Vol3 - Frontier Missions: Peacespace Dominance
Vol3 - Frontier Missions: Peacespace Dominance
Peacespace Dominance
A Research Paper
Presented To
Air Force 2025
by
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations.........................................................................................................................................v
Tables.................................................................................................................................................v
Preface...............................................................................................................................................vi
Executive Summary ...........................................................................................................................ix
Introduction...........................................................................................................................................1
Recommendation.................................................................................................................................37
Conclusion..................................................................................................................................39
Appendix
Page
Underlying Technologies.....................................................................................................................42
Aircraft and Propulsion Volume .................................................................................................42
iii
iv
Illustrations
Figure
Page
Tables
Table
Page
Concept Overview.....................................................................................................................................3
Preface
This paper advocates the creation of a small, rugged composite force uniquely organized, trained, and
equipped to preempt conflict. Obviously, advocating the creation of anything at a time of drawdowns and
fiscal reductions draws fire. Therefore, we were not surprised to receive comments like the following: Not
one bullet, not one body would I give to this mission!
to US preeminence.
encounter in 2025. Creating a force to preempt conflict depends on a variety of factors. These include
enabling technologies, new or revitalized doctrine, and cold analysis of national interest. Most importantly,
this concept requires a reorientation in the way we think about the military and its application of power. This
paper explores an uncertain era and offers solutions that will stretch the imagination of the warrior and, we
hope, preserve his or her life.
Notes
1
Anonymous general officer comment on 2025 Team I, Frontier Missions white paper draft
(Maxwell AFB, Ala.: Air War College/2025, 1996).
vi
Anonymous four-star general comment to 2025 Team I, Frontier Missions, white paper draft
(Maxwell AFB, Ala.: Air War College/2025, 1996). Certain caveats accompanied this statement. We
present these in their entirety below:
We should work this paper from the perspective that:
This is a match:
If/when conflict (organized, militant, military) starts, they exit; shooters enter; command
and control shifts from civilian to military; rules of engagement change to combat, not
peacekeeping.
Bottom line: paper is a sleeper, easily rejected out of hand. When the paper is ready, it
should start up the tape to CSAF and the Tank . . . potentially bright future.
3
In addition to the authors cited, Strategic Assessment 1996, Instruments of US Power also discusses
the uncertain future. Institute for National Strategic Studies, (Washington, D.C.: National Defense University
Press, 1996).
Unpredictable change is what our nations future national security dilemma is all about.
Appreciation for this uncertainty is the beginning of wisdom in the post-cold-war era. Not
only is international politics in flux, but, furthermore, technological breakthroughs relevant
to national security are occurring with greater frequency and with more substantial impact
than ever in history.
INSS authors lead off their warfighting instruments chapter with unconventional military instruments and
limited military interventionperhaps an indicator of priorities to come.
4
We would like to thank some of the people who assisted us in this venture: The Honorable Verne Orr,
former secretary of the Air Force; Gen Michael P. C. Carns, former vice chief of staff of the Air Force; Lt
Gen Anthony C. Zinni, I Marine Expeditionary Force commanding general; Lt Gen C. C. Rogers, Jr., USAF
Retired; Maj Gen Donald W. Shepperd, Air National Guard director; Brig Gen Howard J. (Foot) Ingersoll,
Air Force Special Operations Command vice commander; Col Richard Szafranski, 2025 study director and
Air War College National Military Strategy Chair; Col Joseph A. Engelbrecht, Jr., 2025 research director
and AWC professor of conflict and change; Dr. Grant Hammond, AWC National Security Strategy Chair; Dr.
James Winkates, AWC senior curriculum advisor; COL John Alexander, USA, Retired; Lt Col (Dr) Federico
J. Rodriguez; USAR, professor of graduate education at California State University, Dominguez Hills; Dr.
vii
Larry Cable, associate professor of history at University of North Carolina, Wilmington; Janet and Chris
Morris, authors; Majors Mike Foster and Ralph Millsap, Air Command and Staff College faculty; and fellow
studentsLCDR Alton Ross, USN; Maj Guy Razor, USAF; and Maj Mike Irwin, USAF. Their invaluable
inputs allowed us to integrate warfighter needs with visionary concepts for the future.
viii
Executive Summary
Two challenges lie before us: first, to guide, harness, and balance force and diplomacy
as we enter the 21st century, and second, to learn how to deal with operations other
than war.
Gen John M. Shalikashvili
The word frontier evokes an image of such distant borders as the American frontier of the nineteenth
century or the beckoning unknown of space. It also suggests austerity, hardship, and lawlessness. The
frontier of 2025 will be the streets and fields of the developing world. The battle will be for cooperation of
people ravaged by poverty, disease, hunger, and crime. These problems will be epidemic, in some regions
driving the US to choose wisely where, when, and how to act. The dilemma of 2025 will mirror today:
1
increasing fiscal discipline and regard for life, the most efficient way to defend our national interest is to act
before a situation flares into violence.
One possibility is to dampen these violent flare-ups with a force dedicated to preventing or resolving
conflict. However, this option requires a profound shift in focus and an unprecedented appreciation of
degrees of conflict and hostility. Within each situation, there are instances where the application of lethal
military force is appropriate. There are also instances where force is counterproductive. A murky void
separates the two.
We need to bridge that void. This paper advocates creating a small, rugged, and specialized composite
force dedicated to creating and operating in the physical and psychological state we will call the
peacespace.
The size and composition of the force will be crucial to success or failure. In 30 years, we
envision that a composite force will consist of military, civil service, contractor, and international personnel.
Aided by technological possibilities and new conceptual thinking, a security assurance force (SAF
pronounced Safe) will foster institutions required for long-term stability in a region.
ix
This stability rests on three core capabilities of SAF: constabulary power (military role), education
(civilian role), and infrastructure building (military/civilian).
harmoniously employed, can dampen or remove violence and attendant fear, allowing a choreographed peace
to emerge. SAF will possess sufficient capability to impose order when violence is at a relatively low order
of magnitude. If violence is high or escalates, SAF directs standoff lethal force by either special or
conventional forces until the legitimate authority restores order. Consonant with a strategic timetable, SAF
and local civilian leaders engineer an education plan targeting progress in key political, social, and economic
areas. SAF also coordinates with local leaders eager to accept private or international investment to build
their infrastructure.
SAF intervention should lead to a desired end-state of stability where political, economic, social, and
information institutions take root and begin to flourish. SAF will require warriors trained like no others to
operate in a complex environment. In the year 2025, warriors will battle for terrain of the mind, performing
missions that defy McNamarian precision while protecting American treasurehuman life. We propose a
blueprint for change to improve existing capabilities. This will require both commitment and time. We do
not envision SAF as a quick fix to long-standing problems. Ultimately, making this change requires belief in
the possibility of conflict prevention and the dedication to stay the course.
Notes
1
Strategic Assessment 1996, Instruments of US Power. Institute for National Strategic Studies,
(Washington, D.C.: National Defense University Press, 1996), 221. The section entitled New Ways of
Applying US Power stresses Enhancing the capability of the US Government to exercise influence abroad
does not need to mean buying more of the same old product.
2
For the purpose of this paper, we will define peacespace as a dimension in which a rough equilibrium
exists between a people's expectations and their fulfillment. By dominance, we are not asserting we can
control all the variables that occur in peace or during transition to battle. We are saying that given conducive
conditions and a catalyst for change, someone can make a difference. Thus, the military constabulary will
impose as much control over changing conditions as possible when called upon by national or international
leaders to intervene.
Chapter 1
Introduction
Secretary of Defense William J. Perry outlined his views in a speech entitled Using Military Force
When Deterrence Fails. Specifically, he discussed the new world order emerging as a result of the cold
wars cessation and Fukuyamas end of history.
Preventing conflict involves creating conditions that make conflict less likely. Like a
doctor practicing preventive medicine, we want, if possible, to prevent conditions that
provoke conflict from occurring, or at least heal them before they are serious. Some have
argued that these efforts are not the business of the Defense Department. I disagree; I call
them defense by other means, and we have launched major programs in the Defense
1
Department to carry them out.
2
In contrast, Samuel P. Huntington eloquently notes, the purpose of armed forces is combat. Can US armed
forces careen between traditional military missions and ill-defined peacespace roles without diminishing
combat capability?
3
4
If peacespace dominance is the frontier mission of 2025, then it is an orphan no warrior will claim.
This mission will be prosecuted in the streets and fields of the developing world, among people ravaged by
disease, poverty, hunger, and crime.
application of lethal, combatant military forcesforce on force. Warriors organize, train, and equip to fight
in the battlespace, not the peacespaceand certainly not in the transition where no true peace exists. Here,
only a coercive force holds disgruntled elements in check. The flashpoint (fig. 1-1) denotes a hypothetical
disturbance somewhere between these conditions we know today as peace and war.
P e a c e sp ac e
P e a c e sp ac e
(tran sitio n )
P eace
B a ttle sp a ce
P eace
(tran sitio n )
Source: Adapted from Field Manual 41-10, Civil Affairs Operations; January 1993
Figure 1-1. Operational Environments
All three circumstances are marked by fluctuating and ambiguous states of conflict, prehostilities, or
disputes. In 1996, the military conducts missions in the peacespace without a defined end-state, entry or exit
strategies, and doctrine or appropriate technologies. The US military is not organized, trained, or equipped
to transition from hunter-killer to nurturer-builder. Rapid or unwieldy transition potentially corrodes US
combat capability because it creates confusion in the warriors mind. Dispelling this confusion is crucial.
Using US national interest as a guide, we can choose if we should actand if so, where, when, and
5
our national interest to pioneer the peace before it lurches unpredictably into violence. Particular military
competencies like order and discipline, organizational skills, and limited liability will likely continue to
draw us into the storm.
Pioneering the peace is an appropriate military mission, and it is one we are qualified to undertake.
Secretary Perry states, Some have said that war is too important to be left solely to the generals.
Preventive defense says Peace is too important to be left solely to the politicians.
In some cases,
peacespace dominance need not be a US mission. Other nations or international bodies who have forsworn
the use of force might be better suited to these tasks. We advocate organizing, training, and equipping a SAF
to provide this capability (table 1). This force would be a composite of both military and civilian personnel,
with constabulary (military), education (civilian), and infrastructure (military/civilian) roles (constabulary,
education, and infrastructure [CEI]).
Table 1
Concept Overview
Who?
What?
Where?
SAF (CEI)
8
Conflict Prevention
Peacespace
SAF/SOF/Conventional
Conflict Resolution
Transition
Conventional/SOF/SAF
Conflict Termination
Battlespace
Using rules (doctrine) and tools (technology), our challenge is to build a force capable of effecting the
desired end-state without sacrificing combat capability. This force will be a catalyst for change. Both the
9
United States and the United Nations have tackled peace missions with mixed results. To secure the success
that eluded us in the past requires a different approach.
Notes
1
The Honorable Perry, secretary of defense, Using Military Force When Deterrence Fails, Defense
Issues 10, no. 8 (6 August 1995): n.p.
on-line, Internet, 14 May 1996, available from
http://www.dtic.mil/defenselink/pubs/di95/di1080.html. Presented during an address to the Aspen Institute
Conference.
2
Samuel P. Huntington, New Contingencies, Old Roles, Joint Force Quarterly, no. 8 (Autumn
1993): 39.
3
Part of the dilemma arises from co-mingling combatant and noncombatant forces in roles that defy
traditional definitions. For example, many reservists filling US Army civil affairs billets conduct duties
similar to their civilian jobs, i.e., one officer is a high ranking Chase Manhattan Bank official, providing
invaluable financial skills during both Haiti and Bosnia operations. Also, medical personnel are typically
deemed noncombatants who wear a uniform. This deserves better differentiation in both the law and policy.
4
Despite this assertion, Lieutenant General Zinni, commanding general, I Marine Expeditionary Force,
Camp Pendleton, Calif., presented a 2025 lecture to Air War College titled Commanding in Frontier
Missions, (Maxwell AFB, Ala.: 29 November 1995). General Zinni supported the Department of Defense
(DOD) efforts to preempt conflict by tackling some root causes. However, in 1996, peacespace missions are
awkwardly named including peacekeeping, peacemaking, peacetime contingency operations, low-intensity
conflict, military operations other than war, operations other than war, or other military operations. The
latest RAND study by Carl H. Builder and Theodore W. Karasik, Organizing, Training, and Equipping the
Air Force for Crises and Lesser Conflicts (CALCs), Project Air Force: 1995, arrives at yet another name
for peacespace engagements.
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 33. SAB coins
a new word in power projection, sublethal which is at variance with DOD which employs the term
nonlethal. Whatever the outcome of the semantic discussion, this paper will employ both definitions (i.e.,
nonlethal and sublethal versus lethal) to describe incremental increases in power. Effectively, nonlethals
should be exactly thatnot lethal. Sublethal is that force or power just below lethal deadly force.
6
The Feres Doctrine espoused by the Supreme Court in 1950 limits the liability of the US government
in the event of a service-related death. (340 USC 1351950) This limitation applies to military personnel
only. With the shift of certain critical tasks to civilians, either civil service or contract, the liability issue
must be addressed for civilians in hazardous zones.
7
Perry, remarks delivered to the John F. Kennedy School of Government, Harvard University, on-line,
Internet, 13 May 1996, available from: http://www.dtic.mil/defenselink.
8
Dr. Larry Cable, The End-State: Why Nations Stop Fighting, lecture, Air Command and Staff
College, Maxwell AFB, Ala., 16 January 1996. Dr. Cable is an associate professor of history at the
University of North Carolina, Wilmington. Additionally, he is a frequent guest lecturer at the USAF Special
Operations School (USAFSOS), Hurlburt Field, Florida. Additionally, Dr. Cable was in the US Marine
Corps during the Vietnam War. He is the 1995 Gen. James H. Doolittle Award recipient at the USAFSOS,
awarded to the School Educator of the Year. In numerous meetings, Dr. Cable differentiated between current
policy, doctrine, and missions, which essentially deal with conflict termination, and conflict prevention or
resolution.
9
Steven L. Canby, Roles, Missions, and JTFs: Unintended Consequences, Joint Force Quarterly,
no. 6 (Autumn/Winter 1994-5): 68-75.
Chapter 2
World Trend
ecological disasters, severe water shortages, rampant disease, and refugees on the march. Strands of these
alarmist visions exist today in Africa, South Asia, and China. Robert Kaplan argues the United States may
ignore these regional crises at its own risk. Will governments, unable to cope with epidemic problems,
simply disappear?
Compounding the specter of national dissolution is a population growth from 5 billion in 1996 to
nearly 8 billion in 2025over 7 billion will reside in less-developed regions that in 1996 cannot produce
3
tuberculosis and influenza, are mutating and spreading. These new and developing strains are airborne and
5
resistant to antibiotics.
Desertification and deforestation are causing populations to flee to cities, making criminal anarchy the
real strategic danger. Kaplan describes the worst of its victims: Young men [are] like loose molecules in a
very unstable social fluid, a fluid . . . clearly on the verge of igniting.
violence is partially mirrored by US crime statistics. Between 1985 and 1992, the murder rate for 1417
7
year-old males doubled for whites and increased by more than 300 percent for African-Americans.
In the
year 2000, the number of youths aged 1417 will increase by 500,000 in the US aloneeffectively, each
8
subsequent generation is three times more dangerous than the one preceding it.
Homer-Dixon believes the environment is the national security issue of the early 21st century
(emphasis in original).
He predicts future wars and civil violence may arise from the scarcity of such
10
11
He
pictures a world in which democratic liberalism gives way to a darker Hobbesian worldHegel and
12
will be more gradual and evolutionary. Just as these forces are irretrievably affecting the world, movements
are underway to change the way we fight wars.
Battlespace Trend
To many men . . . The miasma of peace seems more suffocating than the bracing air of
13
war.
Since World War II (WWII), warfare has both changed and remained chillingly the same. The collapse
of colonial empires resulted in nearly 200 nation-states, many of them small, unstable, and vulnerable.
According to van Creveld, Judging by the experience of the last two decades, the visions of long-range,
computerized, high-tech warfare so dear to the military-industrial complex will never come to pass. Armed
conflicts will be waged by men on earth, not robots in space.
14
frequent in the developing world: In light of the fact that 95 percent of the earth's population will be in the
poorest areas of the globe, the question is not whether there will be war (there will be a lot of it) but what
15
Van Creveld speaks of conflicts which require conventional, special operations, and peacespace
warriors. Whenever the US engages in these situations, certain trends in the US domestic arena will both
constrain and empower future force structure. We must understand these trends to accurately determine force
16
Domestic Trend
17
18
take this into account. The death of 18 soldiers in Somalia effectively ended that mission. One death in
Bosnia received national attention. Preoccupation with prisoners of war in Vietnam, friendly-fire incidents,
and the expectation that precision strikes will limit collateral damageall these result in the conclusion that
there is simply less room for error, particularly in missions of questionable vital national interest.
The competing demand for fiscal resources is also likely to increase. At some point, the US appears to
have no options other than to either narrow its interests or act before a situation requires large injections of
armed force. These choices are especially important in light of the high operations tempo characterized by
the first three years of the Clinton administration.
20
19
Somalia
Graphic evidence of famine, provided the by Cable News Network (CNN), triggered the intervention in
21
Somalia.
At no time did anyone portray the Somalia relief mission as in the national interest. According to
one analyst, the military and civilian agencies had little entry criteriaonly that the US had the means to act
22
and so should.
Subsequent events expanded the US involvement to a force of 28,000. Their task was to
suppress the violence and relieve interruptions in the delivery of aid. Gradually, the United States, operating
in conjunction with the UN, became involved in a nation-building effort for which some believed the military
23
was ill-suited. This mission was abruptly aborted with the deaths of 18 soldiers in October 1993.
Among
the many lessons drawn from the Somalia engagement: we conclude that the lack of clear entry and exit
24
Haiti
An influx of refugees, not famine, triggered the 1994 US intervention in Haiti.
Haitian citizens,
25
attempting to escape violence, political instability, and economic chaos, flooded our shores.
Thus, some
criteria for intervention were used and the operation appears to have been in the national interest. US
involvement in Haiti included an effort to legitimize President Jean-Bertrand Aristides government and
restore democracy through the use of military forces. One CINC cited Haiti as evidence for the notion of
training warriors for missions of violence andliterally within the space of an airplane ridechanging them
26
During Operation Provide Hope, military forces used radio and television
broadcasts, leaflet drops, and personal contacts to educate Haitian citizens on democracy. US Army Civil
Affairs units trained Haitian government officials, established judicial courts, and developed a governmental
system.
27
. public activities, water, electricity, sanitation, medical, [services], food, public information, town meetings,
broadcasts, and monitoring the local Haitian army and police.
28
economic growth could occur. Even so, these activities do not mean that careful planning is institutionalized
or that successful execution is certain.
Bosnia
The Bosnia mission was one of the more carefully considered US interventions to date; it effectively
blended ground, naval, and air forces in support of peace.
29
in the former Yugoslavia. Attention concentrated on the utility of inserting ground forces between warring
factions. Ultimately, airpower brought contending groups to the bargaining table.
30
The precision of the NATO coalition's attacks last summer altered the course of that threeyear war, resulting in the Dayton peace talks and preventing the conflict from spilling over
into other countries. This force was effective, ultimately, because it was applied towards
clear, achievable policy objectives, in effective coordination with other diplomatic tools,
31
with a clear view of military requirements.
Airpower also limited violence by creating no-fly zones. Naval craft enforced the arms embargo in the
32
Summary
This chapter reviews world trends that increase the range of actions in support of peace. Battlespace
will include both major regional contingencies and excursions into low-level conflict.
Peacespace
dominance may mean working problems before they boil over into war. If we can prevent the conditions for
conflict, we reduce the risk of having to send our forces into harms way to deter or defeat aggression.
33
As
our recent experiences in Somalia, Haiti, and Bosnia demonstrate, we have difficulty operating in and
transitioning back into peacespace. These operations provide important lessons for devising rational entry
and exit criteria.
It is also true that if we move early in dealing with these conflicts, and if we have an
effective method for carrying out international peace enforcement, especially in a
preventative way, we have a new tool which can help in the early resolution of enormously
difficult, potentially intractable situations that could well offset our national interests and
34
our future.
In the next chapter, we will propose the most efficient way to defend our national interest: act before a
situation flares into violence. We will propose a force to act as a catalyst for change to dampen violence and
orchestrate peace.
Notes
1
Robert D. Kaplan, "The Coming Anarchy," The Atlantic Monthly, February 1994, 44-76; Thomas
Homer-Dixon, Environmental Change and Violent Conflict, Scientific American, vol. 268, no. 2 (February
1993): 3845; Martin van Creveld, The Transformation of War, (New York: Free Press, 1991): 192-223.
2
Kaplan, 4476.
3
Lawrence C. Hellman, Ph.D., Humanitarian Operations, lecture, Air Command and Staff College,
Maxwell AFB, Ala., 19 January 1996. Dr. Hellman is a consultant to USAID, and data included was used by
permission. Additionally, Dr. Armin Ludwig, Ecosystemic Violence, 2025 program lecture, Air War
College, Maxwell AFB, Ala., 6 September 1995. Dr. Ludwig presented a fascinating picture of population,
net primary production, and the worlds ability to feed itself given current trends in population growth. His
computations did not include the potential effects of genetic engineering (plants that grow in arid or saline
soils), synthetic soils, or biogenetic plant species development (higher yield, greater yield per year, yield of
cross-fertilized varieties, etc.). On the balance, he caveated each condition or phenomena with a caution to
address the consequences of actions which tamper with nature (e.g., fertilizers and irrigation practices).
4
Anita Manning, Viruses Mutate Among Underfed, USA Today, 17 April 1996, 1. Malnourished
people and animals may provide a breeding ground for mutant viruses that can then infect others. Dr. Orville
A. Levander, a nutritionist with the US Department of Agriculture, concludes, we are not protected from
what might be happening to malnourished people in Africa. The World Health Organization report, The
Tuberculosis Epidemic 1996: Groups At Risk, states:
In 1995, more people died of TB than in any other year in human history. It kills more
adults than all other infectious diseases combined. Multidrug resistance is growing,
threatening to make TB incurable again. Since issuing the global warning three years ago,
some initial steps have been taken but they are dangerously insufficient. Tuberculosis
cannot be controlled in some parts of the world and left to spread in others. Tuberculosis
is a global epidemic that requires a unified, global response.
On-line, Internet, 18 April 1996, available from http://www.who.ch/programmes/gtb/tbrep_96/execsum.htm.
5
Kaplan, 4476.
6
Ibid, 46.
7
In Moral Poverty, John Dilulio writes, "Americans are sitting atop a demographic crime bomb.
The Chicago Tribune, 15 December 1995, section 1: 31. If the US is to effectively engage abroad, many of
these systemic social problems must first be correctly addressed. The thesis of this paper assumes the US
will successfully correct many internal problems in the next 30 years.
8
Ibid. Peter Schwartz discusses the opportunity and dilemma presented by the Global Teenager in
The Art of the Long View, (New York: Currency Doubleday, 1991): 124-140. Comparing the current
demographic trends with projected population trends, he notes Barring widespread plague or other
catastrophe, there will be over 2 billion teenagers in the world in the year 2001. Thats fifty times the
number of teenagers in America in the peak years of the baby boom. The Global Teenager existence will
be a driving force. However, Schwartz does not see this driver in a wholly negative vein, particularly with
respect to education.
9
Homer-Dixon, 3845.
10
Ludwig and Homer-Dixon assert growing scarcities of renewable resources can contribute to social
instability and civil strife.
11
Samuel P. Huntington, "The Clash of Civilizations?" Foreign Affairs 72, no. 3 (Summer 1993): 22
49.
12
Francis Fukuyama, The End of History and the Last Man (New York: Free Press, 1992), 287328.
13
George Steiner ( born 1929). French-born US critic and novelist. Has Truth a Future? Bronowski
Memorial Lecture, 1978. The Columbia Dictionary of Quotations, (New York: Columbia University Press,
1993). Microsoft Bookshelf.
14
Van Creveld, 212.
15
Kaplan, 73.
16
Colin S. Gray, The Changing Nature of Warfare?, Naval War College Review, 69:2 (Spring 1996):
13-14. Gray cites information from Edward N. Luttwak, Strategy: The Logic of War and Peace, as
follows: War, in common with sport, has the characteristic that what worked yesterday may not work
tomorrow, precisely because it worked yesterday. Nothing tends to fail like success.
17
Quoted in A SIOP for Perestroika? by Col Richard Szafranski in a research report (Maxwell
AFB, Ala.: Air University, Air War College, 1990), 1. James Schlesinger made the statement on a Face the
Nation edition.
10
18
Eric V. Larson, Casualties and Consensus, The Historical Role of Casualties in Domestic Support
for US Military Operations, (Santa Monica, Calif.: Rand, 1996), iii, 1023. Larson provides a
comprehensive look at the role of casualties in administering public policy.
The relationship between US casualties and public opinion on military operations remains
an important yet greatly misunderstood issue. It is now an article of faith in political and
media circles that the American public will no longer accept casualties in US military
operations and that casualties inexorably lead to irresistible calls for the immediate
withdrawal of US forces. If true, this would not only call into question the credibility of
the US Armed Forces in deterring potential adversaries but would be profoundly important
in decisions regarding the countrys strategy, alliance, and other commitments, force
structure, doctrine, and military campaign planning.
However, Larson concludes the public support or lack thereof is more accurately a reflection of the US
leadership position and disagreements among key political figures. As the historical record shows,
attributing declining support solely to casualties misses the real story. When the public perceives benefit,
they will exhibit a high tolerance for casualties. Also, Colin Gray argues as follows in The Changing
Nature of Warfare? Naval War College Review, 69:2 (Spring 1996): 1011.
It is true that a machine-rich American culture has looked sensibly to maximize the roles of
vehicles, steel, and explosives in lieu of human flesh whenever appropriateand
sometimes beyond that point. But it is also true, contrary to popular mythology, that when
the stakes are very high, as in the Civil War and the two world wars, the United States has
no tradition of being especially sparing of American lives.
19
Operations and personnel tempo for some USAF weapons systems and respective personnel reached
crisis proportions by 1994. General Fogelman, CSAF, instituted a process to track and reduce this to below
120 days. On 17 April 1996, AF/XOOOR (Major Fink) passed the following figures to the authors for frame
of reference.
USAF Weapon System PERSTEMPO
(average #days TDY/crew/year)
HC-130 (rescue)
EC-130E (ABCCC)
E-3 (AWACS)
U-2
RC-135 (Rivet Joint)
EC-130H (Compass Call)
HH-60G USAF rescue Pave Hawks
Special Operations Forces (SOF)
AC-130 Spectre Gunship
MH-53J Pave Low
MH-60G SOF Pave Hawk
Combat Control Teams (CCT)
1994
194 days
186 days
162 days
148 days
143 days
104 days
53 days
1995
135 days
175 days
129 days
148 days
161 days
123 days
116 days
159 days
134 days
158 days
186 days
83 days
74 days
106 days
160 days
25 days
23 days
30* days
39 days
*Continuing at 28 days and higher will exceed the 120-day limit for the year.
The Navy, Army, Marine Corps and US Special Operations Command provided similar data which is
submitted to the Joint Staff as part of the Joint Monthly Readiness Review. Of particular interest currently
are all units designated as low density/high demand or LD/HD. In addition to some of the Air Force
systems and units above, Army civil affairs and psychological operations battalions, Patriot missile
batteries, Navy Seabees and SEALs receive additional scrutiny in this category. While specific data is
classified, the following general trends are provided for comparison. USMC 1 MEF wings average 160 days
deployed per year for training deployments; divisions average 145 days deployed. Some USN surface
11
combatants, amphibious ships, fast attack submarines and aircraft squadrons range from 10-40 percent above
the maximum Chief of Naval Operations PERSTEMPO program goals. These goals are (1) a maximum
deployment of six months, portal to portal, (2) a minimum turn-around ratio of 2:1 between deployments (if
out six months, should be in port 12 months before going afloat again), and (3) a minimum of 50 percent time
in home port for a unit over a five-year period (three past years and two projected years). Roughly, the Navy
numbers equate to 180 days over 18 months or 120 days per year. USSOCOM provided detailed data for
special operations personnel, many of whom are deployed well above the 120-day goal. In US Army Special
Operations Command, special forces and civil affairs officers average 180 days deployed per year. In Naval
Special Operations Command, SEAL team corpsmen and officers average 175 and 163 days respectively.
AC-130H navigators average 184 days and pararescuemen (PJs) average 168 days from Air Force Special
Operations Command.
20
World View: The 1996 Strategic Assessment From the Strategic Studies Institute, edited by Earl
H. Tilford, Jr., US Army War College, Carlisle Barracks, Pa.: 1996, 3-4.
21
Cable News Network (CNN) is an affiliate of Ted Turner Productions, Atlanta, Ga.
22
Kenneth Allard, Somalia Operations: Lessons Learned (Washington, D.C.: NDU Press, 1995), 89.
23
Ibid., 30. Also see Col F. M. Lorenz, USMC, Forging Rules of Engagement: Lessons Learned in
Operation United Shield, on-line, Internet, 10 March 1996, available from http://wwwcgsc.army.mil/cgsc/milrev/95novdec/lor.htm.
24
Lorenz, Internet, http://www-cgsc.army.mil/cgsc/milrev/95novdec/lor.htm.
25
W. Darrent Pitts, A Guantanamo DiaryOperation Sea Signal, Joint Forces Quarterly, no. 9
(Autumn 1995): 118. Operation Sea Signal was a humanitarian mission designed to care for over 14,000
Haitian refugees at the US Guantanamo Naval Base, Cuba. Overwhelmed civil affairs personnel were unable
to deal with subhuman camp conditions. Linguists were in short supply.
26
Address to Air War College. Academic privilege applies to this source.
27
United States Special Operations Forces Posture Statement, 1994, 2627.
28
Sqn Ldr Sam Allotey et al., Planning and Execution of Conflict Termination, a Research Paper
presented to the Directorate of Research, Air Command and Staff College (Maxwell AFB, Ala.: Air
University, Air Command and Staff College, May 1995), 83.
29
As it took four years for the US to engage in Bosnia, presumably we preceded our actions by
pragmatic and thoughtful preparations to correct the perceived deficiencies of the UN operations.
30
George C. Wilson, A Lesson in Peacekeeping, Air Force Times (11 March 1996), 54. Wilson, a
former defense correspondent of The Washington Post and author of several military affairs books, discusses
a presence maneuver used by Adm Leighton Smith, NATO commander in Bosnia-Herzegovina. F-18
Hornets scrambled from the USS George Washington in response to the shelling of Malaysian military in BHatch. When the Malaysians did not come up on frequency to direct the bomb drop or missile launch, the
Navy pilots converted to a presence maneuvera major part of NATOs strategy for peacekeeping in
Bosnia-Herzegovina. Dropping to 10,000 feet, the pilots advanced throttles to make more noise with their
engines. The resultant thunder stopped the shelling of Malaysians. Lt Bill Lind, USN, quipped, Its called
peace through superior volume. The deterrence works because the planes have dropped bombs. These
tactics are essentially ad hoc in nature and not planned in advance.
31
The Honorable Sheila Widnall, secretary of the Air Force, AF Evolving Through Contacts With
Other Nations, MSgt Gary Pomeroy, Air Force News Service, on-line, Internet, 15 May 1996, available
from http://www.dtic.mil/defenselink.
32
Information of Operation Sharp Guard found on-line, Internet, 15 May 1996, available from
http://www.nato.int/ifor/general/shrp-grd.htm.
33
Perry, remarks delivered to the John F. Kennedy School of Government, Harvard University, on-line,
Internet, 13 May 1996, available from http://www.dtic.mil/defenselink.
34
Joint Warfighting Center, "Joint Task Force Commander's Handbook for Peace Operations," Air
Command and Staff College War Termination Coursebook (Maxwell AFB, Ala.: Air University Press,
1996), 64.
12
Chapter 3
Concept Description
We conducted such operations [operations other than war] during the Cold War, but they
were few and far between. And frankly, we did not always do them very well. So we lack
a time-tested template that we can lay down every time we commit to one of these
operations.
Gen John M. Shalikashvili
The template requested by the Chairman of the Joint Chiefs is a complex one. The propensity for
oversimplification often leads us to reduce the template to a boilerplate. Leaders and planners require
more. This chapter covers a proposal for a small, rugged, and specialized composite force dedicated to
creating and operating in the physical and psychological state we call the peacespace. The proposal moves
from situation assessment and enabling doctrine (rules) and technology (tools) to SAF core capabilities.
Situation Assessment
Some triggering mechanism currently launches excursions into peacespace. This may be public opinion,
a UN resolution, or perceived national interest. In 2025, national or international authorities will still judge
whether or not to intervene. This assessment should use clear criteria meant to assess the prospects for
1
success in creating a better state of peace. Candidates for intervention might be identified by spikes or flash
points which erupt on a digital cultural map as boundary lines are penetrated.
vision of the digital cultural map.
13
Using technology, a digital cultural map (DCM) could decrease peacespace ambiguity and aid leaders
responding to conflicts or crises by sorting disparate data. It would navigate the geopolitical globe in a
manner similar to an aircraft navigation digital map, blending together a multitude of diverse databases in
visual or graphical interface. These candidates for intervention can be prioritized or triaged using basic,
yet flexible criteria. Appendix A gives detailed intervention criteria.
The National Security Council (NSC) or the United Nations would evaluate the situation and classify
the case as (1) costly, (2) borderline, or (3) clear-cut candidate for intervention. For example, the DCM
assigns values which indicate candidate A has a high level of violence, an inadequate political or social
climate, and a deteriorated infrastructure. This case may very well be categorized as too costly, regardless
of perceived importance to national interest. Candidate B, on the other hand, has a moderate level of
violence that could be quelled by nonlethal technologies and a well-trained constabulary force. Its social and
political institutions are minimally deteriorated, lending credence to education efforts.
14
Finally, its
infrastructure is capable of rejuvenation, leading to optimism that private investment might prove successful.
Figure 3-2 depicts intervention candidates and correlates them to specific criteria.
Constabulary
High
Violence
Infrastructure
Low
Inadequate
Sufficient
Infrastructure
Socio-Political
Vibrant
Education
Figure 3-2. Intervention Candidates
Ultimately, leaders make the decision to intervene, using subjective judgments: (1) Is the
intervention in US or UN interests? (2) Is the desired outcome worth the cost? (3) Is SAF the appropriate
force? (i.e., Does open violence currently exist? Can SAF establish a secure environment or are more
conventional forces appropriate?) (4) What timetable exists for achieving objectives? (5) Do we have
4
measures of merit for success or withdrawal? The decision is made either to intervene or not. The same
objective and subjective criteria can determine when goals are met and an exit is appropriate. They can also
demonstrate when an operation is stalled and should be abandoned. This paper asserts that the current force
structure does not adequately meet the tasks at hand. The SAF concept, beginning with doctrine and tools, is
one alternative to accomplish this mission.
15
Flexibility/versatility.
operation. To avoid overlaying previous experience inappropriately, every operation must be tailor-made
and sized to the situation. Just as civilian industry is innovatively exploiting niche markets, tailoring
6
manufacturing on a mass scale, SAF must flex great power on a small scale.
Concentration. CEI efforts need teeth in order to ensure credibility. These functions seek to affect
whole societies and will require a complete fidelity of purpose. The small, rugged, mobile, and composite
structure of SAF encapsulates the notion of concentration of effort. SAF launches an offensive by attacking
the causes of conflict before they erupt into hostilities. Conflict prevention also provides economy of force
by limiting the application of violence and reducing the chance of escalation.
Persistence. CEI efforts should be comprehensive, coordinated, far-reaching, systematic, and applied
until they succeed or the decision is made to withdraw. The appeal of airpower to SAF is the ability to
persist in end-state efforts until established goals are achieved.
increase effectiveness of both land and sea components, success in peacespace operations lies in balanced
air, land, and sea dominance.
8
developments lead to a virtual presence in the peacespace, someone will still require technology or tools
to achieve their goals and objectives in 2025. Parallel to formulating doctrine is determining what tools SAF
needs to perform its mission. Embedded in the CEI concept are potential technologies to enable SAF
forces.
16
The integrated use of CEI provides a foundation for dampening conflict and promoting stability. Certain
characteristics are crucial to success: appropriate doctrine (carefully matched technologies), small force
10
structure (4,000-10,000 total active and reserve component mix), mobility, ruggedness, and specialization.
The elements of CEI are discussed in the following pages.
Constabulary
One of the commanders first concerns in entering a SAF engagement will be to impose order while
protecting the participants. Builder defines constabulary as an armed police force organized on military
lines but distinct from the regular army.
11
forces who dominate situations of lawlessness. If levels of violence escalate, SAF constabulary forces could
12
direct increasing levels of lethal force until order is restored. In extremis conditions require clean hand-offs
between SAF and either special operations or conventional combat forces.
As in battlespace dominance, peacespace constabulary actions can occur in serial or parallel with
education and infrastructure, similar to battlespace dominance.
13
variety of non-lethal, sub-lethal, and lethal technologies integrated with effective command and control to
14
Lift
Air and space power capabilities could significantly enhance the constabulary force.
violent situations will require delivery of either forces or equipmentanytime, anyplace.
Reacting to
Some lift
requirements mirror those of today; for example, moving SAF or civilian forces and their equipment, or
delivering food, water, fuel, and medicine. Although we anticipate significant improvements in capability,
survivability, and reliability, these subjects are adequately covered in other studies. Table 2 depicts SAFs
15
17
Table 2
Lift Objectives and Technologies
MISSION
Lift
OBJECTIVE
Mobility
Transship SAF forces and equipment
Transship NGO/PVO people/equipment
Supply infrastructure/education stuff
Deliver food/fuel/medicine
SAR
Resupply
Replenishment
TECHNOLOGY
Tiltwing super short takeoff and landing
Advanced theater transport (TSSTL/ATT)
Heavy lift aircraft with mission Pod
Low observable transport
Precision/Large scale airdrop
Global Navigation System
SOF vehicle
Advanced personnel locators
Precision/Large scale airdrop
Advanced material handling equipment
Potential technological advances should address current shortfalls in airlift capability. Perhaps the
innovative low altitude parachute extraction system (LAPES) tactic of the twentieth century will spawn
equally creative solutions in 2025, such as the precision/large-scale airdrop technologies listed in table 2.
The Special Operations Forces Vehicle, listed as a search and rescue (SAR) technology, is a potential CV-22
follow-on aircraft (1500nm range, high subsonic speed, low-observable technologies). This vehicle may
allow vertical extraction of SAF ground forces when required. Additionally, rapid identification of threats to
ground operations could allow calmative agent application from a low-altitude (atmospheric), orbital
16
18
TSSTL/ATT
C4I
Precision
Airdrop
SOF/SAF Vehicles
follow-on aircraft, we could also deliver them to littoral regions by sealift for overland transport.
Regardless, these and other infrequent loads will require rapid delivery under unusual or extreme
circumstances.
SAF forces and planners could identify alternative solutions to either infrastructure
requirements or planned lift acquisitions through early identification of known military shortfalls and
limitations. Getting people and material to the right place at the right time will also necessitate advances in
intelligence, surveillance, and reconnaissance.
19
18
reconnaissance (ISR) needs will persist; the challenge will be to pursue technologies and develop processes
that create advanced ISR appropriate to SAF requirements in 2025.
Three principles govern ISR in the peacespace:
dominance will drive an increased reliance on information residing primarily in open sources. Timeliness
drives a need for on-scene information acquisition (fig. 3-4). Sensor-laden UAVs or ultralight aircraft
platforms could be the workhorse of SAFs advanced ISR toolkit.
information dominance, will allow a limited number of ground troops to leverage their coercive capability.
SAF Ground
Team
-
20
Rather than detecting and analyzing jet aircraft which emits [sic] a familiar visual, infrared,
and telemetry signal . . . the intelligence community may have to detect and analyze old,
small aircraft transporting drugs. Rather than spotting tank battalions in movement, it may
have to spot guerrillas. And rather than dissecting a Soviet arms-control proposal, it may
19
have to assess a country's attitude toward terrorism.
Centralized intelligence can provide details on weapons movements and violent elements. Count de
Marenches, former chief of French intelligence, stated, Precision personal intelligence can be more critical
than precision-guided munitions.
20
the movement of aggressors. Their religious and cultural views must also be monitored. Information must be
accurate, digestible, and relevant.
The best satellites can't peer into a terrorist's mind. Nor can they necessarily reveal the
intentions of a Saddam Hussein. Satellites and other technical surveillance technologies
told the United States that Saddam was massing troops near the Kuwait border. But the
United Statesshort on spies in Baghdad's inner circlesbrushed aside such warnings as
alarmist and mistakenly concluded the troop movements were just a bluff. One human spy
in or near Saddam's inner circle might have cast light on his intentions and changed
21
history.
As a result of this enormous need for contextual intelligence, the attendant command, control,
communications, and computers (C4) support will be immense. Table 3 depicts advanced ISR/C4 objectives
22
and technologies.
Table 3
Advanced ISR/C4 Objectives and Technologies
MISSION
Advanced ISR
OBJECTIVE
Strategic: feeders to NCA DCM
Operational: SAF requirements
Tactical: output/effects based targeting
Surveillance/Target
ID:
UAV
constellation
C4
TECHNOLOGY
Long endurance UAVs/UTAs
Unmanned mini helos
Target reporter
Unattended ground sensors
Weather Surveillance and prediction
Low-cost space-based surveillance
Virtual presence
Scavenge C4 solutions from expert
sources
21
broadcast of instructions via remote transmission might obviate the need to develop large forces of language
experts. We can leverage a small cadre of linguists remotely. This capability also would increase the
effectiveness of both the psychological operations team and the education/infrastructure mission.
Finally, SAF will require data links to rear areas to provide recurring information and updates. This
requirement is an entry point of SAF to the metasystem.
23
point communications. The concept might be along the lines of an Iridium system potentially placing more
than 50 dedicated satellites in a low-earth orbit (LEO).
24
to any individual with the correct equipment and cryptologic material or device, particularly while
performing the envisioned air dominance role.
25
Air Dominance
26
To provide a viable constabulary force for 2025, Builder notes certain technological challenges.
First, the constabulary must immediately identify, engage, and suppress certain kinetic weapons. Current
methods of counterbattery fire, which result in area barrages of suspected gun emplacements, do not provide
the surgical strike capability required to ensure engagements with limited collateral effects.
22
27
For example,
Less than 300 milliseconds (ms) after an incoming round is fired, LifeGuard gives
a track back to the point of fire. Pinpointing the shooter allows direct application of lethal, sublethal, or
nonlethal means to apprehend the individual or entity and deter others.
LifeGuard system on one of several UAVs and ultralights operating in a constellation over the target area.
Constellation configuration is tailored to the environment, taking into account urban or desert terrain (fig. 36).
29
23
Table 4
Air Dominance Objectives and Technologies
MISSION
OBJECTIVE
TECHNOLOGY
Air dominance
Deterrence,
order
Air dominance
Air dominance
Air dominance
Urban assault
Psychological operations
Weapons delivery (lethal
& nonlethal)
Air dominance
Survivability
Air dominance
law
and
Comm/Nav/Wx
Satellites
High Altitude
UAVs
Low Altitude
UAVs
Ultra-Light
UAVs
Low Altitude
Orbitals
30
loiter, reliableand create zero requirements for logistics support (i.e., cheap enough to be expendable).
31
Some of the orbitals would be camouflaged with the chameleon concept to resist detection.
Different
configurations would answer several missions: (1) some would be configured with the LifeGuard system
and potentially a delivery means for nonlethal/sublethal weapons or targeting devices; (2) others would
replace EC-130 psychological operations platforms rigged with communication devices or relay antennas;
and (3) certain orbitals could mimic potent lethal platforms in sound or radar cross section (e.g., the AC-130
gunship to further the deterrent ability of SAF).
Airpowers speed and maneuverability are central to neutralizing potential conflicts. Increased loiter
times deliver a psychologically exhausting presence to coerce people to obey prevailing civil and military
32
opposing force desire to destroy or neutralize the SAF capability for political, ideological, or economic
reasons. Several minimum measures would enhance constellation survivability: (1) keep it cheapnot
worth killing, (2) keep it smalleasy to multiply, tough to pick the right target, and (3) camouflagecant
see, cant kill!
Education
The second component of SAFs CEI is education, a long-term remedy for social or political ills. SAF
constabulary forces should provide a conducive environment for education programs conducted by both local
33
investment as a self-fulfilling prophecy. Portions of the US education solution set can be exported via
technological means to rapidly answer short- and long-term stability goals (table 5).
25
Table 5
Required Education Technology
Mission
Export best of US education
34
structure, philosophy,
&
architecture, not necessarily
values (must have broad
cultural appeal)
35
Objective
Initial foundation
Secondary
Undergrad/grad college
Vocational/technical
Global Schoolhouse
Teach to Think & Question (not
necessarily spout media
sound bites)
Market/financial
Infrastructure
Medical
Logistics
Engineering
Technologies or Concepts
Selective school or dial a
subject
Economics
Military/Martial Arts
Politics
Religion
36
Brilliant Warrior distance learning
program basis for global
schoolhouse (just as military
gave the world internet, we
will give them distance
learning)
Innovative answers for organic fixes.
Zero sum imports such as wood,
water, power, food, or medicine.
Whats here to use?
Come as you are peace.
Today, military forces conduct traditional military-to-military education missions, primarily US Army
37
Civil Affairs units performing civil administration and military civic action tasks.
However, operations in
the peacespace cloud traditional roles and may cause mission creep. SAF doctrine should spell out specific
military responsibilities for education and differentiate these from civilian roles and missions. Primarily, the
38
military will continue to provide lift, information pipes, and security for civilian or country teams.
The
primary differences between SAF and todays forces are organization, training, and equipment tailored to the
peacespace mission. SAF will allow clearly defined roles for both the nontraditional and traditional
warriors in 2025.
Nongovernmental and private volunteer organizations may require airlift support of personnel and
equipment. One preemptive measure of education would be to pipe the necessary tools and equipment
remotely.
Distance learning could enable foreign stability or crisis response by extensive use of
communication hookups under dissimilar architecture. SAF forces could harvest innovative solutions, both
military and civilian, to integrate disparate mediums and levels of technology. Print, radio, television,
telephone, and computer networks all facilitate SAF missions. These lines of communications would allow
26
passage of information, and processing or translating it, to ensure accurate comprehension and
communication.
Infrastructure
In 2025, infrastructure development will be a cooperative effort between the host nation and
multinational efforts. US Commerce Secretary Ron Browns ill-fated mission to former Yugoslavia and
Croatia in 1996 was designed to bolster foreign investment in the region.
39
SAF may coordinate the efforts of such agencies as the departments of Justice and State, the Environmental
Protection Agency, nongovernmental organizations, multinational corporations, and private volunteer
organizations for lift, security, or education. These institutions offer critical knowledge to developing a host
nations infrastructure. Those US military forces performing infrastructure missions will work side-by-side
with these agencies.
While SAF can build roads, bridges, and industrial facilities, and perform
environmental cleanup, the bulk of infrastructure development should come from indigenous sources or
foreign capital investment provided by private investors and international lending organizations.
To transition SAF out of an area or region requires a handoff to civilian control.
Before this
transition can occur, some infrastructure should be in place to entice foreign capital investment for continued
economic growth. Infrastructure in this sense includes both man-made and natural elements. Stewart Brand
suggests the whole world is worried about the natural infrastructuresoils, aquifers, fishable waters,
forests, biodiversity, and even the atmosphere.
27
40
Table 6
Required Infrastructure Technology
MISSION
Category
Acquisition
Logistics
Supply
Maintenance
Transportati
on
Plans
Medical
Personnel
Training
Engineering
Command,
control,
communications,
computers
OBJECTIVE
SAF rqmts
Customer rqmts
Specialize in
Exploit organic capability
acquisition of non or through contractual actions
sublethal weapons
before importing Western
goods or services
Primarily
Situation dependent
commercial off-the- Food, water, shelter?
shelf or contracted Industrial?
support
Advanced technical?
Preventive care41
Triage (SAR)
Medevac
Organic capability
Preventive care
Triage
Advanced care
Infrastructure
N/A
Small, rugged,
Mobile
Selected for
behavior traits
Tailored to region
Restraint
Conflict prevention
Conflict resolution
Power, roads
Power, roads, rail
Billets
Buildings
Service and
Depends on level of
commercial
development & cultural
dependent
needs
TECHNOLOGY
SAF rqmts
Customer rqmts
N/A
Situation
dependent
Situation
dependent
Situation
dependent
Tailored
to
environment
Tailored
to
long/short-term
needs
Increase intel
dependence
keeps
force
small
Unlimited
potential
N/A
Reusable
42
buildings
Robust
and
minimum
architecture
expertise
organic
Lend/lease
commercial
enterprise
Global
schoolhouse
Infrastructure is the largest area of SAF, yet we have deliberately chosen to limit our focus to only a
few examples. This area requires substantial development by experts in each field. For example, SAF may
require such unique mission equipment as an autonomous cargo handling capabilityessential, and
achievable by advanced systems such as computer control from a cockpit console, a rapidly reconfigurable
powered floor, and an articulated cargo ramp. These systems permit transfer of pallet loads directly to and
from bare trucks with minimum crew member assistance.
43
28
Summary
44
While we presented many technological options to solve peacespace operations, the real solutions lie
with people. Someone has to agree to confront peacespace problems. We believe that person should be a
warrior, not a wizard. Defining Liddell Harts better state of peace may reveal exactly why we choose to
engage. We may opt to apply SAFs force, avoid the battle, and enter the peacespace for prevention or
resolution. Accepting the challenge to shape the better state of peace determines the rules and tools.
SAFs constabulary, education, and infrastructure force is evolving even now.
Many traditional
military tasks are migrating to civilian contract or civil service. Nongovernmental and private volunteer
organizations are proliferating as quickly as web sites on the internet. These questions must be addressed.
The US military option for maintaining credibility, legitimacy, and competency as warriors may be as simple
as leading the way. SAF is one answer to this problem.
Notes
1
Liddell Hart, Strategy, (1954; new imprint, New York: Meridian, 1991): 338; Fred Charles Ikl,
Every War Must End, (New York: Columbia University Press, 1991): 10631; Paul Seabury and Angelo
Codevilla, War, Ends & Means (New York: Basic Books Inc., 1989): 26369. Liddell Hart, Ikle, Seabury
and Codevilla developed a fascinating thesis through the past 42 years. Liddell Hart began with a simple but
ill-defined sound bite, better state of peace. Ikl discusses ending wars before they begin. Finally,
Seabury and Codevilla distill the argument down to three choices: (1) peace of the dead, (2) peace of the
prison, or (3) peace by cultural conquest. Dr. Cable (The End State, lecture, 16 January 1996), contends
the dead dictate policy for any nation bringing conflict to closure. Obviously, the notion of peace consumes
the intellectual and military alike. Our most fragile problem today remainsdeciding exactly what a better
state of peace means to ourselves and our opponents.
2
The digital cultural map depicted and envisioned would be a complex beast (i.e., an equivalent
supercomputer in 30 years) that ties into a nearly unlimited number of open source databases and archives.
Several examples would include weather, financial, agricultural, cultural (religious, language and dialects,
ethnic), population, disease, technological advancement, infrastructure, water or food source and supply.
Leaders could select specific geopolitical or geostrategic map displays. Tripwires and flashpoints for
intervention could be triggered through a combination of the fuzzy cognitive mapping technique described by
Bart Kosko, Fuzzy Thinking, The New Science of Fuzzy Logic, (New York: Hyperion, 1993): 222-32; and
Maj Glenn James, Chaos & Campaign Planning, lecture, Air Command and Staff College, Maxwell AFB,
Ala., 8 March 1996. The database management and weighting of individual intangibles would remain largely
29
the purview of cabinet level staffs. Ultimately, a leader could peel back the layers of the onion on demand to
review migratory trends or consumption data, or to evaluate measures of effectiveness for investments made.
This concept would rely on unprecedented interagency, international, and individual cooperation.
3
Alvin Toffler and Heidi Toffler, War and Anti-War (New York: Warner Books, 1995).
4
Benjamin Schwarz, The Diversity Myth: Americas Leading Export, The Atlantic Monthly 273, no.
5 (May 1993): 67. Schwarz asserts US intervention in ethnic, nationalist, and separatist (ENS) wars should
be an option only when specific, vital US interests are threatened.
5
This doctrine section adapts original tenets of aerospace power as listed in AFM 1-1, Basic
Aerospace Doctrine of the United States Air Force, vol. 1 March 1992: 8. Also, Col Phillip Meilinger,
USAF, wrote a treatise, 10 Propositions Regarding Air Power, Air Force History and Museums Program,
February 1995. Proposition 5 states, Air Power produces physical and psychological shock by dominating
the fourth dimensiontime. This proposition led Colonel Meilinger to conclude: This leads to an
important insight regarding the effectiveness of airpower in low-intensity conflicts. Because guerrilla war is
protracted war, by its very nature it is ill-suited for air power, denying it the ability to achieve decision
quickly. This conclusion ignores the potential for airpower as demonstrated by the Navy in Bosnia and
likelihood of UAV, UCAV employment. Col Richard Szafranski rebutted Col Meilingers position in
Twelve Principles Emerging from 10 Propositions, Airpower Journal 10, no. 1 (Spring 1996): 5180.
Certainly all land, air, and sea dominance missions, either civilian or military, require disciplined
examination of preconceived notions in the new world order. This paper only addresses some air
disciplines involved. We recommend the reader search such lucrative sources as Toffler and Toffler, War
and Anti-War, 1927, 10313, 14657; Thomas J. Peters and Robert H. Waterman, Jr, In Search of
Excellence (New York: Warner Books, 1982), 89119; Michael Hammer and James Champy,
Reengineering the Corporation, (New York: Harper Business, 1993): 3150. SAF will require innovative
doctrine that synthesizes military and civilian philosophy into a single, seamless structure. For example,
Toffler and Peters provide examples from the civilian world which would enrich military doctrine.
6
Toffler, 6768.
7
UAVs and long-loiter platforms provide the ultimate in persistence. As technology improves, they
give many of the advantages of physical presence without the disadvantages. Thus airpower is found in many
venues such as the recent employment of the Predator UAV off the USS Carl Vinson. In the extreme case, you
would pursue some goals without ever physically occupying the land. The current debate over air
occupation notwithstanding, sufficient air dominance should significantly reduce the number of ground
personnel required as well as decreasing the risk of casualties. Additionally, Dr. Larry Cable (interview
with authors, 28 March 1996) notes that physically exhaustive presence often succeeds in wearing down
the will to resist and airpower is uniquely suitable to this task.
8
Composite force doctrine is fertile ground for further research and inquiry. Peacespace forces require
the discipline of other fields such as international organizations, politico-economic analysis, crisis
resolution, and comparative politics. Lt Col Ann E. Story and Major Aryea Gottlieb call for additional work
in their article Beyond the Range of Military Operations, Joint Force Quarterly, Autumn 1995, 99.
9
We have included a list (appendix B) of all technologies for ease of reference.
10
We arrived at these force structure characteristics after careful investigations of current efforts
around the world by US military personnel. While one senior officer agreed 4000 was about right (brigade
size), he did not advocate the conversion of any combat forces to this role. Zero sum budgets artificially
constrain speculation of possibilities for 2025 force structure changes. Also, military personnel are covered
by limited liability and have the right to die for their country without recourse (Feres Doctrine). Force
structure for civilian expertise requirements in hazardous, albeit peacespace conditions, and their
implications are not addressed in this white paper.
11
Carl H. Builder, Doctrinal Frontiers, Airpower Journal 9, no. 4 (Winter 1995): 9.
12
Maj Edward OConnell, USAF, Nonlethal Concepts: Implications for Air Force Intelligence,
Airpower Journal 8, no. 4 (Winter 1994): 2633. In his first draft of this article, Major OConnell
developed a concept for a mixed-bag adaptive response capability where both lethals and nonlethals are
configured aboard a B-1 aircraft. With advanced command and control capability, NCA could redirect
30
responses in flight as the ground situation changes from hot to cold. He was instructed to remove this
section before publication. Used by permission.
13
Col John Warden, The Air Campaign: Planning for Combat (Washington, D.C.: NDU Press, 1988),
4. Colonel Warden introduces a concept for battlespace dominance now known as strategic paralysis.
Peacespace dominance may need a strategic paralysis to impose the pause required for a change of course
or course correction.
14
We have only begun the transition to less than lethal technology and now that change will affect the
way we execute the business of war. The impact will probably be immense. Suggest reading Capt Vicki J.
Rast and Maj Bruce R. Sturk, Coalitions: The Challenge of Effective Command and Control in Support of
the Air Campaign, Air Command and Staff College Theater Air Campaign Studies Coursebook (Maxwell
AFB, Ala., 1996): 16990. Rast and Sturk provide an excellent analysis of direct and indirect effects versus
effectiveness, and the often hidden second-order consequences for actions taken during any campaign.
Second-order consequences are effects felt down the road and not readily apparent at the time. This paper
is a necessary read for anyone establishing the SAF concept.
15
2025 Concept, no. 900664, Tiltwing Super Short Take off and Landing Advanced Theater
Transport, 2025 concepts database (Maxwell AFB, Ala.: Air War College/ 2025, 1996); 2025 Concept,
no. 900203; Heavy Lift Aircraft with Mission Pod, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996); USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the
21st Century (unpublished draft, the mobility volume, 15 December 1995), 15, 16, 22; New World Vistas,
(unpublished draft, the aircraft and propulsion volume), 39; 2025 Concept, no. 900906; Personal
Identification Friend or Foe (PIFF), 2025 concepts database (Maxwell AFB, Ala.: Air War College/ 2025,
1996).
16
Calmative agents are but one category of an ever-increasing litany of nonlethal weapons.
17
During the team brief to HQ AFSOC/CV on 6 March 1996, Brig Gen Ingersoll discussed the
requirement for vertical emplacement of water purification devices. In 1996, this requires the cubic space of
a C-5, a significant shortfall in current lift capability.
18
Szafranski, 76. Col Szafranski notes the greatest weakness of airpower lies in the fact we can blow
a door off of its hinges, butunlike a simple soldier or marineairpower cannot see what is behind the
door.
19
Toffler and Toffler, 185.
20
Ibid.
21
Ibid., 186, 189190. One example of innovative intelligence gathering would have been
monitoring how long before the invasion of Kuwait Lloyds of London stopped issuing insurance in the region.
22
New World Vistas, (unpublished draft, the aircraft and propulsion volume), 10, 43; 2025 Concept,
no. 900701, Long Duration UAVs, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025,
1996); 2025 Concept, no. 900763, Unmanned Mini Helos, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996); New World Vistas, (unpublished draft, the sensors volume),48, 50, 57, 62;
New World Vistas, (unpublished draft, the directed energy volume), 29.
23
Col Richard Szafranski coined this phrase in a paper co-authored with Dr. Martin Libicki entitled, .
. . Or Go Down in Flame: An Airpower Manifesto for the 21st Century, unpublished 2025 white paper.
Used by permission.
24
Figure 3-4 in the air dominance section depicts the envisioned UAV Constellation including both air
occupation platforms and ISR/C4 orbitals.
25
See Szafranski, Twelve Propositions, 73, for a caveat. We present air dominance as one
possibility to reducing the total ground troops required, not necessarily to replace them entirely.
26
Builder, 1113.
27
Not all of the constabulary missions are high tech. Cables psychologically exhausting presence
may encompass low tech alternatives which were successfully employed in Just Cause and other special
operations/conventional missions. Some examples of low tech would be lights, lasers, noise, and
positive communication. Scott R. Gourley, The Snipers Latest Nightmare, International Defense
31
Review 28, no. 4 (April 1995): 66. Gourley reports on the Lawrence Livermore Laboratory concept for
computerized thermal bullet-tracking capability developed by Dr. Thomas Karr and originally brought to our
attention by Janet Morris. Further investigation revealed Bosnia officials requested this technology as part of
their containment efforts. (Also in Wired magazine, Newsweek, and Washington Post.) Hereafter referred to
as LLLab concept. 2025 Concept, no. 900705, Anti-Sniper Probability Device, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996); New World Vistas, (unpublished draft, the attack
volume), 11, 13; New World Vistas, (unpublished draft, the directed energy volume), 9; 2025 Concept, no.
900658, Urban Assault Helo Vehicle Hybrid, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996); New World Vistas, (unpublished draft, the aircraft and propulsion volume), 10, 24;
2025 Concept, no. 900711, Multipurpose UAV, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996); 2025 Concept, no. 200009, Pyrotechnic Electromagnetic Pulse PEP, 2025
concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 Concept, no. 900699,
Chameleon Camouflage, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996);
2025 Concept, no. 900753, Full Body Armor, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
28
LLLab concept.
29
Constellations will encompass a complex architecture by 2025, composed of low-altitude
(atmospheric or air breathing) orbitals, low-earth orbitals, and so forth. Just as gunships, tankers, and
AWACS orbit in racetrack patterns in 1996, new UAV replacements would employ these and new tactics.
30
Lean logistics, two-level maintenance, and streamlined acquisition process concepts currently allow
circuit cards valued from $3,000 to $33,000 to be disposed without developing technical orders, test
stations, or training for their repair. This trend, coupled with industrys response for just in time supplies,
may change our preconceived notions of what is expendable and what should be repaired. This same logic
applies to the automobile industrywe replace computers instead of repairing the old Chevy.
31
2025 Concept, no. 900699, Chameleon Camouflage, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
32
Cable, The Dangers of Dogma, lecture, Air Command and Staff, Maxwell AFB, Ala., 28 March
1996.
33
Lt Col Federico J. Rodriguez, Ph.D., USAR, Interdisciplinary Collaboration in the Americas, The
Officer, vol. 62, no. 3 Reserve Officers Association of the US (March 1996): 24-27. Dr. Rodriguez is the
professor of graduate education at California State University, Dominguez Hills, California. The
Collaborative Educational Programs for the Americas (CEPA) is an international program that brings
together an interdisciplinary group of professionals from education, law enforcement, and the military to meet
future challenges and to develop an educational infrastructure for personnel and material resources. This
program serves as a model for education and social reform within our [southern] hemisphere for the 21st
century. Rodriguez insight and suggestions were invaluable to our research efforts.
34
Lt Col Anita M. Arms, Strategic Culture: The American Mind, ACSC Theater Air Campaign
Studies Coursebook, 1996, 15063. In a subsection of this article, Ms Arms discusses education as the
equalizer in purveying political ideology to immigrants and native-born (Americans) alike. Further, in an
endnote, she quotes Michael Olneck and Marvin Lazerson, Education, Harvard Encyclopedia of American
Ethnic Groups, Stephen Thernstrom, ed, 304. It is also interesting to note the lack of a national school
system effectively prevented, and still prevents, arbitrary testing that would divide students into white collar
and blue collar educational tracks early. University attendance still does not depend on the score of an exam
taken at age 10 or 12. It depends on completing high school with grades high enough to meet the college
entrance requirements. It permits the illusion that in the US, anyone can succeed, and thus furthers the belief
in social equality.
35
Schwartz, The Art Of the Long View, 125. Schwartz discusses at length the possibilities associated
with technology and education in the future, especially as associated with the Global Teenager.
36
Lt Gen Jay Kelley, Air University commander, Brilliant Warrior, 2025 white paper (Draft).
37
Joint Publication 3-0, Doctrine for Joint Operations, 1 February 1995, v-1 through vi-12.
32
38
Dr. Martin Libicki, Battlespace Dominance, lecture, 25 March 1996. Dr. Libicki briefed the
evolution of communications pipes which carry data such as telephone lines, television cable lines, and
power lines. The size restricts the throughput and is the next step in the information revolution.
39
Bill Montague and Christine Dugas, Peacemakers Slow to Invest in Bosnia, Pensacola News
Journal, Gannett News Service, Sunday, 7 April 1996, 3D. US companies invested $4.5 million in Croatia
from 1992 to 1994 representing just 4.4 percent of foreign investment. The World Bank approved $269
million in loans for three projects on 1 April 1996. The US and other nations have promised to fund a $5.1
billion plan to rebuild bridges and other infrastructure.
40
Steward Brand, Army Green. Document was originally published in Whole Earth Review, Issue
#76; on-line, Internet, 14 May 1996, available from gopher://gopher.well.sf.ca.us:70/00/WER/Army_Green.
41
We envision development of a computerized personal doctor that maintains individual history, takes
vitals, and emits basic prescription requirements which is licensed to practice medicine for deployed
troops.
42
On 10 April 1996, 2100 hours, Montgomery Alabama Public Broadcasting Channel (PBC) ran a
special on Buckminster Fuller, an engineer who developed geodesic structural designs in the 1950s. Shunned
by the architectural community as little value added, these structures have greater tensile strength than stickbuilt homes, they snap up and down relatively quickly, and can be stored until required. Architect,
inventor, scientist, teacher and philosopher, he advocated intelligent use of the earths resources to gain the
maximum return for the minimum of material and energy expended, and produced numerous models of how it
could be done. Information provided by Lt Cmdr Alton Ross, Air Command and Staff College, Seminar 17,
1996. On-line, Internet, 14 May 1996, available from http://www.echonyc.com/~mysticfire/MABucky.html.
43
2025 Concept, no. 900664, Tiltwing Super Short T/O and Landing, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996). Also articulated by General Ingersoll as a dynamic
factor in current operations.
44
Yoda speaking with Luke, The Empire Strikes Back, 1980, Lucasfilms Ltd.
33
Chapter 4
Concept of Operations
Its not the bullet with my name on it that worries me. Its the one that says To whom
it may concern.
Anonymous Belfast resident
With clear entry criteria, SAF conducts its operation. Three notional scenarios illustrate our concept.
To combat a cholera outbreak in Benin caused by contaminated water, SAF would deploy directly into
outbreak areas in strategic aircraft using advanced navigation systems coupled with vertical take-off and
landing platforms. Simultaneously, containerized inoculation facilities and medical teams would deploy to
remote regions and provide medical care. In this instance, levels of violence are low, thus reducing the need
for a SAF constabulary force. SAFs primary role would be to contain the disease outbreak and prevent
further occurrences.
Long-term fixes result from educating the population on health and sanitation
procedures. The primary education effort would be civilian-led with SAF assistance, protection, and
delivery. SAF would only minimally improve Benins modest infrastructure. The SAF military effort would
be short-term (less than one year) with follow-on education and infrastructure terminated in the midterm (five
years).
In another scenario, a region is in a state of anarchy, suffering from a collapse of its infrastructure. This
region is marked by widespread disease and mass faminesimilar to the situation US forces encountered in
Somalia. In this scenario, US/UN conventional forces would first move to secure the area. SAF units would
then deploy in-country via strategic lift, reducing the need to maintain security of port facilities. In their
constabulary role, SAF would employ both nonlethal weapons and linguists to develop and maintain order.
Constabulary forces could establish judicial processes, local police, and legal institutions to permit an
34
ultralight UAV to ensure air dominance and provide continuous presence while reducing risks for ground
force elements. Technology such as LifeGuard would identify snipers and other potential combatants.
Simultaneously, education and infrastructure personnel would provide medical and famine relief. In this
example, the constabulary effort to redress violence is modest. Education requirements are high as they must
effectively jump start and sustain sufficient infrastructure development to maintain a better state of peace.
This would be a mid-term effortfive to ten years.
Finally, factions may actively fight in a technologically adept society similar to those of the former
Yugoslavia or Northern Ireland. If leaders decided to intervene, special or conventional forces may engage
the combatants before SAF would assume their constabulary role. Constabulary duties could be long-term
(greater than ten years), pending a political settlement (as in Northern Ireland). Traditional education efforts
would be minimal if key indicators (such as literacy rates) are high. Infrastructure needs would be both high
and long-term if the infrastructure suffers widespread destruction (as in former Yugoslavia). Infrastructure
rebuilding could be accomplished in five-to-ten years. If leaders decide to progress a first wave society to
2
Some scenarios will remain beyond SAFs core competencies. Conflicts based on deep-seated cultural
or political differences will likely have to be solved at the bargaining table before SAFs introduction. SAF
constabulary forces could separate belligerents (at great risk), but centuries old hostility and a nearly
unlimited willingness on the part of some factions to kill one another may exceed all available resources.
New options and solutions such as nonlethal weapons, advanced airlift, cultural knowledge, funding, or even
improved infrastructure may prove fruitless. However, a preponderance of missions tackled in 1996 fall
neatly into SAFs area of expertise.
Notes
1
Discussions with Headquarters Air Force Special Operations Command personnel who participated
in Operation Just Cause revealed the methods for transfer of law and order responsibility from military to
civilian personnel. Essentially, Panamanian Defense Force (PDF) personnel were offered asylum and
amnesty in exchange for turning in their weapons. At the first station, PDF members would relinquish their
weapons. At subsequent stations, they would (1) denounce the current regime, (2) indicate a desire to serve
35
under the new regime, (3) swear allegiance to the new regime, and (4) receive back their weapon and a
schedule for training and indoctrination.
2
Alvin Toffler and Heidi Toffler, War and Anti-War (1993; new imprint, New York: Warner Books,
May 1995), 3594.
36
Chapter 5
Recommendation
Frankly, Id like to see the government get out of war altogether and leave the whole
field to private industry.
Joseph Heller
This paper asserts the need for a force dedicated to preventing conflict. On 13 May 1996, Secretary of
Defense Perry stated, America must lead the world in preventing the conditions for conflict and in creating
the conditions for peace. In short, we must lead with a policy of preventive defense. Its about hard work
1
and ingenuity today, so that we dont have to expend blood and treasure tomorrow. In this chapter, we will
discuss plausible options for implementing SAFa blueprint for change.
One option encompasses either unilateral US action or a US-led multinational team in performing the
SAF mission. This option has several merits, since it avoids placing American lives in the hands of others
and allows the US to determine its own destiny. In addition, the US possesses unique capabilities that argue
for its leadership: we have enormous energy, and we often lead in managerial and technological initiative;
harnessing the power required to avert war is within our capability; and leading the SAF effort will foster
the perception that we are giving back to the rest of the world in some tangible way.
The US role as lead agent could have unintended consequences. US efforts might be caricatured as a
latter day white mans burden, where we solve the worlds problems by exporting US values and beliefs.
This would be unpalatable in many cultures. Also, the temptation exists for the US to favor our interests at
the expense of the resident population. This is not only bad public relations, it is also counterproductive to
US interests in the long run.
37
It may also be in US interest to allow an evolved UNor another nationto lead in developing a
SAF capability.
Peacespace dominance may be more suitable for other nations (Japan, Singapore,
Scandinavian countries, Canada) which have forsworn the use of force or are perceived as more neutral.
Their domestic cultures might be more conducive to performing a SAF role.
The drawbacks to this option: The US may have little leverage determining if and when an intervention
should be made; we can exercise little control once the mission starts; and these operations require
substantial funding. Would the US be willing to pay when we are not calling the shots?
Another option may be to stay the course. It can be argued that the current system is working fine and
2
can both keep the peace and fight. In their view, ramping down for peace operations is well within the
present capability of the military. Our warriors are well-educated, trained, and psychologically nimble
enough to do both.
This is not a universally-held view however. Opponents argue that SAF would free the conventional
military to concentrate on its primary combat mission while providing a critical capability in crises that will
only become more numerous and complex.
dominance.
38
Table 7
Responsibility for SAF
Pros
Cons
Legitimacy of UN interventionary
action is currently questionable
US interests may diverge from UN
Entry/exit criteria blur for UN
Conclusion
exploration.
Leaders have 30 years to focus energy and funds against specific requirements and capitalize
on existing progress. Joint, service, and civilian doctrine need to apply rich lessons learned from the past.
The technologies mentioned in this paper hint at the possibilities.
predict and identify trouble areas, but the concept requires careful study prior to development. Unmanned
aerial vehicles, nonlethal weapons, and a global schoolhouseall present tantalizing possibilities.
Like US businesses struggling to restructure, the US military has transformed itself from the
demoralization of the 1970s to a peak performer in 1990an elegant force.
increasing demands on declining resources, and potential technologies afford the elegant warrior an
unprecedented opportunity. If properly developed, planned, and funded, SAF could be available in 2025 to
39
help dampen violence and orchestrate the peace. The military has demonstrated an ability to lead the way
and change the future. It is in our best interests to act.
What vast additions to the conveniences and comforts of living might mankind have
acquired, if the money spent in wars had been employed in works of public utility; what an
extension of agriculture even to the tops of our mountains; what rivers rendered navigable,
or joined by canals; what bridges, aqueducts, new roads, and other public works, edifices,
and improvements . . . might not have been obtained by spending those millions in doing
6
good, which in the last war have been spent in doing mischief.
Notes
1
William J. Perry, remarks delivered to the John F. Kennedy School of Government, Harvard
University, on-line, Internet, 13 May 1996, available from: http://www.dtic.mil/ defenselink.
2
Col Anthony Wood, USMC, Quantico Warfighting Laboratory Director, Sea Dragon: Warfighting in
the Future, lecture, Air War College, Maxwell AFB, Ala.: 17 May 1996. Col Wood stated a corollary to
the familiar maxim If it aint broke, dont fix it, which says Just cuz it aint broke, dont make it relevant.
3
World View: The 1996 Strategic Assessment From the Strategic Studies Institute, edited by Earl
H. Tilford, Jr., US Army War College, Carlisle Barracks, Pa.: 1996, 12. Steven Metz eloquently
summarizes the requirement to explore these questions in depth. Most importantly, Tilford concludes on page
54, If the Army is to have the capabilities to deter and, when necessary, to compel calculating aggressors of
this nature, it must be able to resolve conflicts at levels where human and economic costs are sufficiently low
to justify intervention. Otherwise, extortion of the Armys ability to promote and protect non-vital interests
will result.
4
Maj Kenneth E. McKenzie, Jr., USMC, An Ecstasy of Fumbling: Doctrine and Innovation, Joint
Force Quarterly, Winter 1995-96, 67-8.
5
Kevin Kelly, Shock Wave (Anti-) Warrior, Wired, February 1995; on-line, Internet, 14 May 1996,
available from: http://www.hotwired.com/wired/1.5/features/toffler.html. The US military has gone from
the pits of post-Vietnam, drug-drenched, corrupt, bloated bureaucracy into an elegant force. Alvin Toffler in
conversation with Peter Schwartz as reported by Kevin Kelly.
6Benjamin Franklin (170690), US statesman, writer. Letter, 27 July 1783, to Sir Joseph Banks,
president of the Royal Society, after the American War of Independence (published in Complete Works, vol.
8, ed. by John Bigelow, 188788). The Columbia Dictionary of Quotations, Columbia University Press.
Copyright 1993. Microsoft Bookshelf.
40
Appendix A
Criteria for Intervention
METRIC
CATEGORY
Sociopolitical
Sociopolitical
CRITERIA
Education literacy rates
Education infrastructure
Sociopolitical
Sociopolitical
Sociopolitical
universal suffrage
Sociopolitical
Sociopolitical
Infrastructure
Infrastructure
liberties/human rights
environmental consumption
indigenous medical capability
transportation network
Infrastructure
power grid
Infrastructure
communication grid
Infrastructure
Infrastructure
agriculture base
potable water supply
Infrastructure
Economic
Economic
industrial capacity
knowledge base
market structure
import/ export rates
employment rates
Economic
Economic
Economic
Economic
Financial
inflation rate
GDP/capital spending/interest rates
per capita income/personal income
existing internationally recognized
institutions
percent increase
growth in secondary, vocational technical
schools, colleges, university-type
institutions
deviation from what region can organically
support
existence of coalition, status of forces, or
treaty agreement
laws passed/polls measure (cannot be
unilaterally applied vis--vis Muslim
nations)
international measurement
conservation technology
rates of infectious disease, infant mortality
adequacy of roads/ports/ airfields to meet
universal standards
ability to convert/upgrade to universal
standards
ability to convert/adapt to universal
standards (required/desired?)
ability to feed population
adequate to consumption and sufficient for
expected growth
as required
exportable? perceived value?
open/closed
MFN status
percent improvement . . . appropriate to 1st ,
2nd, 3rd wave
control mechanisms
stability or growth indicators
relative personal expectations
adaptability to universal standards of
financial trade (i.e., convertible
currency/foreign exchange rates)
As per Dr. Martin Libicki and others, to quantify costs leads to Slighting the Intangibles or excessively
weighting the analytical vise versa intuition. SAF needs balance. Such tools as a digital cultural map, using
fuzzy cognitive mapping (Bart Kosko, Fuzzy Thinking) or chaos theory (Maj James lecture) should help to
qualify, not quantify.
41
Appendix B
Underlying Technologies
Technology concepts from the USAF Scientific Advisory Boards (SAB) New World Vistas and
technology concepts submitted for the 2025 study were reviewed for applicability to the SAF. Concepts
harvested from these efforts, which directly or indirectly apply to the SAF roles of constabulary, education,
or infrastructure, are summarized and included below.
Uninhabited Aircraft or Unmanned Tactical Aircraft (UTA). This concept would develop unmanned
aerial vehicles (UAVs) to do the air-to-air, suppression of enemy air defense (SEAD), strike, and
surveillance & reconnaissance (S&R) missions currently done by manned aircraft.
envisions that, without a human in the aircraft, the vehicle could be miniaturized to reduce signature. These
UAVs could provide some of the ISR, SAF needs to conduct an air occupation.
Modular Vehicles. This concept calls for manufacturing aircraft that are modular in their components
and use. The concept would permit a force to mix-and-match parts of an aircraft to change its role.
Modular parts would also aid in maintenance. Instead of fixing an engine in the field, the team would simply
replace the engine module with a new one. The concept would reduce the logistic tail brought into the field
by SAF.
Future Attack Aircraft. This concept envisions a 500-nm-range manned or unmanned aircraft that
would use stealth technology (both RF and IR) to reach a target and employ laser or high-power microwave
42
(HPM) weapons. An unmanned aircraft with a tunable HPM weapon could provide either the nonlethal or
lethal punch SAF needs in the constabulary mission.
Special Operation Forces Vehicle. This 1500-nm radius, high subsonic speed, vertical take-off and
landing (VTOL) aircraft would employ low-observable (LO) technology to reduce signature. The concept is
evolutionary and would represent the next generation V-22. This concept could provide the tactical transport
for SAF and the primary search and rescue vehicle to recover SAF personnel in distress.
Long-Endurance Aircraft. The concept envisions an unmanned aircraft that can fly for days, weeks,
even months, at an altitude of 80,000 feet or more. This high-altitude, long-endurance (HALE) aircraft, with
an appropriate suite of sensors, could provide the constant monitoring platform SAF needs. The engines
would be solar-powered props, and the aircraft could carry a 2,000-pound payload, enough for sensors or
even a single weapon. One drawback for such an aircraft is that its wingspan would probably require it to
self-deploy, which might take days.
Attack Volume
Radio Frequency (RF) Warhead, Disabling Enemy RF Sensors. This concept would use UAVs to get
very close to the enemy and emit a pulsed RF transmission to knock out the RF (radar, communications)
equipment of the enemy. The concept would provide a nonlethal weapon for SAF to use on modern weapons.
Suppress Hostile Artillery. Using moving target indicators (MTI) on UAVs along with unmanned
ground sensors (UGS, see later), the concept could track the location of firing artillery and then react with a
killer UTA. Expanding on this concept, if SAF were to use multiple UGS sensors along with very accurate
MTI sensors on a UAV, we might be able to track sniper rounds over a large area. Once a shooter is
detected, the UAV could employ lethal or nonlethal weapons.
43
Laser Power Beaming. The concept would provide energy (power) to remote systems. For example,
this ground laser could shoot at a receiver on an orbiting satellite to reenergize it. The laser would work
for any electrically powered system.
Virtual Presence. The concept would use a laser to scan an area to provide a picture of the area the
laser strikes. If combined with in-orbit mirrors, US leaders could obtain real-time pictures of any location in
the world. Potentially, the laser could be used like a fiber-optic cable to shine anywhere in the world. The
presentation would resemble a TV picture of where the laser hits solid mass. This concept would help SAF
monitor situations as they develop and could help in determining if SAF should be employed in an area
before we place personnel on the ground.
Mobility Volume
Global Range Transport. This concept would provide an aircraft with a 12,000-nm range and a
150,000-pound payload capacity. The aircraft would require a runway to land, but the concept could employ
the precision airdrop concept.
Global Navigation System. This concept is an evolution of the current Global Positioning System
(GPS). Improved sensors, coverage, and receivers could increase navigation accuracy to one meter.
Advanced Material Handling Equipment. The concept would provide a solution for how to load or
unload cargo from an aircraft when aerial port equipment is not available. One potential technological
solution is to load cargo on magnetic levitation pallets. At the destination, the pallets would levitate from the
aircraft to where the payload is needed on the field. This concept would be very useful in reducing the
amount of equipment SAF would need at a field before moving into the area.
Precision/Large-Scale Airdrop. Using GPS for positioning and light-or laser-imaging detection and
ranging (LIDAR) to determine winds, cargo could be dropped into a small area. Though not mentioned in the
volume, if we take this concept and add the use of pallets with remote or automatically controlled fins, wings,
or stabilizers, and steerable (square) parachutes, we could steer the pallet to exactly where it is needed,
44
maybe within a couple of meters. This hybrid concept would basically give a form of precision-guided cargo
(PGC).
Sensor Volume
Target Reporter. The concept involves fielding a UAV with a 72-hour endurance, 4,000-pound
payload, and a normal operating altitude of 65,000 feet that could hold various sensors to cover a 200 x 400nm area. Sensors include electromagnetic spectrum measures (ESM), moving target indicators (MTI),
synthetic aperture radar (SAR), and receivers for UGSs. Data from the ESM, MTI, SAR, and UGS sensors
would be fed into an auto target recognition (ATR) system that would classify each target and report the data.
This system (a UAV with multispectral sensors) would meet the intelligence, surveillance, and
reconnaissance needs of SAF.
Unmanned Ground Sensors. An acoustic UGS was used along the Ho Chi Minh trail during the
Vietnam War.
emissions. Many of these systems placed over an area could be used to report activities. Data could be
relayed to a UAV overhead (such as the target reporter concept) or, if a small and powerful enough energy
source could be developed and installed in the UGS, the UGS might be able to report directly to a satellite.
Weather Surveillance and Prediction. Using a UAV with passive infrared, passive microwave,
LIDAR, and Radar systems, enough information can be gathered to report the weather and to make reasonable
predictions. This valuable information would be used in the initial deployment of SAF teams.
Low-Cost Space-Based Surveillance. The concept envisions multiple low-cost ($25M in FY95
dollars) satellites. The low cost is due to the limited life, of these satellitesapproximately six months. The
systems could be tailored to the need of the customer and launched on demand. In the long run, it might cost
much less to place as many as 10 of these satellites to get high coverage over an area (especially during the
initial constabulary phase of a SAF operation) than it would cost to move (and use the limited life of) a $500$700M satellite.
45
2025 Study
Noise
Concept No. 900153 is a hand-held, directed, variable-pulse noise weapon that could be capable of a
range of options from disorienting to incapacitating the enemy. A larger, directed-noise weapon could be
used to attack larger targets ranging from mobile launching systems to military infrastructure. These weapons
could easily be mounted on land vehicles or satellites.
Mission Pods
Concept No. 900203 is the development of mission pods that could be quickly loaded and unloaded
from a transport aircraft. Once deployed at its location, a pod would provide all essentials ( e.g., power,
lighting, computer, and communication equipment). Medical, command and control, teaching, UAV control,
and water treatment pods could be developed.
Inflatable Workspace
Concept No. 900255 is containerized, modular, and state-of-the-art buildings that could be deployed to
provide workspace for SAF teams. For more transitory encampments, huge tents that inflate from relatively
small packages could be used. Several tents could be tied together or, technology permitting, tents the size of
shopping malls (from individual packages fitting in the cargo compartment of a heavy-lift vehicle) could be
developed. An instantly inflatable tent would decrease setup time and alleviate on-site requirements for
deployed SAF teams.
46
Force Sustainment
Concept No. 900433 is a pill, shot, or internally-planted nutrient that provides all the necessary
nutrition for an individual in combat for up to seven days. It would be chemically controlled to provide
required nutrients over the stated period. It would not eliminate the need for water. It would be most useful
for personnel in transit or in sustained conflict prevention. The pill or shot would have minimal short-term
effect on the digestive system. Compounds could be included that would reduce the urge to eat. This would
be a sensitive way to sustain forces in famine areas.
Steerable Pallets
Concept No. 900485 is to airdrop loads with steerable chutes, controlled by a computerized navigation
system, on any desired drop zone (DZ). Loads could find the DZ via differential GPS. Steerable loads could
compensate for unknown winds and give unprecedented accuracy. This capability would allow needed
supplies to be inserted to a specific area.
Remote Presence
Concept No. 900615 is to integrate satellite communications into helmets to provide two-way voice
communications. A one-way color camera mounted on the helmet to provide rear-echelon personnel with full
visual information is also possible. This concept ties into another SAF need for robust point-to-point
communications. The system would be along the lines of an Iridium system that would place more than
dedicated satellites in low-earth orbit (LEO) to provide secure and reliable communications to any
individual with the correct equipment and cryptologic material or device.
47
A solution may be the tiltwing, super-short-takeoff and landing, advanced theater transport
(Tiltwing SSTOL ATT). The Tiltwing SSTOL combines extreme short-field capability with autonomous
cargo handling to enable deliveries to unprepared landing areas on short notice. The propulsion system may
use turboprop or jet engines. Minimum flight speed would be approximately 50 knots, with a field length
requirement in excess of 750 feet at high-altitude, hot temperature conditions.
Camouflage
Concept No. 900699 would use tiny sensors and electronic devices capable of changing across multiple
spectrums to develop camouflage paint or uniforms that blend with the differing terrain. This concept has
value for a SAF trying to monitor an area.
Long-Duration UAVs
Concept No. 900701 is the development of long-duration UAVs that use solar- powered engines to
enhance on-station time. Use of these lighter-than-air vehicles would reduce weight and the power require to
move the vehicle around. Lighter-than-air structure would also make the vehicle easier to deploy via heavylift aircraft.
Anti-Sniper Planning
Concept No. 900705 is a computer-based planning tool that uses a three-dimensional layout of urban
areas to predict the most likely location of snipers based upon available fields of fire. The system would aid
SAF in determining where surveillance needs to be established and which areas should be secured first.
48
Chameleon
Concept No. 900746 would use optical lenses to generate any color at any angle to make an object look
like the environment in which it is operating. Complemented by stealth, chameleon could help aircraft
counter radar and optical tracking systems.
Unmanned Mini-Helicopters
Concept No. 900763 calls for development of small, remote-controlled helicopters with sensors that
could provide reconnaissance of urban areas or, if the vehicle is small enough, of building interiors. The
system would require a precise navigation subsystem to permit it to enter confined areas and conduct its
mission.
49
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College/2025, 1996).
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Ala.: Air War College/2025, 1996).
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AFB, Ala.: Air War College/2025, 1996).
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War College/2025, 1996).
2025 Concept, no. 900701. Long Duration UAVs (solar powered, long loiter). 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
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Ala.: Air War College/2025, 1996).
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College/2025, 1996).
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College/2025, 1996).
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(Maxwell AFB, Ala.: Air War College/2025, 1996).
55
Information Operations:
A New War-Fighting Capability
A Research Paper
Presented To
Air Force 2025
by
LTC William B. Osborne (USA)
Maj Scott A. Bethel
Maj Nolen R. Chew
Maj Philip M. Nostrand
Maj YuLin G. Whitehead
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations........................................................................................................................................iv
Tables.................................................................................................................................................v
Preface..............................................................................................................................................vii
Executive Summary ........................................................................................................................ viii
Introduction.........................................................................................................................................1
The Challenges .............................................................................................................................1
Assumptions..................................................................................................................................3
The Rest of the Story.....................................................................................................................4
Required Capability............................................................................................................................6
Information Dominance.................................................................................................................6
Speed and Accuracy of OODA Loops ..........................................................................................6
Dross Versus Gold........................................................................................................................7
OODA Loop Integration............................................................................................................7
Momentum Control....................................................................................................................8
OODA Loop Tasks and Attributes................................................................................................8
iii
Chapter
Page
Archival Databases...............................................................................................................34
IIC ........................................................................................................................................34
Implanted Microscopic Chip.................................................................................................35
Lethal and Nonlethal Weapons..............................................................................................36
Putting It Together.......................................................................................................................36
Measures of Merit.......................................................................................................................37
Observe Tasks ......................................................................................................................38
Orient Tasks..........................................................................................................................39
Decide Tasks ........................................................................................................................40
Act Tasks ..............................................................................................................................41
Investigation Recommendations........................................................................................................55
Conclusion ........................................................................................................................................57
Appendix
A
Page
iv
Illustrations
Figure
Page
1-1.
3-1.
3-2.
3-3.
4-1.
4-2.
4-3.
5-1.
Tables
Table
Page
Table
Page
10
11
12
13
14
15
vi
Preface
You see things; and say Why? But I dream of things that never were; and I say; Why
not?
George Bernard Shaw
Back to Methuselah, part 1, act 1
This project envisions war-fighting capabilities that will enable military members to prosecute
operations effectively in support of vital national strategic interests determined by US political leaders. Our
efforts stem from a genuine concern to improve the tools to assist commanders in an age of exponential
growth in available information. But, this vision goes beyond just giving commanders useful information; it
aims to empower them with the ability to leverage information to conduct warfare.
We undertook this effort knowing that some readers would find it a challenge to project their thoughts
out into the next millennium to 2025. Nevertheless, we encourage our readers to double leap into 2025 and
share our excitement in the concepts potential to keep the US military as the best military in the world.
We appreciate Air Universitys pushing us beyond the safe envelope of thinking and planning the future.
Without exception, we received impressive assistance from advisors, instructors, guest speakers, and peers.
Finally, our spouses supported and encouraged us when we needed it mostwhen naysayers doubted our
out-of-box visions.
Never again will we say that cant be done. Others may see the impossible, but we will determine
how?
vii
Executive Summary
The affirming characteristic of Alexander the Greats genius as a general and leader
was the startling rapidity with which he always acted. . . . Time was his constant ally;
he capitalized every moment, never pondered on it, and thereby achieved his end before
others had settled on their means.
J.F.C. Fuller
The Generalship of Alexander the Great
In its most basic form, commanders have always performed the functions of observe, orient, decide, and
1
act (OODA Loop) to prosecute military operations. As with Alexander the Great, history shows the military
commander who best analyzes, decides, and controls the speed of the engagement prevails in nearly every
2
conflict. To master the OODA Loop, military leaders have pushed technology to obtain more information.
Ironically, this situation now leads to the requirement to solve two fundamental challenges if the United
States expects to maintain air and space dominance in 2025. First, the proliferation of unintegrated military
3
war-fighting architectures gives the commander potentially conflicting perspectives of the battlespace.
Second, the explosion of available information creates an environment of mental overload leading to flawed
decision making. Failure to master these challenges critically weakens the military instrument of power.
This paper presents a solution to these challenges
airpower forces.
Regarding the first challenge, the large number of specialized war-fighting architectures makes
information integration supporting overall coordination and control more important and more difficult.
Simultaneously, the speed and the range of modern weapons drastically reduces the time commanders have
to integrate conflicting information and decide on a course of action.
The second challenge is to harness the information explosion to combat mental overload, thus improving
decision making. Recent exercises reveal an alarming number of unread messages because of information
4
overload.
grows.
As the quantity of data rises, the difficulty of preparing and interpreting it for decision making
Traditionally, the military attempted to solve this problem by increasing the number of
viii
communications nodes.
These past solutions only injected additional inputs and information without
individual and allows the user to place himself into the selected battlespace. Fifth, lethal and nonlethal
weapons will be linked to the IIC, allowing authorized users to employ them from the Cyber Situation.
Implied in the Cyber Situation are five key technologies evolving on separate paths that will synergize
by 2025 to achieve this goal. They include collection platforms, communications infrastructure, computing
power, intelligent software, and human systems and biotechnology. Most of these technologies will evolve
through the commercial community, but the military must focus research and development efforts on
biological and computational intelligent software and biotechnology breakthroughs to allow mental
visualization.
Once realized, these new capabilities will give commanders a new way to prosecute warfare. New
technology alone does not revolutionize warfare.
ix
The
traditional emphasis on command and control will give way to an emphasis on consultation and control. This
organizational structure permits the Cyber Situation to operate at maximum efficiency.
It also allows
commanders at all levels to operate with a greater degree of latitude and autonomy as part of an integrated
joint operationa truly combined arms.
Airpower in 2025 must make optimum use of information technology to operate inside an opponents
decision cycle. This requires unequivocal dominance of cyberspace. In addition to enabling all military
pursuits, information-related activities will transcend all air and space operations.
To be sure, the Cyber Situation proposed in this paper certainly will not eliminate all the command
problems facing airpower forces in 2025. However, it may well shed light on the main factors involved and
indicate the direction any reform efforts should move. The challenge now is for airpower strategists to
develop the war-fighting doctrine to turn the vision of a true battlespace execution capability into reality.
Notes
1
Maj David S. Fadok, John Boyd and John Warden: Air Powers Quest for Strategic Paralysis
(Maxwell AFB, Ala.: Air University Press, February 1995), 16.
2
Examples of technology push to obtain more information range from observation balloons to
surveillance and reconnaissance aircraft and satellites.
3
War-fighting architectures encompass the entire spectrum of systems (information collection,
processing, dissemination; command and control; and offensive and defensive weapons systems) to support
military operations.
4
A senior US Department of Defense policymaker lecture given to the 1996 Air Command and Staff
College under the promise of nonattribution. The individual stated that during a 1995 Joint Task Force
exercise, three thousand of the thirty thousand messages used in the exercise were never opened nor viewed
by anyone because of information overload.
5
2025 Concept, No. 900702, Implanted Tactical Information Display, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
6
Andrew F. Krepinevich, Jr., War Theory, vol. 3, The Military-Technical Revolution: A Preliminary
Assessment (Maxwell AFB, Ala.: Air University Press, September 1995), 163-64.
Chapter 1
Introduction
Victory smiles upon those who anticipate the changes in the character of war, not upon
those who wait to adapt themselves after the changes occur.
Giulio Douhet
The Command of the Air
Victory smiles upon those who change the character of war to their advantage, not upon
those who merely anticipate the change or wait to adapt themselves after the changes
occurs.
Joseph A. Engelbrecht, Jr.
AIR FORCE 2025 Research Director
The Challenges
History clearly shows the military commander who best analyzes, decides, and controls the speed of the
engagement prevails in nearly every conflict. In the simplest form of conflict, commanders have traditionally
performed the functions of observe, orient, decide, and act (OODA Loop) to prosecute military operations
1
(fig. 1-1). To master the OODA Loop, military leaders have pushed technology to obtain more information.
This push attempts to achieve the core capability of information dominance that is the ability to collect,
control, exploit, and defend information while denying an adversary the ability to do the same.
The need
for information dominance is vital, because the emergence of the information and technology age presents
new challenges to US strategy even as it offers extraordinary chances to build a better future.
In todays
world, satellite surveillance and reconnaissance technology provide a unique view of those challenges from
the ultimate high ground. Extensive communications links and superior data-processing capabilities allow
improved distribution of this information.
Orient
Observe
Decide
Act
Ironically, this situation now leads to two fundamental challenges if the United States expects to
continue its dominance of air and space in 2025. First, the proliferation of unintegrated military war-fighting
architectures gives commanders potentially conflicting perspectives of the battlespace.
Second, the
explosion of available information creates an environment of mental overload leading to flawed decision
making. Failure to master these challenges critically weakens the military instrument of power.
The two challenges have resulted in a scenario not unfamiliar to current military operations.
Commanders observe after waiting for collection assets to assimilate data and analysts to process and
interpret the information; orient based upon inputs and further interpretations from their staffs that may be
conflicting or, worst yet, wrong;
information; and act without first being able to forecast the probability of success of the action or having
direct and immediate access to employment tools. Gaps and weaknesses in each step widen and exacerbate
as each cycle begins anew.
In 2025 operating near the speed of light will be a common feature of military engagements. Future
architectures envision a new array of ground- and space-based sensors, uninhabited combat aerial vehicles
(UCAV), and missile defense technology which will take advantage of developing directed energy
capabilities. If a kill mechanism operates at the same speed as the flow of information, a defender cannot
possess the requisite time to observe the attack, orient himself, decide how to respond, and act on that
decision. As a result, the attacker would get inside the defenders OODA Loop, destroying the ability to
conduct an active defense.
This paper proposes a solution to these challenges confronting commanders employing future airpower.
The optimum solution should integrate the functions within the OODA Loop and allow the commander to
control the momentum of the cycle. Further, the solution should enable commanders and decision makers to
have in-time access to the battlespace, characterize the nature of the engagement, determine the calculated
probabilities of success from the various lethal or nonlethal options authorized, decide what to do, employ
5
the weapons chosen, and receive in-time feedback on the result of the engagement.
solution should go beyond just giving commanders useful information; it should empower them with the
ability to leverage information to conduct warfare.
Assumptions
For planning to achieve information dominance, the following assumptions are plausible for 2025:
6
1. Information is power. Hence, the high ground of the future will be information dominance.
7
overwhelming, and the driving issue that will contribute to success is being able to sift the gold from the
8
dross. Accordingly, collection assets, regardless of where they are based, will be sufficiently available in
2025.
3. The site, size, and scope of future conflicts are unknown. The United States military must be
9
prepared to fight or to conduct mobility or special operations anywhere in the world on short notice.
4. The military will have to fight at long distances from the United States.
In particular, some
operations may be staged directly from the continental United States. These operations may endure for weeks
or months in weather conditions executed both during the day and night.
10
11
must assume we will fight smart enemies who have analyzed all aspects of our military doctrine, capabilities,
and operations. Further, they will develop weapon systems to attack their perceived vulnerabilities of United
States military forces.
6. Military personnel strength will continue to decrease, thus placing further importance on optimizing
individual performance.
12
13
offensive, achieve unity of command, maintain security, exploit surprise, use mass and maneuver while
practicing simplicity, and employ economy of force.
The remainder of this paper discusses the proposed solution and its implications. Chapter 2 explains
the required capability by outlining the need for OODA Loop integration and momentum control. Chapters 3
and 4 take the reader through the technology evolution that synergizes in the solution called Cyber Situation.
Chapter 5 discusses vulnerabilities and countermeasures.
functions and its implications on doctrine, tactics, organization, and force structures. Finally, chapter 7
recommends areas requiring additional research and chapter 8 offers a conclusion to this paper.
Overall, this paper focuses on the conceptual fusion of information operations. Other 2025 papers deal
14
technologies this paper assumes will be available in 2025, including space lift, uninhibited aerial vehicles
15
technologya concept that enables military commanders to observe the battlespace, analyze events, and
direct forces from within a single entity.
Notes
1
Maj David S. Fadok, John Boyd and John Warden: Air Powers Quest for Strategic Paralysis
(Maxwell AFB, Ala.: Air University Press, February 1995), 16.
2
Dr Sheila E. Widnall and Gen Ronald R. Fogelman, Air Force Executive Guidance (Washington, D.
C.: December 1995), 2, 17. This document outlines five Air Force areas of core competencyair
superiority, space superiority, global mobility, precision employment, and information dominance.
3
William J. Clinton, A National Security Strategy of Engagement and Enlargement (the White House,
February 1996), 1.
4
War-fighting architectures encompass the entire spectrum of systems (information collection,
processing, dissemination; command and control; and offensive and defensive weapons systems) to support
military operations.
5
The use of in-time as opposed to real-time or near-real time puts the focus on both timeliness and
requirement for information. In-time access means getting information to users in time to perform a mission
or task.
6
Widnall and Fogelman, 16.
7
Martin C. Libicki, The Mesh and the Net: Speculation on Armed Conflict in a Time of Free
Silicon (Washington, D. C.: National Defense University Press, 1994), 2-3.
8
Francis Fukuyama, RAND, Electronic Mail, subject: Dross and Gold, 27 December 1995. Used by
permission of author. This electronic mail stresses the importance of sorting the gold from the dross
because of data deluge and the problem of facing too much wrong information, a phenomenon often
exacerbated by new information systems.
9
Air Force Scientific Advisory Board, New World Vistas, Air and Space Power for the 21st Century
Volume, 15 December 1995, 5.
10
Ibid.
11
Ibid.
12
Ibid.
13
AFM 1-1, Basic Aerospace Doctrine of the United States Air Force, vol. 1, March 1992, 16.
14
Other 2025 Study research papers dealing with aspects of information operations include: Maj Cindy
Norman, et al., Man In the Chair (Unpublished paper, Air University, Maxwell AFB, Ala., April 1996);
Maj Mike Tiernan et al., In-Time Information Integration System (Unpublished paper, Air University,
Maxwell AFB, Ala., April 1996); and Maj Barbara Jefts et al., Virtual Integrated Planning and Execution
Resources System: The High Ground of 2025 (Unpublished paper, Air University, Maxwell AFB, Ala.,
April 1996).
15
Other 2025 Study research papers dealing with spacelift, UAVs and lethal weapons include Lt Col
Bruce Carmichael et al., DEATHSTAR 2025 (Unpublished paper, Air University, Maxwell AFB, Ala.,
April 1996); Lt Col Henry Baird et al., Spacelift (Unpublished paper, Air University, Maxwell AFB, Ala.,
April 1996); and Maj Philip Simonsen et al., On-Orbit Support (Unpublished paper, Air University,
Maxwell AFB, Ala., April 1996).
Chapter 2
Required Capability
Machines dont fight wars. Terrain doesnt fight wars. Humans fight wars. You must get
into the mind of humans. Thats where the battles are won.
Col John Boyd
Information Dominance
As a new millennium approaches, information dominance should become a blue print for continued
success as a superpower and contribute to peace particularly by adding new dimensions to deterrence.
Currently, information operations focuses too narrowly on the acquisition, transmission, and storage of
information.
military leaders to integrate seamlessly the functions of the OODA Loop and the ability to control momentum.
Every individual operates a OODA Loop that is unique in speed and accuracy (fig. 1-1). Speed is
based on the individuals mental capacity and capability to deal with information and changing environments.
John Boyd asserts that one can paralyze an enemy by operating inside his OODA Loop, meaning that the
individual is operating a faster cycle speed than the enemys.
of the cycle by what information is filtered and how it is organized. Boyd considers the orientation as the
most important part of the cycle because it shapes the way we interact with the environmenthence
orientation shapes the way we observe, the way we decide, the way we act.
Increasingly, the OODA cycle time is affected by a growing deluge of information, with much of it
insignificant or not applicable to the task at hand.
information that are useful. Unfortunately, during combat operations, most commanders possess limited time
to perform specific tasks and issue orders. Further, as increased volumes of information are input into the
6
OODA Loop or as the rate of input increases, natural defense mechanisms tend to try to protect people.
key mechanism is a bounded rationality that allows individuals to screen out inputs prior to being
overloaded or inundated so they can continue to focus on a particular task.
commanders screening out golden nuggets because they are focused elsewhere. A second danger lies in
failing to recognize when new data should dictate a refocus or reorientation.
Technology, however, can integrate functions within the OODA Loop and speed up the cycle. It does
this by creating decision support tools to alleviate the precarious situation that exists when crucial nuggets of
information are omitted from the individuals OODA Loop. The tools, designed especially for commanders,
would aid in managing military information to fit how commanders actually assess situations and issue
8
orders. The decision support tools would assist commanders to deal with inputs from different, sometimes
contradictory or incremental, sources. Unfortunately, the integration tools do not currently exist. This paper
proposes the development of this capability in subsequent chapters.
