We are reminding advisers planning to rely on the Department of Labor (DOL) Prohibited Transaction Exemption 84-14 for Qualified Professional Asset Managers (QPAMs) ERISA amendments the September 15 notification deadline is fast approaching. Advisers who intend to rely on the exemption who miss the deadline face regulatory scrutiny. Compliance with the amended ERISA QPAM exemption is key for protecting your firm’s operations. If you're unsure where to start, ACA Group is here to guide you through the process with confidence. Read our guidance: https://hubs.ly/Q02PTlMV0 #assetmanagement #ERISA #DOL #QPAM #ACAinsights
ACA Group
Business Consulting and Services
New York, NY 28,357 followers
ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services.
About us
ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower clients to reimagine GRC and launch, grow, and protect their business. Our innovative approach integrates advisory, managed services, distribution solutions, and analytics with our ComplianceAlpha® regulatory technology platform with the specialized expertise of former regulators and practitioners and a deep understanding of the global regulatory landscape. For more information, please visit www.acaglobal.com
- Website
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https://www.acaglobal.com
External link for ACA Group
- Industry
- Business Consulting and Services
- Company size
- 1,001-5,000 employees
- Headquarters
- New York, NY
- Type
- Privately Held
- Founded
- 2002
- Specialties
- Investment Adviser, Private Fund, Broker-Dealer, Investment Company, NFA Member Services, AIFMD, Cybersecurity, Regulatory Compliance, AML, GDPR, Risk, Performance Services, Financial and Regulatory Reporting, Regulatory Technology, RegTech, Trade Surveillance, Employee Compliance, ESG, GIPS Standards Verification and Consulting, GRC, regulatory compliance, sec, finra, Financial Conduct Authority, FCA, Surveillance, Compliance Programs, and FCA Authorization
Locations
Employees at ACA Group
Updates
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As virtual currencies gain popularity, they are becoming a preferred vehicle for financial criminals. Understanding how money launderers exploit these digital assets is crucial for compliance teams. 🔎 Check out our latest blog to explore how criminals use digital assets in complex financial schemes and what your firm can do to detect and prevent these activities. Read now: https://hubs.ly/Q02PK5Mt0 #AML #AntiMoneyLaundering #FinancialCrime #RiskManagement #ACAinsights
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Join us at the upcoming With Intelligence's HFM European Operational Leaders Summit where Andrew Welch from our UK regulatory advisory team will lead an engaging roundtable discussion on navigating market entry and protection strategies. This panel will explore approaches for overcoming common challenges faced by firms in all stages of growth who are considering entering or expanding into new territories in today’s dynamic markets. We look forward to connecting with you! Click here to learn more about how we are helping operational leaders launch, grow, and protect their business: https://hubs.ly/Q02PGmJ20 #launchgrowprotect #hedgefunds #assetmanagement #marketentry
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ACA Group is proud to sponsor a must-attend event for performance and compliance professionals, the CFA Institute's 28th Annual Global Investment Performance Standards Conference in San Diego! Connect with our team to learn about how we are helping over 700 of your peers meet the Global Investment Performance Standards and provide increased transparency. Learn more about ACA's performance services here: https://hubs.ly/Q02PySkG0 #performanceservices #performancereporting #OCIO #CCO #privatefunds #investmentperformance #CFAInstituteEvents Elena McKee-DabbsJamie Stewart, CIPM Karen Foley Gretchen Salisbury Joshua Warden, CIPM Rosellen Bounds, CIPM Shivani Choudhary, CFA, CIPM
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In an age where communication happens across numerous platforms, ensuring compliance requires more than just good intentions—it requires a solid strategy. Our latest infographic helps you navigate the complexities of communication compliance, with insights on: 📸 Comprehensive capture 📥 Robust communications archiving 🔍 Thorough risk surveillance 📊 Reporting analytics and audit trails Stay compliant with confidence and download our infographic today: https://hubs.ly/Q02PtPZX0 #RegTech #digitalgovernance #surveillance #complianceprograms #recordkeeping #SEC #compliance
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Progress Software’s LoadMaster and Multi-Tenant Hypervisor products have been affected by a vulnerability that allows remote attackers to take control of compromised devices. This critical flaw could lead to serious business disruptions, including data breaches and the potential loss of control over critical infrastructure. Learn more in our cybersecurity alert here: https://hubs.ly/Q02PsVV-0 #cybersecurity #riskmanagement #financialservices #ACAinsights
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Compliance professionals—don’t miss out! Jena Bjornson, MSJ, IACCP® from ACA Group will be speaking on FundFire's webcast, “Navigating Top Industry Compliance Challenges,” on September 13th. Jena will be discussing key compliance challenges facing the industry, from SEC enforcement actions to the rise of AI in compliance. Register here: https://hubs.ly/Q02P5x1x0 #assetmanagement #complianceprograms
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We're excited to welcome SEC Private Fund Unit veteran Michele Foldenauer to ACA Group as Co-Head of our tech-enabled Mock Examination Team! With over 20 years of industry expertise, Michele brings unparalleled insights into regulatory compliance and private funds. Her leadership, combined with ACA's talented team of over 60 former regulators and award-winning technology, ensures we continue delivering exceptional value on mock exams and regulatory consulting to our clients. Join us in welcoming Michele! We look forward to seeing the incredible impact you’ll bring to ACA. Learn more about Michele and her role here: https://hubs.ly/Q02P8rQl0 #GRC #complianceprograms #oneACA Michele F.
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We're delighted to announce that we made the shortlist for this year's ETF Express U.S. Awards! We are grateful to ETF Express for this esteemed recognition, and deeply appreciative for all in the industry who nominated us. Please help us secure a win by voting for us! 🏅 Best ETF Distributor 🏅 Best ETF Regulatory/Compliance Adviser Congratulations to our exceptional distribution and advisory teams who helped make this possible by providing our clients with outstanding service. Your support and trust is truly invaluable. 🙏 Cast your votes here: https://hubs.ly/Q02NNqW50 #ETFs #Distribution #ETF #assetmangement #compliance #PartnershipforGrowth
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🔍 Looking for practical compliance insights? Our experts will be presenting during the Investment Adviser Association's 2024 Compliance Workshops across the U.S. and virtually, beginning on September 12! Whether you attend virtually or in person, our experts will guide you through current SEC priorities, emerging trends, and actionable steps to strengthen your firm’s compliance efforts. Find a workshop near you and register today: https://hubs.ly/Q02NYGTv0 #CCOs #complianceprograms #investmentadvisers