Plotting Power: Strategy in the Eighteenth Century
By Jeremy Black
()
About this ebook
Military strategy takes place as much on broad national and international stages as on battlefields. In a brilliant reimagining of the impetus and scope of eighteenth-century warfare, historian Jeremy Black takes us far and wide, from the battlefields and global maneuvers in North America and Europe to the military machinations and plotting of such Asian powers as China, Japan, Burma, Vietnam, and Siam. Europeans coined the term “strategy” only two centuries ago, but strategy as a concept has been practiced globally throughout history. Taking issue with traditional military historians, Black argues persuasively that strategy was as much political as battlefield tactics and that plotting power did not always involve outright warfare but also global considerations of alliance building, trade agreements, and intimidation.
“This is both an overview of eighteenth-century warfare and an interpretation of how war was made; a polemical contribution to a debate on the nature of strategy; and a contribution to global history.” —Alan Forrest, author of Napoleon: Life, Legacy, and Image: A Biography
“A refreshing new look at how meanings behind these terms [strategy and strategic culture] were understood and employed in the eighteenth century. With his vast knowledge and insights of the period, he is able to take us on a wide-ranging exploration that provides stimulating food for thought for historians of all periods.” —Richard Harding, author of The Emergence of Britain’s Global Naval Supremacy: The War of 1739-1748
Jeremy Black
Jeremy Black is Professor of History at the University of Exeter, UK, and a Senior Fellow at the Center for the Study of America and the West at the Foreign Policy Research Institute in Philadelphia, USA.
Read more from Jeremy Black
A History of the World: From Prehistory to the 21st Century Rating: 5 out of 5 stars5/5The Holocaust: History & Memory Rating: 5 out of 5 stars5/5Tank Warfare Rating: 3 out of 5 stars3/5A History of Europe: From Pre-History to the 21st Century Rating: 4 out of 5 stars4/5Fighting for America: The Struggle for Mastery in North America, 1519–1871 Rating: 4 out of 5 stars4/5The Little Book of Big History: The Story of Life, the Universe and Everything Rating: 4 out of 5 stars4/5Other Pasts, Different Presents, Alternative Futures Rating: 4 out of 5 stars4/5War and Technology Rating: 0 out of 5 stars0 ratingsThe Holocaust: History and Memory Rating: 4 out of 5 stars4/5Clio's Battles: Historiography in Practice Rating: 0 out of 5 stars0 ratingsHow the Army Made Britain a Global Power, 1688–1815 Rating: 0 out of 5 stars0 ratingsA History of Britain: 1945 through Brexit Rating: 0 out of 5 stars0 ratingsEngland in the Age of Shakespeare Rating: 0 out of 5 stars0 ratingsImperial Legacies: The British Empire Around the World Rating: 0 out of 5 stars0 ratingsMaps of War: Mapping Conflict Through the Centuries Rating: 0 out of 5 stars0 ratingsForts: An illustrated history of building for defence Rating: 4 out of 5 stars4/5A History of Britain: 1945 to Brexit Rating: 4 out of 5 stars4/5Mapping Naval Warfare: A visual history of conflict at sea Rating: 0 out of 5 stars0 ratingsSmall Wars and Their Influence on Nation States: 1500 to the Present Rating: 2 out of 5 stars2/5Geographies of an Imperial Power: The British World, 1688–1815 Rating: 4 out of 5 stars4/5A New History of England Rating: 3 out of 5 stars3/5A History of the 20th Century: Conflict, Technology and Revolution Rating: 0 out of 5 stars0 ratingsCavalry: A Global History Rating: 0 out of 5 stars0 ratingsThere and Back Rating: 0 out of 5 stars0 ratingsWar: An Illustrated History Rating: 3 out of 5 stars3/5
Related to Plotting Power
Related ebooks
Foreign Policy for America in the Twenty-first Century: Alternative Perspectives Rating: 0 out of 5 stars0 ratingsWinning Wars: The Enduring Nature and Changing Character of Victory from Antiquity to the 21st Century Rating: 0 out of 5 stars0 ratingsThe Four Flashpoints: How Asia Goes to War Rating: 4 out of 5 stars4/5Makers of Modern Strategy from Machiavelli to the Nuclear Age Rating: 4 out of 5 stars4/5Strategy and Power in Russia 1600-1914 Rating: 4 out of 5 stars4/5War and the Rise of the State Rating: 4 out of 5 stars4/5The Power to Divide: Wedge Strategies in Great Power Competition Rating: 0 out of 5 stars0 ratingsThe Diffusion of Military Power: Causes and Consequences for International Politics Rating: 4 out of 5 stars4/5Military Power: Explaining Victory and Defeat in Modern Battle Rating: 5 out of 5 stars5/5The Unquiet Frontier: Rising Rivals, Vulnerable Allies, and the Crisis of American Power Rating: 3 out of 5 stars3/5Small Wars and Their Influence on Nation States: 1500 to the Present Rating: 2 out of 5 stars2/5Disruptive Strategies: The Military Campaigns of Ascendant Powers and Their Rivals Rating: 0 out of 5 stars0 ratingsCalculations Rating: 0 out of 5 stars0 