The #Fed is shifting from raising rates to cutting them. Join CIO @Gene Goldman, CFA, on this week’s episode of #TheWeekAhead as he explains how this week’s key inflation report should help the #Fed decide how much they’ll cut. https://lnkd.in/eBGrDfHG
Cetera Financial Group
Financial Services
San Diego , CA 62,527 followers
You bring the dreams. We’ll build the strategy.
About us
We’re enablers. Mentors. Dream builders. Our purpose is to turn financial aspirations into reality. Within our community lies a vibrant wellspring of growth and opportunity for financial professionals, financial institutions, and individual investors alike. As a premier financial services firm, we don’t just deliver financial technology, bespoke guidance, research and market intelligence, and collaborative client-service platforms. We build environments where ideas thrive, connections flourish, and ambitions become remarkable achievements. Driven to deliver unwavering support and innovative solutions to help people live their purpose, we empower each other and the communities around us to bring a stronger tomorrow to life. ___________________________ “Cetera Financial Group” refers to the network of independent retail firms encompassing, among others, Cetera Advisors LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors), and Cetera Financial Specialists LLC. All firms are members FINRA/SIPC. Cetera Financial Group is located at 655 W. Broadway, 11th Floor, San Diego, CA 92101. Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.
- Website
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https://www.cetera.com
External link for Cetera Financial Group
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- San Diego , CA
- Type
- Privately Held
- Founded
- 1981
- Specialties
- Wealth Management Services, Financial Advisory, Financial Services, Financial Modeling, Financial Planning, Financial Markets, Fintech, Broker Dealer Compliance, Broker Dealer Operations, Retirement Planning, Retirement Plan Consulting, Tax Advisory, Inheritance Tax Planning, Estate Planning, Estate Tax Planning, Education Savings, Saving for Education, 529 Plans, College Funding Strategies, Healthcare Consulting, and Collaborate Innovation
Locations
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Primary
655 W. Broadway
San Diego , CA 92101, US
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2301 Rosecrans Avenue
Suite 5100
El Segundo, California 90245, US
Employees at Cetera Financial Group
Updates
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In May 1984, Rick Anderson, currently Cetera Investment Management (CIM) Investment Director in St. Cloud, MN, was hired fresh out of college as the third employee of a brand-new brokerage firm, Bankers Systems Brokerage Services. A highlight for the new hire? Conducting the firm’s very first trade for the owner. Rick observed, learned and was promoted to head of the trading department. This firm was acquired by John G Kinnard in Minneapolis and renamed PrimeVest, eventually becoming ING and now Cetera. Change and growth led to new opportunities for Rick, allowing him to lean into roles that explored his strengths. He went on to focus on research, now managing CIM’s third-party equity and ETF research platforms, as well as developing and writing the Market Recap series. Rick’s work also appears in every employee and advisor’s mailbox each morning, as he has authored the Daily Marketing Briefing for over 30 years. Rick recently celebrated the incredible anniversary milestone of 40 years, reflecting on Cetera as a great and rewarding place to work. Thank you, Rick! Pictured: Rick and colleagues in 1993 #ThisIsCetera
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Take a look at BISA’s 2024 issue of “Portfolio” magazine, where LeAnn Rummel and John Van Ermen discuss the keys to a unified client experience. In this article, they bring in the perspectives of four industry experts – Michael Joyce, president of First Merchants Private Wealth Advisors, Miles Milton, chief wealth management officer of Hancock Whitney Bank, Mike Wilson, managing director wealth management at First Citizens Wealth Management, and David Benskin, founder and chief executive officer of Wealth Access. https://lnkd.in/ecg9dV6G
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We are pleased to announce Avantax President Todd Mackay has been appointed President of Cetera Solutions, where he will drive end-to-end platform strategy and lead advice delivery across the organization. Congratulations on the role, Todd! https://lnkd.in/ggyqJd-p
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We are thrilled to congratulate two deserving Cetera-affiliated advisors for being recognized as finalists by Invest in Others for their charitable work: Bruce C. Woodruff (Broker and Investment Advisor at Cetera Advisor Networks) and Leon A Henry (Broker and Investment Advisor at Cetera Advisor Networks). We are also pleased to note that six Cetera advisors received honorable mentions from Invest in Others. Thank you all for representing Cetera in a positive way in each of your communities! *Nominees must be currently working as registered representatives, registered investment advisors, or financial advisors with a professional designation. Nominees must be active financial advisors, defined by spending at least 75% of their time providing financial consultation with clients. Nominees must have worked in this capacity for at least three years. Volunteer involvement with the nonprofit organization must be current and ongoing for at least three years. Nominations are evaluated based on an advisor's leadership, dedication, contribution, inspiration and impact on a nonprofit and the community it serves. Three finalists are selected in each of the six categories with one winner being chosen for each award. Award finalists and winners receive generous donations from Invest in Others to their designated charities. Listing in this publication and/or award is not a guarantee of future investment success. This recognition should not be construed as an endorsement of the advisor by any client. No compensation was provided directly or indirectly by the recipient for participation or in connection with obtaining or using the third-party rating or award.
