Metamorphoses: In Search of Franz Kafka
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In 2024, exactly one hundred years after his death at the age of forty, readers all over the world will reach for the works of Franz Kafka. Many of them will want to learn more about the enigmatic man behind the classic books filled with mysterious courts and monstrous insects. Who, exactly, was Franz Kafka?
Karolina Watroba, the first Germanist ever elected as a fellow of Oxford's All Souls College, will tell Kafka's story beyond the boundaries of language, time, and space, traveling from the Prague of Kafka's birth through the work of contemporary writers in East Asia, whose award-winning novels are, in part, homages to the great man himself.
Metamorphoses presents a non-chronological journey through Kafka's life, combining literary scholarship with the responses of his readers throughout the last century. It is a both an exploration of Kafka's life and an exciting new way of approaching literary history.
Karolina Watroba
Karolina Watroba is a research fellow at All Souls College, University of Oxford, where she works on modern literature and film across eight European languages and beyond, with a focus on German, English, and Polish. Karolina lives in Oxford, England.
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Metamorphoses - Karolina Watroba
PROLOGUE
What Makes Kafka Kafka
Franz Kafka’s life is both very easy and very difficult to summarise. Easy because it was short – he was born in 1883 and died in 1924, and so lived forty years, give or take; spent mostly in one place – central Prague; and one job – in the field of insurance law. His health was poor; he never married or started a family; did not travel much, and never outside of Europe; did not go to war. But then in other ways Kafka’s life cannot be recapitulated so easily. Our commonplace ideas about national, ethnic, religious and linguistic identity, for example, cannot do justice to him, which is why he seems to be called something different in every biographical blurb you might come across – German, Austrian, Czech, Jewish and various combinations of the above. Despite his bachelordom, largely spent in Prague, he managed to develop significant relationships with four women from four different cities in four different countries. He also often fantasised about travelling or even moving permanently, and was keen on learning about other places and cultures, which gave his life a much broader intellectual horizon than might appear at first glance.
Besides, however mundane many of his life’s events might have been, Kafka kept track of them in numerous notebooks, diaries and letters, of which many thousands of pages have survived. A record of conflicts with his family, especially with his father; of friendships; of books he read, plays he went to, languages he learnt, dreams he had, food he ate; his ailments, fears, anxieties, hopes, the things he enjoyed; the things he said or did to other people, both kind and unkind. This, combined with the almost unimaginable wealth of scholarship that has investigated, and continues to investigate, virtually every facet of his life, from distant cousins to sexual escapades, and from digestive issues to the brand of hairbrush he used, gives us an uncommonly comprehensive insight into the life of this man who died one hundred years ago.
Such is the depth and breadth of our collective obsession with this Kafka, however, that we do not often stop to think why it is that we are so interested in him. The answer might seem obvious. In his notebooks, scattered in between entries about what his boss said at work and where he went for an evening walk, Kafka wrote down numerous stories and literary fragments, including three unfinished novels. The Metamorphosis, The Judgement, The Trial, The Castle: these are among the most famous, the most recognisable works of Kafka, but also of the twentieth century, of the German literary canon – perhaps of the whole of world literature, across history. Some of these works were published in his lifetime; most were not. Some of the relatively few early readers who encountered his works as he was writing them – the vast majority in the ten years between 1912 and 1922, when he was in his thirties – were deeply impressed. Chief among them was his best friend and later first editor Max Brod, from early on possessed of an unshakeable belief in Franz Kafka’s literary genius.
It might seem obvious, then, where our obsession with Kafka’s life stems from, what animates his countless biographies. We want to know what made Kafka Kafka. But while the cultural environment, historical context and personal experiences that shaped his life did influence Kafka’s writing in myriad ways – as we shall see in the pages that follow – there is also another part to this story, a part that does not get told nearly as often. To understand how Kafka became Kafka, we cannot stop in 1924, the year of his death, where most biographies end. To gain the status he eventually gained, Kafka needed readers. Readers who would share Brod’s belief in his extraordinary gifts. Almost all these readers only got their hands on his books after his death, many in translation. How did it happen? Who were some of those readers and how did they impact his literary fame? Why have Kafka’s writings resonated with so many people, in so many places, at so many points in time? Why do we keep reading him today? And what might we learn about literature, and about ourselves, the species that cares so much about it, by telling Kafka’s story in this way – through the stories of his readers around the world, over the past century?