ratingsThe Sources of Military Doctrine: France, Britain, and Germany Between the World Wars Rating: 4 out of 5 stars4/5Nuclear Statecraft: History and Strategy in America's Atomic Age Rating: 4 out of 5 stars4/5Seapower States: Maritime Culture, Continental Empires and the Conflict That Made the Modern World Rating: 3 out of 5 stars3/5Revolution and War Rating: 0 out of 5 stars0 ratingsThe Grand Strategy of the Habsburg Empire Rating: 4 out of 5 stars4/5The Origins of Alliances Rating: 4 out of 5 stars4/5Frederick the Great: A Military History Rating: 4 out of 5 stars4/5The Lessons of Tragedy: Statecraft and World Order Rating: 4 out of 5 stars4/5War and Technology Rating: 0 out of 5 stars0 ratingsThe Science of War: Defense Budgeting, Military Technology, Logistics, and Combat Outcomes Rating: 0 out of 5 stars0 ratingsMakers of Ancient Strategy: From the Persian Wars to the Fall of Rome Rating: 4 out of 5 stars4/5The Influence of Sea Power Upon History, 1660-1783 Rating: 5 out of 5 stars5/5The Influence of Sea Power Upon History (1660-1783) Rating: 5 out of 5 stars5/5Decisive Warfare: A Study in Military Theory Rating: 0 out of 5 stars0 ratingsBayonets and Scimitars: Arms, Armies and Mercenaries 1700–1789 Rating: 4 out of 5 stars4/5
Wars & Military For You
Resistance: The Warsaw Ghetto Uprising Rating: 4 out of 5 stars4/5Killing the SS: The Hunt for the Worst War Criminals in History Rating: 4 out of 5 stars4/5A Daily Creativity Journal Rating: 4 out of 5 stars4/5On Killing: The Psychological Cost of Learning to Kill in War and Society Rating: 4 out of 5 stars4/5Art of War: The Definitive Interpretation of Sun Tzu's Classic Book of Strategy Rating: 4 out of 5 stars4/5Sun Tzu's The Art of War: Bilingual Edition Complete Chinese and English Text Rating: 4 out of 5 stars4/5Blitzed: Drugs in the Third Reich Rating: 4 out of 5 stars4/5The Art of War Rating: 4 out of 5 stars4/5How to Hide an Empire: A History of the Greater United States Rating: 4 out of 5 stars4/5Masters of the Air: America's Bomber Boys Who Fought the Air War Against Nazi Germany Rating: 4 out of 5 stars4/5The Making of the Atomic Bomb Rating: 5 out of 5 stars5/5The Rise and Fall of the Third Reich Rating: 4 out of 5 stars4/5The Art of War & Other Classics of Eastern Philosophy Rating: 4 out of 5 stars4/5Band of Brothers: E Company, 506th Regiment, 101st Airborne from Normandy to Hitler's Eagle's Nest Rating: 5 out of 5 stars5/5The Ethnic Cleansing of Palestine Rating: 4 out of 5 stars4/5Ordinary Men: Reserve Police Battalion 101 and the Final Solution in Poland Rating: 4 out of 5 stars4/5The Happiest Man on Earth: The Beautiful Life of an Auschwitz Survivor Rating: 5 out of 5 stars5/5The Last Kingdom Rating: 4 out of 5 stars4/5The God Delusion Rating: 4 out of 5 stars4/5The Rise of the Fourth Reich: The Secret Societies That Threaten to Take Over America Rating: 4 out of 5 stars4/5Dr. Seuss Goes to War: The World War II Editorial Cartoons of Theodor Seuss Geisel Rating: 4 out of 5 stars4/5The Faithful Spy: Dietrich Bonhoeffer and the Plot to Kill Hitler Rating: 4 out of 5 stars4/5Mein Kampf: The Original, Accurate, and Complete English Translation Rating: 0 out of 5 stars0 ratingsThey Thought They Were Free: The Germans, 1933–45 Rating: 4 out of 5 stars4/5Churchill's Ministry of Ungentlemanly Warfare: The Mavericks Who Plotted Hitler's Defeat Rating: 4 out of 5 stars4/5The Only Plane in the Sky: An Oral History of 9/11 Rating: 5 out of 5 stars5/5The Girls of Atomic City: The Untold Story of the Women Who Helped Win World War II Rating: 4 out of 5 stars4/5The Wager Disaster: Mayem, Mutiny and Murder in the South Seas Rating: 4 out of 5 stars4/5The History of the Peloponnesian War: With linked Table of Contents Rating: 4 out of 5 stars4/5
Reviews for Plotting Power
0 ratings0 reviews
Book preview
Plotting Power - Jeremy Black
INTRODUCTION
STRATEGY IS A KEY CONCEPT IN WAR AND INTERNATIONAL relations, but the use of the word strategy to discuss the period prior to the development of the term is a matter of controversy. This book is written in the conviction that it is valuable to use terms for periods before they were employed by contemporaries, as, for example, not only with strategy but also with geopolitics, Enlightenment, logistics, or blitzkrieg.¹ This study will focus on the range of strategic cultures, thought, and practice in the last century before the term strategy was employed in Europe and will also cover the situation in the early decades of that employment. As such, I will link military ideas and practice, political concepts, diplomacy, and geopolitics. There will also be a consideration of the relationship between strategy in the external or international sense, in short of planning and implementing military and diplomatic policies, and strategy in the internal or domestic sense, of policies for strengthening society, the latter a significant element and notably for those rulers referred to as enlightened despots.