We are thrilled to announce that our 15 Invest in Others Awards Finalists for 2024 have been selected! These financial advisors are doing incredible charitable work, and we are proud to recognize all they are doing for their charities. To learn more about their volunteer efforts and information on attending our 2024 Invest in Others Awards Gala in Boston on September 19, visit the link below. The 2024 Invest in Others Awards finalists are: Catalyst -Shawn Tydlaska, CFP®, MBA of Ballast Point Financial Planning, LLC in Burlingame, CA, for BLX Internship Program -Nicky Rudd of Morgan Stanley in Alpharetta, GA, for Brewable, Inc -Avigail Rosemore of Morgan Stanley in Lutherville, MD, for Chai Lifeline Community Service -Luis Rosa of Build a Better Financial Future LLC in Henderson, NV, for BLX Internship Program -Candace G. Kaplan, CFP®, RHU, ChFC of Kaplan Financial Group, LLC in Rockville, MD, for JSSA (Jewish Social Service Agency) -Gregory Spinazze of @Aspen LLC in Farmington Hills, MI, for Vista Maria Emerging Impact -Derek Fiorenza - CFP®, C(k)P®, CPFA®, AIF®, PPC® of Summit Group Retirement Planners, Inc. in Exton, PA, for Fiorenza's Food For Friends (F4) -Seth Haye of Morgan Stanley in Westlake Village, CA, for Pepperdine University -Tommy Bohanon, CRPC of Baystate Financial in Bonita Springs, FL, for TOMMY BOHANON FOUNDATION INC Lifetime Achievement -Marc Cassalina, CFP® of Merrill Lynch in Poughkeepsie, NY, for Cystic Fibrosis Foundation -Steve Elkins of William Blair in Chicago, IL, for Daniel Murphy Scholarship Fund -Bruce Woodruff of Cetera Wealth Partners in Orlando, FL, for La Amistad Foundation, Inc. dba LAKEWOOD CENTER Volunteer of the Year -Leon A Henry of 3 C Financial Service in Weatherford, TX, for CAREITY FOUNDATION -Tim Andreas of Global Asset Management Group in Lake Charles, LA, for LOCAL HEART FOUNDATION -Wornel Simpson of Osaic Wealth, Inc. in Sacramento, CA, for SCHOLAR ATHLETES GLOBALLY EMERGING INC https://lnkd.in/dJDi56nJ
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The #Fed’s next moves are in focus. Join CIO Gene Goldman, CFA on this week’s episode of #TheWeekAhead as he discusses what we can expect to learn from the Fed’s meeting minutes and Chair Powell’s upcoming Jackson Hole speech, and the potential impact on future rate decisions. https://lnkd.in/eBGrDfHG
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Cetera Chief Legal Officer Lisa Gok, who spent 11 years working for the SEC, breaks down the challenges Reg BI can pose – especially for smaller firms – as well as strategies for navigating the SEC’s enforcement in her latest piece for The DI Wire. Great insights, Lisa! https://lnkd.in/e6gUM3DW
Navigating Reg BI: Strategies for Smaller Firms to Stay Compliant - The DI Wire
https://thediwire.com
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Key financial institutions, including GTE Investment Group (GTE Financial), East West Wealth Management (East West Bank), and First PREMIER Investment Services (First PREMIER Bank/PREMIER Bankcard), have signed long-term extensions with Cetera Financial Institutions (CFI). These important renewals highlight CFI’s 99% business retention rate, with nearly 40 renewals inked through July 2024. Well done, CFI! https://lnkd.in/ec2tQPzr
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Nearly 60% of Americans wrongly believe that the U.S. is in a recession. CNBC’s Jessica Dickler spoke with Cetera CIO Gene Goldman, CFA, for his take, including his view that we are in a “Goldilocks economy” with high rents and borrowing costs making it tough for lower-income households to keep up. https://lnkd.in/edKR4cJD
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#FinancialMarkets are trying to figure out how much the #Fed will cut rates in September. Join CIO Gene Goldman, CFA, on this week’s episode of #TheWeekAhead as he lays out the data we’ll receive between now and then and how it could help determine that cut. https://lnkd.in/eBGrDfHG