Join FINRA on our newest initiative: Get Your Head in the Trade—a campaign to help novice, self-directed investors conquer investing FOMO and be sure an investment is right for them. Go to finra.org/tradesmart to explore and share resources and tools to ignite investor understanding and confidence. Learn more here ▶️ https://bit.ly/4cUPKBI
FINRA
Financial Services
Washington, District of Columbia 173,630 followers
Financial Industry Regulatory Authority
About us
FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,300 firms and 610,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident. With more than 4,200 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. That’s why we offer a competitive compensation, benefits and services package. And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills. At FINRA, we believe your work can be your passion.
- Website
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http://www.finra.org/careers
External link for FINRA
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, District of Columbia
- Type
- Nonprofit
- Founded
- 2007
Locations
Employees at FINRA
Updates
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Today we announced the results of our latest Board of Governors election. John Vaccaro, Chair and CEO of MML Investors Services, was elected as a Large Firm Governor and Jennifer Szaro, Chief Compliance Officer of XML Securities, was elected as a Small Firm Governor and James Crowley, CEO of Pershing Advisor Solutions, was re-elected as Mid-Size Firm Governor. Learn more: https://bit.ly/3z7DrEm
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While FINRA will never ask you for money, there are scammers who might try to convince you otherwise. These financial fraudsters are posing as regulators and can look surprisingly real. Learn what to look out for: https://bit.ly/3doMfKN Mientras FINRA nunca le pediría dinero, hay estafadores que pueden intentar convencerlo de lo contrario. Estos estafadores financieros se hacen pasar por reguladores y pueden parecer sorprendemente reales. Aprenda qué debe tener en cuenta. Aprende a qué prestar atención: https://bit.ly/3DSo556 #FINRA101 #RegulatorImposterScams
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📢 Call for candidates for FINRA Small Firm Advisory Committee and Regional Committee elections! This fall, firms will elect representatives to fill seats on FINRA’s Small Firm Advisory Committee and all of FINRA’s Regional Committees. Are you interested in lending your experience and expertise, and engaging with FINRA on issues that impact our industry? Learn more ▶️ https://bit.ly/3ruXokF
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We’re committed to finding top talent to join our team at FINRA! If you’re ready to advance your career, come by our booth at the National Black MBA Association Career Expo on September 17-21 to connect with our team and meet our ambassadors, who are eager to discuss how you can elevate your career with us. Learn more here: https://bit.ly/3TcfHpl
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⚠️ Impact: All Firms ⚠️ Our Cyber and Analytics Unit highlights recent cybersecurity risks at third-party providers impacting member firms. Stay informed and review this information ▶️ https://bit.ly/3MB1wpU
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Dive into optimizing for the future with us in our latest #FINRAUnscripted episode. We have industry experts, Michael Solomon, Tom Mellett and John P. Martino, on to explore detail recent changes, including the introduction of thematic reviews, changes to the post-exam closeout process and more. Listen here 🎧 https://bit.ly/3Tctr3a
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Interested in practical “hands-on” experience with the largest self-regulatory organization for securities firms doing business in the U.S.? Watch below to see what our interns love about working at FINRA. Learn more about our internship program ▶️ https://bit.ly/3z73s0T #FINRAFam
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While FINRA will never ask you for money, there are scammers who might try to convince you otherwise. These financial fraudsters are posing as regulators and can look surprisingly real. Learn what to look out for: https://bit.ly/3doMfKN