As such, strategy will emerge in the perspective of politics by other means, and with these politics understood in the widest of terms.
Partly because the range will be global, this is not simply a case of strategy before Clausewitz, although that dimension will be considered. Equally, it is very important, as this book shows, not to write in the shadow of Clausewitz. This is even more the case than in the past because Western-centric approaches to military matters and history no longer appear so credible on a global scale. Indeed, a major flaw in the existing literature arises precisely from this situation. It focuses almost exclusively on Europe and North America. That is understandable in that most of the scholarly work is on these areas and the surviving historical sources for them are far better. Such a concentration, however, should not lead to downplaying the remainder of the world.
To take, for example, encyclopedia entries as repositories of received wisdom, the 1963 edition of the Encyclopaedia Britannica, a work that proclaimed, opposite the title page, that it was published with the editorial advice of the faculties of the University of Chicago and a committee of members of Oxford, Cambridge and London Universities,
found strategy in the case of Alexander the Great, Hannibal, Caesar, and the Mongols but not the Huns, the Moslems or the Crusaders,
before going on to present Frederick II, the Great,
of Prussia, and even more, Napoleon as key innovators. Prior to the former, strategy was essentially of limited aim and was greatly concerned with the art of siegecraft,
but Frederick, according to the encyclopedia, was allegedly replaced by an overcautious obsession with maneuver. According to the entry, it was Napoleon who completely transformed strategy
and oriented modern military theory toward the search for underlying principles,
a process discussed in the encyclopedia with reference to Clausewitz and Jomini. The remainder of the world did not feature in this entry.²
There is something particularly discouraging about the use of Clausewitz in this context. His work has been made to bear a burden, notably as a universal account, that it scarcely deserves, and that at a time when other reiterations of Western thought in the Enlightenment and Romantic periods have been subject to more criticism, deconstruction, and contextualization. As will emerge from this book, it is inappropriate to think of a single character of warfare in this period (or indeed for any other), and that problem is not tackled by arguing that there is an essential or inherent character to war. That so much of the subject has been framed in the past in terms of a discussion about the meanings and meaning of Clausewitz is not a helpful approach to the past or a necessary guide to current or future work. It is as if the past discussion, however, represents intellectual capital, in the shape, for example, of lectures and writings, that academics will not, or cannot, put to one side.
There are major problems with defining strategy and not simply because of the absence of the use of the term for most of history. In addition, the application of the understanding of strategy poses questions. Take the use in a recent study by a leading American scholar who is far more open than most military historians to considering the global dimensions of military history. Wayne Lee points out that most readers and authors think they intuitively know the difference between tactics, operations, and strategy, but that there are many definitions. For Lee, Strategy refers to the deployment of resources and forces on a national scale and the identification of key objectives (territorial or otherwise) that operations are then designed to achieve.
Operations are defined as campaigns.
³ Thomas Kane and David Lonsdale describe strategy as the process that converts military power into policy effect.
⁴
This approach downplays any alternative to a distinctive military character to strategy, an approach similar to that considered in this book, but this is an issue that needs to be addressed explicitly. It is apparent that the function of strategy, if understood as the relationships between ends, ways, and means in power politics, is not necessarily military. At the same time, it is unclear why the national scale should be the key one, as opposed to an inclusion of the subnational or indeed the supranational.