Momentum Control
Thus far, we have assumed that technology will assist the commander by increasing the speed and
improving the accuracy of his OODA Loop. However, it is also possible successful military operations will
9
momentum of the OODA Loop. In other words, the commander must be able to control the cycle speed to
allow the modulation of both time and space so the impulse of strategic power is imparted at the proper
moment to the objective at a critical position.
10
power must be kept short so as to minimize the enemys ability to avoid the onslaught or effect
11
countermeasures.
Momentum control is an unorthodox concept because the information age compels users to believe
that faster and shorter OODA Loop cycles are the goal. However, there may be opportunities where slowing
the cycle benefits the commanders operations and induces friction in the enemys cycle. Momentum control
includes the ability to operate within the desired time cycles, both by controlling friendly movement and by
12
terrain will move relatively fast toward an enemy camp. Yet, once he is within viewing distance of the
enemy, his movement slows to a minuscule rate to prevent enemy detection. The soldier has slowed his
OODA Loop cycle by controlling momentum in both time and space. Another example is the strategic
football coach whose team has a lead late in the fourth quarter and who employs the running game when his
team is on offense. Like the soldier, the savvy coach wants to control the momentum of the battle, to slow the
OODA Cycle by using time (the clock continues to tick between running plays) and space (achieving enough
yards every three or four plays to get a first down) to defeat the opposition. The opposition, in turn, tries to
regain momentum control by calling time outs to break the cycle of the team on the offense.
The following tables (tables 1 to 4) list tasks and attributes of each OODA Loop function to
demonstrate what should be integrated to enable commanders to control momentum. The objective is to use
the tasks and attributes as measures for how effectively both individual functions and the integrated OODA
Loop operates when 2025 technology is applied. Further, the tasks and how attributes serve as measures of
merit to determine which technologies discussed in the next chapter meet the requirements to achieve OODA
Loop integration. Ultimately, the evolving technologies that rate best seem most appropriate to pursue for
system development.
Table 1
Observe Tasks and Attributes
Task
See the battlespace
Maintain mobile
battlespace view
Universal access to
battlespace view
Attributes
Fused, integrated, deconflicted view of the desired battlespace
Sum of all possible information sources
System identification of information gaps and subsequent collection of
missing information
Able to pull updated view anytime, anywhere
Easily deployable and transportable with user
Able to tailor picture for relevant AOR, missions, and tasks
Many able to see the same battlespace picture
Table 2
Orient Tasks and Attributes
Tasks
Tailor view of the
battlespace
Comprehend the
battlespace view
Attributes
Table 3
Decide Tasks and Attributes
Task
Decide what is important
and what may require
action
Determine action required
to rectify undesirable
situation
Attributes
Decision support tool in transmitter and receiver to filter, sort, and
prioritize
Prompts user of significant events for monitoring and action
Model effectiveness of potential actions and inactions with in-time
feedback
Optimize application of precision force
Ensure least risk to friendly forces
Table 4
Act Tasks and Attributes
Tasks
Immediate access to
assets to rectify
undesirable situation
Feedback on actions and
inactions taken
Attributes
Ready lethal capabilities for employment
Ready nonlethal capabilities for employment
One shot, one kill capability
See in-time mission results
System recommends additional action or inaction
Notes
1
The concept of a blue print has guided US Air Force modernization in the past. Gen Ronald
Fogleman, chief of staff, US Air Force, stated in a lecture delivered to the 2025 project participants at Air
University, Maxwell AFB, Alabama, 13 February 1996: Force Modernization is the blue print for [todays
tenets of] Global Reach and Global Power. Our strategic vision remains containment through deterrence.
To actualize this vision, the Air Force reorganized into Air Mobility Command (Global Reach) and Air
Combat Command (Global Power). Further, the 1990s witnessed the Air Force leadership promote the C-17
as the key short-term solution for Global Reach, and the F-22 for Global Power.
2
Dr Sheila E. Widnall and Gen Ronald R. Fogelman, Cornerstones of Information Warfare
(Washington, D. C.: 1995), 3.
3
Fadok, 2.
4
First Lieutenant Gary A. Vincent, Operational Structures, vol. 5, In the Loop: Superiority in
Command and Control (Maxwell AFB, Ala.: Air University Press, November 1995), 291.
5
Fukuyama.
6
Jeffrey McKitrick et al., The Revolution in Military Affairs, Air War College Studies in National
Security: Battlefield of the Future, no. 3 (Maxwell AFB, Ala.: Air University Press, September 1995), 65
97.
7
Herbert A. Simon, Administrative Behavior: A Study of Decision-Making Processes in
Administrative Organization (New York: The Free Press, 1976), 3841.
8
Lt Col Michael L. McGinnis and Maj George F. Stone III, Decision Support Technology, Military
Review 74, no. 11 (November 1994): 68.
9
Col Richard Szafranski and Col Joseph A. Engelbrecht, Jr., The Structure of the Revolution:
Demystifying the RMA (Unpublished paper, March 1996), 67. The authors used the term momentum
control to explain time. However, time is more than speed. It is the attribute of controlled timing or
modulating momentum. See also endnote 10, this chapter.
10
Ralph D. Sawyer, The Seven Military Classics of Ancient China (Boulder, Col.: Westview Press,
1993), 442. The concept and description of momentum control was derived from the Chinese term, chieh,
translated as constraints, which is commonly used to indicate constraints or measures imposed on troops.
The term lacks a satisfactory English translation because it encompasses the concepts of control, timing,
and measure. See also endnote 9, this chapter.
11
Ibid.
12
Szafranski and Engelbrecht, 67.
10
Chapter 3
Technology Investigation
What the warrior needs: a fused real-time, true representation of the warriors
battlespace and the ability to order, respond, and coordinate horizontally and vertically
to the degree necessary to prosecute his mission in that battlespace.
Adm Richard C. Macke
C4I for the Warrior
In 1992 Adm Richard C. Macke understood what war fighters since Alexander the Great wanted.
Information operations is a legitimate and increasingly important military mission that seeks to satisfy
1
provide information, but also empowers users with the ability to leverage information to conduct warfare.
This paper refers to this vision as the Cyber Situation. The Cyber Situation is necessary for the US military
to maintain its competitive edge against future adversaries.
Technology will provide the means to achieve a complete battlespace picture and the ability to affect it
instantly with the Cyber Situation concept. This chapter lays the technological foundation which could
achieve this capability. Five broad technology areas should contribute to reaching this goal. Some solutions
appear to be evolutionary; some will likely be wildcardsscientifically plausible achievements that will
require a technology leap.
While this chapter describes the technologies, the next chapter applies these
technologies and assesses their contribution to a single system to achieve the Cyber Situation vision.
The Cyber Situation will require five technology areas to evolve and synergize by 2025 to achieve
OODA Loop integration. First, collection platforms should provide a detailed global awareness, giving
decision makers a complete situational picture.
11
communications systems should advance to allow in-time access to virtually any available database.
Communications will permit information flow around the loop. Third, computer-processing power and,
fourth, intelligent software will provide the ability to integrate and correlate disparate types and sources of
information and aid in decision making, contributing to the orient and decide functions. Fifth, human systems
and biotechnology advancements will make the man-computer interface seamless. The end result should be
4
an improved ability to access and direct weapons. Figure 3-1 illustrates these essential technologies.
Communications
Architecture
Collection
System
Computer
Processing
Power
Intelligent
Software
Human Systems
& Biotechnology
discussion first relates the particular technology to the required capability in terms of the OODA tasks and
attributes (tables 1 through 4). Next, it assesses the current state of the technology and notes which are on
evolutionary or revolutionary tracks. It then evaluates various research and development (R&D) trends,
focusing on the time and cost needed to achieve the desired technological capability.
12
Most of the
development will be in the commercial arena. Special recognition will be made for those developments that
require a military investment.
Collection Platforms
Collection is the process of capturing information from all sources to present an in-time picture of the
battlespace. In this case, picture refers to more than an image. It is all surveillance and reconnaissance data,
including imagery, signals intelligence, weather data, aircraft radar navigation equipment transmissions,
cellular telephones and communications devices intercepts, and data in-transit between computers. The list
is virtually endless. All information is potentially useful to the Cyber Situation. However, it is not this
papers purpose to exhaustively review all collection technologies. Rather, it will focus on the platforms
from which the data and intelligence is received.
Presently, overhead and air-breathing assets collect information. Overhead assets refers to satellitebased systems.
While many are classified programs, civil and commercial agencies are
increasingly able to collect more timely and detailed data. This is particularly true for such environmental
monitoring satellites as the French SPOT satellite which can provide multispectral imagery with 10 meter
6
Some
systems will be deployed for long-durations. These systems will observe such standing requirements as
military communications traffic, logistics, and computer interfaces. Some of this capability currently exists.
However, the military still lacks sufficiently broad coverage.
basis.
Miniature Satellites
The most compelling satellite technologies advances include miniaturization and decreased launch
8
expense.
These two complementary advances are important to the system effectiveness of the Cyber
13
Situation. Increased miniaturization of individual satellites allows for less costly construction per unit and
easier deployment while at the same time making them harder to detect and track.
Miniature satellite
The miniature
satellite constellations would carry payloads optimized for specific contingencies. The payloads may focus
on specific static, mobile, or moving targets. This option offers a compelling, inexpensive, and rapidly
deployable solution to customize collection efforts to meet the contingency needs.
10
The Department of Defense has operated URAV since the Vietnam conflict. Their usefulness will push
11
more varied sensors that collect all-source information. This area will predominately require military R&D.
The combination of deployed long-duration satellites, small satellites, and URAV could enable the
military to achieve broad coverage of an area of interest virtually all of the time, thus providing the user the
most updated Cyber Situation possible.
14
Communication Infrastructure
To achieve information dominance requires high-capacity, secure, accurate, reliable, robust, and easyto-use communications. Indeed, data and information movement is the track upon which the decision cycle
runs. A highly mobile war fighter must be able to maintain an in-time picture of the battlespace, formed by
vast amounts of information from multiple sources. The user must also be able to communicate with others
who are observing the same battlespace picture. Of particular importance is the ability to access and direct
weapons at a moments notice.
Communications must work anywhere and everywhere. Current limitations include narrow bandwidths
and insufficient ground-based and satellite infrastructure. In 2025 these limitations will likely be resolved as
bandwidth and communications capacities continue to expand.
12
Although bandwidth is a limiting factor, it has grown dramatically in the last 10 years.
The key
breakthrough was fiber-optic cabling, which geometrically increased available information flow. Economics
drove the development of fiber-optic capability. The marketplace demanded increased throughput, and the
private sector responded with a quantum leap over twisted pair (copper wire) technology. Demand will
13
continue to push increased access throughout the country and around the world.
likely be the predominant communication carrier for the foreseeable future, although wireless and satellite
14
Satellite communications are tremendously important because of the need to move large amounts of the
information from collection platforms. Current capabilities are inadequate to provide full connectivity and
functionality to provide coverage for any given desired place and time. Here, too, technology advances will
greatly enhance and improve the ability to move vast amounts of data quickly.
As noted in the previous section, the most compelling satellite technologies advances include
miniaturization and decreased launch expense. A significant amount of work has already has been done on
the miniaturization of relay and broadcast satellites. To date, experiments have centered on deploying these
15
On the ground, direct broadcast satellite (DBS) technology use will release commanders and decision
makers from the bonds of landlines. It is a fully man-portable satellite receive and transmit ground station.
15
DBS is commercially available at reasonable cost. DBS groundstations will be able to accommodate large
16
at all levels. DBS technology allows on-scene commanders to forward in-time inputs through the system and
up the chain of command. Future DBS technology will continue to advance and miniaturize, producing
greater capabilities in smaller packages. One challenge is to be able to provide portable power that is not a
weight and size burden.
communication devices. As this type of technology improves, DBS might allow human links to satellites.
The human body could potentially become a part of the system. With a little digital help, peoples ears
could work just as well as rabbit ears.
17
Security
Since security affects all elements of the OODA Loop, it is best addressed under the communications
section. Data must be secured in three different areas: storage, transmission, and dissemination.
Because of the tremendous storage capacity required, archival databases likely will be secured much as
they are now, in a vaulted building on shielded media (magnetic, or some evolutionary storage media not yet
developed). Storage is discussed in the computer power section below.
The compromise potential is much higher during data transmission, occurs during information collection
and routing by way of communications infrastructures. Resident safeguards must protect transmissions from
interruption and intercept. Experts expect that this should be easily attained by way of commercially
18
The final security concern involves the process to retrieve, display, and use data.
Dissemination
security exists to ensure that only those with the appropriate access and need-to-know may use the most
sensitive databases. Some promising technologies are already used in this area. Among the most viable are
19
retinal scanners and fingerprint validation technologies developed by the private sector.
16
Technology could plausibly lead to the use of deoxyribonucleic acid (DNA) samples to validate
individual access requirements. The validation system will include each users DNA imprints, which must
be checked before the system allows access. Today, this technology is in its infancy, but, will continue to
evolve and likely become the fool-proof way to validate user authenticity for access and employment.
The second type of dissemination security involves technology known as multilevel security (MLS)
20
network management.
Upon entering an information system, the system grants access based on the users
authorization. Ideally, MLS allows users with various classification levels to share the same communication
architecture and even the same sensors. The difference lies in what each user is able to access in each
situation.
Since the mid-1980s, the civilian and military communities have conducted R&D in MLS
technology. However, the state of technology does not currently allow ideal MLS use. It is reasonable to
21
Communications Wrap-Up
In large measures, the commercial and military communities already have established necessary
communications infrastructure with the National Information Infrastructure (NII) and the Military Information
Infrastructure (MII). Both NII and MII are structured to move information in the most expeditious manner,
taking advantage of the best of commercial and military communications links. The MII must able to adapt
to unforeseen circumstances, whether induced by the military or by the commercial world. . . It becomes
more important to learn to use existing and emerging capabilities in the domain of military applications than it
is to develop the capabilities themselves.
22
evolution.
Nevertheless, to fully achieve the 2025 Cyber Situation, a global infrastructure must provide the user a
desired view anywhere on earth. Therefore, the 2025 information infrastructure must incorporate both NII
and MIIleading to a Global Information Infrastructure (GII).
23
17
Computer Power
If communications is the track on which the OODA Loop runs, powerful computers is the engines
pulling the train. Computers will play a key role in any decision support system to integrate the collected
data and present it for orientation and decision making.
Powerful computers with massive storage capacity will be essential in the Cyber Situation.
Fortunately, the rapid increases in processing speed and storage, combined with decreased size and energy
24
While silicon circuit technology remains viable for the near future, eventually the number of circuits that
25
26
nanomechanical gates.
Biological computing is another promising field which might yield a potential thousandfold
computational improvement for one ten-millionth the energy.
from insects to self-assemble into computing elements.
27
recognition abilities which could be applied directly for military and commercial purposes, including
cryptography and navigational computation. Initial payoffs to molecular biology computing research may
occur in five to 10 years, especially for sensor applications.
28
Increased speed requires improved data storage media. Again, research shows promise. Holographic
memory may allow storage of 64 billion bits on a crystal the size of a compact disk. Activated by a small
laser, a single disk could contain over 600 hours of music or 30 million pages of double-spaced,
29
typewritten text.
well.
Since the data is contained in the laser, it makes it easy to transmit in optical cable as
30
Clearly, by 2025 nearly infinite computations with unlimited storage will be available on tiny machines.
It should come with negligible military investment although the New World Vistas (NWV) Information
Technology Panel warns that defense should continue to fund basic research to keep the pump primed, else
31
18
storage capacity and capability are not the only areas where researchers are trying to stretch the limits. More
importantly are increasing the cognitive abilities of the software running on these powerful machines.
Intelligent Software
The most important technology area is the continued advancement of intelligent software. The previous
technologies explained how vast quantities of information will be readily available to the war fighter.
Without some assistance in managing the load, the commander will suffer from information overload.
Intelligent software is broadly defined as the component programs and algorithms executing on various
computer systems.
While primarily related to the humans use of the program, it also may operate
independently of the user. For example, the collection systems will be able to recognize and identify
features, identify information gaps and task a sensor to fill in the gap, fuse multiple data sources to present
an integrated picture, and prompt a user of significant events, all without human assistance. Other software
agents will respond to human taskings or augment humans in decision processes.
32
ability to organize and interpret information, simulate and model potential actions, weigh alternatives, and
recommend courses of action.
The following paradigm applies for all intelligent systems (biological or computational).
This
paradigm helps identify and measure the broad intelligent software tools needed for the Cyber Situation.
All intelligent systems continuously engage in five activities:
. They perceive the world.
. They interpret their perceptions in light of their knowledge of the world.
. They make plans based on their current model of the world.
. They act within the world in order to achieve their goals.
. They communicate with other agents to share perceptions and collaborate on
33
execution (emphasis added).
Note the elements of Boyds OODA Loop in this concept.
technological advances will occur in all activities to assist the decision maker. Indeed, the Cyber Situation
assumes double-leap improvements in the ability to observe, act, and communicate. The concept focuses on
the interpretation and planning activities and how to make the best use of information to plan and execute a
military operation.
19
Intelligent software can be broken down into four broad core technologies:
34
Image Understanding
Image understanding (IU) seeks to develop mechanisms to create a description of the world from
sensor images, suitable for particular purposes. The challenge is identification despite object occlusion,
shadows, reflections, and other disturbances.
35
computational theories and techniques for use in artificial vision systems whose performance matches or
exceeds that of humans, exploiting sensing throughout the breadth of the electromagnetic spectrum, in all
environments.
36
and indoor robot navigation. However, because of the predominance of military applications, this is a
technology requiring DOD investment.
37
38
However, much work remains to achieve large-scale applications which abstract data from the entire GII.
Although commercial applications will push the technology (resulting, for example, in personal assistant
20
39
40
magnitude.
The concept of PDAs is well understood, as it is simply an implementation of such decision theories as
linear programming and quantitative analysis. What is new is the ability to employ these techniques on a
high-speed computer. Many techniques already exist, both in private and military use. One example is the
42
Dynamic Analysis and Replanning Tool which was used in Desert Storm.
executive and group support systems, also are being adapted for military use. The military must focus on
43
ensuring more than one user can use them simultaneously and that the tools capture the planning rationale.
for the Cyber Situation--being able to interact in a natural fashion with speech, gesture, and other advanced
interaction techniques. Eventually, it should include brain activated control. A goal is for many users able
to interact over computer networks.
Initially, human language system advances will be where the most significant work is done. However,
the NWV Information Technology Panel suggest handwriting recognition will become prevalent as well as
speech recognition capabilities within 10 years. While the currently dominant keyboard-display-mouse
configuration will remain, newer generations of users will become more comfortable with more natural
interfaces. By 2025 technology will have matured such that handheld, portable personal assistants will be
21
available. Additionally, virtual and augmented reality systems and telepresence models also will be in use.
Telepresence models allow a human access to otherwise inaccessible locations.
Applications include
45
The NWV Human Systems and Biotechnology Panel describes neuroscience as a promising research
area. As science improves our understanding of the brain and how it functions, it makes it possible to direct
equipment to respond to our thoughts, without any verbal or written command. Already, preliminary research
using an 128-sensor array electroencephalograph (EEG) pressed against a subjects skull can influence
information content and display designs on a computer screen.
section.
46
Commercial and medical organizations will take the lead in developing this technology.
The human-computer systems integration is a vital lead-in to the final technology area. Human systems
and biotechnology offers the potential to create a seamless flow of information between human and computer.
By exploiting the human cognitive process, it can be tailor information to present precisely what is needed.
This section is divided into two parts. The first is understanding information flowing to and from the
brain. The second is how to present that data using visual-imaging techniques. Mastering these technologies
will allow users to select information for direct input into their brains.
advanced a decision system becomes, a human will be in the loop. The best technology can only help, but in
the end, the person, not the machine, ultimately makes the decision.
network.
Understanding how information enters the brain and how it is processed will form the foundation
for the ultimate in human-computer interface. Success in transducing and translating brain waves allows
22
people to interface with specific systems, perhaps sensed through transducers in a headband or another such
48
brain-machine connection.
Two research areas are critical to the human computer interface. The first of these is, charting and
understanding information flow out of the brain. The second, and more applicable, is information flow into
the brain. Understanding of human systems such will enable more rapid processing of data and more efficient
use of the provided information.
Charting information out of the brain is a complex effort. However, much work has been done in this
49
area.
Mechanical methods have been fielded to emulate, and in some case replicate, these complex
50
processes.
Intelligent materials, including fiber-optics and piezioelectric materials, are two techniques
51
under development to try to replace damaged or destroyed neuron-actuation sensor networks in humans.
In principle, data flowing out of the brain is in the form of electronic impulses which actuate the
52
Recent research has charted the source of some basic impulses within the
brain, identified precisely what neuron network is actuated by electric impulses, and determined what action
53
Charting information flow into the brain and how the brain processes it once inside is even more
difficult. This effort requires understanding how the brain formats the data to make decisions. Each humans
information process is unique, based on such factors as experiences, learning, intelligence, and personal
54
biases.
23
56
55
Stimuli
Attention
Resources
Short
Term
Sensory
Store
Decision and
Response
Selection
Pattern
Recognition
Response
Execution
Working
Memory
Long-Term
Memory
Feedback
Source: Microsoft Clipart Gallery 1995, courtesy of Microsoft Corporation.
57
Computers can play a significant role in nearly every area of human-information processing. Their
potential lies in organizing information to assist human decision making. They can produce more options than
58
In fact, computers have become the preferred medium for information storage
59
However, a gap still exists in the information flow between humans and computers. Information is
processed by a human looking at a screen, reading the data, and translating it into something useful through
internal thought. We talk longingly about human-computer interactions and conversational systems, and yet
we are fully prepared to leave one participant in this dialogue totally in the dark. It is time to make
computers see and hear.
60
provide only part of the answer to improve human-computer interaction. The missing piece is a better way to
24
format and transmit information from the digital computer processor in the computer chip to the analog human
processor in the human brain.
Instead of formatting a cathode ray tube (CRT) to more easily access and display data, a computer can
be designed and programmed to bypass the CRT and format information which can be immediately processed
by the brain. The logical extension would be to place the human computer interface directly in the brain.
Some significant progress already has been made in this area by the Stanford University research center and
their development of a nerve chip.
It is an electronic interface for individual nerve cells to communicate with a computer.
This human-machine linkage will. . . enhance human capability in many ways. If artificial
eyes can convert video to nerve signals, wont it be possible to use the same technique to
61
superimpose computer-generated information in front of ones field of view?
This capability will have extraordinary commercial applications from medical advances.
These
advances will help restore patients with damaged neural, audio, and visual systems as well as enable
individuals to achieve the ultimate virtual reality trip.
62
63
To further their objectives, they have created the CAVE a surround-screen surround-
64
wearing stereo glasses rather than a helmet. The CAVE can be coupled to remote data sources, super
computers and scientific instruments via high-speed networks.
65
25
66
future systems will require such high-knowledge levels to use them as transportation and manufacturing.
A more specific military application of this type of technology is the DOD simulation network
(SimNet). This capability allows a simulator to emulate a battlefield precisely. Trainees sit in their own
aircraft or tank simulator and are able to view the battlefield from their own perspective. Army tankers in
trainers in Fort Knox can look out of their sites and see the same locationonly from each of their individual
perspectives. Air Force pilots in California can fly missions . . . at the same time.
67
A combination of brain processes and visual imaging already has been developed in the laboratory.
The California Institute of Technology has developed an energy efficient computer chip which emulates the
analog thinking of the human brain. It is specifically modeled on the construction of the human brain,
68
When this capability is fully mature, this chip could provide the baseline
for a brain implant hooked to the all the sensory segments of the brain, not just the eye.
While each technology area will progress at a unique rate, the challenge is to bring them together to
reach their synergistic peak--the nexus (fig. 3-3).
26
TECHNOLOGY
US
X
NE
Collection
Intelligent
Software
Communications
Human
Systems &
Biotechnology
Computing
Power
1996
2025
TIME
Collection. Collection capability will be complete when there is no want of information. The various
constellations of permanent satellites complimented by the mini satellites will provide coverage of the entire
world in every spectrum. Collection development should continue to grow until about 2015, when the
complete link between the small satellites and the permanent constellations should be seamless, and the small
satellite development will be commensurate with the requirements.
69
Communications. Communications capacity will peak when the entire globe is accessible at all times
and there is absolutely no restriction on the size or type of transmission available to the customer. The web of
commercial, government, and military networks will be seamless, and only the speed of light will delay
information movement. There is much effort underway, both in the commercial and military sector, to
achieve this connectivity. Development of new systems and new capabilities should reach this goal by
70
2010.
27
Computing power. Computing power will continue to grow in capacity, doubling every 18 months for
71
As noted, analysts have frequently thought the silicon chip had reached its maximum
capacity, then discovered through increased micronization that more capacity could be obtained. However,
72
most analysts believe that the silicon chip will hit its peak between 2015 and 2020.
will continue to search for other media to store and process data.
Intelligent Software. Intelligent software is increasing in its availability but has yet to fully meet the
requirements of the Cyber Situation. More effort is required to allow full capability of intelligent systems
and bring that technology to bear on an advanced decision tool. Current intelligent software development is
not well articulated, and the specific capability of the software is left to systems designers and engineers
meeting the demands of a specific program.
73
and relates only to the requirements of a specific program. Such a design is not conducive to interaction and
broader application.
Human Systems and Biotechnology. This area requires the most work to achieve the Cyber Situation.
74
Work is expected to continue at a modest pace until a breakthrough in the this technology is achieved.
Like
many advanced research areas, work here will require one big leap over a single chasm. In this case, the
chasm is understanding the way information is formatted in the brain and how it is used. Once this chasm is
achieved, progress in human computer interaction will grow exponentially and quickly catch up with the
other technology areas.
By 2025 the five technology areas will be effectively linked to develop the Cyber Situation to enable
commanders to achieve information dominance. The next chapter will describe the Cyber Situation system,
its components, and how it meets the attributes of the OODA Loop tasks.
Notes
1
28
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
(unpublished draft, the information applications volume, 15 December 1995), 68.
4
New World Vistas, (unpublished draft, the human systems and biotechnology volume), 8.
5
Army Space Institute, Theater Air Campaign Studies, vol. 8, Space Support in Mid-Intensity
Conflict (Maxwell AFB, Ala.: Air University Press, 1995), 3069.
6
Ibid., 308.
7
New World Vistas, (unpublished draft, the information technology volume), 85.
8
Nicholas Negroponte, Being Digital (New York: Vintage Books, 1995), 3536.
9
Lt Col Henry Baird et al., Spacelift (Unpublished 2025 research paper, Air University, Maxwell
AFB, Ala., April 1996); 2025 Concept, No. 900552, On-demand Tactical Recce Satellite Constellation,
2025 Concepts Database (Maxwell AFB, Ala.: Air War College/2025, 1996).
10
Numerous 2025 Concepts dealt with this technology to include:
2025 Concept, No. 900272, Very High Altitude Balloon-Borne Systems, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 Concept, No. 900280, Fly on the Wall, No.
900434, Airborne Sound Sensors, 2025 Concepts Database,(Maxwell AFB, Ala.: Air War College/2025,
1996); 2025 Concept, No. 900438, Ultraendurance High-Altitude Ocean Loitering Uninhabited
Reconnaissance Vehicle, 2025 Concepts Database (Maxwell AFB, Ala.: Air War College/2025, 1996);
2025 Concept, No. 900517, JSTARS Replacement, 2025 Concepts Database,(Maxwell AFB, Ala.: Air
War College/2025, 1996); and 2025 Concept, No. 900604, UAV Constellations, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
11
Lt Col Bruce Carmichael et al., StrikeStar 2025 (Unpublished 2025 research paper, Air
University, Maxwell AFB, Ala., April 1996), 94-95. Particularly, the appendix describes the historical
reliability problems with UAV.
12
Alvin and Heidi Toffler, War and Anti War (New York: Warner Books, 1993), 9091.
13
Negroponte, 2136.
14
New World Vistas, (unpublished draft, the information applications volume), 3246.
15
A senior US Air Force policymaker lecture given to the 2025 Study Group under the promise of
nonattribution
16
Aleksandar Kolarov and Joseph Hui, Least Cost Routing in Multiple-Service Networks: Part II,
On-line,
Internet,
September
1995,
available
from
http://www.research.att.com/hgs/infocom95/program.html.
17
Negroponte, 211.
18
New World Vistas, (unpublished draft, the information technology volume), C-3.
19
There are several different authentication technologies. The retinal (eye) scanner is currently used at
Falcon AFB, Colorado.
20
Makoto Takano and Katsumi Fujita, Multilevel Network Management by Means of System
Identification,
On-line,
Internet,
September
1995
available
from
http://www.research.att.com/hgs/infocom95/program.html.
21
Charles Kalmanek and K.G. Ramakrighnan, Third International Telecommunications Symposium,
On-line Routing for Virtual Private Networks,
On-line, Internet, September1995, available from
http://www.research.att.com/hgs/infocom95/program.html; Lt Col James McMillan, Air Force Liaison to
National Security Agency, telephone interview by Maj Scott Bethel, 26 February 1996. MLS has been a
long-standing DOD problem both in the US only (collateral versus SCI) and in releasing data to foreign
nationals. The main problem is with data at different classification levels using the same communication
architecture: how to prevent inadvertent or targeted database access at a higher classification level through
lower channels.
22
New World Vistas, (unpublished draft, the information applications volume), 52.
23
Institute for National Strategic Studies, Strategic Assessment 1995: US Security Challenges in
Transition (Washington, D. C.: National Defense University Press, November 1994), 151.
29
24
New World Vistas, (unpublished draft, the information technology volume), 1, 8790.
Peterson, 2830.
David A. Patterson, Microprocessors in 2020, Scientific American 273, no. 3 (September 1995):
4851.
25
New World Vistas, (unpublished draft, the information technology volume), 87.
Patterson, 51.
27
Clarence A. Robinson, Molecular Biology Computation Captures International Research, Signal
50, no. 6 (February 1996): 1721; Thomas A. Bass, Gene Genie, Wired (August 95): 11417, 16468.
28
Robinson, 21.
29
Demetri Psaltis and Fai Mok, Holographic Memories, Scientific American 273, no. 5 (November
1995): 70-76.
30
New World Vistas, (unpublished draft, the information technology volume), 24. This document
suggests the communications laser will replace the microprocessor as the key enabling technology shaping
the personal computer industry.
31
Ibid., 29. The document also suggests battery performance may be a limiting factor.
32
Advanced Research Program Agency, The SISTO Solution: Intelligent Software Systems, On-line,
Internet, 23 July 1995, available from http://www.arpa.mil/sisto/Overview/Solution.hmtl. SISTO is the
Software and Intelligent Systems Office of the Advanced Research Program Agency.
33
Ibid.
34
Advanced Research Program Agency, Intelligent Systems, On-line, Internet, 23 July 1995,
available from http://www.arpa.mil/sisto/Overview/Intel_Thrust.html.
35
Oscar Firschein and Thomas Strat, Image Understanding Program, On-line, Internet, 23 July 1995,
available from http://www.arpa.mil/sisto/Overview/Image.html.
36
Ibid.
37
David Gunning, Intelligent Integration of Information (I3), On-line, Internet, 23 July 1995,
available from http://www.arpa.mil/sisto/I3.html.
38
Ibid.
39
New World Vistas, (unpublished draft, the information technology volume), 38-44.
40
Ibid., 13.
41
Dr Tom Garvey, Planning and Decision Aids Program, On-line, Internet, 23 July 1995, available
from http://www.arpa.mil/sisto/PDA.html.
42
Ibid.
43
New World Vistas, (unpublished draft, the information technology volume), 13.
44
Allen Sears and Robert Neches, Human Computer Interaction Program, On-line, Internet, 23 July
1995, available from http://www.arpa.mil/sisto/HCI.html.
45
New World Vistas, (unpublished draft, the information technology volume), 37.
46
Ibid., 24.
47
Peter Thomas, Thought Control, New Scientist 149, no 2020 (9 March 1996): 39. The University
of Utah has done significant work to map the brain. Through a series of some 100 sensors implanted in the
brain, this team effectively mapped the parts of the brain that see and hear. Their focus was to reformat
information to restore sight to the blind. They reported limited success as some of their research subjects
claim to see words in their mind while reading them in Braille.
48
Peterson, 293.
49
Henry Petroski, To Engineer is Human (Chicago: University of Chicago Press, 1989), 216.
50
Craig A. Rogers, Intelligent Materials, Scientific American 273, no. 3 (September 1995): 123.
51
Ibid., 124.
52
Thomas, 38-42.
26
30
53
Ivan Amato, Animating the Material World, Science 225 (17 January 1996): 284286.
Thomas, 40.
55
Petroski, 211.
56
Thomas, 39; New World Vistas, (unpublished draft, the human systems and biotechnology volume),
54
F-1.
57
New World Vistas, (unpublished draft, the human systems and biotechnology volume), F-2.
Thomas., 40.
59
Ibid., 41.
60
Negroponte, 128.
61
Peterson, 63.
62
Ibid., 41.
63
Bill Sherman, NCSA Virtual Reality Lab & CAVE, On-line, Internet, 18 February 1996, available
from http://www.ncsa.uiuc.edu/VR/VR.html. The laboratory is located at the University of Illinois at
Urbana-Champaign.
64
NCSA VRL, Electronic Visualization Lab, University of Illinois at Chicago, The CAVE: A Virtual
Reality Theater, On-line, Internet, 18 February1996, available from
http://www.ncsa.uiuc.edu/EVL/docs/html/CAVE.html.
65
Ibid.
66
New World Vistas, (unpublished draft, the information technology volume), C-6C-7.
67
Peterson, 46.
68
Ibid. 32.
69
A senior US Air Force policymaker lecture given to the 2025 Study under the promise of
nonattribution.
70
George I. Zysman, Wireless Networks, Scientific American 273, no. 3 (September 1995): 51.
71
Negroponte, 64.
Rogers, 122.
72
Negroponte, 64.
Rogers, 124.
73
New World Vistas, (unpublished draft, the information technology volume), 38.
74
Thomas, 41.
58
31
Chapter 4
System Description
The vast array of technologies, concepts, and innovations in the previous chapter described the pieces
that must be integrated to form the Cyber Situation Vision. As seen in fig 4.1, the Cyber Situation Vision
provides a commander with an eye to see all within a given battlespace.
32
The Cyber Situation is the integration of the entire OODA Loop Cycle under the control of commanders,
decision makers, and analysts. Supporting components include all-source information collectors, archival
2
databases, the Information Integration Center (IIC), a microscopic chip implanted in the users brain, and a
wide range of lethal and nonlethal weapons.
COMMUNICATION
Archival
Databases
Additional
Collection
IIC
CYBER SITUATION
This chapter first describes the five Cyber Situation system components which could result from
technological advances. Next, it relates these advances to each system component (table 5). It then describes
Cyber Situation integration and focuses on developing the two key components to achieve information
dominance and seamless interface between the users and systemsthe IIC and microscopic chip (the third
and forth components). The first two components (information collectors and databases) provide the inputs,
while the fifth component (lethal and nonlethal weapons) is the link to the actthe end product that results
33
from a system that provides battlespace awareness. Finally, this chapter compares and evaluates the system
capabilities with the requirements discussed in chapter 2.
Table 5
Technology Areas Versus Cyber Situation Components
Cyber Situation
Component
All-source
Information
Collectors
Archival
Databases
Collection
Platform
Communications
Infrastructure
IIC
Implanted
Microscopic
Chip
Lethal &
Nonlethal
Weapons
Technology Areas
Computing
Intelligent
Power
Software
Archival Databases
Archival databases will be used for historical analysis and to fill gaps if the information is not
available for collection. Much of the archival data will be resident in the GII, while secured permanent
ground stations will store classified data.
IIC
The IIC is a constellation of integration or smart satellites that receives all-source information.
Within the IIC, resident intelligent software will run decision support tools, correlate and fuse data into
34
useful information, identify inconsistencies and information gaps, and task collectors to seek data to fill
information gaps.
The implanted microscopic brain chip performs two functions. First, it links the individual to the IIC,
creating a seamless interface between the user and the information resources (in-time collection data and
archival databases). In essence, the chip relays the processed information from the IIC to the user. Second,
the chip creates a computer-generated mental visualization based upon the users request. The visualization
encompasses the individual and allows the user to place himself into the selected battlespace.
Why the Implanted Microscopic Chip? While other methods such as specially configured rooms,
special helmets, or sunglasses may be used to interface the user with the IIC, the microscopic chip is the most
viable. Two real operational concerns support the use of implanted chips and argue against larger physical
entities to access the Cyber Situation.
First, future operations will demand a highly flexible and mobile force that is ready at moments notice
to employ aerospace power. The chip will give these forces the ability to communicate, visualize, and
prosecute military operations. Having to manage and deploy a physical platform or room hampers mobility
and delays time-sensitive operations. US aerospace forces must be prepared to fight or to conduct mobility
or special operations anywhere in the world on extremely short notice although some of these operations may
be staged directly from the continental United States.
Second, a physical entity creates a target vulnerable to enemy attack or sabotage. A highly mobile
information operations center created with the chip-IIC interface makes it much more elusive to enemy attack.
These reasons argue against a larger physical entity for the Cyber Situation.
While this is a reasonable portability rationale for the use of chip, some may wonder, Why not use
special sunglasses or helmets? The answer is simple. An implanted microscopic chip does not require
security measures to verify whether the right person is connected to the IIC, whereas a room, helmet, or
sunglasses requires additional
35
Further, survey any group of commanders, decision makers, or other military personnel if they enjoy
carrying a beeper or brick at all times. Likely, few like to carry a piece of equipment. Now, imagine
having to maintain a critical instrument that allows an individual to access the Cyber Situation, and thus
control the US military forces. Clearly, this is not an enviable position, since the individual may misplace or
lose the helmet or sunglasses, or worse yet, the enemy may steal or destroy it. These are unnecessary
burdens.
Ethical and Public Relations Issues. Implanting things in people raises ethical and public relations
5
issues. While these concerns may be founded on todays thinking, in 2025 they may not be as alarming. We
already are evolving toward technology implanting. For example, the military currently requires its members
to receive mandatory injections of biological organisms (i.e., the flu shot). In the civilian world, people
receive mechanical hearts and other organs. Society has come to accept most of these implants as a fact of
life. By 2025 it is possible medical technology will have nerve chips that allow amputees to control
6
implanted microscopic chips that allow military members to defend vital national interests. Further, the US
military will continue to be a volunteer force that will freely accept the chip because it is a tool to control
technology and not as a tool to control the human.
Putting It Together
The Cyber Situation is not a traditional operations or command and control center. Not a physical
infrastructure, it consists of many components geographically dispersed, redundant, and networked. When an
authorized individual needs situational updates and analyses, the user will link to an IIC satellite by way of
the implanted chip.
36
IIC
INFORMATION
INTEGRATION
CENTER (IIC)
IIC
GLOBAL
INFORMATION
INFRASTRUCTURE
LASER
OPTICAL
UP & DOWN
LINKS
UCAV STRIKE
C4 I
FIBER
OP TIC
NETWORKS
DIRECTED
ENERGY
WEAPONS
WE AP O N S S EN S OR S
C4 I
WE AP O N S S EN S OR S
C4 I
WE AP O N S S EN S OR S
CYBER
SITUATION
The Cyber Situation is applicable at all levels of war. At the strategic and operational levels, it
provides the user the capability to monitor global activity, analyze developing situations, monitor and control
the battlespace, assess battle damage, and conduct reconstitutions. Tactically, the Cyber Situation offers
battlespace situational awareness by conveying in-time enemy and friendly information. At all levels, the
Cyber Situation gives decision makers and analysts the ability to coordinate, respond, and execute
battlespace operations.
Measures of Merit
Thus far, this paper has shown how the five key technology areas (collection platforms, communications
architecture and dissemination systems, computer-processing power, intelligent software, and human systems
and biotechnology) will logically synergize by 2025 to realize the Cyber Situation vision to enable
information dominance.
The paper asserts that to achieve this vision, technology must allow military
37
commanders to integrate the functions of the OODA Loop and enable the military commander to control
momentum. Whether Cyber Situation meets the goal is best answered by evaluating the Cyber Situation
against the measures of merit developed in chapter 2. The measures of merit encompasses a list OODA Loop
tasks with associated attributes that describes how the task should be performed.
Observe Tasks
Table 6
See the Battlespace
Attributes
Fused, integrated, and deconflicted view of the desired battlespace
Sum of all possible information sources
System identification of information gaps and subsequent collection of missing
information
Yes or No
Yes
Yes
Yes
The IIC component of the Cyber Situation provides the avenue to meet the attributes of this see the
battlespace task. The IIC includes an inherent capability to fuse, correlate, and deconflict available allsource information. Further, built into the system description is the ability to identify information gaps. Links
allow the IIC to task collection assets to fill information gaps and deconflict contradictory information. If the
collection assets are not able to obtain further information, the IIC uses historical archival databases to fill in
gaps. Accordingly, the IIC lets the user know the pictures reliability.
Table 7
Maintain Mobile Battlespace View
Attributes
Able to pull updated view anytime, anywhere
Easily deployable and transportable with user
Yes or No
Yes
Yes
Within the Cyber Situation vision, the ability to maintain a mobile battlespace picture is perhaps its
most significant characteristic. The use of the implanted microscopic chip linked to the IIC allows the user to
pull a computer-generated mental visualization of the desired battlespace anytime, anywhere. Further, the
38
user is not confined to any physical room or platform to enter the Cyber Situation system, making it
impenetrable. Even more advantageous, the user has no worry of losing or having someone steal the
microchip because it is not a detached physical entity that requires accounting and protection.
Table 8
Universal Access to Battlespace View
Attributes
Able to tailor picture for relevant AOR, missions, and tasks
Many able to see the same battlespace picture
Yes or No
Yes
Yes
The IIC allows virtually unlimited number of users to simultaneously access the system because it
operates on the user-pull concept. This systems characteristic allows multiple users to access the same
battlespace picture and create a cyber conference within the Cyber Situation system.
Further, IICs
resident intelligent software, coupled with taskings transmitted by way of the chip, allows the user to define
the battlespace picture dimensions.
generated mental visualization to the relevant area of responsibility (AOR), mission, and tasking to prosecute
military operations.
Orient Tasks
Table 9
Tailor View of the Battlespace
Attributes
In-time view of the battlespace
Able to define dimensions and locations of battlespace
Yes or No
Yes
Yes
Since the IIC uses the most current data to create battlespace picture, the users mental visualization
will be the most up-to-date information available.
software, coupled with taskings transmitted by way of the microscopic chip, allows the user to define the
battlespace picture dimensions.
39
Table 10
Comprehend the Battlespace View
Attributes
7
Eliminate biased inputs from one person to another
Eliminate need for mental picture based on anothers biases
Able to query for further information and receive in-time answers
Yes or No
Yes
Yes
Yes
Commanders using the Cyber Situation system receive battlespace information that is less biased than
the same information when conducted by human processing, interpretation, and presentation. Further, the
system minimizes the need for the commanders to mentally reconstruct the information presented by analysts
and briefers. If the users sense the battlespace picture does not logically compute, or if they just want
additional information, they may request the IIC confirm the situation.
collection assets to seek further data and searches the archival database for further analysis.
Decide Tasks
The IIC acts both as a receiver and as a transmitter. As a receiver, it accepts data from collection
assets, users queries for additional information, and commanders orders to employ remote weapons, spacebased lasers, and UCAV. As a transmitter, it responds to users information requests, prompts users of
significant events, tasks collection assets, and relays orders from the users to space based lasers and UCAV
to employ weapons.
Within the transmitter and receiver components of the IIC, intelligent software
automatically filters, sorts, and prioritizes data for processing and fusing. Ultimately, the IIC prompts the
user of significant event and the user decides whether action is required for the situation.
Table 11
Decide What is Important and What May Require Action
Attributes
Decision support tool in transmitter and receiver to filter, sort, and prioritize
Prompts user of significant events for monitoring and action
Yes or No
Yes
Yes
As a decision aid, the Cyber Situation system allows users to model outcomes of potential actions and
inactions to determine the optimum course of action. The modeling process lets the user best apply precision
force at the least risk to friendly forces to achieve military objectives.
40
Table 12
Determine Action Required to Rectify Undesirable Situation
Attributes
Model effectiveness of potential actions and inactions with in-time feedback
Optimize application of precision force
Ensure least risk to friendly forces
Yes or No
Yes
Yes
Yes
Act Tasks
The IIC will be linked to such lethal and nonlethal assets as space-based laser and various UAV. The
authorized user will have immediate access to these assets to rectify an undesirable situation. Precisionforce assets could allow users to optimize weapons to achieve one shot and one kill.
Table 13
Immediate Access to Assets to Rectify Undesirable Situation
Attributes
Ready lethal capabilities for employment
Ready nonlethal capabilities for employment
One shot, one kill capability
Yes or No
Yes
Yes
Yes
Upon taskings from authorized users to employ space-based laser assets and UAV, the IIC also will task
collection assets to accumulate data from the target. The IIC then processes and analyzes the data to provide
in-time feedback to the users. It also recommends additional actions if the target is not satisfactorily affected.
The Cyber Situation system could change dramatically how commanders process information and take
action or cycle information through the OODA Loop.
optimized to minimize vulnerabilities.
countermeasures.
Table 14
Feedback on Actions and Inactions Taken
Attributes
See in-time mission results
System recommends additional action or inaction
41
Yes or No
Yes
Yes
Special thanks to MSgt Gordon Morrison, CADRE/EDECT, The Extension Course Institute, Air
University, Gunter Annex, Maxwell AFB, Ala., for his depiction and creation of the Cyber Situation, 25
March 1996.
2
2025 Concept, No. 900702, Implanted Tactical Information Display, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
3
2025 Concept, No. 200169, 2025 Concepts Database (Maxwell AFB, Ala.: Air War College/2025,
1996).
4
Peter Grier, New World Vistas, Air Force Magazine, March 1996, 20.
5
Anonymous assessor comment on 2025 Concept Identification 900702, 2025 Concept Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
6
John L. Peterson, The Road to 2015, Waite Group Press (Corte Madera, Calif. 1994), 63.
7
Col Joseph A. Engelbrecht, Jr., 2025 research director, and professor of Conflict and Change, Air
War College, Maxwell AFB, Ala., personal interview with Major Whitehead, 17 March 1996. Colonel
Engelbrecht explains that Eliminating human biases may be impossible. Since the decision is reserved for
the commander or decision maker, the potential for bias may always remain. On the other hand,
communication theory and prospect theory from psychology suggest the importance of how the message is
framed. Framing the message can set up a bias in the human receiver. Thus, potentially, technology should
be able to help by providing alternate frames or contexts or highlighting a perspective highly relevant for the
data and circumstance. While designing the technology to meet the challenge may be difficult, if it is not
pursued humans may be trapped in a noisy cacophony of inputs that become screened or skewed simply
because little progress has been made in human-machine interfaces.
42
Chapter 5
Identifying vulnerabilities of the Cyber Situation and its associated components, then developing
potential countermeasures, leads to additional features and attributes that should be integrated into the Cyber
Situation requirement list. This chapter begins by identifying vulnerabilities of the Cyber Situation and then
states possible countermeasures that eliminate the vulnerabilities.
Vulnerabilities
Numerous vulnerabilities of the Cyber Situation system and its associated components exist.
vulnerabilities naturally fall into three primary categories
The
weapons), environmental threats (meteors, asteroids, and radiation), and human threats (capture, defection,
and espionage).
The first threat area, man-made, generally designed to destroy, disable, or degrade its targets. The
effects may be either permanent or temporary and may consist of hard and soft attacks. Adversaries achieve
hard kills by physical destruction of the Cyber Situation through destruction of system components.
Specific methods of attack may include antisatellite weapons, electromagetic pulse (EMP) weapons, and
nuclear detonation devices. Conversely, soft kills attack the internal logic within the operating capability.
An example of soft attack is syntactic attacks of the operating logic inside the IIC and collection computers.
The resultant loss or decrease in effectiveness, if not replaced in a timely manner, will have dire
consequences on military operations.
43
Less obvious military vulnerabilities come from the second threat area, environmental, which includes
solid debris that disintegrated or decomposed from celestial or man-made materials. Expert views differ as
1
to whether asteroids really pose enough of a problem to develop defenses against the threat.
Nevertheless,
the threat results from the kinetic energy produced by the projectiles roving through space at rapid velocities.
Even the smallest fragments pose a potential threat to IIC and satellite collectors. Other environmental
threats include radiation and charged particles which come primarily from the sun. These space weather
effects may be gradual or instantaneous. These effects are usually difficult to detect until after catastrophic
failure.
The last threat area involves people and can be subdivided into two categories: the capture of our
people implanted with the microscopic chip and the espionage and defection to the enemy side. All three
categories of threats (man-made, environmental, and people) will destroy, disable, or degrade our ability to
perform tasks that support our core capability of information dominance.
Countermeasures
Countermeasures include both passive and active activities that can be used against a variety of threats.
The following paragraphs describe several activities and discusses their effect on vulnerabilities.
The network of IIC satellites are interconnected using the star interconnectivity, which has lines
radiating out from each satellite to other satellites (fig. 5-1).
mesh over the earths atmosphere. The interconnected mesh allows for graceful degradation so that if the
enemy physically destroys a percentage of the IIC, it does not lead to a total loss of effectiveness. Further,
44
because of the interconnectivity, the mesh knows to compensate and fill in the gaps created by the destruction.
The mesh has no center of gravity so if the adversary wants to defeat the IIC, it must be destroyed in total.
The qualities of redundancy, miniaturization, and low cost will describe future components that make up
the IIC. The small and the many concept results in a system that is redundant and difficult to completely
45
destroy.
Like the IIC concept, this concept allows the enemy no center of gravity to target, therefore, no
single point of failure. Further, even if adversaries destroy a portion of the network, it will still survive and
operate.
Smart System
Inherent in the IIC system is the built-in capability to fuse, correlate, and, most importantly, deconflict
contradictory inputs and data points. Therefore, when adversaries attempt information warfare by injecting
false statements (syntactic attacks) into the logic tree, the computing system within the IIC will recognize the
inconsistencies and deconflict them. The IIC consists of a body of knowledge and an ability to learn to
know when a possible conclusion is invalid or simply does not make sense.
inconsistencies, it will seek additional data either to validate or invalidate its own conclusions.
If the individual attempts to enter a particular Cyber Situation when the IIC concludes there are invalid
resolutions, it will inform the user of the potentially false inputs and its attempt to resolve the data
confliction. If the individual desires, the IIC will show the conflicting data and why a possible conclusion is
invalid.
Optical Computing
Much research continues in this area of optical networks to transmit, receive, and store information.
9
The technology appears promising and at minimum would seem a plausible radiation defense.
The use of
optical computing in the IIC (to receive inputs from other collectors and users, to respond to users requests
to develop the Cyber Situation picture, or to task lethal and nonlethal assets) would serve as protection
against radiation threats.
Since optical
computing employs photons instead of electrons, these photons render optical computing systems safe from
EMP threats.
46
10
Internal Deactivation
If captured by the enemy, users with the implanted microscopic chip may
self-deactivate the
chip and render it useless. Further, the chip disintegrates and cannot be extracted by the enemy for reverse
engineering or for adversarial reasons.
External Deactivation
When faced with the disturbing events of espionage and defections of friendly users to the enemy side,
the IIC is engineered with the capability to deactivate and disintegrate the offenders implanted chips. The
highest level commanders within the US military have the authority to access the IIC and order the system to
deactivate the defectors chips the next time they try to activate the Cyber Situation.
Zap Attack
Zap attack relies on the decision-support technology built into the IIC and its link to space-based
laser weapons. As individual satellites within the IIC network sense an object (man-made or environmental)
moving toward its network, the IIC will compute the objects directional objective, velocity and
acceleration, and Doppler shift to determine whether it is a threat. If the decision is affirmative, the IIC will
instruct the nearest space-based laser weapon to destroy the object and eliminate the threat to the IIC system.
47
Mutual Dependence
Once implanted, the microscopic chip will operate only when the individual is alive because the chip
creates mutual dependence on its host. In the unfortunate circumstance where a Cyber Situation user dies, the
implanted microscopic chip becomes nonfunctional and disintegrates. This operational dependence of the
chip upon its host prevents adversaries from using a chip from a deceased war fighter.
Summary
Table 15 presents a list of threat categories and associated countermeasures that will address each type
of threat. Note that each countermeasure may be effective against more that one type of threat.
Table 15
Countermeasures Versus Threats
Countermeasure
Distributed System
Architecture
Small and the Many
Smart System
Optical Computing
Low Earth Orbit
Internal Deactivation
External Deactivation
Zap Attack
Mutual Dependence
Man-made
X
Threat
Environmental
X
X
X
X
X
X
X
X
Human
X
X
Though numerous vulnerabilities exist with the Cyber Situation, by 2025 effective countermeasures
likely will be integrated into the system. Well-developed measures to defeat these man-made, environmental,
or human threats can make the Cyber Situation more effective to the war fighter. Chapter 6 goes beyond
threats and countermeasures and will explore potential structure and doctrine changes required to achieve
and take full advantage of the Cyber Situation.
48
Anonymous assessor comment on 2025 Paper Draft (Maxwell AFB, Ala.: Air War College/2025,
1996).
2
Paul Moscarelli, Strategic Structures Course Book, vol 2, Operational Analysis: An Overview
(Maxwell AFB, Ala.: Air University Press, 1995), 52223.
3
Nicholas Negroponte, Being Digital (New York: Vintage Books, 1995), 33.
4
Martin C. Libicki, The Mesh and the Net (Washington, D. C.: National Defense University Press,
1994), 3. Libicki defines mesh as the term applied to military applicationspoints to the holes; as
information technology places a finer mesh atop the battlefield, more objects are caught in it.
5
Ibid., 33.
6
Air Force Scientific Advisory Board members, review and comments from 2025 Concept Briefings
(Maxwell AFB, Ala.: Air War College/2025, 5 February 1996).
7
Ibid., 19-37.
8
Negroponte, 15456.
9
Vincent W. S. Chan, All-Optical Networks, Scientific American 273, no. 3 (September 1995): 57
58.
10
Michael J. Muolo, Space Handbook: Space Analysts Guide, vol 2 (Maxwell AFB, Ala.: Air
University Press, December 1993), 1314.
49
Chapter 6
Concept of Operations
Future Conops
War-fighting and conflict management in 2025 will apply the results of improved concepts and
technology applications in the areas of surveillance and reconnaissance, command and control, and overall
50
battlespace execution. As forecast in the 1994 SPACECAST 2020 study, advances in surveillance and
reconnaissance, particularly real-time sensor to shooter to support one shot, one kill technology, will be a
necessity if future conflicts are to be supported by a society conditioned to quick wars with high
operational tempos, minimal casualties, and low collateral damage.
The Cyber Situation is ideally suited for the command, control, and execution of military operations
across the spectrum of warfare from the selective release of nonlethal weapons to the full-scale assault of
parallel war. In parallel war, aerospace forces simultaneously attack enemy centers of gravity across all
levels of war (strategic, operational, and tactical) at rates faster than the enemy can react.
Commanders always seek to control the throttle of the OODA Loop, operating faster or slowing the
decision cycle of their foes. In past wars, tank commanders and fighter pilots always strove to get inside the
enemies OODA Loop. The difference in future conflicts will be the speed and scope of their decisions.
Parallel war requires large numbers of highly precise weapons directed against critical nodes.
Additionally, they require a requisite level of detail on the enemy situation necessary for precision targeting.
For these reasons yesterdays military commanders could not wage parallel war effectively. The Cyber
Situation is ideal for conducting parallel war because it offers capabilities that fill both of these voids.
The Cyber Situation offers tomorrows commanders an in-time view of the battlespace, exposing the
enemy centers of gravity before his eyes. In 2025 operating at previously unheard of speeds will be a
common feature of military engagement. Future warriors by way of the IIC will conduct Cyber Situations
utilizing a whole new array of air and space sensors, UCAV, directed energy weapons, and highly mobile
expeditionary forces. Operations will be controlled from Cyber Situations in continental US (CONUS) and
instantaneously reach out and touch the enemy halfway around the globe.
A CONUS-based joint task force commander, for example, would have well exercised connectivity
with combat units through Cyber Situations with CONUS-based stealth bombers, UCAV, and instantaneous
51
access to space based precision strike weapons. Imagine the psychological effect on the adversary who will
be unable to predict where the next blow will fall and will be powerless to defend against it
Command Structure
The 2025 force structure and battlespace requirements will make obsolete traditional hierarchical
command and control arrangements. Cyber Situation capabilities require greater decentralization through
information technology, growth of distributed systems and establishment of virtual organizations.
New information and communications technologies are shifting power to those with the
most powerful computers and most effective sensors . . . at the same time, the punch packed
by the individual soldier is increasing, eroding the role of field commanders and resulting
3
in flatter command and control structures.
The Cyber Situation allows greater emphasis to be placed on decisive decision making, precision
engagement, high-speed and synchronized maneuver, agility, and enhanced command and control.
The
command structure will have freedom of operation within previously identified parameters much like the
vaunted German decentralized, flexible command style known as Auftragstaktik (mission tactics). This
method of battlefield command has enabled smaller forces to defeat much larger ones through a timely ability
to seize the initiative and act according to on the spot judgment. The German breakout at Sedan, resulting
in the fall of France in 1940 offers a familiar example of the successful employment of this flexible command
4
philosophy.
The war fighter must have access to a broad range of supporting weapons, improved mobility,
survivability, and supportabilitythese changes that reflect a dramatically flattened command structure
staffed by an extremely high caliber individual at every level. As the battlefield becomes less dense and
more decentralized, the demands on small unit leaders increase. The flattened structure permits power to be
defused and redistributed, often to subordinate actors. The overall impact is that the flow of information, and
its associated awareness and knowledge, compels closed systems to open, eliminating many layers of the
cumbersome and compartmented intelligence and analysis bureaucracy.
command and control will give way to an emphasis on consultation and control. This organizational structure
permits the Cyber Situation to operate at maximum efficiency. It allows commanders at all levels to operate
with greater latitude and autonomy as part of an integrated joint operationa truly combined arms.
52
Principles of War
The Cyber Situation will provide enormously enhanced capabilities and opportunities for the war
fighter, but it will not alter the fundamental principles of war--objective, offensive, mass, economy of force,
maneuver, unity of command, security, surprise, and simplicity. These nine principles guide war-fighting at
all levels of warfare and have withstood the test of time and will endure in 2025 as the bedrock of US
5
military doctrine. The Cyber Situation optimizes the principles of offense, mass, and maneuver, enabling the
commander to execute a wide array of precision weapons from CONUS across the spectrum of warfare at a
single decisive point or a parallel attack against multiple critical nodes. The following section depicts the
Cyber Situation in action in a hypothetical 2025 scenario.
A Future World
(12 March, 2025--1435 EST/2045Z) The persistent flashing blue light at the
corner of his vision alerted the CJCS that the NMCC was initiating a category II ALERT,
the blue code for International, Domestic. As the chairman made himself comfortable, he
double-blinked rapidly to set in motion his Cyber Situation. As his computer-generated
mental display command center whirled into being before his eyes, his mental displaymail--the message that started the ALERT--became operational. CINCSOUTHs image
appeared and began briefing.
The government of Argentina was asking for help in conducting a hit on a
narcoterrorist group hidden within a room in the center of the Zircon building, a 50-story
skyscraper building in downtown Buenos Aires. The Argentina government is worried
because the building also contains thousands of civilians unaware of the terrorists'
presence. A moment's thought and the topographical detail map of Buenos Aires floats into
view. As the CJCS studied the map from all angles, zeroing in on the Zircon building, the
other major players stepped one by one into the Cyber conference. The NCA, along
with the unified CINCs, service chiefs, and State Department representatives all studied
the unfolding three-dimensional schematics of the Zircon building within their own
personal cyberspace. Weather reports began to come in, indicating a storm raging off the
coast in Tierra Del Fuego with winds NNE at 35 miles per hour. Light rain was falling in
and around Buenos Aires. Now the CJCS moved into the Cyber Situation of the
intelligence analyst that had been monitoring the situation. DNA and heat-sensing probes
of the Zircon building were built into a three-dimensional map that pin-pointed the location
of the terrorists on the 23rd floor in the offices of the Argentina Spaceways Co. Two
floors above, a local telecommunications company was hosting an AT&T International
conference. Local police already had sealed off the outer sectors of the building.
After studying the situation, the CINCSOUTH then ordered the execution of
Operation Red Ball One--Option 2, with the CJCS approval. At this point the CSAF took
over the Cyber Situation and entered the Cyber-space of the ACC commander.
Together, they reviewed the life-like images that appeared before them marking US
53
Aerospace bases. Beside each image were the units designator, manning level, and
current activity. For the execution of Red Ball One--Option 2, after consulting his crisis
action staff, the ACC commander decided to precision drop three squads of Space Marines
from a TC-4 Globemaster on to the roof of the Zircon building. The Cyber Situation now
included the colonel in charge of the 3d Special Operations Group the squadron
commander of the Space Marines at Hurlburt Field, Florida, and the Globemaster wing
commander at Eglin AFB, Florida. Together, they reviewed the prevailing weather
conditions, where the wind and rain could affect operations. Next, they reviewed the
computer-generated mental display schematics of the Zircon building, deciding where best
to precision drop the squads, mapping out the ins and outs of the stairways and speed lifts
of the building. Each of the three squad leaders of the Space Marines entered the Cyber
Situation for a detailed briefing of the Zircon buildings many exits and entries. They
discussed the placement of portable force-field shields to isolate the floor and at what
point the various nonlethal weapons would be used. One of the Marines suggested using an
ultra-high frequency wave burst as the best method to subdue the terrorists with the fewest
losses. The TAV-4 pilot and crew, already part of the Cyber Situation, once more
reviewed the weather, adjusted for winds, and with the squadrons aboard, launched.
The CINC and others watched the outcome of the operation in their Cyber
Situations, noting the success of the precision drop and the excellent execution of the
Space Marines in avoiding detection by the terrorists, while keeping the civilians calm.
The success of the frequency wave burst earned the suggesting Space Marine a merit
promotion and the entire operation the Argentine governments heartfelt thanks.
Notes
1
SPACECAST 2020, Leveraging the Infospace: Surveillance and Reconnaissance in 2020 (Maxwell
AFB, Ala.: Air University Press, June 1994), 1.
2
Jeffrey R. Barnett, Future War: An Assessment of Aerospace Campaigns in 2010 (Maxwell AFB,
Ala.: Air University Press, 1996), 6.
3
Institute for National Strategic Studies, Strategic Assessment 1995: US Security Challenges in
Transition (Washington, D. C.: National Defense University Press, November 1994), 16.
4
Robert Allan Doughty, The Breaking Point: Sedan and the Fall of France, 1940 (Hamden, Conn.:
Archon Books, 1990), 3.
5
Joint War-fighting Center Doctrine Division, War-fighting Vision 2010: A Framework For Change
(Langley AFB, Va.: 1 August 1995), 2.
54
Chapter 7
Investigation Recommendations
This chapter discusses areas of concerns requiring increased R&D and time investment.
First, it
articulates specific shortfalls and identifies commercial and military solutions. Second, it identifies broader
issues that will develop with the overall implementation of the Cyber Situation.
Some elements of the Cyber Situation have progressed further in the development process than others.
By 2025 the communications architecture will be sufficiently robust to support the Cyber Situation. This will
occur because of significant commercial investment as the civilian sectors insatiable appetite for
increasingly rapid access to data facilitates greater profit for those who provide it. The military will likely
be an investment partner in communications advances.
Computer power will continue to progress, doubling about every 18 months until the turn of the century.
Again, the commercial sector will take the lead with the military purchasing adequate computer power off
the shelf.
Current development in other areas is not as advanced and will therefore require greater emphasis to
mature at a comparable rate. Intelligent software is becoming more commonplace and its application more
widely implemented. However, currently available intelligent software has narrow application and is
neither very complex nor does it possess suitable capacity. To achieve the military requirements of the
Cyber Situation, allocation of R&D funding must continue to increase the pace of development in intelligent
software applications.
Finally, 2025 intelligence collection requires technology advances in both computer power and
intelligent software but currently is more affected by the developmental limitations in intelligent software.
Commercially available intelligence software is proliferating and will augment products developed and
55
intelligence gathering as well as the ability to cover communication gaps, will require the infusion of scarce
military dollars to supplement private sector investment.
The following are other, broader issues that require attention. First, the developmental technologies
required by the Cyber Situation must have a more effective linkage. Since each of the capability areas
required by the Cyber Situation is developing on a separate path, the synergistic effect of combining these
areas might better achieve the goal of complete OODA integration.
Second, research into the functions of the brain must be encouraged and accelerated. This is a new area
for both the medical community and the military. The research effort must focus on the capacity and interface
within the brain and how information is processed in going from raw input to final decision.
Third, social and cultural biases to a brain implanted decision tool must be overcome. The Cyber
Situation is designed to assist, not control each decision maker. To fully exploit growing technology,
cumbersome hardware and software requirements must be reduced to the simplicity and seamlessness of a
chip implant. With that technology in hand, the Cyber Situation can become a reality.
56
Chapter 8
Conclusion
The Cyber Situation makes the entire OODA Loop available to the commander in one location. It
provides observation through the collection platforms, the IIC, and the computer chip. It orients the user
using the IIC, the archival databases, and the brain chip. These are neither new nor revolutionary capabilities
provided to the commander. Senior decision makers throughout time have had access to the orient and
observe portion of the OODA.
Where the Cyber Situation provides a unique orient and observe capability to the commander is the
rapidity in which a decision maker has access to a complete picture. Before the Cyber Situation linked the
collectors and analysis tools in one step, each event was accomplished singly. Collectors were tasked and
controlled by one group and the analysis occurred elsewhere. The collected and analyzed information then
had to be briefed or presented to the commander who applied his own analysis to the information and
determine his own solution. This information could (and often did) come to the commander incomplete or
with biases attached. The Cyber Situation cuts through the processing and provides the commander with an
in-time picture from which he can observe and orient to an unbiased and a complete picture.
With the commander fully informed, the Cyber Situation helps with the decision process. The Cyber
Situation is designed to be a decision aid not a decision maker. This none-too-subtle difference confirms
that, as conceived, the capability resident in the Cyber Situation is designed to facilitate the best possible
decision from a human, who will always be in the loop. Options available to commanders for any situation
will be clearly displayed and evident to them; they can select one or seek additional information from the
Cyber Situation before proceeding.
57
It is in the final area of the OODA Loop, the act, where the Cyber Situation provides true added value.
Once the commander has fully observed, oriented, and reached a decision, action can occur. The full impact
of this full spectrum of the OODA Loop cannot be over stated.
Prior to the full deployment of the Cyber Situation, even the best complete strategic OODA cycle will
continue to take hours or days. Providing the commander with the information needed to reach the point of
action meant collecting the right data, putting it in the hands of the right analyst, and providing that
information to the commander. This is a cumbersome process at best, often overcome by events before the
information was forwarded to the right decision maker. Since there was a time-consuming structure in place,
information was unavoidably dated (even the freshest information is minutes old) and often incomplete.
Thus, even under the most terrific circumstances, the commander was making a decision and perhaps
employing forces without the best information.
Not only was the information incomplete, decision makers often contemplated as to whether the
information their subordinates provided was reliable and credible. With the capability provided by the
Cyber Situation, the information accuracy will be reliable and credible. Further, decision makers will have
unobstructed access to information. In short, a decision can finally be made with a complete picture of the
battle space.
Once a decision had been reached, the commander transmits execution orders. These orders must be
properly formatted and transmitted to subordinate units for action. Again, there is an unavoidable time lag
between when the orders are transmitted and when they are acted upon. In these precious hours, the situation
the commander desires to effect can change dramatically.
With the capability provided by the Cyber Situation, the commander can employ forces instantly and
flexibly. Whether the weapon of choice is a laser, UAV, or F-22, through the Cyber Situation the commander
has instant access to it.
What is even more compelling about the capability available through the Cyber Situation is that with the
exception of the brain chip, the technologies required to field it are well along in development in 1996.
Communications architectures are growing in both commercial and military applications and computer
power is still on an exponential growth rate. Software, too, is becoming more intelligent. Indeed, the
required capability is on the horizon.
58
In the end, the development of the Cyber Situation becomes a matter of priorities and trade offs. The
question that must be asked at the highest levels in the Department of Defense is whether or not bits are as
important as bullets and how the DOD budget dollar must be spent to satisfy the operational requirements for
air power in 2025. If what is required is the capability to provide the commander with all the information
and tools to act on a decision, then the Cyber Situation is the solution.
59
Appendix A
ARPA
ACC
AOR
area of responsibility
CRT
CJCS
CSAF
CI
CINC
commander in chief
SOUTHCOM
CONUS
DNA
deoxyribonucleic acid
DOD
Department of Defense
DSB
EEG
electroencephalograph
EMP
electromagnetic pulse
GII
HCI
IU
image understanding
IIC
I3
JTF
MII
MLS
multilevel security
NCA
NII
60
NMCC
NWV
OODA
PDA
R&D
RMA
TAV
transatomospheric vehicle
UAV
UCAV
URAV
61
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65
Information Attack:
Information Warfare In 2025
A Research Paper
Presented To
Air Force 2025
by
Professor George J. Stein
Air War College
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Executive Summary ...........................................................................................................................iv
Introduction.........................................................................................................................................1
Thesis ...........................................................................................................................................2
The Future Environment................................................................................................................3
iii
Executive Summary
Information Attack is defined by the USAF as either directly corrupting adversary information without
changing visibly the physical entity in which it resides. or activities taken to manipulate or destroy an
adversarys information without visibly changing the physical entity within which it resides.
This essay argues that the proper understanding and future development of information attack, based on
USAF information warfare competencies and systems, is the key to information dominance. It is likewise
argued that a central obstacle to a future information warfare capability is that the words and definitions
currently used among the Joint Staff and the armed forces to guide future development in IW are unclear,
confused, and often contradictory as they fail to distinguish IW from Command and Control Warfare (C2W)
and fail completely to incorporate USAF views on information attack.
The future potential in information warfare to substitute precise and discriminate credible
information whether by the methods of C2W (deception, PSYOP, or other means) or information attack
to a precise and discriminate target decision maker is the essence of decisive maneuver as it may position the
adversary in space and time, by his own decision, in a fatally disadvantageous strategic situation.
Information attack is not so much perception management as orientation management. Information is both the
target and the weapon: the weapon effect is predictable error.
In future operating environments marked by ambiguity, speed, and precision effect, it will be the
relative or differential advantage in information, information processing, and communication and information
security that will provide the narrow margin for victory. Future USAF mastery of information attack, through
air and space power unconstrained by artificial notions of battlefield-only command and control warfare,
will provide the capability for asymmetric strategic response based on decisive and differential information
advantage.
iv
Chapter 1
Introduction
The strategic problems faced by the United States in the five 2025 alternate futures and the strategic
problem faced in the intermediate world of 2015 identified in the Air Force 2025 Study are identical. The
strategic problem faced by the armed forces in any of these futures is the same. The true aim, as B. H.
Liddell Hart observed, is not so much to seek battle as to seek a strategic situation so advantageous so that if
it does not of itself produce the decision, its continuation by a battle is sure to achieve this.
The question
is whether information warfare and information attack can create this strategic situation in 2025 or even as
early as 2015.
For the purposes of this essay, and for reasons which will hopefully become clear as the argument is
developed, information warfare is defined as actions taken to achieve relatively greater understanding of the
strengths, weaknesses, and centers of gravity of an adversarys military, political, social, and economic
infrastructure in order to deny, exploit, influence, corrupt, or destroy those adversary information-based
activities thorough command and control warfare and information attack.
Information warfare is normally understood, following the Joint Publication (Pub)
3-13, Joint
Doctrine for Command and Control Warfare (C2W) definition, as actions taken to achieve information
superiority in support of national military strategy by affecting adversary information and information systems
2
Information warfare is currently defined by the USAF as Any action within the information
environment taken to deny, exploit, corrupt, or destroy an adversarys information, information systems, and
3
bombing an enemy telephone exchange with iron bombs or corrupting the adversarys telephone switching
system through electronic warfare or a computer attack are all, equally, information warfare. It is the targets,
not the method of combat, which define information warfare for the USAF.
Command and control warfare is defined, following Joint Pub 3-13, Joint Doctrine for Command
and Control Warfare (C2W), as a war fighting application of IW in military operations {that} employs
various techniques and technologies to attack or protect a specific target set - command and control.
Joint Pub 3-13 further defines C2W as the integrated use of psychological operations, military
deception, operations security, electronic warfare, and physical destruction, mutually supported by
intelligence, to deny information to, influence, degrade, or destroy adversary C2 capabilities while protecting
friendly C2 capabilities against such actions.
For the USAF, C2W is simply the effort to disrupt and destroy an adversarys command and control.
Information attack is defined by the USAF as either directly corrupting adversary information without
7
changing visibly the physical entity in which it resides. or activities taken to manipulate or destroy an
8
adversarys information without visibly changing the physical entity within which it resides.
Thesis
The thesis of this essay is that the proper understanding and future development of information attack
within the context of the USAF core competency of Information Dominance is the key to information warfare
in the future.
It is likewise argued that a central obstacle to a future information warfare capability is that
the words and definitions currently used among the Joint Staff and the armed forces to guide future
development in IW are unclear, confused, and often contradictory.
The USAF strategy for information warfare should be well advanced by 2015 and fulfilled by 2025
through its incorporation within the central USAF mission of the employment of air and space power. Air
and space power will, as today, be conceived as global awareness, global reach, and global power.
Information warfare, especially information attack, will be employed as an expression of global power made
possible through global awareness and global reach. It will provide an essential component of the global
presence through which national security objectives will be met and will meet the national military strategy
of deterrence, promoting stability, thwarting aggression, and containing conflict, and, ultimately, projecting
power to fight and win.
The key strategic issue will remain not so much to seek battle as to seek a strategic situation so
advantageous so that if it does not of itself produce the decision, its continuation by a battle is sure to achieve
this. Information warfare, especially information attack, will provide the differential advantage, especially
through air and space power, to permit the United States to develop and employ asymmetric modes of
operation at what are called currently the strategic, operational, and tactical levels of conflict. Asymmetric
and differential strategy is the key to breaking the platform-to-platform thinking (tank-counter-tank, shipantiship, etc.) that continues to dominate long-range strategic thinking inherited from the successful
experience in industrial-age warfare. Information warfare is the key to asymmetric and differential strategy
and, in the context of this essay, information attack as new forms of air and space power are the key to
information warfare.
The development of asymmetric and differential strategy is required by the change in the range of
potential military operations facing the armed forces in the emerging international security environment and
the constraints consequent of both downsizing and the ever-increasing costs of traditional platforms.
10
While
there may not be a settled consensus on the precise outlines of the emerging security environment, virtually all
studies recognize that an unusually high plurality of diverse and untraditional tasks will challenge Americas
armed forces. The contemporary security environment is viewed as a generic regional contingency (or two
nearly simultaneous major regional contingencies such as North Korea and Iraq), a generic niche competitor
such as transnational criminal syndicates or ideological terrorists, or a generic, and yet to emerge, peer
11
competitor.
The security environment can be seen as the Air Force 2025 Studys five alternate futures
Gullivers Travails, Zaibatsu, Digital Cacophony, King Khan, and Halfs and Half-Naughts and the
2015 Crossroads intermediate future. The security environment can be described more expansively as a
range of high or low end global competitors, high or low end regional competitors,
12
counter-insurgency,
peace or humanitarian operations, dangerous industrial activities, weapons of mass destruction proliferation,
13
The point is not that the armed forces will have to address all these challenges but that, despite
downsizing and increasing platform costs, the military could be required to address any of these challenges.
Absent the sudden emergence of a genuine competitor seen by the United States as having the capability to
threaten American vital national security interests on a global basis, the armed forces, quite simply, must be
able to do more with less or, perhaps as argued in this essay, must be able to do more by doing it differently.
Information warfare through air and space power may provide the capability for asymmetric response through
the differential advantage of information attack in most future security challenges.
14
In the emerging information age and the operational environments postulated in almost all the alternate
futures surveyed, military operations will reflect the characteristics of the larger societies.
forces and many military operations become increasingly dependent on information,
16
15
As most armed
like economic winners in the information-based economies, need to have that core competency identified by
the USAF as information dominance whereby the United States has greater understanding of the strengths,
weaknesses, and centers of gravity of an adversarys military, political, social, and economic infrastructure
17
whereby American military power projection and even mobilization are not vulnerably dependent on the
18
global information infrastructure, will likewise emerge as central national security issues.
Any discussion
of information warfare, including information attack, must be understood to include equal or greater attention
to defense.
The goal of information dominance, note well, is greater understanding, not total understanding. As in
the emerging information economies sometimes called winner take all economies victory is often
based on a very small margin or differential of talent, information, performance, or luck. It is the relative
performance in those markets or activities in which having or being second-best is inadequate, even at lower
19
than her silver second gets the running shoe endorsement contract. The F-16 pilot who locks on only two
seconds faster gets the kill. By 2025, or surely by 2050, only will be nanoseconds.
of additional copies can be quickly manufactured, distributed, advertised, and sold planetwide.
Once one
component of the distributed reconnaissance and surveillance satellite system locks on the target, the
coordinates are duplicated and distributed by an information and communications meta-system to its
customers planetwide.
The ability to conduct information-age warfare through the relatively better use of information-in-war
and the ability to duplicate and distribute information warfare itself through information attack may provide
the relative or differential strategic situation so advantageous of which Liddell Hart spoke that Sun Tzus
pinnacle of excellence could be achieved wherein the enemy is subdued by asymmetric response without
battle.
Information warfare, information-age warfare, information-in-war, information, and information attack
are intimately related, but they are not identical.
reached without, however, prematurely establishing authoritative doctrine that could prevent the creative
developments required to realize the future potential of information warfare. The Joint Staff was correct
when it noted in Joint Pub 3-13 that the use of the term warfare in information warfare should not be
21
Notes
1
B. H. Liddell Hart, Strategy (London: Faber and Faber Ltd., 1967), 325.
Joint Pub 3-13, Joint Doctrine for Command and Control Warfare (C2W) (draft), 1995 I-4.
3
USAF, Air Force Doctrine Document-5 (1st draft), (November 1995), 20.
4
Joint Pub 3-13 v.
5
Ibid., I-4
6
USAF, Air Force Doctrine Document-5, 18.
7
USAF, Cornerstones of Information Warfare,.6.
8
USAF, Air Force Doctrine Document-5, 19.
9
Gen Ronald R. Fogleman, USAF, Chief of Staff and Sheila E. Widnall, Secretary of the Air Force, Air
Force Executive Guidance, (1996) 4.
10
Theresa Hitches, Lawmakers Call 97 Clinton Plan Unrealistic, Defense News, 11-17 March 1996,
14.
2
11
Jeffery R. Barnett, Future War: An Assessment of Aerospace Campaigns in 2010 (Maxwell AFB,
Ala. Air University Press, 1996).
12
Jason Glashow, Regional Powers May Gain Clout, Defense News, 1117 March 1996, 36.
13
Board of Directors, USAF Long Range Planning, Future Operating Environments, Briefing
Slides 29 February 1996,: R33.
14
Joseph S. Nye and William A. Owens, Americas Information Edge, Foreign Affairs, March/April
1996, 20-54.
15
Pat Cooper, Information Whizzes To Advise DoD on Future Wars, Defense News, 263 February
March, 1996, 14.
16
Len Zuga, EW Competition to Surge, Defense News, 1925 February 1996, 20.
17
USAF, Air Force Doctrine Document-1 Air Force Basic Doctrine, (draft) 15 August 1995, 10
18
Pat Cooper, IW Study May Guide U.S. Policy, Defense News, 2531 March, 1996, 39.
19
Steven Pearlstein, The Winners are Taking All, Washington Post National Weekly Edition 13 11
17 December 1995, 6-10.
20
Gary Hamel and C. K. Prahalad, Competing for the Future, (MA: Harvard Business School Press,
1994).
21
Joint Pub 3-13, .I-4.
Chapter 2
The basic problem with understanding information warfare today is that there is no clear sense of just
what is being discussed. The futurists Alvin and Heidi Toffler have argued in their recent book War and
Anti-War that the United States armed forces need to develop a systematic, capstone concept of military
knowledge strategy" which would include clear doctrine and policy for how the armed forces will acquire,
process, distribute, project, and protect knowledge and information to serve national strategy.
The Tofflers
and others have argued that the concept of information warfare includes those information-based operations
which attempt to influence the "emotions, motives, objective reasoning, and ultimately the behavior" of
2
others. The strategists John Arquilla and David Ronfeldt, on the other hand, have argued in their important
essay "Cyberwar is Coming!" that "netwar" and "cyberwar" are the key concepts for understanding
3
information war.
Originally emerging in the science fiction community as, for example, in the very thought-provoking
4
future war suggested in Bruce Sterling's Islands in the Net, the concepts of netwar and cyberwar provide
one thoughtful starting point for exploring the military and civil/military issues of information war. Netwar,
according to Arquilla and Ronfeldt, is a "societal-level ideational conflict waged in part through internetted
modes of communication." That is, they suggest that what is today seen as strategic- level, traditional, stateto-state conflict through the use of a nation's electronic intelligence and communications assets is the essence
of netwar. Unlike traditional propaganda that seeks to provide information (whether true or false) which the
adversary must understand, netwar or strategic level information war attacks another society's epistemology
and decision-making process. Netwar attacks how the adversary knows, not just what the adversary knows.
Cyberwar is seen as the operational level of information warfare whereby the armed forces use netwar
principles, techniques, and technologies to attack the epistemology and decision-making process of the enemy
armed forces especially its commanders. Most current discussion of information war in the armed forces
seems to focus almost exclusively on the tools and techniques of cyberwar rather than strategic-level netwar.
At the operational level of war, a national information war or netwar strategy would be translated by the
armed forces into cyberwar or command and control warfare, often referred to in military shorthand as C2W.
Cyberwar, in the hands of the local military commander, attacks the mind of the enemy commander through
various tools, many of which are from the universe of electronic warfare, to produce bad decisions and
prevent, delay, or deny information for good or militarily effective decisions.
For the purposes of this essay, information warfare is seen as analogous to netwar and, as noted above,
from within the USAF view, as actions taken to achieve relatively greater understanding of the strengths,
weaknesses, and centers of gravity of an adversarys military, political, social, and economic infrastructure
in order to deny, exploit, influence, corrupt, or destroy these adversary information-based activities thorough
command and control warfare and information attack.
Command and control warfare would be understood by the armed forces as analogous to cyberwar.
Information attack, recall, is directly corrupting adversary information without changing visibly the
physical entity in which it resides and is the key to both netwar and cyberwar.
Within the general and authoritative military context, however, there is little agreement on definitions or
the scope of the debate. Words have meaning as, at least, the components of military doctrine and, as such,
affect how each service will organize, train, and equip its forces to support national security policies.
Much of this essay may seem to be mere semantic nit-picking, but the right words and definitions are vital
because of the authoritative nature of doctrine. The services fight over words.
be able to make informed decisions on the future evolution of the armed forces depends on their having a
coherent understanding of the promise and perils of information warfare and, especially, information attack.
As the service most likely to be able to develop its current information warfare assets embedded in
global awareness and reach, and its information attack potential in global power, the USAF has a special and
historic responsibility to lead clear thinking and doctrinal development for the new forms of strategic
operations permitted by information warfare and information attack.
Alvin and Heidi Toffler, War and Antiwar: Survival at the Dawn of the 21st Century (Boston: Little,
Brown & Co., 1993),141.
2
Joint Chiefs of Staff Memorandum of Policy 30, Command and Control Warfare (March 1993), A-4.
3
John Arquilla and David Ronfeldt, Cyberwar is Coming!, Comparative Strategy 12, no.2 (April
June, 1993), 141-165.
4
Bruce Sterling, Islands in the Net (NY: Ace, 1988).
5
The continuous argument over the authority of the Joint Force Air Component Commander (JFACC)
to control ground-support missions is illustrative. To the outsider the debate seems theological. To
troops on the ground, its a question of life or death.
Chapter 3
Confused Visions
A key problem within military discussions of information warfare is that the Department of Defense, the
Joint Staff, and each individual service recognize that if IW is, indeed, a new form of warfare or represents a
potential for a true revolution in military affairs, then there are important implications for the traditional
roles and missions of each individual service. If, for example, to be seen is to be killed and hostile
unmanned aerial vehicles (UAV) provide battlefield overview for smart artillery shells, armored units whose
own air and space forces have not yet blinded the enemy will be sitting ducks. This, likewise, has
implications for future access to increasingly scarce defense appropriations. If, for example, Congress
becomes convinced that investing in swarms of cheap-tank-locating UAV for US Army helicopters to use to
kill enemy tanks is a better idea, then this raises the obvious question Why are we still buying tanks?
Indeed, Congress might ask whether the Joint Strike Fighter (JSF) is the better investment for plinking tanks in
open terrain than an uninhabited combat air vehicle (UCAV). The military is, understandably, institutionally
conservative and, as in the early discussions of airpower or current discussions of space power, more likely
1
to attempt to fit the new into the already known. Even the USAF has a legacy of platform-focused thinking.
On the other hand, information warfare is the hot topic of the age and everyone wants to the part of the
Third Wave, the armed forces being no exception. Unfortunately, far too much discussion in the armed
forces of IW confuses the traditional importance of information-in-warfare with information warfare or
information attack itself. All those papers and briefings that begin Information has always been central to
warfare. . . and then go on to explain that our new computer system will get information to the warfighter
so he can achieve information dominance on the battlefield and thus demonstrate our services mastery of
10
IW, confuse information-in-war with information warfare. Whether we are digitizing the cockpit or digitizing
the battlefield, this is not IW.
issue as the use of information is central to modern warfare and, more importantly, may be the sine qua non
or necessary-but-not-sufficient condition for the conduct of any future traditional warfare and certainly any
future information warfare.
A review of the current debate within the armed forces will illustrate the
While the current draft definition is unclassified, the official definition of information warfare remains
classified top secret. The public, nonclassified and formal military discussion of information warfare began
with the Joint Chiefs of Staff Memorandum of Policy (MOP) - 30 (1993), Command and Control Warfare.
This document set the initial terms of debate and, consequently, most formal debate since. Most importantly,
Command and Control Warfare or C2W was defined as the military strategy that implements Information
Warfare on the battlefield and its objective was to decapitate the enemys command structure from its body
of forces.
The legacy of Desert Storms airpower and electronic warfare against Iraq was seen as the
5
essence of information warfare. What is really being discussed in the desert war context is, in fact, the new
6
and creative use of information-in-war noted by Soviet and other observers. Note also that the discussion of
IW starts as a battlefield topic with the result that much of the continuing debate places IW in the combat
support role rather than as a new form of combat proper.
More recently, the Joint Staff has expanded the idea of information warfare in Joint Pub 3-13 (1995),
Joint Doctrine for Command and Control Warfare. Information warfare is defined, as noted above, as
actions taken to achieve information superiority in support of national military strategy by affecting
adversary information and information systems while leveraging and defending friendly information
systems.
Here, a central and vital issue is noted. While the armed forces may attempt to gain superiority
by affecting adversary information and information systems, they can defend only friendly systems. That is,
the Joint Staff seems to assert that the armed forces have no military mission or authority, currently, to defend
friendly information. The armed forces, it appears to be claimed, can protect military information systems
11
only; they cannot use military assets to defend the nonmilitary information systems of the United States from
adversary attempts to gain military advantage.
conveying pornography on the Internet contained in the Communications Decency Act accompanying the
recently enacted Telecommunications Act are a mere skirmish compared to the civil libertarian firestorm that
would result if the military claimed a role in nongovernmental information or information systems
8
protection.
On the other hand, the mission of the armed forces is to defend the United States, and if hostile
information attack threatens the national security, it is difficult to see why the skills and experience that the
armed forces are developing to protect military systems should not be loaned to an interagency Information
Security Task Force.
The Joint Staffs Joint Pub 3-13 then modifies the earlier definition on command and control warfare
(C2W) first used in MOP-30 in an important but ultimately inadequate way. C2W is now seen as a {not the}
war fighting application of IW in military operations {not just on the battlefield} and employs various
techniques and technologies to attack or protect command and control {not just decapitate}. Joint Pub 3-13
goes on to define C2W as the integrated use of psychological operations, military deception, operations
security, electronic warfare, and physical destruction, mutually supported by intelligence. That is, the
integrated use of perfectly traditional information-in-war tools and techniques.
New Thinking?
The Joint Staff, whose views on doctrine are assumed to be directive for the individual services and
whose definitions thereby amplify the importance of words, is currently developing a series of ideas for war
fighting in the near-future: Joint Vision 2010 - Americas Military: Shaping the Future. While not focused
primarily on information warfare, Joint Vision 2010s ideas are of direct relevance to the future evolution
and role of IW. Joint Vision 2010 begins with a projection of current technological trends assumed to shape
the future war fighting environment. These include: (1) the increasing precision of weapons and their means
of delivery, (2) the increasing menu of weapons effects from traditional lethality to nonlethal technologies,
(3) increased stealth for both offensive platforms and invisibility of friendly forces, and (4) improvements in
12
information systems integration, from sensors to shooters, which may permit a dominant battlespace
9
These four trends, which are assumed to provide a magnitude improvement in lethality, will require
information supremacy. Information supremacy is defined here as the capability to collect, process and
disseminate an uninterrupted flow of information while exploiting or denying an adversarys ability to do the
same.
10
This is, of course, both a worthy goal and a perfect definition of information-in-war. Information
supremacy, according to Joint Vision 2010, will require both offensive and defensive information warfare.
Offensive IW will degrade or exploit an adversarys collection and use of information and will be conducted
by traditional and nontraditional means such as electronic intrusion into an information and control
network to convince, confuse, or deceive enemy military decision makers.
11
dominant battlespace awareness and provide improved command and control of friendly forces and will be
conducted by traditional means such as physical security and encryption and untraditional means such as
antivirus protection and secure data transmission.
Joint Vision 2010, then, continues the pattern of seeing information warfare as an advanced version of
command and control warfare (C2W), new techniques of traditional electronic warfare (EW), and a sense that
computer viruses, as a form of EW, might be important.
operationally, as information-in-war rather than information warfare as a potentially new form of warfare for
the future. This most current Joint Staff thinking appears to have forgotten its earlier idea in Joint Pub 3-13
that the use of the term warfare in information warfare should not be construed as limiting IW to a military
conflict, declared or otherwise.
Based on the technologies of this information supremacy providing dominant battlespace awareness,
Joint Vision 2010 proposes that new concepts of operation will need to be developed.
These new
operational concepts (how the joint force commander will fight the fight with land, sea, air, and space forces
assigned ) are (1) dominant maneuver, (2) precision engagement, (3) full-dimension protection, and (4)
focused logistics. These four new operational concepts will provide Full Spectrum Dominance to achieve
massed effects in warfare from dispersed forces across the spectrum of military actions from peacetime
engagement through deterrence and conflict prevention to fight and win warfare.
13
The key problem with Full Spectrum Dominance is not only that its notion of information warfare is still
too focused on information-in-warfare but that the application of massed effects in warfare from dispersed
forces still appears to assume that massing forces is the strategic problem. The Joint Staff appears to assume,
naturally enough, that land, sea, air, and space forces are the only, or certainly major, means for the joint
force commander to accomplish the mission. That militarily-relevant, strategic, operational, or tactical
effects might be produced by information attack without combining the various joint forces in theater may be
the key difference between information-in-warfare and information warfare. A brief survey of the four new
operational concepts will illustrate the problem.
Dominant Maneuver
Dominant maneuver is an operational concept that grows from the experience of the Gulf War and the
evolution of US Army thinking from Air-Land Battle to Force XXI Operations.
12
In essence, instead of
warfare being conducted as a series or sequence of battles leading ultimately to the enemy collapse, dominant
maneuver proposes to bring together widely dispersed joint forces to attack the enemy throughout the height,
breadth, and depth of the battlespace by attacking all levels of the enemys centers of gravity
13
simultaneously.
Clearly, the increasing precision of weapons and their means of delivery, the increasing
menu of weapons effects from traditional lethality to nonlethal technologies, the increased stealth for both
offensive platforms and invisibility of friendly forces, and the improvements in information systems
integration are the technologies that permit dominant maneuver. Joint Vision 2010 recognizes that these new
weapons will allow us to conduct attacks concurrently that formerly required massed assets in a sequential
methodology.
14
And, while these new weapons and technologies may permit us to accomplish the effects of
mass the necessary concentration of combat power at the decisive time and place without physically
massing forces, dominant maneuver still appears to seek to attain with decisive speed and tempo a
physical presence that compels an adversary to either react from a position of disadvantage or quit.
(emphasis added). Joint Vision 2010 is confused. Do mass effects require physical presence by joint forces
assembled from widely dispersed locations or not? And why does Joint Vision 2010 assume that mass
14
effects are superior to differential effects? Information warfare, advanced C2W, and information attack may
not need to share this assumption.
Precision engagement and full-dimension protection make the same assumption. Precision engagement
depends on a system of systems
15
that permits our forces to locate the target, provide responsive command
and control, have the desired effect, assess the effect, and reengage if required. That is, we can shape the
battlespace and conduct a dominant maneuver. Full-dimension protection, built on information supremacy
(actually, supremacy of information-in-war), will provide multidimensional awareness and assessment, as
well as identification of all forces within the battlespace. Defensive information warfare will be required to
protect our information systems and processes.
Focused logistics, the final new operational concept, again illustrates the thinking that the ability to
project power with the most capable forces is the central problem. The ability to fuse information, logistics,
and transportation technologies; provide rapid crisis response; track and shift assets even while enroute; and
deliver the logistics and sustainment to the level of operations assumes that getting stuff there for the forces
is the essence of projecting power. Yes, in many cases, especially against traditional adversarys armed
forces or other military operations like peace enforcement and humanitarian relief, this may be true.
Dominant maneuver, precision engagement, and full-dimension protection are clearly operational
concepts that will permit the US armed forces to attain full spectrum dominance in a traditional campaign
against a traditional adversary. There will be undoubtedly Saddam-revenant adversaries even in 2025.
Creative USAF thinking about information warfare, however, requires that a series of unusual questions be
asked: What is the future battlespace. What are forces in future conflicts? What is there in a future
battlespace? What if the adversary is not employing forces?
Joint Vision 2010 introduces a generally thoughtful and potentially useful set of ideas for the evolution
of operational concepts for US joint forces to employ in traditional military operations across a large
spectrum of conflict. It correctly recognizes information-in-warfare as one of the most important and critical
aspects of near-future (circa 2010) military operations. Information superiority is, in fact, the necessary
15
condition for future joint warfare and, as such, the Joint Staff is correct in calling for far greater attention to
the promise and peril of the new technologies for the collection, processing, and secure dissemination of
information-in-war. Joint Vision 2010 is much less successful in addressing the implication for the US
armed forces, and especially the USAF, if the potential for information warfare were to be something beyond
a technology-based, more sophisticated version of command and control warfare.
It is, of course, the individual armed services that are tasked to organize, train and equip for the future.
How are the individual armed services thinking about information warfare on the road to 2025?
The US Army
For the US Army, information operations replaces information warfare as the capstone concept.
Information operations are continuous military operations within the military information environment that
enable, enhance, and protect the commanders decision cycle and mission execution to achieve an
information advantage across the full range of military operations.
16
Information operations include interacting with the global information environment and, as required,
exploiting or degrading an adversarys information and decision systems. That is, the Army recognizes that
information affects operations far beyond the traditional battlefield and, thus, information operations is seen
as the proper word to include both information warfare and command and control warfare. This is a
potentially important evolution in Army thinking but, currently, it results in a limited view of information
warfare. information operations may, in fact, be a better word than information warfare, and could be
adopted by the Joint Staff and the other services, but only if the concept is expanded to mean more than
military operations within the military information environment.
Information warfare, for the US Army, are actions taken to preserve the integrity of ones own
information system from exploitation, corruption, or destruction while at the same time exploiting, corrupting,
or destroying an adversarys information system and in the process achieving an information advantage in the
17
application of force.
platform thinking like only armor can confront armor with the information system as the new platform.
16
Information warfare thus has been constrained to the universe of the combat support elements where technowizards will provide advantage for Willie and Joe to apply force with real weapons like tanks and artillery.
The US Army appears to confuse information-in-war with information warfare. The Armys goal to
assimilate thousands of bits of information to visualize the battlefield, assess the situation, and direct
military action appropriate to the situation is the use of information-in-war for traditional battle. The
Armys Information Age Force XXI will know the precise location of their own forces, while denying that
kind of information to their foes because, for the Army, information is an essential dynamic enabling
dominant military power at the strategic, operational, and tactical levels. This will be achieved by using
and protecting information infrastructures while influencing or denying a potential adversarys use of these
18
infrastructures.
By constraining its doctrinal thinking to the infrastructure aspects of information and adopting
uncritically the Joint Staff definition of command and control warfare (C2W), the US Army may have let its
traditional, and proper, land-warfare focus prematurely narrow its vision to the battlespace of armor,
artillery, and infantry divisions. While it is undoubtedly important that the Army study and apply its notion of
information warfare to command and control warfare, it is also undoubtedly obvious that the Army must
develop its concept of information operations beyond the military information environment. information
operations, if conceived synergistically with the USAF concept of information attack, are much more than
integrated support to battle command in traditional military operations.
19
The US Navy
The US Navy essentially shares the same view of information warfare as does the Air Force but, like
the US Army, views information operations as a means through which to conduct traditional battle. Like the
Air Force, the Navy views command and control warfare (C2W) as distinct and subordinate to information
warfare proper. Like the Army, the Navy appears to view IW primarily as a means to prepare for battle.
The former chief of naval operations, Adm J. M. Boorda, observed recently that because of the Navys
traditional forward deployment, Information Warfare will give us the ability to slow and influence the
enemys decision making cycle, to prepare the battlespace before the start of hostilities, and to dictate the
17
20
While naval doctrine for IW is in at least as much flux as that of the other services,
current doctrine straddles the big view of IW and the little view of IW as C2W. Operations Naval Instruction
(OPNAVIST) 3430.26 defines IW as action taken in support of national security strategy to seize and
maintain a decisive advantage by attacking an adversarys information infrastructure through exploitation,
21
denial, and influence, while protecting friendly information systems [emphasis added].
Platform-to-platform battle is again the model. Likewise, C2W is the action taken by the military
commander to realize the practical effects of IW on the battlefield. As a service, the Navy may be expected
to develop the tools and techniques of C2W for power projection from the sea with the growing awareness of
the potential for IW to project the effect of combat power far inland from the combat forces that are the
22
physical, and military infrastructures and expands the spectrum of warfare from competition to conflict.
23
There is an obvious potential for mutual synergy in developing asymmetric strategies between the Navys sea
and air assets and the US Air Forces air and space assets for both C2W based information warfare and
information attack.
The US Air Force begins its reflections on information warfare from within its views on air and space
power. For the USAF, air and space power are a means to an end, not the end itself. Like the Navys from
the sea, air and space power are done in and from a place that is more than a place: the air and space.
Thus, air and space power include the projection of military force from air and space. The goal is air and
space superiority as the necessary, but not sufficient, condition for the application or employment of all other
military power. And, as air and space surround the globe, the USAF sees itself as having a global mission of
air and space superiority, global mobility, and the precision employment of air and space assets. The same
vision informs USAF thinking on information warfare.
For the USAF, currently, information is seen as analogous to air and space. Information is seen as a
realm in which dominance will be contested and in which and from which military power can be employed.
Like air and space power, information dominance is a necessary, but not sufficient, condition for the
18
application or employment of all other military power and, likewise, is a global mission.
Mastering
information warfare, then, will become a USAF core competency like air and space superiority.
Unfortunately, USAF thinking currently suffers some of the same internal contradictions as does the IW
thinking of the Army and Navy and, more importantly, that of the Joint Staff. The issue is, again, confusion
among information-in-war, information, and information warfare.
The USAF recognizes correctly that information dominance is a broad concept and describes it, in Air
Force Doctrine Document 1 (AFDD-1) Air Force Basic Doctrine, in the war-fighting context as that
condition in which the commanders have greater understanding of the strengths, weaknesses, and centers of
gravity of an adversarys military, political, social, and economic infrastructure than the enemy has about
24
our side.
That is, information dominance provides a decisive degree of information-in-war that is essential
for the successful application, enhancement, or employment of air and space power or, indeed, any other kind
of military power. On the other hand, in Air Force Doctrine Document 5 (AFDD-5) Information Warfare,
information dominance is defined as that degree of superiority in information functions that permit friendly
forces to operate at a given time and place without prohibitive interference from opposing forces.
25
As will
26
Navy see part of IW as protecting our military systems and military information infrastructure, the USAF
appears to envision part of IW as defending the armed forces against enemy information actions as well as
defending the military information infrastructure. The USAF is right: waiting for an electronic Pearl Harbor
and then beginning the slow buildup and deployment of Army land power to apply force is not the way to
prepare the armed forces for the fight, or to deter fighting, in the information age.
19
Confusion
It must be admitted that current USAF thinking is confused in the area of information warfare and has not
yet reached a coherence in the words that will define and guide doctrine. The USAF doctrine community,
unfortunately dispersed among the Air Staff, the Air Force Doctrine Center at Langly AFB, the College of
Doctrine, Research and Education at Air University, and the Air Command and Staff College and Air War
College, must aim to harmonize its thinking. USAF long-range planning cannot incorporate the information
warfare insights developed in research like New World Vistas or Air Force 2025 without a coherent
vocabulary. Words matter.Air Force Doctrine Document-1 (AFDD-1), Air Force Doctrine Document-5
(AFDD-5) and Cornerstones
Current (August 1995 draft) Air Force Doctrine Document-1 (AFDD-1), Air Force Basic Doctrine,
and AFDD-5, Information Warfare, postulate six roles for air and space power: control, strike, mobility,
information, sustainment, and preparation. The information role is defined to include command, control,
communications, and computers (C4); intelligence, surveillance, reconnaissance, navigation and positioning;
and the weather service. Clearly, information is seen like sustainment and preparation as combat support or
combat service support to the war-fighting missions of strike, control, and mobility. According to AFDD-1,
USAF core competencies, as in Air Force Executive Guidance, include air superiority, space superiority,
global mobility, precision employment, and information dominance.
information dominance is that condition that gives greater understanding of the strengths, weaknesses, and
centers of gravity of an adversarys military, political, social, and economic infrastructure than the enemy has
about our side. The core competency of information dominance, then, appears to be accomplished by the
information role of air and space power.
27
In an attempt to provide the doctrinal foundation for information warfare, the USAF chief of staff, Gen
Ronald R. Fogleman, and the secretary of the Air Force, Sheila E. Widnall, issued Cornerstones of
Information Warfare in 1995. Cornerstones proposes that the roles and missions of air and space power
are not the six of AFDD-1 but four: aerospace control, force application, force enhancement, and force
support. Information warfare is not a separate role or mission but is incorporated as a component of
aerospace power. In aerospace control, IW is counterinformation actions dedicated to controlling the
20
information realm. Command and control warfare (C2W) appears under the mission of force application.
