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SEC REGISTRATION REQUIREMENT S Minimum Paid-Up Capital Requirement

Break Bulk Agent Cargo Consolidator Financing Company Metro Manila and other 1st class cities Other classes of cities Municip alities Foreign Branch office Foreign Representative office Freight Forwarders (ordinary) Airfreight Forwarders Health Maintenance Organization Insurance Insurance Broker General Agent Reinsurance Broker Investment Adviser/Manager Investment Company Investment House Mining Non-Vessel Operating Common Carrier Pawnshop Pre-Need Plan Issuer Pre-Need Plan Agent Recruitment for Local Employment Corporation Partnership Recruitment for Overseas Employment Retail Trade with Foreign Equity School Elementary Education Elementary & Secondary Education. Elementary, Secondary, Tertiary Post/Graduate Education Security Agency Securities Broker/Dealer (New/SRO Member) Securities Broker/Dealer (Existing/SRO Member) Securities Broker/Dealer in Proprietary Shares (Non SRO -Member) Transfer Agent 1,000,000.00 2,500,000.00 5,000,000.00 500,000.00 100,000,000.00 500,000.00 200,000.00 2,000,000.00 US$ 2,500,000.00 250,000.00 250,000.00 500,000.00 10,000,000.00 50,000,000.00 300,000,000.00 2,500,000.00 500,000.00 100,000.00 100,000.00 5,000,000.00 10,000,000.00 5,000,000.00 2,500,000.00 US$ 200,000.00 US$ 30,000.00 300,000.00 2,000,000.00 10,000,000.00 P 250,000.00 400,000.00

5,000,000.00

5,000,000.00 1,000,000.00

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