Black Southerners: 1619-1869
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Black Southerners - John B. Boles
Introduction
The fateful relationship between Africa and the American South—indeed, the entire Western Hemisphere—has a history that antedates the initial voyages of Christopher Columbus. Southern and Western Europeans before the fourteenth century were aware of a mysterious continent to their south, and though they considered it backward, heathenish, and darkly exotic, rumors of great riches suggested European opportunities. For countless centuries internal trade routes had facilitated the commerce of Africa, and the long caravans snaking across the vast Sahara from the western Gold Coast to the Arab empires at the eastern end of the Mediterranean had exchanged precious minerals, teeth
(ivory), cloth, spices, and slaves. In the early fifteenth century enterprising Portuguese merchants, dreaming of the profits to be made from capturing a portion of this carrying trade, began cautiously to explore the western coasts of Africa. Local merchants along the seashore were pleased to trade with the Europeans, exchanging gold, ivory, and some slaves for simple manufactured goods at first. The Portuguese vessels then struggled up-current back to the Mediterranean to markets in North Africa and the Arab end of the sea.
Limited European entry into an ongoing African commercial system was slowed for a number of reasons, among which was the difficulty of making the return sailing voyage against both wind and current from the West African ports. During the early decades of the 1400s, Portuguese shipbuilders, experimenting with sleeker hulls borrowed from northern Europe and the lateen sail from Arab vessels in the Indian Ocean, came upon a combination that greatly eased the return voyage. The triangular lateen sail, hung from a long yard attached at an angle to a short mast, could be maneuvered according to the wind’s direction. The resulting ship design, the caravel, could, by shifting the sail, be propelled by winds coming from either side, while the older, flat-bottom ships with one large mainsail were stalled unless the wind blew directly from behind. By being able economically to tack against the breeze, the caravel opened up to Portuguese navigators the possibility of exploring the entire African coast, and with such success that by 1486 Bartholomeu Diaz rounded the Cape of Good Hope, and in 1497-98 Vasco da Gama reached India.
More important for our story, anonymous Portuguese pilots by the 1440s had discovered—probably by accident—that if they let the prevailing trade winds push them far offshore from Africa and to the northwest, they eventually, out north and beyond the Azores, would catch the prevailing westerlies, and the wind and current would steadily carry them back to the Iberian Peninsula. Here was a momentous discovery, for, by unlocking the mysteries of the trade winds and ocean currents, navigators now could reach any place in the world. The Atlantic was thus opened; one followed the trade winds south and, on the return voyage, followed them west, inched north past the trade-wind belt, then rode the westerlies home in a large loop fraught with possibilities for the future. It was on this navigational scheme that Columbus and the early voyagers explored the Western Hemisphere and returned to familiar ports. In seeking to capitalize on the indigenous African commerce, Europeans discovered their way to the New World, thus intertwining the histories of Africa and America.
1. A Tentative Beginning
Part of the mythology every schoolchild in the United States learns, along with the Pilgrims and Thanksgiving and the poignant story of Pocahontas and Captain John Smith, is that the colony of Virginia achieved quick prosperity upon the basis of slaves and tobacco. Thus, the South
—complete with images of grand plantation mansions and swarms of servile blacks—is assumed to have existed almost from initial settlement, with little change until the cataclysm of the Civil War in 1861. Yet the path to large-scale slavery in Virginia and Maryland, the other Chesapeake colony, was slow, uncertain, and in no way predetermined from the beginning. And South Carolina, where the transition to a slave economy occurred relatively quickly, was in many ways more a colony of the West Indian island of Barbados than of England. There were few blacks in the seventeenth-century mainland colonies, and their relationships with whites were perhaps more harmonious than they would again be for nearly three centuries. Not all blacks were slaves; in fact, the status of all Africans evolved—and for most, declined—over the course of the century. Change in their numbers, in their legal status, in the crops they raised and the chores assigned them, in their ability to have families, in the relative Africanness of their culture, was a constant in the experience of the African people in the South.
Some present-day readers believe slavery began at Jamestown in 1619 when the first blacks were landed, or, if such readers are aware of slavery’s existence in the ancient world, they assume it had become extinct until New World plantations arose with their greed for cheap labor. Of course, neither viewpoint is correct, and in order to understand why slavery was introduced in the New World colonies, its status in fifteenth-century Europe and even earlier must be studied. As the most casual reader of the Bible knows, there were slaves in the ancient Near East and in Greece and Rome. Usually they were not racially distinct but rather were war captives, though there were black—or Ethiopian, as they were called—slaves in antiquity. While most black slaves served in domestic capacities, some were musicians, clerks, tutors, or soldiers. Having been captured from the highly developed kingdom of Nubia (Ethiopia) or descended from the Kushites who for almost a century (c. 1650-1567 B.C.) had ruled Egypt, black slaves in antiquity were not discriminated against as blacks. Theirs was a lesser legal status, not a position of racial inferiority. The same was true for African slaves in the Arabian Peninsula before the rise of Islam. After all, those Africans with whom the Arabians came into contact had a culture relatively equivalent technologically to their own.