Information operations, really any action involving information-in-war, is part of force enhancement while
28
Command and control warfare (C2W) is central to all military discussions of IW and Cornerstones
views C2W part of the force application mission.
promising addition to IW thinking. Cornerstones modifies the model of C2W proposed by the Joint Staff and
adopted by the Army and Navy from the integrated use of psychological operations, military deception,
operations security, electronic warfare, and physical destruction, mutually supported by intelligence to
psychological operations, military deception, security measures, electronic warfare, physical destruction,
29
30
information itself and not just information-in-war. IW is about ideas and epistemology, what is known and
how it is known, and would be waged largely, but not entirely, through adversary information systems and
infrastructures. The target of war is ultimately the human mind of the adversary decision makers and, in the
information age, it is information itself that is, increasingly, the center of gravity of an adversarys military,
political, social, and economic infrastructure. In reality, what Cornerstones is asserting is that information is
not just a realm in which dominance will be contested, but rather, the realm is information. Information is
both the target and the weapon.
The USAF has a better sense of command and control warfare than either Joint Pub 3-13 or the Army
documents. C2W is seen by the USAF as a force application mission like interdiction or close air support and
it would conduct C2W through electronic warfare, psychological operations, military deception, physical
attack, and security measures.
31
mission, C2W attack (especially information attack) can be used for strategic, operational, or tactical effect.
Like strategic air and space power, C2W is not just a battlefield support mission. C2W for the USAF and the
Navy is only a particular form of IW, and to restrain the Navy or the USAF to C2W as the extent of its
contribution to IW operations would be a foolish waste of sea, air and space power assets and capabilities.
21
The problem comes, however, with Cornerstones foundation idea of information attack doctrine in the
authoritative context of official USAF doctrine represented in AFDD-1.
The Problem
While AFDD-1 recognizes that information warfare could be used for neutralizing an adversarys will
and capacity to make war, its view of information attack illustrates the same unimaginative platform-toplatform thinking as only aircraft can contest aircraft for air superiority. That is, information attack is seen
in AFDD-1 as the use of computers and communications to directly attack the adversarys information
operations.
32
At first glance, and given the Army understanding of information operations, this appears to
move beyond attacking platforms. The problem is that an information operation is any activity that involves
information functions and, most importantly, Cornerstones has defined information functions as the
technology-dependent elements involved in the acquisition, transmission, storage, or transformation of
information seen as data and instructions.
33
Because AFDD-1, Basic Doctrine defines information as the organized network of information
functions that enhance employment of forces, and Cornerstones has defined information functions as the
technology-dependent elements of the network, there is a danger that the very sophisticated idea of
information attack may be seen as little different from the Armys notion of using and protecting information
infrastructures while influencing or denying a potential adversarys use of these infrastructures. It is still a
counterplatform model.
AFDD-5, Information Warfare, on the other hand, has defined information attack as activities taken
to manipulate or destroy an adversarys information without visibly changing the physical entity within which
it resides and information functions as any activity involving the acquisition, transmission, or storage or
information.
34
The key question is: Does the USAF recognize any activity beyond attacking (and
22
AFDD-1 and AFDD-5 to realize the potential of information warfare implicit in a creative development of
information attack. The USAF must also reject the idea that IW is only to enhance the employment of forces,
and must break free of the mantra of jointness wherein air and space power are discussed only within the
context of supporting the Joint Force Commander. Air and space power will permit information attack in
2025, and information attack may be the differential that permits asymmetric strategic operations by
aerospace power alone in war and peace.
Notes
1
Andrew F. Krepinevich, The Pattern of Military Revolutions, The National Interest, no.37 (Fall
1995), 3042.
2
Carl H. Builder, The Icarus Syndrome: The Role of Air Power Theory in the Evolution and Fate of
the U.S. Air Force (New Brunswick, N.J. Transaction Publishers, 1994).
3
James M. Dublik and Gordon R. Sullivan, Land Warfare in the 21st Century (Carlisle Barracks, PA:
US Army War College Strategic Studies Institute, 1993).
4
Joint Chiefs of Staff Memorandum of Policy 30, 3.
5
Edward Mann, Desert Storm: The First Information War?, Airpower Journal 8, no. 4 (Winter,
1994) 414.
6
Mary C. FitzGerald, The Soviet Image of Future Wars: Through the Prism of the Persian Gulf
(Washington, D.C. The Hudson Institute, 1991) and V.K. Nair, War in the Gulf: Lesson for the Third World
(New Delhi: Lancer International, 1991).
7
Joint Pub 3-13, I-4.
8
Daniel Brandt, Infowar and Disinformation: From the Pentagon to the Net, NameBase NewsLine,
No.11, OctoberDecember 1995, 11 available from: gopher://ursula.blythe.org/00/pub/NameBase/newsline.
9
Joint Vision 2010 - Americas Military: Shaping the Future (1995), 5.
10
Ibid., 7.
11
Ibid.
12
United States Army Training and Doctrine Command, Force XXI Operations: TRADOC Pamphlet
5255 (August 1994).
13
Ibid., 29.
14
Joint Vision 2010 - Americas Military: Shaping the Future (1995), 7.
15
William A. Owens, The Emerging System of Systems, Military Review 75 no. 3 (MayJune,
1995), 15-19.
16
United States Army Training and Doctrine Command, TRADOC Pamphlet 525-69: Concept for
Information Operations (August 1995), 2.
17
Ibid., 3.
18
United States Army Training and Doctrine Command, TRADOC Pamphlet 525-69, 2.
19
Ibid., 2.
20
Air Land Sea Application Center, Information Warfare / Information Operations Study (December,
1995), 16.
21
Ibid., 17.
22
Navy Public Affairs Library, Copernicus - Forward C4I for the 21st Century (June 1995), 2.
23
23
Ibid., 7.
USAF, Air Force Doctrine Document 1, 10.
25
USAF, Air Force Doctrine Document 5 , 19.
26
USAF, Air Force Doctrine Document -1, B-3 quoting AFDD-31 (First Draft).
27
USAF, Cornerstones of Information Warfare, 16.
28
Ibid., 11.
29
Ibid., 5.
30
Ibid., 6.
31
Norman B. Hutcherson, Command and Control Warfare: Putting another Tool in the War-fighters
Data Base, (Maxwell AFB, Ala.: Air University Press, 1994).
32
USAF, Air Force Doctrine Document-1, 11.
33
USAF, Cornerstones of Information Warfare, 2.
34
USAF, Air Force Doctrine Document-5 19.
24
24
Chapter 4
The USAF strategy for information warfare will be developed by 2025 through its incorporation within
the central USAF mission of the employment of air and space power. Air and space power will, as today, be
conceived as global awareness, global reach, and global power.
The USAF has seen correctly that information is like air and space; it is a realm in which superiority
will be contested and from which power can be projected or engagement conducted. Information, for the
USAF, is likewise just as much part of the physical universe as the other realms in which it operates and,
indeed, may be the realm. Thus, information warfare will be conducted according to the same principles
as are air and space operations. If this axiom is correct, and there is no scientific reason to assume that
information is not grounded ultimately in matter and energy, then the characteristics of information warfare
are analogous or parallel, not merely metaphorical, to the contemporary and future characteristics of air and
1
space power.
The contemporary and future characteristics of air and space power, and the key to its
centrality to those differentials which argue that aerospace power is the instrument for an asymmetric strategy
are, of course, global awareness, reach, and power. Global awareness provides, increasingly, exact and
timely information. Global reach permits a range and responsiveness to engage, not just fight, throughout the
global battlespace. Global power, increasingly marked by the ability to apply precise and discriminating
effects of power, will permit an asymmetric response which leverages the differential information-in-war
advantage provided by global awareness and the information-based planning and execution control provided
by global reach.
25
Global Awareness
Global awareness, in the view of New World Vistas: Air and Space power for the 21st Century, is
that the USAF can use affordable means to derive appropriate information about one or more places of
interest after a delay which is short enough to satisfy operational needs.
USAF to have the ability to detect and understand friendly and adversary activities in space, on the surface,
and in the air. Global awareness in 2025 will require, additionally, detection and understanding in the inforealm or cyberspace. In the info-realm, global awareness must provide the information-in-war essential for
information attack on the strategic, operational, or tactical centers of gravity of an adversarys military,
political, social, and economic infrastructure.
Various capabilities to provide global awareness to support traditional air and space power
employment will, obviously, be vital in providing for the employment of information attack in the alternate
and intermediate futures of the 2025 Study and, indeed, any future security environment. There are also infoawareness-specific capabilities that will need to be developed.
The set of required capabilities for future global awareness include a new generation of sensors based
on a distributed system of satellites, surface sensors, and standoff systems based possibly on Uninhabited
4
Combat Air Vehicles (UCAV). As it may be too much to expect even the new Joint Requirements Oversight
Council to force the development of a common USAF /Army/Navy system and standards of database
management and data communication, an implied requirement of continued USAF leadership of the global
awareness system is a generic crosstalk capability with sister services and coalition partners.
A specific set of USAF requirements for information attack, defined as directly corrupting information
without visibly changing the physical entity within which it resides, can be identified within the general
requirement of database management within global awareness.
Defense Command nuclear attack defensive system, the information must be detected and identified before
there can be any talk of interception or destruction. Consequently, a reorientation in thinking about the
traditional target sets for militarily-relevant intelligence gathering needs to occur as the information warfare
battlespace is the information-dependent global system-of-systems on which most of the strengths,
weaknesses, and centers of gravity of an adversarys military, political, social, and economic infrastructure
26
increasingly depend. That is, not only must the question What and where are the data? on which these
infrastructures depend be answered, but, equally important, What are the structures and patterns of human
activity depending on these databases and communications infrastructures? Information attack requires more
than a knowledge of wires and, consequently, suggestions for an Information Corps of techno-wizards would
6
Locating and corrupting a database that is of marginal relevance to an adversarys will and capacity to
make war is a waste of scarce resources.
information attack as apparently benign activities or databases can hide potentially hostile cyber-strike
capabilities. Thus, while global awareness for information attack appears to be about everything, at the
pragmatic level, artificial intelligence search-architectures for differentially-relevant information must be
designed by the Air Force Intelligence Agency, the Air Force Institute of Technology, and other labs under
the Air Force Material Command. The technologists, however, must be led by the strategists in the same way
7
as planning the traditional air campaign requires a coherent knowledge of the adversary systems. It is the
patterns of human activity that are central.
As asymmetric response may be the best strategic choice in many cases, the relevant information target
for global awareness attention may not be those data and communications systems that support directly the
adversarys fielded military activities, (the Joint Staffs nominal target for information warfare and the
adversary systems most likely to be best defended), but those other supporting data, infrastructure, and
patterns of activity on which most contemporary and future military operations depend. While specific
information attack activities will be discussed below in the section on global power, one example of the
other data systems which might be subject to discriminate or precision asymmetric information attack are
an adversarys Supervisory Control and Data Activity (SCADA) systems for the operation of the air traffic
8
27
against the United States or an ally, careful monitoring will be required of developments in commercial-offthe-shelf (COTS) systems which could be used to attack industrial processes (for example anti-SCADA
programs), financial and communications networks, and break-through systems that might provide differential
advantage in information management and communications. Equally important, patterns of human activity or
organizational change that suggest a developing potential for hostile information attack must become part of
the normal business of global awareness. Identification of commercial industrial espionage in info-systems,
even by an ally, should be presumed to indicate the intent to develop an information attack capability.
To support information attack in the near-future, whether for information warfare or C2W, USAF global
awareness systems will need to develop and incorporate specific database and database management and
correlation acquisition to its collection, processing and analyzing of activities currently monitored for
9
architectures, command, control, and communications systems, especially systems designed to detect and
defeat information attack, target and tracking, guidance, and navigation systems, especially space-based and
10
other long-range communication capable systems, and attack assessment and reconstitution systems.
The
intelligence challenge will be more demanding than when the United States faced only one strategic peer
competitor.
To support future capabilities for information attack in the asymmetric engagements required in the 2025
Study, current USAF global awareness and monitoring activities will need to be expanded to include the
other database and database management information systems. These might include general computer systems
such as the internet and the world wide web, power generation and distribution systems, industrial, financial
and transportation systems, and, in general, any system which might be used by an adversary to launch an
information attack, first on US armed forces, and ultimately, on other domestic information assets.
11
Such an
expansive system of monitoring will be essential to protect these domestic assets on which US joint force
power projection itself ultimately depends.
It is important to note that the reorientation of intelligence activities needed to support information
attack (and defense) in both the near and 2025 future as a USAF global awareness mission is in complete
conformity with current US law. The object of USAF global awareness is not the American domestic
database and database management systems. Domestic counter intelligence and law enforcement agencies
28
will develop an ability to monitor adversary activities in the United States. On the other hand, USAF global
awareness assets may be the main source of intelligence support for alerting law enforcement agencies
charged with protecting domestic information-dependent activities from adversary information attack about
12
hostile capabilities.
Global Reach
Global reach is usually thought of as the ability of deploy aircraft from the Continental United States or
out-of-theater bases into the area of interest in a rapid and timely fashion. The role of air refueling is likewise
central to global reach. Whether delivering bombs, special forces troops, or humanitarian assistance, the
speed, range, and lift of aircraft are usually seen as the key issues in delivering what is required. This
differential ability to reach out with rapid, discriminate, and precise effect is central to the USAFs leading
role in asymmetric response even in traditional operations.
A more sophisticated view recognizes that the USAF ability to deploy and fly its space-based assets
anywhere, anytime is essential for contemporary reconnaissance, communication, and command and control.
This capability will be even more important in 2025. Discussions of direct broadcast satellite sensor-toshooter or satellite-to-Joint Surveillance, Targeting, and Reconnaissance System (JSTARS) and then to all
relevant parties is a central component of global reach. The capabilities of aircraft like Commando Solo or
follow-on variants based on UAVs or direct broadcast satellites and the variety of on board electronic
warfare wizardry already deployed on most US combat aircraft are recognized, again, as central to global
reach. Future requirements for air refueling will include servicing UAVs and UCAVs used for information
attack, perhaps via batteries recharged by airborne or satellite-reflected, ground-based lasers.
13
Many of the current and projected global reach capabilities in speed, lift, and all-weather performance
based on ever more precise navigation will be even more central to information warfare and information
attack in 2025. As the new generation of sensors based on a distributed system of satellites, surface sensors,
and standoff systems is developed, USAF atmospheric global-reach thinking must evolve to include the
mission of precise, point-of-use delivery of surface-based sensors. Global reach must develop the capability
to deliver sensors, or other information attack hardware, with the same stealth, speed and, most importantly,
29
precision now focused primarily on bombs. Global reach requires that ultra-high altitude air drops of
information attack devices via, perhaps, Global Positioning System (GPS) based steerable parachutes must
14
The future role of USAF space reach is, of course, central to global awareness and global power.
Specific space-based information warfare capabilities such as direct broadcast of video-morphed news
broadcasts by the enemy leader announcing surrender are easy to imagine. These Hollywood capabilities,
however, may not be the best use of space by the USAF. Whether protecting free access to space, defending
against hostile use of commercial satellites by an adversary, developing an antisatellite capability, or having
launch-on-demand capabilities, any and all of these could have some application to information attack (and
defense). However, as the liberal, free-market, information-based economies of the United States and our
allies are among those most likely to depend on freedom of the high frontier, the USAF should be hesitant
about the militarization of space. On the other hand, if information attack is correctly identified as directly
corrupting information without visibly changing the physical entity within which it resides, the potential for
information attack against the United States or its allies via space-based commercial or neutral third-party
15
awareness and power will require a residual capability to provide launch-on-demand or activation-ondemand of secure systems.
Global Power
USAF global power, increasingly characterized by the ability to engage with precise and discriminating
effect, permits the asymmetric strategic response which leverages the differential information-in-war
advantage provided by global awareness and the information-based planning and execution control provided
by global reach. USAF global air and space power capabilities increasing demonstrate that the USAFs
concept of decisive maneuver, engagement with precise and differential or relative superiority, should
replace the Joint Vision 2010 concept of dominant maneuver.
30
Dominant maneuver, recall, proposes to bring together widely dispersed joint forces to replace the
sequential march through the enemys fielded military, population, infrastructure, and system essentials to get
to the adversary leadership to convince him to change his behavior by attacking the adversary throughout the
height, breadth, and depth of the battlespace and by attacking all levels of the enemys centers of gravity
simultaneously. The adversary system goes into shock and its ability to react is paralyzed.
Dominant
maneuver has become the Holy Grail of joint force employment. In reality, this massive and simultaneous
engagement of joint forces appears to be required primarily because the joint force campaign planners lack
the real-world, near-real-time knowledge of the key structures and patterns of activity, information,
communication, or databases on which the adversary is dependent. Joint Vision 2010s Full Spectrum
Dominance, a very traditional American vision of war fighting, reflects the continuing inability to recognize
the potential of information warfare. The emerging mission of USAF global awareness, as noted previously,
must be to address this requirement to identify the strategic and militarily-relevant information differential.
Dominant maneuver may be an obsolete concept for the exercise of military power in many of the security
challenges of the near-future. Decisive maneuver, seen by the USAF as engagement with precise and
differential or relatively superior air and space power assets, will be the future strategic choice and the
rational use of scarce military resources. It will be the way to do more, differently.
Information warfare in the dominant maneuver universe is likewise usually discussed analogously to
cumulative war in that a full-spectrum attack on the adversarys information infrastructure results in rendering
him blind, deaf, and dumb. Lacking command and control of his military forces then, his actions are
supposed to become chaotic and his forces are thus easier to defeat. It has not, however, been demonstrated
that a blinded, chaotic actor represents the enemy decision maker from whom one could expect rational
compliance with US strategic objectives.
17
Total information warfare against the adversary may be closer to making the rubble bounce than intelligent
war fighting.
Information attack, on the other hand, as seen by the USAF more narrowly than full-scale IW, will be
the essential component of decisive maneuver and may, in some situations, be the only exercise of
discriminate power required to shape relatively predictable actions and produce the strategic situation so
advantageous that US security objectives are met without dominant maneuver of the whole joint team. For
31
the USAF to develop the capability for discriminate, precision information attack, new USAF research must
address precise modeling of a potential adversarys Markov chains
18
19
distribution control.
Further Refinements
Information warfare can be direct or indirect. While it may appear at first counterintuitive, indirect IW
involves creating information (or disinformation) that the adversary must observe if the intended effect is to
20
be achieved.
A false radio transmission that is not intercepted by the enemy is a waste of electrons. For
21
traditional means of command and control warfare: psychological operations, military deception, security
22
Direct information warfare involves changing an adversarys information without involving the
requirement that it be observed. Direct information warfare, counterintuitively, bypasses the adversarys
23
directly corrupting information without visibly changing the physical entity within which it resides.
The
goal is to access the adversarys base of information used for decision making, thereby minimizing the
unpredictability of the perceptive process.
25
awareness capabilities and the ability to deploy provided by global atmospheric and space reach, both
indirect and direct USAF IW capabilities will be developed.
Planning for information attack would need to include the assembly of baseline critical data, the
analysis of adversary essential networks or systems, and human activity patterns. Thus, as the essential first
step, a vulnerability assessment of the processes, procedures, and physical characteristics of adversary
26
To prepare to use
information attack in asymmetric response, USAF info-warriors in 2025 must be guided by the principle that
adversary military force is ultimately an output or peripheral of a weapons system and its sustaining, often
32
27
civil, infrastructure.
Corrupt the sustaining system and, like a diver deprived of his oxygen supply, the
systems.
Capability for precision stealthy deployment of sensors and information attack devices would
need to be developed. Most importantly, alternative sets of databases and communications architectures will
need to be developed and kept on the shelf in the future. Returning to the classic North American Air
Defense Command model, once the pattern of information-dependent human activities is identified, the
information target can be detected and identified, and the data on which the activity is dependent could be
intercepted, destroyed, or corrupted by appropriate replacement. Is this science fiction? The Air Force
Scientific Advisory Board notes that methods for attacking information systems are under
29
development and future technologies and concepts for intelligence gathering and information attack in the
30
If, for example, an emerging peer competitor of the type identified as Khan in the 2025 Study were to
conduct missile tests or war games in an area or manner deemed unacceptable to the US or an ally, a standard
response might be to redeploy a US carrier battle group to the region to signal or deter. The asymmetric
strategic response would be to conduct information warfare through several means.
Data could be
manufactured and broadcast from USAF satellite assets which showed to all parties listening that Khans
missiles are woefully inaccurate as second-stage burn was only 87 percent complete. This would be indirect
IW. The future capability needed for direct IW through information attack would be the insertion of the
identical data into Khans own sensor systems and the sensor systems of third parties, say a regional ally of
Khan, to confirm the data. Finally, and most ambitiously, Khans sensor architecture could be corrupted so
that even if true data from, say, a commercial satellite system were examined, the corrupt results would still
obtain. That one or two other sources might provide the correct data only complicates further the adversarys
33
orientation and analytic problems. The battlespace of future conflicts could be shaped by the long-term
effects of nonlethal disorientation information attack.
Notes
1
Robert J. Wood, Information Engineering: The Foundation of Information Warfare, (Maxwell AFB,
Ala.: Air War College Research Report, 1995) {available from Air University Library, Maxwell AFB}
2
Air Force Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century Summary Volume, (1995), 19.
3
USAF, Air Force Doctrine Document-1, 10.
4
Air Force Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century Summary Volume (1995), 224.
5
Chips, 14 no.1 (January 1996) special issue on the Defense Message System (DMS).
6
Martin C. Libicki and Jim Hazlett, Do We Need and Information Corps?, Joint Force Quarterly no.
2 (Autumn 1993), 8897.
7
John A. Warden, The Air Campaign: Planning for Combat (Washington, D.C.: National Defense
University Press, 1988).
8
Bruce M. DeBlois, et al. Dropping the Electric Grid: An Option for the Military Planner (Maxwell
AFB, Ala.: Air University Press, 1994).
9
Air Force Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
- Summary Volume (1995), 26.
10
Michael J. Witt, U.K. To Test Civil Computers in Secure Defense Arena, Defense News (17
April 1996), 12.
11
Pat Cooper, War Game Reveals IW Vulnerabilities, Defense News (410 March 1996), 33.
12
Legal Aspects of Information Warfare Symposium - Conference Proceedings (Maxwell AFB, Ala.:
Air Force Judge Advocate General School, November 1995).
13
Frank Oliveri, Unmanned Aircraft May Dominate Air Warfare, Defense News, (410March 1996),
8.
14
Air Force Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
- Summary Volume (1995), 32.
15
Michael R. Mantz, The New Sword: A Theory of Space Combat Power, (Maxwell AFB, Aal.: Air
University Press, 1995).
16
Jennifer Heronema, Pentagon Must Give Equal Time to Commercial Users of GPS, Defense News,
(17April 1996), 58.
17
George J. Stein, Information War - Netwar - Cyberwar, in B. R. Schneider and L. E. Grinter eds.,
Battlefield of the Future: 21st Century Warfare Issues, (Maxwell AFB, Ala.: Air University Press, 1995),
153170.
18
Robert J. Wood, Information Engineering: The Foundation of Information Warfare, (Maxwell AFB,
Ala.: Air War College Research Report, 1995), 35-47.
19
George E. Orr, Combat Operations C3I: Fundamentals and Interactions, (Maxwell AFB, Ala.: Air
University Press, 1983).
20
USAF, Cornerstones of Information Warfare, 4.
21
USAF, Air Force Doctrine Document-5, 7.
22
Norman B. Hutcherson, Command and Control Warfare: Putting another Tool in the War-fighters
Data Base, (Maxwell AFB, Ala.: Air University Press, 1994).
23
USAF, Air Force Doctrine Document-5, 7.
34
24
Lawrence G. Downs, Digital Data Warfare: Using Malicious Computer Code as a Weapon,
(Maxwell AFB, Ala.: Air War College student research project (1995), {available from Air University
Library, Maxwell AFB}
25
USAF, Air Force Doctrine Document-5, 7.
26
Pat Cooper, U.S. Must Boost C4I Models, Simulation, Defense News (1-7 April 1996), 46.
27
Frank M. Snyder, Command and Control: The Literature and Commentaries, (Washington, D.C.:
National Defense University Press, 1993).
28
Paul DiJulio, et al., Communications-Computer Systems: Critical Centers of Gravity, in Air
Command and Staff College, Air Campaign Course 1993 - Research Projects, (Maxwell AFB, Ala.: ACSC,
1994), 283294.
29
Air Force Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
- Summary Volume (1995), 42.
30
Ibid., B15.
35
Chapter 5
Information attack, while platform-based in the physical universe of matter and energy, is not the only
counterplatform, and the USAF must move its authoritative doctrinal thinking in AFDD-1 away from the idea
that information attack involves only the use of computers and communications.
Indirect information warfare attacks the observation level of knowledge at which the information must
be perceived to be acted on. In many cases, indirect IW will be platform-to-platform as, for example,
offensive and defensive electronic warfare, jamming or other interference systems, and psychological
operations via the successor systems to Commando Solo.
fashioned military deception and psychological operations. Offensive and defensive indirect IW will grow
in importance as information dependence creates information targets for an adversary to exploit against the
2
United States. The armed forces could become vulnerable sophisticates in the worlds of 2025.
Counterplatform is not everything, but counterplatform attack will not be obsolete.
Direct IW as information attack, on the other hand, corrupts the orientation level of knowledge so that
adversary analysis, whether artificial-intelligence, information-technology based or, most importantly, based
in the mind of the human decision maker, decides and acts with full confidence in either the information
3
observed or the integrity of his (machine or human) analytic processes. Information attack, then, may or may
not be counterplatform.
The future potential in information warfare to substitute precise and discriminate credible
information whether by the methods of C2W (deception, PSYOP, or other means) or information attack
to a precise and discriminate target decision maker is the essence of decisive maneuver as it may position the
36
adversary in space and time, by his own decision, in that strategic situation so disadvantageous that if it
does not of itself produce the decision, its continuation by a battle is sure to achieve this. It is not so much
perception management as orientation management. Information is both the target and the weapon: the
weapon effect is predictable error. If, on the other hand, information attack fails and battle is necessary to
convince the adversary the old-fashioned way, the differential information-in-war advantage provided by
global awareness and the information-based planning and execution control provided by global reach may
permit decisive maneuver by USAF air and space assets of such speed, precision, and discriminate force that
the joint task force never leaves the Continental United States execute its dominant maneuver.
In the future operating environments marked by ambiguity, speed, and precision effect, it will be the
relative or differential advantage in information, information processing, and communication and information
security that will provide the narrow margin for victory. Future USAF mastery of information attack, through
air and space power unconstrained by artificial notions of battlefield-only command and control warfare,
could provide those capabilities for asymmetric strategic response based on decisive and differential
information advantage in most future security environments.
Information warfare, in this essay, was defined as actions taken to achieve relatively greater
understanding of the strengths, weaknesses, and centers of gravity of an adversarys military, political, social,
and economic infrastructure in order to deny, exploit, influence, corrupt, or destroy those adversary
information-based activities thorough command and control warfare and information attack.
The only
Notes
1
37
A Contrarian View
of
Strategic Aerospace Warfare
A Research Paper
Presented To
Air Force 2025
by
Lt Col Robert D. Gaudette
Maj Christopher A. Cook
Maj Terrence J. Foley
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations........................................................................................................................................iv
Acknowledgments...............................................................................................................................v
Executive Summary ...........................................................................................................................vi
Appendix
Page
Functional Concepts..........................................................................................................................28
Global Awareness ......................................................................................................................28
Global Reach..............................................................................................................................29
Deny Sanctuary .....................................................................................................................29
Lift Capacity .........................................................................................................................30
Precision Insertion and Withdrawal...................................................................................... 30
Global Power .............................................................................................................................31
Perception Management ........................................................................................................32
iii
Appendix
Page
Staff Flexibility.....................................................................................................................34
The Polynoetic Organization.................................................................................................35
J-Staff Functions ...................................................................................................................37
Bibliography.....................................................................................................................................43
Illustrations
Figure
Page
2-1.
3-1.
3-2.
3-3.
3-4.
B-1.
iv
Acknowledgments
This papers aim is to expand the boundaries of strategic aerospace warfare. We are indebted to the
Strategic Air Warfare Study (SAWS) panel commissioned by General Fogleman, chief of staff of the Air
Force. In this forum we were challenged to think and inspired to expand the vision of strategic warfare
beyond the boundaries of the traditional roles and missions of strategic aerospace forces. Many thanks to Lt
Col Bob Gaudette, one of three members of this writing team.
Executive Summary
This paper presents a new vision of strategic aerospace warfare that expands and looks beyond the
traditional roles and missions of strategic aerospace forces. Current joint doctrine divides warfare into three
separate levels: strategic, operational, and tactical.
prepared, and executed with very different emphasis on size, scope, and importance. This division of
objectives has met with varied success throughout history with many tactical victories leading to strategic
defeats. It is important not to disregard the lessons of history as the theory needed to operate effectively in
the year 2025 is developed.
The alternate future scenarios developed in the 2025 study suggest the future will involve many different
interconnected actors. Even in the year 2025, much of the general population may still not have access to
communication systems. However, the leadership of most of these organized entities will. Understanding the
effect of knowledge transfer systems upon the global system is the key to strategic warfare in the year 2025.
As knowledge transfer systems expand, all leaders in the global community will have access to near-realtime information. As a result, the boundaries between the current strategic, operational, and tactical levels of
warfare will fade, resulting in only one level of warthe strategic level.
Strategic aerospace forces will be used to influence the will of the adversarys leadership. Due to the
impact of information, all actions will have some measurable effect on the contextual elements that make up
the leaderships decision-making process. To successfully influence and maintain harmony in the global
system of 2025, our aerospace forces must:
1) View the world as a single system by expanding from a regional to global perspective.
2) Recognize the strategic impact of daily operations and decisions on the global system.
3) Create a leadership corps to be expert practitioners in the art of war.
4)
vi
5) Pass the responsibility for both war fighting and organization, training and equipping to the same
location to take advantage of all actions having a strategic impact.
In the year 2025, successful application of all aerospace forces will be conducted with the intent to
obtain the appropriate strategic effect while maintaining a balance of the global system.
Information
dominance is the key to proper employment of the functional concepts of Global Awareness, Global Reach,
and Global Power. It is information that allows aerospace power to create strategic influence against an
adversarys leadership. To effectively exploit this information vision, organization and capabilities must
change to ensure that the strategic aerospace forces of the United States are prepared to skillfully employ the
art of war and continue to support the will of our national leadership.
vii
Chapter 1
Strategic Aerospace Warfare. These words convey many grand images. A misty morning with
hundreds of B-17s forming up for their mission to Berlin. Perhaps a more modern image of Minuteman
missiles in silos and B-52s loaded and cocked on alert. The goal of strategic aerospace warfare has
historically been to destroy or render useless the enemys war making capacity and national will.
Precision attacks upon petroleum production, ball bearing factories, weapons production facilities, power
generating and distribution networks, communications, and even the enemy population, have characterized
target sets used in conducting strategic aerospace warfare. The results of these campaigns reported in The
United States Bombing Surveys, The Air War in Southeast Asia, and Gulf War Air Power Survey Summary
Report indicate that strategic attack by aerospace forces fell short of the claims made by the airpower
2
experts. In these conflicts the bomber didnt always get through to the target, and if it did the desired effect
was not always as planned.
requirements of some of the national objectives that brought this country to war during the last 50 years, but it
has fallen short of the claims proposed by Douhet, Mitchell, and Warden.
In this paper we will examine the role of aerospace forces in conducting strategic warfare in the year
2025. Some have suggested not much will change in the conduct of strategic aerospace warfare between now
3
They propose we plan and acquire systems that are faster and strike with greater
precision. This may be a much too simple approach and one, if wrong, could leave us unprepared to succeed
in the world of 2025. To be successfully fought and won, wars of 2025 need to emphasize the subtleties of
strategy and influence rather than relying predominantly on the precision use of brute force. Col Richard
Szafranski in his article, Neocortical Warfare? The Acme of Skill, correctly assesses the future of warfare
as going beyond the application of physical force . . . [in the] quest for metaphysical control.
short of recognizing that warfare in the future will not be conducted as it is today.
But he stops
Warfare today is
characterized by local or theater clashes with adversaries mostly isolated from the global system. The actors
that comprise the world in the year 2025 will be more connected much as organs are connected within a
larger organism. This does not say the US wont engage locally. What it does say is the successfulness of
engagements in the year 2025 will be measured in terms of both short- and long-term effects upon the balance
of the global system. Strategic aerospace forces will remain an important part of the US military as they will
provide at times the only viable means to create the strategic influence required to preserve the balance of the
global system.
Just as medical science has advanced in its knowledge of preventive medicine, the strategic aerospace
forces of 2025 will be used to avoid and prevent conflicts. Strategic forces should be used to provide
greater preventive control and influence to maintain the health of the global system. The armed forces of
today are blunt and brutish and can be called upon to perform surgery on the small organs within the larger
global organism whenever symptoms of sickness appear. This surgery is expensive both in treasure and
human lives and may not be the ideal treatment for the sickness that has befallen the organism. The strategic
aerospace forces of 2025 will need to continue to learn, organize, and become better equipped to provide
care to the global organism and if at all possible to prevent the violent clash that constitutes war. Carl von
Clausewitz in his book On War states, War never breaks out wholly unexpectedly, nor can it be spread
instantaneously.
There are opportunities to avoid force-on-force conflict and they must be maximized in
the year 2025. Strategic forces will be used in the year 2025 much as an acupuncturist uses needles to
influence the bodys central nervous system to maintain the balance of the human organism. Broadening our
focus on high technology and systems to emphasize strategy and the art of warfare will ensure that our
strategic aerospace forces are effectively employed daily to productively shape the ever-changing global
system.
Our strategy and doctrine for 2025 must be sound. History is replete with actors assuming they possess
either the ultimate in strategy or a weapon that provides an impenetrable shroud of invincibility. The French
provide a fine example of the doctrine of static warfare becoming dogma between the world wars. The
French doctrine of methodical battle stressing firepower was inadequate to overcome the mobile battle of
6
Blitzkrieg. Assuming the next war would be like the last, France poured millions of francs into building the
Maginot Line and creating a mobile reserve force to rapidly move to forward positions in Belgium while
7
control were predicated on the Germans conducting another version of the 1914 Schlieffen Plan.
The
French believed the Maginot Line was impenetrable and would keep invaders from the East off French soil
forever. The Germans saw the Maginot Line as simply an obstacle that if avoided would be unable, unlike an
army, to pursue them as they drove to and secured the Channel. Six weeks after the start of Plan Yellow,
the whole of France fell, only years after the end of World War I and the French celebration of victory over
9
Germany. This history lesson suggests that dogmatic adherence to doctrine, weapon systems, organizational
structures, service obligations, or even thought processes will make our aerospace forces vulnerable to an
adversary today and even more so in the year 2025.
A Perspective
This paper presents a perspective of strategic warfare that challenges the status quo. The following
chapters aim to show the differences and similarities between 1996 and 2025 that we can expect to find in the
future. To understand the role of strategic aerospace in the year 2025 we will begin by examining the joint
doctrine of 1996. With this foundation we will leap forward to 2025 and examine the world of the future that
we must begin to prepare for today. This vision of 2025 will highlight the changes in personnel selection and
training, organizational structures, and planning tools that may be required to effectively operate in the global
system supporting United States objectives.
Notes
1
Dr James A. Mowbray, Air Force Doctrine Problems: 1926 - Present, Airpower Journal 9, no. 4
(Winter 1995): 2526.
2
The United States Strategic Bombing Survey, Summary Report (European and Pacific War), 1945;
reprinted in The United States Strategic Bombing Surveys (European War) (Pacific War) (Maxwell AFB,
Ala.: Air University Press, 1987); Herman L Gilster, The Air War in Southeast Asia: Case Studies of
Selected Campaigns, (Maxwell AFB, Ala., Air University Press, October 1993); and Thomas A. Keaney and
Eliot A. Cohen, Gulf War Air Power Survey Summary Report, (Washington, D.C., 1993).
3
The Strategic Aerospace Warfare Study (SAWS) panel commissioned by General Fogleman, chief of
staff of the Air Force, also tackled the question of strategic warfare in 2025. Their yet unpublished paper
proposes the nation-state will still be the predominant actor in 2025 and strategic aerospace warfare will
take place between nation-states.
4
Col Richard Szafranski, USAF, Neocortical Warfare? The Acme of Skill, Military Review,
November 1994, no. 11, 43.
5
Carl von Clausewitz, On War, ed. and trans. Michael Howard and Peter Paret (Princeton, N.J.:
Princeton University Press, 1976), 78.
6
Robert A. Doughty, The Breaking Point, (Hamdon, Conn.: Archon Books, 1990), 325.
7
Doughty, 11.
8
Ibid.
9
Doughty, 331.
Chapter 2
Todays joint doctrine considers strategic targets to be those things that support the adversarys
capability to meet his strategic security objectives. The types of things targeted today may include the
adversarys infrastructure, energy production, transportation, and command and control networks.
The
mission of todays strategic aerospace forces is to conduct operations to influence these target sets in
attaining theater objectives that support our national security strategy.
Todays joint doctrine divides war fighting into three levels of combat operations:
strategic,
operational, and tactical. Though clear boundaries are not delineated, the levels are based upon their
1
contribution to achieving the specific levels objectives. The levels attempt to link strategic objectives with
tactical action. Figure 2.1 represents the current joint doctrine divisions of warfare.
STRATEGIC
OPERATIONAL
TACTICAL
Today great care is taken by planners to develop strategy from national policy. As the strategy flow
from the strategic to the tactical level it increases in detail and focuses on the cause-and-effect relationships
that are required to produce the desired end state in the operational area. The narrowing of focus is necessary
in the current organization of the military to direct forces for employment. Theoretically, all actions down to
the tactical level support the strategic theater objectives and the strategic objectives are known and
understood throughout the theater of operation. However, in practice, tactical orders such as the air tasking
order (ATO), do not clearly delineate the strategic aims supported by the tasking. A planner somewhere in a
planning cell understands the causal relationship; the fighter in theater most likely does not.
Planning in 1996 uses cause-and-effect modeling to determine the desired courses of action to take in
conducting an operational campaign. An example of this modeling is the Warden five-ring model.
4
The Warden five-ring model describes the enemy as a system. The system is broken into five different
categories: Leadership, System Essentials, Infrastructure, Population, and Fielded Forces. Information has
been suggested as the bolt that holds the system together. War is conducted by precisely attacking critical
nodes supporting the centers of gravity (COGs) identified in the rings of the enemy system causing
catastrophic effects and reducing the ability of the enemy system to operate effectively. The aim of warfare in
this theory is not focused directly on the enemys fielded forces or even the strategic intentions of the enemy
leadership. Instead Wardens five-ring approach by creating paralysis attacks the ability of the enemy system
to effectively operate and project power.
directly because it is usually well protected. Success and imposition of our will on the adversary are
attained by threatening the adversarys continued existence as a modern industrialized nation. With no
capability remaining to reconstitute, the enemy system collapses. It is truly a form of death by a thousand
cuts.
The five-ring theory clearly demonstrates the linear cause-and-effect processes that are used today to
plan engagements. Because the world is not linear, the cause-and-effect relationship will eventually break
down. When this happens a disconnect will occur between the desired strategic objective and the lowerlevel operational and tactical objectives.
conclusively, the strategic, operational, and tactical levels must be simultaneously attacked and the enemy
nation effectively destroyed. This was how this nation fought in the historical conventional engagements of
this century: World War I; World War II; Korea; Vietnam; and Operation Desert Storm.
Today using the three levels of warfare philosophy, the war is won by holding the continued existence
of the adversarys nation at risk. Over the years this philosophy has worked with varied levels of success. It
is arguable whether our most recent engagement in Operation Desert Storm was successful. Five years and
many millions of dollars after hostilities officially ceased, our presence in the region is still required and
5
Saddam Hussein is still influencing the global community. It seems our victory fell short of Wardens claim
that strategic paralysis of the enemy system would lead to the changing of the enemy leaderships will.
It is
important to not disregard the lessons of history as the theory needed to operate effectively in the year 2025 is
developed.
Notes
1
Joint Publication (Pub) 3-0, Doctrine for Joint Operations, 1 February 1995, ix.
Encarta 95, 1995 ed., s.v. Sitting Bull.
3
Joint Pub 3-0, II-3.
4
Col John A. Warden III, Air Theory for the Twenty-first Century, in Barry R. Schneider and
Lawrence E. Grinter, eds., Battlefield of the Future: 21st Century Warfare Issues (Maxwell AFB, Ala.:
Air University Press, September 1995), 1078.
5
On the five-year anniversary of the end of Operation Desert Storm Saddam Hussein held a victory
celebration. Though his country is a disaster and remains under an economic embargo, Saddams influence
and power is still felt in the region. Employment by Saddam of weapons of mass destruction is still a
concern in the region.
6
Warden, 104.
2
Chapter 3
Alternate Futures
Alternate futures or scenarios illuminate the challenges that will be faced in the future. The alternate
futures of 2025 bound the future that could actually exist. Bounding the problem is much like the quantum
description of particles within an atom. We do not know exactly where the particle is at any given time, but
we do know the boundaries within which it exists. Examining the boundaries and understanding the themes
common in the alternate futures planning space suggests an effective means of organizing, planning, training,
and equipping of forces to meet the challenges posed in the year 2025.
The alternate future scenarios developed in the 2025 study suggest the future will involve many different
interconnected actors. The landscape of 2025 may be dominated by one, two, or many actors and these
actors may even take the form of nonstate entities. The overall system will be complex, and even the smallest
actor could wield some amount of influence upon the global system. It is accepted that even in 2025 much of
the general population of the world may still not have access to communication systems and decision-making
processes within their entities.
Understanding the effect of knowledge transfer systems upon the global system is the key to successful
prosecution of strategic warfare in 2025.
As knowledge transfer systems (such as intelligence nets, commercial satellite imagery, Internet, global
news networks) expand, all leaders in the global community of 2025 will have access to information in near
realtime. As a result, the boundaries between the current strategic, operational, and tactical levels of warfare
will begin to fade. This continued blurring of the already indistinct divisions of the classical levels of
warfare leads to a situation where eventually all military action will have a measurable strategic impact on
the adversary leadership's decision-making processes. The pervasiveness of information and knowledge
available to the enemy must be exploited and incorporated into the planning, preparation, and execution of all
military actions to shape the strategic response of the global system.
The global game board in 2025 will be very crowded and interconnected.
Unpredictable nonlinear response to strategic influences will be experienced because of the rapidity of
multiplexed feedback within the global system.
Understanding the feedback processes will be crucial to accurate prediction of results. Outcomes will
be influenced more by the type and condition of the feedback present than the degree of complexity or the
number of variables in the system.
The nation-state will not have a monopoly on influence and power. Whether 2025 is uni-, bi-, tri-, or
multipolar, influence and power promoted by even small actors will reverberate throughout the global
system.
Information will dominate the global landscape with rapid cycle times measured against the speed of
light. Much of what we see today, we will continue to see in 2025 just one million times faster.
Strategic aerospace warfare in 2025 will do much more than shape the battlefield; strategic aerospace
forces will be used to shape the global system. In 2025 all things must be measured against the effect they
will have on both the adversary leadership and the global system. An almost prescient application of
aerospace forces will be required to ensure our desired endstates are attained without upsetting the delicate
balance of the global system. Good situational awareness of the global system must be maintained to prevent
10
military action from creating undesired effects and subsequent vulnerabilities that could be exploited by an
adversary.
The world of 2025 is full of strategic dangers and pitfalls. In an era of declining defense spending,
aerospace systems must be acquired that will effectively influence and harmonize the global system of 2025.
11
various nation-state and other actors. Rather, it is suggested that effective leadership must be performed in
the global system to mold an environment that is mutually beneficial for all involved.
The world of 2025 will be full of challenges as the US seeks to interface successfully in the global
arena. Careful understanding of strategic effects will allow aerospace forces to be used effectively to
maintain harmony in the global system. Lack of understanding of strategic effects in the application of
aerospace forces could lead to disaster.
nonlinear response can be expected from the interconnected global system and chaos theory will not help
predict the results. Understanding the nonlinear global systems reaction to influence must be the focus of our
planning and employment of strategic aerospace forces in 2025.
the contextual elements of the adversary, the predicted reaction of the adversary to the applied influence, and
12
the predicted second order effects on the global system. These all must be predicted as accurately as
possible using nonlinear techniques including the genius of intuition.
The pinball machine is perhaps a good illustration of planning and applying appropriate and
inappropriate influence on a system. In a pinball machine a steel ball is shot to the top of a ramp comprised
of a matrix of bumpers, pads, rails, and other obstacles. As the ball rolls down the ramp it is influenced by
Newtonian physics and the obstacles it comes into contact with. Some obstacles take energy from the ball,
some add energy. The path the ball takes is the result of the influences upon it. For an element to have
influence (change the path of the ball) the ball must come into contact with it. A decision path of a notional
leader is shown in figure 3.1 below.
Decision
Path
Contextual
Elements
Will
Decisions
Desired Decision
13
within the system. As illustrated below the effect of the contextual elements upon the decision process can
change as the priority of values change (such as the different values displayed by leaders in war versus
peace) and as external factors such as information are added and subtracted from the system.
Contextual
Elements
Will
Decisions
Desired Decision
14
As defined by Clausewitz, the focus of military action is on the will of the enemy leadership. Notice in
this example that there are no levels of engagement (e.g., strategic, operational, tactical). What really matters
is the effect of the action on the enemy leaderships decision cycle. This suggests that in 2025 no action at
any level of warfare should be undertaken without regard to its expected influence on the will of the enemy
leadership.
New decision
Path
Contextual
Elements
Will
Decisions
Desired Decision
Figure 3-3. The Pinball Machine with a New Decision Path Defined
Due to the human element, it will always be impossible to determine and predict every potential
response an adversary will have resulting from a strategic influence. Preparation and training must
accomplished to maximize the understanding and correct identification of the contextual elements that may
influence the will of the adversarys leadership. Correct prediction will prevent surprise and unnecessary
bloodshed.
The world of 2025 will require both subtle and sometimes severe influence to direct the adversary
leaderships will to harmonize with our desired endstate. To recap from the previous illustration, proper
influence of the leaderships will in 2025 will require
15
Formlessness
We must protect our nations vulnerabilities by using deception as Sun Tzu suggests to appear
5
distributed and formless to any adversary. On the road to 2025, technology must not drive the acquisition
decision process. The temptation is great but it must be resisted to ensure that technology does not create
systems that are easy targets for a motivated adversary. The development of monolithic systems and the
creation of force capabilities around them makes aerospace forces vulnerable to the enemys influence. In
the year 2025, our forces must be flexible enough to influence the varied contextual elements of the
adversarys leadership or they will be ineffective. Strategic aerospace forces must be capable of changing
rapidly to adapt and apply influence to the changing contextual elements of the adversary.
16
point: During Operation Desert Storm, CNN televised a multitude of coalition attacks against Iraqi forces
and other targets. It is very likely these images and the knowledge that the whole world was seeing them
influenced Saddam. The CNN images certainly seemed to influence our own leadership. President Bushs
decision to end the ground campaign after 100 hours was driven by the desire to prevent unnecessary
slaughter and images of the unbelievable destruction on the road of death leading from Kuwait back to
Baghdad from appearing on CNN and affecting the solidarity of the coalition. This decision allowed the
Republican Guard to escape to the north (maybe in retrospect the wrong thing to let happen), but it kept the
coalition together (at the time maybe a greater concern). In a more recent example, there were no forces in
Somalia that could have stood against the US forces deployed there in 1994. The images on television of a
dead US Army Ranger being dragged through the streets created an large public outcry in the US. Two weeks
later the US withdrew from Somalia. This result probably exceeded all expectations of the Somali warlords
who directed that incident. It is a good example of the effect information has today on the leaderships will
and the fusing of the levels of warfare into one. In other words, a strategic goal resulted from a tactical
action. It may be helpful to view the effect of information upon any event in 2025 as shown below.
Event + Effective Application of Information = Appropriate Strategic Effect
or maybe even
Event * Effective Application of Information = Appropriate Strategic Effect
In any case information is a factor that must be considered and used in the application of military power
to create strategic effects and influence the will of the adversarys leadership.
17
development of the functional concepts of Global Awareness, Power, and Reach are contained in appendix
A.
Information
Information Dominance
Dominance
Global
Global Reach
Reach
Global
Global Power
Power
Global
Global Awareness
Awareness
Figure 3-4. The 2025 View of Warfare
Successful operation in the year 2025 requires understanding and acceptance that even the most
mundane items may have great strategic impact. Even today information magnifies small actions into large
effects, such as the criminal actions of a few sailors and Marines in Okinawa, which threaten the continued
6
exploitation of information will allow aerospace forces to meet the challenges of the future.
Notes
1
Alternate futures were developed by the 2025 study team using creative thinking techniques. The
alternate futures that were developed describe the extremes that could exist in the year 2025. Further
information on the 2025 alternate futures can be found in the yet unpublished white paper, Alternate Futures
for 2025.
18
19
Chapter 4
In the year 2025 our forces will operate in an environment much different from today. All operations
(training, exercises, deployments, force application) will insert power into the global system causing shifts in
the balance of power and a resulting system response. Daily aerospace activities will be used to maintain or
upset the balance of the global system and project power to guide decision-making processes. Idealistically,
proper application of power will create true harmony within the global system. Realistically, strategic
influence will be required daily to fix yesterdays problems, while creating tomorrows problems. This
chapter addresses three areas, that if concentrated on today, may in the next few years provide a strategic
force more capable of successful influence in the year 2025. The areas of focus proposed are training,
organization, and planning.
simulation it is extremely difficult to insert the human element or moral factors described above.
Mathematical limits are imposed on computers by Godels theorem and the Church-Turning thesis that will
prevent a simulation from ever being able to completely replicate the human mind.
20
remain an art. The focus on high-technology weapons systems must not be allowed to cloud the creative
critical thinking of aerospace personnel to make accurate and sound strategic decisions on the application of
strategic influence.
The environment of 2025 will require a special kind of officer, planner, and leader that can view and
understand the global system and manipulate influence to direct the will of the various actors that make up the
system. Just as pilot training selects individuals with certain demonstrated qualities to fly fighters instead of
transports (or vice versa), individuals who have the ability to think and make correct strategic decisions in a
nonlinear environment must be selected to monitor and influence the global system.
This idea of a notional planner/strategic decision maker, leads to the creation of a leadership corps.
Much like the Prussian General Staff, individuals with demonstrated potential early in their career (two to
four years) should enter specialized training to increase their abilities to judge and influence nonlinear
systems in preparation to become members of the planning staff. By the time these individuals reach the 1520 year point they should be experts in the operational art of warfare. The key characteristics of the
leadership corps should be the ability to quickly synthesize information and the ability to rapidly choose a
course of action that correctly influences nonlinear systems without upsetting the balance of the larger system.
The individuals comprising the leadership corps should be trained to measure, understand, and guide the
global system using the appropriate application of the military instrument of power (in conjunction with the
other instruments of power) to maintain harmony. Those who are unable to effectively operate in this
complex environment should be moved out of the leadership corps.
organization are
1. innovation and awareness that allow seamless planning and simultaneous execution within the
theater and subregion of operations,
2. adaptability and flexibility to transform the organization to effectively meet the posed challenges,
21
3. nearly instantaneous feedback after influence is applied to understand the adversarys new or
continued strategic intent, and
4. a distributed and dispersed network to create invulnerability.
The function of any organization is to maximize the capabilities of the individuals who are assigned to
it. The organization created for 2025 must maximize the leadership corps ability to direct global influence.
Effectiveness in the year 2025 will be somewhat proportional (due to the nonlinearity of the system) to our
ability to dominate the information spectrum.
occurring that places knowledge, in various forms, at the core of military power. In both production and
destruction, knowledge reduces the requirements for other inputs.
organization will be the management and application of knowledge. Knowledge is different from information
in that it has been processed. Information becomes knowledge when it is received, understood, and been
provided a measure of significance to be used by the rest of the organization.
To effectively manage knowledge, organizations must be as flat as possible, and staffed with creative
thinkers. Combining the staffs that organize, train, and equip with the war fighting staffs would maximize
efficiency in properly assigning influence since the decision to conduct or not conduct an exercise next to an
adversarys country might be more effective in directing the will of the adversary leadership than dropping a
bomb. Remember, everything in the year 2025 can have a measured influence on the global system if it has
an effect on the will of our adversaries. So it doesnt make sense as we prepare for 2025 to continue to
separate these functions. The same staff that creates and measures strategic influence must also organize,
train, and equip. Some ideas and proposed changes to todays organizational structure that will prepare the
Air Force to meet 2025 are contained in appendix B.
Knowledge must be shared easily internally and externally to the organization. Some type of low-level
artificial intelligence may help route knowledge throughout the organization to the proper decision makers
without excessive time delays or human intervention. This will enable the sharing of knowledge without time
lost interpreting or translating. With knowledge available and decision makers properly trained, the planning
staff of 2025 is now ready to plan.
22
Planning in 2025
Strategic targets in the year 2025 are a function of the contextual elements that influence the decisionmaking capability of the adversarys leadership. They may or may not correlate to the western standard ideas
of: petroleum, oil, and lubricants distribution and storage areas, electric, C3, and so forth. It is entirely
dependent on who and what makes up the adversarys leadership decision making process, what influences
the will. To clearly understand the appropriate influences to undertake, we must know what makes our
adversary tick. What do they hold to be ground truth? What do they hold close? How do they perceive the
United States? How do they regard world opinion? Where are they vulnerable? The answers to these
questions will result in a strategic plan. Combining the strategic vulnerabilities of each global actor with our
own vulnerabilities and capabilities will provide a vision of the global system.
understanding we can more effectively influence the global system to maintain harmony.
This task is
enormous. To properly accomplish it we must create organizations and tools to support our leadership corps
decision making process.
As noted by Sun Tzu, success is more likely attained when we know both our enemy and know
4
ourselves.
By thorough examination of both the contextual and operational elements in each region and
effective measurement of the effects of previous influences applied we may be able to more accurately model
the boundaries of the nonlinear global system.
So where should strategic aerospace warfare be planned? Is this purely a national command authorities
(NCA) or a Department of Defense (DOD) function? Is it a function of Intelligence? Where exactly should
strategic analysis be accomplished? This question has been haunting aerospace planners since the inception
of airpower. Lt Col Donald Wilson, while serving as director of the Air Strategy and Tactics department of
the Air Corps Tactical School ACTS in 1939, directed that students be informed, of the necessity to carry
intelligence work far enough to provide a detailed analysis of objectives and targets within those objectives.
Maj Muir S. Fairchild, who taught the national economic structure course, took a different view by stating
that gathering complete information concerning targets was, a study for the economist, statistician (or)
5
technical expert, rather than the soldier. For over 50 years we have been depending on experts outside the
DOD to determine what we should influence. This has been ineffective in providing information to the war
23
fighter in a timely manner to properly apply strategic influence. The leadership corps, as experts in the
operational art, must be able to effectively measure and control the influence upon the global system.
But who is going to perform the functions of this strategic analysis? This function should be performed
at the theater level, with interaction to a national-level agency that would provide a global view.
To
properly understand and truly create knowledge from the tremendous amount of information that is available
in the year 2025 we propose the creation of a strategic decision support system.
effectively reduce our observe-orient-decide-act (OODA) loop and provide a framework for appropriate
decisions.
As influence is applied, the leadership corps must be able to effectively monitor and assess the global
strategic impacts of the influence. There must be a feedback into the strategic decision support system
framework that allows timely review of the impacts and creation of new decisions based on the new
knowledge.
Again the concepts of Godel and Church-Turning demonstrate that, human understanding can not be an
7
algorithmic activity. Machines will never have the intelligence to replace the human mind. But, machines
do provide effective analytical tools to support decision making. Albert Clarkson in his book, Toward
Effective Strategic Analysis, argues that computer systems are important analytical tools because they dont
forget history and are free from operator bias.
application of a strategic planning system will result in successful application of aerospace power in the year
2025.
24
Chet Richards, Modeling and Analysis of Strategy and Decision? (Marietta, Georgia: Lockheed
Corporation and The Georgia Institute of Technology, 1991), 11.
2
Rodger Penrose, Shadows of the Mind (New York, NY: Oxford University Press, 1994), 51.
3
Alvin and Heidi Toffler, War and Anti War: Making Sense of Todays Global Chaos, (New York,
New York: Warner Books, Inc.), 80.
4
Sun Tzu, The Art of War, trans by Samuel B. Griffith (London: Oxford University Press), 84.
5
Lt Col Thomas A. Fabyanic, Strategic Air Attack in the USAF, Research report no. 5899 (Maxwell
AFB Ala.: Air University Press, Apr 1976), 41.
6
Maj David S. Fadok, John Boyd and John Warden, Air Powers Quest for Strategic Paralysis
(Maxwell AFB, Ala.: Air University Press, February 1995), 16. OODA stands for Observe, Orient, Decide,
and Act and has been developed by John Boyd to explain the process that is necessary to effectively engage
and defeat an opponent. If you can operate your OODA loop faster and more accurately than your opponent
can operate theirs you will gain a decisive advantage that will lead your opponent to confusion and defeat.
7
Rodger Penrose, Shadows of the Mind (New York, NY: Oxford University Press, 1994), 51.
8
Albert Clarkson, Toward Effective Strategic Analysis (Boulder Colo.: Westview Press, 1981).
25
Chapter 5
interconnect the global system causing it to react much like a single, large organism. Strategic aerospace
forces can be used preventively to influence and maintain the balance and harmony of the global system.
2025 will have only one level of warfarethe strategic level. Strategic aerospace forces will be used
to influence the will of the adversarys leadership. All action will have some measurable effect due to the
impact of information on the contextual elements that makeup the leaderships decision-making process.
Now is the time to begin to prepare for the future of 2025. To successfully influence and maintain
harmony in the global system of 2025 our aerospace forces must
1) Recognize the world as a single system. The vision and decision making processes used by strategic
aerospace forces must be expanded from a regional to a global understanding.
2) Recognize the strategic impact that our day-to-day operations and decision making have on the
global system. Daily decisions must be measured and gauged by their influence on the global system.
3) Create a leadership corps to be the expert practitioners in the art of war.
4) Reorganize for efficiency and creativity. Organizational structures must be flattened to maximize the
interchange of knowledge and the potential of the leadership corps.
5) Pass the decision responsibility for both war fighting and organizing, training, and equipping to the
same location. This will take advantage of all action having a measurable influence on the global system.
2025 will present the United States with many challenges. Strategic influence will come in many forms
and varieties. The knowledge organizations will be necessary to function successfully in the future global
26
system and must be created now. Vision, organization, and capabilities must change to insure the strategic
aerospace forces of the United States are prepared to skillfully employ the art of war and continue to support
the will of our national leadership.
27
Appendix A
Functional Concepts
Global Awareness
The futures of 2025 dictate a requirement for the United States to maintain information dominance. As
the Internet and other means of communication make the world a smaller place, the need for near-real-time
information processing (awareness) will be critical. With the global game board becoming more crowded
and interconnected, the US must have the awareness to deal with all the variables that will make up the
strategic level of war. Global Awareness is the ability to predict and measure the impact of aerospace
forces on the global system.
The United States must be able to quickly assess situations and determine the appropriate response to
each situation to meet our strategic objectives.
appropriate response, we must create officers trained in the subtleties of strategy and warfare. To help the
decision-making process, technology must be employed to produce a system that supports the strategic
decision-making process. This system must help planners accurately predict, by applying proper significance
to the barrage of information overloading our systems, the strategic effects of any regional decision in a
timely manner. By properly balancing the planners of 2025 with their tools, awareness and understanding of
the global system can be created. That understanding will be used to reach and touch our adversarys
decision processes.
28
Global Reach
Global Reach in the year 2025 is the ability of the US to influence an adversary leaderships contextual
elements anywhere, at anytime. Aerospace forces are unique in that they have agility, speed, and range that
allows continental US basing and still retains timely response to influence the adversary.
Strategic
implications of Global Reach include the ability to deny an adversary sanctuary, or the ability to cause
disruption within an adversarys system by interjecting force into that system. To deny sanctuary, or to
cause disruption within a system, an air force must have the ability to lift and project forces to areas of
concern, and precisely insert and withdraw the required forces to accomplish the mission.
Deny Sanctuary
The ability to reach anywhere around the globe denies sanctuary to any potential adversary. You can
run, but you cant hide is the primary theme for strategic aerospace warfare. In the year 2025 strategic
aerospace forces will influence the complete spectrum of war from Military Operations Other Than War
(MOOTW) to nuclear, biological, chemical (NBC) operations.
leadership must understand any potential strategic target can be serviced by aerospace forces. In the year
2025 physical sanctuary doesnt exist because of aerospace capabilities.
However, there are some potential shortfalls with the concept of sanctuary. The shortfalls that must be
overcome may include political considerations, territorial integrity and neutrality, and overflight
requirements.
Global Reach provides a means to reach and properly influence a strategic target. By getting there
and exerting influence, the US achieves the desired impact on the adversary leaderships will.
As an
example, a terrorist base in a third party nation or territory may be considered a viable target and we must be
capable of providing the correct influence if called upon by our NCA. Recent examples include Hezbollah
terrorists bases in Lebanon being struck by the Israeli Air Force. The dispute is not between Israel and
Lebanon, but the territorial integrity of Lebanon must be violated for Israel to influence the strategic targets
of the Hezbollah. Accordingly, the United States must be willing and able to work around the issue of
territorial and airspace integrity of a neutral third party to deny sanctuary to our adversaries.
29
Lift Capability
Global Reach in the year 2025 is required to provide a global omnipresence that is achievable through
both close and remote influencing. Close influence is defined as the projection of forces into the theater.
Close influence will require lift that is fast, rapidly transformable, and capable of moving outsized articles.
Remote influencing is defined as influence performed on things outside the theater and usually requiring
support from other instruments of power. Both types of influence will be conducted through a wide range of
means, all with the intent of guiding the adversarys leadership to harmonize their objectives with our own.
Thus, conventional forces, in some situations, will still be required to forward deploy to meet our national
objectives. In the year 2025 lift will still be provided by traditional aircraft, and possibly augmented with
transatmospheric vehicles (TAVs) and ground-effect vehicles. In any case, strategic lift will remain the key
element in providing global reach. Lift asset designs for 2025 must adhere to what they must transport. Thus
the question: Who or what is going to require global transportation in the future?
Lift Capacity
The two major regional conflicts (MRC) posture used today will not work in the year 2025. 2025 will
require the NCA to understand and influence tens, maybe hundreds, or even thousands of different nodes in
the global system to maintain harmony. The NCA will use many different forms of influence, but many
challenges will require the use of the military instrument of power. Military ground forces will continue to
require transport to areas where their expertise is required. Deployment of Air Force assets and their
logistics tail necessary to operate the platforms of 2025 will also require transport. The forces deployed and
the items brought to the region will be measured in the overall effect they have on changing the adversary's
objectives. We must continue to provide a lift capability to project strategic influence to far-flung regions of
the globe.
30
The ideal situation for the supported combatant commander is for his forces to flow into
theater airheads timely and be positioned where they are needed so that units can quickly
and effectively reconstitute in anticipation of employment . . . while arriving forces are
insufficient or relatively immobile, they can be destroyed by an opposing force. The
airhead that the theater commander relies on for rapid introduction of forces and equipment
1
is by its nature an area of vulnerability and, potentially, a bottleneck.
Global Reach must have the ability to insert and withdraw forces precisely to reduce the vulnerability
of conventional airheads and eliminate the associated bottlenecks. Precision insertion and withdrawal
gives the combatant commander the flexibility of providing influence where and when needed in the least
amount of response time. It is only through effective Global Reach that we can even consider the application
of Global Power.
Global Power
Power has been defined as a psychological relationship between those who exercise it and those over
2
31
Perception Management
The intent of strategic aerospace warfare in the year 2025 will be to influence an adversarys
leadership to harmonize with our objectives. The most effective method to do this will be through the
subtleties of persuasion.
Persuasion is defined as the process of preparing and delivering messages (through verbal and
nonverbal symbols) to individuals or groups in order to alter, strengthen, or maintain attitudes, beliefs, values
or behaviors.
The key words in this definition are: messages, alter, strengthen, and maintain. Messages
are sent to get someone or something to believe what you want. These messages can be in many different
forms, but we shall focus on the mental aspects of messages in this section.
The US can either send a direct, truthful message to an adversary, or it can use deception in maintaining
an adversarys perception of US intentions. In our opinion, the US must maintain and continue to develop a
robust deception program that keys on the adversary leaderships understanding. According to Sun Tzu, All
warfare is based on deception.
But be aware as Attila the Hun stated, One thing a chieftain should
always fear more than doing battle is doing battle when only pretending to be prepared.
We must always
while still having the ability to do battle. John Boyds OODA loop provides a model that demonstrates how
deception can be used to strengthen and project power. Deception provides a very effective method of
getting inside the cycle by disrupting the orientation portion. What is real? What is fake? What is the correct
decision based on the information provided?
The vision of 2025Global Awareness, Global Reach, Global Power all performed under the
umbrella of information dominance will provide the framework for successful direction of the global system.
Notes
1
John L. Cirafici, Airhead Operations: Where AMC Delivers (Maxwell AFB, Ala.: Air University
Press, March 1995), 6768.
2
Quoted in Daniel S. Papp, Contemporary International Relations: Frameworks for Understanding
(New York, NY: Macmillian Publishing Company, 1994), 28.
32
Papp, 401.
Quoted in Gary C. Woodward, Persuasion & Influence in American Life, (Prospect Heights, IL:
Waveland Press, 1992), 18.
5
Sun Tzu, The Art of War, trans by Samuel B. Griffith (London: Oxford University Press), 41.
6
Wess Roberts, Victory Secrets of Attila the Hun, (New York, NY: Dell Publishing, 1993), 114.
7
David S. Fadok, John Boyd and John Warden: Airpowers Quest for Strategic Paralysis (Maxwell
AFB, Ala.: Air University Press, February 1995), 16.
4
33
Appendix B
There are many areas today that could begin to transform for 2025. By this we mean an ongoing study
of contextual elements within the subregion to the region and finally to the theater level. The results of the
theater analysis should be forwarded to a notional national agency that combines the results of the other
commander in chief (CINC) studies to determine a global perspective that will provide guidance to make
strategic decisions.
Staff Flexibility
Theater-oriented CINC staffs should be organized for maximum flexibility and adaptability to handle the
myriad of potential contingencies that may arise in 2025. The first step that needs to be taken is that all staffs
everywhere adopt the organization of joint directorates.
Unless there is learning and evolution taking place in how you go about doing knowledge
workin how youre organized to do it, how you handle knowledge, how you develop
people, how you pay attention to the competitive environmentunless youre constantly
getting better at all of these things and more, youre being sloppy, and theres a good
1
chance that, eventually, you will find your organization falling behind.
By instituting the joint-directorate approach in all organizations, the flow of knowledge will have
clearly defined paths. The J-5 of one organization should talk to the J-5 of another organization. They must
not in the future waste time trying to figure out the difference between XONO, XOXO, or XONB and what
information needs to flow where. Once we have created the framework for knowledge work we can now
look at the requirements for decision making in our organizations of 2025.
34
35
J-8
J-1
J-7
Integrating
J-2
Core
J-6
J-3
J-5
J-4
This organization of a staff can be transformed for the occasion. This allows flexibility to adjust a staff
based on the circumstances and unleash the power of the integrating core made up of the leadership corps.
For example, a logistics-intense operation may require the J-4 to be the lead agent vice the J-3.
An
information-intensive operation may require the J-6 to be the lead agent. It also allows a multitude of
36
projects to be coordinated simultaneously integrating the various outputs. The intent of this organizational
structure is to allow a CINC the ability to mix and match knowledge within his staff to create effective
decisions and direct appropriate influence on the global system.
Structure has a direct bearing on the effectiveness of a staff:
The most important intervention to improve deliberation quality is to redesign the
organization so that effective deliberations take place naturally, rather than fighting against
improper structural influences. The organization design for effective deliberating takes
into account the need to constantly realign knowledge with authority, yet integrate the
5
outcomes of separate deliberations.
Another key aspect is the overlap of functional areas. All the J-staff functional areas should have some
type of overlap or interactivity with the other J-staff areas.
knowledge among the directorates and may in fact be automated computerized filters that sort through the
piles of information and direct it to the appropriate joint directorate based upon keyword, icon,
identification. In 2025 you no longer need to address where and to whom you believe your knowledge
should go. Once it is created you just put it into the server and it is automatically routed to the appropriate
agencies and anyone else who is pulling the data. We believe that to further enhance our ability to influence
the global system properly, functions and duties within the joint directorates must expand.
J-Staff Functions
We must begin today reorganizing and restructuring the staffs to prepare them to properly influence the
nonlinear global system. Each J-Staff directorate should be organized along the lines of the polynoetic
organization as explained in the body of this paper. This organizational structure is integral to maintain the
efficient transfer of knowledge on the staff and within the directorate itself. In fact each directorate is set up
as a system within a system.
For example, the J-1 directorate should have liaison cells that interact on a daily basis with the J-2
through J-8. This keeps the integrating core of J-1 informed on the activities of the rest of the staff and helps
reduce friction within the directorate. Additionally, the functions of liaison should be rotated among the
action officers to keep them abreast of the activities within the other directorates and how they function.
This is critical in maintaining an educated core of staff officers that can perform within several areas of
expertise if the need arises. Functions within the directorates itself should be along the same lines as
37
described in Air Force Systems Command Publication-1. However, we believe that some areas need to be
explored in greater depth.
J-1, Current contingency planning requires manpower to open a unit type code (UTC) to determine
the exact manning requirements for that UTC. The manpower functional manager must coordinate with both
the UTC functional manager and the AFSC functional manager to ensure proper manning for a contingency.
This takes up more time than what should be considered appropriate. As 2025 approaches, manpower and
personnel will have a critical function to deal with a smaller military. It will be essential that J-1 be the
lead agent for developing force packages (manning levels) to deal with a contingency. However, the time
for determining proper manning levels and coordinating through the functional areas must be done in a shorter
amount of time than is done today. It would greatly enhance the planning process if the liaison cells for each
functional area could report directly to a tasked unit for appropriate manning information. This becomes a
critical concept when balanced against the possibility of a smaller Air Force and smaller manpower base.
The CINC-level planners must have the authority to deal directly with other CINCs to pull the appropriate
manpower to deal with a contingency.
J-2, Intelligence: The emphasis of this directorate should remain on the enemy. However, greater
emphasis should be placed on identification and contextual understanding of potential strategic targets within
the global system (e.g., how they could be influenced and what type of feedback would be required to
measure success in influencing those targets). The directorate should be divided into theater, region, and
subregion teams. These teams should undertake a comprehensive analysis of contextual and operational
elements for their area of responsibility on a daily basis (using a bottom-up approach from the subregion to
the theater level). These teams must have a direct link to any other US intelligence agencies (Central
Intelligence Agency, Defense Intelligence Agency liaison, etc.) for a complete analysis of their assigned
areas. Key to success in this area will be the successful fusion of the enormous amount of information
available through filters to create true knowledge.
intelligence agencies as possible to flatten the intelligence community. Will there really be a requirement
for the CIA in 2025? What is the function of intelligence between a CINC staff and the CIA? Where does
DIA fit into the equation? What is the purpose of the Naval Intelligence Command? We believe that
intelligence is intelligence, regardless of who is providing it. Information must be shared, otherwise it is
38
useless. Get rid of the compartmented intelligence agencies and start basing intelligence on subregion to
region to theater and finally to global for proper analysis. The coordination process is the most important
aspect of planning. Based on the information provided by J-2, strategic targets can be identified prior to the
onset of hostilities and effective means of servicing those targets can be coordinated by the other directorates.
Another important aspect of the J-2 should be feedback, or measuring success. A method must be
determined before the onset of hostilities whether the selected influence is having the desired effect on the
leaderships strategic aims. Access to all source information and monitoring adversary leadership positions
on their original versus current courses of actions must be accomplished, and we believe it is the J-2s role
to do this.
pressure on the adversarys strategic interests, the J-2 should be able to report probable or possible courses
of action the adversary leadership may take. Once an action is taken by the adversary, it should be measured
against the desired course of action and a resultant change in our strategic targeting should take place. This
is the key element in prosecuting strategic warfare.
J-3, Operations: Directs and controls current operations. Work begins with the initial planning and
extends through the integration and coordination of joint operations. May be charged with the conduct of
special operations, including psychological operations and special warfare, joint training and coordination of
joint exercises (AFSC Pub 1). Aerospace, land and sea components fall under the J-3 during contingency
operations. These components must be able to identify capabilities for accomplishing the mission and
conducting employment operations. To enhance the capabilities of the J-3, we feel some aspects of planning
require drastic improvements to reduce planning cycle times and graphically displaying the end results of a
plan. These improvements include functional experts that can quickly identify requirements and a graphics
display board.
Personnel Requirement: Properly trained functional experts that can rapidly identify weapon systems to
accomplish the desired mission. These experts should have the functional expertise to determine which
UTCs are required for mission accomplishment. They should be operationally oriented experts that have a
broad knowledge in their respective fields of expertise (e.g., fighters, airlift, spacelift, engineering, support,
etc.). The intent is to rapidly identify requirements for a CINC to accomplish a mission. Time is the
essential factor to maintain information dominance and disrupt an adversarys OODA cycle.
39
These
requirements should be graphically displayed on a planning board for a visual presentation for the planning
staff.
Technical Requirement: 3-D holographic planning board. Display from theater to subregional view of
the battle space. This should be applied to a laptop-type device with a window format to enhance
deployment, employment, and redeployment planning. A window-in-window format would expand the area
of emphasis showing possible beddown locations, terrain, strategic targets as determined by the J-2, enemy
integrated air defense systems threat rings, global projection drop zones, and so forth. Once forces have been
identified for deployment and beddown locations have been identified (using a drag and drop system with
a movement priority identification system), the board could be used to war game an ATO or campaign to
deconflict packages while viewing the battlespace.
view of the battlespace and graphically display the big picture. After witnessing the joint planning tool and
other systems, it would make sense to fuse the displays to provide this information. However, it is
becoming evident that technology is enabling the concept of centralized execution. This area needs further
examination for future commanders and war fighters.
J-4, Logistics: Develops logistics plans and coordinates and supervises supply, maintenance, repair,
evacuation, transportation, construction, and related logistics activities.
Because logistics
support is a service responsibility, the primary thrust of joint logistics operations may be to coordinate
service programs and integrate them with the joint commanders concept of support. Knowledge of service
policies and doctrine is essential (AFSC Pub 1). J-4 must be responsible for theater distribution of both
manpower and equipment and not the components. They should also be responsible for determining all
strategic lift requirements to move assets into their respective theater (based on the apportioned lift). The J-4
must have a system (comparable to the J-3 holographic planning board) in place that will display all friendly
fielded forces that are involved in operations. This system should provide the J-4 the ability to provide a
view of the battlespace for the purpose of updating deployment, sustainment, and redeployment operations
through the use of all weather, precision delivery of supplies, manpower, and equipment.
J-5, Plans: Does the long range planning. Prepares campaign, concept, and operation plans and the
associated commanders estimate of the situation. Often, the J-5 is responsible for special weapons planning
40
(AFSC Pub-1). The J-5 should be organized into theater, region, and country teams to analyze contextual
elements and create the appropriate oplans/conplans/functional plans and time-phased force deployment data
plans. These teams should interface with J-2 teams and J-8 teams for comprehensive understanding of their
areas of responsibilities. Additionally, the J-5 should be intimately involved in the acquisition process. All
actions will have a strategic impact and the acquisition process will have major ramifications on the overall
balance of strategic influence. The group in J-5 that would have inputs to the acquisition process would be
performing the functions of a joint requirements oversight council/joint warfighting capability assessment
team at the CINC level.
J-6, C4I: Functions include handling command responsibilities for communications and frequency
control, tactical communications planning and execution, and management and development of electronics
and automatic information systems to include hardware, software, and connectivity. Ensure interoperability
with the services (AFSC Pub-1).The J-6 should be the CINCs lead agent for information warfare. They
would be the experts of both hardware and software to prosecute information warfare. Based on the inputs
from the other directorates, the J-6 would be able to execute.
J-7, Interoperability: This directorate should ensure joint operations are coordinated. Functions should
also include Deception & Black programs.
integrated into any operation. Any special tasked mission should be run from the J-7 directorate. This
directorate should have a secure facility that houses a special mission control area that would provide
connectivity to any platform tasked to perform special missions. These missions would remain out of the
public eye and could be planned, controlled and executed from this facility. The J-7s from all the CINCs
would require a special category (SPECAT) message system to ensure unity of effort for all operations and
connectivity to the national level agency.
J-8, Resources (Civil Agencies): Liaison cells organized in the same manner as the J-2 would greatly
enhance the interoperability of the military functions with all non-military agencies and organizations.
Interaction between and with international nongovernmental organizations, international governmental
organizations, international private organizations, Department of State, and the military becomes crucial.
Staff members should become expert liaisons with political institutions such as the United Nations, civilian
41
institutions that may have economic instruments that may be useful to a CINC, and so forth, especially in view
of the MOOTW aspect of operations that may become more prevalent.
Notes
1
42
Bibliography
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March 1995.
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Social Events. Unpublished paper, Maxwell AFB, Ala.: School of Advanced Airpower Studies.
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Drew, Col Dennis M., and Dr Donald M. Snow. Making Strategy, An Introduction to National Security
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Advanced Aerospace Studies, Maxwell AFB Ala.: Air University Press, February 1995.
Gilster, Herman L. The Air War in Southeast Asia: Case Studies of Selected Campaigns. Maxwell AFB,
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Keaney, Thomas A., and Eliot A. Cohen. Gulf War Air Power Survey Summary Report. Washington, D.C.:
1993.
Mowbray, Dr James A. Air Force Doctrine Problems: 1926 - Present. Airpower Journal 9, no. 4 (Winter
1995).
Myers, Isabel Briggs. Introduction to Type. Palo Alto, Calif.: Consulting Psychologists Press, Inc., 1993.
Papp, Daniel S. Contemporary International Relations. New York, New York:
Publishing Company, 1994.
Macmillan College
Pasmore, William A. Creating Strategic Change. New York: John Wiley & Sons, 1994.
Penrose, Rodger. The Emperors New Mind. New York, New York: Oxford University Press, 1989.
Penrose, Rodger. Shadows of the Mind. New York, New York: Oxford University Press, 1994.
Richards, Chet. Modeling and Analysis or Strategy and Decision? Marietta, Georgia: Lockheed
Corporation and The Georgia Institute of Technology, 1991.
Roberts, Wess, PhD, Victory Secrets of Attila The Hun. New York, New York: Dell Publishing, 1993.
Sun Tzu, The Art of War, trans. by Samuel B. Griffith. London: Oxford University Press, 1963.
Szafranski, Col Richard. Neocortical Warfare? The Acme of Skill. Military Review, no. 11 (November
1994).
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Toffler, Alvin and Heidi. War and AntiWar: Making Sense of Todays Global Chaos. New York: Time
Warner, 1993.
The United States Strategic Bombing Surveys: European War, Pacific War. Maxwell AFB, Ala.: Air
University Press, October 1987.
Warden, Col John A. III. Air Theory for the Twenty-first Century, in Barry R. Schneider and Lawrence E.
Grinter, eds., Battlefield of the Future: 21st Century Warfare Issues. Maxwell AFB, Ala.: Air
University Press, September 1995.
Woodward, Gary C. Persuasion & Influence in American Life. Prospect Heights, Ill: Waveland Press Inc.,
1992.
44
Interdiction:
Shaping Things to Come
A Research Paper
Presented To
Air Force 2025
by
Col Charles B. Oltman
Maj William T. Davidson, Jr.
Maj Steven S. Kempf
Maj Thomas K. Moore
Maj Theodore P. Ogren
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations........................................................................................................................................iv
Tables................................................................................................................................................iv
Executive Summary ............................................................................................................................v
Introduction.........................................................................................................................................1
Required Capability............................................................................................................................3
Mission Task Requirements..........................................................................................................5
Accuracy.......................................................................................................................................6
Lethality........................................................................................................................................7
Target Detection and Identification...............................................................................................7
Cycle Time ...................................................................................................................................8
Investigative Recommendations........................................................................................................33
Conclusion..................................................................................................................................34
Bibliography.....................................................................................................................................36
iii
Illustrations
Figure
Page
1-1.
3-1.
3-2.
3-3.
3-4.
Multispectral Imaging.......................................................................................................................18
3-5.
3-6.
Holographic Interface.......................................................................................................................22
Tables
Table
1
Page
Force Qualities Summary .................................................................................................................31
iv
Executive Summary
Interdiction, based on the core competencies of precision employment and information dominance will
still be used to shape the battlespace in 2025. The critical pieces of these core competenciesaccuracy,
lethality, target identification, and cycle timewill necessarily undergo great change in the next 30 years.
The result of these changes will be interdiction with a different face but the same heart. Interdiction in 2025
will require affordable enhancements to current capabilities in the areas of accuracy, lethality, target
detection/identification, and timeliness, allowing the war fighter to shape the battlespace in revolutionary
ways.
A number of technological leaps will drive these required changes.
designators, coupled with microtechnology, will permit weapons to have the processing power required to
touch targets in exactly the right spot. Variable lethality will permit the option of killing, delaying,
deterring, or breaking targets. Synergistically combining these capabilities with intelligent system logic
processing, improved target detection, decreased sensor-to-weapon cycle time, and air power will provide
the necessary pieces to dominate the battlespace.
Among the systems required to build the interdiction system of systems in 2025 are:
beyond-
electromagnetic sensors; acoustic, penetrating, and variable-yield weapons; sensory netting; energy and
particle weapons; and a virtual observe, orient, decide, and act (OODA) loop. From these systems, a nexus
of three enabling technologies emerges. If pursued, these technologies will provide the leveraged investment
necessary to revolutionize interdiction. These technologies include: nanotechnology for inertial measuring
units, sensors, transmitters, processors and locomotion; nonlinear modeling and intelligent systems to
support the virtual OODA loop; and expanded use of the electromagnetic spectrum for weapon guidance and
remote sensing.
Chapter 1
Introduction
Air operations conducted to destroy, neutralize, or delay the enemys military potential
before it can be brought to bear effectively against friendly forces at such a distance
from friendly forces that detailed integration of each air mission with fire and
movement of friendly forces is not required.
Joint Publication 1-02
In a time of drastic change it is the learners who inherit the future. The learned usually
find themselves equipped to live in a world that no longer exists.
Eric Hoffer
And all your future lies beneath your hat.
John Oldham
Interdiction has been around as long as airplanes. From the early attempts at delaying the enemy in
World War I (WW I) by releasing bombs from open cockpits to pre-Normandy battlefield preparation to
dropping laser guided 2000-pound bombs on unsuspecting Iraqi tanks at night, the desired result has always
been the sameto destroy, neutralize, or delay the enemys military potential. These interdiction tasks
have historically been accomplished by killing the enemy and/or blowing up their equipment before they get
to the fightin essence, shaping the battlefield. This has not changed.
To be effective, the air warriors in WW I, World War II (WWII), and the Gulf War had to perform very
similar tasks. The airmen had to find the target, deliver the weapons accurately, and ensure adequate lethality
to accomplish the desired level of destruction. And they had to do these three things in a timely manner. This
also has not changed.
The period from WW I to the end of WW II covered a little less than thirty years. From the end of WW
II to the Gulf War was another 45 years. During both of these periods, the ability to accurately deliver lethal
munitions on target in a timely manner grew tremendously (fig. 1-1). What will the next 30 years bring?
Chapter 2
Required Capability
This chapter examines the capabilities airpower must provide for the interdiction mission of 2025. In
broad terms, the required capabilities fall into two of airpowers core competencies: precision and
information dominance. Precision, the ability to achieve specific desired effects, rests on the two pillars of
accuracy and lethality. The second core competencyinformation dominancestems from correct target
detection and identification coupled with compressed sensor-to-shooter cycle time.
By 2025, hostile forces will have learned from our current capabilities and, as a result, they will adapt
their systems and tactics to survive. The expanded 2025 interdiction arena, which includes conventional
war, military operations other than war (MOOTW), weapons of mass destruction (WMD), counter
proliferation, theater missile defense (TMD), and counterdrug operations, will be extremely challenging. For
example, the target could be a small group of nonuniformed, lightly armed people walking through a jungle or
through a city. Or the target could be fast, stealthy, armored vehicles, massed or dispersed.
The 2025
interdiction system will engage such targets and meet those challenges.
The interdiction system in 2025 is characterized by force qualities based on the following basic tasks:
detect, identify, decide, engage, and survive. The interdiction system of 2025 must excel at performing these
tasks. A general sampling of the force qualities for these tasks includes but is not limited to coverage,
timeliness, accuracy, availability, survivability, completeness, speed, resolution, stealth, range, optimum
lethality, decision quality, and reliability.
In laymans terms, the interdiction system must do a variety of things well. First, it must achieve a
complete and correct picture of the battlespace. Next, it must perform the proper action to achieve the
desired results. Both of these things must be done in an adverse and countermeasured environment. The
correct picture will be an accurate understanding of the location and movement of people and equipment in
the designated battlespace. Additionally, coverage of a significant geographic area could be needed for
major contingencies. Coverage will vary by scenario, but tens of thousands of square kilometers could be
needed.
centimeter. However, distances as close as hundreds of meters between samples might permit important
features of the battlespace to be missed.
multispectral and/or multiple sensor types are needed. Finally, it is critical that the enemy system be
modeled with sufficient fidelity to enable accurate prediction of hostile actions and reactions.
The enemy is a living, breathing organism that reacts to our actions. Col John Boyd, fighter pilot and
1
renowned thinker, envisioned a way to conduct war based on OODA quicker than that enemy.
A key to
employing this OODA loop effectively is to better anticipate the effect of an act on the enemyand
precisely placed ordnance enhances that ability to anticipate. Decreased cycle time, coupled with precision,
permits the warrior to get inside the adversarys OODA loop and dictate the course of the battle. Col John
Warden, another airpower strategist, echoed this sentiment when he stated, They [precision weapons]
change the nature of war from one of probability to one of certainty.
term precision meant more than just being accurate. Precision in this context meant being able to use a
weapon in such a manner as to cause a predicted, desired effect for the purpose of advantageously shaping
the battlefield. Clearly, interdiction in the future will require even more accurate and lethal munitions
delivered in a timely manner.
The defense budget today is not growing. There is no reason to believe this will change by 2025. With
an aging population and possible bankruptcy of Social Security, there will be great pressure to spend dollars
on social services rather than military equipment. Therefore, any money spent on airpower will have to be
evaluated on a strict cost/benefit basis. While this is not a required capability per se, affordability in 2025
will be a driving factor.
Precision and information dominanceaccuracy, lethality, detection, and cycle timewill allow
airpower to shape the battlespace. Rapid advances in technology push us to improve our systems. While not
disregarding such advances, we must seek innovative capabilities and operating concepts which will pull
technology forward. We must identify key requirements which, if met, will provide us the tools to achieve
national security objectives in 2025. What must airpower in 2025 do to delay, disrupt, destroy, and divert
hostile personnel, materiel (vehicles, weapons, supplies), and communications? The required capabilities in
precision and information dominance must accomplish the following tasks:
Delay Personnel and Materiel: To stop people from moving, our system must be able to incapacitate
personnel, destroy/incapacitate their vehicles, obstruct/make unusable the routes of travel, or convince them
they dont want to make the trip.
Disrupt Personnel and Materiel: Sow confusion (C4I interference, psyops), force the enemy to take
actions of higher priority than moving.
Destroy Personnel and Materiel: Lethal attack to attrit unit to point of inability to function productively,
destroy organizational integrity, and sufficiently damage critical materiel or render it useless.
Divert Personnel and Materiel: Induce them to move in a direction beneficial to us or give them a
problem to solve which takes them from their intended course of action. Create a need for the materiel
somewhere else, or induce the logistic system to send the materiel to the wrong place.
The system or systems required to carry out these interdiction tasks in 2025 will be comprised of
personnel, organizations, delivery platforms, weapons, sensors, command and control systems,
communications infrastructure, and support. In time of war or conflict, these resources must form a system
able to destroy, disrupt, delay, or divert modes of transportation such as vehicles, roads, railroads, bridges,
communication links, and even people. The system must operate in all environments: urban, jungle, desert,
day, night, and in adverse weather. It also must be supported with timely intelligence and prioritization. The
system will have to survive against a constantly evolving threat.
To perform these tasks adequately, the future interdictor will demand a broad range of options. The
4
emerging means of denial range from sticky foam and sonic guns to lasers and high-powered microwaves,
improvements in accuracy, lethality, target detection, and cycle timewhich will lead us to the capabilities
for interdiction in 2025.
Accuracy
Tomorrows weapons, such as the joint direct attack munitions (JDAM) and the joint standoff weapon
(JSOW), will autonomously guide to within 10 meters, whether day or night, and in adverse weather. The
weapons of 2025 will need to be significantly more accurate.
How much more accurate? A reporter for the New Republic was in Baghdad the night of the first [Gulf
War] air strike and the following morning watched smoke pour out of the Iraqi defense ministry. He was
amazed that the hospital next to it was untouched as were the homes surrounding the ministry.
With the
ability to surgically remove a building from a city, what benefit is even greater accuracy? In Vietnam, news
broadcasts brought the war to every American household by showing the death, destruction, and human
suffering of civilians and soldiers alike. In the Gulf War, news broadcasts were live as the fighting occurred.
Mass media continues to bring wars closer to the public. Ravages of war have always worked against public
opinion. By increasing accuracy, airpower will continue to decrease collateral damage, helping prevent the
loss of public support.
Today, we can skillfully remove a building within a city. By 2025, we may need the ability to strike
specific offices, computer rooms, or command posts deep in the bowels of buildings without destroying the
entire building. Enemy forces will no longer be able to hide among the civilian populace, endangering
innocent lives. During the Gulf War, airpower inadvertently destroyed a fallout shelter for civilians which
was collocated with a command post. The precision munitions/sensor combination of 2025 will need the
ability to see inside the structure, penetrate various floors and walls, and detonate in the desired location.
The result? One destroyed command post with few or no civilian casualties in the fallout shelter. Similarly,
bridges could be dropped with a single bomb if it could exactly hit the main spar. The bomb yield could be
smaller and collateral damage limited. This level of precision requires accuracy measured in centimeters
rather than meters.
Lethality
Improved accuracy will help us obtain greater lethality. But what is lethality? Lt Col Edward Schantz
defined the essence of combat lethality as [t]he ability to rapidly deploy an overwhelming force, target
precisely, inflict maximum destruction with the minimum of assets, attack a wide range of targets nearly
simultaneously to paralyze the enemy, and to suffer and inflict the minimum number of casualties.
source took a slightly different view, describing lethality in two degrees, hard kill and mission kill.
Another
7
A hard
kill completely destroys the intended target along with any nearby people. In contrast, a mission kill disables
the equipment permanently or destroys supplies while sparing human life in the vicinity. Additionally, future
interdiction in some instances must have the ability to prevent enemy mission accomplishment while
preserving life and infrastructure.
Fulfilling this requirement for variable lethality will permit airpower to effectively interdict in
nontraditional arenas such as MOOTW, WMD counterproliferation, and TMD. The targets in these areas
demand a wide range of lethality. Furthermore, in both these and conventional missions, we may need to
preserve infrastructure (keep bridges standing, railroads functioning, etc.) yet still delay, disrupt, divert, or
destroy. Limiting collateral damage is a driving concern in executing military operations today, and this
trend will only increase.
Rapid target detection, identification, and endgame decision making to optimize weapons effects will be
equally important. Knowledge of seemingly insignificant characteristics of the battlespace will be necessary.
How else will the war fighter be able to predict, with an acceptable degree of certainty, the effect of his
actions on the battle? This requirement demands sensors capable of operating across and outside the
electromagnetic spectrum. Processing capability at the scene will be necessary to screen out unwanted data
and identify items of interest as well as discern friend from foe and neutral bystanders.
Cycle Time
Systems which gather prescreened data should be capable of rapid information collection, knowledge
enhancement, picture-building for the operator, and efficient dissemination of targeting information. With
cycle times reduced to minutes or seconds, the only way to improve exploitation of the adversarys OODA
loop is to accurately predict his movement in relationship to the battlespace. But the battlespace is, by
definition, chaotic, requiring nonlinear modeling. The side that is able to employ vast computational power,
with algorithms capable of simulating the chaotic nature of events as they unfold, will achieve information
dominance.
8
Emphasis on accuracy, lethality, target detection, and cycle time as viewed by the Joint Chiefs of Staff
9
The required capabilities for interdiction in the 2025 battlespace demand revolutionary technologies.
Notes
1
Maj David S. Fadok, John Boyd and John Warden, Air Powers Quest for Strategic Paralysis,
Thesis for School of Advance Airpower Studies, (Maxwell AFB, Ala: Air University Press, February 1995),
13-21.
2
John A. Warden III, Air Theory for the Twenty-first Century, in Dr Karl P. Magyar et al., Challenge
and Response, Anticipating US Military Security Concerns (Maxwell AFB, Ala: Air University Press,
August 1994), 327.
3
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 5.
4
Frederick R. Strain, The New Joint Warfare, Joint Forces Quarterly, Autumn 1993, 21.
5
Lt Col Thomas P. Mahoney, et al., Vulnerability Analysis of the United States, Air University
Library Doc M-U 43122 M2161v (Maxwell AFB, Ala.: Air Command and Staff College, 1995), 21.
6
Lt Col Edward T. Schantz, Combat Lethality: A Formula, Air University Library Doc M-U 43117
S229c (Maxwell AFB, Ala.: Air War College, 1994), 19.
7
Report of US Army Strategic Defense Command, Theater Missile Defense Lethality Sensitivity
Assessments (Huntsville, Ala., July 1993), 1-5.
8
Adm William A. Owens, Emerging System of Systems, Military Review, May-June 1995, 15-19.
9
Department of the Air Force, USAF Executive Guidance, January 1996.
Chapter 3
System Description
A description of required systems will help the reader envision the technologies to be developed. This
section will focus on systems for accuracy, lethality, target detection/identification, and cycle time.
Accuracy
Airpower stewards of 2025 should focus on three technologies--they are laser modulation, molecular
recognition, and microsensors--to improve weapon accuracy.
Laser modulation will offer two advantages. The first advantage is the ability to penetrate a structure in
a nondestructive inspection and the second is the ability to designate an exact point inside the structure,
thereby guiding a penetrating munition to a precise detonation point within that structure. Laser devices
generate a coherent beam by using a light source to excite atoms of a crystal, liquid, or gas medium. As the
light is agitated in the crystal, liquid, or gas medium, it is reflected by mirrors. The reflected light agitates
more atoms, generating more light of the same wavelength. Eventually, the light will build to such an
intensity that it will overcome the reflectivity of one mirror and spill out of the laser device in a beam of
coherent light. The crystal, liquid, or gas used for the lazing medium will determine the frequency and
wavelength of the laser beam. Currently, there is a laser device that can modulate its frequency. It is called a
dye laser. The tuning range can . . .be extended into the ultraviolet at the shorter end and into the infrared
1
The energy generated in the light frequency range between microwave and ultraviolet offers only a slight
amount of penetration capability. More simply, energy in the light frequency will reflect off the outside or
external part of the structure. Energy in the microwave region can penetrate some materials, but will reflect
off others. As the frequency or wavelength of a lazing beam changes throughout the spectrum, its ability to
penetrate moisture, smoke, haze, or even solid objects, improves. This is similar to using an X-ray machine
U.V.. Light
Microwave
100000000 Meters
Television
Communications,
Electric waves
.1 -108 Meters
By modulating the frequency throughout the entire electromagnetic spectrum, the device could
control the frequency to penetrate or to reflect off of the various materials comprising the structure. From a
database of material properties, a computer would analyze the different wavelengths based on parameters
such as intensity of reflected energy, lack of reflected energy, or a shift in phase of the wavelength. Using this
analysis, the computer would build a three- dimensional image of the structure and display it to the weapon
operator. For example, a laser modulating weapon could examine a structure like a bridge and show the
weapon operator a three-dimensional image of the internal skeleton of the structure. This would allow the
weapon operator to locate the main spar and guide a weapon to an exact point inside the structure, thereby
dropping the bridge with an explosive power the size of a stick of dynamite (fig. 3-2).
10
Figure from Microsoft Clipart Gallery 1995 with courtesy from Microsoft Corporation
Figure 3-2. Laser Modulating Weapon
Lazing a target may be impractical--a more autonomous system might be needed to attack a target. Some
view autonomous weapons as the next challenge in improving weapons. One visionary research paper from
the Army Command and General Staff College stated, Brilliant munitions, currently in the notional
[conceptual] state, will combine the autonomous operation of smart munitions with enhanced navigation and
targeting classification and identification capabilities.
later; this section will focus on autonomy. The heart for these weapons is the inertial navigation unit (INU).
4
after initial alignment. To maintain an accurate INU, the system can be updated in-flight by different systems
such as the global positioning system or terrain-imaging systems.
vulnerability to the system. Future autonomy will come in making the INU more accurate. Historically, the
inertial measuring system in the INU was a spinning mass gyro which evolved to a laser gyro.
The INU of the year 2025 could be a nuclear gyro. Utilizing radioactive molecules, the INU will
measure the smallest of changes. Orientation and acceleration will be accomplished by multiple buckeyballs
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never drift to an inaccurate state, and updating will be unnecessary. This will decrease vulnerability and
provide pinpoint accuracy.
Autonomy is a great asset for stationary targets, but defining the end-game coordinates of a moving
target significantly increases the level of difficulty. One approach supposes a datalink from the target to the
weapon. A self-contained datalink module will attach itself to a target and transmit information to the
weapon. The envisioned device will be miniature. It will have the ability to sense the composition of the
target and to fuse with the target, so it cannot be removed. After fusing, the sensors will begin transmitting
data, such as direction, speed, composition of material, armament, personnel on board, vulnerabilities, and
other useful information to a weapon sensor. The device will transmit the information to a central computer.
The computer will analyze it and other information transmitted from other targets, display a threedimensional picture, and prioritize targets for commanders to analyze. After the commander decides which
targets to attack, the computer will determine the most vulnerable point and the size of yield, and will guide
the weapon to the exact point of vulnerability within the target. Improvements in miniaturization of power
sources, sensors, and computers will be required.
Lethality
The word lethal connotes destructive power capable of causing death. In the spirit of reducing
collateral damage and attaining specifically desired affects, weapons in the year 2025 will vary through a
spectrum of lethality--from total destruction to target destruction without death to merely delaying or
disrupting target function.
Americas national science laboratories are among those who recognize this reality
[varying lethality] and are currently theorizing, developing, and testing these next
generations of weapons, thereby transcending the precision guided munitions (PGM) used
in the gulf war.
Nonlethal technologies are the only way to fully exploit
telecommunications [as well as other targets], and depending on campaign objectives, they
7
may be cheaper, more effective, and less destructive.
Regardless of the level of lethality, weapons in the year 2025 will require technological advances in target
penetrability and variable yield.
12
Weapons will have differing penetrability characteristics in 2025. This section will explore acoustic
devices that prepare targets for kinetic energy weapons to penetrate; energy or particle beam weapons that
penetrate structures directly; and a revolutionary concept, weapons that bore into structures.
Most weapons today use kinetic energy to penetrate a target. It could be costly in redesign efforts and
arsenal replacement to design harder, higher-velocity weapons. A more likely scenario for kinetic weapons
in the next 30 years is to use the same weapons as today but prepare the target for penetration. In other
words, soften the target prior to bombing it. Materials are collections of bonded particles. A device that
could break down those bonds would enable kinetic energy weapons to penetrate more easily. One way to
weaken these bonds is to generate a resonating frequency in the structure.
A sound-producing device
imbedded in or attached to a target could send sound waves throughout the structure. A computer in the
device would analyze the structure and adjust intensity and frequency until the structure resonates. The
amplitude of forced oscillations becomes exceptionally large whenever the driving frequency is near a
natural frequency (resonating frequency) of the vibrating body.
material in the structure, thus allowing kinetic energy weapons to penetrate more easily. Although power
requirements may be substantial, several of these devices working together would be able to add to the output
without causing an increase in power demands per device.
Energy or particle beam weapons penetrate by translating through materials as described above. If
enough energy were added, the beam could be a destructive force itself, like a laser scalpel used in surgeries
today. Limited power sources and collateral damage would restrict the use of this weapon. However,
several distinct energy or particle beam weapons focusing on the same point could individually penetrate
structures without harm and cause internal damage at the designated point (fig. 3-3).
13
Figure from Microsoft Clipart Gallery 1995 with courtesy from Microsoft Corporation
Figure 3-3. Multibeam Attack System
These weapons could be self-contained, in orbit around the earth, and networked to a control facility
either in orbit or on the ground. There are three advantages: (1) They would not individually do anymore
harm to the environment than microwave stations do today; (2) the system would be difficult to kill; and (3)
the individual energy or particle beam systems could easily be disguised as communication satellites. This
system would require a lens with zero defects to provide very accurate aiming and limit beam attenuation.
Toward solving this, Dick Siegel, a scientist at the Renssalear Polytechnic Institute, has developed a way to
9
homogeneous materials would provide precise focusing, enabling the energy or particle beams to converge
precisely, providing maximum energy at a given point.
Penetration can also be achieved by boring to the desired point. Too often we envision weapons that do
all their work in a split second of time, explode, and are gone. But a weapon that could bore through any
14
material would not have to work quickly; nor would it have to explode. This concept envisions a weapon
that would work like a furniture worm. These worms bore through furniture, weakening it to the point of
collapse. A bore weapon would ingest the material as it bored. The ingested material would be broken
down by chemicals and enzymes. Useful molecules could be used for energy and the rest discarded. It
would be very small, and many of them could infest a target. They could be linked to a central control system
so as to work in unison and reach the most vulnerable spot quickly; or they could be disabled by the touch of
a button if the enemy conceded to demands. Technological advances in computer miniaturization and
chemical decomposition would be paramount.
If a weapon can accurately target inside a structure and penetrate to that point, then the final step is to
apply the appropriate force to attain the desired effect. Energy or particle beam weapons of the year 2025
will adjust their yields by adjusting power output. Explosive weapons, however, cannot as yet adjust their
explosive yieldit is a fixed parameter based on the explosive fuel in the bomb. The advantage of adjusting
the yield lies in providing the most possible flexibility to the tip of the sword. An airplane, for example, with
an adjustable yield weapon could be diverted from destroying a bridge, which might take a 100-pound yield,
to destroying a communications room, which might take a 10-pound yield. This example shrinks the OODA
loop, minimizes collateral damage, and provides the most flexibility to the war fighters. This section will
examine two concepts for adjusting the yield on a weapon: metamorphic material and beam activation of
materials.
Explosive weapons today use chemical compositions that, when ignited, burn at a rate and pressure
inherent in the type of materials used.
All chemical reactions are accompanied either by an absorption or evolution of energy,
which manifests itself as heat. It is possible to determine this amount of heat and thus the
temperature and product composition from the very basic principles. Spectroscopic data
and statistical calculations permit one to determine the internal energy of a substance. The
internal energy of a given substance is found to be dependent upon its temperature, pressure
10
and state and is independent of the means by which the state was attained.