Even for the just over two centuries when the term has been employed in English, French, German, and other languages and the concept applied, there is much difference, not to say controversy, over its definition, employment, application, and value. Strategy has been taken to refer to the full range of human activity and has served as adjective, noun, and verb.
Differences over definition and application extend to related concepts, notably that of strategic culture. Despite these differences,⁵ the latter concept, nevertheless, is particularly important as it provides a context within which the issue of strategy can be approached and noticeably so in the absence of a relevant vocabulary or institutional culture, and practice. Strategic culture is employed to discuss the context within which military tasks were, and are, shaped.
It is therefore better for discussing context and continuity than significant changes. This concept owes much to a 1977 report by Jack Snyder for the US RAND Corporation on Soviet strategic culture. Written for a specific audience, the concept, which drew on George Kennan’s analysis in his long telegram
from Moscow of February 22, 1946,⁶ provided a way to help explain the Soviet Union, a government system and political culture for which sources were manipulated for propaganda reasons and accurate reports were few. This situation, in practice, describes that of many states in the past and some in the present. The idea of explaining and discussing a system in terms of a culture captured not only the social construction of power politics⁷ but also the notion that there were relevant general beliefs, attitudes, and behavioral patterns and that these were in some way integral to the politics of power, rather than being dependent on the specific circumstances of a particular conjuncture.⁸ Indeed, strategic culture has been presented as leavening a collective memory with cumulative experience.
⁹ What governments do, how they understand it, and how they describe and justify it are involved in relationships of mutual feedback. In one particular light, the word culture takes on especial value due to the emphasis on martial spectacle
as a purpose and form of activity, one at once strategic, purposeful, and imbued with a range of values, assumptions, and objectives.¹⁰ Such spectacle was, and is, significant both for domestic and for international purposes and audiences.
Strategic culture continues to be the concept of choice when considering China, other states that are difficult to understand and/or for which the sources are limited, and, indeed, all states. Thus, in 2009, a pamphlet from the Strategic Studies Institute of the US Army War College claimed, To craft any intelligent, effective policy towards China, the US national security community must have a clear contextual understanding of the historical and cultural factors that define China’s strategic thinking, and that can best provide an . . . assessment of China’s goals and intentions.
¹¹ At the same time, it is possible, and indeed necessary, for historians to discern strategy, as well as strategic culture, in the case of China.¹² So also for India. There, strategy was understood in the eighteenth century in terms of the way to defeat and incorporate, and not to destroy, an enemy realm. Strategy therefore entailed politics and diplomacy as well as military matters. It equated with statecraft.
If both strategy and strategic culture involve choices and constraints, in terms of tasks and means, strategic culture presents these as, at once, ideological and cultural and as circumscribed by structural factors. Irrespective of the analysis of both strategy and strategic culture, there was, and is, also the issue of responding, or seeking to respond, to the values and circumstances on the other side. The understanding of the prioritization of tasks and means is best set in this context. Thus, strategy is both relative and contextual.
To some commentators, the delay in the development of the term strategy reflects conceptual and institutional limitations affecting any understanding of strategy in the past. However, in his study of strategy before the term in the case of Russia, John P. LeDonne addressed the possible criticism that he presented nothing but ‘virtual strategy,’ in which the author attributes to the Russian political élite a vision they never had.
He adds a helpful definition of what he terms grand strategy
namely an integrated military, geopolitical, economic, and cultural vision.
That, indeed, is a definition that is applied in this book but without any need to add the word grand to strategy, even though the combination has long been employed.¹³ Ironically, this word looks back to the late-eighteenth-century use in France of the term grand tactics. This was a term usually employed to discuss what would today be referred to as the operational level. In turn, LeDonne was criticized for, as one reviewer put it, presenting strategy in language which the contemporary Russian élites would certainly not have used.
¹⁴ This criticism is ironic in that it is employed by scholars who do the same in much of their analysis.
LeDonne is not alone in focusing on the significance of elite views. This focus entails a welcome grounding in particular historical contexts, and thus a rejection of any ahistorical, noncultural, nonrealist, framework for analyzing strategic choices. Instead, how an elite saw itself and its identity and interests comprised the most important component of strategic choice,¹⁵ and thereby of resulting outcomes. Indeed, strategic consequences were central to an important feedback mechanism in which elites came to reconceptualize their assumptions or did not do so. This process is important to the evaluation of strategic assumptions. This focus on elites has been broadened in order to discuss how nations see their roles and objectives.¹⁶ It is also an approach that covers the inherent political character of strategy and strategic choice because these choices were contested as they were shaped and reshaped.