To answer these questions, I travelled across time and space in the footsteps of dozens of Kafka’s readers: from a British aristocrat-turned-scholar poring over Kafka’s writings in the bowels of a Swiss bank vault to ordinary readers from all corners of the globe leaving notes at Kafka’s grave in Prague, and from a war veteran in Berlin who survived life in the trenches but feels defeated by the newly published, enigmatic tale of The Metamorphosis to a hip Korean writer transforming the Kafkaesque into a Man Booker International Prize-winning feminist manifesto a century later.
In the process, I approached my guiding question – what made Kafka Kafka? – from many different angles. For one thing, it has certainly helped that he was a well-educated European man who wrote in German, a language with many speakers and much cultural prestige. All this meant that, despite the very real prejudices he faced as a Jewish person, his books still had a relative advantage in reaching a wide readership: he was able to access publication venues, translation networks and cultural circles with an international reach that popularised his works, both before and after his death. Many examples of such ‘technologies of recognition’, to use literary theorist Shu-mei Shih’s term, were at work during Kafka’s life and afterlife, and are discussed in the chapters to come.
But many other well-educated, European, German-speaking men produced copious amounts of writing over the centuries too and yet never achieved the kind of global recognition that Kafka did. Some of this was due to sheer serendipity. In Chapters One and Two, I recount the story of Kafka’s various manuscripts: some were burnt, lost or confiscated; others nearly burnt, lost or confiscated. The fate of those papers was often down to the decisions and actions of individuals. Other kinds of serendipity were at play too. The name ‘Kafka’, with its brevity, pleasing symmetry and ease of pronunciation in many languages, not to mention a rather attractive meaning in Czech, turned out to be an unexpected marketing boon at various points in Kafka’s lifetime and beyond, as we shall see in Chapters Three and Five. His name has even given rise to a popular adjective, used everywhere from back-cover blurbs of innumerable literary fiction books to the pages of the Daily Mail, examples of which are discussed in Chapter Four and sprinkled throughout the book.
But what about the intrinsic aesthetic value of his works, you might ask at this point? It was important, of course – but perhaps not exactly in the way one might expect. As we shall see, many of Kafka’s early readers, even highly skilled literary critics and well-educated German-speaking Jews who shared much of Kafka’s background, were puzzled by his works. Some found them difficult and frustrating; others compared them to books by contemporary authors, many of whom are today almost entirely forgotten. Given this context, it would be difficult to claim that Kafka’s works heralded the arrival of an absolutely novel, objectively unique and universally compelling literary quality. And yet over time, as the literature of the early twentieth century – the literature of modernity – became history, Kafka was elevated to the status of one of its patron saints, alongside the likes of Joyce, Proust and Woolf. I address Kafka’s status as a modernist icon and show in detail the workings of his literary technique at various points in this book.
But to proclaim the aesthetic value of a piece of writing is a strangely unsatisfactory, theoretical exercise. To experience it in practice is not only infinitely more enjoyable – it is also the foundation of any compelling theory. That is why throughout this book I do not just explain what Kafka’s writings are about and what they are like, but also show what they have meant to various readers, often very different than me. For once the more tangible factors – Kafka’s social position; the happy accidents that helped his works along; the mechanisms by which literary canons are formed; the distinctive characteristics of his writing – are explained and accounted for, there is still something left to explore. A reader and a book: the alchemy of an encounter. Metamorphoses: In Search of Franz Kafka is ultimately about why Kafka matters – and, more broadly, what literature does to us, and for us.
Kafka himself was well aware of this mysterious power that books and writers can wield over their readers. Throughout his life, he had a knack for startling, pithy, aphoristic pronouncements, even if they had to be painfully coaxed out of the agony of writer’s block. Brod would later claim that Kafka never wrote a ‘single line’, not a ‘single word’, not even when briefly jotting down a casual little note for a friend, that was not ‘infused with a special magic charm’. This is clearly an exaggeration – but plenty of such one-liners can be found, also on the topic of reading. In 1903, twenty-year-old Kafka writes to a friend: ‘Some books seem like a key to unfamiliar rooms in one’s own castle.’ He was reading the medieval mystic Meister Eckhart at the time. A year later: ‘A book must be the axe for the frozen sea inside us.’ This time he was engrossed in the diaries of Friedrich Hebbel, a nineteenth-century dramatist. And then in 1915, Kafka writes in his diary of the Swedish playwright August Strindberg: ‘I’m not reading him to read him, but to lie on his chest.’