Then, during and after the seventh century, as the Islamic Empire was created and swept westward around the perimeter of the northern half of Africa, pushed into the Iberian Peninsula, and marched eastward to the Persian Gulf, Arab attitudes toward blacks changed. By meeting fairer-skinned peoples in Europe and Persia whose heritage if not present civilization seemed more advanced than their own, and at the same time encountering sub-Saharan and eastern African peoples with vastly more primitive cultures, the Arabs subtly transmuted blackness into an indicator of racial inferiority. With the expansion of the Islamic Empire, and with the enslavement of fellow Muslims prohibited, the demand for black laborers grew. By the ninth century thousands were being exported from East African ports into the lands surrounding the Persian Gulf—slaves in the Middle East were even called Zenj, the word for East Africa. Still other slaves were imported from West Africa via the overland caravan routes across the Sahara. Black slaves were increasingly forced into more menial tasks, serving not simply as domestics but being pressed into back-breaking labor in the salt and copper mines of North Africa and the sugarcane plantations of Egypt and southern Iraq. Blackness now came to be synonymous with slavery as the original Arabic word for slave, ’abd, evolved to mean simply a black man. A substantial market for African slaves outside Africa, one far more demeaning than indigenous African slavery, had arisen, and concurrently the African had acquired the image of the natural slave. Both developments were to prove significant for initial European encounters with Africa and subsequently for the New World slave systems.
The onset of the Middle Ages found most of Europe moving toward feudalism and away from slavery. The exceptions were southern Europe and the Iberian Peninsula, where the older forms of forced labor had continued since antiquity. As in the ancient system, slaves were usually captives of war directly or indirectly, with religion, not race, being the crucial factor in Spain and Portugal. Christians used Muslim slaves, and Muslims enslaved Christians. A sprinkling of blacks were purchased from Arab middlemen to serve in harems or as palace guards, or, like dwarfs and jugglers, as court exotics. In regions where a sort of reciprocal Christian-Muslim supply of slaves was unavailable, Europeans imported Eurasians purchased from dealers operating slave factories or bases in the region of the Black Sea. Circassians (from the northeastern shore of the Black Sea, in Russia) and Dalmatians (from the eastern region of Yugoslavia) were traded to the East for the fabled spices and silks.
The flourishing European-Middle East slave trade was at first largely independent of the Arab-African trade in blacks. But borrowing from the Arabs, alert Genoese merchants by the fourteenth century had developed thriving sugarcane plantations on Cyprus worked by black slaves employed in gang labor. Where the Genoese were, the Portuguese were soon to follow. Within a century the plantation system, with its careful organization and ability to control labor at the crucial harvest time, was ensconced in southern Portugal, and by the 1450s the Portuguese were establishing Genoese-like sugar plantations on Madeira and the Canary Islands. Just as the labor shortage on these sugar islands was reaching a crisis because European diseases had killed the native peoples and there were too few Muslim prisoners of war, the Portuguese were making their first successful intrusions into the traditional African slave trade.
With the Black Sea markets for Eurasian slaves closed by the Turkish capture of Constantinople after the mid-fifteenth century and with the convenient acceptance by Europeans of the Arabic conception of Africans as natural slaves, the turning of Portuguese shippers from almost exclusive cargoes of gold and ivory to an emphasis on slaves seems quite understandable. The use of black slaves on the Iberian Peninsula—Seville came to have a sub-stantial African population—and on the sugar islands became extensive. The Portuguese capture just before 1500 of the island of São Thomé, on the equator 200 miles off the coast of Africa, and its conversion into an agricultural factory for the production of sugar employing slaves imported directly from Africa, proved to be both the climax of the European-African slavery system and the perfect model for what was to occur thousands of miles to the west in the Caribbean. Large-scale plantation agriculture with slave labor existed as the prototype for colonial development before Columbus made his vaunted discovery in 1492.