Compared to the formal, institutional processes of strategic discussion and planning in recent decades, notably its military context as a supposedly distinct activity, strategy in the eighteenth century was, at best, limited and ad hoc, lacking both well-developed structure and doctrine to match an empirical process of learning and ideas. In the case of Christian Europe (then the West
), general staffs of a type, it has been claimed by Peter Wilson, emerged during the Thirty Years’ War (1618–48), with the staff designed to assist the commander and maintain communications with the political center. Such staffs evolved from the personal assistants initially paid by the general himself,¹⁷ but they generally remained very limited in numbers and method, and the term general staff may well be highly misleading. Wilson had not yet had the opportunity to develop his claim.
In addition to the Thirty Years’ War, other episodes have attracted attention. For example, it has been argued that under the direction of Field Marshal Count Franz Moritz Lacy, Austria, during the Seven Years’ War (1756–63), established what became an effective proto–general staff.¹⁸ Such an argument necessarily puts earlier developments in the Thirty Years’ War in the shade and/or implies a process of episodic development. Logistics was a key element in the planning of campaigns in both centuries.
With military education, it is again difficult to assess and date key developments. Indeed, in his perceptive History of the Late War in Germany (1766), Henry Lloyd, who, on the widespread contemporary pattern of fighting in the armies of other sovereigns, had served in the Seven Years’ War, claimed that It is universally agreed upon, that no art or science is more difficult, than that of war; yet, by an unaccountable contradiction of the human mind, those who embrace this profession take little or no pains to study it. They seem to think that the knowledge of a few insignificant and useless trifles, constitute a great officer. This opinion is so general, that little or nothing else is taught at present in any army whatever.
¹⁹ That account was substantially correct as far as formal education was concerned. However, Lloyd underrated the very important method of learning on the job, notably by example and experience, as was seen, for example, with British pamphlet debates after particular operations. Moreover, such learning offered much, as it still does.
The limited institutional character to military education and command practice in the eighteenth century can be seen as lessening the possibility of moving on from strategic culture to strategy. Conversely, the absence of a mechanism for the creation and dissemination of institutional wisdom on strategy may well have ensured that the body of assumptions and norms referred to as strategic culture were instead more effective, indeed more normative. This body affected both strategic thinkers and strategic actors, and in turn, they each sustained assumptions. Differentiating strategic culture from strategy in terms of firm distinctions is not overly helpful, but it captures the extent to which there are contrasts in emphasis.
The role of strategic thinkers, whether or not they, like Sun Tzu and Clausewitz, served in the military, attracts the attention of intellectuals, both military and nonmilitary, and particularly of academics who write on the military and who tend to seek intellectual assessments of war. Notably this is so for Clausewitz, as he is taken by some to help, in some way, explain and characterize subsequent Prussian, and then German, military success, as well as to provide a benchmark for effectiveness.
In practice, such thinkers might have been largely irrelevant or relevant only insofar as they captured and focused general nostrums and current orthodoxies and therefore served in some way to validate them. It is, however, instructive to note that in the case of China, the state, at that time, with the most-developed literary treatment of war, there is scant evidence of the use of texts for guidance. Indeed, the Kangxi emperor (r. 1662–1723), a ruler far more successful as a military leader than Louis XIV, let alone Napoleon, allegedly declared the military classics, such as the works of Sun Tzu, worthless, and references to these classics in Chinese military documents were rare.²⁰ The marginality of explicitly military thinkers can also be considered for other states, including even Clausewitz’s Prussia. Alternatively, these thinkers can be presented as an instance of the rhetoric of power, an aspect of power that was as significant to contemporaries as its analysis and indeed far more so.
Strategy is usually discussed by military historians in terms of war-winning. That, however, is to misunderstand strategy or rather, to operationalize it in terms of military activity. In contrast, in practice, the key to strategy is the political purposes that are pursued in what is a comprehensive, multifaceted
activity.²¹ In short, strategy, whether military or nonmilitary and in the former case, whether or not focused on war,²² is a process of defining interests, understanding problems, and determining goals. Strategy is not the details of the plans by which these goals are implemented by military means. The latter are the operational components of strategy to employ another, later, term.
As a result of this formulation of strategy, domestic attitudes, policies, and politicians can be as significant in the understanding of interests and the formulation and execution of strategy as their military counterparts and indeed, more so. Thus, in the War on Terror,
in the 2000s and 2010s, measures taken to try to secure the support of the bulk of the Muslim population of countries threatened by terrorism, such as Britain, are as germane as the use of force against new or suspected terrorists. Conversely, a ISIS manual, apparently written in 2014, which set out plans for a centralized, self-sufficient state, included the establishment of not only an army but also of military schools to create further generations of fighters, as well as bureaucratic planning, covering health, education, industry, propaganda, and resource management.