Whether knowingly or not, over the years many a reader has taken a cue from the man himself and developed attachments to Kafka’s writing of the kind that he imagined in some of his own most precious moments as a reader. Kafka’s books have acted as a point of access for the exploration of the hidden corners of many readers’ sense of self – ‘a key to unfamiliar rooms in one’s own castle’; as a tool for a startling, violent rupture in their unthinking or unfeeling existence – ‘the axe for the frozen sea inside us’; and as an intimate, nurturing embrace – the breast at which to lie. Let us meet some of those readers now, and let them guide our exploration of Kafka’s work, life and afterlife.
1
Oxford
English Kafka
Migrations
The other night I was having dinner with colleagues and ended up talking to a visiting professor of medieval history from the United States. She asked what I was working on. A book on Franz Kafka, I said. She knew who he was: a fantastically influential writer, a German-speaking Jew who had lived in largely Czech-speaking Prague one hundred years ago, the author of modernist classics like The Trial, The Castle and The Metamorphosis, often described as atmospheric, enigmatic books about inscrutable bureaucrats, mysterious courts and entrapped protagonists with names like ‘Josef K.’ or just ‘K.’.
I am trying to get closer to understanding Kafka through the stories of his readers, I explained to my dinner companion. How fascinating, she answered; she had taken a class on Kafka in college and loved his writing. There was one thing I should make sure to explain in my book, though, she immediately added, namely how funny Kafka is: people take him too seriously, she thought. They miss the satirical, dark, self-deprecating humour of Central European Jews at the turn of the twentieth century. She could see it because she was brought up with it: both of her parents’ families were Central European Jews who had fled Nazi persecution to the United States. In fact, she added somewhat diffidently, did I know that she was herself distantly related to Kafka? Her great-grandmother’s sister-in-law was Kafka’s second cousin – close enough to have gone to his funeral, almost exactly a century ago.
There I was, eating mushroom risotto in the dining room of an Oxford college next to a woman whose relatives had been to Kafka’s funeral one hundred years ago. Rarely had I felt closer to him – and to the mysterious workings of cultural affinity. Books have the power to stir us and to connect us in unexpected ways. For my dinner companion, Kafka’s works captured and preserved the oblique humour central to how she thought about her own family – its history and survival in the face of the great catastrophes of the twentieth century. For me, Kafka was quickly becoming a strange obsession.
At first, it seemed like a perfectly ordinary interest for a scholar of German literature. Kafka was one of the most famous German-language writers of all time, if not the most famous, after all. And yet my connection to him felt special. I was not Jewish but, had I been born in his times, Kafka and I would have been compatriots. Like Prague, in the nineteenth and early twentieth century my hometown of Cracow lay on the northern edge of the Austro-Hungarian Empire. I was born more than one hundred years after him, long after the dissolution of the Habsburg Empire – and yet we still ended up as neighbours: I now live and work in Oxford, right next to the Bodleian Library, which houses most of Kafka’s surviving manuscripts. In post-Brexit Britain, with all the talk of making Britain great again, hostility against immigrants and non-dominant ethnicities and religious groups, and the government de-prioritising the teaching of foreign languages and cultures in schools and at universities, it is hard to shake the feeling that neither of us makes too much sense here.
This book is my attempt to shake this feeling once and for all, by showing how we can write cultural history in a way that includes rather than excludes, how we can put interactions and overlaps between cultures front and centre rather than painting a picture of separate and disjointed national trajectories, and how we can pay attention to the ways in which books from faraway times and places come alive in the hands of individual readers. The way we think about the history of literature changes if we start thinking of books and their authors as belonging to readers rather than nations – beyond the boundaries of space, time and language.
For one thing, it gives me licence not to begin this book by telling you about Kafka’s birth in the summer of 1883 in Prague. I will eventually get to Prague in a later chapter, but first let me explain why I do not think we can – or should – jump straight into Kafka’s life. In the model of literary history that I want to share, which scholars sometimes refer to as the study of reception, reading is always a relationship between a book and its reader. The reader must first reflect on her own position and identity because otherwise her unexamined assumptions and previous experiences – of both life and literature – can cloud her relationship with the book. But this does not mean that the reader’s identity is an obstacle to her engagement with the book. As we will see time and time again, and as we have already seen with my dinner companion, a serious appraisal of where readers are coming from – both literally and figuratively – can help us see with much more clarity why and how books matter.
