in ways that maintain ecosystem integrity to the greatest possible extent. This is sometimes expressed by adding a third E
—environment—to the two Es above. In addition, two important terms have been used to capture essential concepts related to environmental sustainability. Ecosystem services refers to the fact that healthy ecosystems provide critical services to human society, such as clean water and fisheries. Natural infrastructure conveys the sense that intact ecosystems can substitute for investment in infrastructure; for example, watershed protection can alleviate the need for building a water treatment plant.
Including Stakeholders in Decision Making. A corollary to the requirement to consider all users is the need to include all users early in the planning and decision-making process. The stakeholder groups that need to be identified and engaged include groups representing particular users (e.g., irrigation districts, environmental groups); government agencies that are tasked with regulating or promoting the interests of certain users (e.g., Department of Agriculture, Environmental Protection Agency, state and local governments); those with expertise that can help move the process along (natural and social scientists, engineers); and those who will shape the public perception of the process (media). It is also important to include two groups that may not view themselves as water users, but can have a significant impact on the resource, namely, polluters who discharge to surface or groundwater, and landowners whose activities may affect the quantity and quality of runoff.
Utilizing Local Wisdom. In the past, national governments or international groups have often conducted water resource planning in isolation from local populations and interest groups. When it came time to implement these plans, they often failed because they did not anticipate the physical or social realities on the ground. Methods and technologies that are adapted to the particular constraints and opportunities of a given watershed or community are more likely to succeed than one-size-fits-all approaches. Future water planning and implementation must incorporate both local wisdom and international expertise, both the expectations of the community and the constraints of national and international law.
Attention to Governance and Management. In many countries, the era of infrastructure investment
is ending and the era of management investment
is beginning (Briscoe and Malik 2006). That is, we have built enough infrastructure that the return on new construction will be small relative to the return that we will get from better management of existing infrastructure, both constructed and natural. The challenge now is to operate water systems more efficiently, by focusing on maintenance, professional training, sound operational procedures, attention to user needs, and healthy governance structures.
Providing Water Services, Rather than Water. A key insight of the new approach is that people don't necessarily want to use water per se; rather, they want the services that water provides. For example, farmers don't want to use water, they want to grow crops; if we can provide them with ways to achieve the same yields with less water, they will be happy to do so. Likewise, when we flush the toilet, we are not interested in using water but in safely disposing of human waste; if alternative technologies can do so with reduced water use (or no water at all), that may make little difference to the end user—although cost, convenience, and cultural acceptance of the new technology must certainly be considered.
Thinking About Water Quality. Not all water is the same, and considering water quality as well as quantity is critical in water resource planning. One way to take advantage of this factor is to match waters of different qualities to different end uses. For example, do we really need to use potable water to flush toilets, or could we use lower-quality water for this purpose, if a supply of such water were available?
Identifying the Right Geographic Scale. Water management has a strong geographic focus: it involves balancing all the competing demands within the context of a particular geographic area and its water resources. The choice of geographic unit can be complicated, but should be physically and socially coherent, and should encompass both surface and groundwater when relevant. The watershed or river basin is often a good choice, since it delineates a well-defined shared water resource. Yet it is not always the right scale, for reasons we will discuss in Chapter 2.
These key principles will play out in different contexts throughout the book.
1.4. Structure of This Book
Besides this introductory chapter and a very short concluding chapter, this