Treating the existence of strategy as highly problematic for a period when the term is absent mistakes the absence of an articulated school of strategic thinking for the lack of strategic awareness. This is a key point throughout the history of strategy. It is the activity, not the word, that is the basis of examination and analysis. For example, the claim that because there was no term for strategy, so imperial Rome lacked strategic thinking, fails to give sufficient weight to the lasting need to prioritize possibilities and threats and, in response, to allocate resources.²³ This is a need at all levels but one that is particularly apparent for far-flung states. In addition, the earlier, three Punic Wars between Carthage and Republican Rome (264–41 BCE, 218–201 BCE, 149–146 BCE) have been discussed in terms of what are presented as contemporary views of grand strategy, with the latter seen to depend on long-term planning and a good perception of geographical relationships.²⁴ Alongside a presentation of Roman strategy in terms of modern concepts of defense, has come a stress on factors such as honor and revenge.²⁵ That emphasis, however, does not negate the existence of strategy.
Moreover, the discussion of strategy in the classical period is longstanding. If it became with Thucydides writing on the strategy of the Peloponnesian War (431–404 BCE) in which he participated, it has continued, as with Hans Delbrück’s Die Strategie des Perikles, erläutert durch die Strategie Friedrichs des Grossen (The Strategy of Pericles Clarified by the Strategy of Frederick the Great, 1890). Alfred Thayer Mahan (1840–1914), the American theorist of command of the sea, was influenced by the German historian Theodor Mommsen (1817–1903) who, in his Römische Geschichte (History of Rome; 3 vols., 1854–56), presented Roman naval power as playing a crucial role against Carthage in the Second Punic War.
Strategy has also been discerned in the case of Byzantium, the Eastern Roman Empire, which lasted until 1453. It has been suggested that under incessant pressure from other powers, Byzantium could not afford to wage wars of attrition or seek decisive battles. Instead, it is argued that Byzantium sought to ally with tribal enemies of its current opponent, and that the tendency was to avoid battle.²⁶ As discussed in chapter 4, there was also a literature from Byzantium then that was discussed in the late eighteenth century when the term strategy was formulated.
As far as medieval Western Europe is concerned, sources are few. The standard chronicle narratives of war are of scant help because the chroniclers were outsiders and simply gave narratives of campaigns or hand-to-hand encounters. They had little grasp of the thinking and planning behind activities. Medieval Western strategy existed but has to be worked out from what commanders did and not, on the whole, from documents in which it was discussed, although there are valuable records, for example, from Pere III of Aragon (r. 1336–87). Medieval leaders knew what they wanted to do, but there was no school or forum to produce a dialectic, and each leader chose his methods, which is essentially the case today whatever the theory of strategy.
William the Conqueror isolated Anglo-Saxon England before his successful invasion in 1066, Henry I in 1124 allied with the Emperor Henry V against France, Richard I allied with the Low Countries powers against France, and John created a great coalition against France. In invading France in the 1340s and 1350s, Edward III sought to wear down his enemy by ravaging the countryside, an instance of strategy as, at least in part, the extension of tactical thinking. In addition, the practicalities of warfare, of feeding armies and making sure they could move, were dominant requirements. In the case of crusading warfare, Saladin in 1187 lured the army of the kingdom of Jerusalem into a waterless area where he could fight on his terms and destroyed his opponents at Hattin, while Richard I of England, soon after, advised a strategy of attacking Egypt (which ruled Palestine and Jerusalem) rather than going for Jerusalem, a strategy followed in the thirteenth century.²⁷
Commentary on war, then and subsequently, was an aspect of thought that focused on choices as well as context.²⁸ In the case of Philip II of Spain (r. 1556–98), there is a valuable book-length work on his strategy. However, a treatment of the management of the war effort in his last years focuses on the absence of a coordinated strategy linking Spain’s various commitments. In addition, a lack of consistency toward England has been discerned, notably whether to overthrow the dynasty or to force the English out of the war, and this was linked to a contrast between emphases on religious crusading or on pragmatic consideration. A lack of strategic vision has been associated with a reactive strategy of responding to English threats to the Spanish empire, a strategy that gave the initiative to the English. The article makes clear the number of possible uses for the word and the judgments bound up in them, including long-term strategy, grand strategy, strategic schizophrenia, and clear and coherent strategic vision.²⁹
It has also been argued, more specifically for the Thirty Years’ War (1618–48) in Europe, but also for the subsequent ancien régime, that the logistical problems posed by supporting armies made it difficult to pursue a strategy reflecting political war aims and thus hard to act in accordance with any overall strategy.³⁰ Choices in force structures and command methods in the early-modern period, that of the sixteenth and seventeenth centuries, however, repeatedly reflected the fusion of strategy and policy, as they often arose from fundamental assumptions about the methods best placed to preserve social norms as well as state integrity. This was the key nexus of society. Similar points can be made for the eighteenth century.
