Broadridge Capital Markets and Banking

With the new SEC rules for the mandatory clearing of most U.S. Treasury trades taking effect December 2025, firms should begin the process of choosing an access model for their Treasury business: Sponsored or Agent Clearing model (ACM). Learn more about the upcoming requirements and how we can help you ensure compliance and efficiency. http://spklr.io/6043slI3 #SponsoredRepo #Regulation #FinancialServices #DistributedLedgerRepo

Curious where your order goes after you hit "submit"? From retail-focused exchanges to special quotes and rebate fees, dive into our latest insights to see how execution venues compete for your order flow. http://spklr.io/6046skEK

As Asia's markets undergo rapid transformation, staying ahead of technological and regulatory changes is essential for securities finance firms aiming to expand in the region. In an interview with Securities Finance Times, Darren Crowther expands on: • The impact of emerging tech trends, especially cloud solutions and AI, in enhancing efficiency and competitiveness. • Recent regulatory shifts across Asia, from Thailand’s short selling rules to the global effects of the U.S. moving to a T+1 settlement cycle, and the consequential changes in operational strategies. • Unique challenges and opportunities in key APAC markets like the Philippines, Malaysia, Singapore, and Hong Kong. Learn how you can leverage these trends for your business’s growth. http://spklr.io/6048sn6y

What does Distributed Ledger Technology (DLT) look like today, and where is digital liquidity forming? According to our 5th annual “DLT in the Real World” survey, DLT has never been more relevant. FMIs and wealth managers see it as at least 10% more important than in 2023, as three key ecosystems form – with private and physical assets growing fast. Download our key findings, in partnership with ISSA, to identify opportunities for your organization with DLT. http://spklr.io/6042sOBq #DLR #DLT #Innovation #DistributedLedgerRepo

“It is crucial to assess existing business practices and processes, and identify the gaps when it comes to meeting the DORA requirements. This will enable firms to create a robust roadmap for compliance whilst implementing stronger ICT risk management practices.” - David Turmaine, Head of Broadridge International Consulting Services.

“Electronification of markets means I can now trade off my iPhone in Thailand. A phenomenal change over the last 30 years,” shares our Chief Product Officer of Broadridge Trading and Connectivity Solutions, Ian Mawdsley, with FIX Trading Community. As we celebrate 30 years of the industry together, we look forward to continued innovation, collaboration, and excellence in global financial markets within a wide suite of our solutions front to back. http://spklr.io/6042SC7e #CapitalMarkets #FIXTradingCommunity

We're proud to partner with AmInvestment Bank to transform and expand their prime brokerage business lines, simplifying trade and collateral management while enhancing value for their clientele. “Broadridge’s solution has a strong track record for delivering industry-leading systems, which will deliver a better experience for our customers. Additionally, we are now able to manage the operational aspects of securities lending more effectively, within a controlled and scalable environment, setting us up for robust future growth and adaptability to evolving market dynamics,” shares Tracy Chen Wee Keng, Chief Executive Officer of AmInvestment Bank. Learn more about our SFCM, a robust, front-to-back Software-as-a-Service (SaaS) solution that serves the global buy-side and sell-side securities lending, repo, and collateral trading markets. http://spklr.io/6042SQlC

How can we accelerate the growth path of Distributed Ledger Technology (DLT)? According to the DLT in the Real World 2024 Key Findings Report, addressing ROI, liquidity, and regulatory clarity would help more than 75% of the sell side accelerate growth. Download the report to discover more statistical insights from market practitioners around the globe. http://spklr.io/6049Ssiz #DistributedLedgerRepo #DLR #Innovation

We are proud to have been voted #1 in two categories of WatersTechnology.com 2024 Rankings! This achievement recognizes our global DLR and NYFIX teams’ focus on delivering consistent service excellence and technological innovation to our clients. See the complete Waters Rankings winners list. http://spklr.io/6041SsiD #CapitalMarkets

How is trading technology evolving with the rise of AI? In an interview with Global Trading, Ofir Gefen, our Head of International Sell-Side Sales, delves into the current landscape in the APAC market and the impact of AI on the trade lifecycle. Ofir notes a slight decline in trading volumes due to geopolitical tensions between China and the U.S. and an increase in Chinese brokers establishing operations in Hong Kong. Additionally, clients are seeking front-to-back technology solutions to improve efficiency. The rise of AI is transforming trading, enhancing productivity, and enabling more sophisticated execution. Watch the video for Ofir's insights on these evolving trends. http://spklr.io/6041SqPW