About
Securities lawyer committed to democratizing investing, finding innovative ways for…
Activity
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At VanEck ($101.9B AUM), delivering a seamless, white-glove experience to investors is a top priority. Rather than managing complex workflows across…
At VanEck ($101.9B AUM), delivering a seamless, white-glove experience to investors is a top priority. Rather than managing complex workflows across…
Liked by Cass Sanford
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Excited to share that I've joined Saul Ewing LLP! Looking forward to working with the firm's commercial litigation practice group and higher…
Excited to share that I've joined Saul Ewing LLP! Looking forward to working with the firm's commercial litigation practice group and higher…
Liked by Cass Sanford
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Susan Wojcicki was an astute and practical business leader in an industry filled with half-baked ideas and egos. I had the career-changing…
Susan Wojcicki was an astute and practical business leader in an industry filled with half-baked ideas and egos. I had the career-changing…
Liked by Cass Sanford
Experience
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Education
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Hofstra University School of Law
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Activities and Societies: Hofstra Moot Court Board, Exec. Director of Technology Hofstra Law Brigades, Exec. Board Member Hofstra OUTlaw, Member Long Island Real Estate Group at Work, Student Participant
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Activities and Societies: Mount Holyoke Equestrian Team, Member
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Volunteer Experience
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Market Regulation Committee Member
FINRA
- Present 1 year 3 months
Advising FINRA on market regulation and trading issues.
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Governor, Board Member
Security Traders Association
- Present 5 years 7 months
Security Traders Association (STA) is a grassroots organization comprised of 24 Affiliates in the U.S. and Canada. STA members represent individuals employed in the financial services industry across varying business models. STA educates its members on market structure issues while representing their interests with legislators, regulators and other industry associations. STA events keep attendees informed on industry trends and provide unique networking opportunies, which contribute to career…
Security Traders Association (STA) is a grassroots organization comprised of 24 Affiliates in the U.S. and Canada. STA members represent individuals employed in the financial services industry across varying business models. STA educates its members on market structure issues while representing their interests with legislators, regulators and other industry associations. STA events keep attendees informed on industry trends and provide unique networking opportunies, which contribute to career development and productivity. STA is committed to promoting goodwill and fostering high standards of integrity in accord with its founding principle, dictum meum pactum, my word is my bond.
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Executive Board Member
Hofstra Law Brigades
Civil Rights and Social Action
Publications
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Regulation A+ and Blue Sky Laws: Restrictions on Secondary Trading
See publicationThis article takes a close look at how state securities laws may impact liquidity and secondary market trading of Regulation A+ "crowdfunding" offerings.
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Crowdfunding Under Title III: Building an SEC-Compliant Funding Portal
Sichenzia Ross Friedman Ference LLP
See publicationDiscusses the regulatory scheme of Title III of the JOBS Act, Regulation Crowdfunding, and the need for funding portals to work closely with securities attorneys to build automated SEC compliance into their technical infrastructures.
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Annotating Patterns of Reasoning about Medical Theories of Causation in Vaccine Cases: Toward a Type System for Arguments.
Association for Computational Linguistics (ACL 2014)
Paper was presented at the Workshop on Argumentation Mining, part of the 52nd Annual Meeting of the Association for Computational Linguistics (ACL 2014), in Baltimore, Maryland (June 26, 2014), printed in the workshop proceedings.
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Languages
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English
Native or bilingual proficiency
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French
Professional working proficiency
Organizations
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Hofstra Law Moot Court Board
Executive Director of Technology
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Hofstra Law Brigades
Outreach & Fundraising Chair
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More activity by Cass
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Someone is impersonating me and contacting FemTech Lab mentors. If you get one of those shady messages and in the mood for some fun - DM me. I am…
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Hey y'all, @AngelList is ramping up for a very busy year. We're adding Engineering Leads and Senior Engineers to our team in San Francisco. RT's…
Hey y'all, @AngelList is ramping up for a very busy year. We're adding Engineering Leads and Senior Engineers to our team in San Francisco. RT's…
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The Friends of Governors Island are hiring a Director of Corporate Relations to help increase support to care for our open spaces and grow our arts…
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Today marks my last day at OTC Markets - thank you to the team for a great six years. I'll be spending the summer traveling, then back to NYC in…
Today marks my last day at OTC Markets - thank you to the team for a great six years. I'll be spending the summer traveling, then back to NYC in…
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The talks and exhibits at Decoding the Future of Women will be awesome. But you know what I am REALLY excited about? The dress code! 🪩 If you…
The talks and exhibits at Decoding the Future of Women will be awesome. But you know what I am REALLY excited about? The dress code! 🪩 If you…
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Check out the latest #FINRAUnscripted talking with Sam Draddy and Karen Braine about the FINRA MRTS insider trading detection program and our…
Check out the latest #FINRAUnscripted talking with Sam Draddy and Karen Braine about the FINRA MRTS insider trading detection program and our…
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I’ve been lucky to have founded plenty of things in my life from a popular podcast to unique research centers and programs to one of the most…
I’ve been lucky to have founded plenty of things in my life from a popular podcast to unique research centers and programs to one of the most…
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Overnight trading is not about staying up all night (or maybe it is for you insomniacs)!!! OTC Markets is a trading venue for international…
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Honored to be speaking about AI with CFTC Commissioner Christy Goldsmith Romero, Professor Hilary Allen, Neal Kumar, FINRA senior director Blake…
Honored to be speaking about AI with CFTC Commissioner Christy Goldsmith Romero, Professor Hilary Allen, Neal Kumar, FINRA senior director Blake…
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