Therefore, by being able to change the material composition of the weapon, one could instantaneously
adjust the yield of the weapon. The concept for a metamorphic material is to develop a substance that could
change its molecular structure. An electrical charge of varying voltages could be the catalyst for changing the
composition of the material. A charge would cause one chemical in the explosive solution of the bomb to
15
alter its molecular bonds, thus changing into a different solution and generating a different yield. A charge of
a different voltage would make a different explosive solution with a different yield.
The concept of beam activation is similar to the metamorphosing materials described above; however,
in this instance, the ordnance penetrates to the exact point required but does not detonate. A beam of energy
is then applied to the ordnance from an airborne or spaceborne platform to trigger ignition. The type of
energy beam will determine the yield of the explosion. For example, a microwave beam would activate
chemicals in the solution different from those of an X-ray beam. Activation of different chemicals in the
explosive solution would realize different yields.
There is radiance and glory in the darkness, could we but see; and to see we have only
to look. . . .I beseech you to look.
Fra Giovanni11
The trouble with people is not that they dont know but that they know so much that aint
so.
Josh Billings12
Historically, target detection and identification have been sequential and loosely associated processes.
Targets were detected by various means (visual, radar, infrared), located, visually identified, and finally
engaged. Initially, our ability to engage a target was limited because of our inability to detect and locate
targets. Increasingly, however, our ability to detect, locate, and engage has greatly outpaced our ability to
identify. All of the long-range detection and engagement systems in the world are worth nothing if we cannot
correctly and confidently identify the targets. As we move into the future, the speed, and consequently the
ranges, at which we will need to engage will increase significantly. Furthermore, the targets and target
environments of 2025 will provide much greater challenges. We will be required to detect weapons of mass
destruction at long ranges. We will need to operate in urban environments. In order to successfully meet
these challenges, future systems will precisely detect, locate, identify, and know how best to attack the
enemy. This knowing will use a greatly expanded range of brilliant sensors, mounted on a wide variety of
platforms and networked together to fuse all of the information into widely-available target knowledge.
16
We detect most ground targets by using the electromagnetic spectrum, either optically (using the visual
or infrared spectrum) or electronically (by either radar reflection or passive emission detection). The likely
proliferation of stealthing and camouflaging techniques will reduce either the effectiveness of current
detection systems or our confidence in those systems. Since stealthing is usually only effective in specifically
targeted regions of the electromagnetic spectrum, we must expand the range of the spectrum our systems use
for target detection.
Currently, lasers are used almost exclusively as designation systems to guide munitions. By 2025,
advances in laser technology will permit reflected laser energy to be processed not only to determine target
location and classification, but also to build a picture of the target for positive identification purposes.
Furthermore, by using laser technology identified previously in the accuracy section, these sensors will be
able to look beyond the surface and into the heart of a target. This will provide additional data for target
identification and decoy rejectionstealthing and camouflage will be rendered useless.
Sensors have inherent limitations associated with their operating frequencies. For example, visual
systems have good resolution but cannot see through weather or in the dark; infrared systems can see in the
dark but are limited by weather; millimeter wave radar works in bad weather and darkness but has poor
13
resolution.
Multispectral imaging, capturing images of a given target, by using different regions of the
electromagnetic spectrum and combining those images, can overcome the limitations associated with any
particular region of the electromagnetic spectrum. Furthermore, not only are natural limitations overcome,
but camouflage as well. A tank that is covered with branches may look like a bush, but it still has the thermal
footprint of a tank. While it would be possible to disguise the tank further with thermal camouflage, it would
still have the radar signature of a tank. For every camouflage short of actually building another tank, some
region of the electromagnetic spectrum will reveal the camouflage.
By 2025, multilayered semiconductors and new polymeric materials will be designed and processed at
14
These new materials will make possible sensors with high sensitivity across the entire
electromagnetic spectrum, data transmission links with greater than 200 gigabits per second, parallel
processing of data at breathtaking speeds, three dimensional data storage with almost instantaneous access. . .
.
15
Not only will these new materials see more; they will be able to compile multiple images much faster.
17
Multispectral imaging will give way to hyperspectral and ultraspectral imaging. There will be fewer and
fewer places to effectively hide (fig. 3-4).
Figure from Corel DRAW! 1992 with courtesy from Corel Corporation
Figure 3-4. Multispectral Imaging
Furthermore, sensors in 2025 will not only use more of the electromagnetic spectrum; they will move
detection outside of the electromagnetic realm entirely. Scientists are developing intelligent materials that
will be able to bond with objects and distinguish material characteristics of that object. Ultra thin layers,
200 to 300 microns thick, of piezoelectric polymers--like polyvinylidene fluoride (PVDF) in particular--are
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18
17
environment by looking for proximate target indications like exhaust fumes while miniature acoustic sensors
will be listening for targets. These systems would be able to smell and hear targets!
Evolutionary improvements in computational power and artificial intelligence applied to all sensor
systems will lead to revolutionary improvements in performance. These systems will become brilliant
sensors. They will be able to perform in-depth analyses of all available data and compare the results against
a vast library of cataloged threat systems and friendly systems. Having analyzed the data to such a level, the
sensors will be able to provide information not only on target location and identification but also on target
vulnerabilities. This will permit the tailoring of force to precisely affect the target.
To enhance their utility, these sensor systems will be located on an almost infinite variety of platforms
in space, in the atmosphere, and on the surface. Any form of aviation platform will be able to support a
sensor suit covering the entire range of detection capabilities.
deployable. Fixed sites will approximate something like the distant early warning (DEW) line of old, while
increased processing capability will reduce the size and cost of such installations. Reductions in size and
power requirements will permit sensor deployment on multiple small satellites, clustered together on large
satellites, or on a space station.
The area that shows the most promise for revolutionary advances in sensor technology is
nanotechnology. Miniature electronic and mechanical machines can be combined and manufactured through
use of the lithography techniques currently found in computer chip production. These devices, called
18
computers will also provide powerful processing capacity to a single integrated chip.
Advances in
Similarly, advances
20
in memory devices will permit a trillion bits of information to be stored on a single chip.
Combining this
powerful computing capability with the MEMS devices will allow us to deploy the taste, smell, feel,
and hear sensors directly to the battlefield as a swarm of miniature unattended ground sensors
(MUGS). The MUGS could be air-dropped in the neighborhood of a supply chokepoint and become a remote
sentry reporting on enemy activity. As enemy equipment approaches, the MUGS detect the equipment,
identify the equipment and its contents, and report the information.
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Finally, massive intelligent networking of all sensor systems will permit the widest possible
dissemination of target knowledge (fig. 3-5).
Figure from Corel DRAW! 1992 with courtesy from Corel Corporation
Figure 3-5. Miniature Unattended Ground Sensors (MUGS)
As any individual sensor detects a target, it not only turns its full analysis capability on that target; it
also identifies that target to other sensors for analysis of different modalities. All of the sensors will report
their findings to intelligence networks for further analysis and possible targeting. As weapon systems are
employed against these targets, the sensors will help guide munitions and optimize the effects of those
munitions, as well as report munitions effects providing combat assessment. The MUGS, however, will
require revolutionary advances in power and communications technologies to be able to communicate beyond
their immediate environment. Short of solving these long-range communication problems, it would be
possible to make the MUGS smart reflectors. Having locally determined the nature of a target, the MUGS
would alter their state so that an energy beam reflected off them would contain meaningful target information.
Passing aircraft, satellites, or other systems would be able to poll the MUGS by scanning them in passing.
Regardless of whether the MUGS are delivered by a transatmospheric vehicle, an unmanned aerial
vehicle (UAV), or the Good Humor man, they will require insertion on the battlefield. While it is impossible
20
to know at this point precise dimensions or capabilities of the MUGS, some rough calculations will give us
an idea of coverage we can expect.
Given that the MEMS that are currently being developed have
dimensions on the order of hundreds of microns, it is not unreasonable to assume that a MUGS of 2025 with a
complete suite of communications and power capabilities, camouflage, and either motive or adhesive systems
would be one centimeter square by one millimeter thick. A generic delivery canister of one cubic meter
capacity would hold 10,000,000 sensors. If these sensors can reliably detect targets and communicate with
each other at a distance of one meter, this one container could distribute enough sensors to cover an area
approximately three kilometers on a side. If the range of the MUGS is increased to 10 meters, the area is 30
kilometers on a side or 900 square kilometers.
The MUGS would be ideal for detecting weapons of mass destruction and operating in urban
environments. Properly configured, MUGS will be able to detect smaller evidence of WMD, more precisely
locate the WMD, report WMD movement and determine the status of the environment after an attack to
destroy the WMD. MUGS placed throughout an urban environment will permit more accurate tracking of
targets in that environment. MUGS programmed to detect language, cultural, and equipment differences,
placed in a building in which terrorists are holding hostages, would be able to determine the number,
location, and status of both terrorists and hostages. Rescue attempts would be more effective, with greater
likelihood of success and fewer friendly casualties. Substitute enemy soldiers in a city and similar results
can be anticipated.
Cycle Time
Cycle time, within the context of targeting for interdiction, has historically followed a cycle of detect,
decide, and destroy.
21
Although the Air Force has chosen to embrace a newer version of the decision-
making process in Boyds previously mentioned OODA loop, the process still requires events to occur
before new data can be input as the observe portion of the cycle. Increasing the tempo of operations by
reducing cycle times makes the employed force appear larger to the enemy. The goal of the commander is to
repeat the cycle as rapidly as possible to minimize losses and maximize effect.
21
To maximize the effects of weapon systems in 2025, the ability to predict possible courses of action for
commanders will be required. The ability to model the battlespace and explore options before actually
executing them will allow analysis to determine best effects for least cost. Consider a military forecasting
system capable of predicting enemy actions from twelve to twenty-four hours in advance and offering courses
of action for evaluation. Using chess as an analogy, the commander will be able to predict the outcome of his
third move, knowing the result of the second, while the first is taking place. Such a system, perhaps using a
22
23
plan interdiction sorties against centers of gravity for the upcoming enemy operation (fig. 3-6).
In the
holographic interface system, the battlespace is projected in a three-dimensional format so all aspects of the
battle can be interpreted by the commander.
To get additional information on a particular area or target, the commander zooms in or simply touches
the object. Full details are then immediately available. If full details are not present, the system interprets
22
incorporate imagery, terrain information, air defense information, knowledge of the opponents tactics, treaty
implications, and all sensor data from the target detection/identification network. The database for the
system, pervasive and distributed, draws from many sources around the world. Some possible inputs to the
database include Central Intelligence Agency data, Department of State analyses of governments and
engineering data on the opponents system. The holographic system will have call-up panels for other C4I
tasks. For example, to establish a link with a commander at another center, the operator will touch the
appropriate units symbol and a video conference link is established with the other commander. The system
would project the battlespace at the level of detail requested by the commander, and providing a real-time
view of enemy and friendly forces. The ability to simulate attacks on various enemy targets, inflict damage to
friendly forces, and view the results are integral parts of a battlespace awareness system. By using the
system to analyze the effects of attacks on both sides of the battle, future commanders will be employing a
virtual OODA (VOODA) loop. The VOODA system and its three-dimensional modeling of the battlespace
requires understanding. Concepts such as nonlinear modeling and intelligent systems must be developed.
Nonlinearity, for the purpose of this discussion, is defined as an aperiodic equilibrium state of a
dynamic system.
deterministic. If you know the equations, you can predict in advance any point of the nonlinear path or
trajectory.
24
The problem is in understanding how to model battlespace as the behavior becomes complex.
Complex behavior implies complex causes. Events that are seemingly unpredictable, like a battle, are
governed by many independent controls (such as individual commanders) or by random external influences
25
(like weather).
Modeling a complex scenario requires a choiceeither make the model more complex and
more faithful to reality, or make it simpler and easier to manage. The simpler model is easier to produce and
requires less understanding of all the complex factors involved, but will provide less useful results over
time.
To tie this concept to battlespace planning, consider the current means of weather prediction. Complex
algorithms and supercomputers produce a forecast with reasonable accuracy for a twelve to twenty-four-hour
period; however, the farther into the future the model predicts, the less reliable the forecast. Currently,
computing power struggles under the load of complex algorithms and the multiple iterations necessary for
23
long-term accuracy. In 2025, predicted computing capability will give increased accuracy by allowing more
complex algorithms to forecast events.
The data and software necessary for a VOODA loop system will be staggering, as will the required
computing capability.
The software that drives the system requires an adaptive intelligent system
approach. An intelligent system implies multivalued or vague logic, or, simply put, everything is a matter
of degree.
26
An intelligent system learns rules from data or by watching the behavior of human experts
through a network of sensors. The system with the greatest potential for military use is the fuzzy cognitive
map (FCM) computer. An FCM draws a causal picture by tying facts, assumptions, and processes into
values, policies, and objectives. It is designed to predict how complex events interact and play out.
27
An
FCM has concept nodes and causal links. Concept nodes are vaguely defined sets like tanks on a road or
strength of a bridge. Causal links are vague rules that connect the nodes to show the effects of one node on
another. FCMs thrive on feedback to determine which nodes are changing and by how much. The sensors of
the future battlespace will provide the necessary data to the FCM. Intelligent systems are currently used in
adaptive process controllers, air-fuel mixture ratio controllers, and automatic transmissions.
These and other areas of military and commercial applications could gain order of magnitude
improvements. By allowing the commander the option of stepping forward in time, FCM using developed
intelligent systems and simulation techniques offer great promise for improving cycle times in 2025. The
ability to select the third move, based on the results of the planned second move, while the first move is
taking place, represents an astounding improvement in cycle time.
Matsushita engineer, [intelligent systems are] like seasoning. Sometimes the seasoning simply improves the
28
Summary
The interdiction mission in 2025 will require significant technological leaps to achieve the required
accuracy, lethality, target detection, and cycle time.
microtechnology will permit weapons to have the processing power required to touch targets in exactly the
right spot. Variable lethality will permit the option of killing, delaying, deterring, or breaking targets. Add
24
intelligent system logic processing, improved target detection, and decreased sensor-to-shooter cycle time to
these capabilities and the result is clearairpower will dominate the battlespace.
Notes
1
Hrand M. Munchenyan B. SC., E. E., M. SC., Principles and Practices of Laser Technology (Blue
Ridge Summit, Penn.: Tab Books Inc., 1983), 96.
2
Charles F. Meyers, The Diffraction of Light, X-rays, and Material Particles (Ann Arbor, Mich.: The
University of Chicago Press, 1949), 284.
3
Fundamentals of Smart Weapons, Appendix 1 to Advance Sheet, Meeting 4, Report no. A304-4
(Fort Leavenworth, Kans.: US Army Command and General Staff College, September 1991), 82.
4
Gerald Frost, Operational Issues for GPS-Aided Precision Guided Weapons, (Santa Monica, Calif.:
RAND Corporation, 1994), 4.
5
2025 Concept, No. 20014, Molecular Inertial Navigation Sensor, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
6
The American Heritage Dictionary, (Boston.: Houghton Mifflin Co., 1982), 725.
7
Maj Gerald R. Hurst, Taking Down Telecommunications, (Maxwell AFB, Ala.: Air University
Press, September 1994), 29.
8
Donald E. Tilley, Contemporary College Physics (Menlo Park, Calif.: The Benjamin/Cummings
Publishing Co, Inc., 1979), 454.
9
Robert Pool, Atom Smith, Discover, December 1995, 56.
10
Irvin Glassman, Combustion Second Edition (Orlando, Fla.: Academic Press, Inc., 1987), 1.
11
Suzy Platt, Respectfully Quoted, A Dictionary of Quotations Requested from the Congressional
Research Service (Library of Congress, Washington D.C.: Government Printing Office, 1989) 274.
12
Ibid., 185.
13
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
(unpublished draft, the sensors volume, 15 December 1995), 92.
14
New World Vistas, summary volume, 87.
15
Ibid.
16
Craig A. Rogers, Intelligent Materials, Scientific American, September 1995, 124-125.
17
Gabriel J. Kaigham, Engineering Microscopic Machines, Scientific American, September 1995,
121.
18
Ibid., 118.
19
David A. Patterson, Microprocessors in 2020, Scientific American, September 1995, 49-50.
20
Kaigham, 120.
21
Capt Richard E. Nock, High Payoff Targets: When to engage, Military Intelligence 19, no 2 (AprJune 1993): 19-23.
22
2025 Concept, No. 900385, 3-D Holographic Battlefield Display, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
23
2025 Concept, No. 900417, Battlespace Awareness Holosphere, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996)..
24
Bart Kosko, Fuzzy Thinking, The New Science of Fuzzy Logic (New York: Hyperion, 1993), 288.
25
James Gleick, Chaos, Making a New Science (New York: Penguin Books, 1987), 303.
25
Notes
26
Kosko, 292.
Ibid., 222.
28
Ibid., 183.
27
26
Chapter 4
Concept of Operations
identification, and cycle timewill experience exponential growth. What is revolutionary, like blitzkrieg,
is the way these exponentially improving elements will be combined to accomplish interdictionthe
interdiction system of systems. What follows is a description, based on the technologies outlined in the
previous section, of a global attack system (GAS) in the year 2025. Our system is composed of four key
subsystems: (1) a battlespace targeting system, (2) a networked sensor array, (3) a variable lethality, very
smart weapon, and (4) a command, control, and communications system to tie these subsystems together.
Overseeing the entire interdiction system is the man in the loopthe joint force commander (JFC)
and staff.
The battlespace system contains numerous information filters to provide the appropriate
information to the appropriate level, but targeting authority belongs to the JFC. Since all the players have
access to the same battlespace data, the JFC has complete flexibility to delegate this authority based on the
forces available, the campaign plan, and the desired effect on the enemy.
2
process begins with the JFC, based on fused battlespace information, designating an area of interest to the
3
targeting module. This module, located in either space, an uninhabited reconnaissance air vehicle, or an
27
AWACS/JSTARS-like aircraft, collects data via multispectral imaging and processes the data intelligently
to identify potential targets of interest. After concurrence from the joint force air component commander
(JFACC) or his designated representative, the targeting module initiates the launch of unmanned aerospace
vehicles UAVs that contain the miniature sensors.
These sensors are dispersed in the target area and begin to relay information to the targeting module.
The JFACC, based on the sensor information received and the offensive game plan, designates the exact
target and desired level of destruction. The targeting module then launches nearby fighters, bombers, or
UAVs, gives them initial target information, and hands them off to the sensor array. The air vehicles
proceed to the target area and drop their sensor-controlled weapons on the designated targets.
The eyes, ears, taste, smell, and touch of GAS comprise a miniature sensor array.
composed of adaptive microscopic machines that, having been dispersed by UAVs, seek out and find
interesting items. After attaching to items of interest, the sensors begin to talk to each other and form a
network. As the network matures, it is able to determine what is a valid target and what is not, where the
targets most vulnerable points are, what weapons effects will produce the best results, and where living
beings are located. The sensor array then relays this information to the targeting control system. This system
now has enough information to match assets to targets, based on not only target type and destruction
requirements but also on an assessment of collateral damage risk. Ultimately, the sensors pass some of this
information directly to the weapon. Additionally, the sensor array is able to report level of destruction to the
targeting control system, which can then update its target list and continue the process as required.
6
either a manned or unmanned platform, is the ultimate in sensor-to-weapon-linked technology with the ability
to vary the effects of the weapon based on sensor input. Using the networked sensor array, a direct data link
is established between the sensor and the weapon. This link serves two purposes. First, it provides exact
location information to allow precise weapon placement. Second, using the information collected on the type
of material and structure, the sensor adjusts the yield of the weapon to produce the desired level of
destruction. For example, hard targets might require a higher yield, underground targets might require
delayed fusing to allow penetration, flimsy aboveground structures might require an airburst to maximize
blast, and so forth.
28
In addition to adjusting the bang, based on target requirements, the weapon is also able to flex to a
nonlethal mode of operation. When the sensor array notices items whose damage or destruction would
hamper the commanders strategic effort, the sensor-weapon link would reduce the yield and/or change the
mode (e.g., blast to sticky ooze) based on preset or real-time operator inputs. One size truly fits all!
The final required element to allow GAS to function properly is a way to link the receptors, the brain,
and the fist to one another, all under the control of the JFACC. We need a nervous systema secure, highspeed, large bandwidth communication systemthat will provide the required information flow. Although
essential to our system of systems, this requirement is not unique to interdiction and is assumed to be in place.
The interdiction organism is now complete. It has a brain, an ability to sense its environment, a way to
influence its environment, an ability to communicate amongst its various parts, and someone to tell it what to
do. However, our interdictor can be rendered ineffective by attacking it at any of these points. The brain
could be destroyed outright or infected with a crippling disease. The eyes and ears could be repelled
with an antisensor spray or, worse yet, information within the sensor net or from the net to the weapon could
be altered (location, yield, etc.). The fist could be deflected or destroyed prior to target impact. The nervous
system could be completely severed (electromagnetic pulse info weapon) or selectively disabled (spot
jamming, etc.). All of these potential countermeasures will have to be considered and countered as we
develop our interdiction system of systems.
Having described the global attack system, a few caveats are in order. First, GAS is not deliveryplatform dependent. As we progress toward 2025, new manned and unmanned platforms will be developed.
GAS can be implemented on a variety of these platforms. Secondly, given the often uneven development of
technology, advances in sensor technology may outpace that of variable-yield weapons. However, as pieces
of GAS are completed, they can be implemented with a corresponding increase in capability. Finally,
forward basing, if available in 2025, would improve the system response time. However, the impact of that
decrease in response time is very situation- dependent.
Although GAS may do interdiction very well, a broader question must be answered. Does it answer the
mail? Does this system satisfy the requirements identified for an effective interdiction system in the year
2025? The short answer isYES! The critical force qualities required in 2025 are all satisfied by the
29
various subsystems in our interdiction system of systems. For a detailed snapshot of force qualities versus
GAS elements, see table 1.
As you examine this interdiction organism, a logical question is, Why does this beast only do
interdiction? Why not strategic attack? What about close air support? What is unique to the interdiction
mission that limits this systems application? The answer isabsolutely nothing! As our battlespace
awareness increases, the artificial lines that divide the battlespace will continue to fade. This interdiction
system can be effectively employed in the entire spectrum of attack operations, from strategic attack to close
air support.
30
Table 1
Force Qualities Summary
X
X
X
X
X
X
X
Nuclear IMU
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
MUGS
Multispectral Laser
X
X
X
FIST
Multi-beam Attack System
DETECT
Sensor Coverage
Sensor Revisit Time
Location Accuracy
Environmental Availability
Sensor Survivability
Unobtrusive
Completeness
IDENTIFY
Speed
Accuracy
Resolution
Traceability
Battlespace View
Correlation
DECIDE
Speed of Decision
Decision Basis Accuracy
Decision Quality
ENGAGE
Range
Accuracy
Timeliness
Desired Lethality
Multi-role (Flexibility)
SURVIVE
Vulnerability
Countermeasures
Stealth
SENSORS
FCM Computer
Holographic Interface
BRAIN
X
X
X
X
X
X
X
X
X
31
Notes
1
32
Chapter 5
Investigative Recommendations
This paper has identified a number of enabling technologies for the interdiction system of 2025. Some
subsystems were highlighted: beyond-electromagnetic sensors; acoustic, penetrating, and variable yield
weapons; sensory netting; energy and particle weapons; and a virtual OODA loop.
technologies emerge. These are the critically enabling technologies which, if pursued, will provide the basis
for an interdiction revolution. The first is nanotechnology for inertial measuring units, sensors, transmitters,
processors, and locomotion. The second, nonlinear modeling and intelligent systems, will support the
virtual OODA loop. The third is expanded use of the electromagnetic spectrum for weapon guidance and
remote sensing.
Nanotechnology is critical because the sensing end of the system depends on it. To cover a meaningful
geographic area, these sensor/processors must be produced in huge quantities at low cost. Industry, even
now, produces vast quantities of such devices. One example is the microchip inertial measuring units
produced for automotive airbag actuation. In the future, miniature mass spectrometers and inexpensive
1
chemical detectors will be made. Such machines could certainly be adapted to fill the sensing needs of our
system. Built through use of microchip production techniques, these machines will easily possess the
transmitters, processors, and receivers that the interdiction system requires.
As stated, this system will have the processing capability of modeling the battlespace with the fidelity
necessary to predict the effect of the war fighters next move. Today, we can predict the weather for a 12 to
24-hour period. The nonlinear algorithms used for this, combined with vast processing power, will be
33
available in 2025. Today, we must begin to expend the effort to study and understand the battlespace in terms
of chaos theory and fuzzy logic so its unique features can be modeled.
Exponential gains in computational and processing capability are necessary, but they will be a given
in 2025.
Individual computers in 2025 will be as powerful as all those in silicon valley today.
Commercial enterprise over the next 30 years will provide substantial support for the development of
nanotechnology and nonlinear modeling.
The third technology deemed critical is the expanded use of the electromagnetic spectrum. At first
blush, this seems to have little industrial utility. Guiding a weapon to a precise location within a structure is
not a peacetime pursuit, but unobtrusively examining the interior of a structure is commonly neededfor
example, aging bridges require testing to determine their health. Perhaps mining and oil drilling operations
could benefit from a Cat (CT) Scan/Magnetic resonance image (MRI) of potential sites.
Conclusion
Nanotechnology for inertial measuring, sensors, transmitters, processors, locomotion, and nonlinear
modeling, as well as intelligent systems for the virtual OODA loop and expanded use of the electromagnetic
spectrum for weapon guidance and remote sensing, are the key interdiction technologies for airpower focus
over the next 30 years. They are derived by envisioning required capabilities, describing systems that might
be used in 2025, and then consolidating them into a concept of operations. These futuristic ideas were
identified through the timeless core competencies of precision and information dominance.
visionary, William Mitchell, once said, In the development of
The great
backward and figure out what is going to happen, not too much of what has happened. This paper has looked
ahead and offers direction to air and space professionals. All that is left is to act.
34
Notes
35
Bibliography
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Fundamentals of Smart Weapons. Appendix 1 to Advance Sheet, Meeting 4. Report no. A304-4. Fort
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1993): 19-23.
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Patterson, David A. Microprocessors in 2020. Scientific American (September 1995): 48-51.
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Pool, Robert. Atom Smith. Discover (December 1995): 56.
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Schantz, Lt Colonel Edward T. Combat Lethality: A Formula. Air University Library Doc M-U 43117
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Strain, Frederick R. The New Joint Warfare. Joint Forces Quarterly, Autumn 1993. 21.
The American Heritage Dictionary. Boston: Houghton Mifflin Co., 1982.
Tilley, Donald E. Contemporary College Physics. Menlo Park, Calif.: The Benjamin/Cummings Publishing
Co., Inc., 1979.
USAF Scientific Advisory Board. New World Vistas: Air and Space Power for the 21st Century, Summary
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1994.
37
A Research Paper
Presented To
Air Force 2025
by
Lt Col Jeffrey E. Thieret
Maj Steven J. DePalmer
Maj Frederick I. Guendel, Jr.
Maj Michael A. Silver
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations........................................................................................................................................iv
Tables................................................................................................................................................iv
Executive Summary ............................................................................................................................v
Introduction.........................................................................................................................................1
Investigative Recommendations........................................................................................................36
Conclusions.......................................................................................................................................38
Bibliography.....................................................................................................................................39
iii
Illustrations
Figure
Page
1-1.
2-1.
Sensor Platforms.................................................................................................................................8
2-2.
3-1.
3-2.
3-3.
3-4.
3-5.
4-1.
4-2.
4-3.
Tables
Table
1
Page
Strategic Attack Requirements for 2025 .............................................................................................5
Executive Summary
In the year 2025, advances in technology should allow air and space assets to affect an adversary
anytime, anywhere. The ultimate goal of strategic attack is to conduct operations to a point where the enemy
no longer retains the ability or will to wage war or carry out aggressive activity.
Employing a hit em
where it hurts philosophy, 2025 strategic attack operations run the gamut from traditional, highly destructive,
force-on-force encounters to much less invasive, but very effective, computer-based warfare.
The diverse nature of potential adversaries, and the vast amount of information pertaining to them,
requires an integrated approach to protecting American and allied security interests. Technological advances
will enable all levels of leadership to successfully deal with the vast volumes of information in ways not
envisioned or realized in the past. These advances will make it possible to accurately determine and engage
an adversarys Locus of Values (LOV). The LOV is that which an adversary holds dear, and which if
influenced or threatened would affect the enemys ability or will to carry out covert or overt aggression
against the United States.
LOVs are hard or soft. Hard LOVs are physical things: militaries, weapons of mass destruction, or
industries. Soft LOVs are intangible things: Systems, knowledge, or ways of thinking. LOVs are engaged
immediately or never, lethally or nonlethally, directly or indirectly. Each strategic situation is unique, yet in
every case, the force applied against an LOV focuses on a strategic effect.
The key elements of strategic attack in 2025 are system analysis, target acquisition, target engagement,
and feedback. Each phase is integrated and connected in virtual real time with the others through an organic
integrated system directed to, and interpreted by, human decision makers.
Notes
1
Department of the Air Force, Air Force Doctrine Document 1, Air Force Basic Doctrine (draft)
(Langley AFB, Va.: USAF Doctrine Center, 15 August 1995), 13.
Chapter 1
Introduction
Strategic attack in the 2025 program is both unchanged from what it has been throughout human history
and yet radically different. How can this duality be true? The truth is found in the ends and means of
strategic attack.
Across time, the objective of strategic attack has been to conduct operations that would have a warwinning effect on an adversary. We need look no further than proposed Air Force doctrine, which asserts
that the goal of strategic attack is to conduct operations to a point where the enemy no longer retains the
ability or will to wage war or carry out aggressive activity.
affect the entire war, not just a particular target, battle, or campaign. Therefore, it is the end result of
strategic attack that has not changed.
The part of strategic attack that has changed involves the means. The methods by which attacks are
planned and conducted to produce strategic effects will be very different in 30 years. The leaping advance of
technology, different ways of organizing these technologies, and evolving military doctrine guarantee that the
means will change. Clearly, strategic attack is not about weaponsany weapon can be strategic if it affects
the adversarys ability or will to wage war. Furthermore, the same weapon can be tactical, operational, or
strategic, depending on its use and how it affects the enemy.
The key to strategic effect is the opponents values.
strategic attack will be different. This idea has been handed down through generations of warriors as the
2
determinism, where machinery was the model; however, in 2025 the view is more organic, so the COG
concept loses some of its usefulness. A more descriptive term is LOV: that which is held dear and which, if
influenced or threatened would affect the enemys ability or will to wage war or carry out aggressive
3
activity.
Armed with the term LOV, we turn to the wave metaphor of Alvin and Hiedi Toffler for a framework in
which to conduct strategic thinking. The Tofflers paradigm asserts that human societies are evolving upward
in waves, rather than in a constant climb. The societal waves are split into three segments, based upon what
drives the entitys economy: agriculture, industry, or information. Further, the values of each wave society
4
wave.
The Toffler model is useful to the warrior because it can be applied to a diverse range of potential
adversaries. By using the wave model to ascertain the dominate societal focus of an adversary, one can gain
insight into critical LOVs. With LOVs accurately determined, the samurai of 2025 can prosecute an effective
strategic attack.
5
The Toffler wave model provides a point of departure for planning attacks.
wave adversaries are best dealt with by targeting individual leaders or territory; (2) second wave opponents
will be threatened by destruction of armies or industry, and (3) third wave enemies focus on idea-centered
6
technologies or economies.
The wave model helps us think about what to attack to achieve strategic effect, which is but one part of
the process. Knowing the correct LOVs must be combined with acquiring and engaging them, and then
determining if the attack was effective. This organic strategic attack process produces war-winning effects
against an adversary. Figure 1-1 illustrates four key elements of strategic attack: system analysis, target
acquisition, target engagement, and feedback.
et
rg
T a q.
Ac
m
e
t
s
is
s
y
S a ly
An
ed
Fe ck
ba
t
e
g e
r
Ta gag
En
Source: Microsoft Clipart Gallery 1995 with courtesy from Microsoft Corporation
Figure 1-1. Strategic Attack Process
Information links the above four elements of strategic attack. Information revolves primarily around the
adversarys LOV, which eventually becomes strategic targets comprised of many dimensions. LOVs are
either hard or soft. Hard LOVs are physical things: militaries, weapons of mass destruction, or industries.
7
Soft LOVs are intangible things: systems, knowledge, or ways of thinking. Both are engaged immediately or
never, lethally or nonlethally, directly or indirectly. Each case is different, yet in every case the force
applied is aimed at strategic effect.
Notes
1
Department of the Air Force, Air Force Doctrine Document 1, Air Force Basic Doctrine (draft)
(Langley AFB, Va.: USAF Doctrine Center, 15 August 1995), 13.
Carl von Clausewitz, On War, ed. and trans. Michael Howard and Peter Paret (Princeton, N.J.:
Princeton University Press, 1976), 145-7.
3
For more information on targeting value see Joseph A. Engelbrecht, Jr. PhD dissertation War
Termination: Why Does a State Stop Fighting (Columbia University: University of Michigan Microfilm,
1992).
4
Alvin Toffler and Heidi Toffler, War and Anti-War, (New York: Little, Brown and Co., 1993), 18.
5
Ibid., 18.
6
Ibid., 21.
7
LOVs are broken into two categories: hard and soft. Hard LOVs are things that we can, and have
throughout the history of warfare attacked physically. The thought process for this being that by hurting an
enemy we can change his mind about fightingan indirect path to war fighting. Physical attack is used as
demonstration model in this paper because history has proven that it can work. Another approach is to
attempt to directly influence an enemy by manipulating his thought processes or values. This is the essence
of targeting soft LOVs. Owing to the unproven nature of this approach, and the fact that it is well covered in
the Team E white paper, it is not elaborated on here.
Chapter 2
Required Capabilities
Strategic attack in 2025 requires certain capabilities. Some capabilities will evolve from current
organizational doctrine and technology.
different from current tools of strategic attack. The capabilities required for each element of strategic attack
are categorized as shown in Table 2-1.
Table 1
Strategic Attack Requirements for 2025
Strategic Attack Element
Required Capability
System Analysis
Target Acquisition
Target Engagement
Feedback
Determining results
System Analysis
In his pamphlet 10 Propositions Regarding Airpower, Col Phillip Meilinger suggests that In essence,
1
Airpower is targeting, targeting is intelligence, and intelligence is analyzing the effects of air operations.
Knowing what to attack to achieve the desired effect is the critical element. Further, what to target varies
greatly between adversaries. The LOV for a textbook second wave nation may be its industrial web. For a
nation possessing a small military capability, yet wielding tremendous informational and economic might, the
LOV may be their information infrastructure. For nonstate actors such as terrorist organizations, drug cartels,
particularly important in strategic attack because the aim is to impact across the whole of an adversary from
highly focused inputs.
Knowing what to attack has always been difficult, and it will become harder in 2025 for a number of
reasons. The first concern involves the growing number of actors. A burgeoning number of sovereign states,
emerging transnational groups, multinational corporations, and other organizations will influence US policy.
Next, add increased access to previous close hold information through the explosion of media, the Internet,
and population migration. And finally, stir in a world political dynamic that is much more fluid than during
the cold war. Because of all these challenges, the system analysis problem becomes incomprehensible to the
unaided human decision maker.
The human decision makers ability to determine strategic LOVs in 2025 will come from a combination
of technologies. These include exploiting national and global databases, employing artificial intelligence
(AI) technologies to turn that data into usable information, and using increased computational capacity to run
the AI programs in a near-real-time fashion.
Exploiting data 30 years hence will certainly remain a daunting task. The USAF Scientific Advisory
Board (SAB) addresses this problem in their New World Vistas study: Much of the information which is
needed to construct the global picture exists today in computers somewhere. The problems of the next
decade are to identify the relevant databases, to devise methods for collecting, analyzing, and correlating
them, and to construct the needed communication and distribution architectures.
Therefore, a critical
enabling capability to conduct strategic attack in 2025 is an ability to exploit all relevant sources of existing
and emerging data.
Turning the acquired data into useful information for strategic decisions is the task of AI technologies.
AI is a multidisciplinary field that aims to develop device technologies capable of solving problems in a
manner similar to that of a human being. AI permits a computer to constantly comb vast amounts of data for
useful kernels of seemingly unrelated data, process them into information, and then deliver that information to
decision makers in a timely manner. Advanced AI is required to correlate the mountain of unorganized data
3
AI technology employs sophisticated computer programs. By its nature, AI requires large amounts of
computational ability and storage capacity. Current hardware meets the needs of todays AI applications;
however, by 2025 AI applications will require faster processors and much larger data storage capacities.
Target Acquisition
As mentioned previously, the AI system requires a cumulative database to help decision makers
4
acquisition system. Target acquisition involves the continuous collection of data for analysis and use by the
AI network. A collection of sensors search for different types of signatures common to LOVs. This data is
transmitted in virtual real time to the AI database to be analyzed and applied to the strategic attack process.
The target acquisition system does not simply push data to the AI network; it also must pull information
from the network. Pulling information from the AI network narrows the search pattern for the sensor
platforms and reduces the time required to locate specific targets.
determine that an LOV for a certain adversary involves the capability to produce and employ chemical
weapons. The target acquisition system can orient itself to search more efficiently by pulling from the AI
network details such as the probable chemical composition and size of strategic production facilities, about
the LOV. Once the LOV is located, the sensor platforms periodically revisit the region to detect any changes
in activity.
In order to locate specific LOVs, the target acquisition system requires novel sensors that essentially
can see, hear, smell, taste, and touch. Current target acquisition systems for strategic attack depend heavily
on sensors that only provide image data from the infrared and visual spectrums. Having different types of
sensors in 2025 provides complementary data for the AI network to analyze and helps detect an adversarys
LOVs.
The platforms supporting the sensor array vary, depending on the sensors capability. As shown in
figure 2-1, space and airborne platforms, including stealthy unmanned aerial vehicles (UAVs), can operate
jointly to provide the AI network continuous coverage of a specific region or land mass. Unattended ground
sensors (UGS) rely on their minute size to avoid detection by an adversary. In 2025, sensors the diameter of
a human hair will allow continuous, stealthy, on-site collection, providing the AI network the critical data
5
Unattended
Ground
Sensors
Satellite
UAV
Source: Microsoft Clipart Gallery 1995 with courtesy from Microsoft Corporation
Figure 2-1. Sensor Platforms
The final requirement for target acquisition in 2025 involves the necessity for sensor data to be
transmitted instantaneously to the AI database. Sensor platforms such as satellites and UAVs can transmit
data directly to relay stations on the ground or in orbit. Tiny unattended ground sensors depend on an
external source to amplify sensor signals. The end result is complementary data from different sensor arrays
delivered simultaneously to the AI network for analysis and application in the strategic attack process.
Target Engagement
In 1943, according to McKitrick et al in The Revolution in Military Affairs, the U.S. Eighth Air Force
prosecuted only 50 strategic targets during the entire year. In comparison, during the first 24 hours of Desert
Storm, the combined air forces prosecuted 150 strategic targetsa thousand-fold increase over 1943
capabilities.
In the year 2025, air and space power must make a similar leap in capability to ensure that the US
maintains the advantage against its potential enemies. This will be accomplished through capabilities that
affect LOVs in a very diverse manner. The system analysis and target acquisition processes provide the
details of how to engage each LOV. These details can be characterized by the three boundaries depicted in
figure 2-2. The first boundary ranges from lethal to nonlethal force. The second boundary involves the use of
either direct or indirect means. The last boundary indicates that the time to engage an LOV will range from
immediately to never.
Nonlethal
Never
Direct
Indirect
Immediately
Lethal
Figure 2-2. LOV Engagement Spectrum
The application of airpower has traditionally been accomplished by directly applying lethal force.
However, many cases in the future will call for nonlethal force, especially when engaging another advanced
post-industrial society.
Although the Gulf War demonstrated that airpower can deliver direct, lethal force against a target set,
there remains much room for improvement. As military force structures continue to downsize, we will lean
towards systems capable of affecting multiple LOVs per mission. Instead of an F-117 flying over Baghdad to
drop two precision guided munitions (PGM), it is more cost-effective to deliver dozens of PGM-type
munitions on the same mission. In 2025, this capability allows a single mission to have the same results as a
squadron of F-117s.
An organic, multiple engagement capability increases the application of air and space power throughout
the enemys strategic system with such great speed and momentum that hyperwar results. The simultaneous
engagement of LOVs makes an adversarys recovery difficult because the remaining energy available to the
8
The time to engage a strategic LOV can range from immediate to never. An example of never is
making a conscious decision not to attack an enemys head of state, as in the case of Iraqs Saddam Hussein.
Another example is the Ultra intercepts of Nazi war plans during World War II. Indeed, Churchill had to
make numerous painful decisions not to defend Allied assets he knew were going to be attacked for fear of
9
alerting the Germans to prior Allied knowledge of their plans. On the other hand, we need the capability to
engage some LOVs immediately. An example is a convoy of NBC weapons discovered less than a mile
away from a hardened storage facility deep inside a mountain. The US might have less than one minute to
react and destroy these weapons before the engagement opportunity disappears.
The key to successful target engagement is having the air and space power to execute target engagements
in terms of lethal or nonlethal force, direct or indirect means, and at the correct time.
accomplished by a combination of improvements in weapons and strategic attack platforms.
10
This will be
Feedback
Following a target engagement, the AI network requires near-real-time postattack data to determine
subsequent courses of action.
required for strategic attack in 2025. The same sensors used for target acquisition provide the necessary
feedback data to the AI network. The data from different sensors is collected and then quickly fused into
accurate mission evaluation results by the AI network. This feedback process answers the question as to the
outcome of the strategic attack: To what degree did the mission succeed or fail, and did any positive or
negative side effects occur that require further action?
10
Notes
1
Col Phillip Meilinger, 10 Propositions Regarding Airpower, (Air Force History and Museums
Program, 1995), 1.
2
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 25.
3
Ibid., 38-44.
4
The proposed system is designed provide suggested LOVs to human decision makers, along with the
thought processes behind their selection. The human will then make engagement decisions.
5
Gary Stix, Micron Machinations, Scientific American, November 1992, 107.
6
Jeffrey McKitrick et al., The Revolution in Military Affairs in Barry R. Schneider and Lawrence E.
Grinter, eds., Battlefield of the Future (Maxwell AFB, Ala.: Air University Press, 1995), 78.
7
Barry R. Schneider and Lawrence E. Grinter. Battlefield of the Future (Maxwell AFB, Ala.: Air
University Press, 1995), 149.
8
Col Richard Szafranski, Parallel War and Hyperwar: Is Every Want a Weakness in Barry R.
Schneider and Lawrence E. Grinter, eds., Battlefield of the Future (Maxwell AFB, Ala.: Air University
Press, 1995), 128.
9
Schneider and Grinter, 150.
10
The measure of success that the system would be reporting to human decision makers would focus on
the desired effect on enemy decision makers.
11
Chapter 3
The process required to conduct strategic attack in 2025 uses a system of systems, with each
subsystem solving one particular part of the attack problem (fig. 3-1). The process is organic, in the sense
that all of the parts are interlinked and interactive, each receiving and delivering input to the others. It
provides targeting information containing the LOVs upon which the US should act, whether they are hard or
soft, should be acted on now or never, lethally or nonlethally, and directly or indirectly.
et
rg
T a q.
Ac
m
e
t
s
is
s
y
S aly
An
ed
Fe ck
ba
t
e
rg ge
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Source: Microsoft Clipart Gallery 1995 with courtesy from Microsoft Corporation
Figure 3-1. Strategic Attack Process
12
A component of the strategic attack model is the system analysis system, this which will operate for
decision makers in 2025. It will be composed of a pervasive, distributed, relational database; a blackboard
artificial intelligence architecture; and a massively parallel, distributed computing capability. The system
analysis system, shown in figure 3-2, functions to provide the decision makers with the knowledge that they
need to direct strategic attack.
Sensors
HUMINT
Computer Hardware/
Artificial Intelligence
Delphi
Database
Open Sources
Source: Microsoft Clipart Gallery 1995 with courtesy from Microsoft Corporation
Figure 3-2. The System Analysis System
1
The 2025 system analysis system relies on a pervasive, distributed, and relational database.
The data
comes from all sources, spanning the spectrum from state of the art sensors collecting information in virtual
real time, to archives on ancient history and culture. Because the database is so pervasive and distributed, it
functions as a database of databases, with the primary users of each segment maintaining their separate parts.
Its decentralized, and partitioned structure permits data to be added or altered as future experience shows is
13
necessary. A depiction of this type of database arrangement is shown in figure 3-3. In this diagram, four
widely separated databases combine to form the Delphi database for the strategic problem or problems that
the system is working. The actual titles of the databases in figure 3-3 are notional. The important points to
note are that the individual databases originate from virtually anywhere and are tied together by a network to
comprise the Delphi system for solving a particular problem. A different set of variables would result in a
different database combination.
International Trends
Government
Structure
Psychological
Beliefs
Other
Source: Microsoft Clipart Gallery 1995 with courtesy from Microsoft Corporation
Figure 3-3. Delphi Database
The technology to facilitate this database will develop at varying rates, so the structure of the database
allows the components to be incorporated as they emerge. Electronic data storage and access rates are
advancing at a great pace. A recent study suggests that likely advances in optical disk technology and
3
applications of parallelism hold the potential for significant increases in storage capacity.
Broadband
fiber optic networking technologies that allow for the distributed nature of the system are advancing and will
continue to improve volume and speed of data transfer. The USAF SAB postulates that ultra-high-speed
14
broadband commercial backbone networks will be widely available by 2005. This infrastructure essentially
gives infinite bandwidth to all users, therefore minimizing networks as a limiting factor for the database
4
system.
Access to diverse amounts of information could be a problem. As the value of information grows in the
world economy, many distributed databases may become proprietary, denying the Department of Defense
(DOD) access. The networked and distributed nature of the Delphi database requires the ability to secure the
sensitive parts of it.
The Delphi database could, of course, be countered in a number of ways. The potential opponents of
the US could shield the data that we desire. They could prevent our sensors from observing sensitive
physical targets, or they could attempt to camouflage or obscure them. Opponents could close their societies,
preventing us from collecting information concerning who their leaders are and how they think. Additionally,
they could physically attack the data storage or transmission infrastructure or corrupt the data contained in the
system. The best counter for attempts to prevent our data collection is a redundant and complementary
collection systemmany different types of sources.
Artificial Intelligence
AI involves programming a computer to solve problems that normally only people can handle. In 2025
AI provides the help that humans need to make strategic attack decisions. The role of AI is to constantly
process the data stored in, and streaming through, the Delphi database. The ultimate goal is to use AI to
determine the best way for the US to conduct strategic attack against an emerging opponent. A number of
different AI approaches exist, a partial list of them includes expert systems, CBR, and neural networks.
Expert systems turn the knowledge of a human expert into a computer program, and through an if. .
.then. . .else process, applies that codified knowledge to similar, future problems. They cannot extend that
5
between current problems and previously solved occurrences. Because CBR focuses on past problem
resolutions rather than the current problem, it is quickly and easily implemented. To the point that new
6
problems differ from those of the past, however, CBR has less value.
15
neural networks. They employ real-world ambiguous data points to determine a relationship, apply the
relationship to make decisions, and constantly review the derived relationship to learn and improve the
decision making process. Neural networks require, neither a human experts knowledge nor past occurrences
of the problem in order to function. Further, they can make constantly improving predictive decisions.
The architecture of the AI portion of the system analysis process involves a modified blackboard expert
as shown in figure 3-4. A blackboard system is a hybrid expert system comprised of a collection of
independent components called blackboard, knowledge modules, and control module.
Blackboard AI Architecture
Control
Module
International
Trends:Expert
Solution
Knowledge
Modules
Governmental
Structures:CBR
Psychological
Beliefs:NN
Inference
Engine
Delphi Database
Computer Hardware
16
The control module provides a vehicle for combining the outputs of the knowledge modules in order to
arrive at a solution. It does this through the use of an inference engine, an algorithm combining AI
technologies. The control module considers all contributions from each knowledge module, selecting only
those that are appropriate at the time. It weighs each contribution according to its value rating. The control
module is linked to the Delphi database to monitor its operation, directing data to specific knowledge
8
significant events get routed to the proper place in priority fashion. It devises workarounds and graceful
degradation strategies if parts of it fail.
In figure 3-4, the control module combines an expert system, a CBR system, and a neural network
system to make decisions. The presence of the first two ensures that the system has the knowledge necessary
to make the right call. The use of the neural network adds the ability to learn from past events. A promising
scheme for combining these different AI approaches is Fuzzy Approximation Theory, which weights the
9
methods by variable amounts based on the traits of the adversary and the situation.
The blackboard system also enables the proposed AI solution to be what if'd. Before proposing a
COA, the blackboard expert inputs the decision to a world database residing in memory and games the likely
consequence. This simulation process is iterated until arriving at a COA that generates an optimal solution.
The solution is then provided to the human decision maker. The gaming feature is essential in order to
explicitly consider the interdependent nature of world affairs. In New World Vistas, experts assert that by
2020 the fuzzy methods required by the inference engine of the control module will mature and the ability
to game proposed COAs will exist.
10
The techniques
employed above have been used only at very basic levels. A university professor developed an expert
system to explain US foreign policy decisions made in Asia. When his model was backcasted to the 1950s it
11
predicted a very favorable 86 percent of the decisions that the U.S. ultimately made.
being used commercially to handle customer service calls, with a technician asking the customer questions
12
that take him through a fault isolation tree developed from past product failures.
13
17
14
networks.
While these AI applications are simple compared to the requirements for 2025, they document
capability.
16
However, massive
parallel Central Processing Unit (CPUs), where a large number of processors are combined on individual
silicon chips, are being exploited commercially today. Again, there remains room for much growth.
17
Technical experts maintain that the current exponential growth in computing performance based on silicon
technology will continue through 2006, at which point material constraint will force alternate methods.
Promising alternate technologies include quantum, molecular, and optical computing methods.
18
In 2025, an organic relationship exists between target acquisition and the Delphi database. It is the
classic chicken or egg relationship: the Delphi database must know the LOV exists before telling target
acquisition sensors to find it; but the existence of the LOV may be discovered only after the target acquisition
sensors collect initial data hinting at the LOVs existence. By necessity, therefore, the target acquisition
phase operates continuously, passing streams of data to the Delphi database for analysis, while at the same
time pulling fused information from the database to help guide the acquisition process.
18
The target acquisition system must provide decision makers the capability to detect changes in the
personal values of an adversary. Changes in a leaders emotions, thoughts, or frame of reference are of
interest to the strategic attack system. Techniques that get into the head of an adversary to obtain valuable
information require revolutionary advances. Finding plausible methods for accomplishing this task is the
focus of the classified Information Attack white paper. The target acquisition portion of strategic attack in
2025 complements these techniques with a diverse arsenal of sensor platforms.
Data collected by target acquisition sensors can range from single bits of data, like an LOVs exact
location, to an entire library of data, such as the LOVs normal activity levels. In the year 2025, sensor
collection provides enough data for a virtual 3-D model of the LOV to include its composition, internal
structure, baseline characteristics, and tendencies. Using a biological warfare (BW) storage facility as an
example, and in the most optimistic case, sensors determine the buildings exact dimensions and floor plan.
They then highlight possible soft spots. Sensors distinguish between rooms containing biological agents, test
equipment, sleeping quarters, and even the snack bar.
Target acquisition sensors also construct a baseline, or living archive, of data concerning routine
activity and environmental conditions. Examples include the average number of people who enter and exit
each day, the number of vehicles in the parking lot, and the level of noise generated by the facility. This
baseline data, combined with 3-D modeling, provides benchmarks for detecting changes in data collection;
19
activity data can be flagged to determine its significance. The AI system, or a human imagery analyst, can
determine if the LOV requires a closer look by target acquisition sensors.
20
only above a certain altitude or from space. In any case, having a variety of platform types decreases an
adversarys opportunity to completely stop sensor data collection and its transmission to the Delphi database.
19
A combination of commercial and military satellites should provide continuous worldwide coverage in
2025. Spatial resolutions of 10 meters, improved to two or three meters through signal-to-noise ratio
21
and synthetic aperture radar images to provide periodic submeter resolution throughout a 24-hour span.
However, to obtain higher resolution images of LOVs on a continuous basis, airborne platforms must be
employed.
Airborne sensor platforms can be described as standoff systems or overhead systems. A standoff
system loitering along a political border at 50,000 feet can stare 230 miles downrange at an LOV and
23
balloons could carry these sensors. In addition, a low observable UAV that loiters directly over a specific
24
area will carry sensors that provide continuous one centimeter resolution.
food supplies, or through aerial seeding operations using UAVs. Microsensors thinner than human hairs
could transmit data to the Delphi database via UAV or satellite relay.
26
A swarm of ground-based
microsensors could ensure constant data transmission of local conditions and activity levels near and inside
27
an LOV.
Except for micromechanical platforms, the hardware for most sensor platforms exists today. However,
it is the sensors and not the platforms that collect the data to acquire the LOV. Therefore, the key to effective
target acquisition in 2025 will be the development of critical sensor technologies. These technologies allow
continuous collection of daytime, nighttime, and weather data that feeds the Delphi database to generate new
LOVs.
20
ability to see, hear, smell, and taste. And just like in humans, the sensor data collected can be fused by the
Delphi database to provide accurate information concerning LOVs. Traditionally, the seeing technologies
dominated the sensor field using spectral analysis of the visual and infrared (IR) bands, along with SAR
28
returns.
In 2025, radically different sensors add critical data to confirm or dispute what we think we see.
Having sensors that provide complementary data (instead of duplicating data) ensures better accuracy and
reliability. It also prevents an enemy from defeating the entire system by destroying, or defending against,
29
Visual Sensors. Multispectral Imaging MSI currently dominates the sensor field. As mentioned before,
the use of the visual and IR bands, plus SAR can provide resolution from 10 meters to one centimeter,
depending on the platform distance from the LOV and loiter capability.
30
hyperspectral imaging, laser-light detection and ranging, and magnetic resonance imaging, can provide other
methods to paint an LOV.
Instead of concentrating on a single broad-spectrum band, hyperspectral imaging involves slicing the
31
entire electromagnetic spectrum into hundreds or thousands of single-wavelength data bands for collection.
The bands that produce a signature can be fused together by the Delphi database to construct a target
32
signature.
33
LOVs may be able to avoid detection in one spectrum but not from all spectrums.
Due to size
and weight, hyperspectral sensors will likely require airborne or space-based platforms.
Laser-based light detection and ranging (LIDAR) sensors offer great hope for detecting atmospheric
changes due to chemical and biological reactions. By actively probing the atmosphere, LIDAR sensors will
detect and construct 3-D images of aerosol clouds common to factories and machines. One can develop a
best guess as to what a factory or machine produces by comparing predetermined aerosol images of known
substances.
34
These sensors could also be used to warn of possible chemical and biological warfare agents
on a battlefield. Future LIDAR sensors will easily fit in a small suitcase, making them adaptable for satellite
35
Magnetic resonance imaging (MRI) is a sensor technology that is useful in building 3-D images of LOVs
in 2025. An MRI sensor offers the advantage of imaging the internal, as well as external, structure of the
LOV. UAVs could blanket a building with specially designed dust particles that circulate throughout the
21
36
platforms could scan the structure, analyzing the circulation of the dust particles to construct an internal image
of the LOV.
Sound Sensors. Sound sensors can measure vibrations in the atmosphere or through materials.
The
ability to listen to human conversations using microphones mounted on space platforms may be available in
2025, but it will be expensive.
micromachining. These sensors, the size of pinheads, could be planted via UAV seeding operations, human
37
environment will provide early warning of an adversarys intention, especially when fused with the cues
detected by visual sensors.
A second use for acoustical microsensors involves measuring seismic vibrations and mechanical
resonance. Acoustic resonance spectroscopy can reveal the contents of sealed containers by analyzing the
38
analyzed and the data from each sensor relayed to the Delphi database via an overhead collector. These
sensors could also be used for seismic mapping of underground facilities (like command bunkers) that escape
detection by visual sensors.
39
Smelling Sensors. In 2025, olfactory sensors will be similar in size to microscopic hearing sensors.
Unlike the LIDAR system that detects signatures of aerosol clouds, smelling sensors can detect the actual
chemicals themselves. Organic thin film coatings on tiny platforms will contain prefabricated molecule
buckets to trap suspected chemical molecules. If the chemical is present, the buckets fill up, changing the
40
Another novel smelling technology available in 2025 involves tracking humans via genetically-linked
42
body odors.
These odors, undetectable by the human nose, can be sensed by bundles of sensors that then
transmit the data to the neural network portion of the Delphi database. Since each sensor reacts differently to
43
enemy leader, then olfactory sensors could be used to detect and track the human LOV.
22
Tasting Sensors. Sensors that transmit data after tasting an LOV can provide discriminating clues for
the Delphi database in 2025. Tasting sensors can be prefabricated to detect--and attach to--certain types of
surfaces, similar to the way smelling sensors have prefabricated molecule buckets. A variety of tiny taste
44
sensors could be dispersed over an LOV, and then irradiated and scanned to gather data.
Taste sensors
designed to detect aluminum would stick to aluminum aircraft wings but fall off wooden decoys. Other
sensors could taste buildings or vehicles for radioactive fallout, chemical residues, or biological agents.
45
If sensors can be designed to attach to specific compounds in 2025, they can be designed to attach to
specific people. Like prickly cockleburs, tiny sensors would cling to certain humans, effectively tagging
46
items common to that person, like vehicles and clothing, could be tagged for tracking. Possessing the ability
to detect and track a human LOV adds greater flexibility to the strategic attack process.
A constellation of sensors provide the tools for detecting and tracking LOVs in 2025. These sensors
form the backbone of the target acquisition phase, offering overlapping and complementary capabilities. The
data collected is delivered to the Delphi database, where LOVs can be determined and courses of action
formulated. When a decision is made to commence strategic attack, the target engagement platforms receive
whatever information has already been collected. That information will include the LOVs description,
location, weaknesses, strengths, and the suggested method of attack to achieve the desired effect.
The third component of the strategic attack process, is target engagement. It provides the method for
generating strategic effects in 2025. The targets identified for strategic attack vary widely based on the
adversary and the situation, and require a diverse arsenal of capability. This arsenal must include means to
affect hard and soft LOVs directly/or indirectly, using lethal or nonlethal power, and within an immediate to
indefinite time frame. Futuristic engagement systems and techniques such as holographic projection, noise
and gravity fields, biomedical operations, psychological operations, military deception, and information
attack are all possible. These innovative indirect means are discussed in the classified C2 and Information
23
Attack white papers. As a complement to those indirect techniques, this paper focuses on target engagements
that use direct attacks with lethal and nonlethal power.
In 2025, the effectiveness of an attack is a critical factor. In the New World Vistas Summary Volume,
modeling experts showed that if the effectiveness of the attacker is increased from one to five, and the initial
forces are equal in number, the attacker will lose approximately 10 percent of the force while destroying the
enemy entirely.
47
Since the 2025 Alternate Future study depicts a smaller US military in most cases, we
need to significantly increase our attack effectiveness through improvements in weapons and delivery
48
platforms.
Weapons
By 2025, conventional explosive weapons will be more accurate and their explosive effectiveness per
unit mass will be higher by a factor of ten than those of today.
49
demonstrations (MMTD) goal is to produce a 250-pound munition that is effective against a majority of
hardened targets previously vulnerable to only 2,000-pound munitions. A differential GPS/INS system will
be an integral component of the MMTD to provide precision guidance. These guidance and smart fusing
techniques will produce a high probability of target kill.
MMTD.
50
active
skins,
and
51
24
52
Fourth, DEWs have the potential to be much cheaper to support than conventional
explosives. The traditional bomb loading, fusing, and storage facility could be replaced by the fuel
required to source the DEW. Last, and maybe most important, DEWs can be nonlethal in some applications.
Lasers will be the first to become operational on our strategic attack platforms. Significant progress
has already been made in the airborne laser (ABL) program, underway since 1992. The program gives the
U.S. military a credible boost-phase defense against theater ballistic missiles. This laser is slated to be
flight-tested in 2002 and fielded in 2006. Each laser shot is estimated to cost only $1,000 in laser fuel,
53
able to deliver multiple shots prior to mission completion. Recent success in using high density polyethylene
(HDPE) plastic in the chemical oxygen iodine laser (COIL) can save on material cost by a factor of 100 and
on machining cost by a factor of threeall without degrading laser performance. Because it is nine times
lighter than the metals normally used in constructing lasers, HDPE is an ideal choice for an airborne COIL
54
platform.
Through techniques like these, we can make lasers small and light enough to become modular
weapons systems on our strike platforms. Limitations of lasers include being fair-weather weapons and
requiring dwell times in the range of seconds; however, RF weapons can be used to compensate for these
weaknesses.
The RF weapon showing the most promise is the high power microwave (HPM). It is not limited by
weather and requires less than a second of dwell time on a target. The HPMs effect on electronic devices
ranges from disruption to destruction, depending on the targets electromagnetic susceptibility and the HPM
parameters. Energy from an HPM weapon can couple into system electronics through front door or back door
paths at frequencies that may be either in-band or out-of-band. This means that electronics can be burned out
even when the system is turned off.
55
scale size of the electronics decreases, making the most modern electronic systems potentially the most
56
vulnerable.
High power microwave weapons also provide great flexibility in their lethality by having dial-afrequency options. In most cases, the HPM could be targeted against electronic systems and be tuned to a
frequency that would pass harmlessly through humans. On the other hand, if the situation required, the HPM
25
could be used against enemy personnel. It could be set at a low power to cause sufficient pain to stop enemy
57
Both laser and HPM weapons have the added benefit of providing our platforms organic self-protection
capability. Just as the ABL can engage theater ballistic missiles, our strike platforms could use their organic
DEW weapons to destroy attacking missiles. The laser would require a direct hit, while the HPM weapon
could be less accurate and still have the same positive results. The HPM approach also has the potential of
being a force shield for the strike platform if engaged by multiple threats simultaneously.
58
The major
disadvantage of HPM is the danger of fratricide, since US systems rely so heavily on electronics. Safeguards
and procedures must be integrated in the weapon system to prevent this hazard.
Energetic particle beams offer the most potent form of DEW, since their penetrating power is robust
59
at a target while the particle beam is like firing baseballs. Unfortunately, the atmosphere significantly
degrades the particle beams propagation over long ranges and limits its usefulness on earth. Since similar
atmospheric propagation problems do not exist in space, and MEMS developments will shrink the size of
these weapons appreciably, it is likely that energetic particle beams can be used to conduct strategic attacks
against enemy LOVs in space.
Strategic Platforms
Strategic attack platforms will involve UAVs, transatmospheric vehicles (TAVs), and space-based
systems. UAVs will be prevalent in the future, and many of them will support the strategic attack mission.
Their benefits and specifications are detailed in the 2025 UAV white paper. Because the UAV has a slow
response time, newer platforms like the TAV and space-based systems are required. TAVs and space-based
platforms can satisfy the portion of strategic attack in 2025 that requires immediate and massive firepower to
accomplish great shock value.
The 2025 Spacelift and Through the Looking Glass white papers provide the specifications of a
plausible force application TAV and space-based weapons. However, many of their characteristics are
restated in this paper because they directly support the strategic attack mission. The TAV would be capable- from an alert posture-- of arriving at a target anywhere in the world within one hour of notification. Its
26
weapons bay would be modular to allow several different types of weapons for increased flexibility. TAVs
returning from a mission could be serviced and ready to fly again in less than a day, and could be surged to
fly multiple missions per day if necessary.
The TAV platform capitalizes on several principles of war. It is offensive, bringing the fight to the
enemy on our terms. The TAV provides surprise, striking enemy targets at any depth with little or no
warning. Additionally, it delivers massed effects by employing precise firepower.
carrying PGMs delivered on the principles of mass and economy of force during the Gulf War, the TAV will
take this one step further. This platform accomplishes multiple attacks over a diverse target set during a
single mission. Ultimately, with the appropriate weapons load, it can engage targets in separate major
regional contingencies during a single mission. (fig. 3-5). In short, the TAV provides a timely threat to
strategic targets anywhere on the globe.
Find Target
Performs
own BDA
Shoot-Look
Look-Shoot-Look
Shoot
Performs
own BDA
Mobile Targets
Fixed or Known
Location Mobile Tgts
Fixed Targets
Source: Microsoft Clipart Gallery 1995 with courtesy from Microsoft Corporation
Figure 3-5. Transatmospheric Vehicle
27
The vehicle must be designed to incorporate a modular weapons system. This concept increases cost
effectiveness by allowing the TAV to be used for a variety of military missions, from force enhancement
through force application. These weapon modules are maintained in readiness, stored until needed, and then
quickly loaded on the vehicle. Finally, better sustainability can result from quick reloads and rapid turntimes, The TAV will provide quick reaction time across the globe; however, some cases will require more
immediate strategic attack.
Utilizing a space-based platform is a powerful strategic attack option because it truly provides an
anytime. . .anywhere engagement capability. Two generic deployment strategies exist. The first is an
autonomous weapon deployed in space along with beam directing optics and control systems. This approach
creates significant problems due to space logistics, resupply, targeting, and control. Additionally, it raises
political issues related to the placement of offensive power in space. These technological difficulties and
60
Constructing a DEW on the ground and deploying targeting mirrors in space is the more feasible option.
Having the source of energy on the ground means that laser energy will not be limited by satellite power or
by available fuel. The large targeting mirrors, built with lightweight structures, could employ wave front
compensation to correct for optical imperfections.
61
Feedback Systems
The last ingredient of the organic strategic attack process is feedback. Feedback provides the Delphi
database with a near-instant awareness of an LOVs status. It answers the question as to the outcome of the
strategic attack: Did the mission achieve success, failure, somewhere in between, or overkill? Knowing how
much or how little an LOV was affected allows the system analysis network to generate subsequent courses
of action.
Traditionally, feedback in the strategic attack process has been called battle damage assessment (BDA).
In 2025, strategic attack may not involve battle with an enemy to inflict damage to its personnel and
28
equipment. Nonetheless, the assessment part of BDA remains a constant requirement for efficient and
effective strategic attack.
The platform and sensor capabilities required for feedback in strategic attack are the same as those
discussed in the target acquisition phase. This further illustrates the organic nature of the strategic attack
process as a whole. The visual sensors placed on space and airborne platforms can provide continuous
multispectral images of LOVs. However the importance of visual sensors may decrease in 2025 as the
strategic attack process relies more on nonlethal methods of attack. In this case, non-traditional sensors that
can hear, smell, or taste become essential by providing important bits of data that allow the Delphi system to
piece together the effectiveness of an attack.
Notes
1
2025 Concept, no. 900374, Living World-Wide Intelligence Data Basing, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
2
Joseph W. Wilkinson, Accounting Information Systems: Essential Concepts and Applications, 2nd
ed. (New York: John Wiley & Sons, 1993), 219-221.
3
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 87.
4
Ibid.
5
John W. Griesser, Experts Among Us, Business Horizons 35, no. 3 (May-June 1992): 77-80.
6
J.J. Daniels and E.L. Rissland., A Case-Based Approach to Intelligent Information Retrieval, 1995.
On-line Internet, 3 January 1996, available from http://cbr-www.cs.umass.edu/abstracts.html#Daniels:CBRApproach-to-IR.
7
Peter J. Denning, Neural Networks, American Scientist 86, no. 4, (July-August 1992): 426-429.
8
2025 Concept, no. 900446, Automated Enemy Analysis Software, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
9
Bart Kosco, Fuzzy Thinking, The New Science of Fuzzy Logic, (New York: Hyperion, 1993), 156223.
10
New World Vistas, summary volume, C1-C15. The study suggests that the best approach for using
software agents in this fashion is to have the agent generate specific data/task requests, rather than have it
remotely travel the distributed database.
11
Charles S. Taber, POLI: An Expert System of U.S. Foreign Policy Belief Systems, American
Political Science Review 86, no. 4 (December 1992): 888-904.
12
Daniels and Rissland.
13
Denning, 426-429.
14
Randall J. Calistri-Yeh, Applying Blackboard Techniques to Real-Time Signal Processing and
Multimedia Network Management, Proceedings of the 7th International Conference on Industrial and
Engineering Applications of Artificial Intelligence and Expert Systems, June 1994 (Austin, Tex.: IEA/AIE),
593-599.
29
15
2025 Concept, no. 900397, Multi-Concurrent Operations CPU, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
16
2025 Concept, no. 900791, Quantum Mechanical Computer, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
17
George Gilder, Microcosm, (New York: Simon & Schuster, 1989), 319-330.
18
New World Vistas, summary volume, 90.
19
Oscar Firschein, Defense Applications of Image Understanding, IEEE Expert, October 1995, 1117..
20
New World Vistas, summary volume, 22.
21
Ibid., 21.
22
Ibid.
23
Ibid., 22
24
Ibid.
25
Gary Stix, Micron Machinations, Scientific American, November 1992, 107.
26
Naomasa Nakajima, Micromachines, The Futurist, January 1994, 50.
27
2025 Concept, no. 900288, Swarms of Micro-Machines, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
28
Leveraging the Infosphere: Surveillance and Reconnaissance in 2020, Airpower Journal 2, vol. 9
no. 2 (Summer 1995): 14.
29
Ibid., 12.
30
New World Vistas, summary volume, 21.
31
2025 Concept, no. 900215, Weather Data Collection/Display, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
32
Leveraging the Infosphere: Surveillance and Reconnaissance in 2020, 15.
33
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
(unpublished draft, the sensors volume, 15 December 1995), vi.
34
William B. Scott, LIDAR System to Detect Biological Warfare Agents, Aviation Week & Space
Technology, vol. 143, no. 2 (13 November 1995): 44.
35
Michael Black, Technologys Brightest Stars, R&D Magazine: The International Magazine of
Research and Development ( October 1993), 58.
36
Leveraging the Infosphere: Surveillance and Reconnaissance in 2020, 12.
37
David E. Newland, Acoustic Micromachines, Nature, vol. 370, no. 6484 (7 July 1994): 21.
38
Three DOE Devices Will Assist in Weapons Dismantlement, R&D Magazine: The International
Magazine of Research and Development ( September 1995), 36.
39
Leveraging the Infosphere: Surveillance and Reconnaissance in 2020, 17.
40
Barbara Smith, Technology Takes the Pinch Out of Going Green, R&D Magazine: The
International Magazine of Research and Development (September 1995), 45.
41
New World Vistas, (unpublished draft, the sensors volume), 164.
42
Clive Cookson, The Rise of the Robot Nose, World Press Review, vol. 42, no. 9 (September
1995): 36.
43
Otis Port, A Nasal Network to Sniff Out Friend or Foe, Business Week: Industrial/Technology
Edition, no. 3454 (11 December 1995): 115.
44
New World Vistas, (unpublished draft, the sensors volume), 164.
45
Leveraging the Infosphere: Surveillance and Reconnaissance in 2020, 18.
46
2025 Concept, no. 900469, Hitchhiking Sensors, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
30
47
New World Vistas, summary volume, 7. The importance of this quote is as a point of contrast for the
expanded engagement capabilities that attack platforms will need in 2025.
48
Maj John Geis, et al., Alternate Futures, briefing (Air War College, Maxwell AFB, Ala.: 13
February 1995).
49
New World Vistas, summary volume, 9.
50
Lt Col Ted O. Mundelein, Miniaturized Munition Technology Demonstration, (Unpublished paper,
Eglin AFB, Fla.: January 1996).
51
Terry Neighbor, Wright Laboratory 2025 Technologies Air Power Day, 2025 Lecture (Air War
College, Maxwell AFB, Ala.:), 13 November 1995.
52
John T. Tatum, A New Threat to Aircraft Survivability: Radio Frequency Directed Energy
Weapons, Aircraft Survivability, Fall 1995, 11.
53
Steve Watkins, Service Closes in on an Airborne Laser, Air Force Times, 21 August 1995, 25.
54
Phillips Laboratory Computational Services Division, Plastic Fabrication of Chemical Oxygen
Iodine Laser (COIL) Devices, Phillips Laboratory, on-line, Internet, 25 March 1996, available from
http://www.plk.af.mil/SUCCESS/coil.html.
55
Dr William L. Baker, Air Force High-Powered Microwave Technology Program, Aircraft
Survivability, Fall 1995, 9.
56
Ibid., 9.
57
Col William G. Heckathorn, Advanced Weapons and Survivability Directorate Vision, 2025
Lecture, Air War College, Maxwell AFB, Ala.: 4 Dec 1995.
58
Baker, 9.
59
Dr Louis C. Marqet, Aircraft Survivability and Directed Energy Weapons, Aircraft Survivability,
Fall 1995, 7.
60
New World Vistas, summary volume, 4748.
61
Ibid., 47.
31
Chapter 4
Concept of Operations
The goal of strategic attack in 2025 is to conduct operations to a point where the enemy no longer
retains the ability or will to wage war or carry out aggressive activity.
from traditional, highly destructive, force-on-force encounters to much less invasive, but very effective
computer-based warfare. In 2025, advances in technology will improve the ability of the US to bring air and
space power to bear on an adversary to achieve such war-winning effects. A description of the 2025
strategic attack system follows, based upon the technologies and organization outlined in the body of this
paper. This system has four organically-linked components: a system analysis system, a target acquisition
system, a target engagement system, and a feedback system.
Data from all over the world, in virtually every form, is monitored by the system analysis system. This
collection of databases, called the Delphi system, is managed by advanced AI technology.
As world
developments occur, the AI portion of the system determines which databases contain useful facts. The data
originates from various military, commercial, and institutional sources. The Delphi system analyzes this data
and determines solutions to the strategic problem in terms of what LOV to target and how to affect it. It feeds
that information to human decision makers and the target acquisition system.
The target acquisition system in figure 4-1 uses sophisticated visual imaging and acoustical sensors to
collect data from airborne platforms. It also employs ground-based microsensors to gather additional facts.
It updates the Delphi database by providing LOV characteristics, such as location and composition, and
makes this information available to the target engagement system.
32
Source: Microsoft Clipart Gallery 1995 with courtesy from Microsoft Corporation
Figure 4-1. Notional Target Acquisition System
Once national authorities decide to implement the recommendations provided by the Delphi system, the
target engagement system depicted in figure 4-2 is employed. The engagement system encompasses a broad
range of tools to conduct psychological operations, perform computer-based attacks, deliver powerful
conventional weapons from TAVs and UAVs, and utilize DEWs from space. This paper concentrated on
attacking physical LOVs; however, as mentioned earlier, strategic effects can come from many approaches.
This physical attack focus is intended to complement other 2025 white papers that detail innovative
approaches for affecting less tangible LOVs.
33
Source: Microsoft Clipart Gallery 1995 with courtesy from Microsoft Corporation
Figure 4-2. Notional Target Engagement System
The targeting system queries the Delphi database for the information necessary for engagement. The
database delivers this product after updating relevant information by communicating with the sensor arrays
feeding the acquisition system. Based on the desired effect the targeting system selects the proper platform
and weapon for the LOV. During and after the attack, the acquisition system monitors the target and reports its
status to the Delphi system. Delphi uses its AI component to determine the degree of target engagement
effectiveness. Delphi then reports that information to national leaders, along with the next recommended
course of action. The outcome is a series of precise attacks with effects across the depth and breadth of an
adversary. Figure 4-3 depicts the total strategic attack system.
34
Immediately....Never
LOV
Direct...Indirect
Lethal...Nonlethal
et
rg
Ta cq.
A
m
ste is
Sy alys
An
ed
Fe ack
b
t
ge e
r
Ta ngag
E
Source: Microsoft Clipart Gallery 1995 with courtesy from Microsoft Corporation
Figure 4-3. Strategic Attack in 2025
Notes
1
Department of the Air Force, Air Force Doctrine Document 1, Air Force Basic Doctrine (draft)
(Langley AFB, Va.: USAF Doctrine Center, 15 August 1995), 13.
35
Chapter 5
Investigative Recommendations
Examination of the required capabilities for a strategic attack system in 2025 revealed several high payoff technologies.
Chief among the critical requirements are computing ability, artificial intelligence,
subsystems of strategic attack. While critical, these technologies should not be the focus of military research
and development efforts. The rapid, global growth of information-based societies recognize this as a
lucrative area for private investment. Scarce DOD dollars should be spent elsewhere.
Sophisticated AI advances are necessary. AI applications and a branch of AI, intelligent software
agents, are critical keys to building a Delphi system that provides decision makers with the information to
make optimal decisions in 2025. The military will not be alone in its quest to advance AI; many segments of
the commercial sector also plan to use it. Improved profit opportunities motivate industries to invest in this
area. The task of military leaders and long-range planners is to determine what unique military applications
exist in the field, and then selectively fund them.
Selective funding is also required to exploit the budding science of nanotechnology. This technology
forms the baseline for some sensors and weapons that the strategic attack system requires. Microsensors
used for tagging potential targets, or scattered to monitor specific areas, rely heavily upon nanotechnology.
Further, this capability creates smaller weapons for use on UAVs or TAVs.
Another potentially high return area of technology concerns directed energy weapons. DEWs offer a
flexible, timely, affordable means to affect an adversarys LOV. They can be tuned for a wide range of
36
makes them cost effective. Finally, the speed, ubiquity, and aura of power associated with DEWs provide
significant flexibility in execution and have a profound deterrent value.
The TAV is yet another important enabling technology. The TAV retains the flexibility and on-the-fly
innovation of manned vehicles.
Further, the TAVs inherent speed allows for rapid engagement time.
Finally, CONUS-based TAVs shrink the logistical tail, reduce security exposure, and create virtual global
presence. The DOD should develop the TAV concurrently with the private spacelift industry.
37
Chapter 6
Conclusions
Strategic attack has always held a position of importance in the conduct of warfare. Done correctly,
strategic attack shortens the fighting and reduces the costs. All warriors dream of conducting it with decisive
effect, yet few have been successful. The difficulty usually centers on determining, locating, or engaging the
correct LOV. This white paper identifies the most promising technologies and combines them to form an
organic system for conducting strategic attack in 2025. Embracing these concepts provides a hitem where
it hurts capability to successfully prosecute strategic attack.
38
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40
A Research Paper
Presented To
Air Force 2025
by
CDR Ronald J. Unterreiner (USN)
Maj Jeffrey A. Brelsford
Maj Richard J. Findlay (USMC)
Maj John F. Hunnell
Maj Michael F. Wagner
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations........................................................................................................................................iv
Tables................................................................................................................................................iv
Preface................................................................................................................................................v
Executive Summary ...........................................................................................................................vi
Introduction.........................................................................................................................................1
Investigative Recommendations........................................................................................................38
Appendix
Page
iii
Illustrations
Figure
Page
1-1.
3-1.
3-2.
3-3.
C4I Network......................................................................................................................................19
3-4.
3-5.
FM Multiple Uses.............................................................................................................................29
4-1.
Battlenet............................................................................................................................................33
Tables
Table
1
Page
Recommended Research Areas ........................................................................................................38
iv
Preface
The Chief of Staff of the Air Force, Gen Ronald R. Fogleman, directed Air University to conduct a
major study on air and space power and concepts applicable to the year 2025 and beyond. This will include
examination of innovative systems, new concepts of operations, and the emerging technologies enabling them.
The study formally commenced in August 1995 when the students arrived for the Air University 1995-1996
academic year and will conclude in June 1996 with delivery of the final report to the Chief of Staff of the Air
Force. The final report will be a logically ordered collection of white papers developed from the innovative
concepts and technology abstracts submitted.
Executive Summary
The mission of close air support (CAS) currently exists in every service doctrine and will continue to
be required in 2025. Advances in technology will reduce the many shortfalls currently causing concern
regarding the CAS mission. In 2025, time-critical applications of airpower and space power in support of
troops on the ground will be vastly simplified from the perspective of both the tasker and the attacker. This
paper describes the requisite systems and technology needed for aircraft to perform the mission. It does not
discuss organizational issues.
Advances in ground-based firepower are expected to proceed at a pace commensurate with technical
advances in airpower --perhaps reducing the dependency of ground forces on air support, depending on the
coalition elements technical base. The ability for ground forces to overwhelmingly engage an opponent will
always be a goal of the ground commander, and commanders will always plan engagements to optimize usage
of their available power. Unforeseen opportunity is frequently a product of warfare.
Maintaining the
flexibility of tactical forces ensures exploitation of good fortune and rapid response to good fortunes evil
twin bad luck. Regardless of doctrinal issues about the best way to employ airpower, there will always be
opportunity to influence the ground battle directly from the air with air-to-ground weapons. The most likely
first priority of airpower in future conflicts will be to attain air and space superiority, either concurrently
with or immediately following the shock delivered by the initial strategic attack. Attaining air superiority
allows a fluid reapportionment of air and space assets. Single-mission tactical aircraft are luxuries not likely
to be affordable, given todays evolving fiscal realities. The ability of available air-to-air assets to swing to
ground attack will maximize the application of power.
In the year 2025, the inevitable evolution of precision weapons will make every air asset that is capable
of ground attack capable of performing CAS. The automated assignment of the ground target coupled with
ease of employment and standoff capability will profoundly simplify weapon delivery tactics and defensive
system requirements. The addition of onboard and in-flight programming capabilities greatly enhances
mission effectiveness. Relative proximity of the target to allied ground troops poised for attack could be the
vi
only discriminator of mission demarcation between CAS, battlefield air interdiction, or even strategic attack.
Premission planning and weaponeering time will be slashed. The resultant rapid apportionment flexibility
will revolutionize the application of airpower.
vii
Chapter 1
Introduction
Opportunities to make quantum leaps in warfare are rare, but they are upon us today. Due to
demonstrated and anticipated advances in technology, the ability to project a survivable weapons delivery
platform into heavily defended airspace over a target is rapidly diminishing.
standoff weapon systems significantly improves delivery platform survivability. Current and forecast growth
in the capabilities of standoff weapons are inadequate to maximize their potential. From the outset, the
weapons must be considered as only a part of an airpower system. This white paper discusses the many
elements of such a system. It is critical that this entire system be defined as early as possible to allow for
concurrent procurement programs for its constituent parts.
In the interest of bounding the problem, only air deliveries of air-to-ground mechanisms near friendly
forces are considered here. As the name infers, close air support is the use of airpower in proximity to
friendly ground troops to complement their scheme of maneuver. It is apparent that many of the technologies
discussed in this paper have surface-to-surface applications. Military objectives and available assets drive
the need for target engagement by air firepower in addition to ground-based firepower. The technological
evolution in outlying years does not diminish the need for the unique aspects of airpower and space power in
the battlefield-- and the deep strikes-- of the future.
Close air support functions as a series of tasks and systems to accomplish the mission. Figure 1-1
shows the sequence of the four attack tasks. These elements are common to many different missions as they
are defined today. It is obvious in the development of the recommendations contained in this paper that these
systems capabilities may render some mission paradigms obsolescent. The resultant method for applying
airpower produces a seamless transition across those paradigms. For academic completeness, there is a
discussion of CAS and its current definitions and methods. It is important to note that CAS is just one of the
many ground-attack missions. It is useful to review the following discussions of current capabilities and
limitations in this context.
Task 3
Task 4
Kill-Mechanism
Carriage
Kill-Mechanism
Engagement
Task 2
Task 1
Data
Manipulation
Target
Detection
Targeting, command, control, communications, computer, and information (C4I) data, kill mechanism
carriage, and engagement are the four tasks associated with CAS.
identification, and tracking. C4I permits prioritizing and directing our air assets while disseminating needed
information to all levels of command. Currently, manned aircraft comprise our kill mechanism carriage. In
the future air assets other than manned platforms will comprise the majority of delivery vehicles used in
CAS. Kill mechanism engagement refers to weapon assignment, desired effects, initialization, release,
acquisition, onboard processing, tracking, and fusing of the payload.
Chapter 2
All services define CAS similarly. Appendix A presents the independent service definition and its
source. They all stress that CAS is air action against hostile targets in close proximity to friendly forces. To
varying degrees they stress that it needs to be timely and, flexible, and that it requires detailed integration
with the fire, movement, and location of friendly ground forces. The proximity of friendly forces to targets
makes fratricide a real concern. CAS accomplishment requires close integration with ground forces to aid
their scheme of maneuver. It is important to realize that CAS is not independent air action against the enemy
where there are no friendly forces. Missions flown in Bosnia during 1995, for example, should not be
classified as CAS.
Todays close air support mission requires a one-on-one relationship between the delivery platform
aircraft and the ground tactical representative to employ weapons in close proximity to friendly forces. To
produce this relationship in a timely and, efficient manner requires a complex command and control network.
Appendix B has a more in-depth discussion of the current means for conducting CAS. CAS planners and
operators must have a thorough understanding of joint and service operating procedures. In addition, they
must understand service communication requirements, delivery platform capabilities, and weapon effects.
Significant limitations to CAS effectiveness (e.g. target identification, the threat of fratricide, and the
operating environment) prevent full exploitation of the capabilities offered by airpower on the battlefield.
Appendix C describes these limitations more fully.
The CAS debate will be entering its 80th year in 2025. The Army and the Air Force disagree over
several issues about how to conduct CAS. Mission allocation priorities, target tactics, timeliness, night and
weather capabilities-- all constrain CAS effectiveness. Proposed service-specific solutions are the source of
this rift. The Army feels that Air Force allocation and acquisition priorities neglect CAS in favor of air
1
accommodation between the two sides. The Army will acknowledge that CAS aircraft cannot loiter inside
the enemys antiaircraft envelope and expect to survive. The lethality of 2025 antiaircraft weapons will
place greater demands on aircraft operating around enemy troops. After action reports on Desert Storm
showed that CAS aircraft (A-10s and AV-8Bs) suffered the highest number of combat losses.
Uninhabited
aerial vehicles (UAVs) can currently loiter over a battlefield to provide reconnaissance data to collection
agencies. These vehicles are readily adaptable for ground attack missions, especially when a significant
antiaircraft threat exists. This fulfills the Armys need for ubiquitous airpower presence.
Army doctrine demands high tempo 24-hour-a-day, all-weather operations. Current CAS shortfalls in
poor weather and night conditions capability make Army planners reluctant to plan operations where Air
Force firepower integration is essential to mission success. Consequently, the Army has often excluded CAS
from their scheme of maneuver. These environmental limitations to CAS will be overcome by 2025, thus
making CAS more dependable.
Currently the Army is concerned that immediate response CAS is not responsive enough to the Army
3
field commander and his scheme of maneuver. The Army desires on-call, near instantaneous assets, even if
that means holding back those assets from accomplishing multiple missions. The Air Force wants to take full
advantage of the high sortie rate of combat aircraft and not hold back assets on the chance they might be
needed.
Several improvements by 2025 will serve to mitigate CAS shortfalls. Weapons will be more versatile;
the same weapon will be able to reconfigure to fragment for soft targets or penetrate for hard targets.
Consequently, mission tasking will be less restricted by aircraft weapons load. Weapons will have greater
ranges and stand-off capability. All surface-attacking aircraft will be capable of precision weapons delivery
in weather or at night and will therefore be CAS-capable. Ground commanders and aircrews will have
access to the information from a common network that will electronically model the battlefield. The next
chapter describes that network.
Notes
1
Raoul Archambault and Thomas M. Dean, Ending the Close Air Support Controversy, Newport, R I
(21 June 1991), 8-11.
2
John T. Correl, ed., More Data From Desert Storm, Air Force Magazine 79, no. 1 (January 1996):
62-66.
3
Archambault, 14.
Chapter 3
System Description
In 2025, a ground force element nominates targets via the battlenet without regard to how they will be
attacked. The ground force elements is concerned with effect and criticality. The battlenet is a system of
systems that collects data from multiple sources, fuses the data, turns data into information, and continuously
updates battlespace situational awareness for all users.
communications network for the commanders involved in combat to synergistically direct the fight as well as
a means for the war fighters to execute and report.
As the battle unfolds, enemy units confronting the ground commander cause direct conflict with the
planned scheme of maneuver. Other units not yet on the scene may also threaten the plan. The commander
will have a display (a miniature 3D model) of the battlespace (provided by the battlenet). The commander
may customize the battlenet display to present only relevant information and forces. Via this battlenet, the
ground commander designates targets for destruction, containment, or immobilization, and the timing of such
effects. Artificial intelligence (AI) imbedded in the battlenet, as programmed by cognizant authority, will
inventory available friendly forces and task weapons systems to engage the enemy within microseconds.
The battlenet component onboard a manned platform receives the tasking, acknowledges the assignment, adds
the targets to a customized display of the battlespace, and recommends a course of action to the operator. If
no friendly system is available at the required time, the battlenet presents various options to the ground
commander. It may suggest changing the timing of the attack, the desired effect, retasking another assigned
unit, or relaying a request for additional force to the next higher commander on the battlenet. Higher levels of
command may hold forces in reserve to answer these requests. Human oversight is available at all levels to
provide a robust backup system and to ensure that artificial intelligence and scheme of maneuver remain in
concert. The battlenet will be used by all levels of command and operations, from the commander in chief
(CINC) monitoring the theater campaign down to the engaged tank commander. The tank commander uses the
battlenet to request additional targets or for assistance in disposing with the present batch.
The nominator of the target may not be physically in the area of operations. In fact, the tasking order
may direct CAS not by sortie but by weapon and vulnerability time over a region. This, combined with allweather weapons, will make CAS constantly available to the battlespace commander. An aircraft on an
interdiction mission may be tasked by the battlenet to deliver some of its weapons in a CAS scenario,
requiring the platform to ingress over a certain area at a specified time to expend the selected weapons
enroute to the interdiction target. Weapons or sorties could be shifted to other missions by the battlenet when
it determined that the weapons were no longer needed for CAS. In fact, any aircraft transiting near a ground
unit could be tasked by the battlenet for any or all of its weapons to aid in an engagement. The battlenet
provides a means for shifting aircraft to higher priority targets at any time. This would be normal, and would
be a part of routine training. Human operators coupled with battlenet logic decide whether the new target has
high enough priority to warrant diverting or delaying a platform.
In the world of 2025, the Air Force operates at considerable distance from the United States over
1
unaffected by weather conditions. With the formation of new nations and changes in the world order, the
United States will not know when or where the next conflict may appear, who will be fighting, or whether
2
Technological
advances in all fields will provide a vast array of improvements in materials, computing power, sensors, and
weapons. One downside to these technological improvements is that they will be available to almost
everyone interested in obtaining them. It is reasonable to assume that todays emphasis on reduced costs,
reduced collateral damage, and
the future (fig. 3-1) must be able to cover large distances and be able to loiter well away from the target area,
yet be able to penetrate a highly defended threat zone consisting of surface-to-air missiles, directed energy
in environments from thick jungle to urban areas against all types of adversaries, ranging from heavily
armored, fast-moving shock forces to crowds in the heart of a major city. Two issues central to CAS-proximity to friendly forces and the rapid delivery of weapons-- will not change. Forces will still need to
close with each other to achieve a tactical decision. Closing with each other is obviously a relative term,
since weapons of the future may have tactical ranges well beyond those of today. The effectiveness of future
weapons requires rapid response from our systems to prevent high casualty rates.
Task 3
Task 4
Kill-Mechanism
Carriage
Kill-Mechanism
Engagement
Task 2
Task 1
Data
Manipulation
Target
Detection
Target Detection
A major limitation of CAS today is the requirement for the forward deployed spotters to visually sight
enemy vehicles or troops before bringing in air support. Because smaller units will be capable of massing
decisive effects on future battlefields, there will be a greater need in the 21st century for our forces to
become less detectable to the enemy and, conversely, to make the enemy far less opaque to us.
Human
observers on the battlefield become less and less effective as forces become smaller, more maneuverable,
and lethal. Current intelligence outputs give the ground commander the general location of an enemy force,
but not in near-real-time and not with great accuracy, especially if the targets are in motion. Battlespace
commanders in the future must have near-real-time enemy dispositions, movements, and intent if at all
possible. Our commanders must have continuous knowledge of the presence of individual vehicles prior to
their arrival in the battlespace commanders area of influence until they are in close contact with friendly
forces. Uninterrupted coverage of target vehicles and personnel in all types of weather, on any terrain, or in
an urban environment, should be the minimum level of performance in 2025. Force XXIs concept of
operations dovetails with this philosophy and states that our required capabilities hinge on leveraging
5
information-linked technologies, particularly sensor fusion, robotics, fuzzy logic guidance, and control.
Following a preliminary operational analysis on CAS as a system, the following criteria were identified as
the most important in target detection and tracking:
1. target location accuracy; less than 10 meters preferred
2. environmental availability; detection 24 hours a day in all weather and terrain
6
3. target location update; situation dependent 0 to 6 hours
In order to satisfy these and other requirements the United States must develop new sensor technology.
One candidate system utilizes space platforms as the primary means of surveillance. However, a system
based entirely on satellites poses some formidable problems. Orbital distances create signal attenuation,
loiter time, area coverage, and power supply problems for satellites. Elements of the radar equation exact
great concessions from a space-based system in terms of power requirements, signal-to-noise, and
resolution.
Very large structures will be required to generate the power required by these systems, a fact
which negates the desired design feasibility, cost savings, hardness, and maneuverability desired from orbital
platforms. The next generation of American spy satellites should be able to provide virtually continuous
24-hour coverage of a battlefield anywhere in the world. Even further into the future, they may be able to
distinguish friend from foe by licking the battlefield with a laser so that commanders can follow the
movements of their own forces as well those of the enemy.
commanders would likely use these satellites for higher priority missions.
Upgrading existing airborne platforms such as joint surveillance target attack radar system (JSTARS)
and the airborne warning and control system (AWACS) will provide some improved capabilities over the
next 10 to 15 years. However, the relatively small area coverage, operational inefficiencies, high operating
costs, vulnerability, and limited number of these aircraft will severely hamper their operations and reduce
their usefulness. The uninhabited reconnaissance aerial vehicle (URAV) proposed in New World Vistas
appears to be a cost-effective solution when employed either as an independent system or in conjunction with
other airborne and spaceborne platforms. URAVs can be outfitted with a wide variety of multispectral
sensing equipment-- such as synthetic aperture radar (SAR), light detection and ranging (LIDAR), optical
viewers, or laser radar-- and then deployed to loiter at very high altitudes for extended periods without
refueling. Already a current electro-optical system suitable for installation on a fighter-sized platform
9
URAVs working in
conjunction with manned platforms and satellites could easily provide continuous and detailed coverage of
the area of interest.
URAVs can work cooperatively with satellite constellations by projecting high-power radio frequency
(RF) beams over the area of interest. The satellites receive reflected signals from targets near [on] the earth
to form a distributed bistatic synthetic aperture radar system (fig. 3-2). Clutter rejection is improved because
of the varying reflection angles to different satellites. Moving and fixed targets can be detected with high
resolution as the result of the long baseline between satellites. This arrangement limits the number of
10
This mixture of satellites and URAVs produces resolutions under 10 meters and continuous coverage
over a given area of interest. Drawbacks to this system are the complexity and susceptibility of URAVs to
attack or malfunction, the requirement to have multiple aircraft on call, and the possibility of leaving an area
unmonitored.
10
11
Sensors can exploit the full electromagnetic spectrum, detect forms of mechanical energy such as seismic or
acoustic signals, and physically analyze diverse sets of chemical and biological components.
12
Artillery,
missiles, or airborne platforms dispense the remote sensors, automatically recording their locations.
Signature data transmitted by the sensors to the battlenet become identified targets with speeds and vectors.
Active detection devices such as directed-energy transmitters may alert the targets of the presence of sensors,
therefore the commander must have the option of passive sensing if targeting effectiveness is adequate.
We must develop a network of ground-based sensors, high-altitude unmanned platforms, and
13
this intelligence to all levels of command with continuous updates including near-real-time battle damage
assessments.
11
Concept of Operations. Locating and tracking a fast-moving vehicle made of lightweight nonmetallic
materials powered by a quiet, cool engine may be very difficult. This problem is made even more difficult if
the vehicle has radar/IR low-observable technology and onboard countermeasures capable of deceiving
radar or laser tracking systems. According to the Army, vehicles on the future battlefields will have these
characteristics.
14
Satellites with multispectral sensor suites will locate enemy forces well before their probable contact
with friendly units. A battlenet collects data from multiple sources, such as signals, imagery, emissions
intelligence, and remote sensor inputs, then fuses the data and continuously updates the battlespace picture.
Cycle time between updates depends on the orbit or the number of satellites in the net. Air-breathing UAVs
supplement intelligence collection by providing updates to enemy movement over a wide area or focusing on
a particularly difficult tracking problem. The battlenet that is providing information to the commander
decides when to increase the frequency of observations and adjusts orbital flyovers or activates air-breathing
platforms as required to maintain accurate target locations. When commanders, at any level, need more
detailed information, they direct the battlenet to provide it and the battlenet chooses the method. A robust
system depends on multispectral sensing from each sensing platform in order to accommodate different target
types and ambient conditions. As friendly and enemy forces close on each other, cycle time for system
updates shrinks to zero, requiring a continuous flow of data into the battlenet.
densities found in armored battles or urban crowd control operations dictate that the battlenet be able to
discriminate individual vehicles or personnel from among larger target sets. UAVs supplement battlespace
coverage at this point, and the battlenet controls their actions.
automatically selects the proper sensor or combination of sensors to compensate for target type, terrain, light,
and weather, and then displays the image via a pilot's helmet-mounted cueing system while passing the
information to the battlenet. In an autonomous mode the system could find targets, identify them, and then
launch weapons without human intervention.
A detection system must be capable of thwarting countermeasures created by target systems. Visual
spoofing, such as holographic displays, would fail to pass a multispectral imaging process as they would not
create thermal, magnetic, electromagnetic, or acoustic returns.
15
through multispectral gates and discriminators. Artificial intelligence (AI) queries the system to find if target
12
motion or activity matches known behavior and checks for countermeasure activity. Adaptive learning by the
battlenet compensates for new countermeasures fielded by an enemy by adapting the sensor suite without
human intervention.
Future weapons systems must possess the capability to operate cooperatively with non-US forces in
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stand-off engagements using smart weapons while preventing collateral damage from friendly fire.
The
United States will continue to be a major exporter of weapons to other countries; therefore it is reasonable to
expect future enemies to come equipped with equipment similar to our own. automatic target recognition
(ATR) technology must progress to the point where accuracy, reliability, and unambiguous target recognition
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allow application of lethal force with nearly 100 percent assurance of target identification.
The primary characteristics required of a combat identification (CID) system are accuracy, reliability,
and security. The desired system must exhibit close to 100 percent accuracy, reliability under all operating
conditions, and security in order to prevent the enemy from mimicking or denying us the identification
capability. As a corollary to accuracy, the CID system must be robust enough to utilize any identification
systems of civilian police forces, coalition members, or allied nations. Allied forces may present problems
to our systems since equipment may not be standardized or even fielded by the respective nations.
Coalitions, by their ad hoc nature, present several complications (e.g.,
equipment, and limited time) to us in distributing our system for use during rapidly developing scenarios.
For this discussion, CID systems fall into two main categories: active-cooperative and passive. An
active-cooperative system requires a transponder affixed to the vehicle or person to transmit a response to an
interrogation; much like the battlefield combat identification system (BCIS) currently undergoing testing by
the Army. The BCIS actively queries and responds to similarly equipped vehicles in all weather conditions
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acoustics, IR, visual bands, RF, millimeter wave, and laser beams. Active systems have several problems
associated with them. One is reliability. Unless the system is 100 percent reliable possibilities, exist for
fratricide in combat. Antennas and other external devices (the BCIS uses an externally mounted transponder)
13
may be blown off during combat, rendering the system useless. Another problem is security. If an enemy can
read, jam, or duplicate the incoming or outgoing signals, the systems effectiveness becomes severely
degraded. If the signals are not of a low probability of intercept (LPI) nature an enemy is likely to be able to
localize emission sources and target them. It is also reasonable to expect that some of our systems will fall
into enemy hands, therefore our system must be reprogrammable. A different type of active system does not
require interrogations but periodically transmits required information such as identity and status in the blind.
This information strobing would have to be spectrally unique to prevent detection, but could simplify the
overall system and allow one half of the ID equation to remain passive.
Semipassive systems do not utilize transponders or transmitters to reply to interrogations. Instead an
interrogator reads the identity from a tag or label of some type on the vehicle of person. For example:
Spacecast 2020 suggested using techniques that it likens to licking and tasting to
identify objects on the ground. The licking would be done by a laser beam fired from a
satellite which would be equipped with sensors that would taste the spectrum of the
radiation reflected back from the target. By comparing this with a database of know tastes
it would be possible to identify an object. Friendly tanks and aircraft could be coated with
a chemical that produces a characteristic spectrum when excited by energy of a certain
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frequency or other characteristic.
A totally passive system requires the use of naturally occurring emanations such as acoustic, thermal, or
RF energy from a target. Another type of system scans for characteristic signals reflected from offboard
illumination of the target (visual light, distortion of magnetic fields, or bistatic imaging systems).
Computerized pattern recognition is a current and evolving technology.
In all likelihood, in order to achieve near 100 percent accuracy, the CID system of 2025 needs the
capability to both actively and passively discriminate enemy from friendly and combatant from non
combatant.
20
Concept of Operations. In 2025, friendly troops enter the battlespace with their personal identifiers.
The identification mechanisms could be in the form of microchips worn by or imbedded in the soldiers and
21
response to interrogations in an active mode. In a passive mode, the presence of a chip containing the correct
code detected by a sensor acknowledges identification. Chemical or defense nuclear agency (DNA) sniffers
detect the desired chemical in a soldier or the existence of a particular organic material grown on the
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soldier's body. The same principle could be applied to vehicles. A molecular patch of material imbedded in
the vehicle provides a passive method of ascertaining its identity. A variety of multispectral transponders
provide active recognition to battlenet queries. Enemy troops and vehicles may be identified by default. If
the battlenet knows the locations of every friendly troop or vehicle and can identify noncombatants, then
anything else detected is declared hostile unless designated by the battlespace commander.
Sensors locating objects in the battlespace have the ability to identify the object if directed by the
battlenet. One type of system utilizes pattern recognition logic to pick out pieces of data coming from sensors
and comparing the data to previously stored signatures to identify enemy troop formations and even
individual vehicles. If information needed by the system is not available, the system directs other platforms
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reading a label attached to an object via numerous methods. As the battlenet sensors detect each target in the
battlespace, they apply a physical label to the target.
information on the exterior of specially painted vehicles or irradiates the clothing of exposed personnel.
Labels placed on targets could be magnetic, optical, or electronic, and can be sized down to the molecular
level. The label contains data that includes the type of target, date time group, and military unit controlling
the vehicle or person.
The system must be robust enough to utilize the identification systems of allied forces during coalition
operations. Sensors would be required to interrogate an unknown transponder, analyze the response, and
determine if the response came from a friendly system or a designated hostile system. If the interrogator
receives a response that does not correspond to known friendly systems or fails to receive a response at all,
the interrogator activates a separate series of identification methods involving discriminators such as
material composition, acoustic, electromagnetic, or vibration signatures. For situations involving a mixture
of hostile forces and noncombatants in an environment where no external evidence distinguishes the two (a
riot or urban disturbance for example), the system may need only distinguish between friendly tagged
personnel and others. Current electro-optical sensors can discriminate individuals for positive identification
at ranges up to three miles; by 2025, it is reasonable to postulate ranges an order of magnitude farther
away.
23
Pattern recognition logic could assist in threat determination, based on discriminators such as
15
vehicle type, color, and motion, or note whether personnel are carrying weapons, moving in a tactical
manner, etc.
The battlenet fuses information from a wide variety of sources to bring the confidence factor of the
target identity to near 100 percent. The battlenet transmits its confidence factor with the target identity to
commanders, thus providing them with crucial engagement data.
