Scott Michael Dunn’s Post

We're excited to share the latest issue of "Always Audit Ready," Smartria's monthly compliance update. Check out June's issue featuring 5 Ways to Spend 5 Hours or Less a Week on Compliance, takeaways from TradePMR Synergy Conference, key compliance dates, and more! #Compliance #Newsletter #SignUp https://lnkd.in/guNbSZeY

⏲️Time is ticking - Master your programme and conquer regulations during tomorrow's webinar. Learn expert tactics, best practices, and technology applications to streamline your compliance tasks. #FCA #UKcompliance #ComplianceWebinar #IndustryTrends RSVP now: https://lnkd.in/d4tZJt3p

Did you see our webinar on Regulatory Trends impacting Internal Controls last week right here on LinkedIn LIVE? If not you should - watch here: https://lnkd.in/d3mBzkgE We've added some additional in-depth thoughts in our most recent blog for you. Regulatory compliance tasks are increasingly taking up more bandwidth. But why is this? And what regulatory trends are shaping this change? And crucially, how will these trends continue to shape the internal controls profession? The webinar (above) and this blog answer all those questions! Talk to Jens Kettler for more details! #remq #internalcontrols #voquzlabs https://lnkd.in/dF_2TmRy

DORA ready? Regulators expectations are that companies have performed a gap analysis of the rules to their controls. With limited resource and budgets, how can you implement and embed DORA effectively? Our GRC ERIC could be the answer..... https://lnkd.in/e2UyAxf5

Market Conduct Auditor® is your key to streamlined compliance! 🔑 Get insights into state examiners' focus areas, access violations effortlessly, and plan comprehensive audits with ease. Plus, receive guidance on organizing compliance priorities and trusted data to educate your staff on market conduct methods. Schedule a demo: https://lnkd.in/e-rQ6Wn4 #MarketConductAuditor #Compliance #Streamlined #Efficiency #AuditProcess #DataInsights"

🚀 Exciting news! Part 3 of our compliance webinar series is on the horizon. Join us on April 24 for Where to Start: Building an End-to-End Compliance Blueprint and Best Practices in Implementation to learn how to safeguard revenue with tailored plans and best practices. We hope to see you there! https://bit.ly/3Uu16GI   #LegalInsights #Aderant

Come join us for our compliance webinar series!

Is the biggest risk the one you can’t see coming? Learn how the Managed Visibility and Control joint solution addresses DORA and NIS2 regulatory compliance challenges. Watch on-demand now: #TaniumEYDay

Is the biggest risk the one you can’t see coming? Learn how the Managed Visibility and Control joint solution addresses DORA and NIS2 regulatory compliance challenges. Watch on-demand now: #TaniumEYDay

Dealing with ISO 27001 and DORA compliance? Then don't miss this LinkedIn Live... In this session, you'll get a first-hand account of how a global financial services organization succeeds. Mark your calendar and register here: https://lnkd.in/eiXSWV_z