A joint proposed rule by the Financial Crimes Enforcement Network, US Treasury and U.S. Securities and Exchange Commission would require Registered Investment Advisors and Exempt Reporting Advisers to establish and maintain written Customer Identification Programs. Explore how investment advisors should begin to prepare to comply with the proposed rule: https://lnkd.in/eN_bguJJ
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The latest issue of UK Regulatory Radar brings you industry and regulatory updates affecting financial services firms in the UK. This includes two deep dives on the growing private assets industry (with implications for fund managers and banks) and how the UK General Election result may impact financial services regulation. For more, read the latest edition: http://spkl.io/60404hPze
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The latest issue of UK Regulatory Radar brings you industry and regulatory updates affecting financial services firms in the UK. This includes two deep dives on the growing private assets industry (with implications for fund managers and banks) and how the UK General Election result may impact financial services regulation. For more, read the latest edition: http://spkl.io/60474CxqR
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Director, Banking Risk and Regulatory Transformation | Veteran | Menopause advocate
The latest issue of UK Regulatory Radar brings you industry and regulatory updates affecting financial services firms in the UK. This includes two deep dives on the growing private assets industry (with implications for fund managers and banks) and how the UK General Election result may impact financial services regulation. For more, read the latest edition: http://spkl.io/60424CCgr
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The latest issue of UK Regulatory Radar brings you industry and regulatory updates affecting financial services firms in the UK. This includes two deep dives on the growing private assets industry (with implications for fund managers and banks) and how the UK General Election result may impact financial services regulation. For more, read the latest edition: http://spkl.io/60454ChqR
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The latest issue of UK Regulatory Radar brings you industry and regulatory updates affecting financial services firms in the UK. This includes two deep dives on the growing private assets industry (with implications for fund managers and banks) and how the UK General Election result may impact financial services regulation. For more, read the latest edition: http://spkl.io/60454hIwt
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Professional Services Client & Partner Engagement Leader; an experienced mix of Operational, Technical and Commercial senior management expertise - with a focus on sustainable Customer Success.
The latest issue of UK Regulatory Radar brings you industry and regulatory updates affecting financial services firms in the UK. This includes two deep dives on the growing private assets industry (with implications for fund managers and banks) and how the UK General Election result may impact financial services regulation. For more, read the latest edition: http://spkl.io/60454hJ6V
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Partner at KPMG. Operational Leader, Business Improvement Specialist and General Problem Solver!
The latest issue of UK Regulatory Radar brings you industry and regulatory updates affecting financial services firms in the UK. This includes two deep dives on the growing private assets industry (with implications for fund managers and banks) and how the UK General Election result may impact financial services regulation. For more, read the latest edition: http://spkl.io/60494hDKd
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Audit Operations Assistant at KPMG UK & Be Mindful Committee Assistant Network Member / Neurodiversity and Social Mobility Networks Security Champion
The latest issue of UK Regulatory Radar brings you industry and regulatory updates affecting financial services firms in the UK. This includes two deep dives on the growing private assets industry (with implications for fund managers and banks) and how the UK General Election result may impact financial services regulation. For more, read the latest edition: http://spkl.io/60494CAgS
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Senior Policy & Regulatory Strategist - Financial Services, Private Funds & Digital Assets; Advisor to Financial Services and Technology Firms
Tomorrow, the U.S. House Committee on Financial Services will hold a hearing on "SEC Overreach: Examining the Need for Reform" at the U.S. Securities and Exchange Commission. While a variety of legislative items are on the calendar focusing on constraining the SEC's ability to conduct rulemaking, #privatefundadvisers will note the joint resolution proposed by Representative Mooney (R-WV) disapproving the SEC's #PFA rule. #privateequity #venturecapital #hedgefunds https://lnkd.in/eYRaVArt
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Check out our latest Reg Round Up covering North America! This week, Morgan Palmer and Danny guide us through the latest regulatory updates from Supervisory authorities including the Federal Reserve, and Securities and Exchange Commission. #RegulatoryUpdates #Finance #Compliance #RegRoundup #SuadeLabs