Even though the seeds of black slavery were to be planted very early in the Americas, the full-blown system was slower to develop than one might suppose. On his second voyage to the New World, Columbus introduced sugarcane to Hispaniola, and by 1502 African slaves were being delivered to the Caribbean. The Spanish government subsidized the emigration of a number of Canary Islanders who had mastered the growing and manufacturing of sugar, and by about 1515 samples of the sweet residue were sent to Spain. Shortly a prosperous sugar industry developed on Hispaniola, but it did not appear very glamorous to metropolitan eyes. With the discovery of more glittering sources of wealth in Mexico and Peru, Spanish interests shifted to the mainland, and the Caribbean islands became a virtual backwater for almost a century, though they remained a provisioning stop for vessels en route between the Americas and Europe. The African slave population grew only slowly on the islands, and in the Spanish mainland colonies the indigenous Indian peoples survived the ravages of newly introduced Old World diseases better than the Caribbean islanders (almost all the Carib Indians died) only to be enslaved by their Spanish conquerors. The result was a slower rate of importation for African slaves on the South and Central American mainland than would have been the case otherwise. The Portuguese, confined to Brazil by the terms of the Treaty of Tordesillas (1494) which, with the Pope’s approval, divided the world between Spain and Portugal, in the latter half of the sixteenth century developed the kind of large-scale sugar industry there that pointed toward the future. Financed and provisioned largely by the Dutch, Portuguese Brazil by 1600 was the world’s sugar bowl.
When, in the early decades of the 1600s, England and France began casting envious glances at the semitropical islands spilled like jewels across the Caribbean, Spain was just economically and politically weak enough, and sufficiently preoccupied in Europe with wars and internal problems, to let them establish toehold colonies. Because the high death rate on the islands had practically destroyed the native peoples and made large-scale English or French settlement unattractive, because Dutch capital and sugar know-how was available, and because the European demand for sugar was on a steady ascent, suddenly conditions were ripe for the sugar revolution that was to change the whole course of New World history. The revolution occurred with astounding rapidity. Permanent British settlers first set foot on Barbados in 1627; by 1643 the population included 6,000 slaves, and in another forty years the number of black slaves (40,000) was almost double the number of resident whites. The other Caribbean islands, controlled by various European powers, followed the lead of Barbados and all became known as the sugar islands: Guadeloupe, Jamaica, San Domingo, St. Croix. By the final quarter of the seventeenth century, the great boom in sugar and slaves was in full swing, European interests switched from the mainland to the islands, and great riches were reaped in sugar and slaves for the next two centuries. Not only did the sugar islands in the West Indies become the centerpieces of Europe’s various worldwide imperial systems, but they also received a remarkable one-half of the total of all Africans imported to the New World in the three and a half centuries after 1500. It was in the backwash of this dynamic Caribbean sugar boom that slavery developed on the North American mainland—the present-day United States.
Yet it was by no means predetermined in 1607, when England planted her first permanent settlement in the New World at Jamestown, that slavery would inevitably follow in the mainland colonies. African bondage was already a century old in the Western Hemisphere, but it was under the auspices of the Spanish and Portuguese. Plantation organization and the technological understanding of sugar manufacture had likewise taken root in the New World, but in semitropical islands. Along the western coasts of Africa the far-flung Dutch maritime interests had supplanted the pioneering Portuguese traders, and African chieftains were as eager to deal in human beings in exchange for Dutch bars of iron, cloth, and simple manufactures as for those of the Portuguese. The ravenous labor demands of the sugar regions consumed the human cargoes. The whole transatlantic system was in place, primed to flourish as the seventeenth century unfolded. Yet this was essentially a Mediterranean-Caribbean cultural development, with roots in a whole series of Iberian and Genoese (and even earlier Arab) legal and economic traditions quite alien to the English historical experience. In Europe slavery had survived to the south while England had moved down another path; there was no evidence that in the New World the English experience was to be any different. The indices for the future were mixed as the Elizabethan era in England drew to a close at the beginning of the seventeenth century.
The English before Jamestown were certainly aware of the existence of slavery. As part of their preening pride in being Englishmen, they valued their own liberty and looked down their collective noses at those southern Europeans who not only were Catholic but also stooped to enslave with brutal consequences both American Indians and imported Africans. The crown even encouraged English adventurers to raid the trading vessels of the competing nations. The English perception of being set apart from, and better than, the Spanish and Portuguese included a tendency to downgrade slavery as something foreign and backward, though on several occasions English adventurers like John Hawkins overcame their scruples and traded in slaves when the opportunity presented itself. In addition to being aware that slavery existed, the English also were prepared to accept that in certain circumstances it could be legal—when those in servitude, for example, were war captives or convicted criminals. Their choice was a bit ethnocentric, but they simply preferred the English system of modified serfdom that included temporary ownership of the labor—not the person—of individuals who bartered their service for a certain price, in this case passage to America.
