🚨 Our Cyber and Analytics Unit highlights recent reports of a CrowdStrike service outage affecting Microsoft operating systems. FINRA continues to monitor the outage. We ask member firms to please report any critical systems or business operations issues to your Risk Monitoring Analyst. Learn more: https://lnkd.in/eaZ_ww9d
FINRA
Financial Services
Washington, District of Columbia 172,847 followers
Financial Industry Regulatory Authority
About us
FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,300 firms and 610,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident. With more than 4,200 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. That’s why we offer a competitive compensation, benefits and services package. And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills. At FINRA, we believe your work can be your passion.
- Website
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http://www.finra.org/careers
External link for FINRA
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, District of Columbia
- Type
- Nonprofit
- Founded
- 2007
Locations
Employees at FINRA
Updates
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Dive into optimizing for the future, with us in our latest #FINRAUnscripted episode. We have industry experts Michael Solomon, Tom Mellett and John Martino on to explore detail recent changes, including the introduction of thematic reviews, changes to the post-exam closeout process and more. Listen here 🎧 https://bit.ly/3Tctr3a
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Interested in practical “hands-on” experience with the largest self-regulatory organization for securities firms doing business in the U.S.? Watch below to see what our interns love about working at FINRA. Learn more about our internship program ▶️ https://bit.ly/3z73s0T #FINRAFam
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While FINRA will never ask you for money, there are scammers who might try to convince you otherwise. These financial fraudsters are posing as regulators and can look surprisingly real. Learn what to look out for: https://bit.ly/3doMfKN
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FINRA reposted this
Retail investor behavior is shifting to access investment information online, and securities regulators are busy to stop stem the tide of investment misinformation. Learn more about this fascinating topic at the NASAA Fall Annual Meeting with a panel featuring: Greg Lyle (Innovative Research Group), Greg A. Ruppert (FINRA), Laura Tamblyn Watts (CanAge) and Rob Carrick (The Globe and Mail). The NASAA Fall Annual Meeting runs from September 8-10 in Vancouver, B.C. and virtually. This is the premier event for North American securities regulators and the financial services industry. Registration and event details: https://lnkd.in/gDfWq87W #NASAAAnnual2024
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Innovation meets collaboration in FINRA's Research and Development (R&D) program. This program encourages staff to explore new and disruptive technologies, assess potential usefulness to FINRA use cases, as well as investigate and test solutions to known problems. Read the blog 📑 https://bit.ly/3AQV63k Learn more about FINRA Technology ▶️ https://bit.ly/3iXeMtN
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📣 Register for the 2024 Small Firm Conference today! If you're a small firm focused on practices and tips for complying with FINRA rules, join us October 9-10. Don't miss the chance to interact with FINRA senior staff. ✔️ Learn more: https://bit.ly/46TFwzX
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July marked the seventh anniversary of the Security Hackathon event hosted by FINRA Technology! This tech-centric event is designed to provide technology staff with foundational security knowledge and the chance to practice mitigating security risks, cross-site scripting, security misconfigurations, and more. Learn more about the Security Hackathon in the latest FINRA Technology blog 📑 https://bit.ly/3yOwZBT
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You asked. We answered. What is FINRA? Learn more ▶️ https://lnkd.in/ewydJqTP #FINRA101
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Want to become part of a FINRA committee? Watch as members share their paths to getting involved with FINRA committees and provide guidance on how to join one. Learn more ▶️ https://bit.ly/4efggrq