I begin as I must – right where I am, with a neat row of Kafka’s books stretching out on the shelf behind me: my study in Oxford, ten years almost to the day after I first arrived here from Cracow, a Polish city some 250 miles to the east of Prague.
With all the eagerness of a newly minted student and immigrant, I quickly filled up my calendar with the academic events on offer that October. The largest one was held at the Sheldonian Theatre, where I had just matriculated as a first-year student of German literature. Oxford was celebrating the joint purchase – with the German Literature Archive in Marbach – of a collection of letters and postcards that Franz had written to his favourite sister, Ottilie, known as Ottla. A specialist lecture and a reading from Kafka’s Dick, Alan Bennett’s irreverent play in which Kafka pays a visit to a Yorkshire couple, accompanied an exhibition of the newly acquired letters. Other Kafka manuscripts owned by the Bodleian Library were on display too: two of his three novels, The Man who Disappeared (also known as America) and The Castle, as well as The Metamorphosis, Kafka’s most famous story, which was one of my set texts that year.
As I walked under the Bridge of Sighs on a crisp autumn morning, my own copy of The Metamorphosis in hand, on my way to steal a peek at those treasured manuscripts through a glass case in one of the largest and oldest libraries in the world, I had many questions. How had I, a Polish teenager with a love for books and foreign languages, but without any connections in England, ended up here? And more importantly: how did the manuscripts of some of the most famous books of the twentieth century, penned by Kafka in German, in Prague, not far from where I came from, and also bearing no obvious connection to England, end up here? In other words: why did Oxford have so many of Kafka’s manuscripts? And why exactly did people expend so much attention – and money – on old pieces of paper, when anybody who actually wanted to read the thing could buy a perfectly usable modern edition? This reverence for old objects that had once belonged to somebody important smacked of the devotion with which believers approached religious relics and, since I had just revolted against the Catholic Church, this was bound to rub me up the wrong way.
What was already clear at the time, though, was that Kafka’s writing was indeed very special, unlike anything I had ever read before. Its magnetic force, its mysterious hold over so many readers, was apparent as I took in the large audience gathered at the Sheldonian. Generations of scholars and critics had pored over the question of what makes Kafka unique, and yet – as with all great writers – they did not seem to have exhausted it. It has taken me some time, but now – a decade later, and after many hours of puzzling over Kafka’s dreamlike texts under Oxford’s dreaming spires – I am ready to circle back to this question, and to that special day in the Sheldonian.
Locked Out of the Library
Over the years I have found that the best way to understand a writer is to understand his readers. As the centenary of Kafka’s death in 1924 draws nearer, readers all over the world will reach for his books again, or for the first time. I want to meet them – and not just academics. I want to find books, films and plays in various languages that rewrite Kafka for the twenty-first century, just as Alan Bennett did with Kafka’s Dick in the 1980s. I want to listen in as book clubs discuss his texts, to read reviews on personal blogs, visit museums that tell Kafka’s story a century after his death and read notes left at his grave in Prague by his readers.
I concoct this plan at the beginning of 2020. But we all know what comes next: the global Covid-19 pandemic. For more than a year, I will not leave Oxford at all. I am here, in the very spot where I first found myself thinking about Kafka’s writings. But, in a rather Kafkaesque turn of events, when I decide that it is time for me to go to the Bodleian to examine Kafka’s fabled manuscripts up close for the first time in my decade at Oxford, we enter a national lockdown. The library gates shut. I am not allowed to enter.
Fortunately, I do not live in one of Kafka’s nightmarish tales, and 2020 soon teaches us that we can find new ways of accessing things that seem inaccessible. At the end of March, the Bodleian hosts a webinar about museum conservation and Kafka’s manuscripts. I sign up and soon am sitting in front of my laptop, just one individual in an audience of a few hundred, looking at high-resolution photos of Kafka’s manuscripts, and listening to Fiona McLees, the conservator who has been working on these ‘celebrity items’, as she calls them, for the past few years.