Target Tracking
Target tracking is handled as a category, separate from detection. A complete CAS system must be
capable of not only finding and identifying objects in the battle space but keeping track of them as well.
Tracking systems capable of flexible update cycles maintain contact with designated targets throughout
extensive maneuvering during close contact with friendly forces. As with detection, robust tracking systems
utilize a mixture of space-based platforms, UAVs, and ground sensors to accomplish the mission.
Concept of Operations. Space-based platforms, URAVs, or remote sensors identify an enemy force in
the battlespace commanders area of interest. Sensors identify the number and type of targets as well as the
status of the force. A designator mechanism physically brands each target by placing a magnetic, laser, or
other detectable code on the object. Various identification mechanisms read this tag and update the battlenet
with target location. If a hand-off from the original detection platform to subsequent sensors occurs, the
follow-on sensors read the target codes and feed current locations and vectors into the battlenet, thus updating
the system. Targets not showing up during repeated update cycles cause the battlenet to provide additional
scrutiny from search sensors as the system attempts to relocate the objects. Remote ground sensors providing
target information to the battlenet may be equipped to read the identification codes already placed on each
target, place a designator, or merely pass existent data to the battlenet. Weapon guidance mechanisms would
have the capability to acquire and track these specific identity codes.
continuous real-time target tracking interface with the battlenet to maintain the picture; thus, the battlespace
24
commander or anyone requiring immediate target locations may access the information.
Multiple platforms
managed by the battlenet follow selective target tracking, lists to preclude or provide selective redundant
16
tracking thereby giving the battlenet a capability to resolve conflicts caused by multiple ground observers
locating and designating the same target.
Depending on the level of information required, the battlenet provides each user a display of all or a
portion of the battlespace to include friendly and enemy locations as well as terrain features, target types, and
target status (destroyed, pending destruction, untargeted).
displays to laptop sized units in the hands of soldiers to large, room-sized units where commanders can move
or see anywhere on a virtual battlefield.
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picture outside his cockpit in any direction. The picture includes target location, aircraft parameters, threat
locations, weapons status, and friendly locations.
The battlespace commander authorizes the battlenet to service a target in whatever manner desired.
Since the battlenet maintains continuously updated target files, the system chooses a method, weapon, and
platform. It then launches and, if necessary guides the weapon to the target. Battle damage and resulting
target effectiveness are displayed as soon as the battlenet processes the data.
The success of future CAS hinges on effective command and control (task 2 of fig. 3-1). This integrated
system must appear seamless to ground units and to the joint aviation targeting process. According to out year
projections of doctrinal concepts (Sea Dragon and Force XXI), United States Marine Corps, (USMC) and
United States of America (USA) operational doctrine will diminish the importance of linear forward line of
troops and fire support coordination Line concepts by 2025. Both services envision a greatly expanded
amorphous and opportunistic battlefield, with small units operating in great breadth and depth supported by
indirect fire. It is a battlefield with no front, rear or flank, where detection results in engagement. Multiple
sources, ranging from forward-deployed ground forces to battlespace commanders thousands of miles from
the battlefield, input indirect fire requests to the battlenet. Target input will be to battlenet by data burst or
similar low-signature transmission. Commanders, with significant assistance from the battlenet, conduct
target analysis for appropriateness, deconfliction, validity, and availability of aviation assets. When the
battlenet receives instructions to engage a target, the battlenet assigns a delivery platform and transmits
17
automatically accomplished while the platform proceeds to release points. If the situation dictates, the
ground commander may direct the weapons platform to contact a ground or airborne controller for danger
close or degraded deliveries. Partial failures in the battlenet allow graceful degradation to 1995 doctrinalstyle CAS. The battlenet also allows multiple levels of interoperability with coalition partners.
Battlenet System
Human input to the battlenet comes from a variety of equipment (fig. 3-3). All sources, whether they are
laptop computers or handheld radios, are secure and jam-resistant. Operators gain access to the battlenet
after providing identification that the battlenet recognizes. Key cards and code words are simple forms of
identification that are easily distributed to operators. Fingerprint recognition or voice matching are more
complicated methods of identification that can be used to gain access to the battlenet.
Voice-to-data
converters provide unprecedented freedom to the operator by allowing direct voice contact with battlenet
computers.
Built-in redundancy against single point cataclysmic failure permits graceful system-wide
degradation and partially shields operators from the effects of enemy attacks. Filtering data and automatic
situation updating of the dynamic 2025 battlefield present two major challenges to a battlenet system.
Various command levels will have different available information and display presentations are possible.
System designers must analyze the vulnerability and requirements.
multifunction personal display device efficiency of centralized versus decentralized processing systems.
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Friendly
Position
Reporting
Fusion
Center
Communication
Pathways
Situation
Broadcast
Hostile
Tracking
Information
Target
Assignments/
Tactical Orders
Various
Levels of
Information
A horizontal command and coordination network integrating aviation and ground operations ensures
quick response to CAS-type missions. The elimination of intermediate decision levels lessens delays caused
by administration and processing procedures. The transparent injection of CAS missions into other sorties
further enhances CAS timeliness.
Concept of Operations. Input from the sensor network builds a situation map in both digital and visual
formats. The battlenet updates friendly, neutral, and enemy locations to the level of detail required to keep
pace with their movement through the battlespace. Various levels of command have access to varying
degrees of information, dependent on need and security requirements. The battlespace commander engages
enemy units as required to accomplish task force missions. As enemy units move (or in a worst case pop
up) closer to friendly ground units, a variety of sources place CAS requests into the battlenet. The battlenet
displays the information to the battlespace commander and a decision to engage follows. All levels of
command, from the battlespace commander down to the ground tactical leader, receive a regularly updated
19
target status from initial detection and engagement to post mission battle damage assessment (BDA). Mission
specifics such as location, description, time-on-target (TOT), routing, and target layout are sent to the
delivery platform. Computers produce an optimal route to the target, taking into account terrain, threats, and
a host of other factors. The battlespace commander possesses the ability to amend the mission until weapons
impact. The command hierarchy establishes an authorization priority to preclude conflicting commands.
This allows for late changes or mission aborts in case of unforeseen deconfliction problems. A capability to
introduce last minute changes to CAS missions, or even weapon trajectories, reduces the potential for air-toground fratricide incidents. After weapon impact, the battlenet conducts multisensor BDA to determine
mission success and reattack requirements.
Kill-Mechanism Carriage
The battleplane of Douhet, a stealthy high-altitude, high-speed bomber that can shoot down incoming
missiles, reflect high-energy weapons, rain destruction upon the enemy, and remain affordable probably will
not exist. Thirty years is generally insufficient time to procure another new-technology bomber. Current
trends in aircraft acquisition time and cost-combined with increased congressional oversight, legal battles,
and smaller budgets, virtually guarantee that most of the airframes flying today will still be flying in 2025.
Note that the A-6, B-52, C-130, and C-141 flew during Vietnam and are still flying today. Thirty years will
elapse from the time the F-15 became operational until its replacement, the F-22, is operational-- assuming
no further delays. President Jimmy Carter canceled the B-1 program in favor of a stealth bomber almost 20
years ago. However, a fleet of fully operational B-2 stealth bombers, the block 30s, has not been completely
fielded. Lost investment and legal battles over the cancellation of the A-12 program and the Supercollider
serve as examples for more oversight. Bureaucratic requirements and approvals result in less risk-taking,
which ultimately further slows a lethargic acquisition process.
incentives for contractors to champion new products. The consequence to the war fighter is older airframes
with more upgrades and improvements. The year 2025 may yet see an F-16 block 80, F-15F, or a B-2 block
40 aircraft. Forecasts show the venerable B-52 to remain in service until 2040.
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find the United States purchasing only manned aircraft that are currently past the demonstration and validation
20
phase (e.g., the F-22, V-22, and possibly the Joint Strike Fighter). New-technology demonstrator aircraft
will also be in existence in the test environment, but not in operational units.
Demands on aircraft systems remaining in the 2025 inventory include greater aircrew situational
awareness, augmented countermeasures, better threat identification, greater stand-off range, and improved
weapons performance. Improvements in miniaturization and processing power will open new opportunities
for communications, information processing, weapons, and UAVs.
vehicles (UCAV), viewed as cheaper alternatives to manned aircraft, are expected to significantly exceed
todays capabilities. However, UCAV procurement faces some of the same acquisition challenges that
manned aircraft face. Hopefully, the promise of an order of magnitude leap in performance over current
manned aircraft with the prospect of affordable costs will spur the development of UCAVs.
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By the year 2025 astro-trackers, terrain matching systems, and improved inertial navigation systems
(INSs) will offer relief from the growing dependence on the global positioning system (GPS) yet preserve the
navigation accuracy demanded by sophisticated weapon systems. Aircraft navigation computers will store
detailed maps of the planets surface, the location of minute gravity anomalies, and an electronic order of
battle. A highly accurate navigation system and a detailed map of the planet provide the means for aircraft to
fly nap of the earth passively. Future advances in artificial intelligence and cockpit enhancements permit a
significant workload reduction, thus enabling aircrews to devote more time to avoiding the threat and
attacking the targets. Greater tactical flexibility will be achieved through better three-dimensional displays
of the local combat environment, enemy weapons engagement zones, weapon ranges, and the disposition of
forces.
Improved communications and computer capability with a preponderance of smart stand-off weapons
give all surface attack aircraft, as well as aircraft not necessarily considered tactical, the capability to
conduct close air support. Notable improvements in weapon performance create a mission for essentially an
airborne truck. The truck, a UCAV, helicopter, F-22, or B-52, simply hauls weapons to a launch point and
initiates a mass attack or an individual weapon launch on demand.
Tactical delivery platforms equipped to carry iron bombs and a gun still have a place in 2025, possibly
for no other reason than the fact that these weapons are so numerous, reliable, and cheap. At the high end of
the technology spectrum,
21
130U) offer the possibility of surgical destruction on a variety of targets. As replacement costs for aircraft
grow prohibitive, more will be spent on survivability, resulting in an expanding spiral. Ultimately, even
strategic bombers need the advantage of being able to shoot back when a venerable but upgraded MiG-21
serendipitously stumbles into a successful intercept.
Many of the same measures used today to evaluate CAS aircraft carry over into 2025. Parameters
reflecting superior performance may not be the ones we recognize today. However, aircraft range, speed,
weapons capacity, and delivery precision are easily measurable. These characteristics initially answer the
question, Can the aircraft do the job?
hardness, and stealthiness form the core characteristics used to address compatibility between aircraft and
mission. These measurements, although more important than simple performance factors, are much more
difficult to assess quantitatively. Cost, maintainability, and reliability will still be important discriminators,
and they will remain under the watchful eyes of the military, Congress, and the media. In the future, aircraft
value will be highly leveraged against its capacity to accommodate multiple roles. Single-mission aircraft
become a luxury too expensive to be affordable. Flying qualities, critical in the past to aircraft selection,
will be less important during initial assessment and selection. Software-driven flight control systems, such
as in the F-16, C-17, and B-2, permit operators to rapidly modify aircraft flight characteristics.
28
merit for aircraft will be pilot vehicle interface, human factors, controls, displays, and data fusion.
Successful CAS requires fusing data, processing data into information, and timely display of useful
information to the aircrew. The absence of quality, easy-to-use controls and displays increases aircrew
workload to the point that CAS becomes impossible; the aircraft truly becomes all Mach and no vector.
Placing a premium on operational flexibility and lowering aircrew workload during cockpit upgrades results
in maximum aircrew effectiveness. Designing from scratch and using automation as an end instead of means
are formulas for disappointment-- or at the least, very expensive programs. Aircraft test programs, such as
the B-2, have rediscovered that failure to transfer the lessons learned from other aircraft such as the F-16C,
F-18, F-15E or F-117, and building automated systems around a rigid, single-focused mission-creates an
architecture that is labor-intensive and has little operational flexibility.
29
CAS and airpower. An aircraft with no flexibility has no utility in accomplishing the CAS mission. By 2025,
22
fiscal and operational realities will drive the requirement that all strike aircraft, including heavy bombers, be
capable of supporting CAS.
Kill-Mechanism Engagement
This section addresses how munitions apply to the 2025 CAS mission(task 4 of fig. 3-1). First, it
describes CAS munition characteristics, current weapons, and development trends. Second, it describes
future weapon developments and enabling technology required the CAS mission.
This
characteristic can span the entire range, from vaporizing targets to merely rendering them ineffective for
certain periods. Second, CAS weapons of 2025 must have the flexibility to engage several individual types
of targets during one mission. Budget constraints no longer allow for the fielding of specific weapons for
each type of battlefield target. As a result, we need to develop weapons that have the flexibility to adapt to
23
changing mission requirements. These changing requirements include an ability to engage a vast array of
target types as well as the ability to produce a varied spectrum of effects on those targets.
A third
characteristic of future CAS munitions will be interoperability between large numbers of delivery vehicle
types and different military services or nations.
Compact and
increased delivery platform performance as measured in range, number of weapons carried, loiter time,
maneuverability, and survivability. A final CAS weapon requirement is an ability to lower threat exposure
to the carriage platform during the delivery sequence. CAS becomes truly viable only if we can ensure an
acceptable risk-to-gain ratio during its execution. Designing stand-off munitions that do not expose delivery
vehicles to
The US military is developing two systems to provide a CAS capability in the future: the joint direct
attack munition (JDAM) and the joint standoff weapon (JSOW). JDAM is a low-cost, GPS-aided, inertial
guidance kit that is attachable to unguided Mk. 83 (1,000-lb.), Mk. 84 (2,000-lb.), BLU-109, and I-2000 deep
30
penetrating bombs.
This jointly developed munition attempts to increase the accuracy of weapons types
currently in inventory without increasing disproportionately their overall cost. JDAM uses a guided-bomb
tail kit to provide GPS updates to a dumb Mk-80-series bomb to increase the bombs accuracy during the
delivery phase of its use. Estimated JDAM accuracy falls in the 10-to-12 meter range, making it an accurate
31
munitions because they produce a very small if not zero circular error probability (CEP). JDAM will be
much more cost-effective than true precision munitions against targets that do not demand a zero CEP. JDAM
demonstrates an improvement in desired target effects and interservice interoperability over current Mk-80series munitions. This is the beginning of the trend toward the future weapon characteristics discussed
earlier.
JSOW consists of various submunitions carried on a nonpowered, aerodynamically efficient airframe.
This frame is constructed of composite and aluminum materials with nonfolding fixed and moveable tail
surfaces and folding wings. Submunitions carried include the BLU-97A/B combined-effects submunition, the
32
BLU-108 sensor fused array submunitions, and a preplanned product improvement unitary warhead.
The
weapons design served to further meet the necessary characteristics of future CAS munitions by addressing
the flexibility, desired effect, interoperability, and threat exposure issues.
24
2025 CAS must be conducted in a cost-effective and survivable manner. Planners and operators must
exercise caution before exposing a multimillion-dollar aircraft to a high-threat level for any sort of mission.
This threat exposure is necessary in todays environment because the delivery platform/munition combination
is not capable of delivering weapons in a manner that shields the delivery platform to a sufficient degree.
There are three approaches to addressing this problem. The first is to develop weapons delivery
platforms that are inherently less vulnerable to the fielded threat. An example of this is the current emphasis
on stealth technology and self-protection systems. The second is to develop munitions deliverable from
outside the lethality ring of the fielded threats. Examples of this are weapons such as the Tomahawk cruise
missile and other stand-off munitions. The third approach is a combination of the two.
The three approaches described above cover a wide spectrum of cost, with the first option representing
a very high price tag for the delivery vehicle and the second representing a high cost per weapon. There are
inherent advantages and disadvantages to both extremes. As the price of the munition or delivery platform
increases, the number obtainable with a fixed budget decreases. Senior leaders must wrestle with classic
quantity-versus quality decisions. It is important to remember, however, that the combination of weapons
delivery platforms and munitions must be of a quality that is
accomplishing the mission but also of a quantity that is sufficient to be able to take out the volume of
anticipated targets. Too few high quality weapons systems are as disadvantageous as an unlimited supply of
ineffective low-quality systems. The purpose here is to identify weapon characteristics in 2025 that strike
the necessary balance between the quality and quantity extremes.
Keeping the above in mind aids in identifying several key aspects of 2025 munitions. Weapons for
2025 permit the assignment of target and desired effect data to the weapon while onboard the platform or
after release. As a result, weapons allow
To make the weapon truly effective requires flexible guidance options and delivery methods. Developing a
fairly high degree of quality and capability into each weapon while maintaining a very high level of to engage
a wide array of targets and employment scenarios is extremely important.
Although a high level of capability tends to increase the cost of each weapon, the high degree of
flexibility achieved allows the same results with a much lower overall inventory of munitions. This allows
additional savings in areas such as logistics, storage, transportation, training, and maintenance. As a result,
25
these savings can defray increases in the cost of weapons due to their increased sophistication and capability,
thereby allowing more weapons to be procured. The end result is an overall decrease in the quantity and
types of weapons but an increase in their overall capability and utility. This translates to increased
survivability of the delivery platform, thereby reducing the number of delivery platforms required in the
force. In essence, a smaller but more capable force structure. The classic example of this reasoning is seen
in the combat capability of hundreds of B-17s during World War II (WW II) compared to the effects of just
one F-117 carrying two bombs in the Persian Gulf War. These two weapon systems produced similar effects
on their targets.
Achieving the anticipated gains in weapon capability requires advancements in computer, guidance,
and explosive technology.
Weapons used in the 2025 CAS environment must overcome two current
limitations of todays weapons. First, they must be dispensed from a platform likely to be well away from
the battlespace and not in direct view of the target. Since the delivery vehicle may be anywhere in relation to
the friendly and enemy positions, future munitions must be accurate enough and reliable enough to dispense
with bomb fall line and aircraft run-in restrictions. Second, they must be able to identify, track, and achieve
desired effects on a variety of target types autonomously. Guidance packages and seeker systems permit
targeting the weapon or changing targets while onboard the delivery platform, after release, or late in the
terminal guidance phase. Battlenet targeting information includes specific target characteristics such as
exposed armor aligned linearly north to south in a 50 X 300-meter array and a specific weapon assigned to
the target. Each munition provides its own identity to the delivery platform, hence to the battlenet, so that
each munition may be independently targeted.
Active or passive seekers will be onboard-selectable. An active seeker illuminates the target by a
multispectral source such as radar, laser, or optics. Active illumination of the target by the weapon requires
guidance to the target from onboard navigation systems or steering from the battlenet until the weapon reaches
acquisition range and begins terminal phase guidance. This guidance could include an on-munition target CID
interrogator, or a system able to read the labels installed on enemy vehicles outlined in the previous section.
Longer range and endurance CAS weapons require a target recognition system capable of identifying target
signatures and characteristics. Passive guidance requires the battlenet to guide the weapon through all phases
of flight into contact with the target. Since the battlenet already identified and tracked the target, the system
26
could issue precision guidance instructions to the weapon. Passive guidance includes the ability of the
weapon to read and identify multispectral signatures, either independently or in conjunction with the
battlenet, then home in on the source of the signatures. Weapon susceptibility to countermeasures is on par
with the battlenet. If necessary, the weapon cross-checks target location with the battlenet to resolve
inaccuracies. Weapon guidance system degradation should be graceful and nonlethal. A malfunctioning
guidance package requests and receives assistance from the battlenet, a manned platform, or a ground
controller. If a malfunction prevents the weapon from accurately recognizing or tracking a target, the weapon
deactivates and/or initiates low-order self destruction before impact.
The munitions of the future will be lightweight and multipurpose. Inflight conversion from a unitary
warhead to submunitions or mines allows inherent targeting flexibility. In addition, battlenet input and
onboard target recognition features allow flexible yields from the unitary warhead. Dual use of the stored
energy material as an explosive or propellant would allow tactical trades of energy expenditure against the
target or increased stand-off ranges. Submunitions exhibit independent target acquisition capabilities. A
nonexplosive kill mechanism such as hypervelocity darts reduce the complexity of the weapons package but
they still require a guidance package to get them into position to accelerate into the target. The capability
must exist to target individual enemy troops in close proximity to friendly forces and incapacitate or kill them
without exposing friendly troops to the weapons effects. Steerable flechettes or directed-energy weapons
fired from overhead uninhabited platforms could have this effect.
CAS in urban environments or during peacekeeping missions requires the option of using nonlethal
weapons. Acoustic signals, microwaves, sticky foam, or mood-altering pheromones could be dispensed.
The caveat here is that friendly troops must have the inherent ability to resist the effects of these weapons
because they may not know the type of weapon being used, hence may not have time to prepare. Special ear
plugs, nose filters, or uniforms become standard equipment for this type of engagement. New World Vistas
envisions an autonomous miniature munition (AMM) which is a small (<100 pounds), highly effective unitary
33
Perhaps the
AMM offers suitable nonlethal effects packages for use in these special environments. However, getting the
AMM to be truly effective requires rapid progression in ATR, adaptive lethality, onboard guidance, and
34
maneuvering packages.
27
Concept of Operations. Modularity in the build up of flexible munitions (FM) results in a customized
weapon tailored to a specific target, or similar subset of targets. A truly effective FM uses a hybrid that
material provides a range of released energy effects on a target and which doubles as a propulsive source for
stand-off applications. Modularity can also reduce cost by allowing a specific sensor, guidance, and standoff mechanism to be used as tasked by the battlenet. This reduces system multicapability redundancies that
frequently drive up costs.
A self-contained FM production system (fig. 3-4) could be used to rapidly respond to battlenet requests
for customized weapons. By producing the weapons
Active
Ingredient
Element
Aero
Propulsion
Packs
Seeker
Fusing
Packs
Assembly Mechanism
Customized
Weapon
Location of the system could vary from internal carriage in larger aircraft when their use is warranted,
to flightline or forward operating base use for smaller aircraft (fig. 3-5). In large aircraft, the greatest
flexibility would be realized since little to no weapons carriage structure would be required. The weapon
28
would simply be produced and expelled in a continuous process. In smaller aircraft, a universal carriage
mechanism is desired. In either case, support for the system would be replenishment of high-use
subcomponents.
Weapon Requirement
Carried Internally
in Larger Aircraft
Produces Custom
Munitions Just-inTime on the flight
line for upload
into/onto Tactical
Aircraft
Flexible Munition
Production Pallet
and Subsystem
In summary, the battlespace of 2025 may be very different from that of today. However, the four subtasks of
air-to-ground attack will remain. The goal of any system will be timely, and precise firepower. Reduction
of effort and simplification of combat tasks for the human components during high stress will reduce the fog
of war and allow the human to better deal with the results of friction.
29
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 5.
2
Ibid.
3
Ibid.
4
Force XXI Americas Army in the 21st Century, Army Focus, September 1994, 13.
5
Ibid., 40.
6
2025 Operations Analysis Team interview, Air University, March 14, 1996.
7
New World Vistas, summary volume, 23.
8
Vincent Kiernan, The Eyes That Never Sleep, New Scientist 148, no. 2002 (4 November 1995):
510.
9
David A. Fulghum, Long Range Sensor Offers Options, Aviation Week & Space Technology 139,
no. 2 (12 July 1993): 23.
10
New World Vistas, summary volume, 22.
11
2025 Concept, No. 901093, Continuous Area Surveillance and Denial, 2025 Concepts Database,
(Maxwell AFB, Ala.: Air War College/2025, 1996).
12
New World Vistas, (unpublished draft, the sensor volume), i.
13
New World Vistas, (unpublished draft, the attack volume), x.
14
Ibid., 40.
15
2025, Concept, no. 901175, Holographic Image Projector, 2025 Concepts Database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
16
New World Vistas, (unpublished draft, the munitions volume), 66.
17
New World Vistas, (unpublished draft, the sensor volume), ix.
18
New Electronic Device Developed to Prevent Friendly Fire Incidents, Defense Electronics 27, no.
3 (3 March 1995): 12.
19
Kiernan, 13.
20
Scott R. Gourley, U.S. Army Warriors: 21st Century Equipment for 21st Century Missions,
Defense Electronics 27, no. 1 (January 1995): 14.
21
2025, Concept, no. 901165, Personal Tactical Organizer, 2025 Concepts Database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
22
2025, Concept, no. 901151, Model Based Situation Database, 2025 Concepts Database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
23
Micheal A. Dornheim, New Sensors Show Two Paths to Reconnaissance, Aviation Week & Space
Technology 143, no. 2 (10 July 1995): 48.
24
2025 Concept, no. 901131, Real Time Battlefield Video, 2025 Concepts Database (Maxwell AFB
Ala.: Air War College/2025, 1996).
25
2025 Concept, no. 900913 Virtual Battlefield Assessment Integrator, 2025 Concepts Database
(Maxwell AFB Ala.: Air War College/2025, 1996).
26
Richard Aboulafia, A Bomber Force Unrivaled., Aviation Week & Space Technology 144, no. 2
(8 January 1996): 17.
27
David A. Fulghum, ARPA Explores Unmanned Combat Aircraft Designs, Aviation Week and
Space Technology 144, no. 9 (26 February 1996): 23-25.
28
Americas Army-Into the 21st Century, Army Focus 1994, September 1994, 1-8.
29
James C. Dunn and Donald L. Wiess, B-2A Flight Test Progress Report Society of Experimental
Test Pilots Symposium Proceedings 1995, 17-33.
30
David A. Fulghum, Pentagon Cuts Field of JDAM Candidates, Aviation Week & Space
Technology 140, no. 15 (18 April 1994): 22.
31
Ibid.
30
32
Mark G. Chauret, ed., Air Combat Command Operational Concept for the Joint Standoff Weapon
(JSOW), Draft, 28 March 1994, 4-5.
33
New World Vistas, (unpublished draft, the munitions volume), 10.
34
New World Vistas, (unpublished draft, the munitions volume), 11.
31
Chapter 4
Concept of Operations
The underlying basis for this entire concept is the battlenet. It must exist either in physical form or as an
assembly of computational elements in cyberspace. Access to and modification of individually desired
architectures must occur at the first indication of need. Ideally, configuration and access requirements would
be preplanned and on the shelf at the joint planning cells. Any service makes airpower assets (aircraft,
weapons and personnel) available to the CINC. The need for tactical mission planning is small and the need
for weaponeering is negligible. Aircraft loaded with FMs await a signal from the battlenet to launch.
Platforms receive instructions (via datalink commands) to either fly to a point (to await CAS-type
assignment) and hold, or to fly to a point and relegate commit authority to the battlenet. Weapons release
occurs to engage targets enroute or upon reaching a turnaround point. The battlenet assigns a weapon to a
target, then passes FM configuration data to the individual weapon via the carriage platform. The platform
releases individual weapons or groups of weapons during various portions of the flight. The same aircraft
may drop one or two weapons while crossing an area with troops in contact, drop all but a few against
strategic targets, and drop its remainder against an emerging target during its return to reload.
Employment
To initiate a CAS mission, the requester first contacts the battlenet and provides proper authentication.
After providing target data and desired effect to the battlenet, controllers receive a target correlation
confirmation, proposed TOT, and a request for release authorization. The controller, perhaps someone many
leagues from the target, confirms this information, authorizes weapon release, and awaits target engagement.
32
The controller would either personally evaluate target condition after the attack or receive that information
from the battlenet, which could use multiple sources of data to better determine residual effectiveness of the
target. Figure 4-1 depicts this process. For interdiction or strategic attack, the same process could occur
with the controller being replaced by anyone, anywhere, with access to the battlenet as authorized by the
JFACC.
Battle
Management
System
Tailored
Flexible
Munition
detection of transmissions fairly easy. Using LPI techniques helps minimize the possibility of detection.
Using other spectral regimes offers security and redundancy. Burst transmissions use the time domain for
similar benefits.
33
Use of tracking software allows business and industry to monitor the transshipment status of materials.
Satellite tracking of shipment and inventory control transponders will provide similar capability on a global
scale. Logistics tracking subsystems of the battlenet provide additional information to battle managers, with
AI-monitored flags available to warn of impending shortages.
Personnel management tasks in 2025 take on even more significance due to lower overall manning
levels. Training must be continuous as new applications of technology take hold. As reliance on technology
increases, the ability to gracefully degrade to less automated modes becomes very important. Commanders
must ensure that personnel do not lose the capability to revert to manual operations if the system becomes
degraded. If the battlenet breaks, do the troops know how to call in air support?
Strategically, reduction of the human risk element in many combat environments may increase the
willingness of political
forecast in the seventies became the video warriors forecast in the early nineties. By 2025, technically
motivated remote control advocates may cause a shift in perception regarding the use of deadly force. The
images and realities regarding the inhuman nature of any form of warfare may be the first elements of
information filtered from the battlenet. Impersonal employment of
and cozy command centers by those not willing to accept personal risk, fundamentally changes the face of
conflict. The moral implications are immense.
Countermeasures
As targeting, C4I, weapons, and delivery systems evolve, the US military must expect improvements in
enemy countermeasures to these systems.
deception, jamming, and intrusion, overlap into several of the functional task areas. Negating the effects of
the countermeasures may require different methods, depending on the functional area affected.
Central to the concept of CAS in 2025 is a battlenet for data input, information management, targeting,
and command and control. A decentralized battlenet keeps critical nodes to a minimum, that will not prevent
a sophisticated enemy from targeting the net. Severing the input sources from the processing units involves
34
blocking data transmissions, cutting communications uplinks, or electronically separating the data source
from the data processor and information from the receiver. Therefore, the system must be resilient enough to
withstand these efforts. The battlenet must accept a variety of input methods; for example, a controller with a
voice radio should be able to call in target information to the battlenet. The system accepts and converts the
spoken words into digitized information used by the battlenet.
If an enemy developed the ability to produce false targets, he could pose several different levels of
threat. First, the volume of target information may overwhelm the battlenet itself.
indications could cause human battlespace commanders to commit weapons to invalid targets. Electronically
placing real targets in the wrong location is a technology that is readily available now. If an enemy creates
false targets and the battlenet recognizes them as being false, then his forces would be immune from attack if
he physically or electronically disguises vehicles and personnel to resemble the false targets. We will not be
alone in the technology race. A likely scenario provides a peer competitor access to the same weapons and
technology we have. Security of information-based systems must remain a top priority.
Long-range enemy UAVs patrol deep in our territory looking for ours. Air-to-air and surface-to-air
weapons systems will inevitably become more sophisticated in their ability to detect, track, and shoot down
aerial and even space platforms. This indicates either a need for us to develop small numbers of welldefended platforms with resultant complexity or, perhaps, larger numbers of simple and redundant platforms
networked so that losses do not critically affect operations. An effective method of preventing CID poses
serious threats to our ability to conduct CAS operations. Compromise of critical capabilities and subsequent
reproduction of CID signals could be devastating. Future CID systems should avoid using single-mode
interrogation techniques.
The capability for graceful degradation must be built into any system to permit the battlespace
commander to authorize weapons release based on targets input by sources outside the battlenet; for example,
the forward controllers on the ground. If a threat successfully falsifies its position or prevents detection by
our sensors, then command and control could reduce to the forward controller with a pair of binoculars and a
radio calling in air strikes.
Perhaps the worst thing the enemy can do to our system is to cause errors in the determination of his
location. In 2025, weapons will be small and sophisticated. They travel to targets using offboard systems,
35
onboard guidance, or a combination of the two for midcourse and terminal guidance. A reduction in the size
of weapons in 2025, plus the possible high cost of placing terminal sensors on each munition, creates an
argument for placing command guidance packages on some weapons. These weapons remain under the
control of the battlenet and receive offboard guidance all the way to impact. Therefore, if the battlenet has
incorrect information on the target location by even a few meters, the likelihood of successful target
engagement decreases.
Enemy vehicles of the future-- and even personnel-- may carry a close-in self-defense system
incorporating a target detector, tracker, and kill mechanism. Once our weapon succeeded in finding its way
to the target, it would still run the risk of being intercepted and negated in the last few hundred meters. Our
weapons must be too quick, too agile, too smart, or a combination of all three. By smart, the weapon must be
able to sense and react to outputs from the target such as lasers, radar, particle beams, or projectiles.
Reaction consists of maneuvering by the weapon, closing its eyes for a short time, deflecting or disrupting the
enemys defensive weapons, or targeting the source of the enemys defensive system.
In any event, the continuous cycle of countermeasure and counter-countermeasure is prohibitively
expensive. In fiscally limited environments, the risk exists that threat reactions to system development and
deployment are ignored. The easiest method of preventing countermeasure development is to highly classify
the newly developed capability. But this carries an increased price tag in security costs, and is in fact a
tenuous solution.
inevitable.
The best method for ensuring war-fighting superiority is to have an acquisition strategy that includes
preplanned program improvements and that tests the system in a realistic operational environment. Testing
acquired threat systems against ours demonstrates system strengths and weaknesses. The increased use of
modeling and simulation runs the risk of missing a hidden threat capability or, just as bad, overestimating a
threat capability and wasting precious resources to counter a nonissue.
36
Systems proposed in this paper must be available to all US forces. Service-unique requirements must
not result in reduced joint usage. Various forms of US systems should be made available to our coalition
allies. Transparent sophistication will allow for rapid incorporation into any countrys forces.
Nonlethal forms of air-delivered weaponry will have direct application in civil disturbances or
operations-other-than-war (OOTW). The ability for the battle manager to rapidly apply various levels of
precise power to a complicated target arena will provide for a much larger range of risk-management
options.
37
Chapter 5
Investigative Recommendations
To improve close air support in 2025, the Department of Defense should focus its research and
investigation on the three main areas listed in table 1: battlenet, weapons, and aircraft.
Table 1
Recommended Research Areas
Area for Research
Battlenet
Component
Combat Identification
Controls and Displays
Sensors
Datalinks
Artificial Intelligence
Stand-off Range
Terminal Guidance
Non Lethal
Flexible Configuration
Uninhabited Aerospace Vehicles
Situational Awareness
Performance/Survivability
Weapons
Aircraft
The information revolution comes to CAS in the form of the battlenet, a network of sensors, computers,
communications, and displays. The most important element for development within the battlenet is a reliable
combat identification system. The lack of CID and the fear of fratricide make CAS extremely difficult, and
training intensive, and they generate employment tactics not conducive to aircraft survival.
Modeling the battle and manipulating information-require new controls and displays. Hardware for
displays being developed in the civilian sector will probably be sufficient for military needs. However, the
mission-essential software may not be. There are some fundamental differences between the military and
civilian computer-operating environments. Speed and clarity are important in both environments. Five
38
minutes to achieve a completely accurate solution may be quite reasonable to a civilian but intolerable in
combat, where an 80 percent solution is acceptable if given in five milliseconds. Most civil applications
allow for the operator to focus undivided attention on the data presentation. The combatant operating in a
rugged environment under great stress faces life-threatening distracters. He or she will not have time to call
up a file manager while sitting comfortably at a desk out of the line of fire. Combat cannot tolerate time spent
searching through different pages or levels of software for enough information to formulate an overall picture.
There is no such thing as a combat file manager.
Data cannot be dumped on warriors; it must be converted to information, then pushed to the combatants
this allowing them flexibility in determining quantity and format. Customized displays on a variety of
mediums are absolutely essential to the war fighters. Programs must pursue the lessons learned from related
works and projects when designing controls and displays. Keep one eye focused on maintaining flexibility.
This is especially true in a world where electronic obsolescence can occur in a few months while new
weapons are introduced every few years and aircraft are expected to last decades.
The B-2 program managers elected not to transfer the lessons learned from previous aircraft
developments in developing a new software architecture. A rigid, constrained, focus on a single mission
unnecessarily increased aircrew workload to the point that it was rated marginally acceptable before the
1
following old paradigms, or new inexperienced organizations may be prone to offer what works in an office,
machine, process, or game as a solution to the militarys needs. Meeting military demands requires robust
testing, demonstrated flexibility, and expandability for all types of systems. Continuing progress in the
development of artificial intelligence and computer processing power by the civil sector should provide the
requisite technology to comply with the militarys unique needs to convert data to easily accessible
information.
Our senior leaderships vision of the future must motivate substantial investment in reconnaissance and
surveillance sensors and platforms. In the future, the multitude of sensors and platforms must be melded into
an overarching architecture that supports the battlenet concept.
situational awareness for all echelons of command, the demand for additional information increases.
39
Therefore, the system of sensors providing data to the battlenet must permit room for rapid growth and
expansion.
The string, composed of communications and datalinks, ties the pieces of the battlenet together.
Security, speed, and bandwidth require ongoing research and development.
Integrating improved weapon systems into the battlenet will vastly increase the capability of US forces
to accomplish CAS. By 2025, all combat aircraft gain the ability to accomplish this mission 24 hours-a-day,
regardless of the weather. Increased standoff range, quantum improvements in terminal guidance, sensing,
and fusing enhance weapon effectiveness.
dimensions to CAS operations. In the future, the air tasking order (ATO) may task individual weapons vice
actual aircraft.
The current evolution of aircraft is proceeding on the right track. The Department of Defense (DOD) is
correctly placing emphasis on developing uninhabited and remotely piloted vehicles. These are the weapons
platforms of the future. We will be able to find, identify, and attack targets at lower risk and ultimately lower
cost via these platforms. Manned aircraft, however, will not be eliminated by 2025. Accordingly, we should
continue to pursue improvements in aircraft performance and stealthiness. These improvements, however,
are not the only means of enhancing combat effectiveness.
advancements, and better automation will greatly improve and prolong aircraft combat effectiveness.
Improvements that enhance situational awareness will provide the maximum return in combat capability.
The acquisition process is the foundation for much of this improvement. We need an improved costeffective process that fields technology quickly and supports oversight requirements. The civilian sector aids
this process by accomplishing most of the initial research and development.
Unfortunately, new
developments also aid our enemies, hence we must be able to exploit civil technologies before our
adversaries do.
Current acquisition methods are acknowledged to be unwieldy and unnecessarily restrictive. In the
emerging era of extremely rapid technology growth, the acquisition system must accelerate to maximize the
benefits of new capabilities. The phenomenon of obsolescence while in development is a very real
hazard. The process also requires continued reform in the face of shrinking defense dollars and the defense
industrial base. Using concurrent developmental and operational test processes reduces time and funding
40
requirements. Detailed modeling and simulation techniques can accurately predict system performance.
Operational suitability of future systems will be much easier to test due to the inherent reliability of
electronic systems.
A strategic development plan and common architecture must be agreed upon at the earliest planning
stages to provide a framework on which to construct independent elements. Concurrent development of
subcomponents must occur to shorten the acquisition cycle.
Service parochiality and fights for scarce fiscal resources must be avoided at all levels.
Joint
procurement processes must continue to be required at every possible opportunity. However, we arrive at
the battle in 2025, we know there are austere funding environments enroute.
Maintenance of the US
militarys supremacy in the future will require constant improvement in both technologies and practices. A
constant maximum effort must be made by every member of the profession of arms to continually optimize the
vast capability of this force, regardless of uniform color, and blind as to which service operates which
system. To do less shirks our sworn duty.
Notes
1
Col James C. Dunn and Donald L. Wiess, B-2A Flight Test Progress Report
Experimental Test Pilots Symposium Proceedings, 1995, 17-33.
41
Society of
Appendix A
Close Air Support enjoys a similar definition in each branch of the service. These definitions came from
several sources and were cross-referenced. This appendix presents the definitions in the following format:
Branch Of Service
Source of information
Reference where source discovered information
Text of information
USAF
Air Force Manual 1-1 Volume II Basic Aerospace Doctrine of the USAF March 1992.
Joint Pub 1-02
Air action against hostile targets which are in close proximity to
friendly
forces and which require detailed integration of each air
mission with the fire and
movement of those forces.
US Army FM 100-20, July 1943
Air participation in the combined effort of the air and ground forces,
battle, to gain objectives in the immediate front of
these ground forces.
in
the
Joint Force Air Component Commander (JFACC) Primer 2nd ed., Feb. 1994.
Joint Pub 1-02
Close support -- action against targets or objectives sufficiently
near the
supported force as to require detailed integration or coordination of the supporting unit.
Close Air Support:
42
The United States Air Force, A Dictionary edited by Watson and Watson Garland Publishing, Inc. New York
and London 1992.
Department of Defense, Department of the Air Force. The United States Air Force Dictionary.
Edited by Woodford Agee Heflin. Montgomery Ala.: Air University Press, 1956.
Poyer, David The Med. New York: St. Martins Press, 1988.
Close Air Support (CAS) is action against enemy targets that are
close to
friendly forces. It requires the detailed integration of each
air mission with the fire
and movement of the enemy forces. Close air support is requested and approved by the
support unit
commander, and is controlled by the forward air controller.
Department of Defense, Department of the Air Force. Air Force Pamphlet 50-34, Training:
Promotion Fitness Examination Study Guide. vol 1. Washington, D.C.: Headquarters US Air
Force, 1990.
Department of Defense, Department of the Air Force. The United States Air Force Dictionary.
Edited by Woodford Agee Heflin. Montgomery Ala.: Air University Press, 1956
Close Air Support Missions support land operations by attacking
hostile
targets close to friendly surface forces. Close air support
can support offensive,
counteroffensive, and defensive surface
force operations with preplanned or
immediate attacks. All
preplanned and immediate close air support missions require
access to the battlefield, timely intelligence information, and accurate weapons
delivery. Close air support enhances land force
operations by providing the
capability to deliver a wide range of
weapons and massed firepower at decisive
points. It can surprise
the enemy, create opportunities for the maneuver or advance of
friendly forces through shock action and concentrated attacks, protect the flanks
of friendly forces, blunt enemy offensives, and
protect the rear of land forces
during retrograde operations.
JOINT/MARINES
Joint Pub 3-0 Doctrine for Joint Operations 1 February 1995.
Joint Pub 1-02
Air action by fixed and rotary wing aircraft against hostile targets
which
are in close proximity to friendly forces and which require
detailed integration of each
air mission with the fire and movement
of those forces. Also called CAS.
43
ARMY
United States Army, A Dictionary edited by Peter Tsouras, Garland Publishing,; Inc. New York & London
1991.
Department of Defense, US Army Air Defense Artillery Deployment: Chaparral/Vulcan/Stinger.
FM 44-3. Washington, D.C.: Headquarters, Department of the Army.
Attack Helicopter Operations. FM 17-50. 1984
Operational Terms and Symbols. FM 101-5-1. 1985
USA/USAF Doctrine for Joint Airborne and Tactical Airlift Operations. FM 100-27, 1985.
Close Air Support is air action against enemy targets that are located close to
friendly forces. Thus, the detailed integration of
each air mission with the fire and
movement of the enemy forces is
required. Close air support is requested and approved
by the support unit commander, and is controlled by the forward air controller.
USA/USAF Doctrine for Joint Airborne and Tactical Airlift Operations. FM 100-27, 1985.
Close Air Support Missions support land operations by attacking
hostile
targets in close proximity to friendly surface forces. Close
air support can support
offensive, counteroffensive, and defensive surface force operations with preplanned or
immediate attacks. All
preplanned and immediate close air support missions require
access to the battlefield, timely intelligence, information, and accurate weapons
delivery.
Close air support enhances land force operations by providing the
capability to deliver a wide range of weapons and massed
firepower
at
decisive points. It can surprise the enemy, create
opportunities for the maneuver or
advance of friendly forces through shock action and concentrated attacks, protect the flanks
of
friendly forces, blunt enemy offensives, and protect the rear of land
forces
during retrograde operations.
NAVY
44
The United States Navy, A Dictionary edited by Bruce W. Watson, Garland Publishing, Inc. New York &
London, 1991.
Department of Defense, Joint Chiefs of Staff, Department of Defense Dictionary of Military and
Related Terms, Washington, D.C.: 1985
DOD, US Naval Education and Training Command, Air Traffic Controller 1&C NAVEDTRA
10368-F2, Washington, D.C.: 1983
Air Traffic Controller 3&2. James T. Pruett ed. NAVEDTRA 10367-G. Washington, D.C.: 1983
Seabee Combat Handbook. Patrick J. Essinger, ed. NAVEDTRA 10479-C2. Washington, D.C.:
1985
Close Air Support is air action against hostile targets that are close to friendly
forces and that require detailed integration of each
air mission with the fire and
movement of those forces.
45
Appendix B
All the services use the same joint definition of CAS. CAS gives the ground force commander the
ability to engage the enemy with the combined arms of ground and air forces to gain synergistic effects over
the battlefield and its targets. To accomplish this integration, the ground commander gains access to the air
components planning and execution process. Specialized communication nets tie these leaders into the
normal ATO process and also provide the ability to get crisis response on short notice requests.
All US armed forces doctrinally conduct CAS very similarly, although the CAS joint publication is
currently being written. CAS is centrally controlled and decentrally executed. The higher unit commander
approves missions and then the FAC and delivery aircraft actually controls final execution. This allows the
Air Component Commander to allocate his air resources in compliance with the joint force commander
(JFC) direction. To accomplish this, an extensive command and control (C2) network has to be used. CAS
differs from air interdiction by its proximity to friendly ground forces and the need for detailed integration of
each mission with the fire and maneuver of those forces.
been put in place to protect ground forces (mark and clearance to drop). These constraints limit tactical
flexibility of the delivery aircraft.
46
Current Agency
1. Terminal Controller
2. Ground C2 System
3. Aviation C2 System
4. Delivery Platform/Weapon
Aircraft
The terminal controller is a forward air controller (FAC) whose responsibility is to safely control CAS
aircraft ordnance delivery. The FSCC reviews allocation of
requests for CAS support. The FSCC also plans for and coordinates future CAS requirements. The seniorlevel FSCC or equivalent presents a prioritized listing of requirements to the TACC. The TACC provides
CAS sorties to Army forces based on the apportionment decision of the JFC while the DASC provides for
fast reaction capability for immediate CAS requests. Aircrews receive the mission from either the ATO or
the TACC. Requirements for effective CAS include air superiority, suppression of enemy air defenses
(SEAD), target marking, favorable weather, flexible control, prompt response, aircrew, and terminal
controller proficiency.
47
Appendix C
CAS Fundamentals
Apportionment/allocation. CAS is only one of the many missions of airpower. The JFC, through the JFACC
balances the percentage of sorties among the various missions to achieve the campaign objectives.
The JFC chooses this apportionment by using inputs from his various subordinate commanders and
comparing the requirements to the availability of air assets. The Omnibus Agreement provides
further guidance on the special airpower requirements of the Marine Corps' Marine Air Ground
Task Force (MAGTF) concept. The JFACC takes the JFC apportionment decision and allocates the
available CAS sorties to ground commanders. If the ground commander exhausts his allocated CAS
sorties, he may request additional sorties. Conversely, he returns excess sorties to the JFACC for
use on other missions.
Communications. FACs and other agencies pass detailed instructions on short notice to the aircrews.
Specialized fire control, tactical air request, and tactical air direction nets are in place to plan,
request, coordinate supporting arms, and direct aircraft. UHF and VHF channels are vulnerable to
exploitation by the enemy thus creating the potential for the disruption of CAS missions. Immediate
missions are especially dependent on voice communication. The FSCCs at all echelons constantly
monitor a special parallel communication net for fire support deconfliction and approval. The
TACCs and FCCs use a silence-is-consent procedure that ensures minimum response time to fire
support requests. A standard nine-line brief contains the information to complete a CAS mission.
CAS categories. There are two types of CAS requests: preplanned and immediate. Commanders use
preplanned requests for anticipated CAS requirements. They allow detailed mission coordination
48
and planning by the aircrews. Preplanned missions appear on the ATO and have an actual target, a
location, and a target time. Ground commanders submit requests for preplanned CAS missions to
FSCCs for evaluation, consolidation, and prioritization. The senior echelon FSCC makes the final
consolidation and approves missions consistent with the CAS sortie allocation. The FSCC passes
the missions to the TACC for execution Preplanned CAS missions compete with other CAS
missions for approval and placement on the ATO. Commanders at the battalion level or below use
immediate CAS requests for unanticipated or urgent targets which do not appear on the ATO.
FSCCs pass the request to the TACC for consideration. If approved, the TACC forwards the
request to the Air Support Operations Center for execution. On immediate CAS missions, aircrews
do not complete detailed mission planning and coordination before launching. The JFACC holds
some aircraft on CAS alert (ground or air) to respond to immediate requests. The TACC has the
option to divert aircraft on other missions.
Normal aircraft procedures. A pilot executing a CAS mission plans and flies a route to a predesignated
contact point (CP).
The pilot contacts the DASC or designated agency and receives further
instructions. Pilots usually contact a FAC for final routing and coordination.
missions in a high or reduced surface-to-air threat environment. Aircraft, artillery, or naval gunfire
provide SEAD to reduce this threat. After completing the mission, the FAC passes BDA to the pilot
who then flies through a return-to-force corridor to deconflict with other aircraft, supporting arms,
and air defense engagement zones.
Inflight Briefing procedures. Standard nine-line briefs are the joint format for passing CAS information.
The brief includes heading, distance, target description, location, elevation, mark, friendly
locations, egress instructions, and TOT. Combined operation briefings include the same information
but can use different formats.
Target acquisition. Due to the tactical size, dynamic nature, and the necessity for specific target engagement,
target acquisition can be the most difficult step of mission completion. Currently, visual recognition
is the most common means of target acquisition.
49
Aircraft losses. The forward area of the battle area is usually heavily defended by air defense systems. This
creates a high probability of aircraft loss or damage. Aircraft delivery parameters, multiple attacks,
clearance to drop, and lack of SEAD all contribute to aircraft tactics that significantly increase CAS
aircraft vulnerability.
Ordnance. Usually, weaponeers choose the specific ordnance for optimum effect on the target during
preflight targeting meetings. CAS aircraft on alert for immediate missions may not be loaded with
the best ordnance for the assigned target. As a result, the attack may be less effective than required.
Clearance to drop. Due to the close proximity of friendlies, the FAC clears each individual aircraft to drop
ordnance. The FAC visually acquires the aircraft to ensure that it heads for the correct target. If the
FAC fails to acquire the aircraft due to night, marginal weather, delivery profile, or small aircraft
size, the FAC withholds the clearance. This necessitates multiple passes by the attacking aircraft,
which considerably decreases its survivability.
Target marking. Targets are marked to improve visual acquisition. Laser designation and smoke are the
most common means used to identify targets.
Weather. Poor weather conditions and night operations severely limit CAS effectiveness. Although the
current use of night vision devices and sensor pods increase aircraft capabilities, significant
limitations exist in marginal weather.
50
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52
Counterair:
The Cutting Edge
A Research Paper
Presented To
Air Force 2025
by
Col (Sel) Rick W. Lester
CDR Steven M. Jacobsmeyer (USN)
Lt Col Michael M. Miller
Maj Jim C. Bigham, Jr.
Maj Stephen M. Tanous
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations.........................................................................................................................................v
Tables.................................................................................................................................................v
Preface...............................................................................................................................................vi
Executive Summary ..........................................................................................................................vii
Introduction.........................................................................................................................................1
Counterair Defined .......................................................................................................................3
Why Counterair?...........................................................................................................................5
iii
Chapter
Page
Enabling Technologies................................................................................................................45
Concept of Operations ................................................................................................................ 46
Summary .....................................................................................................................................48
Synthesis ...........................................................................................................................................52
Analysis......................................................................................................................................53
Comparison.................................................................................................................................55
Recommendation...............................................................................................................................58
Concept of Operations for 2025..................................................................................................59
Conclusion..................................................................................................................................62
Bibliography.....................................................................................................................................64
iv
Illustrations
Figure
Page
2-1.
2-2.
3-1.
3-2.
4-1.
4-2.
4-3.
4-4.
6-1.
Tables
Table
1
Page
Comparison of Counterair Approaches ............................................................................................57
Preface
The counterair mission has been the core of every air operation since the days of the first dogfights of
World War I. The successful prosecution of every battle, every campaign since that time has relied on the
ability of friendly forces to dominate the skies. A question that has arisen numerous times since the start of
2025 has been: will the counterair mission still be relevant 30 years from now? The answer is a resounding
yes. Regardless of the state of the art, the nature of the enemy, or the battlefield task at hand, the ability to use
the skies with impunity, while denying the same capability to an enemy, is a prerequisite for every other warfighting element of any future campaign. Without it, we lose the advantages gained by the inherent speed,
range, and flexibility of airpower. We also risk putting ourselves on the defensive while ceding these same
advantages to our adversaries. As the precision and lethality of our weapons increases, air superiority must
be gained to allow us to observe the enemy, track his activity, and react in a prompt and decisive manner,
whether or not he uses (or can use) airpower in support of his own objectives, or even whether or not we
choose to use (or can use) airpower in support of our objectives. For this reason alone we are driven to
examine not whether the counterair mission will still be performed in 2025, but how we will achieve it in the
most effective, efficient manner. This study examines what the counterair mission of 2025 will entail and
how we will accomplish it.
vi
Executive Summary
This white paper examines the counterair mission in 2025what it is, what the threats are, and how we
counter them. In the broadest sense, the counterair mission will not change in the next 30 years. The basic
premise of air superiorityneutralizing or destroying an adversarys ability to control the skieswill
remain intact. This paper examines the counterair mission by first performing an analysis of three different
trajectories.
capability. The second and third trajectories represent extremesanything but approaches for conducting
the counterair mission. The second trajectory is anything but inhabited aircraft, and the third is anything
but aircraft at allperforming the counterair mission solely with surface and space-based systems. The
results of this analysis will provide a basis of comparison for each.
Common themes emerge from all three trajectories. The primary theme is a requirement for near-realtime collection, processing, and distribution of information, or in some cases knowledge, to support the
commanders assessment and reaction to a given situation. A comprehensive holographic display system is
required to present the information to the commander. There also is a need for robust command, control, and
communications networks distributed over commercial and military networks to pass this information.
Finally, a synthesis of the three approaches will yield a system of systemsa counterair triad. The triad will
be geared to handle a multiplicity of threats, from Cessna aircraft threatening the White House to uninhabited
aerial vehicles attempting to monitor our operations, from Chinese-built stealth fighters in the Pacific to
cruise missiles from Iran, or from terrorists with hand-held antiaircraft weapons to North Korean theater
ballistic missiles. Inhabited vehicles provide flexibility where the fidelity of information available is limited
or cut off, particularly in sensitive situations requiring definitive action as well as accountability.
Uninhabited vehicles will provide a capability for rapid response using hypersonic, highly maneuverable
lethal and nonlethal application of force against an adversarys air forces.
counterair forces can provide immediate, precision strike against cruise missiles, intercontinental and theater
ballistic missiles, as well as instant lethal and nonlethal force against forward air threats out of reach of
vii
available friendly air forces. A synthesis of the results of all three trajectories into a counterair triad will
allow the strengths of each area to fill in the weaknesses of the other two, permitting a full range of nonlethal
to lethal application of force against any adversary.
viii
Chapter 1
Introduction
The major thesis held by Trenchard and Mitchell, as well as Seversky, was that
command of the air is of first priority to any military success in war.
Maj Gen Dale O. Smith
Airpower is the cutting edge of the sword of the Republic, and upon that sword the Republic will stand
or fall. This statement was true in 1980 and it will still be true in 2025. The direction of this effort is to
describe the counterair operational world of 2025. The world of 2025 will be different from the world of
1995. This is a given; the question is: how different? Part of the approach of 2025 is the requirement there
be no surprises. The approach taken here is to first perform an analysis of how the counterair mission could
be accomplished using the anything but construct. This analysis looks at the counterair problem from
several different perspectives. The first perspective is a projection looking out from 1996 to 2025 based on
what we know today. The second and third perspectives are extremes, used to facilitate analysis of the
problem. The second perspective examines counterair using anything but inhabited aircraft.
The third
to fund advanced research and technology initiatives, it behooves the US armed forces to take advantage of
their efforts rather than fund separate stove-pipe military systems.
Air Force Executive Guidance, December 95 Update, focuses on effective planning for future
alternatives.
It provides a thumbnail sketch of the environment and threat, as well as specific planning
guidance and describes offensive airborne vehicles and weapons of mass destruction (WMD) as the most
direct threat to US security. The key assumptions drawn from it are an increasing air-breathing threat,
including cruise and theater ballistic missiles; an increasing requirement for nontraditional defense systems,
such as high-power microwave and lasers against attacking aircraft; and a continuing requirement to suppress
enemy air defenses as a prerequisite for air superiority. The guidance that falls from these assumptions is
consistent; there is a need to detect, locate, identify, engage, and destroy targets on the surface (both fixed
and mobile) and in the air, as well as ensuring onboard threat warning and self-protection systems for aircraft
of all air forces.
Finally, a review of the threat environment puts proposed capabilities into proper context. A briefing
given by the special assistant to the chief of staff for long-range planning (HQ USAF/LR) to the Defense
Science Board in March 1996 describes three types of future adversaries. The first type is a regional
adversary, those who will challenge the US in their geographic areas (such as Iraq or North Korea). The
second type is peer competitors, which are viewed as likely to emerge in the long term. A peer competitor
could be a nation or group of nations with broad-based military power projection capability, able to threaten
US or allied interests in more than one region of the world, and could include a resurgent Russia or emergent
China. The third possibility is a niche competitor, including nonnation/nonstate actors capable of acting
3
Combining these views results in three different trajectories, each with a different outcome for how the
counterair mission could be conducted in 2025. The first is the evolutionary trajectory. An extrapolation
from today in terms of development and modernization programs, this trajectory assumes a world of
continuing technological advancement, relatively constant US defense spending, and world players in the
same relative positions of strength. Air superiority and the counterair mission will be dominated by existing
airframes and those already budgeted or in development. UAVs and space assets will augment these to
accommodate smaller air forces relying on power projection from the continental United States (CONUS),
aircraft carriers, and a select few major overseas bases.
technology, and reluctance to expose US armed forces personnel to risk leads to a primarily UAV counterair
capability.
In this trio of possible paths the counterair mission might follow, the last is the virtual trajectory. This
trajectory assumes a globally minded United States with a surplus of technology and a budget to back it up. It
represents the ultimate in virtual presence, virtual power. It is a ubiquitous space-based capability that
includes not only force enhancement capabilities but force application, complemented by surface-based
assets for those hard-to-reach, hard-to-kill targets or those evading the space-based assets. This capability
allows all the functions listed in the Executive Guidance (detect, locate, identify, engage, and destroy targets)
to be performed almost instantly.
This white paper reviews each approach with a critical eye towards the goal of no surprises. The
triclinic of these trajectories will result in a synthesis of capabilities designed to provide assured air
superiority in 2025.
This paper assesses the future counterair mission using the following organization: (1) to define the
counterair mission and the focus of this white paper; (2) to develop the assumptions, required capabilities,
systems, enabling technologies, and concepts of operations in each of the three trajectories; and (3) to
recommend a counterair capability based on a review these results in the context of ensuring no surprises and
assured air superiority and develop a concept of operations for employment by 2025.
Counterair Defined
If we lose the war in the air, we lose the war and lose it quickly.
Counterair is a mission that currently falls under the role of aerospace control. The focus of this white
paper is limited to counterair (not counterspace) operations; however, the future is bringing with it a fusion of
air and space capabilities that will increasingly blur the distinctions between counterair and counterspace
operations. Aerospace control permits aerospace and surface forces to operate freely while denying access
to the aerospace by the enemy. Counterair is the enabler that makes this possible. This is true today and it
will be true in 2025. The counterair world of 2025 will be a smaller world where the Atlantic and Pacific
Oceans will not provide the obstacles to offensive/defensive air operations they do today. The definitions
for counterair and the counterair missions follow.
Counterair is a term for operations conducted to attain and maintain a desired degree of air superiority
by the destruction or neutralization of enemy air forces. Both air offensive and air defensive actions are
involved. The former range throughout enemy territory and are generally conducted at the initiative of the
friendly forces. The latter are conducted near to or over friendly territory and are generally reactive to the
initiative of the enemy air forces. For example, an F-22 launching an antisatellite missile at a space-based
laser attacking friendly air forces would be a counterspace sortie. On the other hand, an F-22 taking
defensive measures against a space-based platform is included in the counterair arena. As a guideline, action
taken against space assets by air assets in a defensive response is included in the counterair mission area,
while preplanned missions against space assets are counterspace missions. Additionally, in 2025, countering
the cruise missile and theater ballistic missile (TBM) threat will be a part of both the offensive and defensive
counterair mission.
Offensive counterair operations are operations mounted to destroy, disrupt, or limit airpower as close
to its source as possible. While suppression of enemy air defenses (SEAD) is clearly in this category, the
tactics and weapons to destroy, disrupt, or disable the enemy air defenses fall under the categories of
tactical/strategic attack. Defensive counterair operations provide the protection of assets from air attack
through both direct defense and destruction of the enemys air attack capacity from the air.
Why Counterair?
superiority is essential.
While it may be true that it in each case the success of the counterair mission may not be the sole
deciding factor, it will at a minimum be the enabler that allows the success of the other elements of US
military power to come to the fore. This alone is sufficient reason to examine the counterair mission in 2025.
Notes
1
New World Vistas distinguishes between uninhabited reconnaissance aerial vehicles (URAV) and
uninhabited combat aerial vehicles (UCAV) for combat and noncombat UAVs. See USAF Scientific
Advisory Board, New World Vistas: Air and Space Power for the 21st Century, summary volume
(Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 8, 11.
Notes
Chapter 2
The most important thing to have is a flexible approach .... The truth is no one knows
exactly what air fighting will be in the future. We cant say anything will stay as it is,
but we also cant be sure the future will conform to particular theories, which so often,
between the wars, have proved wrong.
Brig Gen Robin Olds
The first trajectory evaluated is the evolutionary trajectory, an extrapolation of where the US is today.
Assuming a world of continuing technological advancement, relatively constant US defense spending, and
world players in the same relative positions of strength, air superiority and the counterair mission will be
dominated by existing airframes and those already budgeted or in development. UAVs and space assets will
augment these to accommodate smaller air forces relying on power projection from CONUS, aircraft
carriers, and a select few major overseas bases.
If a mans trust is in a robot that will go around the earth of its own volition and utterly
destroy even the largest cities on impact, he is still pitiably vulnerable to the enemy who
appears on his doorstep, equipped and willing to cut his throat with a penknife, or beat
him to death with a cobblestone. It is well to remember two things: no weapon is
absolute, and the second of even greater importno weapon, whose potential is once
recognized as of any degree of value, ever becomes obsolete.
J. M. Cameron
While uninhabited aerial vehicles will be widespread in 2025, the inhabited vehicle will be the
backbone of air forces around the world. Space assets will have active and passive antiaircraft capabilities.
Likewise, aircraft will have antisatellite active/passive capabilities. Multiple detection technologies will
abound, with radar remaining as the primary active detection medium. Air-to-air/space-to-air/air-to-space
combat operations will be increasingly lethal. While the current generation of air-to-air missiles like the
AIM 9, Python 4, and the advanced medium range air-to-air missile (AMRAAM) have demonstrated high
probability of kill (PK), in 2025 missiles will be even bettersmaller, faster, and more accurate. The
surface-to-air missiles (SAM) and space-based weapons (SBW) can also be expected to exhibit similar
increases in lethality.
In spite of technological advances, dogfights likely will still occur in 2025. Fighters in 2025 will still
have a gun.
The lessons learned from development of the F-4 will still apply.
development of air-to-air missile technology negated the gun requirement for the F-4. By 1965 lessons
learned in Vietnam necessitated a gun retrofit for the F-4C/D; the F-4E was designed with an internal gun.
Every multirole fighter built or designed since, including the F-22, has included a gun. The counterair
mission will require a variety of weapons to use against the entire spectrum of threats and available
countermeasures. The gun will remain a lethal weapon when everything is electronically jammed or laser
1
blinded. This advanced gun may have the capability to fire solid projectiles and/or directed energy beams.
Also, if history is any indicator, the multi-staged improvement (MSIP) F-22 will still be operational, and
possibly upgraded versions of the F-15 as well.
Counterair Requirements
Were not in the business of being defensive when we engage. We want to take the fight
to the other guy and we are going to dominate his airspace. We will operate in it, and
he will not.
Gen Ronald R. Fogleman
The aircraft force mix of 2025 will evolve from the current developmental programs, including the F-22
and derivatives, the joint strike fighter (JSF), and a number of UAVs, to both support inhabited vehicles and
to operate independently. The F-22 derivatives may include a Wild Weasel platform that will be able to
target both radio frequency(RF)-guided surface-to-air missiles (SAM) and directed energy antiaircraft
weapons. UAVs will be used predominately to engage high-threat antiaircraft weapons and to provide active
sensors for inhabited vehicles that will rely on passive sensors for the majority of their situational
awareness.
Sensors and the data they provide will be widely distributed to provide maximum situational
awareness. Fighter-mounted sensors should supply information to companion aircraft as often as they
provide information to their bearer. Detection and identification probabilities will increase rapidly with
sensor diversity and the false-alarm probability and error rates will decrease correspondingly. Uninhabited
combat aerial vehicles (UCAV) should provide active sensors that work cooperatively with passive sensors
on low observable (LO)-inhabited aircraft. Technologies such as high bandwidth, secure communication for
satellite, and aircraft cross and downlink must be developed.
System Descriptions
The F-22 will be the only new fighter available to the US in the next decade. The joint strike fighter
should appear after that to replace most current US fighter aircraft. By the time the F-22 and JSF appear, new
technologies will be available to enhance their performance, but both aircraft are being designed using extant
technologies. These aircraft will not produce a revolutionary change in the way air combat is waged. They
represent an evolutionary change in the capabilities of aircraft. As 2025 comes to pass, the US will still
have the requirement to control the air over enemy territory. This capability will come from the planned
aircraft for the first part of the twenty-first century such as the F-22 and JSF, but also a whole new breed of
uninhabited vehicles.
The twenty-first century, and the threats that accompany it, will require the capability to project
airpower over a wide area of responsibility relative to today. This trajectory employs a mix of inhabited and
uninhabited vehicles to accomplish the counterair mission. The inhabited vehicles will be a mix of upgraded
F-22s and JSF aircraft. The uninhabited vehicles will be a whole new family of combat aircraft that will
both support the inhabited vehicles and carry out some missions autonomously. If technologies develop as
some believe, the concept of a FotoFighter as discussed in New World Vistas could be a reality in small
numbers, or as a prototype. These aircraft would use large arrays of diode lasers to communicate, designate,
2
Both inhabited and uninhabited vehicles will have a requirement to detect, identify, and target all types
of airborne targets. This will require a combination of improved situational awareness, sensor capability,
and lethal weapons. Significant effort will be required to expand beyond the current sensor suites forecast to
allow the pilot to correctly identify threats, even if they are stealthy and their sensors are not actively
emitting. This capability will increase survivability when outnumbered in future air battles.
Situational Awareness
The cockpit in 2025 should be linked to virtually every available source with high- bandwidth
3
communications to ensure the highest degree of situational awareness. Satellite surveillance networks, seabased and land-based sites, and mobile platforms in the air and on the battlefield will play vital roles in
providing the uplink and downlink of targeting information, individual engagement status, and battle space
4
Onboard computers will correlate all information and display it to the aircrew in a helmet-mounted
5
operations. Fighter-mounted sensors will provide updates to companion aircraft (and vice versa) as often as
they provide updates to their bearer.
10
awareness (SA) with highly diversified, multisensor detection capabilities and very lethal air-to-air weapons
7
to ensure first launch, first kill and survivability of the launching platform.
It is imperative that target detection and acquisition (hereafter jointly referred to as targeting) occur at
the longest possible ranges. Identification of the detected vehicles at the earliest possible time will be
11
critical to survival of the launching platform. Precision targeting will be possible using linked information
from both surveillance and reconnaissance satellites and early warning aircraft correlated to that from
8
onboard sensors. Laser detection and ranging (LADAR), coupled with advanced Global Positioning System
(GPS) inputs, will provide the longest range detection probability in clear air mass.
another will still provide the longest range detection in adverse weather. Artificial intelligence will aid the
10
aircrew by filtering through and sorting a plethora of linked information on possible targets.
Weapons
To take advantage of complete SA, as well as first detection and acquisition, airborne weapons must be
flexible, long-range, smart, and extremely lethal in all quadrants. Only a single type of air-to-air missile,
possessing the capabilities necessary to ensure destruction of adversary aircraft, is necessary. The missile
must be common to all US armed forces, with ordnance personnel from any service able to perform necessary
maintenance. The endearing feature of this missile will be its ability, once launched, to perform the entire
intercept independent of the launching platform.
Prelaunch information will be input to the missile, either from the aircraft or from external sensors, at
increased speeds, proportional to an increased onboard computability. Postlaunch updates, if necessary, will
be a combination of inputs from the launch platform and/or the same targeting sensors linked to the aircraft
via secure low probability of intercept (LPI) datalink. Conversely, missile status will be linked from the
weapon to targeting sensors and the launching platform throughout the engagement, including endgame battle
11
At launch input, the weapon will compute an intercept trajectory and fall from the aircraft. Using
reactive jets, the missile will turn to the correct heading and then begin the boost phase of flight. Active
detection capability inherent in the missile will compare data to all available outside sources to ensure
precision intercept to the correct target. Autonomous target acquisition will occur and advanced guidance
laws, coupled with guidance integrated fuzing, will assure intercept and kill. Postlaunch missile-to-cockpit
status will allow the aircrew to determine subsequent courses of action regarding the target in question.
12
12
Dependent upon the range to target at launch, the missile will move from the boosted phase flight to a
sustained flight stage. Optimum altitude and speed for the missile will be computed based on target data.
13
This will give the missile the greatest potential flexibility during midcourse and terminal phases.
Precision GPS-derived location will be a primary guidance source during the weapons entire time of
flight. During the terminal phase of the intercept, the missile will incorporate the GPS guidance with
precision onboard targeting technology to effect missile-target intercept. Terminal tracking and guidance may
employ a combination of LADAR, infrared (IR), magnetic anomaly detection (MAD), jet engine modulation
14
(JEM), photographic, and acoustic sensors, dependent upon weather and atmospheric conditions.
It is
important to note that we expect that multimode seekers will be required based on expected countermeasure
proliferation. Multiple warhead missiles will be possible with guidance to each warhead in the terminal
phase.
15
Enabling Technologies
Active radio frequency and passive infrared stealth capabilities will be the highest payoff technology
17
13
passive stealth beyond current capabilities will increase exponentially but will not provide backwards
compatibility to older platforms that active techniques might provide. Some of the active stealth concepts
developed might include active cloaking film using nanotechnology-based film of micro-robots that vary their
color and reflectivity to make an object invisible and paint with electro-optic materials that adopt a
18
active stealth in a particular bandwidth. No single system is envisioned which could provide a cloaking
capability across the electromagnetic spectrum.
The fusion of multispectral sensors from different platforms will provide the next leap of capability in
2025 (fig. 2-2). Air vehicles will require the exploitation of offboard information using a high-bandwidth,
secure datalink to increase SA and allow real-time targeting. Sharing of the offboard information will be
enhanced by artificial intelligence based cooperation and distribution of mission responsibilities between
platforms.
19
A distributed satellite system for surveillance and datalink to aircraft will allow the information
to be shared throughout the theater of operations, providing real-time command and control.
20
MAD/RF/SPECTRAL
IR
POSITIVE ID
SAR
LASER
SENSOR FUSION
+
ARTIFICIAL INTELLIGENCE
EO
Clipart elements from Federal ClipArt 1995 with courtesy from One Mile Up, Inc., and Microsoft Clipart
Gallery 1995 with courtesy from Microsoft Corp.
Figure 2-2. Sensor Fusion and Target ID
14
It is essential that the sensor technology continue to be developed to provide capability against a
growing countermeasure proliferation.
apertures with open system architectures, cooperative and distributed electronically scanned arrays, and
multispectral, multimode seeker heads.
21
Advanced identification friend or foe (IFF) capability will need to be developed to allow adversary
platforms to be targeted with confidence at long range for survivability of the launch platform. Problems
exist in current IFF systems that prevent long-range launch of long- and medium-range weapons at optimum
ranges. These must be overcome to both negate the possibilities for fratricide and allow effective use of
longer range weapons. One option could include the use of LADAR IFF. LADAR would provide 3-D
22
sophisticated countermeasures. Advanced munitions and missiles with multispectral and multimode seeker
heads will be a necessity. Warhead development that includes nonlethal high-power microwaves will
provide the capability to destroy or neutralize the electronics of targeted aircraft or systems.
Concept of Operations
Air superiority fighters will operate in conjunction with UAVs using active sensors and/or weapons
appropriate to the mission and will communicate through a worldwide communications data network. A
worldwide joint tactical information display system (JTIDS) will provide high-resolution data to both the
commanders and the aircraft actually in combat. Space systems will provide the surveillance picture to the
network. The artificial intelligence (AI) capability in the aircraft and drones will use both onboard and
offboard inputs to give recommendations for tasks such as targeting, a-pole, and ordnance selection.
23
This
worldwide data network will result in a flattened hierarchy for command and control. The potential threats
and the mission to be accomplished will determine the mix of inhabited and UAVs in a force package.
15
Once the inhabited fighters and UCAVs have established their defensive combat air patrol (CAP) or
offensive sweep, they will use a combination of onboard active and passive sensors and the available data
linked information to search their area of responsibility. The AI software in the avionics will fuse the data
from multiple sensors, both on and offboard the vehicle, to detect and identify air vehicles (bombers, fighters,
cruise missiles, etc.) and develop situational awareness displays for the pilots of the fighters or UCAVs. The
decision to engage or avoid the threats will be made and communicated directly to the entire chain of
command via the JTIDS link.
If the decision to engage is made, the fighter (or UCAV) will attempt to employ weapons at maximum
range to increase survivability. The weapon employed will depend on the current weather conditions and
countermeasures employed by the adversary. Ideally, a directed-energy weapon from a FotoFighter could be
employed against numerous threats in a very small time period. Since the F-22 and JSF fighters will still be
limited to missiles previously discussed in this chapter, the engagement may occur at closer ranges due to late
identification of the threat or because longer range weapons may be defeated by countermeasures. Very strict
rules of engagement (ROE) could also lead to close-in visual engagements. In either case, the requirement
for a close-range weapon appears inescapable. The weapons employed at close range could vary from high
power microwave (HPM) to bullets from an advanced gun.
Once the engagement is finished, the fighters will return to their assigned area of responsibility or refuel
to continue the mission. If the mission objective has been achieved, or if fuel and weapons are not sufficient
to continue, the fighters and the UCAVs will return to base. The results of the engagements and significant
intelligence information will be passed through data link to update the command and control system. This
type scenario will be played again with multiple flights of air vehicles, both inhabited and uninhabited,
throughout the area of responsibility for the particular joint force aerospace component commander (JFACC).
The force mix and tactics involved will be determined by the mission objective and the perceived threat.
Summary
The capability described above is based on the assumptions that technological advancement between
now and 2025 will be evolutionary, and that inhabited vehicles are the dominant means of maintaining air
16
superiority. Since the advent of the counterair mission, we have seen under what circumstances conventional
air forces will prevailtypically when the adversary presents a similar capability, such as World War II,
Korea, or the Gulf War. There have also been situations, such as in Rwanda or Somalia, where counterair
capabilities have played a lesser role. From this it can be concluded that evolutionary counterair capabilities
are best suited to a peer or regional competitor, vice a niche competitor during an insurgency or guerrilla
war. This is primarily because conventional counterair forces, as we know them today, have limited
nonlethal capabilities. An additional limitation is the fragility of inhabited aircraft systems. The high cost of
individual airframes, the cost of training pilots, and the requirement for forward basing in a potential threat
area may make the American public too risk-averse to the employment of airpower under even the most
compelling circumstances.
However, these are more than counterbalanced by the feasibility of these systems; and survivability of
these systems will increase as more complex countermeasures are employed. The passive stealth features of
the F-22 and JSF will be a significant improvement over the F-117.
countermeasures need not be tied to the airframe technology. Indeed, as nanovehicles become the norm, they
will find increasing use providing countermeasures in a hostile air-to-air environment. UAVs could also
provide an active countermeasures screen to allow inhabited vehicles with passive countermeasures to
penetrate enemy air defenses and engage enemy air forces directly. Upgrades to the present airborne laser
program will support the targeting of smaller, more advanced counterair threats such as ballistic and cruise
missiles.
Finally, one of the most important reasons for maintaining inhabited air forces will be accountability. In
2025, many of the competitors the US is likely to face will be regional competitors, whose inventories will
be little different from what they have today.
24
of enemy air forces is not known, a higher level of fidelitythat provided by the pilotwill be necessary to
discern the true air threat to the US or its allies. The situational response to many of the circumstances
involving a regional or niche adversary in 2025 requires the hands-on accountability that is only possible
with inhabited aircraft.
recallable; once engaged, the target is permanently affected to the degree the engagement has progressed
before it is terminated. There will also be situations where strict ROE demands a pilot on-scene to make a
17
real-time determination of the actual threat presented. The international political and practical ramifications
of an accidental shootdown by uninhabited US systems of either nonbelligerents, or enemy forces whose
intent was in question would be significant; it would probably dwarf the response of the international
community to situations such as the shootdown of civilian aircraft by the Cuban air force in February 1996.
The bottom line is that warfare is still an engagement between two reactive entities, and the instincts and
finesse of the pilot will be required to gauge the situation, either to defend the US or prevent an international
incident.
Notes
1
David R. Mets, Checking Six Is Not Enough: The Evolution and Future of Air Superiority
Armament, CADRE Paper Special Series: The Future of the Air Force, no. AU-ARI-CPSS-91-14 (Maxwell
AFB, Ala.: Air University Press, April 1992), 34.
2
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
(unpublished draft, the directed energy volume, 15 December 1995), viii.
3
2025 concept, no. 900619, Panoramic Night Vision Goggles, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
4
Headquarters Air Force Materiel Command, FY96 Avionics Technology Area Plan, 1995, 18.
5
2025 concept, no. 900365, Sensor Cockpit, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
6
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 11.
7
2025 concepts, no. 900202, Space-based Special Operations Forces, no. 900317, Tactical
Information Display Helmet, and no. 900364, Bionic Eye, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
8
New World Vistas, summary volume, 20.
9
2025 concept, no. 200014, Molecular Inertial Navigation Sensor, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
10
FY96 Avionics Technology Area Plan, 18-19.
11
2025 concepts, no. 900405, Weapon Health Monitoring and no. 900675, Ordnance Enroute
Reporting, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996).
12
Ibid.
13
2025 concepts, no. 900359, Air-to-Air Missile Interdiction, no. 900554, Adaptive Munitions,
and no. 900555, Sensor-to-warhead Operations, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
14
2025 concepts, no. 900211, LADAR Identification Friend or Foe, no. 900508, Magnetic
Detection of Aircraft, no. 900239, Space-based Missiles with Photo Warheads, and no. 900392,
Acoustic Weapon, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); FY96
Conventional Weapons Technology Area Plan, Headquarters Air Force Materiel Command, 1995, 7.
15
2025 concepts, no. 900288, Swarms of Micro-Machines and no. 900676, Defense of MissileDelivered, Multiple Conventional Warheads, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
18
Notes
16
19
Chapter 3
Why cant they buy just one airplane and take turns flying it?
Calvin Coolidge
No system exists which can provide continuous all-weather coverage of worldwide
targets .... To meet the above requirements, the Joint Staff has identified an urgent need
for the capability of an Endurance Unmanned Aerial Vehicle (UAV) System.
Dr John M. Deutch,
Under Secretary of Defense
(Acquisition and Technology)
July 1993
The road to 2025 may be sown with domestic strife and the propensity for the US to look inwards at its
own problems. If so, US interest in world issues and debates would be greatly reduced, while concern for
threats to US security from foreign countries or groups would be only as real as the threat. The same
domestic problems driving this inward emphasis would drive consistently low defense budgets and interest.
Technology would continue its near exponential rate of climb, but with an emphasis on domestic uses. The
successful use of UAVs in the Gulf War in 1991 and in Bosnia in 199596 might motivate the US to
1
accommodate the probable inexorable trend of American society who are more and more expecting no losses
during US military operations.
Although defense budgets and interest by the average citizen may be low, technologies applied to
commercial communications and other areas such as electronics and materials would migrate to military
20
improve at similar rates. A more advanced and jam resistant Global Positioning System (GPS) constellation
3
air defenses might grow with technological advances to the point where inhabited systems must accept much
higher risks for missions over enemy territory. At the same time, the cost of survivable inhabited systems
4
would grow exponentially, making the development and fielding of these systems economically impossible.
In such a world, the joint service Defense Airborne Reconnaissance Office (DARO), formed in 1993 to
manage the UAV program, not only survives early budget challenges and interservice rivalries, but grows in
scope and responsibility.
By the year 2010, DARO might be responsible for the development of all UAV
systems regardless of mission. In an effort to maximize smaller defense budgets and maintain consistency
with the unsupportable expense of inhabited weapon systems and the sophistication of air defenses, civilian
6
and enlisted pilots are recruited to fly the uninhabited air forces of 2025.
would then replace the aging fleet of F-15s. The F-22, joint strike fighter, and other proposed inhabited
fighter and attack aircraft programs would all be canceled due to escalating development costs and the public
perception of no real threat. Support and airlift aircraft, maintaining orbits far from potential air defenses,
are available for the launch, retrieval, and rearming of UAVs. In the world of 2025, the fighter pilot of old is
indeed rare.
Counterair Requirements
As mentioned previously, enemy air defenses have grown more sophisticated with technology. This
requires the ability to detect, locate, identify, engage, and destroy fixed and mobile surface and air targets
anywhere in the world on short notice. A limited overseas presence and a complex political environment
7
demand power projection with greater precision, less risk, and more effectiveness.
Therefore, the
uninhabited counterair force of 2025 must have the ability to deploy from CONUS, strike a target anywhere in
the world, and return to a friendly base in CONUS, in the air, or at sea. These operations require a mix of
autonomous and controlled flight missions.
powered microwaves, and an increased air-breathing threat, especially cruise missiles, will put a premium
21
on a counterair force mix capable of meeting both the offensive and defensive counterair requirements of
2025.
System Descriptions
The UAV force mix of 2025 evolves from development efforts in the late 1980s and early 1990s, and
draws on the combat experience of Bosnia in 199596. Stealthy, high- flying, very long-range systems use
modular sensor and weapon bays and air or surface launch and recovery for optimal mission flexibility. The
Tier 2 Predator, Tier 2 Plus, and Tier 3 DarkStar UAVs fielded in the 1990s were the first systems to
demonstrate high- altitude, long-range, and stealth capabilities, respectively, using commercial off-the-shelf
8
attributes of each of these systems into a single, stealthy system capable of unrefueled global range and the
ability to operate from low, terrain-following altitudes to altitudes over 100,000 feet.
The multipurpose
UAV of 2025 has an advanced turbofan engine, is structured almost entirely of composites, and has a
9
minimum payload of 2,000 pounds. If technology development permits, a UAV capable of transitioning from
air-breathing propulsion to hypersonic capability and back again provides even longer range, higher altitude,
more rapid reaction, double digit mach speed, and the enhanced survivability derived from these
10
advancements.
Advances in materials and sensors provide for embedded sensors (smart skins) for 36011
13
Increasing
maneuverability beyond human tolerance, plus or minus 12 Gs or more, enhances survivability; increasing to
14
avionics use active and passive systems, including mini-UAV decoys and other expendables.
Modular
sensor suites and weapon bays provide snap-in and snap-out mission customization, keeping unit fly- away
16
cost for the basic air vehicle to the equivalent of todays cost of $10 million.
22
Applications
In the year 2025, intelligent signal and data processing and secure, redundant data links for control and
intervehicle information sharing are standard.
17
aperture radar (SAR), bistatic radar, infrared (IR) and electro-optical (EO) target tracking capability, target
illuminators, and jam resistant, low probability of intercept (LPI) communications and data links to perform
18
The air tasking order (ATO) of 2025 will be automatically deconflicted by using surface, air, and
space-based sensors to provide a synergistic effect for netted systems. Advances in artificial intelligence,
computing speed, and secure communications links will make real-time ATO deconfliction and tasking a
19
reality.
The joint forces commander of 2025 will display situational awareness and battle management
information in the holographic war room with the assistance of UAVs while directing other UAVs to fight the
counterair battle.
Weapons
The multipurpose UAV will employ the latest in advanced weapons for air-to-air and air-to-ground
attack.
The advent of very small, very smart bombs and missiles will optimize payload capacity.
20
Explosives with 10 times the destructive force for the same weight will make these sorties 10 times more
21
provide fire-and-forget capability without the need for laser illumination from other platforms or sources.
22
Smart fuses will enhance hard target kill, while the launch UAV or another UAV in the mission package
23
optimal turn performance. Distributed satellites and advanced GPS provide worldwide, jam-resistant, low
probability of intercept command, control, communications, navigation, and pinpoint weapons delivery and
24
target acquisition.
23
Intelligent materials systems, built at the atomic level by precisely placing each atom and molecule, could be
powered by light for near limitless range and undetectable size. Inertial guidance systems, sensors and
associated actuators, and their control by neural networked microprocessors could all be microsized through
the application of MEMS and nanotechnology. Microminiature weapons could be aided by swarms of
similarly sized intelligence, surveillance, and reconnaissance (ISR) systems. Swarms of microminiature
weapons and sensor platforms could be launched by very small UAVs if the MEMS and nanotechnology
25
autonomous air-to-air or air-to-ground mission and, through advanced GPS guidance and preprogrammed
mission parameters, can act in intelligent coordination with other UAVs or be remotely controlled from air,
26
24
The increasing threat to air vehicles will also be countered by the introduction of the FotoFighter into
the inventory. The FotoFighter will use low observable technology coupled with conformal arrays of phased
high-power solid-state diode lasers to provide simultaneous surveillance, tracking, designation, and thermal
kill of targets, as well as communications.
27
capability, since it would be designed to be capable of high speed and maneuverability (hypersonic speeds
and +20 G capability) increasing its survivability; removal of the pilot would also increase opportunities for
28
signature suppression.
The camouflage,
concealment, and deception of surface targets will complicate the surface attack portion of the offensive
counterair mission. These factors will be offset by using wideband SAR systems, advanced IR detection
from other UAVs and space assets, and the overall sensor synergism from surface, air, and space assets.
Enabling Technologies
Target detection and identification will require advanced GPS and distributed satellites, along with
29
Cooperative and distributed electronically scanned arrays will support interaction between strike platforms
and optimize targeting.
30
The key to successful implementation of UAV technology will be in active radio frequency and passive
31
reconfigurable materials.
To maintain on-orbit times and increase endurance, UAVs will use advanced
25
33
fuels for lower specific fuel consumption and better all-altitude performance.
Hypersonic propulsion
systems are needed to cope with the dense threat to air vehicles due to state-of-the-art air-to-air and surfaceto-air missiles.
34
(IFF) capability.
Part of the job will be to track friendlies, requiring advances in identification friend or foe
35
Detecting and tracking enemy aircraft means improvements are required in modular
36
maneuverability of these systems will dictate advanced munitions and air-to-air missiles.
37
MEMS and
nanotechnology could provide an exponential leap in microminiaturization for both weapons and platforms.
To support the counterair mission in the high-speed, short-time-horizon battle space of 2025, mission
planning and execution will require dynamic planning and execution control a la New World Vistas.
38
Concept of Operations
Multipurpose UAVs armed with sensors and/or weapons appropriate to the mission act in conjunction
with surface, airborne, and space-based assets. The modular sensor and weapon bays discussed above
provide mission planners the ability to mix and match components for optimal performance against the threat
and targets. Potential threats and the mission to be accomplished determine the number and configuration of
UAVs in a given mission packagethreat detection, threat negation, active and passive decoys, sensor or
communications relay, or armed for the defensive or offensive counterair mission. The FotoFighter would
provide a unique quick strike capability against counterair targets of opportunity presented by short dwell
targets such as missiles, missile launchers, or other hypersonic threat aircraft (fig. 3-2).
The UAV mission package is then launched from CONUS bases or airborne or sea-based platforms
described above. This force package will use such air- and space-based assets as GPS and satellite
communication links for autonomous operation over long distances and for terminal remote control if desired.
Regardless of the mission, offensive or defensive counterair, armed UAVs will suppress enemy air defenses
as necessary, destroy enemy aircraft and other systems in the air or on the surface, and return to CONUS
bases or other platforms for refueling, rearming, and retasking.
26
39
independently or as part of the overall mission package identify and illuminate targets or threats for the strike
UAVs, act as communications or data links, and provide real-time BDA.
Clipart elements from Federal ClipArt 1995 with courtesy from One Mile Up, Inc., and Microsoft Clipart
Gallery 1995 with courtesy from Microsoft Corp.
Figure 3-2. UCAV Strike Fighter (FotoFighter)
The systems, technologies, and concept of operations described here provide the joint forces
commander of 2025 with a multipurpose, long-range, lethal, and hard-to-detect and hard-to-kill autonomous
weapon system or force package. Multipurpose UAVs accomplish the counterair mission of 2025 more
efficiently and effectively, without risking the lives of pilots.
Summary
As the US continues to attempt to do more with less, it becomes more and more likely the US will turn
to UAVs to perform many of the missions requiring inhabited aircraft today. The counterair mission will be
no exception. As described in this chapter, there is an opportunity to perform the entire counterair mission
using UAVs. The current characteristics of UAVsrange, adaptability, and loiter timewhen coupled with
27
advances that will yield hypersonic strike capabilities, will allow the employment of UAVs in any
environment against any type of adversary, from low-tech adversaries to peer competitors using stealthy
cruise missiles or F-22 equivalents.
UAVs are even now coming of age, and decreased development, production, training, and replacement
costs make them an attractive alternative to inhabited aircraft. In addition, the modular nature of much of our
UAV fleet will allow tailoring of vehicles for specific missions, including air-to-ground counter-C2, SEAD,
and conventional air-to-air against low-tech second wave air forces, as well as advanced fighter capabilities
of peer adversaries. The FotoFighter, in particular, presents a significant leap in capability likely to be
available in 2025. The addition of directed-energy weapons of variable lethality will be a considerable
advance over the selectivity of current armaments for close-in and medium range-engagements.
The
flexibility and increased speed of hypersonic uninhabited strike aircraft will also allow these vehicles to
avoid surface-to-air threats as simple as small arms and stinger missiles. This decreases the fragility of our
counterair capability while enhancing survivability. Whether based in CONUS or on carriers, these assets
can respond on demand, arriving on station in any AOR within hours, ready to conduct the mission without
crew rest or prebriefingthe ground pilots having completed these activities while the UAV is en route to
target. Once on station, trained ground pilots will assume control of the aircraft, allowing a level of fidelity
near that achievable with pilots on-scene, increasing the flexibility of response.
The most difficult challenge will be to develop the technology required to support the strike UAVthe
FotoFighter or its equivalent. In addition, to achieve the fidelity required to match a pilot on-scene, allowing
the ground pilot to feel as if they are flying the mission will require significant advances. CONUS basing
may also pose some challenges to situations that require a more immediate response; deployed UAV carriers
would enhance responsiveness in crisis scenarios.
attention, but some armament limitations may be overcome by the use of rechargeable DE weapons or
nanoweapons. Even as the first of many UAV squadrons becomes operational, it is clear the enhanced
capability and flexibility UAVs provide at lower overall risk and cost will drive the US towards an
increased use of UAVs in the conducting the counterair mission.
28
Notes
Lt Col Dana A. Longino, Role of Unmanned Aerial Vehicles in Future Armed Conflict Scenarios
(Maxwell AFB, Ala.: Air University Press, December 1994), 9-12.
2
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 60.
3
New GPS 2R Satellites to Operate Autonomously, Aviation Week & Space Technology, 9 October
1995, 54; New World Vistas, summary volume, 25.
4
Martin L. van Creveld, The Transformation of War (New York: The Free Press, 1991), 208209.
5
Bill Sweetman, Major Milestones in US UAV Programme, Interavia, July/August 1995, 3940; Bill
Sweetman, UAVs for Joint Forces, Interavia, September 1994, 6264.
6
David A. Fulghum, Air Force Prepares New UAV Acquisitions, Operations, Aviation Week &
Space Technology, 27 November 1995, 5254.
7
Defense Airborne Reconnaissance Office, 1995 Annual Report: Unmanned Aerial Vehicles (UAVs),
(Washington, D.C.: Office of the Under Secretary of Defense, Acquisition & Technology, August 1995), 6.
8
Ibid., 2025; Bill Sweetman, Major Milestones in US UAV Programme, Interavia, July/August
1995, 3940; UAV Force Concept, Aviation Week & Space Technology, 10 July 1995, 4243.
9
David A. Fulghum, International Market Eyes Endurance UAVs, Aviation Week & Space
Technology, 10 July 1995, 4043; Bill Sweetman, Major Milestones, 3940.
10
New World Vistas, summary volume, 41.
11
2025 concept, no. 900441, The Uninhabited United States Air Force, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
12
2025 concept, no. 900777, Smart Structure Aircraft, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
13
New World Vistas, summary volume, 36.
14
New World Vistas, summary volume, 35; 2025 concept, no. 900135, Offensive Unmanned Aerial
Vehicle, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); Unmanned Tactical
Aircraft Concept, Technology Initiative Game 95 (Systems Handbook), 1822 September 1995, 91, 92.
15
2025 concept, no. 900172, Miniature Precision Targeting UAV, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
16
Defense Airborne Reconnaissance Office, 40; David A. Fulghum, International Market Eyes
Endurance UAVs, Aviation Week & Space Technology, 10 July 1995, 4043; 2025 concept, no. 900299,
Hunter-Killer Attack Platform, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025,
196); Bill Sweetman, Major Milestones, 3940.
17
New World Vistas, summary volume, 60.
18
2025 concept, no. 900135, Offensive Unmanned Aerial Vehicle, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 200006, Unmanned Airborne Support
Vehicle, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996) (PROPRIETARY);
2025 concept, no. 900500, Unmanned Fighter Bomber, 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
19
2025 concept, no. 900526, Space-Based Airspace Control & Deconfliction System, 2025 concepts
database (Maxwell AFB, Ala.: Air War College/2025, 1996).
20
GPS Improves Military Weapons, Aviation Week & Space Technology,
9 October 1995, 5657; 2025 concept, no. 900528, Stealthy Lethal UAV, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 900233, The Very Small, Very
Smart Bomb, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996).
29
Notes
21
New World Vistas, summary volume, 9; 2025 concept, no. 900233, The Very Small, Very Smart
Bomb, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996).
22
2025 concept, no. 900638, Autonomous Smart Bombs, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996); 2025 concept, no. 900244, Global Positioning System Guided
Munitions, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996).
23
2025 concept, no. 900233, The Very Small, Very Smart Bomb, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
24
New World Vistas, summary volume, 10.
25
Craig A. Rogers, Intelligent Materials, Scientific American, September 1995, 154157; Marvin
Minsky, Will Robots Inherit the Earth?, Scientific American, October 1994, 109113; William B. Scott,
Micro-Machines Hold Promise for Aerospace, Aviation Week & Space Technology, 1 March 1993, 36
39; 2025 concept, no. 200023, Surveillance Swarm, 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996); 2025 concept, no. 900481, Destructo Swarmbots, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
26
2025 concept, no. 900278, Real-Time Virtual Uplink with Unmanned Aircraft, 2025 concepts
database (Maxwell AFB, Ala.: Air War College/2025, 1996).
27
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
(unpublished draft, the directed energy volume, 15 December 1995), iii.
28
New World Vistas, summary volume, 35.
29
Defense Airborne Reconnaissance Office, 40; New World Vistas, summary volume, 41;
Cooperative Air-to-Air/Air-to-Ground Engagements-Distributive Fire Control, Technology Initiative
Game 95 (Systems Handbook), 1822 September 1995, 201.
30
Cooperative ESA Jamming, Technology Initiative Game 95, 211.
31
New World Vistas, summary volume, 60.
32
Ibid., 52.
33
Defense Airborne Reconnaissance Office, 40.
34
New World Vistas, summary volume, 41.
35
David A. Fulghum, Predator to Make Debut Over War-Torn Bosnia, Aviation Week & Space
Technology, 10 July 1995, 4748.
36
Defense Airborne Reconnaissance Office, 40.
37
2025 concept, no. 900233, The Very Small, Very Smart Bomb, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
38
New World Vistas, summary volume, 5859.
39
C-17 Unmanned Aerial Vehicle (UAV) Airborne Platform, Technology Initiative Game 95
(Systems Handbook), 18-22 September 1995, 171, 172; 2025 concept, no. 900580, In-Flight Air
Refueling/Rearming of Strike UAVs, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025,
1996).
30
Chapter 4
New conditions require, for solutionand new weapons require, for maximum
applicationnew and imaginative methods. Wars are never won in the past
General of the Army Douglas MacArthur
As described earlier, the virtual trajectory assumes a globally-minded US with plenty of technology and
money to support military technological advancement. Its motto is Virtual Presence, Virtual Power. The
premise: the US is a global power with an attitude, has a strong economy and leverages an exponential
growth in technology, but is reluctant to put its blood and treasure on the line routinely for questionable
causes or outcomes. This, coupled with an increasing ability to locate, identify, and track both fixed and
moving targets with high precision; a space-based force application ability (lasers, high power radio
frequency (HPRF), high power microwave (HPM), etc.); and possession of surface-based weapons of a
similar nature, leads to a reduction in the need for air superiority aircraft.
The America of 2025 is a global superpower in every respect, defined by a strong economy, political
decisiveness, a resurgence in moral strength, worldwide recognition as an honest broker, and a position at the
cutting edge of the technology of the day. However, there are some that wish to discredit or challenge the
USs place in the world view. The USs penchant for conflicts of minimal violence, with few casualties and
little collateral damage, has placed renewed emphasis on precision in lethal application of force and a new
stress on nonlethal force for subduing enemies.
31
airframe base. Defense drawdowns would have reduced the availability of highly skilled pilots. As recently
as the Gulf War, it was emphasized repeatedly that no target is worth an airplane, and the American
1
predisposition towards risking as few lives as possible is well known. As such, inhabited airframes will be
used only for key targets that cannot be hit from the surface or space without risking mission failure or
collateral damage; the most likely use is in strategic attack or special operations roles. It was also observed
during the Gulf War that the Iraqi population understood the US was targeting Iraqi military capability, and
2
not the general population, because of the precision with which their military assets were targeted.
The second assumption is the availability of adequate communications bandwidth to support the
command, control, communication, computers and intelligence (C4I) infrastructure required for coordinated
real-time target acquisition, tracking, and battle management.
The third assumption is that the US will reap the benefits of huge leaps in technology that allow US
armed forces to develop and deploy advanced space- and surface-based weapons. This assumption does not
eliminate the possibility that a regional competitor, such as Iraq, could not possess capabilities that would
pose a threat to most of our forward deployed forces, or even continental United States (CONUS)-based
assets.
A related issue is the impact of having an adversary as technologically capable as the US investing
primarily in a virtual capability. In this case, the counterair mission as we know it would disappear, its
requirements would likely be assumed by strategic attack and interdiction forces.
Counterair Requirements
The requirements for this space- and surface-based counterair system can be broken down into three
major areas:
communications (SA/C3); and force application systems. Target tracking and identification must allow
identification of all friendly and threat aircraft in the area of responsibility (AOR) including airframe type,
location, and heading, using both military, COTS systems, and commercial inputs.
COTS processing
capability will give the required computing power, and commercial multispectral and other inputs will
provide additional data points to the threat identification process. When possible, the weapons load of
32
enemy aircraft should be determined to allow the US to estimate the nature of the threat. Once an adversary
is targeted, the weapon will require the capability to acquire a specific airframe to an accuracy that will
allow submeter precision (particularly for lasers, to allow targeting specific control surfaces or weapons on
the aircraft). This will be required since the most vulnerable parts of airframes are the pilot and the wing
3
root.
Target acquisition and tracking systems will require a high degree of accuracy. Laser weaponry, in
particular, will require accuracies to the centimeter for the more lethal effects. This is one area in which
military research and development (R&D) will likely be required.
SA/C3 systems are the linchpin of the effort.
communications are being passed between target tracking systems, to the regional commander in chiefs
(CINC) battle management operations center (BMOC) and then to a target engagement node. Secure, jamresistant communications must be available to support all phases of operations. The BMOC must be able to
coordinate and direct all counterair assets and evaluate attack results. Battle damage assessment (BDA) can
be accomplished by the same systems used for tracking and engagement in much the same way as the virtual
presence capabilities described in New World Vistas where virtual presence allows for laser systems to
provide attack, high-resolution imagery, high bandwidth point-to-point communications, optical IFF, and
4
active remote sensing. The biggest challenge will be sustainment of space-based systems. Once on orbit,
space-based systems must either be maintained in-place (using a transatmospheric vehicle (TAV) or other
technology) or replenished as required.
System Descriptions
A virtual counterair capability will provide near-instantaneous precision strike with minimum
collateral damage. To conduct the counterair mission, the virtual air forces rely on three key components:
information collection and processing capability, SA/C3 capability, and force application systems.
33
surveillance at a low level of resolution, but looking for cues that require detailed monitoring. These cues
will trigger a switch to a reconnaissance mode providing multispectral, high-resolution information on
activities in a given region or area of interest. A mix of phenomenologies will accomplish this. Using
multiple phenomenologies is critical to seeing through enemy camouflage, concealment, and deception efforts
to ensure we see what we think we are seeing. In 2025, distributed satellite constellations will be our eyes
5
function satellites, working in planes much as GPS does today, will allow continuous coverage of the battle
space in multiple frequency bands. A constellation of cooperative space-based radar satellites will be
capable of providing a moving target indicator (MTI) capability and synthetic aperture radar (SAR) images
similar to Joint Surveillance Target Attack Radar System (JSTARS) (fig 4-1). A complementary set of
satellite receiver platforms can be used to perform geolocation of electronic emitters or bistatic imaging and
6
Similar potential exists for EO and IR detection and tracking of targets. Multispectral EO and IR
images can be merged with SAR images by superprocessors capable of correlating data from multiple
sources and providing a high-resolution image of targets in near-real-time. Finally, a phased-array, spacebased laser system will also be able to take high-resolution (submeter) imagery, further improving our
capability. This will be accomplished by the use of a super-GPS time and position standard, allowing
multiple laser images to be correlated with other sources of information to further refine target knowledge.
34
35
laser, or IR sensor, combined with bistatic or other SAR images of up to one meter resolution, will result in
submeter imagery to support target detection, identification, and tracking capabilities for force application
worldwide.
weapons platforms communications, and heavy reliance on redundant commercial communications encrypted
for military use (particularly using wireless, cellular communications) will ensure worldwide connectivity
for the entire system. The result is a system that lets US forces see in near-real-time what is happening in any
region of the world at any time. The bottom line of our information collection and processing capability is
our ability to continuously monitor the battle space.
The BMOC fulfills multiple functions. The war room allows not only real-time centralized control, but
also, using very high-speed computers (up to 1,000,000 times faster than todays computers), airspace
deconfliction, battle simulations, expected outcomes in accelerated time modes, and BDA assessments. The
speed-of-light nature of many of the laser and high-powered microwave weapons allows deconfliction of
8
commander to evaluate courses of action in near-real-time. The computer will simulate the progress of an
engagement based on the capabilities and doctrine of enemy forces using knowledge-based artificial
intelligence software. As the BMOC learns more about how the enemy fights, this information will be
36
applied to the engagement simulations, helping the JFACC select the best mix of weapons and weapon
9
effects.
decentralized execution to distributed engagement. Distributed engagement is a result of the use of multiple
small weapons to achieve a larger weapons effect, lack of time lapse between decision to engage and actual
weapons on target, and a centralized command structure. A benefit of distributed engagements is a graceful
degradation and increased survivability. A downside is the increased reliance on a single command center
and its potentially vulnerable communications.