This system of indentured servitude was similar to apprenticeship, whereby servant and master had reciprocal responsibilities. When the English began establishing settlements in the New World, they brought their traditional labor systems with them. Feeling superior to the Spanish anyway and intending to avoid the genocidal horrors attributed to the Spanish in the West Indies, they felt no necessity to throw aside English practices and adopt instead the ways of their European rival. Virginia was to be peopled with and developed by Englishmen, and perhaps willing Indians and such others as wanted to escape the rigors of Spanish authority, but it was intended to be a transplanted England with only minimal concessions to imagined New World conditions. Within a century, however, English mainland colonies, especially those to the south, had made such crucial adaptations that they were unlike anything in the presettlement English experience. The history of those adaptations is the story of the emergence and evolution of a slave society in the American South.
Although there is a slight hint in some of the sources that one or more Africans arrived in Virginia several years earlier, 1619 is the date generally accepted for the introduction of blacks to the English mainland colonies. In an offhand manner John Rolfe wrote to Sir Edwin Sandys, treasurer of the Virginia Company, that five months previously a Dutch man-of-war had arrived at Point Comfort, where the James River emptied into the Chesapeake, and in exchange for badly needed provisions had paid the colony officials with 20. and odd Negroes,
meaning evidently a number greater than twenty. With those four words begins the documented history of Africans in what is now the United States (except for one or more blacks who accompanied Spanish explorers in the early 1500s). Yet we know frustratingly little about that initial score of blacks—neither their immediate past before being unceremoniously introduced to Virginia nor their subsequent history. The Dutch captain no doubt sold them without a flicker of conscience, so hardened did those in the slave trade come to be; still, one wonders what thoughts occurred to the Virginia officials as they made that first ill-starred purchase. Did they simply see themselves as buying the labor of the Africans, who would thus be differentiated from countless other servants only by their complexion, or did they purposely acquire them as slaves for life, possibly justifying themselves on the grounds that the Dutch—or the Africans’ original captors—had. already enslaved them, and thus the Virginians were making a perfectly unexceptional commercial transaction? Did the Virginia officials harbor deep doubts about the propriety of their actions but feel that the Dutch captain’s great need
justified their selling him provisions in exchange for the only currency he had available? These questions will probably never be answered. The only sure point that can be made is that the system of black slavery did not emerge full-blown with the fateful transaction off Point Comfort in 1619.
Certainly one of the reasons Englishmen did not instantly introduce slavery to their mainland colony was their prejudice against non-English ways of doing things. In the West Indian islands, where the native populations had essentially died out as a result of exposure to Old World diseases, where the climate favored sugar cultivation, which, because of the labor demands of harvesting and processing, seemed to necessitate slave workers, and where the climate seemed to offer little hope of large-scale English settlement, the British quickly accepted what they perceived as the reality of the situation and hence began their prosperous sugar-slave empire. None of these precipitating factors worked to change their expectations for Virginia. True enough, mineral riches proved nonexistent, but John Rolfe’s early discovery that West Indian tobacco grown in Virginia was sweet to the palates of English smokers changed only the source, not the prospect, of riches from Virginia. And tobacco, unlike sugar, required little capital expenditure to begin cultivation, had less rigorous labor demands, could be grown profitably in small patches, and required no expensive manufacturing process—in short, tobacco made possible an economic boom in Virginia without the necessity of jettisoning traditional English laboring practices. The Chesapeake tobacco plantation economy was founded on white indentured labor.
This English aversion to things non-English included peoples who were not English. Elizabethans, who disliked even the Irish, hated and were suspicious of the Spanish, and quickly grew shockingly callous toward the Indians, certainly were prejudiced against those most foreign of all, the Africans. It was almost as if the English had a scale of acceptance ranging from white English Christian (read Protestant) civilization to black heathen savagery, with each word as loaded with meaning as they sound to the modern ear. The Africans’ very blackness, associated as it was in Western culture with evil, made only more visible and indelible his unflattering identity. Yet such an automatic predisposition to denigrate the African as existed among the English was more an abstract, superstitious dislike of the unknown, a generalized and passive prejudice, than a systematic racism that shaped every black-white interpersonal relationship. The existence of the prejudice surely made easier the acceptance of perpetual slavery for Africans, and toward the end of the seventeenth century it became gradually transformed into a peculiarly American racism, but it did not in the first decades after 1619 push all Africans into the despised category of slaves-for-life.