Different views have been advanced about the meaning and application of strategy. In 2005, Hew Strachan, then holding the major chair in military history in Britain, that at Oxford, published an article entitled The Lost Meaning of Strategy,
a piece he reprinted in 2008 and 2013.³¹ Moreover, the argument has been much cited,³² in part possibly because it provided a way for commentators to explain the crisis of Western military policy in Iraq and Afghanistan, and in part because it provided these commentators with a justification. Strachan is cited by other writers arguing that there is a failure to produce clear policy and coherent strategy.³³ Strachan argued that the understanding of the word and concept of strategy had been so stretched that it was in danger of losing its usefulness and that, in particular, it had been conflated with policy. To Strachan, the conflation of words led to incoherence, an incoherence reflecting the compromise between the ends of policy and the military means available to implement it. His contribution closed with the claim that it was necessary for the application of force to have concepts that were robust because they were precise. As a contribution to a debate, this was a valuable piece. It might also act as a clarion call for the future, although it is too easy to mistake precision about terms for analysis.
As a standard by which to assess the past, however, Strachan’s argument was less than helpful, not least because the precise conceptualization that he saw as necessary was not present in, or for, the past and that despite the fact that many states had been militarily effective and across a great geographical range. Rather than thinking in terms of clearly defined systems, it is more pertinent to focus on complexes or bundles of institutional-practical ways of doing things³⁴ in a context of fitness for purpose. Moreover, there could be a functional strategy even if it did not have a linguistic or institutional formulation. As strategy is contextual, so are its definitions.
The 1976 Encyclopaedia Britannica noted the demarcation between strategy as a purely military phenomenon and national strategy of the broader variety became blurred
in the nineteenth century and even less clear in the twentieth.³⁵ Indeed, the actual validity of differentiating strategy from policy was, is, and probably will be less valid and less practical than Strachan and others suggest.
A particular difficulty arises because of the issue of ownership.
The wide variation in the use of the term strategy, and indeed of the concept, in part arises from this very issue, alongside the more commonplace problems stemming from the definition and usage of conceptual terms and notably of ones that have differing resonances in specific cultural and national contexts. In large part, but far from exclusively, this issue of ownership
arises from the determination by, and on behalf of, militaries to define a sphere of activity and planning that is under their understanding and control, a process that is supported by their civilian supporters among commentators. Much of the writing about strategy has been driven by military thinkers.
It is, therefore, no accident that strategy as a self-conscious and actively articulated practice was very much linked to the development of general staffs, which was particularly developed by Prussia in the nineteenth century. The Prussians established and improved a system of general staff work and of training at a general staff academy, a system which was to be given much of the credit for victory in 1866 and 1870 over Austria and France, respectively. Training of staff officers provided the Prussian army with a valuable coherence, as these officers had an assured place in a coordinated command system: officers from the general staff were expected to advise commanders, and the latter were also required to heed their chiefs of staff. This led to a system of joint responsibility in which either the commander or his first general staff officer could issue orders. Such a system, which rested on the reputation of the staff system, made predictable planning and the delegation of the execution of the strategic intent possible, thus encouraging forward planning. Moreover, from 1857, there was an emphasis in the Prussian army on preparing for a whole campaign, rather than simply for battle, and thus on war plans. Sweeping Prussian successes in 1866 and 1870, at the expense of Austria and France, respectively, gave the staff system prestige and greatly encouraged its adoption and emulation elsewhere.³⁶
This Prussian system, however, both facilitated and reflected a reading of military affairs in which the views of the army came foremost. These views focused on a drive for autonomy, if not independence, from political oversight and civilian society, and a demand for resources. In part, both elements responded to the growing pressure on established roles and traditional assumptions that was perceived in societies that were changing rapidly, both in terms of industrialization and urbanization, and also with a decline of deference as new social assumptions came into play. Increasingly in the nineteenth century, alongside the challenges from liberal politicians and movements, came those from socialists and other radicals. Moreover, there were the changes stemming from new technologies and from the prospect that this process would continue, if not escalate.³⁷
The challenges this dynamic situation posed to the military varied by context, notably national context, but also with reference to the professional specialty of the officers involved and to their political assumptions. A range of responses existed and were discussed, often explicitly in terms of their political consequences. These included conscription, as a way to discipline and contain the new masses (and also to raise numbers, an instance of the domestic-military overlap), as well as the military use of new technologies, and enhanced professionalism. The concept and practice of strategy was another response to the challenges of a changing situation and notably in the intensively competitive nature of international relations in the late nineteenth century and at the start of the twentieth century.