37
Part of the speed with which this activity is performed comes from the ability of the commander to use
voice commands to establish ROE, pick targets, and finally specify weapons effects, from nonlethal to lethal.
The commands can be as specific as destroy the four F-16s crossing the Kuwaiti border (centralized
control--centralized execution) to disable all enemy aircraft entering friendly airspace (mission-type
orders). The BMOC will recommend a series of options, which can be played out in the war room, allowing
the commander to see the expected results, then select from one of the courses of action (COA) displayed. At
that point, the commander will direct frag orders be sent to the individual weapon systems for execution.
Based on inputs from the weapons sensors themselves, as well as our surveillance and reconnaissance
systems, the actual battle can be displayed with insignificant time lag; the commander can observe the
engagement as it is conducted, obtaining near-real-time feedback on the status of the mission. The closedloop nature of engagement and feedback will allow rapid retargeting to ensure the CINCs and JFACCs
objectives are met effectively and when required. The fog and uncertainty of war are significantly reduced,
and adjustments to any engagement parameter (target, weapon, effect) can be made as required during the
battle.
10
Lasers are noted for their potential for destructive power; however, they require accurate targeting and a
relatively benign environment (no clouds or overcast, smoke, or smog).
HPM weapons, on the other hand, are typically capable of less overt destructive power, but are capable
of operating in virtually any environment and constitute an all-weather capability. They represent two sides
of the same coin which can be leveraged in 2025.
38
11
millimeter.
This capability will be tied into our constellation of distributed phased array laser satellites
(PAL-sats). These PAL-sats will not have to be the monster satellites envisioned in the Strategic Defense
Initiative (SDI) era; they will be small, medium-power satellites, numerous, and easily replaced.
By
definition, space-based lasers are long-range weapons. Their power is derived from the ability to use a
phased array approach to putting energy on target. The phased array is managed by a central control satellite,
using a low power illuminator (also capable of imaging targets) to provide a phase reference for the
deployed elements of the laser array (fig. 4-3). The phasing signal could also be used to communicate
between elements of the system, passing targeting data, etceteras.
developed, communication between phased array laser elements could be accomplished using quantum
12
Using the
phase information in the phasing signal, each PAL-sat will use deformable mirrors made of
microelectromechanical devices and phase compensation measures such as phase conjugation to compensate
for atmospheric and other effects. If coordination of these elements became too difficult or thermal heating of
individual array PAL-sats became a problem, time-division-multiplexed lasing could be employed, with each
PAL-sat firing in sequence against a particular point on the target, effectively providing a continuous laser
from multiple-pulsed lasers.
The constellation approach simplifies each satellite, making it more affordable. The effect of the
constellation is a graceful degradation of the weapons capability if any one of the satellites is removed from
operations due to weather, malfunction, or attack. It also allows for multiple weapons effects, which will be
described below. Energy for such a system can come from multiple sources; the primary advantage in 2025
will be the development of composite materials that can change their characteristics on command. This is
done using microelectromechanical systems (MEMS) deposited in the composite body of the satellite. When
in one mode, the device can be rotated to minimize its signature, providing a measure of stealth. If the
MEMS are rotated, like the highway billboards you see today, the devices soak up energyeither from the
sun or a beam provided from the surface to recharge the weapon.
39
Clipart elements from Federal ClipArt 1995 with courtesy from One Mile Up, Inc., and Microsoft Clipart
Gallery 1995 with courtesy from Microsoft Corp.
Figure 4-3. Friendly Phased Array Lasers Targeting Enemy Aircraft
Surface-based systems are based on the same principles as the space-based systems. The phased-array
approach allows surface-based assets to be used against the same target as the space-based system, and also
allows targeting of medium-range targets. Hard kill of airframes becomes a greater possibility, permitting a
larger range of weapons effects. It also helps defeat the mitigating effects of weather.
One of the greatest advantages of energy weapons is the variability with which they can be applied.
Effects can range from nonlethal to lethal. Nonlethal effects can range from cloakingusing lasers to
provide holographic camouflage in the visible portion of the electromagnetic (EM) spectrumto hide assets
from visual identification, to generating holo-threats that would appear to move in out of nowhere, confusing
the adversary who must engage a virtual enemy or run for home.
13
onboard systems, HEL systems may require an adjunct whose only purpose is to provide a return for the
enemys radarphysical chaff launched by conventional means or rail gun, or RF deception of their radar
systems. Granted, this assumes an unsophisticated enemy, but sometimes this may be enough psychologically.
The combination of surface- and space-based systems is well suited for this type of deception.
40
A slightly higher level of lethality comes from a higher application of power. Effects such as canopy
glazing, blinding, thermal effects (cooking off fuel or lubricants), or weakening structures is possible by
14
structures, fuel lines, or electronics, or causing foreign object damage (FOD) to the aircraft engine.
Finally, and probably one of the greatest reasons for fielding this capability, is the ability to target and
destroy cruise missiles, intercontinental ballistic missiles (ICBM), and theater ballistic missiles (TBM).
Whether the threat is against an ally overseas or to the continental US, a PAL-sat constellation provides a
precision strike capability against even a multiple missile threat.
Countermeasures and Countercountermeasures. The downside to laser weaponry is its vulnerability
to atmospheric effects.
wavelength adjustment, smog, fog, clouds, smoke, and dust can prevent successful operation. Local weather
control may be possible to support operations in limited areas.
A prolific PAL-sat constellation and surface complement is also one way to defeat certain local
conditions. Hardening against low-power laser radiation is also fairly simple; reflective surfaces go a long
way in this direction, but the trade off is increased visibility. Laser-seeking devices could also be a threat to
the weapons platforms themselves; in effect, when in operation, laser weapons designate themselves, a factor
that needs to be considered. Defender satellites or space sentries in place to counter an antisatellite threat is
a possible solution.
15
41
shot weapon, and the target has to be in the proximity of the device to be strongly affected, particularly for
low-yield, high-explosive warheads.
HPM can be implemented in much the same way as lasers, using a phased-array approach, with both a
distributed satellite constellation and surface-based elements. Beam shaping can be accomplished by using
various combinations of the constellation and surface-based elements. HPM will be medium- (surface) to
long-range (space) weapons. EMP will be implemented as a warhead weapon, being delivered either by
railgun or cruise missile, providing everything from close-in to long-range targeting, depending on the
required speed of the response or extent of desired effects. Railgun delivery from in-theater assets will be
almost as timely as speed-of-light weapons and just as flexible. Surface-launched cruise missiles from
CONUS or carriers provide a long- range, stand-off capability that can also serve as a deterrent.
RF weapons are a special case, because they represent a capability for a surgical strike. At any range,
an RF weapon could be used to do anything from disrupt aircraft control to take over an aircraft (a.k.a. tractor
beam).
Weapons Effects. HPM weapons are particularly effective due to the varied impact they can have on
an adversary. As with lasers, HPM weapons can have nonlethal as well as lethal effects. The application of
nonlethal HPM can result in thermal effects, such as weakening the structure of airframes, missiles, or
command and control (C2) facilities.
16
(intentional or unintentional) can cause disorientation, discomfort, or long-term damage. At moderate power
levels, the composite materials used in modern aircraft tend to absorb microwave radiation rather than reflect
it, rapidly aging aircraft materials and destroying its stealth properties. Higher power levels of HPM can
cause disruption of electrical circuits, particularly in sensitive integrated circuits or magnetic media. EMP
can be used in a SEAD role by using shaped EMP charges to burn out receiver front ends in aircraft, C2
facilities, or SAM sites. Another side effect of EMP bursts to targets on the surface and in the air is cable
17
effect: basic ECM. This includes using space-based (or, where applicable, surface-based) systems to
simply jam the front ends of enemy receivers, to generate false radar images to confuse the enemys picture of
the air war, to insert false imagery into his data stream.
42
Lethal effects can vary from igniting fuel vapors and the consequent loss of the aircraft, to torching
avionics and electronics with directed HPM or wide-area effect EMP bursts, causing loss of control. EMP
bursts of sufficiently high power and/or proximity can cause aperture coupling, where the airframe itself
couples the energy of the burst, thus causing destruction of all electrical components and damage to control
surfaces, as well as possible destruction or damage to any human occupants.
18
lethal effects will be the use of the tractor beam, where MEMS could be placed on an airframe, either by
special operations forces, or by having them burrow into the avionics and electronics systems of an aircraft
after it flew through a cloud of MEMS designed to penetrate the fuselage and implant themselves. Once
implanted, a computer on our side could analyze the aircrafts control systems, and an operator on the surface
could establish a link and take control of the enemy aircraft to force it down, or merely land it at a friendly
airfield for analysis and pilot debriefing.
Countermeasures and Countercountermeasures. The most significant countermeasure to HPM and
EMP is stealth and structural design. If the aircraft is sufficiently stealthy, it will be difficult to track and
apply the energy levels required to damage or destroy the aircraft. However, in 2025 few adversaries, if
any, will have the capability to make their airframes invisible to all the forms of energy (EO, IR, microwave,
laser, radar) used to detect, identify, and track their forces. Structural design can be used to mitigate the
effects of aperture and cable coupling. A stealth paint can be applied to surfaces to further reduce visibility
in selected portions of the EM spectrum.
19
described under the Information Collection and Processing section above even more robust.
The best
countercountermeasure (CCM) for US satellite-based capability would be the embedded MEMS in the
composite structures described earlier that would allow the satellite to change its visibility based on the type
of sensor attempting to track it, or a shell that deploys to protect the satellite, or the defender satellites
mentioned above.
The RF/MEMS link is particularly hard to defend against. If a quantity of these MEMS is suspended in
a slowly falling cloud above an air base, they would either fall onto enemy aircraft as they sit on the ramp,
force adversary aircraft to fly through them to get airborne, or cause those aircraft to retreat to storage. In
each case, the adversarys air capability is effectively grounded.
43
21
By 2025, advances in technology for these devices will yield vehicle-mounted weapons
that could be located in the AOR and will give a response time that complements our energy weapons.
Super-GPS combined with near-real-time target updates will allow medium-to-long-range attacks on
hardened airfields, aircraft revetments, airbase C2 facilities, runways, or even aircraft in flight with both
types of delivery systems.
Weapons Effects. The advantage of KEW and GLCM weapons is their capability against hardened
targets and those targets requiring a tailored warhead. The ability to carry a sizable warhead allows the US
to develop sophisticated nonlethal effects that can be delivered to submeter accuracy. Nonlethal effects
include HPM/EMP warheads capable of producing effects similar to the space- and surface-based systems,
less the phased-array aspect. However, proximity to the target and shaped warheads will compensate for
this. The warheads can be delivered by either railgun or GLCM, depending on the state of our forces in
theater and the type of response the national command authority (NCA) desiresovert action in theater or
covert delivery from CONUS. Other nonlethal warheads include FOD bombs examples include webbing or
netting over aircraft on the ground, suppression clouds, oxygen suckers, or highly tensile silly string to
freeze control surfaces, thereby keeping aircraft grounded.
22
Lethal effects can be achieved by MEMS that can damage or take an aircraft apart in flight, drop
submunitions on a runway, or deposit acid or other destructive liquids on airframe surfaces or airbase
23
facilities.
suspended net of high-tensile-strength steel that would shred aircraft control surfaces as the aircraft passes
44
through it. This same method could be used for theater missile defense, disabling or destroying missiles
and/or warheads in flight. The most direct approach is obviously to take a high explosive (HE) warhead
right to the targeta GLCM warhead can take out a hardened facility, revetment, or C2 facility. With a
multiple reentry vehicle warhead and MEMS-controlled submunitions, it could take out an entire air wing on
the ground. The railgun would serve as a twenty-first century AAA, putting submunitions right through
airframes at hypervelocities capable of ripping the airframe apart. In addition, the surface-based railgun will
provide another layer in the cruise and ballistic missile defense umbrella, complementing the capabilities
provided by surface- and space-based lasers.
Countermeasures and Countercountermeasures. There are few countermeasures except extremely
expensive hardening against HPM/EMP or stealth (antitracking) measures.
Enabling Technologies
The enabling technologies allowing the successful implementation of the counterair mission using
space- and surface-based assets can be grouped into the same categories as the areas requiring development:
information collection and processing, situational awareness/C3, and force application. The key technologies
supporting information collection and processing include advanced space-based radars capable of SAR,
MTI, and bistatic detection; high-speed computing and real-time linking to support space- and surface-based
phased array laser and HPM capability; timely, cost-effective launch of tailored, distributed satellite
constellations; and distributed processing of multimodal information for real-time tracking of targets.
The requirements for SA/C3 technologies include allowing real-time displays of order of battle, enemy
and friendly COA generation, and wargaming of outcomes. This includes artificial intelligence/knowledge
processing systems capable of correlating multispectral, multimodal information.
45
Fused, correlated
information would be used to generate enemy and friendly COAs and three-dimensional holographic
presentation and real-time simulation of enemy and own force activities in fast forward modes. Combined
with the distributed processing of target information, this could also provide near-real-time BDA.
Weapons application technologies are centered around advanced GPS, capable of nanosecond accuracy
and millimeter precision, and high-resolution optics, beam directors, and deformable mirrors for laser
applications. The phased array lasers and HPM also require the development of phased array timing/phase
synchronization signals (such as time-coded reference signals or quantum nodal communications) to allow
timely communications between physically separated array elements. Composite materials, with imbedded
MEMS capable of changing states to accommodate stealth (energy absorption), power accumulation (energy
conversion), or active transmission are needed to support the stealth aspects of our platforms. High power
RF and HPM technologies must be developed to make spaceborne platforms viable. Mobile, moderate
payload (up to 1000 kg), hypervelocity railgun delivery systems are needed to support the rapid response of
surface-based EMP and HPM weaponry.
Concept of Operations
The BMOC is the heart of counterair operations. Using all-source information generated by space- and
surface-based sensors, the holographic war room will give the CINC and JFACC the ability to monitor
friendly and enemy forces in near-real-time. The JFACC, using voice commands, will be able to ask the war
room to show enemy air forces, followed by show enemy IADS. After reviewing the enemy order of
battle, he can ask the system to show probable enemy actions and targets. Once requested, the system will
examine the enemy ordnance load and fuel capacity (gathered by space and surface-based SAR, EO, and
laser imagery), and project their tracks to and from targets. The JFACC will then ask the system to show
own forces, and all offensive and defensive systems and their effectiveness envelopes will come up. At that
point, the commanders intent will have to be specified in terms of the mission: deter, disrupt, or destroy
enemy assets. Depending on the enemy, the target, and the CINCs objectives, the JFACC will request COAs
appropriate to the mission. After reviewing the COAs in fastforward mode, one will be selected and targets
identified and designated in the war room. One fallout of the responsiveness of energy weapons to tasking is
46
the requirement for centralized control and centralized execution of these systems. The immediacy of the
impact of weapons use and requirements for real-time deconfliction with other air and surface forces
requires control from the war room. This need is reflected in the way space and surface counterair forces are
tasked. The degree of damage or destruction of each target will be specified before engagement, and target
parameters passed directly to the weapon systems.
Most adversaries will be deterred by the recognition that, as a global superpower with worldwide
virtual presence, the US is capable of quickly identifying enemy actions and responding before they pose a
threat. Because of this, most operations will likely be deterrent missions, demonstrating capability and
resolve to the enemy. Simple methods such as holographic projection of an air threat against the adversary
would be attempted first to scare him off. As the adversary increases the aggressiveness of his posture, the
US could respond in kind by increasing the threat to enemy air forces, using the MEMS cloud or GLCM to
keep enemy aircraft grounded. If deterrence fails altogether, a destruction COA will become more likely.
The weapon of choice could be selective lasing of vulnerable airframe surfaces, disabling HPM bursts, or
airspace control devices such as the silly string or steel nets. Active high-power lasing, RF or HPM bursts
will disable, destroy, or ground large segments of the enemy air capability. Near-real-time BDA will allow
for rapid retargeting of assets; one of the advantages of space-based weapons is that they are always forward
deployed. In this instance, if high energy lasing of a penetrating aircraft was required, real-time reporting
from the laser platforms would be combined with EO, IR, and SAR imagery to determine if the target was
heating up, had exploded, or gone down in near-real-time. The tractor beam capability will be reserved
for high-value air assets and reconnaissance vehicles. This will allow the US to determine the type of enemy
systems and capabilities and to build countermeasures or deception programs around this system. This will
also increase US stature in the world community by reducing the death and destruction of airframes and
pilots, and give the US another source of human intelligence (HUMINT) from pilot debriefings.
Cruise missile and ballistic missile defense (BMD) will be a primary function of space- and surfacebased counterair forces.
Part of the driver for the global surveillance and focused reconnaissance
capabilities of the BMOC will be to accommodate the requirement for constant vigilance of the cruise and
ballistic missile threat. The combination of laser, HPM, and railgun payloads will provide a multitiered, allweather defense against ballistic missiles (fig. 4-4). The M2P2 processing capability described above will
47
allow the determination of location, velocity, and probable launch and impact points. The war room will
provide detail on the nature of and confidence level of the threat, but the crews on watch in the BMOC will
be the human in the loop to ensure the threat is identified quicklywithin 60 secondsbut verified before
destruction. Although 60 seconds is not a significant improvement over detection and warning times today,
the problems of detecting stealth missiles will complicate the problem, and the ability to begin neutralizing
the threat within seconds of identification provides significant leverage that does not currently exist.
Clipart elements from Federal ClipArt 1995 with courtesy from One Mile Up, Inc., and Microsoft Clipart
Gallery 1995 with courtesy from Microsoft Corp.
Figure 4-4. Multitiered (Laser, GLCM, Railgun) Missile Defense Capability
Summary
The key to the success of the systems described above is matching the capability to possible threats.
This paper described the range of threats. The applicability of directed energy weapons, cruise missiles, and
nonlethal munitions payloads varies across the spectrum. The strength of the systems described above is in
48
their versatility and responsiveness. Directed energy weapons have their strength in their ability to engage at
everything from very low to very high power levels, increasing from nonlethal disruptive effects to lethal
destruction at the flick of a switch. Cruise missiles will be highly accurate, delivering any payload at high
precision at any given time for measured effect. Railguns give the added versatility of being able to put
steel (or plastic) on target in a short period of time, also with the possibility of multiple payloads.
The weakness of DEW is the flipside of its strengthonce engaged, the mission can be halted, but
whatever damage is done, is done. Cruise missiles can be destructively aborted; railgun payloads lie
somewhere between the two, depending on distance to target and the nature of the payload. None of these
systems carry much finesse once a mission has started; a human in the loop is not the same as a human on the
scene, and the fidelity of feedback is much more limited.
Even a fused picture of the battle space will not yield the same insights as a pilot in the cockpit engaged
in a flyby of possible hostiles. For this reason, UAVs or inhabited aircraft are much better suited to low tech
or second wave adversaries engaged in such cat-and-mouse tactics as airspace infringement or insurgency.
The significant advantage of these systems is, as previously described, their ability to instantly engage a
target. Distributed space-based systems, in particular, provide a method of reaching targets worldwide on a
moments notice. This is crucial when considering the theater ballistic missile, ICBM, and cruise missile
threat of 2025.
The surface- and space-based systems described in this trajectory also enjoy the advantages of low
fragility; they appear less vulnerable as a system because of their distributed nature.
The distributed
engagement concept also allows for a multiple simultaneous target scenario over a large (basically global)
engagement areaa direct result of the forward deployed aspect of space assets. This in turn supports the
ability to train as you fight, which is inherent in these systems since, to the operator, any simulation seen
during training will appear identical to what would be seen in an actual engagement.
The most daunting aspects of fielding these systems are the technological and financial requirements.
The technological improvements required to implement a space-based phased array laser or HPM capability
are an order of magnitude or more increase from state of the art in 1996. The associated cost for research
and development and deployment are significant for all the elements of the systeminformation collection
and processing, SA/C3, and force application systems.
49
In the final analysis, the ability to immediately reach out and touch a target with both lethal and
nonlethal consequences will provide a significant deterrent as a key component of US overall counterair
capability.
Notes
1
Thomas A. Keaney and Elliot A. Cohen, The Gulf War Air Power Survey Summary Report
(Washington, D.C.: Government Printing Office, 1993), 248249; and Richard H. Shultz Jr and Robert L.
Pfaltzgraff Jr, ed., The Future of Air Power in the Aftermath of the Gulf War (Maxwell AFB, Ala.: Air
University Press, July 1992), 303.
2
Richard P. Hallion, Storm Over Iraq - Air Power and the Gulf War (Washington, D.C.: Smithsonian
Institution Press, 1992), 199.
3
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
(unpublished draft, the directed energy volume, 15 December 1995), 56.
4
Ibid., x.
5
SPACECAST 2020 Executive Summary (Maxwell AFB, Ala.: Air University Press, 1993), 12.
6
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 20.
7
2025 concept, no. 900385, 3-D Holographic Battlefield Display, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 900161, Holographic C2 Sandbox, 2025
concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 900417,
Battlespace Awareness Holosphere, 2025 concepts database (Maxwell AFB, Ala.:
Air War
College/2025, 1996).
8
2025 concept, no. 900526, Space-Based Airspace Control & Deconfliction System, 2025 concepts
database (Maxwell AFB, Ala.: Air War College/2025, 1996).
9
2025 concept, no. 900414, Artificial Intelligence: A New Aircrew Member in Tomorrows
Combat, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no.
900522, Space-Based AI-Driven Intelligence Master Mind System, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
10
New World Vistas, (unpublished draft, the directed energy volume), iii.
11
SPACECAST 2020, 13.
12
2025 concept, no. 200013, Quantum Effect Communications, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996). (PROPRIETARY)
13
2025 concept, no. 200015, Distortion Field Projector, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996) (PROPRIETARY); 2025 concept, No. 900313, Spaceborne/Airborne
Hologram, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no.
900336, Cloaking, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996).
14
LCDR James Todd Knight, Aircraft Survivability: Vulnerability to Directed High Energy
Weapons, (Thesis submitted to the Naval Postgraduate School) (Monterey, Calif.: Naval Postgraduate
School, December 1986), 126.
15
2025 concept, no. 900371, Automated Space Sentries, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
16
Knight, 51, 110.
17
Ibid., 45, 47.
18
Ibid., 45, 46.
19
2025 concept, no. 900605, Active Cloaking Film/Paint, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
50
Notes
20
2025 concept, no. 900647, Jet Exhaust Tracking AAMS/SAMS, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996) (PROPRIETARY); 2025 concept, no. 900508, Magnetic
Detection of Aircraft, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996).
21
Study of Oblique Detonation Wave Scramaccelerator for Kinetic Energy Weapons and Lethality
Testing, (Advanced Projects Research Inc., February 1990), abstract.
22
2025 concept, no. 900258, Oxygen Sucker, 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
23
2025 concept, no. 900436, Runway Targeting Smart Munition, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996); Wing Commander E. E. Casagrande, Non-Lethal Weapons:
Implications for the RAAF (Royal Australian Air Force Air Power Studies Center, November 1995), 1516.
51
Chapter 5
Synthesis
The bedrock of what we do is air superiority ... we want to dominate the other guys
airspace.
Gen Ronald R. Fogleman
Air War College address
The world of 2025 is a world of varied threats. The air threat can be as simple as a terrorist with
stinger missiles or Cessnas flying from Latin America or Cuba. On the other end of the scale, the threat could
be long-range cruise missiles from Iran, a Chinese stealth capability much the same as the F-117, a Russian
air-based laser, or a North Korean theater ballistic missile.
From the previous discussion several conditions can be derived that must be met for the successful
execution of the counterair mission. The first condition is that the US must be able to counter the full range of
threats, from the surface to the edge of space. These threats encompass the full range from small arms to
lasers. What is common to the airborne threats is that they cease to become threats once they are no longer
airborne.
This leads to the second condition, one based on the definition of counterair operationsthat mission
success is based on the neutralization of the enemys air forces. This can be accomplished by keeping them
on the surface or, if airborne, to remove them from the protected/defended airspace and hence remove the
threat they pose.
The third condition that must be met for successful execution of the counterair mission is to establish the
freedom to operate in any airspace with impunitythe crux of air superiority. The threat the US must deal
with is the antiair capability of today and tomorrowsomething as simple as a shoulder-launched antiaircraft
missile to a space- or surface-based laser similar in capability to the type described in our virtual trajectory.
52
Over time, we have recognized a fourth conditionthere will be an increasing need to perform the
counterair mission in both a lethal and nonlethal manner. A priority is reducing the exposure of air assets and
their operators to enemy fire.
The fifth condition is derived from the increasing ability to project great power over great distances in a
short period of time. This mission must be performed both at short range and at increasingly long ranges
and not only protect US airspace at home, but also be able to project power from CONUS to halfway around
the world at a moments notice.
Analysis
A critical assumption is derived from the previous analysis and the conditions described above: the
need for a mix of inhabited and uninhabited aircraft as well as surface- and space-based systems. The need
for inhabited aircraft is driven by the convergence of two forcesthe nature of a second wave airpower
threat and the fact that in our democracy we will always consider leaders, at all levels, responsible for their
actions. The inescapable conclusion is that some threats require not just a human in the loop, but a human on
the scene. At no point in the previous discussion has the assertion been made that any of these systems is
foolproof; in a given situation, one may present a better solution than another. The dominant battle space
awareness provided by the ISR and situational awareness systems of 2025 will never provide perfect
1
Examples are the probing missions conducted by the USSR near US airspace in Alaska during the cold
war and the shootdown of private aircraft near Cuba in February of 1996. In the future, US airpower will
encounter aircraft in international airspace with questionable or unknown intentions.
near-real-time relay of information, these circumstances will spawn situations where nothing can replace the
intuition, or gut instinct, of a pilot flying combat air patrol (CAP), making the determination based on
information from offboard, onboard, and experience.
The positive control implied by a pilot on-scene is a powerful deterrent as well; an adversary may be
much less likely to attempt to down an inhabited aircraft in a nonprovocative situation for fear of an adverse
US or international response. It is also likely that as countermeasures improve, there may be situations where
53
inhabited as well as uninhabited vehicles will be cut off, losing their eyes and ears. The advantage of
inhabited aircraft is that the pilot will be much more capable of recovering from the situation, and possibly
taking advantage of it, whereas if the UAV is cut off, it will require a fail safe that will, at best, allow it to
return to base.
On the other hand, in the case of a general war scenario, uninhabited vehicles, commanded from a
remote operations center for preprogrammed missions or via a real-time data link may be the weapon of
choice. In this case, the FotoFighter described in New World Vistas may be the right vehicle for taking out
enemy targets; combined with uninhabited reconnaissance, command and control, and relay aircraft, the
FotoFighter may be the best all-around choice for close-in and medium-range targets.
The disadvantages of the inhabited aircraft have been enumerated many times: high training costs,
limited number of platforms, limited number of pilots, and limited number of target engagements per platform.
An increasingly hostile threat environment, including hypervelocity missiles with multimode seeker heads,
makes conventional aircraft increasingly unattractive in terms of the cost of a single failed engagement. This
must be balanced with the projected relative ease and timeliness of the application of high-energy weapons,
whose maintenance costs may be high and where depth of magazine, particularly in the space-based situation,
may be limited.
The downside of aircraft is reaction time. The best equipped strike fighter is useless if it shows up
after the battle is lostand reaction time will be at a premium against our more sophisticated foes in 2025.
Adversaries will increasingly have access to weapons that today seem exotic, such as stealthy cruise
2
missiles. This is where US space- and surface-based capabilities come to the fore. The ability to detect,
acquire, identify, then destroy the enemys counterair capability within seconds will be the driver behind this
capability. It will also provide a more robust deterrent capability, since mobile surface and particularly
space-based assets are always forward deployed, basing is not a problem, and there are no assets to move to
a forward area under the global grid interconnectivity envisioned for 2025.
The forward deployment of space-based weaponry and the ability to instantly apply firepower is
particularly important against the cruise and ballistic missile threat. Once the threat is identified, time is
crucial. Delays in detection and identification due to active and passive stealth measures will mean the
leverage found in the immediacy of figuratively putting steel on target make DE weapons a key element of our
54
counterair capability. The complementary nature of high energy lasers, HPM, and railgun kinetic energy
weaponry will provide an all-weather, multitiered defense against the ballistic and cruise missile threat of
2025.
The result of the analysis is the identification of a need for a combination of capabilities, a synthesis of
the three trajectories. The identification of the strengths and weaknesses demonstrate how the capabilities
described in each trajectory complement each other. The combination yields a counterair triad that matches
capabilities against threats, and best succeeds at meeting the conditions for successful mission execution
described above.
Comparison
Four approaches were developed for conducting the counterair mission based on the evolutionary,
penurial robophile, and virtual trajectories, plus a fourth approach defined by the system of systems
combination of all three: the counterair triad. Table 1 compares each of the four approaches and maps it
against a set of criteria describing the capabilities required in 2025. A four-level gray scale was developed
for comparison of each approach against those criteria. On this scale, white means the criteria were not well
covered or the capability is limited, with gradations up to black, meaning the criteria is well covered or the
capability is robust. These criteria allow a side-by-side comparison of all four approaches to better
visualize what each brings to bear in the conduct of the counterair mission.
1. Applicability to Multiple Scenarios. There are three types of scenarios at a high levela regional
competitor (a medium-tech, second wave adversary such as Iraq or North Korea); a peer competitor (the old
USSR or a future China); and a niche competitor (terrorist/insurgency, etc.). Measure of merit: white =
covers none; light gray = one of the three; dark gray = covers two of the three; black = covers all.
2.
Capability Leap.
revolutionary improvement in capability. Measure of merit: white = current capability; light gray = minor
improvement in capability; dark gray = significant improvement in capability; black = order of magnitude
improvement (revolutionary).
55
3. Range. Applicability to close-in (less than 150 miles), medium-range (150-1000 miles), and longrange (1000+ mile) engagements. Measure of merit: white = none; light gray = engages at one range set; dark
gray = engages at two range sets; black = at all ranges.
4. Selectivity. Describes the range of options provided by the approach, from lethal to nonlethal.
Measure of merit: white = no capability; light gray = nonlethal; dark gray = lethal; black = selective lethality
(nonlethal to lethal).
5. Response Time. Indicates the time between the decision to employ force until action against the
threat. Measure of merit: white = days; light gray = hours; dark gray = minutes; black = seconds.
6. Flexibility. Reflects the ability to provide a flexible response in the mission profile prior to
weapons employment. Measure of merit: white = none; light gray = some; dark gray = routine; black =
selective.
7. Fragility. Indicates the perceived cost of the loss a of single assetaircraft, spacecraft, cruise
missile, and so forth. and/or loss of life. Measure of merit: white = very high; light gray = high; dark gray =
medium; black = low.
8. Targeting. Describes the number of potential target engagements per sortie. Measure of merit:
white = single; light gray = few; dark gray = many; black = lots.
9. Weapons Engagement Area. Indicates the effective area the system can engage in at one time.
Measure of merit: white = visual range; light gray = sensor range; dark gray = regional (beyond platform
sensor range); black = global.
10. Basing Limitations. Describes the type of basing required for each approach. Measure of merit:
white = in the area of operations; light gray = in the CINCs AOR; dark gray = CONUS; black = flexible.
11. Cost. Reflects the relative cost of deployment/employment of the approach in each approach.
Measure of merit: white = very high; light gray = high; dark gray = moderately high; black = baseline.
From this comparison it is clear that each approach has certain strengths and weaknesses.
The
evolutionary approach is more achievable given todays state of the art and can accommodate more sensitive
situations through direct contact of the pilot on-scene, but is more fragile and less responsive than the other
two to immediate threats. The penurial robophile approach has more overall strength, but lacks some
fidelity, even with ground pilots and, like the evolutionary trajectory, suffers from an inability to respond to
56
immediate threats. The virtual trajectory is best suited for situations requiring an immediate response
(overseas threats or cruise missiles), but requires the greatest leaps in technology, most significant cost, and
the most trust in the systemnot necessarily a given when such significant responsibility and accountability
is demanded of our people. The fourth approachthe triadcovers the approaching threat and required
capabilities of 2025 best. A balance of response time, lethality, fidelity, and cost, the counterair triad allows
us to respond with the right amount of force at the right time in the right place.
Table 1
Comparison of Counterair Approaches
Approach
Evolutionary
Criteria
Applicability
Capability Leap
Range
Selectivity
Response Time
Flexibility
Fragility
Targeting
Weapons Engagement Area
Basing
Cost
Penurial
Robophile
Virtual
Triad
The analysis of the three trajectories allows us to put in perspective a more comprehensive approach to
the accomplishment of the counterair mission. Each trajectory had its own approach to the counterair
problem based on a particular set of assumptions. The convergence of these trajectories leads to a solution
set all its ownwhere the triclinic of these trajectories meets to address a wide range of threats in a variety
of environments. The result of this synthesis are found in the next chapter.
Notes
1
Col Jeffery R. Barnett, Future War: An Assessment of Aerospace Campaigns in 2010 (Maxwell
AFB, Ala.: Air University Press, January 1996), 83.
2
Ibid., 111.
57
Chapter 6
Recommendation
You should not have a favorite weapon. To become over-familiar with one weapon is as
much a fault as not knowing it sufficiently well. You should not copy others, but use
weapons which you can handle properly. It is bad for commanders and troopers to have
likes and dislikes. These are the things you must learn thoroughly.
Miyamoto Musashi
A Book of Five Rings
The overall requirements for the counterair mission are based on the conditions for successful mission
execution described in the previous chapter. The trajectories presented reflect the need to examine the
extreme ends of the scale on which counterair missions may be conducted, using an anything but criteria.
The first trajectory examined what if technology does not advance much, or the money is not there to
implement many changes. The second trajectory looked at how counterair would be conducted if we used
anything but inhabited vehicles.
conducted using anything but aircraft. Having reviewed these potential outcomes, we realize that in 2025 the
counterair mission would and must actually use a mixture of systems from each of the three. There are some
common themes running through all of the trajectories, and these will be a part of the counterair mission in
2025the need for enhanced, real-time intelligence, surveillance, and reconnaissance (ISR), using multiple
modes of detectionRF, IR, EO, SAR, spectrographic analysis, laser imaging, magnetic anomaly detection,
passive and active intelligence collection, and so forth. Each trajectory also clearly recognized the human
propensity for visualization, and identified the need for an operations center based on a near-real-time, threedimensional presentation of the battle spacea holographic war room. The war room will use advanced
knowledge processing to synthesize a visual view of the threat based on multimode polyocular processing,
58
using the inputs from the many multispectral eyes available to generate a detailed image and depiction of
threat capability for course-of-action generation, simulation, selection, and mission execution. The glue that
holds these elements together is communicationsa robust mix of dedicated military and civilian
communications. The combination of information processing to allow situation awareness at a level of detail
that can be tailored to the user or operation, combined with real-time simulation and observation of the
friendly and enemy actions, and connected by a global grid of intermeshed communications nodes, allows
prompt and sustained action in support of air operations.
The varied threat will require a mix of response capabilitiesfrom low-threat, low- speed, nonlethal
responses to high-threat, high-speed, lethal response. In each of the three trajectories, there are cases where
the capability described is wholly appropriate for the situation. The high-probability second wave threat
makes conventional aircraft attractive; the need for stealthy, low-cost, less personnel-intensive,
AOR-specific reach and force application make uninhabited vehicles an approach whose time has come; and
the need to counter high-speed, high-lethality threats such as TBMs, ICBMs, or cruise missiles, or the need to
react on a moments notice with power projection to a deployed force or ally halfway around the world
makes surface- and space-based weapons an excellent choice. This drives the need for inhabited and
uninhabited aircraft, as well as surface- and space-based capabilities for the world of 2025.
The counterair forces of 2025 will use the information collection, processing, distribution, and
presentation methods described in each of the three trajectories. Distributed satellites, using hyperspectral
collection methods, will be processed in real-time to provide everything from wide-area, synoptic views
down to details on specific targets.
commander (JFACC) of 2025 will be able to use a holographic war room to visualize the battle space, ask
the battle management operations center processor to show suspected enemy courses of action, suggest
friendly courses of action, and project outcomes. The friendly courses of action will be based on the nature
of the threat and the CINCs intent. Simulations can be run for various combinations of friendly versus enemy
COAs, and using elements of Chaos theory, projections made on the utility and chance of success of the
59
responses. From these, the CINC or JFACC can make the appropriate choice and implement it in near-realtime.
The key to determining which assets are required to perform the counterair mission of 2025 is a function
of the threat, the required level of deterrence, disruption, or destruction of enemy air forces, and the
timeliness of the required response. Minimal threats require minimal, nonlethal response, but politically
sensitive operations may require feedback that is only possible with inhabited aircraft. More substantive
threats, such as F-22 type aircraft or uninhabited strike aircraft such as an enemy FotoFighter, may require
lethal to nonlethal responses that can range from short to long range, and varied amount of time to react,
making either inhabited, UAV, or surface- or space-based response appropriate. Antiair railguns, with
projectiles moving at hypersonic speeds, will provide a lethal air defense capability against enemy UAVs.
At the extreme end of the spectrum, the threat may consist of hypersonic stealthy cruise missiles, theater
ballistic missiles, or ICBMs where a long-range, immediate response is required, making surface- and/or
space-based assets the only appropriate response (fig. 6-1). The end result is a triad approach based on
threat, intended effect, and immediacy of response. The options available to the JFACC will be composed of
the systems described by our three trajectories. The JFACC will apply the portion of airpower that best
suits the mission objective, threat, and desired weapons effect, and his instructions will be passed via his
holographic war room. The JFACC will watch his instructions being carried out and get BDA in near-realtime. The common link that will drive this capability will be communications capability. The importance of
this capability cannot be over-emphasized as we look forward to 2025.
60
Clipart elements from Federal ClipArt 1995 with courtesy from One Mile Up, Inc., and Microsoft Clipart
Gallery 1995 with courtesy from Microsoft Corp.
Figure 6-1. Counterair Triad Concept of Operations
The result is a concept of operations based on systems from all three trajectories. As a singular
superpower in a multipolar world, the complexities of the counterair threat posed to the US will only
increase. The capabilities-based response made possible by the counterair triad described above ensures the
US air superiority against each of the threat environments posed above, whereas any one alone will not. The
overlapping synergy of the counterair system of systemsthe counterair triadwill ensure air superiority for
the US in 2025 and beyond.
61
Conclusion
When offensive weapons make a sudden advance in efficiency, the reaction of the side
which has none is to disperse, to thin out, to fall back on medieval guerrilla tactics
which would appear childish if they did not rapidly prove to have excellent results.
Gen G. J. M. Chassin
In war the chief incalculable is the human will.
B. H. Liddell Hart
The three trajectories presented in this paper are the culmination of a comprehensive analysis of what
the counterair mission might entail in the year 2025. Each was developed with an eye toward continuing and
sometimes exponential technological progress and innovation. Yet, while there should be little doubt that the
far-reaching advances envisioned in these approaches will play a critical role in tomorrows military, it
would not only be wrong to expect technology to be solely responsible for shaping those forces, it would be
dangerous to do so. Hence, our triada system of systems derived from a combination of the evolutionary,
penurial robophile, and virtual trajectories described in this paper. Many of the concepts depicted in this
paper are common to all three trajectories, and they are easily assimilated into the triad. Other concepts can
be found in only one of the postulated futures, and those that complement each other to best address the
capabilities required in 2025 have been included in the recommendations.
The ability to collect and process information will be as central to the decision- making process in
2025 as it is today, and our triad relies on significant advances in this area. As previously described, stealth
and weapons technology are also expected to make significant leaps in the next 30 years. The most profound
changes, though, will come with better human-machine interfaces for the commanders, planners, and pilots of
2025 which will, without doubt, improve the efficiency and effectiveness of each sortie flown. But, even
with an exponential technological growth, the human in the loop and on the scene will still be a requirement.
Machines can be programmed to learn; machines can be programmed to react in given scenarios; machines
can make decisions. However, machines cannot be programmed with the gut feel that has always been, and
always will be, an integral aspect of how we fight. As long as commonsense reasoning remains the holy grail
of artificial intelligence research, the best computer available will continue to be the one between the ears.
The bottom line: the counterair triad will be the right capability for performing the counterair mission in
62
2025, while the human in the loop or on the scene, and their instincts and intuition concerning everything from
gauging enemy intentions to the decision to fire weapons, will continue to be the last word on how we
conduct the counterair mission.
63
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Ala.: Air War College/2025, 1996).
65
2025 concept, no. 900202, Space-based Special Operations Forces, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
2025 concept, no. 900211, LADAR Identification Friend or Foe, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
2025 concept, no. 900233, The Very Small, Very Smart Bomb, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
2025 concept, no. 900239, Space-based Missiles with Photo Warheads, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
2025 concept, no. 900244, Global Positioning System Guided Munitions, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
2025 concept, no. 900258, Oxygen Sucker, 2025 concepts database (Maxwell AFB, Ala.:
College/2025, 1996).
Air War
2025 concept, no. 900278, Real-Time Virtual Uplink with Unmanned Aircraft, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
2025 concept, no. 900288, Swarms of Micro-Machines, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
2025 concept, no. 900299, Hunter-Killer Attack Platform, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
2025 concept, no. 900313, Spaceborne/Airborne Hologram, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
2025 concept, no. 900317, Tactical Information Display Helmet, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
2025 concept, no. 900336, Cloaking, 2025 concepts database (Maxwell AFB, Ala.:
College/2025, 1996).
Air War
2025 concept, no. 900359, Air-to-Air Missile Interdiction, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
2025 concept, no. 900364, Bionic Eye, 2025 concepts database (Maxwell AFB, Ala.:
College/2025, 1996).
Air War
2025 concept, no. 900365, Sensor Cockpit, 2025 concepts database (Maxwell AFB, Ala.:
College/2025, 1996).
Air War
2025 concept, no. 900371, Automated Space Sentries, 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
2025 concept, no. 900385, 3-D Holographic Battlefield Display, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
2025 concept, no. 900392, Acoustic Weapon, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
2025 concept, no. 900405, Weapon Health Monitoring, 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
2025 concept, no. 900414, Artificial Intelligence: A New Aircrew Member in Tomorrows Combat, 2025
concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996).
2025 concept, no. 900417, Battlespace Awareness Holosphere, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
2025 concept, no. 900436, Runway Targeting Smart Munition (RTSM), 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
66
2025 concept, no. 900441, The Uninhabited United States Air Force, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
2025 concept, no. 900481, Destructo Swarmbots, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
2025 concept, no. 900500, Unmanned Fighter Bomber, 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
2025 concept, no. 900508, Magnetic Detection of Aircraft, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
2025 concept, no. 900522, Space-Based AI-Driven Intelligence Master Mind System, 2025 concepts
database (Maxwell AFB, Ala.: Air War College/2025, 1996).
2025 concept, no. 900526, Space-Based Airspace Control & Deconfliction System, 2025 concepts
database (Maxwell AFB, Ala.: Air War College/2025, 1996).
2025 concept, no. 900528, Stealthy Lethal UAV, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
2025 concept, no. 900550, Personal Digital Assistant, 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
2025 concept, no. 900554, Adaptive Munitions, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
2025 concept, no. 900555, Sensor-to-warhead Operations, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
2025 concept, no. 900573, Dielectric Materials For Stealth, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
2025 concept, no. 900580, In-Flight Air Refueling/Rearming of Strike UAVs, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
2025 concept, no. 900605, Active Cloaking Film/Paint, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
2025 concept, no. 900619, Panoramic Night Vision Goggles, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
2025 concept, no. 900638, Autonomous Smart Bombs, 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
2025 concept, no. 900647, Jet Exhaust Tracking AAMS/SAMS, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
2025 concept, no. 900675, Ordnance Enroute Reporting, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
2025 concept, no. 900676, Defense of Missile-Delivered, Multiple Conventional Warheads, 2025
concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996).
2025 concept, no. 900777, Smart Structure Aircraft, 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
UAV Force concept. Aviation Week & Space Technology, 10 July, 1995, 42-43.
USAF Scientific Advisory Board. New World Vistas: Air and Space Power for the 21st Century, Summary
Volume. Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995.
USAF Scientific Advisory Board. New World Vistas: Air and Space Power for the 21st Century.
Unpublished draft, the Directed Energy Volume. 15 December 1995.
67
Director, Test and Evaluation and Technology Requirements. Unmanned Tactical Aircraft concept,
Technology Initiatives Game 95 (Systems Handbook), U.S. Naval War College, 18-22 September
1995.
van Creveld, Martin L. The Transformation of War. New York: The Free Press, 1991.
68
A Research Paper
Presented To
Air Force 2025
by
Lt Col Robert H. Zielinski
Lt Col Robert M. Worley II
Maj Douglas S. Black
Maj Scott A. Henderson
Maj David C. Johnson
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
CONTENTS
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations........................................................................................................................................iv
Tables.................................................................................................................................................v
Executive Summary ...........................................................................................................................vi
Introduction.........................................................................................................................................1
Investigation Recommendations.......................................................................................................51
Future ConceptsA System Analysis...................................................................................52
iii
Appendix
A
Page
Illustrations
Figure
Page
2-1.
3-1.
Gravity Gradiometer.........................................................................................................................14
3-2.
Anti-ASAT System...........................................................................................................................15
3-3.
3-4.
3-5.
3-6.
3-7.
3-8.
3-9.
HELAS. ............................................................................................................................................37
3-10.
3-11.
3-12.
GroundBased Lasers.......................................................................................................................43
4-1.
4-2.
A-1.
Core Competencies...........................................................................................................................57
iv
Tables
Table
Page
System Analysis Score Sheet: Miniaturization, Stealth, and Detection/ Targeting Concepts............53
System Analysis Score Sheet: Kinetic Energy and Directed Energy Concepts.................................54
Executive Summary
Space superiority, like air superiority today, will be a vital core competency in the year 2025. US
national security is already heavily leveraged in spacea trend which will increase in the future. Likewise,
other countries and commercial interests will continue to seek the valuable high ground of space. Where
space interests conflict, hostilities may soon follow. Protecting the use of space and controlling, when
required, its advantage is the essence of counterspace.
This paper demonstrates the need for, and the means by which, counterspace operations will be
conducted in the year 2025. A number of factors will drive the need for a robust counterspace capability in
2025. Space will be seen as a vital national interest based on its significant role in maintaining national
security. In addition, the ability to operate freely in the space theater of operations will drive the United
States (US) to implement capabilities to protect its vast array of space platforms as well as those of its
friends and allies. Finally, the importance of space assets in achieving information dominance will force a
serious examination of the requirement for developing offensive counterspace capabilities and placing
nonnuclear weapons in space.
In order to field credible and effective counterspace capabilities, the US must take advantage of current
leaps in computer technologies and nurture advances in other areas.
Successes in miniaturization
technologies, such as nanotechnology and microelectromechanical systems, will spawn advances in space
detecting and targeting capabilities and space stealth technologies. In turn, kinetic and directed energy
weapon systems will likely constitute the backbone of future offensive and defensive counterspace
capabilities. A counterspace architecture must and will integrate enemy target detection, target identification,
command and control, defensive counterspace capabilities, and offensive counterspace capabilities to expand
the options available to future commanders.
The focus we place today on counterspace requirements will directly impact the space forces we field
in year 2025. This paper identifies the need for counterspace and provides a variety of concepts to do the
job. Each concept includes a system description, a concept of operations, and a discussion of possible
vi
vii
Chapter 1
Introduction
The year is 2025. Somewhere in a low-earth orbit, a USowned communications satellite, one of
dozens, quietly and unexpectedly goes off the air. Ground controllers with their extensive computerized
control systems are puzzled but surprisingly not alarmed. They should be.
Unknown to them, or to the United States (US) defense community, a consortium of rogue nation-states
and organized crime cartels has just tested their new, hi-tech satellite blanker. The threat to the single
satellite is formidable. The threat to US national security will be devastating when these satellite blankers
can target multiple satellites simultaneously.
In an
unexpectedly swift and decisive move, links to US military forces worldwide are cut, global positioning
system (GPS) navigation is virtually nonexistent, and a majority of US commercial and military
reconnaissance returns are nothing but static. Unfortunately, US counterspace capabilities failed in this
fictional glimpse into the future.
This paper's purpose is to demonstrate the need for, and the means by which, counterspace operations
will be conducted in year 2025. The future, specifically by the year 2025, will see many nations capitalizing
on the vantage point of space for both commercial and military reasons. The US will continue its growing
reliance on military and commercial space-based capabilities. To protect those capabilities and, when
necessary, deny similar capabilities to adversaries, the US must be able to conduct counterspace operations
to achieve space superiority.
In building the case for counterspace operations, we make no limiting assumptions. We expect space
will be as open and accessible in 2025 as air travel is today through international airspace. The pervasive
nature of space assets will foster the broad use of space by most of the nations of the world. Protecting the
use of space and contro lling, when required, its omnipresent potential advantages is the essence of
counterspace.
This paper first frames the counterspace challenge by emphasizing the urgent and compelling need for a
counterspace capability in the 2025 time frame. The discussion then turns to the road to weapons in space
and the current proliferation of space capabilities today. Next, we describe counterspace system concepts
that will add credibility and substance to future US counterspace operations. These concepts are organized
within five technology categories:(1) space detection and targeting, (2) miniaturization, (3) space stealth,
(4) kinetic energy weapons, and, (5) directed energy weapons. Some concepts stretch the imagination but
undoubtedly will lay a foundation for what the future space fleet should look like. Next, the concepts are
woven into a space defense network to illustrate a system connectivity and concept of operations. Finally,
the paper makes some investigative recommendations for future procurement and technology assessments.
Chapter 2
Space superiority will be a key pillar in the warfighting doctrine of the future. In developing joint
doctrine for the twentyfirst century, the Joint Warfighting Center (JWC) emphasizes the integration of three
capabilitiesprecision
engagement,
battlespace
awareness,
and
enhanced
Command,
Control,
BATTLESPACE
AWARENESS
PRECISION
ENGAGEMENT
SYSTEM OF SYSTEMS
ENHANCED
C4I
The combined effects of such future capabilities as sensor-to-shooter linkage, realtime situational
awareness, precise knowledge of the enemy, exponential increases in data processing, and modern command
and control systems will increase US destructive effectiveness above that of any competitor.
In the 2025 time frame, each of these capabilities could be performed solely from space, or, if not, will
rely heavily on space systems.
gathered in all spectra to turn battlespace awareness into knowledge. Battlespace awareness also includes
information warfare. In a world heavily reliant on satellite communications, space will be a critical
battlefield in any enemys information war. Enhanced C4I will rely on space technology to identify important
targets, handle data provided by the expansion of sensors, and transfer information to the weapons or forces
best suited for the engagement. Precision engagement will invariably be dependent upon enhanced satellite
global positioning data, space assisted targeting capabilities, and satellite communications to tell the shooter
where to put bombs on target. This type of warfighting framework will rely heavily on space capabilities.
Because of this growing reliance on space, a vigorous counterspace capability will be required to protect US
capabilities and deny the enemy any advantage to be gained from the employment of their space assets.
future? As a point of comparison, Soviet space strategy envisioned space as an extension of the terrestrial
2
armed force, including nuclear force (if coupled with other signs of preemployment or preparation) might be
3
the reply. If the destruction of a satellite or its command and control segment leads to the loss of American
lives, this should be seen no differently than the shootdown of a C-17 loaded with airborne troops. Another
scenario is one in which space-based intelligence, degraded by an enemy, causes the Federal Bureau of
Investigation to fail to stop a terrorist bombing which might have been avoided with unspoiled spacebased
information. Will this be tolerated in 2025? The ramifications of a failure to achieve and maintain space
superiority are far reaching to the civilian as well as the military population.
Gen Charles Horner, former commander in chief, United Space Command, envisioned his worst
nightmare as seeing an entire Marine battalion wiped out on some foreign landing zone because he was
unable to deny the enemy intelligence and imagery garnered from space assets.
to operate our own space systems while developing and deploying the capability to negate an adversarys use
of space to support hostile military or terrorist forces. The means to accomplish these goals lie in the ability
to perform the counterspace mission. Options for space system negation are bounded only by methods
available to attack an enemy. Hard kill can be accomplished by directly targeting the satellite with kinetic or
directed energy weapons or by attacking groundbased control facilities or launch sites. Soft kill methods
5
include jamming or intruding the satellite signal or targeting the communication links or ground stations.
In addition to protecting our satellites and denying the enemy the ability to use space against us, the US
must preserve its freedom of action in space. In a future where space is equivalent to international airways
or seaways of today, the US must be able exercise an equivalent freedom of passage in space. This includes
operating military and commercial satellites when and where they are needed. The increasing impact of
space systems on military, political, and economic policy make the freedom to operate in this medium critical
to US prosperity. Commercial interests using space today range from global telecommunications to global
positioning. Ultimately, ensuring freedom of navigation to friends and allies will serve to enhance US
prestige abroad in support of national security objectives. This will require the ability, through force if
necessary, to assure friendly space assets the ability to freely operate in space.
Space superiority, gained and maintained through offensive and defensive counterspace actions,
supports the concept of information dominance. The main product of space systems is information. From
communications to imagery, weather, or remote sensing, satellites provide information which today is used
by a broad spectrum of clients. Identified as a significant part of the battlefield of the future, information
6
warfare may be a new type of strategic warfare. In the future, space will be inextricably tied to information
and thus information warfare. Information dominance can mean the difference between success and failure of
diplomatic initiatives, successful crisis resolution or war, or forfeiture of the element of surprise. Therefore,
the ability to attain information dominance can widen the gap between friendly actions and enemy reactions.
On the other hand, failure to achieve information dominance at the onset of hostilities could lead to the
7
any further discussion of information warfare, it seeks to point out the value of space assets (and therefore
vigorous counterspace actions) to achieving information dominance in the future.
In order to protect vital interests in space, ensure freedom of space navigation, and achieve information
dominance, the US will eventually require weapons in space. The need to counter future space threats and
minimize US space vulnerabilities will drive the American people to accept the inevitableweapons in
space. A discussion of the political, policy, and treaty ramifications of weapons in space will highlight some
of the existing hurdles to such a venture.
So the question remains, What will be the road to weapons in space? What preconditions will be
necessary in the areas of treaties, politics, policy, and social perspective that will lead our military and
political leaders to actually break that self-imposed, invisible boundary? There are several treaties which
deal with various aspects of military space activities. These include the Limited Test Ban Treaty (1963), the
Outer Space Treaty of 1967, and the Antiballistic Missile (ABM) Treaty (1972).
8
been negotiating with Russia on modifying the ABM Treaty, which prohibits space-based ABM systems, in
order to allow for development and deployment of more capable theater missile defense. Some say the ABM
Treaty is a product of the cold war whose time has past. Others say the US should just abrogate it outright.
Many are now talking about changing the treaty or abandoning it altogether. It seems possible that the ABM
Treaty is on the verge of significant change which may remove one of the main treaty obstacles to force
application in space.
With respect to national policy, we have come a long way from Dwight D. Eisenhowers fundamental
principles that US space activity would be devoted to peaceful purposes for the benefit of all mankind. More
recently, President George H. Bushs policy specified defense against enemy space attack and assuring
9
One could certainly argue that based on the changes in national policy, an
application from space is a good place to start. The problem is policy is meaningless if the nations leaders
lack the will to implement it or support those who try to implement it. Our national politicians need to
recognize the critical nature of space systems, space vulnerabilities, and the need to support pursuing space
control and force application capabilities in space. This awakening must occur before a crisis arises and
before an antagonistic nation either attacks or deploys the capability to destroy US space assets and holds the
nation hostage. Shifts in political will may be forming today as the Congress has been trying to pass
legislation to deploy a national missile defense system.
Public will is another matter and is something infinitely difficult to assess. Focusing closer to home, the
American people must be asked, Are you comfortable with the idea that some rogue nation is able to destroy
both military and civilian satellites causing you to lose your cable TV, your cellular phone, and the
navigation system that guides you to your favorite fishing hole. All things considered, it seems reasonable to
predict by 2025 the US will have mustered the political and social will, in recognition of the absolute
criticality of assured freedom of operation in space, to get over the sanctuary hurdle and place the necessary
space force structure in place.
objective in the late 1980s was a spacebased highenergy laser ASAT weapon to complement their current
ASAT capable systems.
11
area alone, six different constellations will become operational in the late 1990s.
Table 1
Proposed LEO Communications Systems.
COMPANY
TELEDESIC
MICROSOFT/MCCAW
IRIDIUM
GLOBAL STAR
MOTOROLA, LOCKHEED
LORAL, QUALCOM &
SPACE SYS
ELLIPSAT CORP/
WESTINGHOUSE
FAIRCHILD
TRW
ELLIPSO
ODYSSEY
ARIES (FORMERLY)
CONSTELLATION COM,
INC. & DEFENSE
SYSTEMS
# SATELLITES
900 (40+4 IN EACH
PLANE)
66 (+ 7 SPARES)
48 (6x8) +8 SPARES
ORBIT/
INCLINATION
21 PLANES
98.2 DEG SUN SYNC
6 PLANES/ 11 EACH
8 PLANES 52 DEG
COST
IOC
$15B
2001
$3.4B
$1.8B
1994
1997
14-18
ELLIPTICAL 63.4
DEG
$650M
1998 (?)
12-15
55 DEG
3 PLANES 4 SAT
4 PLANES
CIRCULAR
$1.3B
1999
$300M
1994
48 (4x12)
Source: USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
(unpublished draft, the space applications volume, 15 December 1995), 7.
In addition to the explosive commercial growth in space, the military continues to press the strategic
advantage that control of the space domain offers. Desert Storm can arguably be designated the First Space
War. From weather forecasting to target intelligence, US success relied heavily on spaceborne systems.
National assets, combined with our GPS constellation, increased the accuracy of our forces, both in, and out
of the Kuwait/Iraq theater. The defense satellite program (DSP) system provided tactical warning of Scud
launches within minutes, enabling our defense forces to come to their highest alert and defeat the threat.
More so than in any past conflict, connectivity between the fielded forces and the commander make
information and decisions instantly available to the one who needed it mostthe war fighter. As the US
depends more and more on precision as a force multiplier, the ability to detect, identify, and target threats
will become paramount. To counter increasingly mobile enemy forces, this ability needs to be either real
time or near real time. Space offers a medium for near instantaneous, cheap communications. It offers the
possibility of continuous surveillance plus highly accurate positioning. In Jeffery Barnetts book, Future
War, he called these war-deciding capabilities.
13
owner of the space asset, the enemys ability to access the information could be very detrimental to our
cause. Even in 1991 the CNN factor was significant. Saddam Hussein certainly had his television on,
even if he could not talk to his troops.
The Teal Group Corporation, a defense and aerospace analysis firm, identified 949 spacecraft that have
14
restrictions on sales of computers will allow many countries to manipulate, store, and disseminate mediumresolution data, such as that offered by satellite positioning and tracking (SPOT) and LANDSAT, and make
the imagery vastly more useful to foreign militaries. By encouraging US concerns to become commercial
leaders in selling imagery as fine as one meter resolution, the government hopes to discourage many other
15
These current capabilities, demonstrated by multiple countries, are a loud warning to the US to maintain
its edge in space technology. Improved capability can be expected in the future. The increase in satellite
information vendors means organizations without space capability can purchase the end product from a wide
variety of sources.
10
Existing US technology can strike all segments of space assets. Demonstrated F-15 (ASATs) takes
16
make medium earth orbit and high earth orbit systems vulnerable in 2025. Ground and user segments today
are vulnerable to both conventional and nonconventional attack.
conventional forces, spacebased forces, or other advanced technology ground/air forces. These threats can
be extensions of todays technology, such as F-15 ASAT derivatives or the detonation of nuclear weapons in
space. Another possibility will result from leaps in technology that enable realistic directed energy, kinetic
energy, and electromagnetic pulse (EMP) based weapons to be directed to individual targets.
To this point, the discussion has focused on the need for counterspace capabilities in 2025 and the
challenges facing US forces in gaining and maintaining space superiority. The next section describes key
technology areas, ranging from space detection and targeting to directed energy weapons, as well as specific
concepts and capabilities, which will enable US commanders to absolutely control the high ground in 2025.
NOTES
1
Joint Warfighting Center Doctrine Division, Warfighting Vision 2010 (Draft) (Fort Monroe, Va.:
1995), 10.
2
Gen John L. Piotrowski, A Soviet Space Strategy, Strategic Review, Fall 1987, 56.
3
Ibid., 57.
4
Prepared statements of Gen Charles Horner, commander in chief, United States Space Command, in
Senate, Space Seen as Challenge, Militarys Final Frontier (Defense Issues, Prepared Statement to
Hearings before the Senate Armed Services Committee, 90th Cong., 1 sess., 1993), 7.
5
Ibid.
6
Barry R. Schneider, Battlefield of the Future, The Revolution in Military Affairs (Maxwell AFB,
Ala.: Air University Press, 1995), 80.
7
Maj James G. Lee, Counterspace Operations for Information Dominance (Maxwell AFB, Ala.: Air
University Press, 1995), 4.
8
AU-18. Space Handbook. Vol. 1, A Warfighters Guide to Space (Maxwell AFB, Ala.: Air
University Press, 1993), 5556.
9
Ibid., 103.
10
Nicholas L. Johnson, Soviet Military Strategy in Space (New York: WW Norton and Co., 1986),
155.
11
Capt Gregory C. Radabaugh, Soviet Antisatellite Capabilities, Signal, December 1988, 8183.
11
12
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
(unpublished draft, the space applications volume, 15 December 1995), 7.
13
Jeffery R. Barnett, Future War, An Assessment of Aerospace Campaigns in 2010 (Maxwell AFB,
AL: Air University Press, 1996), 41.
14
James R. Asker, Space Control, Aviation Week & Space Technology, 23 May 1994, 57.
15
Ibid., 51.
16
While the technology demonstration program validated the concept, F-15 ASAT missiles and
warheads were not maintained after cancellation of the program.
12
Chapter 3
offensive capabilities, they also lead to formidable defensive capabilities in countering enemy kinetic energy
weapon (KEW) and directed energy weapon (DEW) attack.
In order to defend against an ASAT, for example, the defending satellite (or its controlling system) must
be able to detect approaching threats in order to defensively react. Defensive traits must go beyond today's
satellite hardening and limited space maneuvering. In 2025, space systems must be able to organically detect
intruders, have builtin stealth characteristics, and if needed, be able to actively defend against attack. The
following concepts explore some system possibilities intended to give the space force commander dominant
battlespace awareness.
Gravity Gradiometer
System Description.
Gravity gradiometers are instruments and systems that detect mass density
contrasts. Recent gravity gradiometer research has focused on sea-based submarine detection applications.
This concept goes several leaps forward and proposes its use in space as a passive detection system.
13
Concept of Operations. With multiple gravity gradiometers located on multiple satellites in orbit,
approaching foreign bodies can be passively detected.
combined with data from other detection devices in Kalman filtering or data fusion algorithms to enhance
detection and even identification probabilities.
Gravity gradiometers embedded in multipurpose satellites or spacecraft will detect approaching bodies.
Multiple gradiometer systems can accurately pinpoint foreign body locations for follow-on defensive
reactions.
Four critical subtechnologies are identified for feasibility investigations with gravity gradiometers.
These are (1) gravity gradiometer technology itself; (2) advanced filtering algorithms to combine data from
other sensors to enhance detection, location, and identification of approaching bodies; (3) modeling
capabilities to appropriately model gravity gradiometer errors and signals; and (4) simulation capabilities to
determine the gravity gradiometer accuracy required as a function of the size and mass distribution of the
14
body under scrutiny, as well as its proximity and maneuver pattern. In order to be able to use the gravity
gradiometer in a space detection mode, technology advances must yield a system, which can be deployed in
space, capable of detecting an object on the order of 100 kilograms at a range of 100 nautical miles.
Reaching this sensitivity by 2025 is an extreme challenge and may be a limiting factor in fielding this
technology.
Countermeasures. Synthetic gravity fields may provide effective countermeasures to gravity
gradiometer systems. However, the technological leap to produce gravity is formidable and not likely by
the year 2025. Nonetheless, combining data from other sensors (space based or ground based) to validate
organic gravity gradiometer inputs would counter synthetic gravity deceptive attempts.
Anti-ASAT System
System Description. The Anti-ASAT system incorporates a host of sensors embedded on orbiting
satellites or spacecraft combined with an artificial intelligence program to detect approaching bodies.
Sensors will detect all forms of radiated wave energy (IR, RF, electromagnetic, etc.). Additionally, the
concept design includes ablative and reflective coatings on the host satellite for defense against directed
energy attack.
15
Countermeasures. An overwhelming attack could defeat the system's selfprotection capabilities and
destroy or degrade the satellite.
selectively deny information to an adversary from his own military satellite system or a commercial system.
In addition, a space interdiction net will be used to determine whether damage to US or friendly satellites is a
result of malicious action or natural causes, such as solar flare or asteroid collision. Consisting of an
orbiting grid of satellites capable of continuous coverage of the earth, the space interdiction net will use a
web of interlinked microsat systems to radiate a very low power force field over the globe. The field
generated by the constellation will act as a blanket around the earth and will be able to detect any energy
penetrating the blanket, seek out the desired signal, and jam or degrade that portion of the signal which is
important. This force field will be capable of picking up transmissions in a wide range of frequencies and
will use triangulation from three or more satellites to pinpoint the source. A capability to detect 70 percent
of the transmissions will probably be attainable in 2025. All data deemed not critical to enemy hostile action
is left alone to be received as originated. This selectivity enables US commanders to take positive military
action to deny an enemy critical information without disrupting nonmilitary information traffic.
16
between 1999 and 2005) and commercial systems will form the backbone of the space information network.
The key to performing counterspace operations in this environment will be the ability to identify the critical
information being transmitted to an enemy. Upon detection of hostile satellite signals, the interdiction grid
will be able to deploy a number of countermeasures ranging from jamming and electronic warfare to
destruction via kinetic or directed energy weapons.
17
that they deny information to all users. The detection and interdiction system will be capable of specifically
identifying only that information which is being used against the US or its allies. This information can then be
used by field commanders and the national command authorities (NCA) to determine whether or not to take
action against the satellite itself or its owners. In many cases, the owners will be known, as in the case of
multinational corporations who operate satellites as part of their business infrastructure. Again, the spectrum
of options ranges from soft kill to hard kill.
Another particularly interesting possibility is the modification of the ionosphere to disrupt
communications. A number of methods, such as chemical vapor injection and heating or charging via
6
electromagnetic radiation or particle beams, have been proposed to modify the ionosphere.
Because
molecular particle which, using a nanotech computer brain, follows the data stream to the source. Once at the
origination point, the smart particle destroys the frequency bandwidth on which the critical data is being
transmitted. We recognize that technology to dissect transmissions at the molecular particle level may not be
achieved by 2025 but once achieved will add dramatic leap in counterspace capabilities.
This concept relies on a tightly integrated net of satellites operating in low earth orbit (LEO). The
system must be placed in a roughly 250300 nautical mile orbit in order to be able to detect transmissions
from major orbital regions from low earth to geosynchronous. In order to provide continuous coverage to all
points on earth, the system will consist of three interlinked constellations of 66 satellites for a total of 198
satellites. All satellites will be interlinked with each individual satellite capable of assuming control of a
hot sector, one in which hostile transmissions are detected. Satellites will consist of a power system and
phased array antenna to project the low energy detection field. In addition, a very highspeed computer will
integrate the incoming detection data and correlate the data to a source through triangulation. Finally, a
18
directional antenna, on order from the command and control subsystem, will project a controlled cloud of
charged particles to a point in the sky. The end result is a large charged particle cloud or ionization region
placed precisely between the sender and receiver.
computers to lead individual molecules in the charged particle cloud to seek out and destroy specific bits of
information from the data stream. The idea of surgical strike has now been taken to the molecular level.
The limiting factor in making the space interdiction net a reality will be the ability to project low power
fields over large areas in space. A number of evolutionary advances in space weather forecasting and
observation are required to make ionospheric exploitation a reality. The highspeed computer technology
necessary to control the smart particles should be available in 2025. In addition, nanotechnology computers
may make possible the development of smart charged particles which will be capable of finding and
destroying signals. The combination of very low orbits (prone to orbital decay) and the high number of
satellites required to form the system will drive the need for a very high resupply rate. This in turn points to
the need for a very robust launch capability.
Concept of Operations. The space interdiction net will be in constant orbit around the earth. The
system will monitor space transmissions continually while especially looking for strategic indicators which
may be warning of impending escalation. With the capability to perform selective offensive counterspace,
the activation of the system itself can act as a deterrent to further aggression. Intelligence inputs will give the
system an initial estimate of enemy space capabilities which will enable the detection and interdiction system
to focus on certain satellite constellations.
The grid will be capable of interrupting key information from all types of satellites including
communication satellites, imagery satellites, and weather satellites. It will be closely integrated with the C4I
system to allow commanders at all levels near instant data on which enemy capabilities have been negated.
In addition, the grid will be linked to the other assets which makeup the counterspace system. If precision
signal blocking is not necessary, alternate counterspace systems such as directed energy or parasite
microsatellites (described later as robo-bugs) can be employed to disrupt or destroy the enemys space
capability. In order to ensure the grid is constantly maintained, a number of onorbit spares will be placed in
parking orbits to be used as needed.
operationally ready due to expected orbital decay of the LEO satellites which makeup the system. The
19
interdiction net must be capable of integrating with the command and control system as well as the
intelligence system.
Countermeasures. An important countermeasure to this type of system lies in the ability to disrupt or
create holes in the detection field. Encryption methods may be capable of making signals hard to attack with
smart molecular munitions. If the sender can disguise transmissions or make them capable of changing while
en route to the receiver, it will be difficult to identify and attack the right data. Maybe the simplest way to
defeat this type of system would be through redundancy via the proliferation of small satellites capable of
performing specific missions. Thus, if one system is detected and jammed by the interdiction net, the mission
can be accomplished by any number of other satellites capable of transmitting the critical information. This
method also complicates the ability to target systems by increasing the cost associated with disrupting or
negating a large number of miniature systems operating over a vast battlespace.
Should ionospheric
disruption become a reality, it could be turned against the space interdiction net to disrupt the low power
field or interrupt essential command and control functions.
Miniaturization
General Discussion. Miniaturization is about the age old quest to do more with less, in military
parlance, to package more capability in a smaller package. In space, the main reason for miniaturization is
weight savingsthe ability to maximize precious spacelift resources. This in turn reduces the cost of space
systems. Another reason for miniaturization in space is redundancy. A constellation of small satellites
performing parcels of the mission is not so vulnerable as a mega-satellite tasked with doing it all. Finally,
miniaturization in space opens up new avenues to exploit enemy space systems. It is in this realm that
miniaturization can make a true contribution to the counterspace mission. Of note is the urgent desire for
commercial industry to exploit miniaturization. Dr Tom Velez, in the keynote address at the eighth annual
American Institute of Aeronautics and Astronautics (AIAA) conference on small satellites noted that the
small satellite or smallsat industry is growing for reasons that are not political, not military, not scientific,
7
but commercial . . . theyre cheaper and more capable of providing user services. This commercial interest
should aid immeasurably in the development of technologies and systems that will enable a robust
counterspace capability in 2025.
20
The electronics industry has shown the ability to double the number of transistors on a microchip every
18 months. This trend has driven a dramatic revolution in electronics. Researchers note that the ability to
manufacture millions of microscopic elements in an area no larger than a postage stamp has inspired further
8
miniaturization technology.
Two emerging technologies show particular promise in making spacecraft smaller and more capable.
The first, microtechnology, is the combination of miniaturized mechanical and electric components in
microelectromechanical systems (MEMS).
Technology Volume, report labels MEMS as the next step in the microelectronics revolution in which
9
10
large, like a silicon wafer, and making it small, nanotechnology starts with molecules and atoms and builds
up in tinkertoy fashion. The results will go far beyond simply making atom-scale computers. The New World
Vistas Materials Volume report notes nanobased processing could provide advanced electro-optical
11
Nanotechnology offers the capability to build molecule-size factories capable of churning out thousands
of specialized nanomachines. Researchers estimate that it will take 20 to 30 years to achieve practical
nanotechnology results. The following section describes the link between advances in miniaturization and
proposed systems to perform the counterspace mission. Two counterspace concepts with miniaturization as
the key enabling technology are promising. Satellite bodyguardsfleets of small satellite sentrieswill
protect high value space assets. Robo-bugsparasite microsatellites capable of operating on or near enemy
satelliteswill use jamming and electronic warfare methods to disrupt and degrade information transmitted
from enemy space systems. A description of these potential systems along with a proposed concept of
operations follows.
21
Satellite Bodyguards
12
System Description.
In the years 20002005, we can expect a rapid growth in the average number of
13
The decades following that will probably see launch rates grow at a
much steeper rate. In order to protect the vast number of highvalue space assets orbiting in 2025, active
defensive systems must be able to respond to a wide range of threats. One way to meet this challenge is to
place a large fleet of satellite bodyguards in orbits containing critical US and allied satellites. The large
number of satellites requiring protection will drive an equally large constellation of bodyguards capable of
performing a wide variety of functions. The most efficient means of achieving such a goal is to pursue
advances in miniaturization such as microtechnology and nanotechnology.
22
together to perform such tasks as information collection, battlespace awareness, and interfacing with other
components of the cooperative distributed network.
Key components of any such meta-system will be miniature sensors coupled with highspeed computers
to integrate inputs from multiple bodyguards. The sensor array (an integrated net of sensors on a number of
distributed bodyguards) must be capable of detecting inbound threats operating in any spectrum including
radar, infrared, acoustic, and visual. Current advances in smart materials and nanotechnology, as well as the
miniaturization of highspeed computer technology, will make such a system feasible in the 2025 time frame.
This is supported by the trends in computer chips which have gone from circuits three microns wide 10 years
ago to current machines which are fabricated at the .35 micron level. Ralph Merckle of Xerox predicts the
mainframe of the first or second decade of the twenty-first century will be the size of a sugarcube and will
execute more instructions per second than todays Cray supercomputers.
15
While miniature highspeed computers and intelligent materials will increase the capabilities and
staying power of the satellite bodyguard, advances must also be made in power and propulsion. Possible
solutions to the power problem are nuclear batteries, advanced solar batteries, or fusion technologies, each
resulting in a virtually inexhaustible fuel supply. Advances in nonchemical high specific impulse propulsion
techniques may provide the revolutionary leap in propulsion needed to make a bodyguard capable of high
16
A large fleet of bodyguards will be required to form a meta-system capable of protecting the growing
number of highvalue space assets, both military and commercial. This system, coupled with the need to
launch large numbers of dispersed bodyguards in order to reduce the systems vulnerabilities, will make
miniaturization a crucial technology in 2025. A robust space launch infrastructure as well as rapid resupply
capability is necessary to keep a satellite bodyguard system operational in a hightempo environment.
Concept of Operations.
individual bodyguards the size of a laptop computer will perform unique subsets of the overall mission.
Based on the same basic design, some bodyguards will be tasked as sensors with the mission to identify and
track possible threats. Other bodyguards will be assigned a defensive role where their main function is to
seek out threats and negate them. Taking this one step further, defensive bodyguards may be active or
passive. Active defenders will use highspecific impulse propulsion techniques (such as electrostatic,
23
electrothermal, or electromagnetic systems which use electric power to accelerate propellant gasses to high
exit velocities) to seek and destroy a spacebased threat.
17
(capable of adapting to deflect or absorb inbound energy) to minimize electromagnetic or directed energy
damage to a highvalue asset. In a worstcase scenario, the bodyguard will sacrifice itself to protect the
highvalue asset it is guarding. Other bodyguards will be outfitted to perform critical computing and fire
control functions.
For incoming ASAT missiles, the system may relay position, velocity, and acceleration data to an
orbiting directed energy system which will make the kill. Another option is to equip bodyguards with
satellite protective armor which would respond to a KEW attack much as todays reactive tank armor
18
confuse the enemy. Equipping bodyguards with electronic signals duplication capability will enable a
19
large numbers of small and cheap bodyguards (which to enemy sensors appear to be highvalue satellites),
the problem of finding and destroying the truly critical satellite becomes much more difficult for an enemy.
Due to the highrisk mission they perform, satellite bodyguards will likely require steady replenishment
through the logistics system. Selfreplicating nanotech systems may aid in the rapid replacement of damaged
bodyguards. A command and control link is assumed to be in place and is critical to the satellite bodyguard
concept.
Countermeasures. One way to counter a satellite bodyguard system is to saturate the battlespace
around the highvalue system with threats to overwhelm the bodyguard meta-system. However, proliferation
of inexpensive bodyguards performing subsets of the overall mission may make shooting them too expensive
for a future adversary. The command and control function may represent the center of gravity of an integrated
meta-system. Destroying the command and control link will effectively disable the bodyguard system by
negating the critical integration of information between bodyguards. A hardened burst transmission send and
receive capability will decrease the vulnerability of the communications link. Finally, the idea that visibility
(to enemy sensors) may equate to death in 2025 makes emission control of vital importance to satellite
bodyguards. Stealth as well as minimum communication requirements will help to make bodyguards more
survivable in the battlespace of the future.
24
Robo-Bug
20
System Description.
is based on deception.
21
In his 2,500yearold classic The Art of War, Sun Tzu states that all warfare
Those words continue to ring true today in the realm of space warfare. The idea
of a robo-bug is to use small satellites, equipped with stealth or cloaking capability, to get close to a target
enemy satellite. The robo-bug will then take on characteristics of the target. A plausible scenario has an
undetected robo-bug satellite affixing itself to a navigation satellite similar to the Global positioning satellite
(GPS). The robo-bug will have the capability to detect when a satellite is providing information to an
adversary. At the right time, the robo-bug is activated and begins to disrupt the signal through jamming or
other electronic warfare methods.
Another option is to attack the link system, described as the electromagnetic energy used for space
system uplink, downlink, or crosslink. Given a link segment made up of electromagnetic energy, the primary
technology used to attack the link is electronic warfare in the way of jamming or spoofing. Jamming is
transmitting a highpower electronic signal that causes the bit error in a satellites uplink or downlink signals
to increase, resulting in the satellite or ground station losing lock.
22
system by appearing as an authorized user. An example is establishing a command link with an enemy
25
satellite and sending anomalous commands to degrade its performance. Spoofing is one of the most discrete
and deniable nonlethal methods available for offensive counterspace operations.
23
In his work on counterspace options, Maj James Lee presents a number of options which can be used in
an offensive counterspace mission against a peer competitor. These options target the entire system (ground,
24
link, and orbital segments) and range from nonlethal disruption to hard kill as listed in table 2.
A robo-bug
system will be capable of performing the entire spectrum of offensive counterspace options.
Table 2
Offensive Counterspace Options.
GROUND SEGMENT
LINK SEGMENT
ORBITAL SEGMENT
- LOCAL JAMMING
UPLINK
DOWNLINK
- NONLETHAL
DISRUPTION
- LOCAL JAMMING
UPLINK
DOWNLINK
- SPOOFING
- NONLETHAL DISRUPTION
- MISSION KILL
- NONLETHAL WARFARE
- STRATEGIC ATTACK
-SPECIAL OPS
- JAMMING
UPLINK/DOWNLINK
- SPOOFING
- NONLETHAL DISRUPTION
- HARD KILL/MISSION KILL
PEACE
CRISIS
WAR
Source: Maj James G. Lee, Counterspace Operations for Information Dominance (Maxwell Air Force
Base, Ala.: Air University Press, 1995),34.
The robo-bug is capable of destroying the enemy satellite with a shaped charge explosive or high
energy event such as highpower electromagnetic pulse (EMP) or highpower microwave burst.
An
alternative, the ability to accomplish the counterspace mission with what General Horner, in a speech to the
Senate Armed Services Committee on 22 April 1993 described as a soft kill (including jamming or
intruding the satellite signal and communication links) enables US forces to deny an enemy use of space
information without destroying satellites. In a future which sees a blurring of space missions between
military, multinational corporations, and numerous governmental organizations, this capability will offer the
commander a desirable option to be used in meeting a politically sensitive military objectivespace
superiority.
A robo-bug system will be comprised of a main module which will take care of basic needs such as
power, navigation, and station keeping. The satellite itself will be built using stealth cloaking techniques
(described later in this paper). The command and control system will be used to receive direction via
26
ground or space link and act upon that information to direct the robo-bug to its assigned target. The heart of
the system will be the payload which will have a specific mission. Missions are discussed in the concept of
operations. The emerging technologies which might make a robo-bug system feasible are MEMS technology,
nanotechnology, and small highspeed computing. As previously discussed, each of these technologies show
signs of being near maturity in the 2025 time frame.
Concept of Operations. The idea of a robo-bug is not to act as an antisatellite weapon. Instead, the
robo-bug uses electronic warfare methods to negate a satellites capabilities without permanent damage.
Robo-bugs will be pressed into operation early in a potential conflict to degrade or eliminate the detection,
imagery, and communications capabilities of an adversary.
Robo-bugs must operate in such a manner as to make any loss in enemy satellite fidelity very subtle so
the likelihood of discovery by the operator is as small as possible. This can be done in a variety of ways. In
addition to the spoofing mission as described in the navigation satellite example, another possible mission
(forwarded by Gen Charles A. Horner) is jamming or intruding the satellite signal or targeting the satellite
communication links. This negates the enemys ability to maneuver the satellite or to deploy onboard systems
such as sensors and antennas. Yet another possible mission is to simply act as a power drain, sapping the
power from the enemy satellite much like a tick on a dog.
Countermeasures. In their paper Tactical Deception in Air-Land Warfare, Charles Fowler and
Robert Nesbit make a fundamental observation that the military group that is not devoting appropriate efforts
to include tactics, R&D, and plotting and scheming in general for deception is almost certain to be vulnerable
to being deceived itself.
25
system. Specific countermeasures to a robo-bug system are based on the ability to detect disruption efforts
and take action. Assuming they can find a robo-bug, an enemy might do periodic maneuvers to avoid it or
take offensive action to destroy it. Deception may also be an effective method of countering a robo-bug
system. If a satellite is able to radiate emissions which make it appear to be nonthreatening (or even appear
to be a friendly satellite), it may be able to fool a robo-bug.
Another very effective method in countering a parasite system is dispersionusing large numbers of
small satellites to overwhelm detection and targeting systems. This method causes the enemy to expend
numerous resources in an attempt to protect his valuable space systems. Once an enemy suspects a satellite is
27
being influenced by an unfriendly parasite, confirmation can be made by comparing data to known values.
However, without a way to rid itself of the robo-bug, the satellite may very well be rendered useless. Once
again, the command and control link between the commander and the robo-bug presents a vulnerability. The
ability to operate in a secure command and control environment continues to be an essential part of any
counterspace concept.
Space Stealth
General Discussion. Stealth conjures up images of a strike package of aircraft operating deep in enemy
territory while the adversary waits, watches, and listens, all to no avail. Author J. Jones describes stealth as
the act of proceeding furtively, secretly, or imperceptibly.
26
enemy hunter-killer satellite team cruising right past a US command and control platform without the faintest
hint of detection. Stealth, defined in terms of revolutionary molecular technologies, can be a key component
in the protection of friendly space capabilities against enemy attackclassical defensive counterspace.
To date, numerous passive measures such as hardening, redundancy, and cross linking have served to
protect US satellites from threats in space. Our status as the lone superpower and leader in space has meant
these threats have so far been very benign. On the other hand, the future will likely hold greater threats both
in number and sophistication. By taking a significant technology leap, we can defeat these future threats.
This leap is broadly categorized as space stealth or cloaking. In essence, we are talking about making
satellites invisible.
Most people are familiar with the stealth concepts employed on modern day aircraft such as the F-117
and the B-2. Current stealth technologies seek to blend signature reduction techniques in the radar, infrared,
27
minimize the signature in each domain. Unfortunately, this does not lead to an optimal solution. For example,
highly reflective materials are ineffective in a visual or radar environment but are very desirable in an
infrared environment. In 2025, standard detection methods as well as a number of new and unique methods
will have to be countered in order to achieve true stealth. The technological leap that may enable us to do
this is satellite cloaking.
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Satellite Cloaking
System Description. The concept of satellite cloaking takes stealth to a new level. To date, stealth has
been a passive activity aimed at trying to minimize reflection and maximize absorption of energy with the
goal of reducing the amount of energy reflected back to the sender. In contrast, cloaking will use active
means to enable a satellite, as seen by enemy sensors, to blend into any environment.
28
Reliant on emerging
material science advances as well as miniaturization and highspeed computing, a cloaked satellite will use
nanotechnology robot films which will render it invisible in a space environment.
These nanotech materials, comprised of systems on the scale of individual molecules, must have two
critical capabilities. First, the system must be capable of detecting any energy being aimed at the satellite. Is
this possible? AT&T Bell Labs physicist Bernard Yurke sees nanotechnology systems with the sensitivity to
allow the first detection of individual photons.
29
capable of altering its construction to reflect or absorb that energy. With materials that have molecular
motors and controllers, whole chunks of satellite skin can be made flexible and controllable. To simplify this
idea of molecular manipulation, scientists describe nanotechnology through a vivid analogy. Picture an
automated factory, full of conveyor belts, computers, and moving robot arms. Now imagine something like
that factory but a million times smaller and working a million times faster with parts and pieces of molecular
30
size.
In this concept the smart, adaptive skin of the spacecraft reacts to control inputs from the sensor array
to make itself invisible to an enemy. In essence, molecular assembly lines are creating a satellite skin which
is best suited to deflect or absorb incoming energy.
29
repulsion field which will shield the spacecraft from natural threats.
employed against low stress threats such as space debris or possibly to protect against solar flares. An
important side benefit of such a repulsion field is the ability to use it as a sensor field to determine whether a
satellite has been damaged by natural causes (space debris) or an attack. This capability gives the satellite
controllers immediate information as to the probable cause should a satellite mysteriously drop off the
screen.
30
Intelligent materials are another emerging technology with great possibilities in this arena. Researchers
are creating materials which, inspired by nature, can anticipate failure, repair themselves, and adapt to the
environment. Smart materials employ tiny actuators and motors as muscles, sensors as nerves and memory,
33
and computational networks that represent the brain and spinal column.
molecular sized assembly lines ready to build the right shield at the right moment with materials capable of
adapting to the environment may make cloaking a reality in 2025.
As far as feasibility, Stewart Brand, a leading futurist at the Massachusetts Institute of Technology,
reflects on nanotechnology, stating the science is good, the engineering is feasible, the paths of approach are
many, the consequences are revolutionary-times-revolutionary, and the schedule is: in our lifetimes.
34
Commercial interest in these technology developments, for uses in adaptive assembly lines and self-repairing
machines, will increase the probability they will be available for incorporation in US space systems.
Concept of Operations. The satellite cloaking system will operate on all space assets critical to US
operations. This includes both military as well as key civilian spacecraft. The cloaking system will go into
action once alerted by its onboard sensor array or warned by its command and control network.
First, the system will classify the incoming detection signal as radar, infrared, or visual (remember,
individual photon detection is the norm). Sensor information is passed to the nanocomputer control system
which relays commands to the nanobuilding blocks in the satellite skin. The building blocks, acting as their
own molecular assembly lines, manufacture a skin which is optimized to reflect or absorb incoming energy.
The ability to change at near instantaneous speeds allows the system to overcome the problem of suboptimal
design (the tradeoff between reflecting and absorbing materials) encountered in todays stealth aircraft. The
nanotech spacecraft skin will be capable of battle damage repair to the spacecraft (a self-healing satellite).
The ability to act autonomously to repair itself greatly reduces demand on the logistics system, which in
space is a great advantage in both cost and time.
Countermeasures. The most obvious countermeasure to a nanotechnology cloaking system is the
ability to disrupt the molecular interactions which enable the system to operate. The possibility also exists
for a new detection spectrum, possibly a smart beam, which is capable of changing to counter a response by
the cloaking system. Destruction of smart nanotechnology materials should not pose a problem as the system
will be capable of rejuvenation.
31
commercial developers to the community of space faring nations. The ability to perform the offensive
counterspace mission against cloaked satellites presents its own unique challenges to US forces.
terminated in 1985 and the secretary of defense canceled the F-15 ASAT Program in 1988.
KEW can be employed from the ground, air, or space against targets in any medium. This paper
suggests concepts which employ KEW from various platforms against ground and space targets. As noted
previously, the space environment of the future will be one of multiple users of military, civil, and
commercial satellites. In many cases, political considerations will prevent or severely constrain military
options which involve actually destroying satellites. Having a solid KEW capability, however, will serve to
deter similar aggression against US satellites and will give the US the option to destroy enemy satellites if
necessary. Several concepts are proposed which take advantage of KEW technology. These include the
satellite multiple attack and kill system (SMAKS) and alpha strikestar transatmospheric vehicle (TAV).
three models designed for attacking low, medium, and high earth orbiting satellites. Similar to the Army
system it is highly mobile and carries an array of antisatellite rockets. Given the potentially large number of
enemy satellites existing in 2025, enough SMAKS vehicles are needed to ensure an effective ground-based
ASAT capability over the entire battlespace. The system can also be based on ships and submarines to
provide the capability of destroying launch vehicles in the boost phase before they can deploy enemy satellite
32
systems. SMAKS carries highly sophisticated command and control, targeting, and positioning systems,
requires minimum manning, and is readily deployable.
Upon proper
direction, the SMAKS will process appropriate targeting data received from surveillance and reconnaissance
assets, upload the targeting data into the appropriate number of missiles, and release the weapons.
Surveillance assets will conduct battle damage assessment and feedback to the SMAKS.
Countermeasures. Potential countermeasures to this system would be electronic measures such as
jamming and spoofing to confuse the required GPS information or other data links. Also while survivability
is enhanced by using a mobile system, it is nevertheless vulnerable to attack from air or space while
operating on the surface of the earth. Satellite maneuvering may be an effective countermeasure against a
SMAKS type system that is heavily reliant on a target satellites initial position and velocity for targeting.
33
37
environments repeatedly during the same mission, based on the threat and mission requirements. It carries
multiple types of weapons to meet any threat. These include kinetic energy antisatellite missiles designed for
total physical destruction and a highpowered laser cannon which is capable of disrupting, denying,
degrading, or destroying unfriendly satellites. Another mission is the capture of an enemy satellite for return
to earth or transfer to a useless orbit. The Alpha Strikestar is also air/space-to-ground capable using
precision guided weapons to take out hard targets anywhere in the world on short notice. The vehicle is
equipped with selfprotective measures, as well as an imaging capability for battle damage assessment.
34
orbit to overfly the target and conduct battle damage assessment. If necessary the Alpha Strikestar can then
reengage to complete the designated mission.
Countermeasures. This system will employ stateofthe art stealth technology, but if detected will be
vulnerable to enemy ASAT attack, whether it be kinetic or directed energy. Since a TAV requires ground
based launch and processing facilities as well as runways, these are likely to be targeted as critical nodes by
an enemy looking to ground a TAV fleet.
Historically, the major drawback to DEW has been the necessity to operate in clear weather. If the
DEW is placed in space to conduct space-on-space attacks, this deficiency is eliminated. If the DEW is on
the ground conducting earth-to-space attacks or in space conducting space-to-earth attacks, 2025 technologies
for boring access holes through clouds and other obstructions may eliminate this deficiency. Development of
a highpowered microwave weapon which can operate in all weather conditions may eliminate the poor
weather deficiency. The current airborne laser (ABL), being developed to counter theater ballistic missiles,
will demonstrate the ability of lasers to operate in environmental turbulence of the earths atmosphere.The
35
recently completed New World Vistas Directed Energy Volume report by the Air Force Scientific Advisory
Board indicates, the ABL will probably be the first practical and effective directed energy weapon to be
deployed.
39
This will be the springboard to operating lasers through the medium of air and space. By
2025, DEW systems will likely operate in space and from the ground. This will give us the ability to negate
objects in the atmosphere and in space. Five directed energy concepts were explored in this study.
This
constellation of orbiting platforms will provide continuous, 24-hour protection of friendly forces and
negation of enemy capabilities.
40
orbit (LEO150 NM), medium earth orbit (MEO 11,000 NM) and geosynchronous orbit (GEO22,000
NM). The high energy laser attack station (HELAS) will consist of 16 orbiting platforms at LEO, eight
platforms at MEO, and four platforms at GEO.
interactive defense against all space-borne or space-transiting threats. The multilevel system will protect all
US assets in various altitudes and inclinations. A diode pumped solid state laser (DPSSL) will be the heart
of the laser weapon subsystem.
traditional method of exciting solid state lasers, and it results in much less heating of the laser as well.
Current solid state, chemical, and free electron lasers can generate power in the kilowatts range. However, a
credible HELAS must employ lasers in the megawatt ranges. There appears to be no majoU technological
limitation for DPSSL to achieve the megawatt range, and continued advancements will reduce the cost to
42
reasonable limits.
36
Concept
of Operations.
counterspace operations in 2025. The multilayer, multiinclination constellation will be operated by a single
ground crew member (ops chief) with the assistance of artificial intelligence health and maintenance software
43
systems.
Ground based telemetry, tracking, and controlling will be conducted via satellite-to-satellite
laser crosslinking. Another crew member will serve as the weapons manager who will track, target, and
engage hostile targets. These two crew members can sit side by side in any size facility and in any location
on the globe as long as they can communicate with at least one satellite. The crosslinking capabilities will
provide the global command and control necessary to operate the constellation. Enemy ground launched or
co-orbital ASAT can be detected, tracked, and engaged by HELAS. Although primarily a denial/destruction
type weapon, the laser can be tuned to damage or degrade satellites by attacking subcomponents (i.e., solar
array panels, reaction control thrusters, thermal heating of components to cause system shutdowns, etc.).
Counterspace earth targets such as command and control (C2) facilities, earth station antennas, spacelift
facilities, and spacelift vehicles can also be effectively engaged by HELAS. The four GEO platforms could
37
also provide dualuse capabilities for planetary defense by orienting HELAS outward. This could be done
in a global emergency noting the degradation of the space defense mission with the GEO platform oriented
outward.
Countermeasures Special reflective or absorbent material could make the laser ineffective. Use of
low-observable or stealth technology may defeat targeting and identification systems on the HELAS. The
HELAS may be vulnerable to anti-satellite weapons or other laser stations. In addition, satellite hardening
may be an effective countermeasure against low power laser pulses intended to degrade the target. This may
force commanders to opt for the hard kill destruction of hardened satellites. A factor driving this decision
will be the potential political impact of a turn in negative international opinion resulting from the total
destruction of a satellite.
44
This
concept constructs a 10 kilometer magnifying glass or focusing element in space to illuminate targets on the
ground or in space. This illumination can turn night to day on the ground, scorch facilities, or overheat
satellite components. The solar energy provided to the focusing element on the weapon also provides a
perpetual power source for the orbiting platform. Instead of using an orbiting magnifying glass to focus
energy, another alternative is to use stored solar energy to power a directed energy weapon. A leap in
battery technology leading to the capability to store immense quantities of power can be expected by 2025.
Large lightweight structures (kilometers) are feasible for 2025 and will provide the necessary stable
platform to house the focusing or magnifying glass element. Advancements in space membrane structures and
adaptive optics may provide the necessary capabilities to produce an energy frugal spacebased weapon.
Each SEOW will orbit at geosynchronous altitude and consist of an Attitude Control System, Guidance,
Navigation, and Control System, Reaction Control System, Targeting and Identification System, and the Laser
Communications System.
38
Concept of Operations. The orbiting SOEW will be assembled in low earth orbit and boosted into
geosynchronous orbit after the completion of the 10-kilometer optical focus assembly. The weapon can be
maneuvered over the area of interest to provide space-to-earth capabilities as well. The solar energy can be
spotted over a particular area of interest turning night into day. In addition, the beam could be focused on a
power generation facility on the ground to provide a continuous high energy source or the station could
focus its beam on a lower orbiting satellite to provide it solar power when it would normally be in the
earths shadow. The beam could also be focused on an enemy orbiting threat to raise the internal temperature
beyond functional limits. This may not destroy the satellite but, because of low sensitivity to heat, will force
the automated shutdown of the satellite. Enemy controllers will only be able to detect the outoflimit
condition but will be unable to detect the source. For imaging and electronic surveillance satellites which
pose a great threat to our forces (i.e., removes element of surprise), the SEOW will illuminate the target prior
to its entry into the area of responsibility forcing an automated shutdown of the satellite or blinding of its
sensors, thus preventing collection over our assets.
39
illumination is discontinued until the next threat enters the area. Although this will completely deny use of the
imaging/reconnaissance platform to all users for that period of time, US surveillance capabilities will be
provided by other US governmentcontrolled assets.
Countermeasures. As a large fragile target, the optic or space membrane could be easily disrupted or
destroyed by KEWs or objects. Enemy forces could attempt to ram the weapon with a kamikaze satellite in
hopes of rupturing the adaptive optic system. As a result, an active defense system will be needed to counter
this potential threat. An alternative is to use a large number of small membranes coupled with adaptive
optics to form a synthetic aperture type focusing element. This will make the array less vulnerable by
dispersing the elements which makeup the optics system.
45
discharging. These EMP charges can be generated by numerous sources and can cause limited to extensive
damage to electronic components.
surfaces and disable or damage critical components of a satellite or other spacecraft. The HPM weapon
might be focused on specific circuits and subcomponents within the target in order to disrupt or degrade
mission functions.
46
Focusing and tuning the HPM to a specific wavelength or frequency might allow certain
components to be isolated and affected. The EMP or HPM pills will be microsatellites which maneuver
within close proximity of an enemy satellite and emit shortrange pulses to interfere with the normal
operation of the satellite.
47
These pills are intended for short duration operations in order to minimize the
potential for collision with friendly satellites. These microsatellites will be launched into space by aircraft,
transatmospheric vehicles (TAVs), small launch vehicles, or small fighter aircraft using high impulse air-tospace missiles. After 30 to 60 days, the pills will be directed to move to a collection orbit to be recaptured
by TAV. The EMP/HPM pill will consist of small, lightweight satellites with an EMP gun or HPM generator
attached. This compact, shortrange weapon will provide an adequate offensive counterspace capability
which will be undetected by the enemy. Because of the longer wavelengths and wider beams generated by
40
EMP type weapons, pointing accuracy will not be as critical as those needed for laser type weapons.
Although some EMP/HPM weapons exist today, the challenge for 2025 require miniaturization of the
spacecraft and the applicable weapon.
Operations.
launched into orbit. These microsatellites will be positioned next to high value enemy satellite systems and
space systems operated by neutral countries or multinational corporations which may supply information to
the enemy. The EMP/HPM pills will fly in formation with the enemy satellites until directed to engage. The
explosive generator (or applicable weapon) will fire a fine tuned graduated pulse at the target. The goal is to
deny the space capability through disruption and not destruction. This is especially true in the case of
multinational corporation satellite systems. The pill can fire several rounds over a 60day period at key
times during the enemy satellites orbit when it is collecting information on US forces or downlinking data to
the ground. When the EMP/HPM pill has completed its mission or is no longer necessary, it can be deorbited
and allowed to decay in the earths atmosphere. The EMP/HPM pills can provide local neutralization of
enemy satellite systems over the battlefield as well as global with a large number of cheap weapons.
41
Countermeasures.
System shielding and electrical ground may reduce the effectiveness of the
EMP/HPM pill. If detected, the enemy could maneuver out of harms way or fire a kinetic or directed energy
weapon to degrade or destroy the EMP/HPM pill. Dispersion (spreading the mission over a larger number
of smaller satellites) is another countermeasure.
corresponding increase in the number of EMP/HPM pills and will make degradation of the system more
difficult. Our forces could counter by making EMP/HPM pills cheaper and easier to operate than the target
satellite system.
The GBL provides the capability to disrupt, deny, degrade, or destroy enemy
48
been explored over the past 25 years. Ground based lasers offer unique advantages over spacebased laser
systems. Supportability and operability are major advantages to the groundbased laser. Deployment and
supportability is functionally easier on a groundbased system than on an orbiting space system. There are
two major drawbacks to groundlaser systems: lineofsight limitations and atmospheric perturbation.
This concept will develop the laser station on the earth, fire the laser at relay optics in space, and use
those relay mirrors to engage targets either in space or on the earth. This places the most technically
challenging compRnent on the ground and deploys a very simple relay network system in orbit. Three to five
laser generation sites will be placed in various locations across the continental United States (CONUS).
These sites will have access to relay mirrors orbiting above, which can tranVfer the laser beam to other
orbiting relay stations to attack targets on the other side of the globe. Dispersion of the laser stations and
relay mirrors will help defeat the poor weather deficiency which has plaJued the capability of ground lasers
to fire through cloud cover into space. The Laser Guidestar program developed technology for atmospheric
compensation which allows a ground telescope site to view a scene or irradiate a target anywhere around the
globe while a relay mirror is in position to provide the view.
49
our future ability to bounce lasers off orbiting mirrors to attack targets.
42
Concept of Operations. The five laser generation stations will be placed in those geographical
locations best suited for laser operations and favorable weather conditions. Wide dispersion of these sites
will increase the probability of having at least one site in clear weather for optimum operation. The laser
generation site will be an unattended nuclearpowered facility which will provide the necessary
megawattage required for the highpowered solidstate laser. Control of the five stations and the orbiting
mirrors will be centralized in a prLmary facility with a mobile backup facility.
Redundant satellite
communications between the laser generation sites will increase survivability of the groundbased laser
system. The orbiting mirrors will be laser crosslinked to reduce the ground support network for telemetry,
tracking, and control (TT&C). The same reflecting mechanism used to attack a target can be used to identify
and track the object before engagement. This information will be processed by ground computers at the
central control facility and attack commands will be issued to the laser ground sites. Recycle times can be
43
reduced to instantaneous rapid fire by using multiple laser generating sites to engage multiple targets.
Different relay paths can be used to add redundancy to the system and also mitigate the problem of limited
number of discharges by a single laser site.
Countermeasures. Groundbased laser generation facilities are susceptible to conventional attack or
sabotage. The orbiting mirrors will be susceptible to ASAT attack however, a large constellation of cheap
orbiting mirrors is a natural counter to these meaVures. Excessively poor weather conditions across the
entire CONUS will degrade the network capability. This may require overseaV or outside the continental
United States (OCONUS) basing (i.e., Hawaii, Alaska, Guam, Puerto Rico, etc.). The ability to actively
modify weather conditions could be used to defeat a groundbased laser system by planting clouds over the
laser site. On the other hand, the ability to remove cloud cover through weather modification may be an
effective counter to the effect of poor weather on groundbased lasers.
NOTES
1
US Naval War College (USNWC), Technology Initiatives Game (TIG) 95 (Newport, RI, 1995), 5-1.
. Ibid., 147-1.
3.
Ibid., 54.
4
Air University, Air & Space in 2025 Research Study 2025, Maxwell AFB, Ala., undated
Counterspace team concept unnumbered. The space interdiction net is a possible technical approach to the
problem of total battlespace awareness. Scientists argue that this may not be practical or possible by 2025.
Taking this into account, this concept was rated low (i.e., beyond 2025) in the technology challenge area of
the systems analysis.
5
John L. Peterson, The Road to 2015 (Corte Madera Calif.: Waite Group Press, 1994), 203.
6
Air University, Air & Space in 2025 Research Study 2025, Maxwell AFB, Ala., draft, excerpt from
Weather Modification, Force Multiplier in 2025.
7
William Genoa, Smallsats Come of Age, Ad Astra, November-December 1994, 2210.
8
Kaigham J. Gabriel, Engineering Microscopic Machines, Scientific American, September 1995,
150.