The half century or so of race relations after 1619 is very confusing. There is no doubt at all that many, quite probably most, Africans were considered slaves, or at least servants whose period of servitude was lifelong. Just as clearly, there were others who served a set number of years—at least occasionally no longer than similarly aged whites of the same sex—and then were freed. Not every black was a slave, not every slave served for life, and the treatment of black slaves/servants seems at times indistinguishable from that accorded white servants. Because the legal presumption that blackness meant slavery did not yet exist, the nature of one’s bondage was subject to court decisions. The judicial records of seventeenth-century Maryland and Virginia bear testimony to freedom-seeking slaves
who sought their liberty on such grounds as having been baptized or having already served the period of time previously contracted. On a number of occasions, proof of their Christianity or documentation of their contractual obligations having been met—in fact, often exceeded—resulted in the court’s declaring them free. There are still other examples of blacks being adjudged free upon proof that one of their parents was free. Precisely because such avenues to freedom existed in the first decades, planters were sometimes troubled about the permanency of their slave
property. If baptism or paternity could lead to liberty, then not only would some object to such otherwise benevolent activities as missionaries might perform, but many might also reasonably be worried about court costs and delays even if the judgment were ultimately in the planter’s favor.
Because laws usually protect the interests of those of wealth and power, the status of slaves was hardened by a long series of statutory enactments beginning about 1660. For example, because interracial sex was an act with tangible aftereffects that often led to problems, Virginia in 1662 legislated that all children born henceforth would have the legal status of their mother. Two years later Maryland declared that all Negroes or other slaves already within the Province and all Negroes and other slaves to be hereafter imported into the Province shall serve Durante Vita
—for life. The children of slave women were to serve for life, according to the new Maryland law, and those white women who married slave men were themselves to serve as slaves for the lifetime of their husbands, and any offspring would likewise be slaves. In 1667 the Virginia assembly made clear by law that the conferring of baptism doth not alter the condition of the person as to his bondage or freedom.
While these and other such laws indicate that those who were currently slaves and their children, along with those slaves subsequently imported into the Chesapeake region, would find their bondage more ironclad than before, the laws also suggest something of the looser state of labor and race relations in the earlier period.
The black population grew very slowly for the first half century after 1619; consequently it is easy to overemphasize the black presence during the formative years of the Chesapeake tobacco society. The scarcity of blacks complicates the task of explicating their history, for the documentary record is extremely sparse. Two of the most revealing sources are the 1624 and 1625 censuses of the Virginia colony, and they are most significant in the information they do not contain about the blacks. The 1624 census enumerates twenty-two living Negroes, the 1625 twenty-three. While the census entries for white persons usually contains the full name, complete names are not given for any of the twenty-two blacks in the 1624 listing; for almost half no name at all is recorded, and they are accounted simply as one negor,
or A Negors woman,
or in the case of one district, six blank lines followed by the descriptive word negors.
While the 1625 census provides more complete entries for five blacks, in only one entry is the listing complete. The age and date of arrival are given in only one instance, and this kind of data was of critical importance to white indentured servants whose period of servitude dated from the time of their entry. While not much can be drawn from such scant documentation as blank lines denominated negor,
one conclusion seems warranted. At least in the eyes of officials, blacks occupied a distinctly inferior position. The casual manner in which they are enumerated suggests that they were perceived as a category of people quite unlike any other group. Here perhaps is evidence of the English predisposition to assume blackness to be a natural mark of separateness and inferiority.
A spirited historical controversy has raged around the issues raised in the preceding two paragraphs. Because of the cultural connotations of the word black and because of rampant English ethnocentrism, was America born racist
in the sense that Africans were automatically considered inferior and slaves because of their race or color? Or did slavery evolve primarily in response to labor and economic forces, and only afterwards, because Africans were the ones most conveniently enslaved, did blackness come to be synonymous with lifelong bondage? In other words, did slavery come first and racism emerge as a consequence, or did racism precede and make possible slavery? Did the two—racism and slavery—develop symbiotically, each reinforcing the other? It is clear, as the 1624 and 1625 censuses indicate, that a profound prejudice against blacks as an ethnic group existed from the beginning, but this did not instantly lead to the enslavement of all blacks, nor did it preclude a white-black fraternization that suggests a degree of lower-class biracial harmony seldom experienced in American history.
Perhaps the imprecision that marked social boundaries is nowhere better illustrated than in the position of the struggling free black population of the Chesapeake colonies. Their absolute number is unknown, but their relative numbers were probably substantial. There were several ways for Africans to become free. Some evidently entered the mainland as free persons, having lived previously in the West Indies or England and there learned English and been baptized. Others upon arrival were purchased with a set term