Lexology’s Post

Are you prepared for your 2024 AGM? Our latest AGM Update focuses on the key issues for UK listed companies to think about this year. We cover shareholder engagement; the latest investor views on issues such as diversity, cyber risk, remuneration, and climate and other environmental issues; evolving market practice since the issue of the 2022 guidelines on pre-emption rights disapplications; and practical tips on managing a successful AGM. Read more:

Please join us on the monthly Lunch and Learn held by Chartered Governance Institute New Zealand - Regulatory Velocity: How Companies are Turning Risk and Compliance into a Competitive Advantage. Keeping up with the increasing velocity of global regulatory change can become a large headache for organisations. The consequences of non-compliance continue to grow with larger and larger financial penalties and reputational damage awaiting those companies who fail to meet their obligations. Increasingly, Boards and senior leadership are shouldering the responsibility for managing and responding to the velocity of new regulations. Organisations are grappling with changes to cybersecurity, financial disclosure, ESG and many other evolving requirements that will need ongoing monitoring and reporting. Presented by Kieran Seed, Head of Content – Global, and Michael Nelson Nelson, Senior Product Specialist at LexisNexis Regulatory Compliance Register here >> https://lnkd.in/gb_KWYqT LexisNexis New Zealand #TheClearPath #Compliance #HorizonScanning #ESG

Are you prepared for your 2024 AGM? Our latest AGM Update focuses on the key issues for UK listed companies to think about this year. We cover shareholder engagement; the latest investor views on issues such as diversity, cyber risk, remuneration, and climate and other environmental issues; evolving market practice since the issue of the 2022 guidelines on pre-emption rights disapplications; and practical tips on managing a successful AGM. Read more:

One is sometimes consumed by the release of the SECs final cybersecurity risk management rule as it effects covered entities on U.S capital markets. There are also 2 further and equally important SEC cyber regulations in the Final rule stage. https://lnkd.in/g39nPib5 1. Cybersecurity Risk Management Rules for Broker-Dealers, Clearing Agencies, MSBSPs, the MSRB, National Securities Associations, National Securities Exchanges, SBSDRs, SBS Dealers, and Transfer Agents and 2. Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies. These rules will have an significant impact on U.S financial market participants and infrastructure. They increase the scope of cybersecurity risk management oversight, assurance and attestation by an order of magnitude greater than that associated with the SEC final cyber rule, that is focused on capital market covered entities. Ted Dziekanowski Brian D. McCarthy Rich Waite, M.Ed. George Sawyer #cybersecurity #cyberriskmanagement #securitiesandexchangecommission

📢 SEC 2024 Examination Priorities Alert!   For the 2nd time in over a decade, the SEC released their Examination Priorities document early in Q4 instead of Q1. At Coretelligent, we've been closely monitoring the SEC's stance on cybersecurity, and this year's message is clear: Third-party risk management (TPRM) is not just essential—it's mandatory.   🔍 Our Key Takeaways: - TPRM is crucial for safeguarding investor information and ensuring operational resilience. - Active staff participation is a must. - Knowing your third-party affiliations and maintaining an updated vendor inventory is vital. - TPRM is more than just cybersecurity—it fosters inter-departmental communication and bolsters operational resilience.   The era of checkbox compliance is over. Embrace a comprehensive TPRM strategy to mitigate risks, enhance security, and meet the latest SEC mandates.   🔗 Dive deeper into the SEC's 2024 Examination Priorities: https://www.sec.gov/exams #Cybersecurity #SECPriorities #ThirdPartyRiskManagement #CoretelligentInsights

Are you prepared for your 2024 AGM? Our latest AGM Update focuses on the key issues for UK listed companies to think about this year. We cover shareholder engagement; the latest investor views on issues such as diversity, cyber risk, remuneration, and climate and other environmental issues; evolving market practice since the issue of the 2022 guidelines on pre-emption rights disapplications; and practical tips on managing a successful AGM. Read more:

In this on-demand webinar, my Crowe colleagues Heather Gagnon, Jennifer Ortiz, MBA, CISA and Tim Tipton Jr investigate the methodologies for collecting and analyzing #CyberthreatIntelligence and incorporating existing strategies.