9
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
(unpublished draft, the space technology volume, 15 December 1995), 49.
10
Robert Langreth, Molecular Marvels, Popular Science, May 1993, 91.
11
New World Vistas, (unpublished draft, the materials volume), 125.
12
2025 Concept, no. 900432, Mantle Communications System, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
13.
K. Eric Drexler and Chris Peterson with Gayle Pergamit, Unbounding the Future, The
Nanotechnology Revolution (New York,: William Morrow and Company, Inc., 1991), 203.
14
Richard Szafranski and Martin C. Libicki, . . .Or Go Down In Flame? Toward An Airpower
Manifesto for the 21st Century, 4. Further information from Dr Libicki , INSS, Lecture to Air Command and
Staff College, 25 March 1996.
15
Charles Babcock, The Incredible Shrinking Computer, Computerworld, October 1993, 6.
16
Air University, Spacecast 2020-Volume II (Maxwell AFB, Ala.; Air University Press, June 1994),
M10-M13.
17
Air University, Spacecast 2020-Operational Analysis, (Maxwell AFB, Ala.; Air University Press,
June 1994), 5960.
2
44
18
2025 Concept, no. 200049, Satellite Reactive Armor (C007U), 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
19
2025 Concept, no. 200170, Electronic signals duplication, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
20
2025 Concept, no. 900336, Cloaking, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996); 2025 Concept, no. 900338, Stealth Technology, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996); 2025 Concept, no. 900378, Smart metals aircraft, 2025
concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996) and 2025 Concept, no. 900605,
Active Cloaking Film/`Paint`, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025,
1996).
21
Sun Tzu, The Art of War (Oxford: Oxford University Press, 1963), 66.
22
Electronic Warfare Threat to US Communications (U), Defense Intelligence Agency. (Secret)
Information extracted is unclassified.
23
Ibid., 32.
24
Maj James G. Lee, Counterspace Operations for Information Dominance (Maxwell AFB, Ala.: Air
University Press, 1995), 34.
25
Charles A. Fowler and Robert F. Nesbit, Tactical Deception in Air-Land Warfare, (derived from
Defense Science Board Study 198283), 17.
26
J. Jones, Stealth TechnologyThe Art of Black Magic (Blue Ridge Summit, Pa.: Tab Books, 1989),
2.
27
Ibid., 13.
28
2025 Concept, no. 900336, Cloaking, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996); 2025 Concept, no. 900338, Stealth Technology, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996); 2025 Concept, no. 900378, Smart metals aircraft, 2025
concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996) and 2025 Concept, no. 900605,
Active Cloaking Film/`Paint`, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025,
1996). Nanotechnology offers a very great return on investment if it can be applied to technologies such as
cloaking or molecularsized computers. This paper explores a possible technical approach to space stealth
which some scientists argue will not be practical or possible by 2025. This concern is addressed in the
systems analysis by assigning such systems a low score (i.e., probably beyond 2025) in the technology
challenge category.
29
John Travis, Building Bridges to the Nanoworld, Science, March 1994, 1703.
30
K. Eric Drexler and Chris Peterson with Gayle Pergamit, Unbounding the Future, The
Nanotechnology Revolution (New York, William Morrow and Company, Inc., 1991), 20.
31
Ibid., 144145.
32
2025 Concept, no. 901178, Space Debris Repulsion Field, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
33
Craig A. Rogers, Intelligent Materials, Scientific American, September 1995, 154.
34
Ibid., 5.
35
Roger C. Hunter, A United States Antisatellite Policy for a Multipolar World, (Maxwell AFB, Ala.:
Air University Press, October 1995), 1724.
36
Air University, Air & Space in 2025 Research Study 2025, Maxwell AFB, Ala., undated,
Counterspace team concept unnumbered.
37
2025 Concept, no. 900292, Alpha Strikestar Transatmospheric, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
38
Maj Steve R. Petersen, USAF, Space Control and the Role of Antisatellite Weapons (Maxwell AFB,
Ala.: Air University Press, 1991), x.
39
New World Vistas, (unpublished draft, the directed energy volume), vi.
40
2025 Concept, no. 900420, Laser Attack Station, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
41
New World Vistas, (unpublished draft, the directed energy volume), x.
42
Ibid., vii.
43
Some scientists have argued the level of artificial intelligence required will not be achieved by 2025.
This study acknowledges this debate, however, HELAS will gain most of its advantage from the ability to
45
crosslink data and command throughout the entire constellation. This ability has just been demonstrated with
the current Milstar constellation. The ability to use artificial intelligence for routine satellite state of health
will be the next milestone, preceded by the ability to handle all TT&C responsibilities.
44
2025 Concept, no. 900163, Solar Energy Weapon, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
45
2025 Concept, no. 900270, EMP Pills, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
46
E. E. Cassagrande, Non-lethal Weapons: Implications for the RAAF (Fairbain, Australia: Air Power
Studies Centre, 1995), 4.
47
The EMP/HPM pill is a possible technical approach to solving the problem of clandestine attack on a
space adversarys system. An energy source sufficient to fire EMP or HPM bursts as well as a propulsion
system to maneuver the pill into position are technology areas which must be addressed. Some scientists
have argued that these technology advances will not be practical or possible by 2025.
48
New World Vistas, (unpublished draft, the directed energy volume), vi.
49
Ibid., vi.
46
Chapter 4
To assure US space superiority over the global battlespace, all elements of the enemys space
infrastructure and system of systems must be put at risk. Counterspace operations can be offensive or
defensive and future commanders will require a variety of counterspace tools to engage various threat
scenarios. Offensive counterspace operations seek to neutralize enemy space capabilities before they can be
employed against friendly forces. Offensive counterspace missions will target enemy space capabilities on
the ground (such as ground control stations or space launch complexes), assets already in space, and satellite
communication links.
To protect our vast array of high leveraged satellite systems, defensive counterspace
will neutralize hostile threats. Defensive counterspace systems will protect both military and civilian space
assets and deny any enemy the ability to degrade the effectiveness of US space systems. Both offensive and
defensive space missions are required to fully achieve space superiority.
awareness as well as a number of discreet options to target enemy links. This is very important considering
47
multinational use of identical space systems when only one nation may be the offensive counterspace target.
The Space Interdiction Net concept provides this valuable service, with or without knowledge of the space
systems owning country or corporation.
designators, Anti-ASAT subsystems, and gravity gradiometers), offensive space systems will target the entire
spectrum of enemy space capabilities.
selectively jam or interrupt a satellites signals without destroying it. Jamming the data transmission from the
sensor to the ground user will not be sufficient in 2025. Once the sensor has collected the data (in the case of
surveillance and reconnaissance), the data can be dumped to suitcase size receivers any where on the globe.
Instead of targeting the data stream, it may be necessary to halt the collect of the information. EMP/HPM
pills, robo bugs, and other soft-kill or temporary blinding weapons will prevent collection over the area or
interest which stops the mission at the input stage. This capability greatly increases flexible response options
available to space battlefield commanders.
EMP Pill
HELAS
E
ch
aun
L
ce
m
E ne
y
n em
En e
my
XX
pa
yS
XX
48
efforts. Directed energy weapons (ground or spacebased lasers, Strikestar TAV) provide commanders
instantaneous destruction options for global and theater control. Kinetic energy weapon systems (surface, air,
or space based), because of range and time limitation may best provide kill capabilities in the area of
responsibility however, they can also engage globally from prepositioned locations. With a variety of
offensive counterspace weapons to provide flexible engagements options to decision makers, we must also
possess responsive and capable defensive counterspace systems.
space data.
The Space Interdiction Net provides a valuable defensive capability by monitoring, and if
necessary, targeting enemy communication links. In addition, capabilities such as cloaking and satellite
bodyguards will be integrated to protect friendly space assets. Successfully employing coordinated offensive
and defensive counterspace operations leads to space superiority. The High Energy Laser Attack Station
(HELAS) and Ground Based Laser (GBL) offer immediate defensive kill capability.
These flexible
defensive systems can provide near instantaneous response to detected and identified threats to our space
system.
49
HELAS
Satellite Bodyguards
conflict. Whoever commands that high ground in all forms will dominate future warfare.
NOTES
1
Air Force Doctrine Document 4, Space Operations Doctrine (First Draft), 15 August 1995, 1213.
Ibid., 13.
3
Lt Col Michael R. Mantz, The New Sword: A Theory of Space Combat Power (Maxwell AFB, Ala.:
Air University Press, 1995), 6.
2
50
Chapter 5
Investigation Recommendations
Space has been called the final frontier, the ultimate high ground, and the wave of the future. Space
systems have long been recognized for their contributions to the national security of the US and have proven
themselves invaluable in the conduct of modern warfare. As we approach the battlefield of 2025, we must
recognize that because space is so totally integrated into the fight, we have no choice but to protect friendly
space assets through defensive and offensive counterspace operations as necessary to prevent an adversary
from exploiting space systems against the US. Today, we stand on the threshold of an era which will see
massive integration of space systems into the way of life of the nations of the world. Those that most
effectively leverage space systems will be the political, economic, and military leaders of the world of 2025.
In order to make sure the US stays out in front in space power, we must begin planning now for the
counterspace architecture of 2025. Key to this effort is to be proactive in developing the technologies,
systems, and operational concepts for counterspace, rather than waiting until an adversary threatens, or
worse, destroys one or more US space assets. This paper has discussed key technology areas required to
implement certain promising concepts to achieve space superiority. These technologies are detection and
targeting, miniaturization, stealth, kinetic energy weapons, and directed energy weapons.
Detection and targeting is a key technology area which is critical to the effective employment of
counterspace weapons. Dominant battlespace awareness is critical in achieving space superiority. This area
is especially challenging in the 2025 space environment where satellites are used by commercial and military
users alike and we must have the capability to identify and target only the appropriate parts of a mission
payload or its signal. Next, miniaturization must be pursued to reduce the critical aspects of size, weight, and
51
microelectromechanical systems, micro- and nanotechnology must continue and be tested in order to
determine space applications. Given the likely threat capabilities of potential adversaries in 2025, the next
technology, stealth, is especially critical to passively and inexpensively protecting US satellites from attack.
This type of stealth is the application of nanotechnology and molecular manipulation to make satellites
invisible to sensors. There is significant research, development, and testing going on in this area, and it must
continue. A fourth area, kinetic energy weapons, will provide the needed capability to hold enemy satellites
at risk of total destruction. This capability has already been proven from the air. Technology advances are
needed to make this a capability from the ground in large numbers. Finally, the most promising means of
force application lie in the area of directed energy weapons. Today the airborne laser is well on its way to
operational status. This system must continue to be supported so that it can prove the feasibility of laser
weapons. The followon efforts to airborne laser will need to prove directed energy weapons can be
operated from air to space and within space.
52
Contribution to Air and Space Superiority - Probability that a particular system will spur a military
technical revolution in 2025 (a silver bullet system).
Satellite
Bodyguards
2
Robo-bugs
SMAKS
Satellite
Cloaking
4
Anti-ASAT
Gravity
Gradiometer
2
4
4
4
4
5
5
2
3
3
4
3
3
3
3
2
3
2
3
3
5
5
3
5
4
4
30
4
4
5
3
32
2
4
3
2
23
3
3
2
5
25
3
3
3
2
21
3
3
3
4
22
2
5
5
3
32
53
Table 4
System Analysis Score Sheet:
Kinetic Energy and Directed Energy Concepts
Commercial
Applicability
Availability
Payback
Contribution to
Air/Space
Superiority
Cost
Lethality
Selectivity
Tech Challenge
Total
Alpha Strikestar
TAV
4
Solar Energy
Optical Weapon
4
EMP/HPM Pills
4
Ground Based
Laser
2
4
5
5
3
4
5
2
4
4
4
3
4
4
4
4
2
4
4
4
32
1
5
3
4
27
2
4
4
3
27
5
4
4
3
31
3
5
3
5
30
Based on this subjective analysis of the counterspace systems developed in this paper, a natural break
in the scores appears. Those systems which fall above the line (score of 30 or better), would seem to offer
the greatest potential to contribute significantly to control of the air and space environment in 2025. Those
systems (in priority order according to table 3 and table 4) are
1.
2.
3.
4.
5.
6.
In ranking the concepts at the top of the list, a number of factors were considered. Developing the
Space Interdiction Net by 2025 pushes the technology development envelope to its maximum. However, the
return is a silver bullet system which could significantly impact the way any future war in space is waged.
On the other hand, the Alpha Strikestar TAV and robo-bugs offer exceptional capabilities but do not make the
revolutionary impact on how war is waged that the Space Interdiction Net offers (table 4).
Each of the systems presented will rely heavily on breakthroughs in miniaturization and highspeed
computing, both technologies which should see significant commercial development in the future.
It is
critical that the military capitalize on these advances in technology to develop systems that will offer
uncontested access and control of space. Investment in systems such as those presented here will provide
this capability in the future. The challenge is to move from the present to the futurewhere Star TEK is used
to exploit the final frontier.
54
55
Appendix A
is one of five core competencies illuminated in the secretary of the Air Force and AF chief of staffs recent
Air Force Executive Guidance (fig. A-1). Core competencies are fundamental contributions provided by the
Air Force for national security.
56
Power Projection
Reach
Air
Superiority
Power
Space
Superiority
Global
Mobility
Awareness
Precision Information
Employment Dominance
Space
superiority as a core competency derives from deep historical roots dating to the 1950s in which the Air
Force has led the way in space. Today, as the leaders in space, the USAF controls 80 percent of the
Department of Defense (DOD) space budget and incorporates 90 percent of DODs space personnel. The
3
Air Force supports this core competency with an annual budget of $5 billion.
57
Guidance states the following assumption and guidance, Air and Space superiority will continue to be an
essential element of US warfighting capability (as well as) fielding relevant, capable space forces is a
modernization priority that spans the near-, mid-, and long-term.
competencies, the draft Air Force Doctrine Document 1 (AFDD 1) equates space superiority to air
superiority in terms of critical importance, and it recognizes that control of space may actually secure
5
five Air Force core competencies, it is now important to take a look at the evolving Air Force doctrine for
this critical area.
the atmosphere, then the mission is counterair. New and evolving doctrine gives more thorough treatment to
the space medium.
The new draft Air Force Doctrine Document 1, Air Force Basic Doctrine, lays out space superiority as
one of the Air Forces five core competencies. This new document along with a new draft Air Force
Doctrine Document 4, Space Operations Doctrine, provides a more extensive treatment of those aspects of
space forces which support control of space. Space control assures a level of freedom of friendly use of
space while denying this freedom to the enemy. Counterspace controls activities both in and through the
space environment. An important aspect to understand is counterspace operations may be conducted by air,
land, sea, special operations, as well as space forces.
7
defensive aspects.
58
Offensive counterspace operations can be of a lethal or nonlethal nature as they disrupt, deny, degrade,
or destroy the enemys space systems or the information they provide. Disruption is considered to be the
temporary impairment of the use of space systems and normally does not involve physical damage. Jamming
is a good example of disruption. Denial refers to the temporary elimination of the use of space systems but
still does not normally involve actual physical damage. An example of denial would be cutting off power to
critical ground nodes. Degradation takes things a step further by permanent impairment of the use of space
systems, normally through physical damage. Attacks against ground nodes would be an example of this.
Finally, destruction is physical damage which permanently eliminates the utility of the space system. Use of
airpower to bomb a space uplink or downlink facility falls into this category. Offensive counterspace actions
are taken at a time and place of our choosing and can include attacks from space or terrestrial-based forces
on any or all segments of the enemys space systems to include space vehicles, ground stations, and the
8
Defensive counterspace preserves the ability to operate freely in and through space by reducing or
precluding the effectiveness of the adversarys counterspace capabilities. There are two types of defensive
counterspace operations, active and passive. These are defined below.
The objective of active defense is to detect, track, identify, intercept, and destroy or
neutralize enemy space and missile forces. Active defense operations include maneuvering
the satellite, deploying mobile ground links and terrestrial elements, and deploying decoys.
The objectives of passive defense are to reduce the vulnerabilities and to protect and
increase the survivability of friendly space forces and the information they provide.
9
Passive defense includes measures such as encryption, frequency hopping, and hardening.
The new draft doctrine also identifies two important contributing capabilities to the counterspace
mission:
Surveillance and
reconnaissance of space provide the situational awareness and targeting which are essential to conducting
effective counterspace operations.
detection, tracking, and reporting of ballistic missile events. These functions are critical to determining
potential ballistic missile threats to the North American land mass, US operations worldwide, as well as
10
space systems.
The preceding discussion of current and evolving doctrine is intended to provide a departure point for
discussing counterspace operations in 2025. To circumscribe the remaining discussion, we must look to
59
where the Air Force leadership wants us to go in the relative nearterm as we then leap to 2025. The Air
Force Executive Guidance document provides vectors across all areas of core competency including relevant
assumptions and specific guidance statements. These assumptions and associated guidance are of such
importance that they are quoted here from the Executive Guidance:
Offensive Counterspace
Assumptions:
1. US reliance on space-based capabilities will continue to increase.
2. The number of national and non-national entities utilizing space-based
assets to gain advantage will increase.
3. Space situational awareness is critical to space control.
Guidance
1. The Air Force will continue to improve its ability to disrupt, deny,
degrade, or destroy adversary space assets or capabilities.
2. The Air Force must survey space and protect its ability to use space
while preventing adversaries from interfering with that use.
Defensive Counterspace
Assumptions:
1. Protection, denial, and negation capabilities are core and essential
to space control.
2. The Air Force must expect and be prepared to defend against
attacks (physical or electronic) on our space systems and facilities.
3. Protecting and assuring US access to space systems employment
is essential to protecting US vital interests.
4. Protection of national security space systems capabilities using
traditional measures such as deception, ground/space segment
hardening, and secure C4I techniques and non-traditional measures
through integration of defensive Information Warfare measures are
necessary to achieve adversary uncertainty about US intentions, plans,
and operations.
5. Protecting the Earth and our space-based assets against damage
from extraterrestrial objects deserves consideration.
Guidance:
1. The Air Force must continue to enhance its denial, protection and
11
negation capabilities.
Although fairly general in nature, the three guidance statements above give us a leaping off point to
imagine the road down which the Air Force must travel to achieve a truly robust counterspace capability in
60
One last data point for framing the challenge of future counterspace operations is to
Satellite
subsystems are designed and built with double and triple redundancy. Large satellite constellations such as
the global positioning system are dispersed to allow for graceful degradation should a small number of
satellites be lost from the constellation. In addition, satellites carry fuel on board for station keeping
operations which, given sufficient warning, could be used for maneuvering to attempt to avoid attack.
Clearly these measures fall into the defensive counterspace realm whereby we are trying to reduce the
vulnerabilities and increase the survivability of friendly space forces and the information they provide.
Perhaps the greatest amount of infrastructure and effort in defensive counterspace today lies in the
extensive battle management and command, control, and communications (BM/C3) capability of the Space
Defense Operations Center (SPADOC) at Cheyenne Mountain Air Force Base, Colorado. The SPADOC is
responsible for defense of US and allied space systems through monitoring and reporting on unusual space
activity and planning possible defensive countermeasures. It assesses possible threat attack information and
determines which friendly systems are vulnerable.
connectivity to all space systems owners and operators through the Space Defense Command and Control
12
System.
In a hostile space environment such as that expected in 2025, todays simple countermeasure will
not be sufficient to protect US space systems and critical nodes such as SPADOC will be vulnerable.
NOTES
1
The Honorable (Dr) Sheila E. Widnall, secretary of the Air Force, Space: No Longer a Secret,
address to the Air Force Historical Foundation, Washington, D.C., 21 September 1995.
61
62
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65
A Research Paper
Presented To
Air Force 2025
by
Lt Col Thomas F. Berardinelli
Maj Sandra R. Bignell
Maj Michael J. Irwin
LCDR Alfredo E. Rackauskas (USN)
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations.........................................................................................................................................v
Tables................................................................................................................................................vi
Preface..............................................................................................................................................vii
Executive Summary ........................................................................................................................ viii
Introduction.........................................................................................................................................1
Scope ............................................................................................................................................2
Assumptions..................................................................................................................................3
Methodology.................................................................................................................................4
Regional Engagement..........................................................................................................................5
Core Capability and Core Competencies......................................................................................5
Employment Opportunity ..............................................................................................................8
Organization..................................................................................................................................8
Regional Orientation...............................................................................................................9
Force Size.............................................................................................................................11
Decentralized Control and Execution....................................................................................11
Focus of Expertise ................................................................................................................11
Enabling Tasks..................................................................................................................................18
Recruit, Assess, and Train..........................................................................................................19
Observe, Communicate, and Decide...........................................................................................25
Counter .......................................................................................................................................33
Sustain ........................................................................................................................................37
Appendix
A
Page
iii
Appendix
Page
Dependencies or Observation Systems Provided by Non-SORE Sources ............................55
Communications Systems............................................................................................................56
Dependencies or Communications Systems Provided by Non-SORE Sources .....................57
Decision Systems........................................................................................................................59
Counter Systems..........................................................................................................................61
Dependencies or Counter Systems Provided by Non-SORE Sources ...................................62
Sustain Systems...........................................................................................................................63
Move or Transportation Systems ................................................................................................66
iv
Illustrations
Figure
Page
1-1.
2-1.
2-2.
3-1.
3-2.
4-1.
4-2.
4-3.
Camouflage Is Critical......................................................................................................................30
4-4.
4-5.
PSYOP in Action..............................................................................................................................35
4-6.
Tables
Table
Page
Counter Attributes.............................................................................................................................34
Sustain Attributes..............................................................................................................................38
Recruit, Assess, and Train System Tasks, Qualities and Measures ..................................................49
10
11
12
13
14
vi
Preface
Special Operations Regional Engagement (SORE) is the topic of this study. Its enduring qualities are
timeless in comparison to technological advancements. To frame the function, assume the challenges faced
by the fictional Yankee moving back to face a medieval King Arthurs Court, or by the more contemporary
Star Trek travelers teleported onto a planet resembling the earthly world of 1996. Although the travelers
possess a multitude of techno-gadgets capable of mystifying and destroying the masses of earthly dwellers,
they must abort the notion of dominating the planet with their intergalactic capabilities and, instead, work
within the population they have encountered. They must assimilate the language, culture, clothing, and times;
they must be familiar with the mores and values of the population they encounter. The travelers cannot
influence the behavior of the barbarian dwellers if they do not possess the ability to evaluate the populace;
wisdom to integrate and communicate on the local level; the knowledge and familiarity with the local
methods of barter and trade; and collectively, operate at the inferior technical level they encountera level
vastly different from which they have come. With this as a frame of reference, we expect the SORE forces of
the next century to be faced with the same dilemmas challenging the fictional Connecticut Yankee in King
Arthurs Court. This paper focuses on the ability to advance those forces technologically and firmly plant the
need to retain specific rudimentary, but extremely perishable, skills which may fall prey to the cyberwarrior quest.
vii
Executive Summary
The United States is riding high on the crest of thirdwave technology as it leads the worlds rush into
the Information Age. It must not become so fixated on the information-based future that it is unprepared to
deal with 78 percent of the worlds population who will still be living in preindustrial and industrial
1
(SORE) forces will be the United States warriors prepared to successfully engage in these less developed,
though no less threatening worlds of the first- and second-wave the Niche Warriors of 2025. Their
timeless core competenciesskill in the use of unconventional equipment and tactics, excel in politically
sensitive environments and operations, employ unorthodox approaches, exploit limited opportunity, and
produce/use specialized informationmake them special and distinguish them from conventional forces.
These core competencies underlie SORE-unique and specialized skills that make them the force of
choice to meet this challenge. First, they possess the cross-cultural skills that will remain elusive for many
but are needed to build and gain the trust of these underdeveloped nationsforeign language proficiency,
2
cultural and area awareness, nonverbal communications, and interpersonal skills. Second, they blend into
the environments in which they operate, either using their cross-cultural skills or the new third-wave
technologies at their disposal. Third, SORE forces are not employed to fight the clients battle but to train
them to defend themselves without developing a dependency on SORE forces. There is a critical air
power component to SORE that the Air Force must prepare itself to meet. Many first- and second-wave
entities will face threats to their internal security that may require the proper use of air power. The fledgling
air forces of these entities will require assistance in developing adequate tactics, procedures, maintenance,
supply, and other support systems within their own technological limitations. Last, since conventional forces
will no longer possess the expertise, the weapons or the equipment found in most of these first- and secondwave areas, it will be the responsibility of SORE forces to be the experts in the procedures, tactics, and
support requirements necessary to prevent and counter the spreading threat that outbreaks of small wars
pose to US national interests.
viii
SORE activities are conducted across the spectrum of military operations, from peace to war, and focus
their defensive and offensive operations on training, advising, and assisting. The defensive objective is to
enable host nations or other internationally recognized entities to maintain their internal security against
forces that promote lawlessness, subversion, and terrorism, using their own personnel and equipment.
Although ideally conducted in noncombative environments, SORE forces may be employed or unavoidably
find themselves in combative situations. Offensive operations target an occupying force or established entity
threatening US national interests.
activities, evasion and escape, or other activities of low visibility, covert, or clandestine nature to counter
these forces. Defensive or offensive operations may require independent or combined direct combat action
by SORE forces. The reader should not construe this paper as an attempt to freeze in time the SOF foreign
internal defense (FID) and unconventional warfare (UW) missions of today. Rather, the focus must be to
ensure the US does not lose these essential capabilities and is caught ill-prepared or off-guard when endless
4
outbreaks of small wars indirectly threatening US security become the norm of first- and second-wave
nations in 2025. SORE forces will meet these challenges head-on by exploiting the advanced technology of
third-wave warfare to improve their ability to operate effectively in the 126 predicted first- and second5
introducing third-wave technology before its time but instead will work within the constraints of those
countries capabilities, using third-wave technology only to train, prepare, and protect themselves.
The first step is employing an assessment system to select the best recruits for these operations,
followed by realistic training and preparation in a virtual reality training center. Secondly, communications,
computer, command, control, and information (C4I) systems that blend into SORE first- and second-wave
environments, yet also provide third-wave capabilities and interoperability with conventional force
systems, is paramount. Third, they must have the know-how and systems to counter threats in these regions
and to assist in information warfare (IW) activities. Advances in psychological operations tools and access
to information weapons will play a key role in SORE countermeasure capabilities and in their collateral
role of IW. Lastly, since SORE is performed on a personal level, rather than from a standoff position as
envisioned by conventional force or SOF precision strike operations, basic sustainment needs of the
individual cannot be overlooked. Simple, portable methods to feed, water, and resupply SORE are needed.
ix
Furthermore, lightweight and compact energy sourcesto ensure power is available for C4I systems,
weapons, and support equipmentmust be devised. The details of these tasks and systems, as well as how
they will be employed, are the heart of this white paper.
Notes
1
Charles W. Taylor, Alternative World Scenarios for a New Order of Nations, Strategic Studies
Institute, US Army War College, 1993, 2628.
2
These were the components of crosscultural communications identified by USCINCSOC in a briefing
to the students of the Air War College on 25 March 1996.
3
Joint Pub 3-05.3, Joint Special Operations Operational Procedures, II-5.
4
Alvin and Heidi Toffler, War and Anti-War, Making Sense of Global Chaos (New York: Warner
Books, 1993), 103.
5
Taylor, 2628.
Chapter 1
Introduction
In numerous incidents during the last two decades, the inability of developed countries
to protect their interests and even their citizens lives in the face of low-level threats
has been demonstrated time and again.
Martin Van Creveld
The Transformation of War
1
Although not necessarily a sole superpower in 2025, the US will be a leading third-wave nation. As in
the past and present, the US will look to identify a threat to national survival that it can understand and fight
on its own terms. This potential peer competitor, like the Germany of the World Wars and Soviet Union of
2
the Cold War, will, in all probability, be a nation or entity that generally thinks, plans, organizes, trains,
and equips its forces in ways similar to the US. Justifiably, it will be important to ensure the US is a
capable competitor in, if not the leader of, the third-wave world. However, it will be equally important that
the US not become so fixated on building an information-based Maginot Line that its flanks are left
vulnerable to the first and second-wave threats that Western ethnocentrism or technocentrism often
misunderstands or overlooks entirely. This is particularly important when one considers 78 percent of the
3
worlds population (126 of 147 nations) will live in preindustrial or industrial societies in 2020.
The thesis of this white paper is that in 2025, SORE forces will be the niche warriors that provide the
capability for the US to successfully engage in the less developed, though no less threatening, worlds of the
first- and second-wave.
Source: 1994 United States Special Operations Command Posture Statement, 49.
Scope
As the thesis indicates, it is not the intention of this white paper to address all aspects of special
operations (SO) in 2025.
Dominance will be addressed in other white papers. The scope of this paper is limited to the Regional
Engagement capability of SO. The term regional engagement refers to the capability to protect and pursue
US interests where political and cultural sensitivity, as well as knowledge of first- and second-wave
equipment, tactics, procedures, and related support, are critical. It will include potential missions such as
Assumptions
The strategic backdrop for this paper is provided in the context of the 2025 Alternate Futures. These
alternate futures cover a spectrum of possible scenarios and include various assumptions. The following are
those assumptions, either synthesized from the alternate futures or developed by this writing team, that are
most relevant to this papers thesis:
Agrarian, industrial, and information-based societies will exist and coexist in 2025.
Despite advances in information technology, language and cultural skills will remain critical
but elusive for many.
Although other entities such as large transnational corporations, economic alliances, and
nongovernmental organizations will become more significant players in the global community,
the nation-state will remain an important actor.
Methodology
This paper is divided into three major sections and two appendices. The thesis, assumptions, and core
capability serve as the common thread tying the tasks, force qualities, and underlying technologies to SORE
mission needs and core competencies in 2025. The first section (chapters 2 and 3) introduces the reader to
SOF core competencies, the core capability of SORE, organization, and our proposed concept of operation
(CONOP) to employ this core capability. The second section (chapter 4) addresses and details the critical
tasks that enable the CONOP. These enabling tasks are recruitment, assessment, training, observation,
communication, decision, countermeasures, and sustainment. Movement is also an important enabling task.
However, since movement support for SORE operations will come from non-SOF, host or sponsor, and/or
SOF lift platforms (designed for precision strike) and are addressed in the Airlift, Spacelift, and SOF
Precision Strike white papers, we will not address them here. The closing section (chapter 5) provides our
conclusions and recommendations for the future. Two appendices support the body of this paper. Appendix
A identifies and discusses the force qualities and attributes needed in the recommended systems, as well as
the underlying technologies required to create those systems. Appendix B provides a brief definition of those
underlying technologies.
Notes
1
Refers to the definitions used by the Tofflers in their books, The Third Wave and War and Anti-War.
The first wave encompasses agrarian-based societies; the second wave, industrial societies; and the third
wave, information-based societies. See Alvin and Heidi Toffler, War and Anti-War (New York: Warner
Books, Inc., 1993), 89.
2
Entity refers to potentially significant nonnational players in the world arena, such as multi- or
transnational corporations and other nongovernmental organizations.
3
Charles W. Taylor, Alternative World Scenarios for a New Order of Nations, Strategic Studies
Institute, US Army War College, 1993, 2628.
4
For instance, todays UW operations such as evasion and escape focus on avoiding population
concentrations. This assumes these missions will only be conducted in isolated areas. Based on this
assumption, transparency is achieved by physical concealment. In an urban environment, avoidance of
indigenous personnel will be more complex. Accordingly, SORE forces must blend in and be capable of
handling unanticipated contact.
Chapter 2
Regional Engagement
SOREs core capability encompasses two general components: defensive and offensive operations.
The defensive objective of SORE is to prevent or free a society from subversion, lawlessness, and/or
insurgency. This is primarily accomplished by training, advising, or otherwise assisting host military and
paramilitary forces, with the goal of enabling the host to unilaterally assume responsibility for eliminating
1
internal instability.
paramilitary missions in hostile, denied, or politically sensitive areas. These missions are characterized by
long duration, indirect activities including guerrilla warfare, and other offensive, low-visibility, covert, or
2
clandestine operations. SORE forces conduct or train and assist clients in subversion, sabotage, intelligence
activities, evasion and escape tactics, and other activities of a covert or clandestine nature.
Operations
themselves are generally conducted by indigenous forces organized, trained, equipped, supported, and
directed in varying degrees by SORE forces.
The SORE core capability and special operations force (SOF) core competencies are closely related.
Although the targets and focus of regional engagement may vary over time, the five core competencies are
timeless. SOF must (1) be skilled in the use of unconventional equipment and tactics; (2) excel in politically
sensitive environments; (3) employ unorthodox approaches; (4) exploit limited opportunities; and finally (5)
use and produce specialized intelligence. The following paragraphs further define the core competencies and
link them to SORE. Specifically, SORE forces must be skilled in the use of unconventional equipment and
tactics.
The unusual demands of a SO mission define the training and equipment required. Often,
accomplishing the SO mission calls for a unique mixture of specialized skills and
5
equipment that may be outside the capabilities of conventional forces.
In 2025, this will be manifested in two ways for SORE operations.
crosscultural skills. In other words, they must be regionally focused, skilled in foreign language, and
culturally attuned. Second, the force must be skilled in the employment of equipment, tactics, procedures, and
support functions associated with first- and second-wave societies and warfare.
Given the nature of their projected employment, they must excel in politically sensitive environments
and operations.
Virtually every aspect of a SO mission is constrained by the politically sensitive context in
which it is conducted. For instance, the cultural mores of a country may dictate a lowprofile operation, while in another situation, larger political considerations may require a
visible presence in an advisory capacity. [SO] are marked by the need for political
6
sensitivity and require patient, long-term commitments to achieve national objectives.
Patient and long-term are the key adjectives of this core competency. These terms neither characterize
the nature of conventional force employment nor the American publics attitude about such employment.
SORE operations cultivate the relationships and presence necessary to conduct missions where our interests
are at stake in politically or economically sensitive areas, not otherwise accessible to conventional (thirdwave) forces, yet with significant economies of force. SORE operations also provide the flexibility of using
SOF visibly when a high-profile US presence is desired or covertly/clandestinely when no US signature is
required, but human presence is necessary.
To meet these diverse profile employment efforts, SORE forces must employ unorthodox approaches.
SOF missions do not negate the traditional principles of war. Rather, a different emphasis
is placed on their combination or relative importance. In a SO mission, surprise achieved
through speed, stealth, audacity, deception, and new tactics or techniques can be far more
effective and efficient than a conventional force using traditional tactics based on massed
7
firepower and tactical maneuvers.
In 2025, conventional, third-wave operations and tactics may be characterized by very precise
munitions delivered from unmanned platforms or the manipulation of data from a work station far removed
from the intended target. In such a world, the ability to infiltrate a SOF team and remain long enough to build
a relationship of trust with indigenous personnel will certainly be considered unorthodox, yet remain
critically important.
These unorthodox, critical approaches will require strict windows of availability and criteria to meet
successful fruition. Specifically, SORE forces must be capable of exploiting limited opportunities.
Some SO missions . . . must capture the appropriate moment for complete success.
Tactical advantage may be limited and fleeting. Repeat opportunities are unlikely, and
8
failures will be politically and militarily costly.
Although more characteristic of SOF Precision Strike missions, SORE operations, by exploiting the
world-wide presence of deployed forces in politically sensitive areas, may provide information or be used to
conduct missions where a narrow window of opportunity exists. This will be true for both low-visibility and
high-visibility missions.
Again, relative to the exploitation role of SORE forces in these visibility missions and all other tasks,
SORE members will use and produce specialized intelligence.
SO missions are intelligence-driven and intelligence-dependent. They require immediate
and continuous access to information from traditional as well as nontraditional sources.
SO generally rely on formal intelligence structures, but, for certain sensitive missions,
tactical and operational information must be developed using SOF assets such as advance
or reconnaissance forces. Moreover, SOF need detailed national and theater intelligence
9
products at the tactical level of execution, often in nearreal-time.
SORE forces will be an excellent, nontraditional source of information valuable to political,
diplomatic, economic, and military decision makers. Long-term relationships developed with indigenous
personnel and/or host governments and military officials may allow the gathering of information not
otherwise possible through traditional military, diplomatic, or economic contacts.
Employment Opportunity
The opportunity to employ this SORE core capability will be ripe given any of the six 2025 Alternate
10
Futures.
All include the possibility for instability associated with lawlessness, subversion, insurgency,
separatism, secessionism and states or other entities that sponsor or conduct terrorism and other destabilizing
activities. Clients may include host nations or virtually any legitimate international organization whose
maintenance of stability in a given region is in the interest of the US (e.g., multi-/transnational corporations,
nongovernmental organizations, and regional alliances or coalitions). SORE operations may also be targeted
against such entities should they conduct or sponsor activities that promote instability or are counter to US
interests. Opportunities for miscalculation also exist. As noted in the following, this is particularly true
regarding language and cultural skills.
The relevance of [training] programs . . . depends heavily on requirements that the US
intelligence community cannot always predict. Egypt and Syria emerged as the most
important Arabic dialects after the Arab-Israeli War of 1967. As a direct result of that
decision, only 16 Arab linguists on active duty (less than one percent) had studied Iraqi
before Saddam Hussein invaded Kuwait. No one predicted large-scale SOF employment
in Kurdistan or Somalia, where Operations PROVIDE COMFORT and RESTORE HOPE
took place. The maintenance of language skills is just as essential as initial learning but,
11
for most linguists, peak proficiency occurs the day they receive their diploma.
The above example provides for a positive opportunity. It illustrates how third-wave information
technology can be exploited to improve our ability to engage in first- and second-wave warfare.
For
instance, the capability to transform information into knowledge and, ultimately, into wisdom will contribute
to our ability to identify future flash points and subsequently adjust our language training.
Similarly,
improved technology such as the introduction of more sophisticated translating devices (although no
substitute for face-to-face conversation in the spoken language)
12
Organization
It is not the intention of this white paper to become immersed in the intricacies of organizational
structure, service component responsibility, or any other controversial organizational issues associated with
details and minutiae. Rather, the purpose is to identify and discuss the important characteristics of any SORE
organizationbe it a service or joint organization.
Regional Orientation
Americans often become bulls in china shops . . . The American way of dealing
with problems sometimes fails in the international milieu. It is particularly important
for American leaders . . . to be sensitive to national concerns and to listen carefully to . .
. other nations.
Perry M. Smith
Taking Charge, A Practical
Guide for Leaders
Source: 1994 United States Special Operations Command Posture Statement, 17.
13
An organizational structure,
based on regional orientation, is critical to ensuring SORE forces maintain this vital crosscultural capability.
In a fiscally unconstrained military, areas of regional responsibility could be made smaller and more
numerous to limit the diversity of language, cultural, and military capability within any one area. Such an
arrangement would allow for highly focused training and proficiency in language skills, weapons, and tactics.
In a technologically unconstrained world in which a transparent language translation capability, gift of
tongues, is available, division of regional responsibility would be less constrained or perhaps not
necessary. However, based on the alternate futures and our developed assumptions, it is not likely such a
favorable environment, either fiscally or technologically, will exist in 2025. With this premise in mind,
figure 2-2 illustrates a notional division of responsibility that seeks some balance between diversity within a
region and force structure size limitations. Since SORE operations are focused on first- and second-wave
areas; North America (less Mexico), Western Europe, Japan, Australia, and New Zealand are not included in
the regional coverage scheme. The specific boundaries shown, although not entirely unrealistic possibilities,
are for illustrative purposes only.
SUB-SAHARAN AFRICA
10
Force Size
The nature of the SORE mission will determine the size of the force. Offensive SORE missions such as
sabotage or evasion and escape may require less than 10 people with little equipment.
Conversely, a
defensive SORE mission to train, advise, and assist a fledgling air force in air-to-ground tactics and
procedures, in maintenance inspection methods, spare parts management, and weather observance and
forecasting, may require a significantly larger team, in a more visible role. Nonetheless, either can be
conducted more unobtrusively than large, conventional operations whose actions may be followed closely by
the international media.
Focus of Expertise
The final attribute of a SORE organization is the focus of its expertise. The aviation training mission
provides a good example. The ultimate objective of SORE defensive operations is to empower the client to
protect itself and maintain stability using organic equipment, weapons, and, most importantly, personnel. In
terms of aviation, it is not the primary objective to teach the rudiments of initial flying qualification or
wrench turning. It is assumed the client already has the capability to provide these basic skills. The focus
of SORE operations is to improve the clients tactics and weapons employment, which may include training
11
and procedures associated with support functions such as supply, maintenance, and weather. This focus has
force structure implications as well. Since pilots will fly in an observer role, it is only necessary for SORE
operators to be familiar with the overall characteristics of aircraft flown in the regional area of
responsibility. It is not necessary for them to be qualified in all aircraft in the region. Subsequently, SORE
aviation units need only possess aircraft that closely resemble the characteristics of aviation platforms in that
geographic area. This capability may be accommodated through leasing arrangements that allow the unit to
change its aircraft inventory to reflect regional changes on a nearrealtime basis. This approach is far less
costly and time consuming than the traditional research, development, acquisition and life cycle maintenance
associated with traditional military aircraft inventories.
This flexible, regionally focused organizational structure optimizes the core competencies and
capability discussed in this chapter. Together, they provide the foundation for successfully implementing the
CONOPs in the next chapter.
Notes
1
Joint Pub 3-05, Doctrine for Joint Special Operations, October 1992, II-8.
The terms covert and clandestine are often confused. Doctrinally, and for the purpose of this paper,
they are defined as follows. A clandestine operation places emphasis on the concealment of the operation
itself. A covert operation places emphasis on the concealment of the identity of the sponsor. In special
operations, an activity may be both covert and clandestine and may focus equally on operational
considerations and intelligence-related activities. (See Joint Pub 1-02 and Joint Pub 3-05.)
3
Joint Pub 3-05.3, Joint Special Operations Operational Procedures, August 1993, II-1.
4
Joint Pub 1-02, Joint Warfare of the United States Armed Forces, January 1995, I-X.
5
United States Special Operations Command, The United States Special Operations Forces Posture
Statement, 1994, 3.
6
Ibid., 3.
7
Ibid., 4.
8
Ibid.
9
Ibid.
10
Refer to the Alternate Futures white paper for specific definitions.
11
John Collins, CRS Report for Congress, Special Operations Forces, An Assessment 19861993, 30
July 1993, 1991.
12
This assertion is further addressed under the Advantages of SORE section of chapter 3, Concept of
Operations.
13
These were the components of cross-cultural communications identified by USCINCSOC in a briefing
to the Air War College on 25 March 1996.
2
12
Chapter 3
O f f e n s iv e R e g io n a l E n g a g e m e n t ( R E ) O p e r a tio n s
P ea c e
C o n f lic t
W AR
C o n f lic t
P ea c e
D e f e n s iv e C o m b a t R E O p s
D e f e n s iv e N o n c o m b a t R e g io n a l E n g a g e m e n t O p e r a t io n s
13
Defensive SORE
Given the diversity of the SORE missions within the peaceful realms, the defensive component can be
further divided into combat and noncombat operations. Both focus on developing the indigenous leaders,
organizations, and individual skills of host nations, or other entities determined to be legitimate and whose
viability is considered to be in the interest of the US. In other words, these defensive SORE operations are
centered on training, advising, and assisting. Ideally, potential customers are identified before they face an
organized, destabilizing threat.
environment that presents little threat of subjecting the team to hostile action. However, when subversion,
lawlessness, or insurgency, [separatism, or secessionist activities] threaten a friendly nations stability, the
NCA may direct US forces to provide support to friendly nations counterinsurgency [et al] efforts. This
support is distinct from . . . training or advisory assistance . . . because it involves the operational
commitment of US forces . . .
Offensive SORE
The offensive component of SORE includes guerrilla warfare, subversion, sabotage, intelligence
activities, evasion and escape, and other activities of a low visibility, covert, or clandestine nature.
The
core of offensive SORE operations, similar to the defensive component, is training, advising, and assisting.
However, there are two essential differences. The first is the nature of the target. In offensive operations,
14
SORE activities are directed against an established entity or occupying force. The second follows from
the political sensitivity of the first. The operation will almost always be conducted in a covert or clandestine
manner to effectively mask US involvement. This last consideration may lead to the requirement to use
sophisticated systems to infiltrate, exfiltrate, sustain, and communicate in a clandestine or covert manner.
The challenge will be to exploit third-wave technology such that it will be transparent in a first- or secondwave environment.
An example of offensive SORE operations in the context of the Zaibatsu alternate future may involve
the infiltration of a SORE team into a region dominated by a multi- or transnational corporation where vital
American interests are at stake.
indigenous personnel in harassment activities. Such an operation might also facilitate or complement a SOF
precision strike mission aimed at disrupting information systems.
Advantages of SORE
The advantages of possessing a core capability to conduct SORE operations in 2025 are several fold.
First, since SORE operations are focused on first- and second-wave entities, emphasis will be on weapons,
tactics, procedures, and support infrastructure considered crude or primitive, both today and 30 years hence
(fig. 3-2). Conventional forces of 2025 will not possess these cruder weapons, and subsequently, have no
expertise in their employment.
15
Figure 3-2. SORE Forces Training in the First and Second Waves.
Second, even if technology is available for universal or programmable language translators, imagine
how intimidating or socially offensive the use of such devices might be to a non-Western and/or lesserdeveloped people. Unless such translation devices can be made transparent to the receiver, they will be
inadequate as a replacement for the language-skilled, culturally attuned individual. The following example
illustrates this point.
In Uganda last year during the efforts to assist the refugees from Rwanda, an Army Special
Forces captain was tasked to introduce American aid representatives to the President of
Uganda. The captain started off the conversation, introducing himself and greeting the
president in the Presidents own language. This impressed the President greatly and
smoothed the introduction of much more difficult topics and discussions. The captains
[language and cultural] training and previous deployments had allowed him to . . . make
4
the telling first impression.
Third, interpersonal relationships cultivated during SORE operations strengthen ties with the host
nation [or other entity] while building future contacts that may not otherwise be available through
traditional [or conventional] military or diplomatic channels.
nature and therefore result in significant economies of scale. Early engagement of small, unobtrusive SORE
teams in a variety of locations throughout the globe provide the ability to influence events before they become
16
media spectacles and take on a life of their own. These teams also provide a source of intelligence that can
be placed in a cultural or societal context not possible with other sources.
Having described the offensive and defensive components, as well as the advantages of the CONOP,
this paper now turns to its enabling tasks. In the chapter that follows, these tasks and their attributes are
addressed and evaluated in detail.
Notes
1
17
Chapter 4
Enabling Tasks
As scarce resources are allocated and the highly visible . . . systems receive the most
attention, it is the gruntoften equipped much as his grandfather wasthat is most
often called upon to implement foreign policy . . . Many situations . . .will still
require...the ability to interact with local populations, and the ability to make human
in the loop decisions.
2010 Warfighting Vision, A Framework
for Change, 1 August 1995
Based on the concept of operations for SORE, very specific and defined enabling tasks emerge.
Sequentially, the tasks of recruit, assess, train, observe, communicate, decide, counter, and sustain follow and
are measured. In the tables throughout this chapter, the terms critical, desired, or ideal refer to the attributes
level of need for each task. A Critical attribute is required to accomplish the task. A Desired attribute
allows for a reasonable expectation of enhancement that is within fiscal and technological possibility. In
other words, a desired attribute may make task accomplishment or system outcome faster, more precise, or
lighter weight, but the mission can still be accomplished without it in 2025. Lastly, an ideal attribute
enhances task accomplishment and ultimately mission execution, yet may push fiscal and technological limits.
18
My first plea is for the frontiersnot the mainstream. The mainstream, by definition,
will have enough volunteers and preferences to garner the attention it needs to see us
through the necessary doctrinal evolution. But what of the lonely, dangerous frontiers,
with all of their uncertainties and risks? Will we have enough volunteers? Will those
who volunteer have the wit, courage, and stamina that frontiers seem always to demand
of pioneers? I hope that the frontiers of air and space doctrine will beckon those
airmen who have the potential to be doctrinal pioneers.
Carl H. Builder
Given that SORE operations in 2025 may occur with limited opportunity to prepare are politically
sensitive and will occur in permissive, hostile and/or denied environments, selective recruitment, detailed
and thorough training, coupled with continuous mission rehearsal and assessment, will be critical. The use of
specialized equipment and unique skills dictate the need for an ongoing, comprehensive recruitment, training
and assessment program. To this end, SORE forces will undoubtedly take advantage of developing
technologies. As mentioned previously, their efforts may include direct support of first- or second-wave
military or fielded forces, multinational corporations, or other governmental agencies.
If you tell me, Ill listen.
If you show me, Ill see.
If I experience it, Ill learn.
Lao Tze, 430 BC
19
To effectively meet these train-to-task missions, both on a continuing basis and for initial selective
trimming of SORE candidates, development and use of virtual reality centers or the holo-deck type arenas,
currently envisioned in the Star Trek TV series, should be pursued. These virtual reality centers would allow
SORE forces to totally immerse themselves in the pending or projected mission(s) (ideally to include
anticipated environmental influences i.e., rain, snow, mud, and cold to be encountered).
For those
previously qualified, the centers would provide ongoing refresher or reorientation training.
For new
accessions or potential candidates the center would serve as a proving ground to determine the acceptability
of an untested recruit.
Further, potentially every member involved in a particular mission or deployment could rehearse his
part with all the reality of executing the mission void of the potential ramifications of mistake in a sensitive
environment. Mission rehearsal or selection parameters could be repeatedly played out with multiple
contingencies and backup scenarios to force reactive and proactive player responses. The SORE virtual
reality training centers could be linked with other similar centers allowing all participants, military and
20
civilian, who are not geographically collocated to interact, train, and rehearse as a single entityas if
actually accomplishing assigned tasks and responsibilities well in advance of true debarkation. Additionally,
the centers should be linked to real-time national assetsintelligence, information and data collection, and
battle management systemsto afford the injection of realtime conditions into mission training and
rehearsal.
The SORE virtual reality training centers would allow mission particulars such as cultural awareness
and immersion to include language skills to be experienced first
hand.
dangerous materials, highly specialized or first-wave one-of-a-kind equipment, and unique tactics could be
repeatedly practiced or rehearsed, improving the quality of training and likelihood of mission success. The
virtual reality training centers would be equally useful as proving grounds for evaluating potential SORE
candidates.
Accordingly, SORE recruitment, assessment and training regimens and the system descriptions to
support those regimens must be highlighted for operations in 2025. Initially, given the nature of SORE tasks,
the potential conditions and environments in which those conditions will occur and the realistic assumption
that SORE force structure will consist of a small number of selectively trained and experienced warriors,
picking the right troop in 2025 could prove to be the cognizant driver in the accession process.
To illustrate the importance of selecting the highest caliber forces, USCINCSOCs testimony to
Congress in March 1995 provides a concise vision of what those selection demands could hold for SORE
forces of the future.
It. . . requires a particularly mature, independent, and self-starting individual who can
operate in small groups, often in harsh environmental conditions. Finding these kinds of
individuals requires a special selection and assessment process that can gauge a persons
1
suitability to these kinds of tasks.
21
RECRUIT POPULATION
SELECT
ASSESS
TRAIN
SORE
FORCES
identified, a vigorous assessment cycle must commence to determine which potential candidate(s) will make
the cut for qualification training. Figure 4-2 graphically illustrates the conceptual framework for this initial
recruitment and selection cycle.
After a series of
selective psychological and physical screening tests, the pool will dwindle to reasonable proportions,
similar to the manner in which NASA and the Navy screen their astronaut and SEAL candidates respectively.
While the recommendations for enhancing the collective recruit, assess, and train regimens for SORE
2
forces follow, the concept of selective retention must be assumed. Considering the enduring nature of our
22
core competencies, the same selective process of today must occur in 30 years, yet must be replete with the
technological and medical advances anticipated.
continuous. As candidates enter the recruit funnel, the continual selection, assessment, and training regimen
must be used time and again. The outcome of the cycle will result in culturally attuned, physically and
mentally prepared SORE forces capable of implementing and sustaining the rigorous demands of the SORE
CONOP. At any point within this cycle, a recruit will be dismissed or returned to conventional forces since
SORE force employment and application is a high-risk-of-failure proposition.
Table 1 provides the attributes needed and desired in the initial selection/screening process and the
follow-on assessment and training requirements. While these parameters will serve to initially select,
continually assess, and later prepare SORE forces for specific areas of performance, the essence remains to
develop an organic approach to refining the initial selection process.
Table 1
Recruit, Assess, and Train Attributes
Attribute
Recruit
Assess
Train
Cultural/Political Sensitivity
*Desired
Desired
Critical
Regional Orientation
Ideal
Desired
Critical
Language Proficiency
Desired
Critical
Critical
Negotiation Skills
Desired
Desired
Critical
Psychological Profile
Critical
Ideal
Ideal
Desired
Ideal
Ideal
Physical Attribute/Ethnicity
Desired
Desired
Desired
Adaptability
N/A
Critical
Critical
Interactive (Realistic)
N/A
Desired
Critical
Individually Tailored
N/A
Ideal
Ideal
Portability
N/A
Desired
Desired
Interoperability
N/A
Ideal
Critical
Critical, desired, and ideal refer to level of need for task accomplishment.
23
In that vein, genetic engineering, testing, and selection parameters may prove to be an early
3
discriminator to achieve this goal. Similarly, during the initial process, advance testing should be adopted
to apprise an applicants potential to learn language based on brain hemisphere dominance, profile his/her
psychological state to determine historical nurturing, and IQ testing to rate cognitive learning ability. Further,
future mission requirements will dictate that physical attributes of the candidate(s) be considered in building
the force structure verses simply filling projected losses. To restate, initial selection procedures will be
critical to effectively field the highest caliber forces to achieve specialized and changing SORE mission
objectives. Given the nature of the SORE mission and the potential expense associated with its follow-on
training, mistakes must be kept to a minimum or be systematically revealed at any point in the selection
and/or assessment process. Ultimately, the training of selected individuals will refine and result in cognizant
members capable of effectively operating as SORE employed forces.
To meld the selection and training profiles and further qualify this process, an essential element will be
to speed the learning process of the people selected and being trained within the virtual system. Some
innovations and ideas relevant to this enhanced ability may range from artificially intelligent word
4
processing, to selective knowledge pills ingested as situations dictate, to accommodate the increased need
to absorb magnitudes of data over extended periods of time or for short durations. Overall, these concepts
may provide the key links for allowing our selected SORE forces to receive and process the massive output
of the envisioned Virtual Reality Center. Again, USCINCSOCs testimony appropriately addresses the
criticality of the collective tasks:
Units that conduct these operations invest a great deal of time and energy in language
proficiency, cultural awareness, and regional orientation. It often takes years of study, in
the actual area of operations, to develop the kind of understanding required to work with
forces where the SOF operator has no command authority but must accomplish the mission
through cooperation and mutual understanding. This must be followed by a training
program that teaches not only the language and regional specifics, but also how to deal
with and operate in unusual situations where there usually are no doctrine or guidelines and
they have no authority to issue orders but must use persuasion to solve a myriad of
6
challenges they confront.
Collectively, recruitment, assessment, and training will be critical to the effective fielding of SORE
forces in 2025. Without these building blocks of successful selection and preparation, the end game of their
actions cannot be assured or predicted with any certainty. However, by applying specific standards to these
criteria, we will dramatically increase the probability of success by fielding a select group of brilliant
24
warriors, selected, educated, trained, and employed in diverse regions of the world. As noted by Lt Gen Jay
W. Kelley in his unpublished article addressing the Brilliant Warrior concept as applied to professional
military educationBrilliant Warriors must be critical thinkers.
regimens described in this chapter will help produce the brilliant warriors of 2025.
communicating it, is of little value. Even if the ability to observe is enhanced and methods of transmitting
data are improved, there is no value added unless there is a means of turning that information into knowledge
useful to the decision maker. Therefore, it would be a mistake to look at these tasks individually, since the
process must facilitate all three.
Brig Gen William E. Harmon, USA, program manager for the Joint Tactical Fusion Program wrote,
The most sophisticated intelligence collection in the world is worthless if the information it provides does
not reach the commander in a timely manner.
The authors of New World Vistas: Air and Space Power for
the 21st Century also agree. They assert, The power of the new information systems will lie in their ability
to correlate data automatically and rapidly from many sources to form a complete picture of the operational
9
area, whether it be a battlefield or the site of a mobility operation. Restated, the ability to collect, fuse, and
process data into a usable form and then ship the information to the decision maker on demand is crucial.
Whether the process is third wave as discussed by New World Vistas, or crude first- or second-wave
where the process may be as simple as seeing with ones own eyes, telling someone what you saw,
discussing it, and then actingthe need for effective interweaving of these three tasks remains high. For
25
familiarity, the term C4I (communications, computers, command, control and intelligence) is used to refer to
the observe-communicate-decide processnot a technological system, but rather a process.
Table 2 lists the twelve attributes imperative to the observe-communicate-decide process. The first
seveninteroperability, divergence or fusion, portability, transparency, face-to-face contact, security, and
resolutionare critical to SO regional engagement operations and are captured in four overriding
requirements. These requirements are discussed at length in this section. The remaining five attributes are
desired, not critical, and are briefly discussed.
Table 2
Observe, Communicate, and Decide Attributes
Attribute
Observe
Communicate
Decide
Interoperability
*Critical
Critical
Critical
Critical
Critical
N/A
Portability
Critical
Critical
Desired
Transparency
Critical
Critical
Critical
Face-to-Face Contact
Critical
Critical
Critical
Security
Critical
Critical
Critical
Resolution
Critical
N/A
N/A
Range (global/local)
Desired
Desired
Desired
Desired
Critical
Desired
Capacity (giga-terabits/sec)
Desired
Critical
Desired
Survivability
Desired
Desired
N/A
Desired
Desired
Desired
Accuracy
*
Critical, desired, and N/A refer to level of need for task accomplishment.
The four overriding requirements needed for successful employment of SOREs observecommunicate-decide task in 2025 are (1) interoperability and fusion with third-wave C4I systems with
appropriate range, speed, and accuracy qualities, as well as a divergent detection and resolution capability;
(2) portable field equipment that is lightweight, secure, and survivable; 3) C4I equipment that blends into
26
commonsense reasoning about the process of fusion must be understood and automated.
With or without
fusion, the network must also be near real-time, secure, survivable, and provide redundant transmission
paths. These capabilities are not only needed for SORE but also for the conventional forces.
Information obtained from conventional C4I systems and divergent detection and resolution sources will
be used in defensive SORE operations where the mission is focused on assisting and training sponsor forces
in a noncombative environment. These sources will provide a secure, reliable C4I link back home and
simultaneously provide interoperability and intelligence sharing with coalition forces, host nations, or
clients. As noted in Joint Pub 3-07, US intelligence sharing ranges from strategic analysis to current
intelligence summaries and situation reporting for tactical operations. An adequate intelligence collection
and dissemination capability is often one of the weakest links in a host nations military capability.
11
However, we must be careful about what third-wave knowledge we share and how we share it. We do not
want to provide intelligence obtained from third-wave sources or to provide the host a direct link to our
systems unless we plan to leave it behind for the hosts future use. Otherwise, when the forces depart, the
host will be at a loss.
This concept is best explained by using an example from our CONOP where US SORE forces are
training a host and then are tasked to join the flying crews of sponsor nations when the environment shifts into
27
a combative mode. It would be tempting to offer third-wave intelligence sources to pinpoint enemy actions
and to assist the sponsor in developing an operations plan, just to protect our own SORE pilots. However,
this action risks leaving the host more vulnerable than when we arrived. A better approach is for SORE
forces to take advantage of their link to intelligence systems during the non combative phase, to keep in
tune with changing events in the area and to formulate the best method to optimize the hosts existing forces
and resources to locate and eliminate the threat. For example, they might help the host set up a human
intelligence (HUMINT) network or retrofit an existing aircraft with reconnaissance gear to gauge the nature
of the impending threat. Teaching the host how to use their own resources versus plugging them into ours is
much more beneficial to their future development.
Another key use of these same third-wave systems is predicting and dealing with the effects of
urbanization. Population trends indicate that by 2010, 50 to 65 percent of the worlds population will live in
urban areas.
12
We have already seen the impact of urbanization on US operations in Somalia, Haiti, and
Bosnia where starvation, disease, pollution, and mass migration are staggering.
capability to operate and conduct military operations in built-up areas and to achieve military objectives
with minimum casualties and collateral damage requires more precise weapons, surveillance, sensing, target
detection, and situational awareness enhancements.
13
15
14
an ultraprecise,
reconnaissance done from commercial, possibly international conglomerate platforms producing high
16
that does not simply produce an average of two data sets, but rather a divergent detection and resolution
capability necessary to support SOF precision identification and targeting requirements, particularly
offensive SORE operations.
Similarly, there are many possibilities for improved communications networks in the future. The three
most likely successors, Distributed Satellite Systems, Fiber and Satellite Networks, and direct link between
17
satellite and aircraft, are described in New World Vistas: Air and Space Power for the 21st Century.
28
Since these systems are addressed in the Information Operations, Counter Information, and S & R
Information Operations white papers, we will describe them only briefly in the Systems and Underlying
Technologies appendices. However, SORE packaging of these third-wave C4I systems for use in first- and
second-wave nations may differ from conventional packaging. This unique packaging will be addressed in
the third requirement.
The second requirement deals with the C4I systems necessary for covert or clandestine operations
normally associated with offensive SORE.
[These type of SOF] missions are intelligence-driven and intelligence dependent. They
require immediate and continuous access to information from traditional as well as
nontraditional sources. SO generally rely on formal intelligence structures, but, for certain,
sensitive missions, tactical and operational information must be developed using SOF
18
assets such as advanced reconnaissance forces.
Quite simply, SOF operations will require the full array of intelligence products available
to conventional forces, such as indications and warning data, orders of battle, threat tactics,
weapon systems characteristics and capabilities, communications, environmental, and
19
maritime factors.
SORE forces will need lightweight, mobile, secure, and survivable equipment that works well in harsh,
austere environments, that ensures low visibility for covert or clandestine operations, and that inherently
guarantees synchronization and security of small teams fighting subversion, lawlessness, insurgency, and
terrorism. The same equipment will be needed for teams that must up close and personally verify
information on enemy capabilities, intentions, and activities that are unverifiable through conventional
surveillance and intelligence means.
This equipment must have the range and capacity for teams to
communicate securely with command and control centers, with each other, with intelligence sources, and/or
directly to weapons delivery systems.
A miniature C4I unit, constructed of micromechanical devices where a single chip is the entire system,
could be embedded in a helmet, on a sleeve, or in a wristband. The system could be voice, gesture, or
thought controlled as deemed plausible in New World Vistas: Air and Space Power for the 21st Centurys
concept of Human/Machine System Fusion.
23
Display Helmet
21
22
20
are both excellent examples. Another possibility is to build very small aperture antennas
(VSAT) into the receiver systems which are capable of transmitting video and sophisticated computer24
29
wristband, or any other handy device. In each case, either non-SOF or specialized SOF C4I systems, with
25
capabilities similar to the systems used for SOF Precision Strike, would be appropriate.
Collectively, a
potential problem may arise in providing appropriate power supplies to these microsystems without frying
the chips. For possible solutions to this and other power problems, please refer to the sustain section that
follows.
Source: P. J. Griffiths Magnum, Wireless Networks, Scientific American, September 1995,: 53.
communications systems will exist for team-to-team communications, like the Tactical Information Display
26
Helmet,
it does not look and feel like the sponsoring nations equipment, nor does it blend into their
low-tech environment. Rather than blend into the local environment, the helmet would merely flaunt SORE
force presence and jeopardize their low profile assistance. Therefore, we may not want to employ it, since
using it would defeat our purpose of training and developing the sponsored forces with their own equipment
and in their own technological era.
To eliminate these problems, two solutions or approaches are suggested. First, we must be fully aware
of and knowledgeable about the current technological state of our host. Next, we must be prepared to use the
hosts C4I equipment or to deploy equipped with organic first- or second-wave equipment. We cannot expect
30
their equipment to be as sophisticated as ours nor can we count on them to have sufficient C4I assets to
27
generation of equipment, which may be only slightly different from todays. This amplifies the need for
SORE teams to be trained in a myriad of old and new technology, from 1980s -vintage to 2025 thirdwave high-tech systems. This is particularly true for defensive SORE operations.
The second approach is to take advantage of third-wave technology to hide or camouflage third-wave
capabilities in first- and second-wave C4I equipment (retrofit) or to design high-tech systems in low-tech
form or objects (mimic). The goal is to have third-wave C4I technology available to the SORE team, yet
conceal its presence from the local population and/or host. The concealment serves two purposes. First, it
ensures our SORE teams have reliable, secure communications and up-to-date intelligence for their planning
and protection. Secondly, it prevents SORE teams from intimidating or offending their hosts or tempting them
with advanced technology before its time, since they must evolve at their own pace, not ours.
Without camouflage in these primitive environments, reliable, secure, interoperable C4I may not be
available to our SORE teams. The need for secure communications and updated intelligence even in a
nonhostile environment is summarized in Joint Pub 307.1:
A thorough intelligence analysis must focus on the political, social, scientific, technical,
and economic aspects of the area as well as on an analysis of hostile elements. Active
intelligence support must continue through to the end of the employment of military forces
in support of a program. This continuous intelligence effort will gauge the reaction of the
local populace and determine the effects of US efforts, as well as evaluate strengths,
28
weaknesses, and disposition of opposition groups in the area.
To arrive equipped with the third-wave C4I tools desired, embedding the already mentioned single
chip C4I system alongside the rudimentary crystal inside a 1990s vintage Land Mobile Radio hand set
(brick) may serve our purposes. The retrofitted brick would furnish the appropriate first-wave camouflage
for our third-wave C4I, allowing us to meld into the environment with a means to communicate on their local
technological level, yet allowing third-wave interface for the SORE team.
31
Another
candidate would be a satellite communication antenna that looks like an ordinary leaf. Similarly, miniature
listening devices in the shape of lifelike insects, such as the Fly on the Wall
29
or Robobugs
30
concepts,
could easily and transparently be distributed by the SORE teams to accommodate the collection task.
The fourth and final requirementa critical component of SO today and just as valuable in 2025is
face-to-face communications. Keeping the human in the loop will be important for two main reasons.
First, . . . SOF in direct combat with the enemy or in offensive operations have as their
focus preparing foreign forces, either military or paramilitary, to conduct operations on a
wide range of tasks from combat to nation building, in peace, as well as war. Successful
conduct of these operations relies on the ability of SOF teams to establish rapport with and
31
positively influence those they train.
Secondly, in addition to standard conventional
force products, SOF analytical requirements may include internal security force order of
battle information, reaction time and size of opposing forces, weapon systems available to
the security force, daily routine and habits of the security force and local population,
security force communications, and detailed physical characteristics (such as construction
32
materials) of specific buildings in the target area, precision intelligence on urbanization
trends and movements, or verification of questionable data.
32
As stated by Dr Larry Cable in a 1996 lecture to students of the Air War College, information of this
nature, although it may be verified and enhanced by technological means, is most likely to come from
HUMINT sources. He further stipulated that SOFs ability to make contact with and to gain the local security
33
forces confidence may provide one of the best tools of intelligence gathering and unconventional warfare.
As such, these operations place a high premium on not only knowing the language of the people being
34
taught but in having a thorough understanding of the culture and the area where these operations take place.
Even with extensive preparation, cultural differences and language barriers remain a major obstacle. Hence,
taking advantage of training in virtual environments as well as employing an unobtrusive, possibly a
hearing aid style, translator should overcome these barriers. Either way, it is important to note that,
although technology might speed up the cultural indoctrination process and minimize the language barrier,
unless the translator is transparent to the receiver it may only intimidate a lesser developed nation or tribe
and/or offend nations of lesser development. With this in mind, exploiting the proposals for portable or
handheld translators identified in the 2025 concept database should minimize their size and awkwardness.
More importantly, and as noted in Joint Pub 3-05.3, because SORE forces focus on developing
indigenous leaders, organizations, and individual skills, they conduct operations primarily on a personal
level, rather than through transfer of hardware.
35
humans ability to learn new information faster, retain it longer, and assimilate ideas more rapidly in order to
prepare them in less time for operations in countries with differing cultures, languages, dialects, and regional
36
orientation interests.
As a final note, the real focus of third-wave technology should be directed at enhancing the
effectiveness of assimilating the individual versus arming them with techno-gadgets. Collectively, the
emphasis should be on the processes and systems that accelerate or advance language and cultural
assimilation skills and improve the person-to-person contact so vital to SORE mission success.
33
Counter
Since World War I, airmen have had to control the air environment effectively to employ
airpower. What is more, air and space superiority are virtually sine qua non for
employing ground and naval forces. Information is the next realm we must control to
operate effectively and with the greatest economy of force.
Cornerstone of Information Warfare
Department of the Air Force
The application of C4I countermeasures is another important enabling task of SORE. In fact, it is an
integral component of any warfighting concept that combines denial and influence of information, deception,
37
disruption, and destruction to counter adversary C2 while simultaneously protecting friendly C2.
The five
principle military actions used to achieve these results are operations security, psychological operations
(PSYOP), military deception, electronic warfare (EW), and destruction. Up front, we recognize that most of
SORE C4I countermeasure systems will come from non-SOF resources since conventional and SOF will face
similar electronic threats.
Table 3
Counter Attributes
Attribute
Counter
Interoperability
*Critical
Fusion
Critical
Portability
Desired
Transparency
Desired
Range
Desired
Capacity
Critical
*
Critical, desired, and ideal refer to level of need for task accomplishment.
Some protection can be gained by enforcing good operations, computer, and communications security
(OPSEC, COMPUSEC, and COMSEC) procedures. Poor OPSEC is not a new problem, but one that
permeates SO operations today.
34
A major problem in all SOF activities is denial of critical information about friendly
intentions, capabilities, and activities to hostile elements. This is due to the fact that
groups engaged in lawlessness and insurgency operations may be corrupted members of
penetrated foreign governments. US and foreign personnel involved in SOF programs
38
should be provided extensive OPSEC training to ensure effectiveness of their operations.
Coding/decoding methods, encryption/decryption devices, as well as a host of new security
technologies could aid in solving the problem. As Dr Martin Libicki points out, Although the contest
between bit senders and bit blockers gets more sophisticated on each side, new technologies (multistatic
radar, digital signal processing, spread-spectrum, public-key encryption and authentication) favor the bits
39
40
countermeasure. The targets may not change, but the means to counter or affect them will. Communications
support for PSYOP should concentrate on cultural assimilation, simple, and effective ways to deliver the
information to the locals, and methods to negatively or positively persuade those individuals.
Psychological operations . . . multiply [the] effect of military capability by communicating
directly to their enemies the power of the US or coalition forces, threat of force or
retaliation, conditions of surrender, safe passage for defectors, incitations to sabotage,
41
support to resistance groups and other messages as well as strengthening economic and
42
diplomatic sanctions, and emphasizing the adversaries isolation or weaknesses.
35
Direct PSYOP support for SORE operations should be concentrated before arrival, to facilitate positive
communication with the local population. This preparation may use different media (radio, leaflets, TV,
holographics, etc.) to persuade or influence. In 2025, more advanced broadcasting and projection systems,
which can operate from workstations in CONUS, and leaflets distributed with precision guidance systems to
target audiences should be considered. Along the same lines, a Holographic Projector
43
could be used as a
deception or PSYOP tool projecting images in the sky above the target audience. Translators could make
television, radio, holographic broadcasts, or direct contact with enemy troops or citizens more effective. In
fact, direct broadcast television (DBTV), which has more than a 100channel capability and sells for less
than $1,000 today, should be capable of providing information on demand in the future.
44
DBTV could be
45
collection and assessment conducted for PSYOP may produce intelligence useful for other special or
conventional operations. For example, the assessment data could be incorporated in the Virtual Reality
Training Center for up-to-date regional awareness training.
In a collateral role, offensive and defensive SORE forces might be tasked to assist and support other
information warfare (IW) activitiesparticularly in the controlling information role where SORE forces
46
movements, overloading the enemys command decision making allows us to precisely apply our combat
power at his most vulnerable points.
47
36
candidates for verifying unconfirmed data, providing realistic knowledge of exploitable targets for
psychological operations or information warfare targets,
48
49
deception, electronic warfare, and destruction. Many of these systems will be available through non-SOF or
specialized SOF systems. Therefore, rather than address transatmospheric reconnaissance aircraft (TRA),
51
52
powered microwave and high power laser directed energy weapons (HPM)
53
50
or high
information can be found in the white papers dedicated to information dominance, such as Information
Operations, Counter Information, and S & R Information Operations.
Finally, defensive SORE forces may be required to restrict the use of third-wave systems with a host
entity unless the technology is camouflaged. The rationale is twofold. First, the open use of advanced
technologies, such as handheld translators may be offensive to the receivers and subsequently impede
interpersonal interaction. Second, since the ultimate goal of defensive SORE is to advise, train, and assist
host-entities in the use of their own aerospace equipment, it is counterproductive to make them dependent on
an advanced system and then remove it when SORE forces leave. Furthermore, teaching them how to
effectively use their own air assets allows them to bring their own airpower to bear on the source of internal
instability without simply handing them our advanced technology.
Sustain
54
As we make the mad rush into the next century, we cannot forget the basics of force survival. Although
technology will play a pivotal role in many areas, the heart of all those advances will remain the individual.
This is especially true for SORE forces. They may deploy to built-up, fully equipped host entities who
possess and maintain creature comforts and infrastructures conducive to successful operations and training.
37
A more likely scenario, however, would be to employ SORE forces in preindustrial environments where
conditions are more stark and less habitable. In these situations, their survival depends on carrying-in
organic support.
This will be
especially true for offensive SORE forces that may be isolated from more direct means of sustainment or
support.
Assuming the latter is the norm, four main SORE sustenance needs must be considered: food, water,
portable energy sources, and ammunition. Each is critical to the survival of the individual SORE warrior.
Looking at the construct of Col John Wardens five-ring analysis of The Enemy as a System,
55
each SORE
force member is, in fact, a system with its own ring of organic essentials. Following his premise, SORE
forces survival can be affected if enemy actions are directed against this ring, or if inadequate attention is
paid to ensuring that the needs of this ring are met. Accordingly, given our thesis that the man-in-the-loop
is the prime actor and effector of change in 2025s less developed regions, improvements to these
essentials must be foremost in our advances.
Following Wardens analogy, all systems require certain organic essentials to survive. Without an
energy source (food, oxygen, and water), the human system will cease to operate. At the center of the human
system is the decision-making mechanismthe brain.
inductive and deductive logic-without which, one cannot effectively function as a Brilliant Warrior, to
use General Kelleys term. Obviously, without these basic essentials, a human body cannot survive. This
observation may appear simplistic and it is. However, the essence remainswe must pursue methods and
technologies that provide SORE forces the day-to-day capability to exist in any environment and for
indefinite periods of time. Table 4 provides the task attributes and level of need to meet these requirements.
38
Table 4
Sustain Attributes
Attribute
Sustain
Portable
*Critical
Customized
Desired
Unobtrusive
Critical
Automatic
Ideal
Precision delivery
*
Critical
To begin, an individual must be put through a battery of tests to determine individual organic levels and
nutritional needs. Then a survival package which is lightweight and compact can be devised and tailored for
each force member. To accomplish this, we must pursue advances in food development such as biochemicalenhanced hyper speed growth seeds cultivated on portable substrates. Unfortunately, the Chia Pet is
probably the only universally advertised speed growth method conceptually known to the general public
today. Something similar to the Chia Pet concept, that is simple, fast, unobtrusive, and man-portable is
needed to replenish SORE forces nutrients while on the go.
chemically enhanced seeds, nuts, or grains which grow and produce food within a 24 to 72-hour period or
less.
39
Source: Miguel L. Fairbanks, Technology for Sustainable Agriculture, Scientific American, September 1995, 149.
40
water for force sustainment in a dry environment. Long-term, more exotic sources may be the manufacture of
dry chemicals which, when combined, bond at the molecular level to produce water. An even more farreaching approach may be to filter and purify body fluids to act as an interim water supply should extreme
conditions arise. Presumably, humans can exist for weeks without adequate food since the body will
compensate and feed off internal reserves. However, water must be available within days, or death will
result.
Given the multitude of electronic and kinetic gear used by SORE forces, portable power sources will
be crucial. Several technologies must be pursued to provide these sources. For example, since water is
critical to existence, methods to extract power from the hydrogen compounds in these water sources could be
adapted to SORE force needs, thus doubling the benefits of having the water! Similarly, battery packs must
be more compact, lighter, rechargeable, and retain longer life on a single charge.
Assuming the philosophy that man is a machine, the potential exists to create and implement
technologies to exploit human movement and central or autonomic nervous system activity as low-grade
57
missions, SORE force members will take the triedandtrue method of transportthey will walk. We must
harness and exploit that energy dispensing action. For example, the physical motion of walking may lead to
development of boot chargers located in the heels of a force members boots. The charger would operate
or recharge as the member performs his/her daily routines. In the same vein, a plethora of other technologies
are projected which may provide alternative portable energy sources. They may range from lightweight,
solar panel collection systems for daylight operations, to ambient lunar light collection panels for day-night
58
Accordingly,
provisions must be made to arm and resupply the SORE warrior with first-to-third wave ammunition. While
nonlethal application of force may be preferred, the nature of the SORE mission dictates possession of lethal
weapons. When all else fails, a gun, whether loaded with kinetic energy, high-powered microwave, or
1990s depleted uranium projectiles must be available to SORE forces.
41
replacement of first-, second- and third-wave ammunition sources must be considered. Potential solutions
are precision-guided delivery systems and energy weapon recharging via direct satellite link. In both cases,
sensors will monitor inventory levels and track source supply points automatically and replenish as needed.
The latter concept is a passive-push replenishment system similar to todays Just-in-Time or Trickle
Charge systems. This approach minimizes administrative communications that may compromise covert or
clandestine units and optimizes use of limited replenishment assets. Without the tools of the trade, SORE
forces will be ineffective and at risk.
With sustainment, the enabling task discussion is complete. Having addressed those tasks and their
relative importance, the next section of the paper summarizes our findings and includes some broad
recommendations. For a detailed prognosis and evaluation of the systems and their underlying technologies,
please refer to appendices A and B.
Notes
1
42
12
Dr James Kvach, Armed Forces Medical Intelligence Center, 2025 Lecture, 31 January 96.
Joint Staff Memorandum to the SECDEF, 19 December 1995, Subject: Volume 4 (Future
Capabilities), Joint Planning Document for FY 1998 through FY 2003 (JPD FY98-03), Enclosure, 3.
14
Spacecast 2020, Air University into the Future, Operational Analysis, Air University, 22 June 1994,
34.
15
Ibid., 35.
16
New World Vistas, summary volume, 10.
17
New World Vistas, summary volume, 62.
18
Air Command and Staff College United States Special Operations Forces Posture Statement, 1994,
4.
19
Joint Pub 3-05.3, Joint Special Operations Operational Procedures, 25 August 1993, VI-2.
20
New World Vistas, summary volume, 62.
21
Voice recognition and voice generation, gesture recognition and response, multilingual translation
and generation, and brain control of computers technologies will all contribute to making sure the human is
not the limiting factor.
22
2025 Concept, no. 900263, The All Seeing Warrior, 2025 Concepts Data Base (Maxwell AFB,
Ala.: Air War College/2025, 1996).
23
2025 Concept, no. 900317, Tactical Information Display Helmet, 2025 Concepts Data Base
(Maxwell AFB, Ala.: Air War College/2025, 1996).
24
John L. Petersen, Road to 2015, Profiles of the Future (Corte Madera, Calif.: Waite Group Press,
1994), 190193.
25
Power and energy supply obstacles must be overcome when developing and employing these micro
systems. Those organic needs are addressed in the Sustain section of this chapter.
26
2025 Concept, no. 900317, Tactical Information Display Helmet, 2025 Concepts Data Base
(Maxwell AFB, Ala.: Air War College/2025, 1996).
27
Nor does it allow us the opportunity to exploit our own technology in their environmentthis will be
explained in approach two.
28
Joint Pub 3-07.1, Joint Tactics, Techniques, and Procedures for Foreign Internal Defense, 20
December 1993, IV-1.
29
2025 Concept, no. 900280 Fly on the Wall, 2025 Concepts Data Base (Maxwell AFB, Ala.: Air
War College/2025, 1996).
30
2025 Concept, no. 900341, Robobugs, 2025 Concepts Data Base (Maxwell AFB, Ala.: Air War
College/2025, 1996).
31
Joint Pub 3-05.3, Joint Special Operations Operational Procedures, 25 August 1993, VI-2.
32
Ibid.
33
Dr Larry Cable, University of North Carolina, Wilmington, AWC Lecture, 31 January 1996,
permission granted.
34
USCINCSOC Congressional Testimony, 27 March 1995.
35
Joint Pub 3-05.3, Joint Special Operations Operational Procedures, II-5.
36
2025 Concept, no. 900624, Hand-held Translator, 2025 Concepts Data Base (Maxwell AFB, Ala.:
Air War College/2025, 1996).
37
JFACC Primer, Second Edition, February 1994, 24.
38
Joint Pub 3-07.1, Joint Tactics, Techniques, and Procedures for Foreign Internal Defense, 20
December 1993, IV-6.
39
Dr Martin Libicki, What Is Information Warfare? Strategic Structures Course Book, Vol II
(Maxwell AFB, Ala.; Air Command and Staff College, 1996), 684.
40
Ibid., 685.
13
43
41
44
Chapter 5
Like Greely, I too would urge young men to go westwould urge airmen to look to the
frontiers of air and space power. New doctrine is desperately needed there. The
doctrinal gaps . . . are probably as great as those faced by the ACTS [Air Corps Tactical
School] pioneers 60 years ago as they contemplated the doctrinal gap between an air
service and an air force. Stalking and conquering frontiers are clearly the Air Force
heritage. That alone should tell us where the future lies.
Carl H. Builder
Currently, the Air Force is struggling with its frontier missions and those missions place in doctrine.
Most are familiar with our frontiers in space and information. Air Force leadership, past and present, has
placed significant emphasis on coming to grips with the Air Force role in these areas. Other frontiers have
not been lavished with as much attention. The aviation piece of SORE may provide a breakthrough in this
regard. Although not a glamorous mission, it is nonetheless a vital one if the Air Force is to come to
understand its role in this frontier of warfare.
In 2025, the United States will face challenges to its leadership and interests from nations and entities in
the first-, second-, and third-waves.
equipped to engage in the first- and second-waves to protect and further US interests. SORE is not just a
ground or riverine mission suited to green berets and SEALs. There is a critical air power component to
SORE that the Air Force must prepare itself to meet. Many first- and second-wave nations and entities will
face threats to their internal security that require the proper use of air power. The fledgling air forces of
these entities will require assistance in developing adequate tactics, procedures, maintenance, supply, and
other support systems within their own technological limitations.
45
necessary to build the trust that underlies productive interpersonal relationships. Second, they must use these
same crosscultural skills to make themselves as transparent as possible in the environments in which they
operate.
This is particularly true for SORE offensive operations which are almost always covert or
clandestine. Third, they must exploit the advanced technology at their disposal, to prepare and protect
themselves in the context of first- and second-wave societies. Lastly, SORE forces must ultimately ensure
clients do not develop any dependence on them, lest we set the stage for failure when we depart.
The myriad of challenges can be overcome and the capabilities achieved using both SOF and non-SOF
resources. In fact, many systems forecast for SORE operations in 2025 may not be SOF-unique. However,
to ensure the SORE tasks are accomplished, a combination of conventionally developed, commercially
leased resources, or specially designed SOF-unique systems must be available to ensure SORE conceptual
employment goals are met.
We recommend the following concepts and systems be pursued for SO Regional Engagement
operations: (1) Designing a recruitment and selection systemVirtual Reality combined with genetic and
cognitive learning ability screening;
Training/Battlefield Awareness Center for training, rehearsal, and assessment; (3) Retrofitting first- and
second-wave C4I equipment with third-wave technology (the Land Mobile Radio Brick example); (4)
Designing third-wave equipment, mimic systems, camouflaged in first- and second-wave form (a C4I
system disguised as an aircraft mechanics toolbox or a SATCOM antenna shaped like an ordinary leaf) or
designing third-wave technology that fits first- and second-wave signature (the Fly on the Wall or
Robobugs collection devices; or The All Seeing Warrior contact lens); (5) Procuring standoff PSYOP
broadcasting and projection systems as well as precision-guided delivery systems; (6) Minimizing language
barriers with transparent translators; (7) Taking advantage of standard third-wave C4I systems such as the
Global Surveillance, Reconnaissance, and Targeting System, Global Positioning System, Strategic
Perception Management systems, distributed satellite systems, and direct satellite link to large aircraft and
URAVs, to name a few, for interoperability and compatibility across all services; and finally; (8) Pursuing
sustainment systems such as fast growing food, chemically bonding water capsules, microchip power
46
supplies or recharging combat boots, as well as some type of passive push replenishment systems and
concurrent nutritional enhancement regimensHOMBRE.
Our final recommendation is to capture the requirement for a SORE capability in defense planning
guidance. Without such emphasis and resultant funding, the research and development of these systems
underlying technologies will not be possible. Without these parts-pieces, the systems needed will not be
fielded, and our 2025 SORE Warriors will be out of place in King Arthurs Court. As Carl Builder
notes:
It takes farsightedness and guts to build an armed force that will only be called to fight in,
say, a decade. One has to guess, as best one can, what resources will be available, what
kind of opponent the force will be called on to face, and what kind of environment they
will have to operate in. Those fundamental questions settled, the time comes to decide
1
how to best meet the challenges ahead.
The time is now to make these decisions. The current draft of Air Force Doctrine Document (AFDD) 1
is not a pioneer effort regarding air power in Special Operations. It is the hope of the authors that this white
paper will contribute to the pioneer spirit that Carl Builder calls for in the development of future air power
doctrine.
Notes
1
Martin Van Creveld, The Transformation of War (New York: Free Press, 1991), 117.
47
Appendix A
6 discusses training;
countermeasures; table 13 details sustainment, and movement systems are spelled out in table 14. Within
each major section, the enabling tasks attributes and measures of merit (MOM) are laid out in table 5 for
training, 7 for C4I, and 11 for countermeasures. The system descriptions follow in the text.
48
SORE recruitment, training, and assessment regimens and the system attributes are presented in table 5.
The table presents the attributes required of a training system with the respective measures of merit needed to
gauge the effectiveness of that system. The effectiveness is based on the outcome and qualities of the
individual skills learned. The system (as defined) must act as a filter and trainer for potential SORE
candidates. For example, in the selection and training process, a persons ability to adapt to a culture, learn a
language, operate a vintage aircraft, or act as an individual negotiator in his/her region of employment must
be the outcome and will be the measure. Hence, the matrix shows those requirements and effectively rates
them on a scale of critical to ideal, as discussed in chapter 4. In addition, the force qualities level of need is
targeted against its application to each taskrecruit, assess, or train. As a note of caution, the systems may
fill the requirements of all tasks, however the scale of importance will vary greatly depending on the status of
the process (i.e., stage of recruitment, level of assessment after selection, or mission training requirements
based on specific tasking). On a linear scale, as the system outcome draws closer to actual employment,
level of criticality increases. Within the table, common criticality levels reflect an X. Where levels of
importance vary, the task affected falls under the relevant criticality column.
49
Table 5
Recruit, Assess, and Train System Tasks, Qualities and Measures
TASK
CRIT/DES/IDL
R, A, T
R, A, T
R, A, T
R, A, T
R, A, T
Force Quality
Measure of Merit
Cult/Pol Sensitivity
Multi-Wave Skilled
Regional Orientation
Language Prof
Negotiation Skills
A/T
Psychological Profile
A/T
Retention Testing/Evaluation
Physical Attributes
Adaptability
Interactive/Realistic
Number of Scenarios/Waves
X
R
R, A, T
A, T
A, T
A, T
Individually Tailored
A, T
Portable
Interoperable
A, T
50
Table 6
Training Systems' Dependency Matrix
RECRUIT, ASSESS, TRAIN
SYSTEMS
SORE Source
HOMBRE
NON-SOF
Source
OTHER SOF
Source
HOST Source
Rehearsal System
AI Word Processor
The Virtual Reality Training Center/Virtual Battlefield allows participants, despite their geographic
location, to simultaneously visit the same virtual battlefield in whatever type of tank, plane, ship or system
they will be tasked to use. They see the battlefield from their own individual perspective which enables
simultaneous viewing of the battlespace or the peacespace by all participants. Similarly, this approach will
allow for real-time simulationsgiving the force commander real-time, hands-on experience in the battle or
peace space, and will afford the opportunity to try modified and divergent tactics and will interpret results,
while the mission is in virtual progress. This virtual battlefield approach offers the specialization and
evaluation required without the potential for deadly mistakes prior to employment. Similarly, this approach
also tracks real-time actions taken as they are played out for subsequent mission preparation and use by other
1
teams.
To create a realistic virtual environment will require technology from multiple sources. Data fusion
and imageprocessing techniques will be needed to acquire, transfer, analyze, display, and interpret raw
intelligence to change it into useful, usable information in real time.
technology must be available. As these technologies proceed, not only will they be used for the Virtual
Battlefield System at home, but they will allow fielded SORE forces to take advantage of full-color, threedimensional projection transmitted to their employment location on demand.
51
Similarly, high performance computing with extremely highperformance digital vector and massive
parallel processor architecture will be needed to process the plethora of data in real time. Without this highspeed capability, information saturation will inevitably occur. Molecular nanotechnology follows the same
principle of building things from the bottom up. Working at the individual atomic level, it must be possible
to exploit this bottom-up approach to training the regional warrior, from accession through separation, using
4
information can then be made, controlled, and used on command by the SORE member on the ground.
As
situations and environments change, regional engagement operators must not be surprised by the unexpected.
Recurring training, by plugging in, to the home-based system will be the most effective method to keep
surprise to a minimum.
Further, to optimize the cognitive learning skills of the individual, the Human Optimization of Metabolic
and Behavioral Response (HOMBRE) system attempts to match the nutritional regimen of SORE
intermediary metabolic profiles to systematically and sequentially enhance the needed cognitive
7
performance.
The system will match the regimen to the individual and occupy a feed and forget
8
phenomenon to promote and predict successful performance. While the input and feeding may be needed for
short durations, the possibility exists that this approach can be applied over longer periods as the situation
dictates. Further, reverse engineering may allow for the same process to be applied in selecting SORE
candidates, after sufficient data is obtained, which will point toward the most effective metabolic rates to
screen and recruit for new accessions.
Determination of metabolic genotypes will be one of the underlying technologies needed for this
enhancement process to be possible. The notion of gene typing and selective enhancement is feasible. The
requirement and capability for enhanced signal and pattern discrimination capability currently exist.
The
system matches the prognosis regimen to the individual instead of mass application and thus increases
52
probability of predicted outcome. Using this approach, metabolic rates can be limited and thus be more
effective. The process can work in concert with other systematic enhancements or serve in a stand-alone
capacity.
10
11
could provide an additional resource for realistic training, while the Gumping Audio and Video
could provide the highly motivated individual another tool to train at their own pace and
12
preparation of conventional forces or corporate employees, or for tracking individual work progress
automatically without the associated cumbersome filing and status system of today. The final conceptual
approach to developing a selective knowledge pill relates directly to enhancing brain functions by
intentionally introducing chemical imbalances in the central nervous system stem core. Detailed research
must be conducted before this aggressive application can occur; however, the same principle as applied to
behavior modification can be used. Obviously, SORE force training would benefit from these advancements,
yet development should not occur based solely on RE mission requirements.
C4I Systems
Table 7 displays the attributes needed in SORE observe-communicate-decide systems. The matrix
shows the relationship between the task, its level of need, the force quality or attribute needed to support
the task, and the measure to determine the systems merit. Again, within the table, a single X in either the
critical, desired, or ideal column indicates the same level of need crosses all three tasks. When the level
of need differs among the three tasks, the individual tasks level is indicated by its initial in the
appropriatecritical, desired or, idealcolumn.
53
Table 7
C4I Tasks, Force Qualities, and Measure of Merit Matrix
TASK
CRIT/DES/IDL
FORCE QUALITY
MEASURE OF MERIT
O,C,D
O,C,D
Transparent
O,C,D
Interoperability
O,C
O,C,D
Secure
95%
O,C,D
O/C
Portable
Under 1 lb.-unobtrusive
Range
O,C,D
O,C,D
O/D
Capacity
Giga/terabits/sec
O,C,D
O/D
Speed
Near Real-time
Resolution
High
O,C
Survivability
All Wave
O,C,D
Accuracy
95%
In all the unique SORE systems listed in tables 8 through 10, transparency or packaging is the
principle priority. If forces cannot blend into their first- and second-wave environments, success in their
operational employment will be suspect.
Table 8 lists the collection systems sourced by SORE and those expected to be available through other
sources. All would be useful to the SORE warrior; however, only the first- and second-wave retrofitted or
mimicked systems should be organically sourced by SORE. All the other systems should be available
through other awareness as indicated in the table.
54
Table 8
Observe Systems' Dependency Matrix
OBSERVE SYSTEMS
SORESo
urce
Non-SOF Source
SOF PS
Source
Host-Entity
Source
A host of retrofitted and mimic observation systems resembling twentieth-century objects should be
valuable in first- and second-wave environments.
collection equipment with third-wave technology or designing listening and audio devices resembling
ordinary 1990s stuff such as an aircraft mechanics toolbox, canteen, or cigarette lighter should be pursued.
The underlying technologies for these retrofitted or mimicked systems might be metal-oxide
semiconductors, CPUs on a single microchip, high performance computing, electromagnetic communications,
and divergent detection and resolution technology. Critical dependencies include technologies that interface
system actions to communication networks for interoperability, fusion, and longhaul transmission.
13
underlying technologies needed to build other collection platforms apply, with the addition of nanotechnology
to miniaturize the system, as well as a safe, nonirritating material to make the lens comfortable. Critical
dependencies include commercial adaptation, data compression and transmission technology, divergent
detection and resolution technology, and fused, interoperable communication systems.
55
14
or Robobugs
15
remotely controlled robot bugs embedded with audio and video sensors or lasers are used for data
collection or destruction. Underlying technologies are Alife techniques, nanotechnology, metal-oxide
semiconductors, and single-chip CPUs.
Communications Systems
All of the systems identified in table 9 are required for SORE forces to communicate among themselves
and/or back to headquarters. Only the real first- and second-wave equipment or the retrofitted and
mimicked systems should be sourced by SORE. All the other systems are equally valuable to conventional
forces and the commercial sector, thus should be available through alternate sources.
Table 9
Communications Systems' Dependency Matrix
COMMUNICATE SYSTEMS
SORE Source
Non-SOF
Source
SOF PS
Source
Host-Entity
Source
X
Translators
VSAT
Actual first- and second-wave communications equipment may be needed in 2025. Standard twentiethcentury communications equipment like todays communications systemsland mobile radios (bricks), high
56
frequency (HF) radios, tactical satellite systems (TACSAT), telecommunications devices such as digital
switching systems, and computers must be available and kept operationally current. This equipment may be
the only viable method for SORE forces to interface with host equipment.
The most important force qualities in the next two concepts are transparency, interoperability, and fused
or divergent data. Without these third-wave qualities, we cannot guarantee that SORE forces operating in
crude surroundings will have access to third-wave technology and/or systems.
The first concept is retrofitting or camouflaging third-wave micromechanical single chip systems into
the hosts low-tech apparatus.
microchip could provide the communication link needed for all ranges and levelsfrom first through thirdwave environments.
The other method is designing custom communications systems that mimic or fit into a first- or
second-wave environment. For example, a satellite communications antenna that looks like an ordinary
leaf that can be easily set up by planting it in the ground would be invaluable in the jungle or an urban
area. Or, as described in the observe section, equipment built to look like 1990s everyday articles but are
actually sophisticated, third-wave communications equipment, could be invaluable collection aids.
The primary underlying technologies for all of these systems will be metal-oxide semiconductors, CPUs
on a single microchip, and high performance computing. In addition, these systems will require interface to
the communications networks described in the following section.
16
a pendant-
size translator capable of translating voice both to and from a receiver, and several variations of the same
concept, the Hand-held Translator, the Portable Language Translator, and/or the Universal
17
Translator.
57
A tactical information display helmet, a helmet that provides the warrior a full spectrum of C4I
displayed across a face screen and controlled via voice or gesture,
18
antenna (VSAT) capable of transmitting audio, video, and sophisticated computergenerated data around the
19
globe,
would be a tremendous combat field device. However, the helmet may be perceived as threatening
in a nonhostile environment, and thus unusable until engaged in a combative operation. Again, underlying
technologies include, but are not limited to, metal-oxide semiconductors, CPUs on a single microchip, and
high performance computing with a strong dependency on interface to the communications networks
described below.
The key to all the C4I systems discussed thus far, and in the next two sections; whether for collection,
communication, decision-making, or countering, is interoperability via fiber and/or satellite networks. As
cited in the New World Vistas Report,
Distributed satellite systems, partly or wholly commercial, are a natural way to provide
affordable connectivity where fiber is nonexistent. We depend more and more on
commercial terrestrial communication networks because they are redundant, reliable,
survivable and cost effective. We seem to insist, however, on developing military satellite
communication (SATCOM) systems in spite of their exorbitant cost and limited
performance.
During the next decade commercial SATCOM systems will exceed the capacity,
reliability, and survivability of the military system. Commercial systems will have
multiple ground stations which connect to the world wide fiber system. They will
eventually use laser cross-links and down-links that will dramatically increase redundancy
of the systems. It is likely that the commercial systems can be used for military purposes
more reliably than can dedicated systems. This will be especially true if other nations
20
develop anti-satellite systems.
An alternative is using direct satellite link to large aircraft and URAVs, which requires a much smaller
21
assert that: Certainly direct satellite links should be provided to all air lifters, AWACS, Joints STARS,
URAVs and tankers. Commercial carriers will probably suffice for the air lifter links and perhaps for the
22
tanker links.
We estimate that MHz bandwidth is possible [for direct communications between high
performance aircraft and satellite] if the fighter aircraft has a conformal phased array
antenna. Cost of this is very high. It is now true that fighter aircraft are seldom out of
range of communication with large aircraft such as a tanker, AWACS, or Joints STARS.
As high altitude URAVs, enter the theater in large numbers, line of sight communications
between them and a fighter aircraft will be reliable. A URAV at 60,000 feet can transmit
line of sight to a fighter at 20,000 feet over a range of over 400 NM. Line of sight is not
58
necessarily the limit of communication range for a high power transmitter . . . reliable
communications over long range to standard antennas onboard a fighter aircraft can be
23
accomplished without direct satellite links. The deployment of airborne transmitters and
24
satellite receivers in a bistatic geometry . . . may be the ultimate system to provide what
25
AWACs and Joint STARS provide today.
A similar alternative may the application of the transatmospheric reconnaissance aircraft methodology
of providing real-time surveillance when ASAT knocks out our satellites. It operates below ASAT level and
above SAM level.
26
Warfighting Vision 2010, A Framework for Change suggested commercial adaptation for improving
future communication networks.
C4I for the Warrior concept integrates commercial and military networks and systems.
This Systems of Systems maximizes feasibility, interoperability, capability, cost,
security, availability, precedence and assures military service . . . Artificial Intelligence
(AI) supports more efficient fusion and fully integrated multimedia, multi-functional
processors capable of near real-time decision aiding. Multilevel Security (MLS) solutions
include multiple layer encryption, combined with electron, benign, transparent
cryptographic key distribution and automated key management approaches. Network
security devices provide the flexibility to maintain security without degrading operational
effectiveness. Data compression and transmission technologies involve increasing speed
and efficiently while decreasing the cost of processing and transferring digital information,
including voice, data, imagery and video. Computing before communicating is increasingly
27
important as computer technology outpaces increased bandwidth technology.
Collectively, these technologies will be the underlying building blocks necessary for successful
integration of SORE communications requirements.
widespread, serving a diverse audience ranging from business, to government, to the military, and to the
general public. Therefore, availability of these technologies and systems should be common place and not
sourced by SOF alone.
59
Decision Systems
As table 10 indicates, none of these decision systems will be developed solely for SORE forces.
However, all would be extremely beneficial for SORE operations, especially in their collateral mission of
Information Warfare.
The purpose of presenting these systems in this white paper is to ensure the
SORE
Source
Non-SOF
Source
GSRT-Global Surv/Recon/Trk
Holographic C2 Sandbox
SOF PS
Source
Host Entity
Source
The most important force quality indicators or attributes required in these decision systems or Systems
of Systems are interoperability and fusion of multiple sources of information. Range and packaging will
also prove important for SORE operations. These requirements are noted by previous authors of both
Spacecast 2020 and New World Vistas. Specifically,
The Global Surveillance, Reconnaissance, and Targeting System (GSRT) provides omnisensorial collection, processing, and dissemination in real time. Creates virtual reality
images of the area of interest and could be used at all levels of command to provide
situation awareness, technical and intelligence information, and two-way command and
28
control.
29
Similarly, an ultra precise, jam resistant Global Positioning System (GPS), which would
be an advancement over todays GPS, could provide . . . increased accuracy on the order
of centimeters, fusion with other sensor assets, enhanced on-board computational
capabilities, and a high data rate transmitter using low power and spread spectrum
technology. [The RE force member] would employ a system of coded signals to provide
multi-level, fused information and selectable accuracy to deny capability to all but selected
30
[or verifiable] users.
It should provide precise and absolute positioning and timing
31
which has a 30 cm spatial accuracy and 1 nanosecond (Ns) timing accuracy.
60
A Holographic C2 Sandbox is another potential decision aid for a commander back at headquarters
or to the SORE grunt in the field. It would provide a complete picture of the battlefield by injecting
information on a real-time basis. This system, like the GSRT system described above, requires image
processing, holographic neural technology, and wide baseline interferometric synthetic aperture radar
imaging technology.
Counter Systems
CRIT/DES/IDL
Counter
FORCE QUALITY
MEASURE OF MERIT
Transparency
Counter
Interoperability
Counter
Fusion
Counter
Portability
Under 1 lb.-unobtrusive
Counter
Range
Capacity
Giga/terabits/sec
Counter
As table 11 shows, the most critical attributes to counter adversary information exploitation attempts
are interoperability, fusion, and capacity. The only countermeasure systems unique to SORE, as depicted in
table 12, directly support PSYOP missions-the advanced broadcasting system and the holographic
projector. The other systems are generic to all forces requirements and should be developed/sourced by
collateral entities.
61
Table 12
Countermeasure Systems' Dependency Matrix
COUNTERMEASURE SYS
SORE
Source
Non-SOF
Source
SOF PS
Source
Holographic Projector
Direct Broadcast TV
HPM
Host-Entity
Source
Interoperability, capacity, and range are imperative to transmit large quantities of data to the target. For
example, an advanced broadcasting system, which may be nothing more than a simple loudspeaker system but
allows delivery from a standoff point or is capable of distributing leaflets with precision to its target
audience, will require a wide bandwidth for execution. The same is true for the Holographic Projector
32
which could communicate US objectives by projecting holographic images directly into the region of
concern.
A few of the underlying technologies associated with these systems are image processing,
holographic neural technology, and wide baseline interferometric synthetic aperture radar imaging, as well as
standard communications networks.
62
will continue to evolve and may eventually replace most traditional, kinetic energy
explosive driven weapons and self protection countermeasure systems.
