Dan is a business journalist who previously worked for various local newspapers and industry publications. He also worked for two years in Beijing as an editor at China Daily. A graduate of the University of Missouri-Columbia, he has written about banking, local governments and the legal profession, among other subjects. He now covers how politics, policy and regulation affect the financial planning industry.
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The firm continues to see success with encouraging wealth clients to open banking accounts.
By Dan Shaw6h ago -
The Wall Street powerhouse is now the subject of two class action suits questioning whether it has been providing unreasonably low returns on clients' uninvested cash.
By Dan Shaw9h ago -
A broker argues the Supreme Court's recent decision in the Jarkesy case means he should get to defend himself against fraud allegations before a jury.
By Dan ShawJuly 15 -
With the recent bull market being driven by just a few companies, many clients are asking: Why wasn't I in that stock? Here's how to answer.
By Dan ShawJuly 11 -
A look at which firms had the biggest loan balances and revenue numbers and the relationship between the two.
By Dan ShawJuly 10 -
The arbitration award comes amid the industry's aggressive push to make sure departing wealth managers pay back money owed on recruiting loans.
By Dan ShawJuly 9 -
Firms that haven't been afraid of generous recruiting offers have shown the greatest growth in recent years.
By Dan ShawJuly 8 -
David Kelly of JPMorgan thinks investors can safely navigate private markets — provided they work with the right managers.
By Dan ShawJuly 3 -
Huntington Investment Company is accusing a former advisor of resigning with no advance notice and then using confidential information to drum business from ex-clients.
By Dan ShawJuly 2 -
With rate cuts still on the horizon, some advisors wonder if it's time to look for returns beyond high-yield savings and money market accounts.
By Dan ShawJune 28