This focus on strategy served to entrench military professionalism and to lessen civilian intervention, which was presented as less strategic.
This argument scarcely defines and places strategy as a whole, but it helps explain its greater salience from the late nineteenth century. In essence, a term developed as an aspect of Enlightenment thought, notably of the classification of knowledge, became more prominent in a specific sociopolitical context and with reference to a particular stage and type of military professionalism. In short, the term was scarcely value-free, and attempts to treat it as such are mistaken.
This context remains relevant today with strategy and notably because modern militaries in many (but far from all states) continue to seek a professionalism that both limits government intervention and enables them to define their role. The Powell Doctrine in the case of the American military in the 1990s (Colin Powell was chairman of the Joint Chiefs of Staff) exemplified this point,³⁸ as did arguments over Anglo-American intervention in Afghanistan and Iraq in the 2000s and 2010s. Alongside areas generally left to the competence of military leaders, notably training, tactics, and doctrine, came the determination to maintain a key role in procurement, operations, and policy. Annexing the last in terms of what is defined as strategy and limiting government to a more anodyne and general field termed policy serves this goal. Strachan’s work can be seen against this background. To detach his work from his strong personal and professional links with the British army, and what he refers to as moral obligation,
³⁹ is possible but also has limitations.
More positively, military leaders who insist on clarity of roles, terms, missions, and responsibilities are in part motivated by a suspicion that the political leaders do not truly understand what they want or what they want done. As a result, this insistence is an effort to force the political leaders to articulate their goals. Sometimes this process is cynical on the part of the military, but it can also be motivated by a sense of professional duty and sometimes arises because the political leaders are incompetent in devising policy. Political leaders have frequently already made the decision before they consult the experts, and consultation is often intended to help justify the decision or simply serves as an aspect of implementation.⁴⁰
The argument on behalf of military independence can be queried, however, in both specifics and in general. Much depends on an understanding of contexts and of institutional cultures, but the argument is as worthy of attention in terms of this subject as the commonplace division between policy and strategy. In July 1929, Basil Liddell Hart, the would-be leading British military commentator of the interwar years, addressed this issue in the political context of the 1920s. This was a situation in which democratization, notably accountability, and unpredictability were more pronounced across Western society as a whole than prior to World War I. In the Quarterly Review, a periodical published in London, he wrote:
Perhaps only an absolute ruler, firmly in the saddle, can hope to maintain unswervingly the military ideal of the armed forces
objective, although even he will be wise to adjust it to the realities of the situation and to weigh well the prospects of fulfilling it. But the strategist who is the servant of a democratic government has less rein. Dependent on the support and confidence of his employers, he has to work within a narrower margin of time and cost than the absolute
strategist, and is more pressed for quick profits. Whatever the ultimate prospects he cannot afford to postpone dividends too long. Hence it may be necessary for him to swerve aside temporarily from his objective or at least to give it a new guise by changing his line of operations. Faced with these inevitable handicaps it is apt for us to ask whether military theory should not be more ready to reconcile its ideals with the inconvenient reality that its military effort rests on a popular foundation—that for the supply of men and munitions, and even for the chance of continuing the fight at all, it depends on the consent of the man in the street.
He who pays the piper calls the tune, and strategists might be better paid in kind if they attuned their strategy, so far as is rightly possible, to the popular ear.⁴¹
As another instance of accountability, there is the question of whether reliance on the argument of military independence is an aspect, indeed very much a self-serving aspect, of what, in 2015, General Nicholas Houghton, the chief of the (British) general staff, referred to as military conservatism.
He employed this term twice in a discussion about the need to respond to changing tasks and the restrictions thereto.⁴² The attempt to separate out strategy from policy is, in some respects, not only a question of apparent terminological precision but also an aspect of this conservatism, as well as being an attempt to give a distinctive military voice in the situation and to ensure that this voice has coherence and weight. An instance of a comparable qualification to the distinction between strategy and policy is that between public and private in the organization of war.⁴³ As a different but related point as far as the military are concerned, it is important to note that civilians often directed the military repression of popular movements.⁴⁴
Clearly, even if a means-versus-ends distinction is to be advanced when discussing strategy and policy and the relations between them, ends are in large part set in relation with, and to, means, while means are conceived of, and planned, in terms of ends. For example, the location of Chinese garrisons was a reflection of strategic, political, and cultural factors, in so far as they could be distinguished. Under the Manchu emperors (r. 1644–1912), the bannermen, who were regarded as more reliable, were stationed in northern China, around the center of authority, Beijing, and down to the River Yangzi, and the garrisons lived in segregated walled compounds. In contrast, the more numerous Han Chinese Green Standard troops, who focused on dealing with rebellions, were stationed all