However, there are five innovative technologies required for energy frugal directed
energy weapons. Specifically, they are high, light weight optics, HPM antennas using thin
membrane fabrication, high-power short-wavelength solid-state lasers, high average power
33
phase conjugation, new approaches to adaptive optics and phased arrays of diode lasers.
Whether used in combination or in singular application, these technologies and their ensuing systems
may prove invaluable for SORE countermeasure efforts, especially in collaboration with information warfare
practices. Finally, we must remember the eloquence of the New World Vistas report in addressing the
collaborative and defensive efforts. Specifically,
Defensive IW will be pursued by the commercial community because of the obvious effects
that malicious mischief can have on commerce. The military problem is, however, likely
to be different enough that some effort will be required. The commercial solutions should
34
be monitored closely for possible application or technology breakthroughs.
One approach for SORE application may be to build a Strategic Perception Management system. Under
this concept, new tools provided by the Information Revolution are so formidable that when they are
employed to affect enemy perceptions, they could provide a war-winning, or at least war-deterring
35
capability.
This may be the ultimate countermeasure for the technologies developed to measure, enhance,
63
Sustain Systems
Sustenance of the individual will be crucial for SORE operations. A host of technological leaps and
applications will suffice to meet these needs. The focus, however, must be to meet the organic essentials of
the human system by providing the nutrition, water, power, and ammunition required. Table 13 provides the
dependencies as they relate to development of the systems.
Table 13
Sustain Systems Dependency Matrix
SUSTAIN SYSTEMS
SORE Source
Non-SOF
Source
SOF PS
Source
Host-Entity
Source
Before we can feed SORE force members, we must determine individual organic levels and nutritional
needs. Then a lightweight and compact survival package can be devised and tailored for each force member.
To accomplish this, we must pursue advances in food development such as biochemical-enhanced hyper
speed growth seeds cultivated on portable substrates. Something similar to the Chia Pet concept, that is
simple, fast, unobtrusive, and man-portable is needed to replenish SORE forces nutrients while on the go.
The approach should seek to exploit chemically enhanced seeds, nuts, or grains which grow and produce
food within a 24- to 72-hour period.
Refined metabolic rate screening, combined with nutritional-matching, will ensure enhanced
performance during employment. A potential candidate is the HOMBRE concept. With this system, we may
determine each SORE force members metabolic type, then selectively enhance their cognitive and physical
36
64
A quick solution for water purification or collection may be to use absorbent receptacles to collect
dew, obtaining small quantities of water for force sustainment in a dry environment. A long-term, more
exotic source may be the manufacture of dry chemicals which, when combined, bond at the molecular level to
produce water. An even more far-reaching approach is filtering and purifying body fluids to act as an interim
water supply, should extreme conditions arise.
Several technologies must be pursued to provide portable, organic power sources.
For example,
methods to extract power from the hydrogen compounds in water sources could be adapted to SORE force
needs, thus doubling the benefits of having the water.
Similarly, battery packs must be more compact, lighter, rechargeable, and retain longer life on a single
charge. In that light, the potential exists to create technologies that exploit human movement and central or
37
lot of time walking, this energy must be harnessed and exploited. For example, boot chargers located in
the heels of a force members boots could be used to operate or recharge as the member performs his/her
daily routines. These combinations may, in turn, be applied to battery charging to accommodate the need.
In the same vein, several energy technologies are projected which may provide alternative portable
sources. They range from lightweight, solar panel collection systems, to ambient lunar light collection
38
solar power, as well as microscopic machines, should be investigated for SORE force application.
Expedient replenishment and replacement solutions might be precision-guided delivery systems and energy
weapon recharging via direct satellite link. In both cases, sensors will monitor inventory levels and track
source supply points automatically and replenish as needed.
replenishment system similar to todays Just-in-Time or Trickle Charge systems. This approach minimizes
administrative communications that may compromise covert or clandestine units and optimizes use of limited
replenishment assets.
65
Any special transportation requirements needed by SORE forces will likely be provided by non-SORE
resources. As table 14 indicates, non-SOF, Precision Strike SOF, and/or Host-Entity resources with fulfill
our movement requirements.
Table 14
Move Systems' Dependency Matrix
MOVE SYSTEMS
SORE
Source
Non-SOF
Source
SOF PS
Source
Exfiltration/Infiltration Systems
Host-Entity
Source
X
X
While these new systems will be advantageous to SORE, none are SORE-unique. Hence, SORE forces
will rely on application, access, and use of collaterally developed methods to meet their transport needs.
Therefore, these systems are not described in this paper. The reader can refer to the Precision Strike, Airlift
and Spacelift white papers for details.
Notes
1
John L. Petersen, Road to 2015, Profiles of the Future, (Corte Madera, Calif.: Waite Group Press,
1994), 46.
2
Ibid., 57.
3
Ibid.
4
Ibid., 58.
5
Ibid., 61.
6
Ibid.
7
Wiley, R., Human Optimization of Metabolic and Behavioral Response (HOMBRE) Technology
Initiatives Game 95, Naval War College Compendium, 1995.
8
Ibid.
9
Ibid.
10
2025 Concept, no., 200007, Rehearsal for All Missions System, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
66
11
2025 Concept, no., 900577, Gumping Audio and Video Library, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
12
2025 Concept, no., 900501, Artificially Intelligent Word Processor, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
13
2025 Concept, no., 900263, The All Seeing Warrior, 2025 Concepts Database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
14
2025 Concept, no., 900280, Fly on the Wall, 2025 Concepts Database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
15
2025 Concept, no., 900341, Robobugs, 2025 Concepts Database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
16
2025 Concept, no., 900340, Universal Language Translator, 2025 Concepts Database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
17
2025 Concept, no. 900624, Hand-held Translator, Concept, no. 900560, Portable Language
Translator, and Concept, no. 900607, Universal Translator, 2025 Concepts Database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
18
2025 Concept, no., 900317, Tactical Information Display Helmet, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
19
Petersen , 190193.
20
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 27.
21
Ibid.
22
Ibid.
23
Ibid.
24
See New World Vistas Study for complete definition.
25
Ibid., 23.
26
2025 Concept, no., 900351, Transatmospheric Reconnaissance Aircraft, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
27
Warfighting Vision 2010, A Framework for Change, 1 August 1995, Joint Warfighting Center,
Doctrine Division, Fort Monroe, Va., 12.
28
Spacecast 2020, Air University into the Future, Operational Analysis, Maxwell AFB, Ala.: Air
University, 1994, 34.
29
New World Vistas, summary volume, 10.
30
Spacecast 2020, 35.
31
New World Vistas, summary volume, 25.
32
Spacecast 2020, 36.
33
New World Vistas, summary volume, 60.
34
Ibid.,10.
35
Jeffrey Cooper, Another View of Information Warfare, Conflict in the Information Age, SAIC, 30.
36
Wiley, Item 111-1.
37
2025 Concept, no., 900123, Body Heat as a Low Grade Energy Source, 2025 Concepts Data Base
(Maxwell AFB, Ala.: Air War College/2025, 1996).
38
Kaigham J. Gabriel, Engineering Microscopic Machines, Scientific American, September 1995,
118121.
67
Appendix B
Central Processing Units on a Single Microchip where the power of 16 Cray YMP super computers
will be manufactured for under $100 on a single microchip that will contain about 1 billion transistors.
These will be used to create micromechanical devices, micromachines, microrobots, microsensors, and be
1
Condensed Charge Technology produces small, tightly bound dense clusters of electron charge of
enormous power relative to their size. Integrates spark, or more accurately micro-arc discharges, into, not
out of, a system thereby taking advantage of the many beneficial properties inherent to the phenomenon. It can
then be made, controlled, and used on command.
Data Fusion Technology whereby multivariate data from multiple sources are retried and processed as
3
a single, unified entity. Fundamental to C2, with Intel being a major component.
Analog or digital
High Performance Computing. Development of extremely high performance digital computers with
vector and massive parallel processor architecture. Needed to process massive amounts of data in real
5
time.
Image Processing. A process that will acquire, transfer, analyze, and display real-time imagery for use
6
in a variety of systems.
68
Holographic Neural Technology. Software written in complex numbers (real and imaginary) using
holographic principles and quantum theory, allowing information to be superimposed or enfolded by a
convolution of complex vectors, requiring only one to three passes to map the desired information.
Molecular Nanotechnology. Building things from the bottom up. Starts with individual atoms and uses
molecular-sized machines to put systems together in predetermined configurations.
10
Non-Binary Computing
11
the person on the other end of the line into the middle of your room as a light sculpture.
Wide Baseline Interferometric Synthetic Aperture Radar (SAR) Imaging. 3D dimensioning where
13
Zero-point Energy is the process of taking energy out of the air and converting it directly into heat or
electricity with no other by-products. Zero-point energy is the ambient energy left in space after all of the
heat has been removedabsolute zero. Basically, it is taking energy out of the electromagnetic fluctuations
14
in a vacuum.
Notes
1
John L. Petersen, The Road to 2015, Profiles of the Future, Corte Madera, Calif.: Waite Group
Press, 1994, 29.
2
Ibid., 61.
3
Spacecast 2020, Air University into the Future, Maxwell AFB, Ala;: Air University Press, 1995, 56.
4
Ibid.
5
Ibid., 57.
6
Ibid.
7
Petersen, 44.
8
Ibid., 29.
9
Ibid., 58.
69
10
2025 Concept, no. 900357, Micromechanical Devices, 2025 Concepts Database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
11
Petersen, 45.
12
Ibid., 62.
13
2025 Concept, no. 200005, Multiplatform Interferometry, 2025 Concepts Database (Maxwell
AFB, Ala.: Air War College/2025, 1996) and USAF Scientific Advisory Board, New World Vistas: Air and
Space Power for the 21st Century, summary volume (Washington, D.C.: USAF Scientific Advisory Board,
15 December 1995), 43.
14.
Petersen, 159.
70
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A Research Paper
Presented To
Air Force 2025
by
COL (Sel) James A. Cerniglia (USA)
LtCol Duane R. Schattle (USMC)
Maj Dave B. Carr
Maj Teresa L. Dicks
Maj Edward M. Griffin
Maj James M. Maxwell
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations........................................................................................................................................iv
Tables................................................................................................................................................iv
Preface................................................................................................................................................v
Executive Summary ...........................................................................................................................vi
Introduction.........................................................................................................................................1
Assumptions..................................................................................................................................2
Appendix
A
Page
Scenario #1 .......................................................................................................................................43
iii
Appendix
Page
Scenario #2 .......................................................................................................................................45
Scenario #3 .......................................................................................................................................47
Illustrations
Figure
Page
2-1.
2-2.
Buddy Jump...................................................................................................................................10
3-1.
3-2.
MC-X ...............................................................................................................................................23
3-3.
MA-X ...............................................................................................................................................27
3-4.
Tables
Table
Page
1.
2.
iv
Preface
Special operations missions are both enduring and compelling in nature. In the past, special operations
forces (SOF) led the way for conventional forces by applying cutting-edge innovative technology and tactics.
This Department of Defense (DOD) force multiplier effectively leverages minimum capital investment into
military capability equally effective in first, second, and third wave environments.
The focus of this paper is to provide new ideas for employing SOF in the world which might exist in
2025. The methodology used allowed team members to produce new concepts of operation, employing
innovative technologies against missions which will likely exist within the study time frame.
After defining 2025 SOF offensive missions, the study group selected the top three capabilities needed
to perform these missions. The three capabilities selected were required in all four SOF offensive missions
and the missions could not be performed if any one of the three capabilities were missing. Numerous
capabilities are required to successfully accomplish the SOF tasks, but the team restricted research to the top
three priority enabling capabilities (EC).
The paper takes the reader through a mission validation process which provides justification for the
envisioned four SOF offensive missions. Assumptions are used to project these missions into the future. The
papers authors used alternate futures to form the boundaries for concept of operation development and
technology solutions. The mission requirements, satisfied by the three ECs, resulted in three sets of unique
capability requirements. Proposed technological solutions which might exist in 2025 fulfill requirements of
the ECs.
The result is a futurist view of SOF offensive missions and how these missions might be
accomplished.
Executive Summary
The United States enters the Twenty-first Century as the worlds lone superpower. The alternate futures
1
Future War, details two types of competitors the US will likely face in the next century peer and niche. A
peer competitor will have technologies and weapons comparable to the US while a niche competitor will
posses limited numbers of new weapons and a considerable mix of current weapons. The goals of these
competitors are to control or challenge vital US, national interests. These potential competitors and the threat
they pose imply that the dangers cited in the current national military strategy will still be relevant in 2025.
These dangers are regional instability, proliferation of weapons of mass destruction (WMD), dangers to
3
The authors believe special operations forces precision operations (PO) will offer senior commanders
alternatives conventional forces cannot provide. SOF give the commander in 2025 a highly motivated and
trained team able to respond to missions characterized by a narrow window of opportunity, low requirement
for repetition, and a high-consequence-of-failure.
What do the authors envision for role special operations forces in 2025? The authors define special
operations missions and the concept of operations (CONOPS) for the missions, develop capabilities required
to support these missions, and identify enabling technologies.
Key special operations missions will be weapons of mass destruction (WMD) neutralization, highvalue target (HVT) engagement, high-value asset (HVA) recovery, and ether targeting.
The WMD
neutralization mission is designed to destroy or neutralize a WMD device in a target location. The HVT
engagement mission will cause either a permanent or temporary effect to a person or item to achieve strategic
effects. HVA recovery operations are conducted to bring sensitive items or American citizens back under US
control. Ether targeting missions expose or exploit vulnerabilities in the electron medium used by either peer
or niche competitors. Special operations ether targeting requires rapid and stealthy insertion and extraction
vi
of individuals. Long loiter in the target area significantly increases probability of detection and mission
4
compromise.
These three
(mobility); global
power
(destruction/neutralization); the selected special operations missions; and the system elements that comprise
these missions. The capability of communications not only details the communications requirements of future
SOF precision operations missions but addresses the need for mission knowledge, fusion, integration, and
analysis of the specialized information necessary for precision operations missions.
The capability of
mobility addresses the problems facing todays special operations planner such as vertical lift, global range,
and high speed of current special operations lift aircraft. The capability of destruction/neutralization looks at
the weapons or devices required in these missions. The paper explores entire spectrum of weapons from
nonlethal to lethal for potential application to tailor the weapon for the specific mission. This exploration
includes the investigation of potential technical weapons kits for ether targeting missions. The system
elements targeted in each of these missions are a person, item, process, or ether.
All of these missions possess unique mobility, communications, and destruction challenges. Research
into the requirements for these missions revealed potential technology advances to solve todays challenges.
The most promising technological solutions are in propulsion and powerplants for SO aircraft such as
hypersonic aircraft; design and development of a stealth airlifter; extraction rockets; smaller, integrated, and
more durable communications equipment; and tunable lethality weapons.
Notes
1
Engelbrecht, Col Joseph A. Jr., et al. Alternate Futures for 2025: Security Planning to Avoid
Surprise. Draft of White Paper for 2025 study.
2
Jeffrey R. Barnett, Future War (Maxwell AFB: Air University Press, 1996), xviii.
3
President of the United States, A National Security Strategy of Engagement and Enlargement
(Washington D.C.: The White House, 1996), 1.
4
Political sensitivity and limited opportunity special operations competency in third wave warfare.
While security, policy, doctrine, and technology for information dominance will reside in conventional or
civilian domains, Special Operations will be the primary tool selected for eyes on target, special
reconnaissance verification, and exploiting extremely limited windows of opportunity. This white paper
focuses exclusively on the special operations slice of information dominance and tools required to enable
this unique capability.
vii
Chapter 1
Introduction
Victory smiles upon those who anticipate the changes in the character of war, not upon
those who want to adapt themselves after the change occurs.
Gulio Douchet
The Command of the Air
Dim Mak (or Dim Hsueh) is a once forbidden technique in Chinese kung fu. The literal translation is
The Poison Hand (or Touch of Death). Dim Maks technique teaches to strike a vital point, with a
certain force, at a certain time, and kill.
The mastery of this art requires long hours of hard training with patience, perseverance, and study. It
masterfully focuses a precise strike, accounting for both position and direction, with a variable degree of
power, depending on the point of impact, at a target. It also requires near-perfect knowledge of the enemy
system, and is highly dependent on both the weather and the time of day for a successful strike. The Dim Mak
strike provides for many levels of lethality, from paralysis to death in several hundred days.
The attributes of Dim Mak are mirrored in those of special operations forces in 2025. These forces
will be highly dedicated, motivated, specially trained, and uniquely equipped. They will operate throughout
the war and peace spectrum, but their forte will lay in missions characterized by political sensitivity, limited
opportunity, and the use of unorthodox approaches. In 2025, the SOF precision operations capability will
demand a continuous stand-ready posture on a global watch and, that a moments notice, the ability, to
mobilize, deploy, locate, identify, and engage specific targets. Using varying levels of effect or lethality,
SOF can then withdraw and redeploy without a trace.
In deciding how to apply SOF precision operations capabilities against a particular target, the target is
viewed as a system whose components can be categorized into one of the following: people, items (or
hardware), processes, and ether. With the ongoing information revolution and growing dependence on
information technologies, ether is becoming a lucrative environment that SOF precision operations can target.
The decision of what component to target within a system must be analyzed by thoroughly understanding the
desired end-state, accurately evaluating system component vulnerability, and knowing the risk to precision
operations forces.
In SOF, mission failure is not an option. In the true spirit and capability of Dim Mak, SOF offensive
operations will provide the US with an uncanny ability to defend national interests and achieve national
security strategy objectives.
Assumptions
To postulate special operations forces missions, the authors used a limited number of assumptions that
1
futures, allowed the study group to validate the need for SOF to perform four specific missions no other US
forces would be capable of performing.
Competitors will still exist to challenge the US in 2025. Many of these competitors will have the same
high technology systems as the US. Some states will lack the sophistication inherent in US systems and will
lag behind US advances in
The nature of the global state environment will range from poor and
may emerge with an expanded technological edge over the US. These actors may appear slowly and
cautiously or may come on the global scene unexpectedly.
Terrorism will be an increasing activity performed by powerless political groups. These organizations
may reach a level of sophistication and begin using some forms of WMD to accomplish what the gun, rifle,
and bomb did not in the Twenty century. Americans will present lucrative targets to these organizations using
terrorism as US business people travel the world tapping into foreign markets, exploiting natural resources,
and searching for cheap labor to assemble goods. State and nonstate actors not capable of pursuing political
goals through military means may use hostage taking as a means of gaining world attention and achieving
limited political objectives. The US must be prepared for this eventuality.
A weapon of mass destruction is any weapon having the capability of killing at a level of magnitude
much greater than conventional weapons.
biological and
proliferate; by 2025, or even well before, many of todays third world countries will be at least capable of
building primitive WMD devices. Both state and nonstate actors will likely possess these weapons in 2025.
Terrorists armed with these devices may extract ransom after demonstrating use and threatening future use.
Irrational state actors possessing WMD and delivery capability pose the gravest threat to US interests in
2025.
The US must be able to attack selected targets which are not vulnerable to
precision-guided munitions
conventional explosives. These targets may need servicing with tunable destructive weapons which limit or
eliminate collateral damage. These high-value targets could be people, facilities, or electronic databases.
Enemy targets, valuable to the US, will be protected by passive and active means. Deep underground
bunkers and mobile targets will present the greatest challenge to US targeteers.
The information age will present many challenges to states with economies based on this technology.
The spectrum of electronic medium will service both military and private sectors. The US must have the
ability to react to threats in this medium in much the same manner we react to violence perpetrated by
criminals and terrorists. The world of 2025 will have certain countries which have established electronic
means of performing all functions performed today using paper such as money, contracts, military orders,
and designs for buildings or facilities. Protecting and penetrating this medium will be a US requirement.
Lastly, technology will not solve all tactical military problems. The need to have a human on the
ground will still exist in 2025 to observe, decide, and react. Humans in the loop required for missions
having the highest risk of failure and highest consequence of failure when the level of success guarantee nears
100 percent. Humans will still be needed to perform these zero-failure missions.
Notes
1
Engelbrecht, Col Joseph A. Jr., et. al. Alternate Futures for 2025: Security Planning to Avoid
Surprise. Draft of White Paper for 2025 study.
Chapter 2
It takes farsightedness and guts to build an armed force that will only be called to fight
in, say, a decade. One has to guess, as best one can, what resources will be available,
what kind of opponent the force will be called on to face, and what kind of environment
they will have to operate in. Those fundamental questions settled, the time comes to
decide how to best meet the challenges ahead.
Martin van Creveld
The Transformation of War
SOF in 2025, like today, will focus on high-risk, highly specialized, high-consequence-of-failure
missions; and will require nearly 100 percent guarantee of success, Zero Tolerance / Zero Error. Political
sensitivity is so significant that only a tailored organization with special skills, training, and equipment can
accomplish these missions and assure success. The nature of the mission, size of the force required, and
skills needed will dictate use of small, extremely mobile, highly trained, quick to react teams of special
operators. The frequency of the requirement to use these forces, the specialized nature of their employment,
the target, risk, and consequence of failure levels will require employment of these unconventional forces.
Figure 2-1 provides a graphic representation of the mission area SOF precision operations will operate in.
There will continue to be some missions, where the consequence of failure and mission risk are so high that a
military option may not exist.
High
PO
Success
Guarantee
Consequence
of Failure
Low
Risk of Failure
High
Special operations in 2025 will continue to employ the five near timeless core competencies of
unconventional training and equipment, political sensitivity, unorthodox approaches, limited opportunity,
1
and the need for specialized intelligence to varying degrees and will be very mission dependent. These
core competencies coalesce and beget the required capabilities to meet four primary mission types plausible
for any possible future world of 2025: WMD neutralization, HVT engagement, HVA recovery, and ether
targeting. Each of these missions will require special teams of specially equipped forces.
Weapons of mass destruction will continue as a reality well into the twenty-first Century and as a major
security concern for the US. Nations not possessing these weapons may seek the security this weapon
provides. Nonstate actors and terrorists may successfully hold states hostage and achieve objectives by using
these weapons once and then making demands with the threat of continued use. Irrational state actors electing
to use WMD as preemptive tools may draw other states possessing these weapons into Armageddon.
These weapons will be secured through passive and active means. Deep underground bunkers and
mobile launchers will make destruction of these devices difficult.
designation by SOF, with a much greater accuracy than todays capability. Several target sets may be too
precariously positioned to permit self-designation by airborne platforms. It is additionally possible that
precision-guided munitions and air attack, even by uninhabited aerial vehicles (UAVs), may be futile against
some deeply buried storage sites which are protected by early warning devices and layers of air defense
weapons.
Enemy ground forces will be positioned to react to intrusion and thwart direct attack by
conventional means. WMD storage and launch sites will be located in distant, isolated areas which naturally
make intrusion and penetration difficult. Gathering intelligence on these sites will be challenging due to
cover, security, and location of these sites. Mobile launchers will be moved from site to site for protection
from attack. States threatening use will have forces at high alert to protect these high-value items.
In 2025, WMD will include nuclear weapons, poor mans nukes (biological and chemical weapons),
and a new deadly WMDInformation Bombs (IB).
the 2025 alternate futures unfortunately provide uncommonly fertile ground for Alvin Tofflers first, second,
and third wave entities to execute both coherent and sporadic direct actions on the United States and its allies
and friends. The purpose of these actions by aggressor nations, terrorists, organized crime cartels, or even
single individuals will be to level the distribution of wealth and resources, power redistribution, or simple
political agendas.
WMD neutralization will require locating, analyzing, penetrating, and eliminating the weapon.
Neutralization may include destruction at the site, transporting to friendly control, or neutralizing critical
components. Penetrating the facility will require
and tactical mobility to move SOF teams and neutralization equipment is also required. Eliminating security
forces will require a variety of weapons-- weapons which can stun, immobilize, or kill.
HVT engagement seeks to obtain a wide range of options, from temporarily disabling to total
destruction. Designated high-value targets would have strategic significance affecting the highest levels of an
organization (i.e., multinational corporation) or state during peacetime or war. These operations could be
conducted against individuals as HVT engagement operations are tunable for a variety of results, from lethal
to nonlethal. high-value targets may include C4I nodes, protected power generation sites, or underground
command centers to facilities in close proximity to sensitive noncombatant sites such as hospitals, religious
places, or schools.
Both the nature of the target and the location will dictate precision operations,
HVA recovery
operations may also return allied citizens to their country and friendly control. Additionally, in 2025, HVAs
may include financial databases, corporate trade secrets, or proprietary knowledge in Bill Gates brain.
These missions are the most difficult and must be conducted as quickly as possible. Time wasted formulating
plans, preparing forces, and deciding options allows enemy forces to gain positional advantages. Precisionoperations forces must safeguard sensitive items and hostages. Facilities will offer the enemy protection
from direct assault. The surgical nature of these operations require sorting out enemy personnel from
hostages and separating enemy personnel from sensitive items without damage to the item.
SOF will require high-fidelity, accurate real-time intelligence to penetrate these facilities successfully.
Neutralizing enemy security forces without harming hostages or damaging sensitive items is of paramount
importance. Tunable weapons will permit separating enemy from friendly personnel. Strategic and tactical
mobility is required to move SOF from base locations to target sites. Speed, stealth, and surprise are
essential requirements to successful operations. Arriving undetected at the site permits securing HVAs
before the enemy can react. Transportation of team members and hostages or sensitive equipment requires
both tactical and strategic mobility.
Hostile governments and organizations will pose a significant threat to the safety of American citizens.
Nations, organizations, and/or individuals not possessing the adequate power to confront the US may resort to
kidnapping and stealing to attain political goals.
Ether Targeting
Despite giant strides in information dominance over the intervening years, disparity between US laws
and customs and those of peer or competitor entities provide fertile ground for hostile activities to contravene
US vital interests. These unfriendlies develop special talents to circumvent both prevailing law as they
3
US dependence on
information systems, knowledge or wisdom, and commerce will make the impact of a logic bomb or a
4
Drop Zone, a movie starring Gary Bussey, covered this exact scenario where the target set was a
Drug Enforcement Agency (DEA) database of undercover agents. Bussey, an ex-SEAL, employed precise
high-altitude low-opening (HALO) jump techniques to land on the DEA headquarters in restricted airspace of
Washington, D. C.
He had already snatched a computer geek and taught him to jump under extreme
conditions. Figure 2-2 shows a picture of this type of parachuting. With a small, carefully crafted team,
Bussey, and team, tapped into the DEA database, downloaded the pertinent information on deep cover agents,
5
As previously discussed, current policy for off-the-shelf contracts and information management
acquisition to decrease government expenditures set the stage for easy access to critical economic and
security information. Today, the manipulation and stealing of knowledge is a reality in commercial, political,
6
To know and control (ether Dim Mak) the knowledge of ones adversary is the key to
success. Sun Tzu wrote foreknowledge must be obtained...all war is based on deception.
Special
operations forces must determine when the ether problem is deception and when it is real. When directed
10
within the ether or cyber environment, special operations will neutralize or destroy target sets outside the
boundaries of conventional means.
8
One commercial system that may be a hot prospect is the idea of intellectual property. Once targeted
by an adversary or snatched, special operations would employ HVA recovery techniques for the propertys
safe return.
Preempting this scenario would require sophisticated ether identification, monitoring and
destruction techniques. Our adversaries are investing heavily in information manipulation. Once in this
arena, special operations forces will require an info kitbag.
Notes
1
United States Special Operations Command, 1994 United States Special Operations Forces Posture
Statement, 34. GPO, Washington, D.C., 1994.
2
2025 Concept No. 900328, Information Bomb. 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996); See 2025 Counterinformation White Paper for further research on MMPVs and
information bomb impacts on US vital interests.
3
Microsoft Network News, US, Japan in Piracy Battle, Internet address: http://www.msn.com, 10
February 1996, 1845 CST, states the music piracy dispute could become a test case for the new intellectual
property rules of the 116 member WTO. . . . The US argues that under the trade-related aspects of
intellectual property rights (TRIPS) agreement of the Uruguay Round world trade accord, Japan must extend
copyright protection to foreign records dating back 50 years. The Geneva-based WTO covers intellectual
property rights, unlike the General Agreement on Tariffs and Trade (GATT).
4
Wieslaw gornicki, In the Shadow of the L-Bomb, Warsaw Przeglad Spoleczny Dzis, (FBIS
Translated textPolish officer discusses Infowar), 1 November 1995, 4860; 2025 Counterinformation
White Paper.
5
Drop Zone, Paramount Pictures, 1994.
6
Microsoft Network News.
7
Samuel B. Griffith, Sun Tzu, The Art of War, Translated and with an Introduction by Samuel B.
Griffith (Oxford, England: Oxford University Press, 1971), 106 and 145.
8
Danton K. Mak, Intellectual Property Checklist for Ventures in the 90s. On-line, Internet, 20 March
1996, available from http://www.calcom.com/sm/articles/ipcheck., 1.
11
Chapter 3
This chapter performs two functions: (1) it lists and describes the requirements for each of the three
capabilities introduced as essential to mission success in the four SOF missions; and (2) provides the reader
with, when possible, technology solutions which satisfy each enabling capability requirement.
Where
research falls short or technology solutions are not provided, the team has provided possible alternatives or
technology transmogrifications which might exist in the time frame of the study. The authors have carefully
considered concepts of operation where they recommended specific technologies.
pointed out the potential shortcoming associated with using technologies which have a potential tactical
shortcoming associated with its use, and when possible, has made recommendations to minimize the
drawback.
The three essential enabling capabilities needed to successfully perform the SOF offensive missions of
2025 are communications, mobility, and destruction/neutralization. This chapter discusses each capability,
lists and, where necessary, defines performance requirements, and provides technological solutions. The
chapter discusses solutions subsequent to the introduction of each performance requirement. Requirement
parameters are expressed using the extreme end of the requirement criteria (most demanding criteria). For
example, the range to a target may vary with the mission, but this chapter user the most demanding range to
describe the performance criteria.
12
Communications
SOF precision operations communication requirements go significantly beyond the team members
ability to talk to each other. Communications in the context of this paper involves the quest and distribution
of mission knowledge in a timely and useful manner to guarantee mission success. Mission knowledge
involves intelligence (preknowledge of ones adversary or threat), real-time remote sensing, human-enhanced
sensing, and finally electronic information processing, distribution, and storage systems. As noted in Alan D.
Campens book, The First Information War, because of the strategies of deception, maneuver, and speed
employed by coalition forces in Desert Storm, knowledge came to rival weapons and tactics in importance.
The SOF precision operations teams of the future will depend on the ability to manage and dominate mission
knowledge. Communications via voice, sight, touch, external sensors inputs, and even thought will afford
SOF precision operations teams of 2025 the edge to gain and maintain mission knowledge dominance over
any adversary.
Several unique factors drive communication requirements for the precision operations mission. SOF
communication drivers currently include the requirement for worldwide, real-time, multinet linking
capability within a precision operations team, and to other command, control, communications, computer, and
information (C4I) nodes. Based on the authors assumptions, in 2025 there will be a need for communication
systems featuring clandestine and covert modes of operation; multilevel security; and the capability to
integrate, fuse, and manage numerous sources of data and information. These future sources may include
voice, video, sensors inputs, navigational information, and identification friend or foe (IFF) data.
Today, this all-encompassing communication capability, system of systems, conceived by the former
Vice Chairman of the Joint Chiefs of Staff, Adm William A. Owens, USN, is under initial development for
2
US DOD needs.
New technologies in computer capabilities, digital data storage, processing, data fusion
capabilities, and global positioning supported this concept. This system of systems brings together battle
space awareness, increased precision engagement capability, and enhanced C4I to provide the future SOF
precision operations mission the needed advantage to achieve mission objectives.
13
SYSTEM of SYSTEMS
2025 SOF
Precision Operations
Requirement
BATTLESPACE
AWARENESS
PRECISION
ENGAGEMENT
INFO KIT
C4I
ENHANCED
PERSONNEL
INTERFACE
Figure 3-1, a derivative of Admiral Owenss initial idea, shows an added region to the system of
3
interface section of this system of systems identifies the unique human-interfacing requirements for precision
operations. The unique personnel interface requirements are primarily driven by needs for covert operations
and security during precision operations missions. Nondetectable equipment and signals will be a necessity
for precision operations in 2025 especially as the threats capability to detect and counter SOF missions will
increase. Admiral Owenss system of systems must be compatible with SOF precision operations needs, and
this personnel interface will ensure the requirements for these communications are identified and addressed.
The term
info-kit, also shown in figure 3-1, is a proposed name for this future system and will be used
14
The consequences of mission failure are extreme for both the SOF team members and potentially the
United States. Therefore, the need for extremely reliable, durable, simple, and redundant communications is
essential. Affordability will also be a driving factor for any future communication systems, and will make
unilateral SOF development of precision-operations communication equipment unlikely and dependency on
commercial communication markets a necessity. The rapid pace of technological developments makes the
ability to develop, procure, and bring to operational status communication equipment before it becomes
obsolete or vulnerable to threat countermeasures difficult and too costly for expected SOF budgets.
Numerous commercial applications are being developing for secure local, regional, and global
communications capabilities. The military and SOF can take advantage of this commercial development its
procure required communication capability, their avoiding the initial developmental costs.
The ability to effectively communicate has always been a key component to any successful military
operation. Sun Tzu identified the importance of communications during military operations when he wrote,
. . . drums and bells . . . flags and banners . . . must be used for troop communication in battle. Then, now,
and in 2025, communications capabilities will provide SOF precision operations the necessary flexibility to
achieve concentration of force, coordinated and undetected mobility, speed, precision, synergy of effort, unity
of command, surprise, and ultimately the achievement of mission objectives. Communications truly is a force
multiplier and one of the founding pillars supporting the fundamental principles of war.
Worldwide Communications
SOF precision operations requirements for worldwide communications will generally fall into three
categories, local, theater, and global. Each category may require unique equipment for several reasons
including technology limitations, diversity, and reduced complexity allowing tailoring for specific mission
needs. Ideally, an all-in-one device, an info-kit, could offer the required communication capabilities
needed by SOF in 2025. Whatever technologies exist in the future, the info-kit must provide seamless
communications with other DOD communication systems and provide significant interoperability with older
communications equipment and systems that will be prevalent throughout the world.
Local communications would SOF precision operations team members links between each other and
with other C4I nodes. These SOF teams must be capable of communicating over relatively short distances up
15
to several kilometers without detection. Additionally, SOF requires the ability to use multiple nets or
channels simultaneously allowing precision-operations team sub-elements discrete interconnected
communications. Direct communication with other military organizations and noncooperatives would also be
a necessary feature. The term non-cooperative identifies organizations or systems not willingly or knowingly
communicating with the SOF precision operations team. Supporting airpower requirements for the local
precision operations communication may include the use of prepositioned uninhabited aerial vehicles. UAVs
may provide communication relays between local precision operations teams, other military forces in the
local area, or relays to other theater and global C4I networks. These flying relay stations would be deployed
singularly or in constellations as necessary for each mission and be withdrawn at mission completion.4
The next two categories for SOF precision operations communications are theater and global. These
categories would entail the ability to communicate with a diverse array of command and control nodes and
mission support systems such as remote and nationally controlled sensors and transportation assets. During a
recent lecture at the Air Forces Air Command and Staff College (ACSC), Col John A. Warden III (Ret.)
provided the potential of future C4I
During the initial strikes on Baghdad in January 1991, part of the air campaign planning
staff sat around their TV sets in Washington DC watching for indications on CNN Headline
News about the attack success on one of their first target priorities that night, Baghdads
electrical power grid. Shortly after 1900 EST (0300 in Baghdad), a CNN correspondent
team reported live from Baghdad indicated the city lights started going out.5
Colonel Warden additionally described that some Scud missile-launch warnings were being provided to intheater target areas via relays through US based command and control nodes.
Similar to the two events described above, a diverse real-time global communication capability would
allow for critical mission information and decision making to take place anywhere in the chain of command.
Decisions could be made or mission results could be viewed in real-time at National Command Authorities
(NCA), commander in chief (CINC), or joint force commander (JFC) levels, if necessary. The sensitivity of
future precision operations missions may not permit a final mission decision until the SOF team is engaged at
the mission objective or target site. For example, the neutralization of a rogue nuclear device may include
several options-- device removal, device destruction, or device manipulation to give the appearance of
operability though inoperable. The final decision concerning disposition of the device may not be realized
until actual events develop during execution and on-scene mission environmental factors are evaluated.
16
Global communications will allow final mission decisions at the regional CINC, JFC, or NCA level. In this
scenario, a worldwide communication capability has provided additional flexibility to the mission by
allowing the mission execution decision to be made at the highest level if needed, and at a latest possible
moment. Other solutions, such as ongoing negotiations, would have an extended chance to resolve the crisis.
Supporting technologies for regional and global communications include the use of high-altitude UAVs
and spaced-based satellite communications relay and processing systems similar to the advanced military
satellite communications (MILSATCOM) concept offering significant increase in capability of todays
MILSATCOM systems.6 The advanced MILSATCOM will offer global, secure, personalized, high-data rate
communication capability. Another Air Force 2025 concept applicable for worldwide communications
suggests the capability of faster-than-light, infinite distance communications via quantum polarization shift
of shared photons.7 This capability would revolutionize communication and mission knowledge dominance
as we know it today. Finally, the technology to transmit, receive, and process very high data-flow rates, on
the order of terra-bits per second, is a future requirement for all worldwide communications capabilities.
Clandestine Operations
The requirement for PS teams to operate covertly drives the need for any future SOF communications to
operate with low probability of intercept or detection (LPI/LPD). Two general approaches to this solution
are identified. First, to develop a communication system with signals that are undetectable by the threat.
This can be accomplished in a number of ways, including the use of very low-power transmitters, but this
may limit equipment effective range. A smart info-kit system of the future may allow for real-time adaptive
power modulation techniques that use only the minimum required power to accomplish the data transmission.
Another approach to making precision operations communications undetectable would be to develop a
system that operates outside the normal energy patterns for typical or expected communication bandwidths.
Today, a majority of military communications occur in the very high frequency (VHF) bandwidth, generally
in the area of 30 to 500 MHz. Undoubtedly, future military communication systems will expand to cover a
much wider spectrum. Currently, developments in the 1.5 GHz bandwidth is ongoing with the potential to
expand significantly higher or lower.8 Whatever communication systems exist in 2025, the ability to operate
17
on the fringes or outside the normal energy bandwidths could provide the needed surreptitiousness inherent in
precision operations.
The second approach to LPI/LPD communications for precision operations teams of the future would be
to make such equipment and associated signals blend into the surrounding environment. Currently, nearly
every country in the world today is experiencing a communication evolution. Some estimates predict that by
the year 2000, up to 80 percent of worldwide telecommunications will be wireless.9 Mobile
telecommunications are expanding rapidly throughout the world, especially in many developing countries
where land phone and data lines do not exist. Cellular-based systems for voice and data communications
using microwave radio networks are becoming common throughout the world. They afford a developing
nation the quick connect to a diverse local and worldwide communication network. Additionally future
developments in wireless technologies will provide the popular local area network (LAN) systems,
prevalent throughout the industrial world of today, a wireless capability.10 Over the next several decades the
atmosphere will be buzzing with numerous signals from these developing wireless capabilities.
The
ability for SOF precision operations communications to blend into this noisy environment may be less of a
challenge than trying to avoid detection and provide another means for covert communications.
Any attempt to lower detection levels through LPI/LPD communications in the future will most likely
require a combination of techniques. No one solution will fit all scenarios or requirements for precision
operations stealthy communication. The design of these future communication systems must be adaptive and
capable of operations in many future world environments.
The next concern for SOF precision operations with regard to covert communications deals with the
visibility or recognition of the communication equipment. Potential precision operations scenarios may
require the SOF team to blend into the local populous and surrounding environments. Personnel hauling a
communication kit with antennas, a cumbersome battery pack, and headsets will be very conspicuous and
therefore a lower probability of success should be expected. The capability to miniaturize and hide
communication equipment is essential.
Under the charge of the US Army Communications Electronic Command (CECOM), the 21st Century
Land Warrior Program is developing and field testing an individual soldier computer/radio kit.11 This kit is
expected to weigh approximately two pounds and strap onto the soldier of the twenty-first century providing
18
voice, data, and imagery to each soldier and throughout the chain of command This system is expected to
greatly enhance the overall effectiveness of Army combatant units. Though two pounds of equipment does not
sound cumbersome by todays standard, the packaging of this equipment will not meet precision-operations
team requirements. Team communications equipment will need to be light, mobile, and unrecognizable as a
communication system.
imbedded into mission apparel or uniforms. Interfacing with the equipment could be through implanted ear
and throat pieces. Contact lenses could be the display screens of tomorrow affording normal fields of view.
These lenses could display necessary visual data for mission tasking and additionally act as sensors for data
collection or enhancing as night vision goggles do today.
unrecognizable and activated through gestures, voice, touch, or even thought control.
Whatever
communication technologies develop in the future, the precision operations team will most likely need
equipment that is unrecognizable as such for mission accomplishment.
Advances in electrical and mechanical microminiaturization technologies will be needed to package the
info-kit of 2025 into a usable precision operations system. Additionally, communication equipment power
supplies often make up a large percentage of the total system volume and weight. Power supplies for the
info-kit of 2025 will need to be inconspicuous, durable, and highly mobile. An Air Force 2025 concept
suggests the use of human body heat as a potential energy source.12
Communication Security
Secure communications will be required for SOF precision operations missions not only within the
precision operations team but also with other related activities. These missions may proceed or occur
simultaneously with other combatant operations. Being able to communicate securely with other operations
will be crucial. The need for multilevel encryption capability will be required in the future and is currently
being developed by CECOM in their digital integrated laboratories.13 Currently, separate networks are
needed for different levels of classified communication. To be compatible and capable of communicating
with different operations apart from the precision operations team, a multilevel security unit that allows the
commingling of data with different security classifications will be needed. Interoperability will be needed
19
not only with other DOD communication equipment but with other secure nets to include those operated by
other nations military forces and noncooperative systems described earlier.
The info-kit of 2025 may afford an adversary an tremendous advantage should it fall into his hands.
Therefore, operation of such a system must be protected and could be easily accomplished by
deoxyribonucleic acid (DNA) tagging specific equipment to individuals or groups of individuals. When the
DNA tag is lost so is the info-kits capability. Additionally, data storage areas within the info-kit would be
self-destroying after a preset time of lost user DNA signature.
Data Fusion
The next aspect to discuss for SOF precision operations communications involves the capability of
future systems to integrate, process, and provide numerous sources of information to the precision operations
team member. Admiral Owenss system of systems now in the conceptual design and initial technology
demonstration phase will evolve into an operational system in the early part of the Twenty-first century. In
the time frame of 2025, this system will undoubtedly be more capable and functional for SOF precision
operations requirements. Today, new technologies are allowing the fusing of multiple communication and
information data into one multipurpose device. Advances in computer software, data storage, and processing
speed capabilities along with microminiaturization advances will allow for the combination and integration
of many data sources for precision operations. Numerous informational data source (NIDS) processing
capability will greatly enhance the future SOF operations. A part of the
combine real-time voice, video, external sensor data, global position location and navigation, IFF
information, and any other system deemed necessary in 2025.
External or remote sensor inputs to the NIDS systems could range from those at the national asset level
such as spaced-based multispectrum satellites, theater-level UAV inputs, to local preposition or on-body
sensors such as the Advanced Research Project Agency (ARPA) concept being developed to detect toxic
substances. ARPA is working on a neuron-based biosensor that can feature nerve cells growing directly on
microchips capable of sensing toxic substances.14 Air Force 2025 concepts such as I Can Smell You, and
Fly on the Wall are ideas for local sensors that can be propositioned for a PO mission and provide vital
real-time mission data directly to a NIDS type-system.15
20
Other subcomponents to the NIDS system could include an individual monitoring system (IMS) capable
of evaluating, and if necessary, administrating immediate life-sustaining medication to the system user. For
HVA recovery missions where hostage rescue is the objective, the NIDS could incorporate another
subcomponent called Medical Emergency Reaction Instructions or MERIT guidance for self-administered
emergency medical treatment to injured hostages or other SOF team members. When activated, the MERIT
system would help remotely diagnose and instruct the necessary medical treatments, similar to the medical
tricorder seen in Paramounts Star Trek TV and movie series. Through the development and use of
artificial intelligence computer capability, the NIDS system would provide the user with the right information
at the right time to enhance situational awareness, sustain life, and guarantee mission success.
Communication requirements for SOF precision operations in 2025 will involve much more than just
the ability to talk to team members. Technology is affording the future precision operations team member the
capacity to achieve knowledge-space-dominance needed for 2025 tasks and missions. Admiral Owenss
system of systems will likely be in its third or forth technology evolution by 2025. Combining many of the
emerging and developing ether technologies will provide situational awareness to SOF precision operations,
guaranteeing mission success. By identifying SOF precision operations communication requirements now,
the evolution of the system of systems, will be the info-kit in 2025. This capability for SOF to achieve
knowledge-space-dominance over an adversary will ensure the US is capable of achieving its national
objectives in 2025.
Mobility
Mobility is one of the three enabling capabilities for special operations in 2025. It plays a key role in
each of the missions envisioned; --WMD neutralization, HVA recovery, HVT engagement, and ether
targeting. This section details systems attributes and required technological advances to support these
systems. Mobility, as defined for this study, is the system or systems that provide SOF insertion and
extraction capability for a designated mission.
requirements for the teams after initial insertion, only the strategic and tactical systems for insertion and
extraction. The team has identified three potential mobility systems satisfying special operations 2025
21
mobility requirements, a stealth airlifter, low earth orbiter (LEO), and exfiltration rockets. The mobility
systems directly affect the enemy processes in the sense that the insertion and extraction location, method, and
route planning will impact enemy command and control efforts to counter the mission. Additionally, mobility
has a direct impact within all facets of the HVA recovery mission due to the payload requirements for the
people or things to be recovered. The enemy will dictate target locations; therefore, SOF must possess an
infinite range of insertion and extraction capabilities. This will enable special operations teams to operate
throughout the enemy system processes to conduct WMD neutralization, HVT engagement, HVA recovery,
and ether targeting missions. Though mobility requirements exist across the full spectrum of SOF missions,
table 1 illustrates the most critical aspects (shaded areas) between the SOF missions and enemy system
elements with relation to their mobility requirements. (i.e., a critical SOF mobility focus for HVA recovery is
on personnel and/or human characteristics)
Table 1
Relationship of Systems to SOF Missions (Mobility)
People
Item
Process
WMD Neutralize
Critical
HVT Engagement
Critical
HVA Recovery
Critical
Critical
Ether
Critical
Ether Targeting
Current special operations lift platforms will not survive third and fourth wave competitors in 2025.
Emerging technologies can modify and enhance existing platforms increasing their performance, but to
increase the probability of mission success, a new special operations aircraft is needed. To obtain vertical
lift capability in current lift platforms, a large trade-off in speed, payload capabilities, and range is accepted.
Analysis reveals that by 2025 this need not be the case because of technological advances in areas of lift
platforms, powerplant and propulsion systems, and aircraft rotorblade improvements.
22
Stealth Airlifter
A primary lift system to accomplish this could be a stealth airlifter.16 A stealth airlifter is needed because
surprise is critical to success in SOF precision operations. Primary attributes that need to be incorporated
into the stealth airlifter are low observability, high speed, long range, global reach, increased payload,
reliability, and durability. This new airlifter should also possess vertical take-off and landing (VTOL),
armament, and an array of emission support sensors. Experts estimate that a special operations stealth
airlifter could be fielded in adequate numbers with these capabilities in 20 years.17 An artists conception of
a potential special operations stealth airlifter, is the MC-X (fig. 3.2), based on a current study undertaken by
the USAF to be completed in 1997. The primary focus of the study is infrared (IR) and radar cross section,
and powerplant and propulsion systems for airlifters.18
A value added feature might be to incorporate a pilotless function to the stealth airlifter. This feature
would reduce the number of personnel at risk and allow for a smaller craft, thus reducing the radar cross
section of the platform. This feature is expanded from a concept in New World Vistas, Aircraft and
Propulsion volume, depicting an unmanned fighter-type aircraft.19 This platform could be adapted to house a
special operations team in the payload bay for insertion. The precision navigation and targeting capabilities
onboard offer the JFC an option he does not now possess.
23
Another lift platform offering promise is a 2025 concept suggesting a modular medium lift aircraft.20
This aircraft will employ low-observable technology, large cargo capacity, internal engines, and posses a
6,000 nautical mile unrefueled range. A benefit of this concept is the platform can be manufactured in the
modular level and have several different models with comparable characteristics: airlifter, tanker, global
range strike, and the special operations version. This concept saves time and eliminates the requirement to
invest precious research and development dollars to develop a purely special operations lift platform.
Technological advances also offer promise in powerplant and propulsion systems.
National
Aeronautics and Space Administration (NASA), working in conjunction with aircraft manufacturers, has
invested heavily in aircraft engine technology.21 One effort having a direct military application is a Mach 4
civil transport with reduced nitrogen oxides emissions, and quieter engines. An additional area offering
promise is the use of magnetic-based rotation of ionized air as a substitute for physical turbine blades.22
Powerplant experts in the New World Vistas predict that modern adaptive control methods to engines may
yield improvements of 10 percent in the near future.23 If successful, these technological improvements could
give the NCA or a JFC the ability to quickly react to trouble spots with a highly trained team.
A final area of technological solutions to aircraft problems could be the use of eclectic materials in the
construction of aircraft rotor blades. Eclectic materials must be rigid enough to withstand effects of flight but
be malleable enough to enable changes in shape during operation. Use of these materials will permit airfoils
to adjust shape during flight improving lift, reducing drag, and resulting in increased performance.24
Retrofitting existing aircraft with this technology will deliver an increase in performance potentially
eliminating a need to design and develop a new aircraft.
24
able to deliver a payload in 10 minutes.25 The team would be housed in the payload compartment and
released for a precision landing at the desired location. While this system is primarily designed as a
weapon, the payload could be designed to house the special operations team with its associated equipment.
Precision delivery of the payload such as a circular error probable (CEP) of under 100 feet, is vital to this
system. Special operations missions often entail night insertion and the teams must be able to begin their
mission quickly after arrival. Dispersed teams needing to regroup or identify their exact location run the risk
of compromising mission success. To achieve this level of accuracy the aerial delivery system (ADS) must
continue to be improved. Advances in parachute, guided parafoil, and deployable wing systems offer
promise in improving the ADS capability.26 Integrating these advancements with improved Global
Positioning System (GPS) and onboard navigation systems, and digital ground mapping will enable payload
delivery with pinpoint accuracy. It is estimated that reusable launch vehicles, if developed in conjunction
with NASA, could be available in 10 years using rocket propulsion and twenty five years using airbreathing
propulsion.27 A great deal of investment in fuels, propulsion, ceramics, and other technologies must be
undertaken to make this a reality.
Additional hypersonic platforms in research at this time are rapid response/global reach aircraft system
and space launch/support system.28 The rapid response/global reach aircraft system is projected to fly at
speeds greater than Mach 8 with global reach. The space launch/support system proposes a reusable launch
vehicle (RLV) that could deliver a payload in orbit on short notice and return to base. If payload pods could
be produced, the teams could be inserted from space from this vehicle. This concept would emulate the
delivery profile of the troops in Robert Heinleins science fiction novel Starship Troopers.29 In this novel,
military forces are loaded into capsules to be ejected from the spaceship. Once through the atmosphere,
parachutes are employed to brake the descent until landing.
Extraction Rockets
A solution to the vertical lift extraction problem may exist in the extraction rocket. The SOF team has
taken an idea from the New World Vistas and used it for extraction, not delivery.30
inserted with the special operations team, be easy to set up and launch from field conditions, and have a
payload capacity large enough for the team plus extra cargo. If necessary, the rockets could be hidden with
25
chameleon camouflage during mission execution and then used when needed.31 The extraction payload could
be a WMD device or a HVA item. Use of this system will allow a team and payload to quickly exit the target
location. This is critical for special operations, since the longer the team remains in the mission area, the
greater the chance they may be captured or killed.
Another option for extraction could be a jet-pack device the team member would strap on their back.
This device would transport the member to a safe haven for extraction by airlift or to loiter for an aerial
recovery.
The extraction rocket would possess the following attributes:
refuelable; long range; payload capacity large enough for a two-to-four-man team and a WMD device or
HVA item; high durability; and precision delivery. An additional possibility for the extraction rocket would
be to launch the team into a low orbit and the team would be recovered in space. This would eliminate the
long-range and precision delivery requirements. The extraction rocket would boost the crew into space and
await the arrival of an RLV to return the team to earth.
The jet pack would need to lift at least 500 pounds and transport the member up to 100NM. This would
enable the special operations team to depart the target area and deploy to a safe haven for extraction. An
alternative would be a deployable balloon connected to a cable to allow for aerial recovery of the member.
Incorporated in the jet pack would be a emission-control sensor suite to reduce the signature of the member
as he flies. Additional features could be a jet-pack suit the member would wear, which incorporates lowobservable technology, is armored, and has a programmable navigation system. These features would allow
the member to climb into the suit, program the navigation system, and sit back as he is delivered to the
desired location. This would be an especially attractive feature if the member is injured and unable to pilot
the jet pack himself or if the HVA to be extracted can not operate the controls. The propulsion system must
be very quiet to avoid detection but still provide high speed to allow the team to quickly exit the target area.
Technological advances offer promise to solve many of the challenges facing future SOF planners. The
trade-offs required for vertical lift in speed, range, and payload, and other critical requirements such as
secrecy, security, long range, and speed can be solved by technology. Specifically, advances in stealth and
propulsion and powerplant systems will allow the development of stealth airlifters and hypersonic aircraft
dedicated to the SO mission.
26
Destruction/Neutralization
27
Table 2
Relationship of Systems to SOF Missions (Destruction/Neutralization)
People
Process
Ether
Critical
WMD Neutralize
HVT Manipulate
Item
Critical
Critical
Critical
HVA Recovery
Critical
Ether Targeting
WMD resources require the host government provide the best available security or protection and
control. Specially trained and specifically focused forces are needed to successfully engage within this
arena. special operations forces will require an in-depth knowledge base and high-tech equipment to
effectively target this threat.
It is not feasible to have all special operations team members be combinations of nuclear physicists,
biochemical professors, computer science specialists, munitions disposal experts, and special operations
specialists. 2025 technology will allow teams to carry with them this level of expertise. Within 30 years
virtual systems will become less cumbersome, more miniaturized, more concealable, as well as more
capable. The capability to wear virtual sunglasses or contact lenses will be commonplace, very similar to
technology creatively displayed in William Shatners futurist novel and film series Tek War.33 Special
operations will require that this technology develop further into a seamless two-way heads-up display system
with a direct link, to the source experts located elsewhere provide the appropriate technical data and
procedures to perform the neutralization task.
Nuclear weapons will remain a formidable resource within a governments WMD arsenal but
biological and chemical weapons will be easy to produce and afford, and will provide the most difficult
challenge. WMD capability is presently measured categorically by payload, speed, and range but in the
future, this measure will be more appropriately quantified by controlled distance, measurable effectiveness,
28
and loiter time (linger time and half-life). If SOF are to be successful in neutralizing the WMD threat, they
must be capable of operating with complete control of these measurable variations.
To adequately neutralize a WMD, on-site special operations forces will be required to either physically
destroy the resource, render the destructive element unusable, render the delivery system unusable, or limit
the effectiveness of the destructive element. Physical destruction of the resource or delivery systems, poses
no additional requirements on SOF than any other engagement of a HVT. These requirements will be
developed and discussed later in the HVT engagement section. However, if the neutralization of the threat
requires hands-on manipulation of the system, then several other requirements will exist.
SOF precision operations equipment must possess the capability to encompass and quarantine the WMD
system and apply a technology to accelerate its decay, while maintaining the outward appearance and
weapons system functional integrity. This, of course, secures SOF from discovery, and the antagonist will be
operating under the false pretense of a whole-system WMD capability. Any technology that could operate
from outside the delivery system housing, perform the decay, and never require direct tampering, would be
the optimum.
Surgically removing the agent container mechanism from its weapons system housing provides the
simplest form of extraction but depend on knowledge of the system. More crude systems may provide more
difficult scenarios where friendly exposure is highly probable. Future development of the immune warrior,
may make the risk of addressing this type of threat more acceptable.34 It has been stated that, by the year
2000, 15 percent to 20 percent blood doping will be proven to provide up to 25 percent enhancement of a
soldiers performance in a variety of environments.35 Taking that next step in human manipulation as
common practice, by 2025 near by 100 percent protection to selective agents should be a reality.
Even if selective immunity for precision-operations team personnel neared 100 percent, the creation of
a miniaturized, self-contained, translucent biosphere which will hermetically wrap as a flexible bubble
around the weapon system, to protect the operations environment is necessary. Included within the bubble
will be tools to neutralize the weapon through dismantling, injection, or exposure of the core to a chemical or
biological antiagent. Sun simulators or other light-spectrum decayers can be applied from outside.
A final requirement of SOF within the WMD realm, which leans towards a precision operation, will be
to either insert a WMD into an enemys arsenal for activation or utilize an indigenous weapon and create
29
controlled accident scenario for the enemy to deal with. This will require the finest remote operations
capability available for activation, so as not injure special operations forces. This technology should also
include a selfdestructing system to avoid any discovery of tampering after the fact.
nondetectability. These, of course, do not relieve SOF from the possible requirement to get dirty in a target
area planting next generation explosives, with varying levels of destruction, on-site. However, future
deceptive technologies such as chameleon camouflage and deceptive holographic imaging would assist SOF
in nondetectability.36 Of course, these technologies would not become a mission show-stopper, because
special operations members in 2025 will continue to be highly versed in the art of concealment and evasion,
and always will fall back on their naked-man skills. Additionally, a special operations designation team
requires the capability to designate a target, but not be actively tied to a designation system. The capability is
needed to place an undetectable emitter on a target from a distance, which emits continuously (or with a
minor decaying rate) within a spectrum received by the guided or homing weapons of 2025.
The tactical designation ranges for present-day laser systems provide a respectable standoff distance
from the target.
In the future, SOF would still, depending on the mission parameters, appreciate that
separation capability for illumination. Beam emissions need to be modified by 2025 to allow selfemitting
beam riders to follow the designation stream and attach themselves to the target, similar to a particle beam
without the impacting force.
Expanding on a paint tag ID system, a technique could be derived to develop a form of clear paint
which maintains a phosphorescent capability in the electrooptical spectrum, which remains in visible to the
naked eye and has a decay rate.37 Additional options for pinpoint designation would be to optimize
nanotechnology and develop a ROBOBUG, a fly on the wall, or some form of nanotech emitter to proceed or
be placed on a targets desired mean point of impact (DMPI) awaiting signal capture by an air system with an
30
adequate weapons payload.38 These guided weapons-- either missile, bomb, or direct beam-- must all have
the capability to home in on the emission signal.
homing, and many others will give the SOF specialists the on-the-spot targeting capability for a given
31
situation. Development of a universal explosive, which by appropriate shaping and form of detonation, may
provide for many different styles or/explosions with varying levels of destruction Doing the right amount of
damage, to the right thing, at the right time.
32
Source: Litton, Litton Night Vision GSA Direct Advertisement, Armed Forces Journal International
(July 1995), 12.
Figure 3-4. Future Targeting Helmet Design
As with these offensive improvements, the defense requires equal development. The need exists to
sport a self-protection field which repels all forms of forceful attack and photo-reactively counters all
biological and chemical weapons. The most impressive futuristic body armor which may have merit within
the next 30 years was displayed in the Hollywood movie Dune43 This system provided a form of
overpressure
envelopment-force field garb which would repel reactively any fast-moving projectile, while
still allowing for any slow-movement action such as touching and picking up items to continue normally.
33
Additionally, any form of calmative agent that could be employed prior to engagement limiting the
amount of resistance, such as an amiability agent or delayed action agent, and possibly providing a passive,
nonconfrontational extraction, would be welcomely employed by SOF.44
Pandoras boxdefining truth.47 This peculiar problem defines the unique requirement for special operations
vice conventional or civilian remote expertise. SOF will get in close enough to personally verify and
validate what the computer expert sees on his monitor. The level of threats in cyberwar will dictate absolute
confidence in the input source and adversary motives before punitive action is taken, either overtly or
covertly.
A strong emphasis remains on high-fidelity intelligence, real-time intelligence, personnel selection,
training, and limited communications along with rapid mobility of personnel, equipment, and neutralization
device. If the special operations cyber team is interdicting a commercial piracy ring duping music, videos,
or software packages, they will need unprecedented interagency and international authority cooperation. If the
team is targeting an individual or network and wishes to preserve deniability, they may plant a specialized
ether weapon such as an undetectable antidote that corrupts on system start-up. This antidote would be
encased in a low-profile briefcase and transmit electronically up to several meters.48
Advances in electron recognition systems enable the special operations cyber warrior to monitor ether
lines of communication and perform a variety of missions. One would be nulling the gateway to unfriendlies
34
--information is sent, but stops at the gateway. It can disappear, spin into delay, receive a small parasite
virus, or have minimal changes which corrupt perceived reality but defy detection.
Countercountermeasures for ether targeting are remarkably similar to aircraft systems. To perform any
ether or cyber tasks, the warrior will require (1) ether IFF; (2) better analytical tools to determine cyber
centers of gravity; (3) feedback loops with infinitesimal precision by current standards; (4) low probability
of intercept/low probability of detection for ether weapons and monitoring devices; and finally (5) ether
detection avoidance systems or threat avoidance systems as the unfriendlies will be equally diligent and
capable in ether targeting techniques.
For ether targeting within commercial warfare, SOF precision operations will require a different array
of capabilities. In a business-suit briefcase set, the SOF warrior stands out like a sore thumb. He is illequipped today to glide effortlessly in the halls of high finance and intrigue. Yet, US national security
defined by trade secrets and corporate knowledge determine both US power and vulnerability in both foreign
and domestic markets. Only political sensitivity and limited opportunity would prompt SOF precision
operations engagement.
SOF hyper teams would target and deny commercial lines of communication to those who do not
comply with US rules of engagement. In these cases, centers of gravity would be critical nodes such as
gateways, undersea fiber optic cables, or other system links. The key for SOF precision strikes is effectsbased targeting that deny the target use by foes and retain their use for friends.
Accomplishing these objectives will require delivery platforms, very high fidelity intelligence,
multilevel security interagency and international coordination tools, and effective feedback loops or
measurement tools to determine point of cutoff or access denied.
Notes
1
Alan D. Campen, The First Information War, (Fairfax, Va.: AFCEA International Press, 1992), x.
Warfighting Vision 2010, A Framework for Change, Joint Warfighting Center Doctrine Division, Ft
Monroe, Va. 1 August 1995, 10.
3
Ibid. The original System of systems does not contain the 4th area called personnel interface.
4
2025 Concept, no. 900604, UAV Constellations, 2025 Concepts Database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
5
Col John A. Warden III, USAF, (Ret.), lecture to the 1996 ACSC class, 8 April 1996. During the
Persian Gulf War, Colonel. Warden was assigned to Checkmate in the Pentagon, a unique directorate in Air
Force Plans chartered to provide independent thinking and analysis on important combat-employment issues.
2
35
2025 Concept, no. 200004, Advanced MILSATCOM Capability, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996) (PROPRIETARY).
7
2025 Concept, no. 900291, Quantum Polarization Shift Communications, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
8
Braunberg, Andrew C. Advances Push Communications Toward Armys Lowest Echelons.
Signal, November 1995, 30.
9
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
(unpublished draft, the information technology volume, 15 December 1995), 20.
10
Ibid.
11
Braunberg, Andrew C. Advances Push Communications Toward Armys Lowest Echelons.
Signal, November 1995, 27.
12
2025 Concept, no. 900123, Body Heat as a Low Grade Energy Source, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
13
Ibid.
14
Braunberg, Andrew C. Technology Agency Aims For High Payoff Systems. Signal, December
1995, 29.
15
2025 Concept, no. 900567, I Can Smell You, 2025 Concepts Database (Maxwell AFB, Ala.: Air
War College/2025, 1996); and 2025 Concept, no. 900280, Fly on the Wall, 2025 Concepts Database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
16
New World Vistas, (unpublished draft, the mobility volume), 22.
17
New World Vistas, (unpublished draft, the aircraft and propulsion volume), 41.
18
Vincent P. Grimes, New Ships, Plane Upgrades Enhance Special Operations Punch, National
Defense, December 1995, 31.
19
Ibid., 10.
20
2025 Concept, no. 200017, Modular Medium Lift Aircraft, 2025 Concepts Database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
21
John L. Petersen, The Road to 2015, Profiles of the Future, 172. Corte Madera, Calif: Waite Group
Press, 1994.
22
2025 Concept, no. 900130, Use of Magnetic Based Rotation of Ionized Air, 2025 Concepts
Database (Maxwell AFB, Ala.: Air War College/2025, 1996).
23
New World Vistas, summary volume, 30.
24
2025 Concept, no. 900144, Use of Eclectic Materials in Aircraft Rotorblades, 2025 Concepts
Database (Maxwell AFB, Ala.: Air War College/2025, 1996).
25
New World Vistas, (unpublished draft, the aircraft and propulsion volume), 41.
26
New World Vistas, (unpublished draft, the mobility volume), 22.
27
New World Vistas, (unpublished draft, the aircraft and propulsion volume), 41.
28
Ibid., 1617.
29
Robert A. Heinlein, Starship Troopers (New York: The Berkley Publishing Group, 1959), 812.
30
Ibid., 2021.
31
2025 Concept, no. 900699, Chameleon Camouflage, 2025 Concepts Database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
32
Alvin and Heidi Toffler, War and Anti-War,(Warner Books: New York), 1993.
33
Tek War, Atlantis Productions, 1994.
34
2025 Concept, no. 900262, Immune Warrior, 2025 Concepts Database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
35
John L. Peterson, The Road to 2015, Profiles of the Future, Appendix B, 347.
36
2025 Concept, no. 900699, Chameleon Camouflage, 2025 Concepts Database (Maxwell AFB,
Ala.: Air War College/2025, 1996) and 2025 Concept, no. 900570, Deceptive Holographic Imaging, 2025
Concepts Database (Maxwell AFB, Ala.: Air War College/2025, 1996).
37
2025 Concept, no. 900532, Paint Tag ID System, 2025 Concepts Database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
38
2025 Concept, no. 900341, ROBOBUGS, 2025 Concepts Database (Maxwell AFB, Ala.: Air War
College/2025, 1996) and 2025 Concept, no. 900280, Fly on the Wall, 2025 Concepts Database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
36
37
Chapter 4
The time frame of 2025 will continue to be challenging for special operations forces and their precision
operations missions. All alternate futures identified by 2025 research require SOF. In particular, SOF
precision operations will provide the flexible deterrence and engagement options needed by tomorrows
political and military leaders to ensure US national security and national interests are safeguarded. In the
true spirit and capability of Dim Mak, the precision operations capability in 2025 will mandate a continuous
stand-ready global posture and the ability to instantaneously mobilize, deploy, locate, identify, and engage a
target. Using varying levels of effect or lethality, precision operations teams can then withdraw, and
redeploy with no trace or evidence of their being or the operation. As identified in the beginning of this
white paper, special operations precision operation forces will need to be highly dedicated, motivated,
specially trained, and uniquely equipped. They will operate throughout the war and peace spectrum, but their
niche will lay in missions characterized by political sensitivity, with limited windows of opportunity, and the
use of unorthodox approaches.
Though each of the 2025 alternate futures worlds (Gullivers Travails, King Khan, Zaibatsu, Digital
Cacophony, Crossroads 2015 & Halfs and Half-Naughts) possess unique characteristics, several variables
remain constant. These are proliferation of WMD, the increase in terrorism, and the rapidly expanding
worldwide interconnectivity and interdependency on ether technologies. Facets of US national interests, such
as defense, economy, politics, environment, and communications, along with the developing global
community are becoming more reliant on the electronic data manipulation. With this ongoing information
revolution and growing dependency on information technologies, ether is becoming a lucrative environment
that SOF precision operations can target.
38
In choosing how to apply SOF precision operations capabilities in 2025 against a particular threat, the
threat must be viewed as a system whose components (people, hardware, processes, and ether) can be
selectively targeted for desired effect by SOF. The enabling capabilities for 2025 precision operations
identified in this white paper are communications, mobility, and destruction/neutralization. These three
capabilities provide the bridge between the global awareness-communication, global reach-mobility, global
power-destruction/neutralization, and will continue to in 2025.
The exact mission or missions for SOF precision operations in 2025 are impossible to predict.
However, the core competencies of SOF precision operations will most likely not vary far from the present;
and these competencies drive the need for specific capabilities generic to any likely future precision
operations tasking. Specific recommendations for generic capability follow.
Communications
Communication requirements for SOF precision operations goes significantly beyond the ability of team
members to talk to each other. Communications involves the quest and distribution of mission knowledge in
a timely and useful manner to guarantee mission success.
suggested by Admiral Owens is a foundation for the info-kit of 2025. Fusing numerous information and data
sources into a usable format that is interoperable for all future worldwide communication systems is
essential. Though all 2025 alternate future worlds will require SOF to interact with ether systems, the
Digital Cacophony future will require a distinctive edge in communication capability because ones
adversary will most likely be very capable of information manipulation too.
Providing this communications capability in an inconspicuous package defines the personnel interface
requirements for precision operations and the system-of-systems for 2025. Key technologies will be data
compression, fusion, and transfer capabilities and new advances in software or artificial intelligence
techniques to manage, manipulate and process required data. The right information at the right time will be
crucial for SOF precision operations in 2025.
Global networking with multilevel security access will be needed to meet precision operations
requirements. Robust, hardened, and diverse satellite and UAV constellations would provide this global
39
communication capability if developed and available for SOF in 2025. Additionally, microminaturization of
mechanical and electronic equipment will be needed for clandestine operations. Robust but inconspicuous
power supplies will also need further advances to satisfy SOF precision operations clandestine
requirements.
Mobility
Mobility remains a key to special operations in any of the envisioned futures of 2025, from the peer
competitor of Khan to the niche competitors in Gullivers Travails. Regardless of the environment, insertion
and extraction of SOF poses challenges that emerging technology can solve. The following areas offer
suggested recommendations for investment of technology dollars to solve those challenges by 2025: stealth
airlifter, hypersonic aircraft and low earth orbiters, and extraction rockets.
Current airlifters will not be survivable in 2025. A stealth airlifter will offer greater potential for
mission success due to the incorporation of current and ongoing research and development in both lowobservable and powerplant and propulsion systems. Investment in these areas will allow the production of
lift platforms that meet critical special operations requirements of vertical lift, long range, high speed, and
payload.
In a volatile world there is often a requirement to respond quickly to a given situation.
Special
operations missions are characterized by a very narrow window of opportunity for mission success.
Hypersonic aircraft and LEOs offer the potential of inserting SOF into crisis areas quickly. Ongoing research
and development in powerplant and propulsion systems will offer the potential for production of platforms
suitable for special operations.
The extraction portion of special operations missions is a critical time for mission success.
The
requirement to exit the target area quickly is paramount. An extraction rocket could offer a potential solution
to this problem. A rocket secured at the insertion point could quickly extract the SOF team out of the target
area for recovery by LEOs in space or by aerial recovery systems. Extracting the team for recovery into
space or utilizing aerial recovery would shorten the range requirements of the rockets reducing the size of the
vehicle.
40
Destruction/Neutralization
All phases of the precision operations mission are critical, however, once the precision operations team
is engaged with the target, how the target is manipulated is critical not only for desired effect but in the
protection of political sensitivity and if need be, deniability. The insurmountable consequence of failure also
drives the do or action phase of SOF precision operations to an extreme level of capability and reliability.
Second chances are not viable options. To this end, recommendations for each of the four mission areas will
be addressed.
WMD neutralization includes advances in the immune warrior concept, selective immunities to
biological and chemical agents; and advances in technology to accelerate decay of chem/bio agents or partial
neutralization to render the destruction element or limit its effectiveness.
HVT engagement involves development of designation or tagging systems that operate within different
emission spectrums. These tags would incorporate a low chance of adversary detection, self-destruction, and
pinpoint location of the tagged item. HVT engagement will also provide for tunable lethality explosive
technology, to select on-location the appropriate level of kill for the given target set, environment, and
scenario.
HVA recovery will have advances toward an integrated tactical sensory/display/targeting helmet or
info-kit as described in the communications section. This equipment would be capable of sorting out friend or
foe, provide real-time communication and data links between all team members and external sensors, and
incorporate direct weapon slaving and targeting links for handheld weapons. HVA recovery will also have
handheld weapons systems with tunable lethality, with near-instantaneous changing between levels from stun
to paralysis to death.
Ether targeting is the key to effective SOF precision operations targeting in either cyber war or
commercial warfare and can preserve political deniability, exploit a very narrow window of opportunity,
and support withdrawal. Capabilities and technologies to accomplish this mission are partially found in the
communication section of this paper. The precision operations teams ability to interact and thus manipulate
information of Noncooperatives lies in the capabilities envisioned with the info-kit of 2025. Other 2025
research papers discuss actual techniques and equipment to manipulate or destroy an adversarys electronic
41
data. This arena will not come naturally to a SOF hunter/killer team. These skills will seem more than
foreign and alien, only in the magnitude of the threat and inability of civilian agencies to meet that threat will
SOF reluctantly heed the call.
Above all, the decision of what component to target within a system must be analyzed by thoroughly
understanding the desired end-state, accurate evaluation of system component vulnerability, and the risk to
precision operations forces.
42
Appendix A
Scenario #1
In 2025, it is highly likely that nations possessing WMDs will also have sophisticated means of
detecting and directing reaction forces. In all probability, WMDs will be guarded by both human and remote
sensors or systems. Addressing the remote sensors will be accomplished by electronic disruption and/or
deception. As a result of such efforts, electronic confusion and diversion will convince the enemy that
attacks are in progress at other locations while full spectrum jamming and broadcasts allow SOF freedom of
movement for short but adequate periods of time.
chemical/biological reversing agents will allow SOF teams to neutralize WMDs, leaving the weapons system
intact and preventing the enemy from knowing the weapons are harmless.
When necessary, SOF teams employed against an array of WMD sites for simultaneous destruction
operations will be linked together for coordinated action through satellite communications display devices.
Through a heads-up display inside the helmet, this capability will permit the operator to see actions at
various sites or locations on demand, and allow operators to communicate with other operators regardless of
distance or terrain.
connectivity between operators and command direction when required. The need for secure, digitized over
the horizon, long-distance communications between operators and control centers is absolute.
Communications mediums will have both secure voice as well as secure imaging capabilities.
WMDs which must be transported from site locations and require manpower in the absence of
mechanical devices will be moved by biomechanical human enhancement devices. A man capable of lifting
200 pounds will be capable, through the use of exoskeleton devices, of lifting 500 pounds. Superhuman
strength will be achieved through chemical injection and biomechanical devices. Climbing, lifting, and
43
physical exertion tasks will be accomplished by enhancing human attributes through the use of these drugs and
devices. These technologies, in addition to lightweight ceramic armored body shells, will turn the SOF
operator into a formidable foe.
44
Appendix B
Scenario #2
Because of political as well as ethical reasons, equipment and techniques used for destruction and
neutralization missions will require a level of sophistication that results in minimal to no collateral damage,
as well as secrecy. Target areas identified for operations will be visually fixed in a way which allows for
continuous monitoring via the fusion of information gathered by space-based and all other informationgathering platforms and methods. Such fusion will provide the user (team and NCA) with information
dominance within the objective area. Once this dominance is achieved (including secure communications),
teams will be inserted into a region via stealthy LEO spacecraft (referred to earlier) from which they will
infiltrate by foot to the objective site. Once at the site, teams will emplace systems which will provide
continuous, secure,
on-site video and BDA systems for post-attack analysis and real-time observation by
45
target engagement.
46
Appendix C
Scenario #3
Firsthand experience developing an unclassified local and wide-area network for special operations in
the late 1980s and early 1990s illuminated the potential of ether targeting in the future. Sitting at a desk in
Washington, D.C., my computer would crash. I could call the system administrator at Hurlburt Field, Florida
who would dial into my computer and see what was happening. Within limits, he or she accomplished real1
If I sent e-mail, he
could watch it clear respective gateways until reaching its destination in seconds. However, occasionally I
would have to confirm what was really happening on the monitor when it did not correspond to data on his
screen. The lesson learned was that with the root password and proper training, anyone could dial into my
system and watch while I worked. The second lesson learned was that the military will not be able to select
the personnel to design or maintain our communications, or computers, command and control networks once
the military establishment shifts totally to off-the-shelf (OTS) acquisition.
People unfriendly to the United States will probably exploit this dependence on the commercial sector.
Winn Schwartau provides a provocative quote from Lester Thurow
History is clear. While military power can sometimes outlast economic power for
centuries, eventually it depends upon having a successful economic base. Americas
success in the Gulf War proves that it is, and will be, a military superpower in the century
to come. But its success in the Gulf in no way guarantees that it will be an economic
2
superpower in the twenty-first century.
Our economic base is both the source of our strength and the primary target of our foes. The knowledge and
3
beliefs of decision makers are the Achilles heel of hierarchies. As our decision makers depend on the US
47
industrial base to research, develop and maintain their metasystems(complex and interconnected galactic
spider webs), we observe the creation of a weak linkthe vulnerability to cyberwar.
Toffler describes a second vulnerability during an interview with Peter Schwartz for Wired magazine
in 1995. The thesis (of War and AntiWar) is very simple. The way you make war is the way you make
wealth. If you change the way you make wealth, you inevitably change the way you make war.
Toffler
contends that making wealth in the twenty-first century is a complete reversal of the industrial age mass
production, marketing, investments and trade. Instead, third wave economic and information warfare will
center on microtrade/capital/markets/technologies and
microweaponry.
Special operations must confirm or deny input and output of economy, security, or knowledge
information systems before application of force. Just seeing it on your screen or tracing the electrons back to
a source may not be sufficient verification of hostile intent.
In
developing a counter capability, we need to understand the environment. Col Richard Szafranski effectively
narrowed the ether target set for special operations in A Theory of Information Warfare.
Warfare is the set of all lethal and nonlethal activities undertaken to subdue the hostile will
of an adversary or enemy. In this sense, warfare is not synonymous with war. . . .
Warfare is hostile activity directed against an adversary or enemy. Information warfare is
48
a form of conflict that attacks information systems directly as a means to attack adversary
7
knowledge or beliefsnetwar or cyberwar.
If the adversary is attacking knowledge or beliefs through ether means, special operations tasks may be to
confirm the hostile nature of the activity. Special operations will confirm that what you see IS what you get.
Thus, both the US education system and Wall Street provide targets of opportunity for an enterprising
foe. Planting seeds early for fruition down the road, applications at defense contractor facilities will contain
impeccable credentials from the finest institutions of learning.
complement and seamlessly interface with both civilian and conventional primes as a force multiplier.
Notes
1
ARINCs Software Reusability Group (SRG) patented a procedure for simultaneously updating
widely dispersed networks and dubbed it blast.
2
Quoted in Winn Schwartau, Information Warfare, (New York: Thunders Mouth Press, 1994), 38.
3
Col Richard Szafranski, USAF, A Theory of Information Warfare: Preparing For 2020. Culled
from the Internet off the worldwide web, IASIW homepage, 1996. On-line, Internet, 20 March 1996,
available from http://www.psycom.net/iwar.1.html.
4
Kevin Kelly, Shock Wave (Anti) Warrior, Wired. On-line, Internet, 20 March 1996, available from
http://www.hotwired.com/wired/1.5/features/toffler.html. 1995.
5
Ibid.
6
Neil Munro, The Pentagon's New Nightmare: An Electronic Pearl Harbor: A Look At The On-Line
Frontier, The Washington Post, 16 July 1995.
7
Col Richard Szafranski, USAF, A Theory of Information Warfare: Preparing For 2020. Culled
from the Internet off the worldwide web, IASIW homepage, 1996. On-line, Internet, 20 March 1996,
available from http://www.psycom.net/iwar.1.html.
8
John Alexander, Nonlethal Weapons: The Requirements, unpublished article documenting the
March 1996 DOD Conference on Nonlethal Weaponsaccepted by Janes IDR for publication. Used by
permission.
49
Appendix D
Body Heat as a Low Grade Energy Source (AF 2025 Concept #900123)
This capability would eliminate or reduce the need for separate battery power units for low energy
consumption communication gear carried personally.
50
are provided to help minimize visibility, but could also be adapted for work in the near-visual spectrum,
masking IR signature or other emissions. Advantages include the reduced preparation for deployment with no
need to modify current camouflage schemes.
Covert Target Marking (Using Bug B.O.) (AF 2025 Concept #900468)
Making use of a pheromone-imitating substance or device to mark HVTs, exit trails, and extraction
points for SOF. With a target marked, a new form of guidance kit must be developed to home in on this
signature. Targets could, additionally, be marked well in advance depending on the persistence of the
pheromone and weather conditions.
51
The fly would be operated via remote control by on-site special operations personnel to the DMPI, providing
near-pinpoint targeting accuracy.
52
53
54
55
Bibliography
Articles/Magazines/Newspapers
Alexander, John. Nonlethal Weapons: The Requirements. (unpublished article). March 1996.
Braunberg, Andrew C. Advanced Push Communications Toward Armys Lowest Echelons. Signal,
November 1995.
Braunberg, Andrew C. Technology Agency Aims For High Payoff Systems. Signal, December 1995.
Grimes, Vincent P. New Ships, Plane Upgrades Enhance Special Ops Punch. National Defense, December
1995.
Munro, Neil. The Pentagons New Nightmare: An Electronic Pearl Harbor: A Look At The On-Line
Frontier. The Washington Post. 16 July 1995.
Books
Barnett, Jeffrey R. Future War. Maxwell AFB, Ala.: Air University Press. 1996.
Campen, Alan D. The First Information War. Fairfax, Virginia: AFCEA International Press, 1992.
The Chicago Manual of Style. 14TH ed. Chicago: The University of Chicago Press, 1993.
College of Aerospace Doctrine, Research, and Education. AU Press Author Guide. Maxwell AFB, Ala.: Air
University Press, March 1995.
College of Aerospace Doctrine, Research, and Education. AU Press Style Guide for Writers & Editors.
Maxwell AFB, Ala.: Air University Press, December 1994.
Douhet, Gulio. The Command of the Air. Washington D.C.: Office of Air Force History, 1983.
Griffith, Samuel B. Sun Tzu, The Art of War, Translated and with an introduction by Samuel B. Griffith.
Oxford, England: Oxford University Press, 1971.
Heinlein, Robert A. Starship Troopers. New York: The Berkley Publishing Group. 1987.
Petersen, John L. The Road to 2015, Profiles of the Future. Corte Madera, Calif.: Waite Group Press, 1994.
Schwartau, Winn. Information Warfare--Chaos on the Electronic Superhighway. New York: Thunders
Mouth Press, 1994.
Schwartz, Peter. The Art of the Long View. New York: Doubleday Dell, 1991.
Toffler, Alvin and Heidi. War and AntiWar, Making Sense of Global Chaos. New York: Warner Books,
1993.
Van Creveld, Martin. The Transformation of War. New York: Free Press, 1991.
Concepts--AF 2025 and Technology Initiatives Game
2025 Concept No. 200004. Advanced MILSATCOM Capabilities. 2025 Concepts Data Base. Maxwell
AFB, Ala.: Air War College/2025, 1996. (PROPRIETARY)
2025 Concept No. 200017. Modular Medium Lift Aircraft. 2025 Concepts Data Base. Maxwell AFB, Ala.:
Air War College/202, 1996.
56
2025 Concept No. 900123. Body Heat as a Low Grade Energy Source. 2025 Concepts Data Base.
Maxwell AFB, Ala.: Air War College/2025, 1996.
2025 Concept No. 900130. Use of Magnetic Based Rotation of Ionized Air. 2025 Concepts Data Base.
Maxwell AFB, Ala.: Air War College/2025, 1996.
2025 Concept No. 900144. Use of Eclectic Materials in Aircraft Rotorblades. 2025 Concepts Data Base.
Maxwell AFB, Ala.: Air War College/2025, 1996.
2025 Concept No. 900262. Immune Warrior. 2025 Concepts Data Base. Maxwell AFB, Ala.: Air War
College/2025, 1996.
2025 Concept No. 900280. Fly on the Wall. 2025 Concepts Data Base. Maxwell AFB, Ala.: Air War
College/2025, 1996.
2025 Concept No. 900291. Quantum Polarization Shift Communications. 2025 Concepts Data Base.
Maxwell AFB, Ala.: Air War College/2025, 1996.
2025 Concept No. 900317. Tactical Information Display Helmet. 2025 Concepts Data Base. Maxwell
AFB, Ala.: Air War College/2025, 1996.
2025 Concept No. 900328. Information Bomb. 2025 Concepts Data Base. Maxwell AFB, Ala.: Air War
College/2025, 1996.
2025 Concept No. 900330. Delayed Action Bombs. 2025 Concepts Data Base. Maxwell AFB, Ala.: Air
War College/2025, 1996.
2025 Concept No. 900341. ROBOBUGS. 2025 Concepts Data Base, Maxwell AFB, Ala.: Air War
College/2025, 1996.
2025 Concept No. 900375. Target ID via DNA Sensing. 2025 Concepts Data Base. Maxwell AFB, Ala.:
Air War College/2025, 1996.
2025 Concept No. 900468. Covert Target Marking. 2025 Concepts Data Base. Maxwell AFB, Ala.: Air
War College/2025, 1996.
2025 Concept No. 900532. Paint Tag ID System. 2025 Concepts Data Base. Maxwell AFB, Ala.: Air War
College/2025, 1996.
2025 Concept No. 900567. I Can Smell You. 2025 Concepts Data Base. Maxwell AFB, Ala.: Air War
College/2025, 1996.
2025 Concept No. 900570. Deceptive Holographic Imaging. 2025 Concepts Data Base. Maxwell AFB,
Ala.: Air War College/2025, 1996.
2025 Concept No. 900604. UAV Constellations. 2025 Concepts Data Base. Maxwell AFB, Ala.: Air War
College/2025, 1996.
2025 Concept No. 900688. Amiability Agent. 2025 Concepts Data Base. Maxwell AFB, Ala.: Air War
College/2025. 1996.
2025 Concept No. 900699. Chameleon Camouflage. 2025 Concepts Data Base. Maxwell AFB, Ala.: Air
War College/2025, 1996.
2025 Study White Paper. Counterinformation. 2025 Concepts Data Base. Maxwell AFB, Ala.: Air War
College/2025, 1996.
Colvert, R. Ultimate Warrior. Technology Initiatives Game 95. Naval War College Compendium. 1995
(FOUO).
Publications/Reports/Pamphlets
Gornicki, Wieslaw. In the Shadow of the L-Bomb. Warsaw Przeglad Spoleczny Dzis. (FBIS Translated
Text), 1 November 1995.
57
Warrior.
Internet
address:
Mak, Danton K. Intellectual Property Checklist for Ventures in the 90s. On-line, Internet, 20 March 1996,
available from http://www.calcom.com/sm/articles/ipcheck, 1.
Microsoft Network News. US, Japan in Piracy Battle. Internet address: http://www.msn.com. February
1996.
Szafranski, Richard. A Theory of Information Warfare: Preparing For 2020. Internet address:
http://www.cdsar.af.mil/apj/szfran.html. 1996.
58
A Research Paper
Presented To
Air Force 2025
by
Dr. John J. Bertin
Cadet John M. Boehm
Cadet Stephen B. Matthews
Cadet Thomas C. McIntyre
Cadet Brandon L. Rasmussen
Cadet Adam R. Sitler
Cadet J. Brett Taylor
Cadet Robert A. Williamson
Cadet George R. Wyse
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the concepts,
capabilities, and technologies the United States will require to remain the dominant air and space force in the future.
Presented on 17 June 1996, this report was produced in the Department of Defense school environment of academic
freedom and in the interest of advancing concepts related to national defense. The views expressed in this report are
those of the authors and do not reflect the official policy or position of the United States Air Force, Department of
Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or events,
other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared for
public release.
ii
Contents
Chapter
Page
Disclaimer ........................................................................................................................................................ii
Illustrations....................................................................................................................................................... v
Tables ..............................................................................................................................................................vi
Preface............................................................................................................................................................vii
Executive Summary.......................................................................................................................................... ix
iii
Chapter ...............................................................................................................................................................
Page
Bibliography ................................................................................................................................................................. 87
iv
Illustrations
Figure
Page
1-1.
1-2.
1-3.
1-4.
2-1.
2-2.
2-3.
2-4.
2-5.
2-6.
SHAAFT Sizing.............................................................................................................................................. 28
3-1.
3-2.
3-3.
3-4.
3-5.
3-6.
4-1.
4-2.
Tables
Table
Page
Parameters Considered for the Supersonic/Hypersonic Attack Aircraft (SHAAFT) at Mach 8 Flight ........... 81
Parameters Considered for the Supersonic/Hypersonic Attack Aircraft (SHAAFT) at Mach 12 Flight ......... 82
vi
Preface
In the Spring of 1995, Col Richard Szafranski (Air University, Maxwell Air Force Base) invited personnel from
the US Air Force Academy to take part in the study: 2025. Col Randy J. Stiles, who was acting chairman of the
Department of Aeronautics (DFAN), suggested that a section of the senior design course be dedicated to the support of
that study. Their role was instrumental to the birth of this project.
This study was accomplished by the cadets of a Senior Design Class (AE481Z and AE 482ZS) at the USAF
Academy during the Academic Year 19951996. The authors of this report received numerous briefings from leaders
of the aerospace community. Those who briefed the class at various times during the Academic Year 1995-1996
include:
John Bode, Sandia National Laboratories, Albuquerque, N.Mex 87185
Ramon Chase, principal, ANSER Corporation, Arlington, Va 22202
Chuck Eldred, head, Vehicle Analysis Branch, Langley Research Center, Hampton, Va 23681-0001
Col Jae Engelbrecht, professor, National Security Studies, Air University, Maxwell Air Force Base, Ala
36112
Harry Hillaker, Consultant (Member of USAF Scientific Advisory Board), Fort Worth, Tex 76116
Dr Jim Horkovich, senior engineer, Science Applications International Corporation (SAIC), Albuquerque,
N.Mex 87106
Dr Hans Mark, professor, the University of Texas at Austin, Austin, Tex 78712
Lt Col Rich Moore, HyTech Program Office/WL, Wright-Patterson Air Force Base, Ohio 45433
Don Rondeau, Sandia National Laboratories, Albuquerque, N.Mex 87185
Maj Bert Schneider, Wright Laboratory, Eglin Air Force Base, Fla 32543
Don Stava, Flight Dynamics Directorate/WL, Wright-Patterson Air Force Base, Ohio 45433
Dr Jim Trolier, technical director, Science Applications International Corporation (SAIC), Wayne, Pa
19087
In January 1996, the cadets traveled to the Wright Laboratory where they shared their ideas with and received
briefings from: Val Dahlem, Peter Gord, Harry Karasopoulos, Don Stava, and Don Stull. They also received tours of
the relevant research facilities at the Wright Laboratory. This exchange of information provided midcourse guidance
to the project.
In April 1996, Dale Gay, Ron Kay, and Mary Dyster at the US Air Force Academy provided substantial
graphical support that had a significant impact on the quality of the final product.
vii
The authors would like to express their gratitude for all who gave of their time and of their talent to share their
expertise. The visions they shared and the challenges they offered made significant contributions to the education of
the cadet authors. The cadet authors and Dr Bertin thank you.
viii
Executive Summary
Place yourself into the future, into the world of 2025. Where will our nation be and what adversaries will we
face? Possibilities include a resurgent Russia, a hostile China, or possibly a hostile Korea or Iraq. What capabilities
will opposing nations have to our military? One thing is for certain, all of these possible adversaries will have access
to high technology weapons. What capabilities will we need to counter these potential adversaries?
To counter these problems, we have identified three broad missions that the United States (US) military must
accomplish in 2025. First, we must have the ability to deliver accurate lethal blows before or at the onset of
hostilities. Second, we must be able to sustain our fighting potential without a large support infrastructure and
logistical footprint. Third, we must be able to provide a routine, reliable, and flexible access-to-space capability.
Based upon these three missions, we feel that our best option is the use of hypersonics.
Proposed is an integrated weapons platform approach, the S3 concept, which would
accomplish these
objectives. It involves three separate, but integrated, vehicles. These include the SHAAFT (supersonic/hypersonic
attack aircraft), the SHMAC (standoff hypersonic missile with attack capabilities), and the SCREMAR (space control
with a reusable military aircraft). SHAAFT, SHMAC, SCREMAR (S3) can accomplish the broad roles of Global
Reach/Global Power, in-theater dominance, and access to space.
The SHAAFT is a dual stage hypersonic aircraft that fulfills future requirements for Global Reach/Global
Power. It is a mach 12 hypersonic aircraft that uses a zero-stage flying wing to stage at mach 3.5. It is designed for
compatible use with a hypersonic missile, the SHMAC, and a transatmospheric (TAV) orbiter, the SCREMAR. These
two components combine with the SHAAFT to form the S3 concept and allow for the fulfillment of the in-theater
dominance and access to space mission requirements, respectively.
The initial goal of this study was to investigate Air Force missions that are best accomplished by hypersonic
vehicles and the technology required to support them.
accomplished by military forces in the year 2025 led to the need for a hypersonic weapons platform. The diversity of
these missions yielded a need for different platforms with different capabilities. However, with current military
budget cuts and drawdowns, development of three different weapons systems is impractical. Instead, we opted for a
ix
fresh approach based on previous studies and our own research that integrated the necessary features for
accomplishment of these missions. The result was the S3 concept: a highly survivable, lethal integrated hypersonic
weapons platform that allows the US to accomplish a diverse set of missions and is capable of deterring and/or
punishing adversaries anywhere in the world.
Chapter 1
The clairvoyant who in 1996 gazes into a crystal ball with the intent of predicting the world of 2025 indeed faces
daunting challenges. The economic, political, and military environment of the world is changing rapidly. Apparently,
gone are the continued stress and tension associated with the confrontation between two superpowers. Gone also is
the stability that resulted because the two superpowers developed alliances in which most of the other nation states of
the world took a subservient role. Military strategists from one alliance could focus on a single adversary (or a single
alliance of adversaries). Although regional military conflicts occurred, there was an absence of global conflict, since
both of the superpowers recognized the substantial risks of MAD (mutually assured destruction).
Some vestiges of the cold war remain today (e. g., traditional alliances, such as the NATO alliance, continue to
exist, albeit aiming for a membership expanded to include former adversaries).
traditional alliances, ad hoc alliances are developed in real time in response to regional conflicts, such as Operation
Desert Storm, and to internal conflicts, such as the conflict in the Balkans. Rogue nations, no longer constrained by
dependence on a superpowers military aid or financial aid, follow confrontational policies which threaten the peace
and security, both of a region and of the world. Whether it is the desire of Iraq to dominate a region of the world or
the desire of North Korea to develop nuclear weapons, these rogue nations are less likely to consider the downside of
aggressive actions, before initiating hostilities.
While the level of economic and of political constraint diminishes, the potential for destruction grows. The
military strategist of the twenty-first century can expect that most adversarieswhether a relatively traditional
alliance of nation states, a rogue nation using military hostilities as a tool of national policy, or an ethnic army from a
fragmented countrywill have weapons of considerable destructive power, speed, and range. Many countries have
nuclear weapons and other weapons of mass destruction (WMD). Theater missiles and high performance aircraft
armed with sophisticated missile systems are available to all the countries of the world.
Thus, no matter what model one postulates to describe the world of 2025, it is very likely that the air and space
forces of the United States (US) will have (at least) three broad roles in any conflict in 2025. They include
(1) Deliver decisive blows at the outset of hostilities, with the goal of destroying the adversarys desire to
fight a protracted war.
(2) Deliver cost-effective weapons to defeat time-critical targets and to establish in-theater dominance, if a
protracted war cannot be avoided.
(3) Maintain flexible, readily accomplished access to space. (As will be noted subsequently, the accessto-space missions will also be conducted during peacetime to develop operational procedures should the
transition to the pace of wartime operations be necessary.)
This paper proposes an integrated multistage weapon system, which is capable of performing a variety of
missions, both strategic and tactical. The design of this weapon system would be based on technologies developed
during a variety of previous and of existing programs. Furthermore, the design process would include consideration of
mission planning activities, base operational support requirements, etc.
In addition to the three broad roles described above, the air and space forces of the United States of the twentyfirst century will have many other tasks to perform, including: counter air, close air support, and air lift (including
humanitarian relief). However, these missions are best accomplished by other air force assets, such as the F-15, the
F-16, the C-17, or their twenty-first century replacements. The proposed weapons platform is designed to be a
deterrent, used at the onset of hostilities to stop the war before it begins. In short, the SHAAFT, SHMAC, SCREMAR
(S3) hypersonic weapons platform can deliver lethal blows quickly and without a large support infrastructure, is
survivable with both the vehicle and the crew returning safely to their base in continental United States, and can
provide routine, sustained access to space for a variety of scenarios.
using continually updated intelligence, the crew can make better use of the unpiloted assets by modifying the mission
profile in real time.
The design of the two-stage delivery system would be such that the flying wing and the SHAAFT are capable of
an unrefueled flight of 14,000 nautical miles. The elimination of the refueling requirement provides many benefits.
First, the operational complexity required to support the mission is reduced. Second, by eliminating the prepositioning
of tanker aircraft to refuel the weapons delivery system en route to the target, there is a considerable reduction of the
communications-traffic/mission-signature that could alert the adversary of the impending mission. Third, the mission
will cost less when tankers are not required. Finally, since there is no rendezvous with a tanker, it is easier to update
the mission plan in response to intelligence updates. The integrated weapons system would operate from one of four
bases within the continental United States (CONUS), essentially one at each corner of CONUS.
By flying at
hypersonic speeds, the attack aircraft (the SHAAFT) could reach any point in the world within approximately two to
four hours. The exact mission duration depends on the mission routing and the exact speed range of the elements.
Based on the present conceptual designs, the flying wing accomplishes the low-speed portion of the flight, from takeoff
up to cruise at a mach number of 3.5, the SHAAFT cruises at mach 12 at which point the SCREMAR may stage or
SHMACs may be launched, and the SHMAC flies at mach numbers up to eight.
Because there is no prepositioning of tankers to tip off the mission and because the elapsed flight time from take
off from the CONUS base is relatively short, the adversary has very little response time. Furthermore, the SHAAFT
operates at hypersonic speeds at high altitudes even when launching the SHMACs. Since the SHMACs, themselves,
are standoff weapons with a range of over 1,000 nautical miles, the supersonic/hypersonic attack aircraft will not have
to fly over heavily defended targets. Thus, it will be a very tough target for enemy defenses. The combination of
hypersonic flight at high altitudes with standoff weapons makes the SHAAFT very survivable. The high altitudes and
speeds also make it ideal to serve as a first stage to a small TAV. Thus, the weapons system would have the ability
either (1) to deliver massive firepower to targets anywhere in the world from bases in the CONUS or (2) to provide
reliable, routine, flexible access to space.
Beam weapons can affect the ability of the S3 system to successfully execute its mission. If the SHAAFT relies
totally on external navigation inputs such as global positioning system (GPS) to accomplish its mission, an adversary
with advanced space capabilities could attack those assets. Thus, the elements of the S3 system should have an
onboard navigation capability. Laser weapons are currently under development to provide point defense against
theater missiles, such as the Scud. It is conceivable that powerful adversaries could develop beam weapons to
intercept (at least some of) the incoming SHMACs. The development of the S3 system will have to consider such
possible threats to the successful execution of its mission.
The landing gear assembly for the second-stage vehicle can be relatively small, since it needs only
accommodate the relatively light weight of the vehicle at the end of the mission (and the potential ferry missions to be
described subsequently). Furthermore, since staging occurs at mach 3.5, the secondstage vehicle will not need
propulsion cycles that operate efficiently at low speeds. However, such a decision means that the SHAAFT will land
unpowered (as does the Space Shuttle Orbiter).
Global Reach/Global Power
Based on the computations presented in the proceedings from the Wave Rider
Conference and reproduced in our research, a vehicle capable of flying at mach 12 would be capable of reaching any
1
second-stage vehicle should be capable of 14,000 miles of unrefueled flight at a mach number of eight or of 12. The
second-stage vehicle, a SHAAFT would be an aerothermodynamically efficient design incorporating technologies
developed during the National Aerospace Plane (NASP) program and for waverider designs. The SHAAFT would
deliver multiple SHMACs without slowing down. Thus, the entire mission would be accomplished at hypersonic
speeds, greatly increasing the survivability of the SHAAFT and its crew. Furthermore, the SHMACs themselves
would fly hypersonically to targets at a range of over 1,000 nm. Launching the SHMACs, which are HCMs, from a
flight path which keeps the SHAAFT well away from heavily defended areas, further enhances the survivability of the
weapons system. The ability to deliver a decisive suite of weapons to any point on earth within hours provides a
permanent presence that does not require constant forward deployment of the United States armed forces. The short
time required to execute the operation will catch the adversary by surprise before critical elements of the opponents
military strategy can be deployed or protected. Potential targets for the SHAAFT/SHMAC weapons systems include
the adversarys space access complex, command and control centers, and other assets critical to the conduct of
warfare in the twenty-first century. It is believed that the massive, sudden, and unexpected application of force on the
first day of conflict will eliminate the opponents desire and capability to wage war.
In-Theater Dominance In addition to serving as the weapons to be launched from the SHAAFT, the hypersonic
cruise missiles would have many uses in the case of protracted hostilities. The SHMACs would be sized so that two
could be carried by and launched from an F-15E or from other conventional aircraft. Because the SHMAC has a range
of over 1,000 nautical miles, the F-15E would be able to remain well out of the range of most defense systems.
Furthermore, the hypersonic capabilities of the SHMAC accommodate its use against time critical, moving targets (e.
g., mobile launchers, tank formations, etc.). Since the SHMACs would be launched from the (conventional) carrier
aircraft at high subsonic speeds at an altitude of 35,000 feet, additional power would be required to accelerate the
missile to hypersonic speeds and high altitudes (i. e., essentially the initial conditions from which the SHMACs are
launched from the SHAAFT). As will be discussed in chapter 3 on the design characteristics of the SHMAC, the
initial acceleration from the subsonic speeds associated with a conventional aircraft launch would be accomplished by
a rocket located within the dual-mode ramjet/scramjet combustor flowpath. After the rocket fuel has been expended,
the rocket casing is ejected, leaving a clean flowpath.
Since the SHMAC is to be a weapon that would be launched from conventional aircraft and, therefore, to be
deployed to forward bases around the world, simplicity of operations is a driving factor in the design of this weapon.
The handling of cryogenic fuels under these conditions was believed to introduce undesirable operational
complexities and expense. Therefore, since the maximum mach number associated with the use of endothermic
hydrocarbon fuels is eight, that established the maximum flight mach number for this weapon.
Access to Space Should the objective of a very short war not be achieved, the weapons described in the previous
paragraphs can play significant roles in the military strategy for a protracted war. In this case, any nation that
possesses the ability to launch nuclear weapons into space poses a serious threat to the command control,
communications, and intelligence (C3I) operations of our armed forces. A relatively small orbiterroughly similar in
size to the Black Horse or to an F-15 could replace the HCMs carried as the payload for the SHAAFT.
Using
multistage concepts similar to the Beta or the Saenger, the flying wing and the SHAAFT would deliver the orbiter to
efficient initial conditions for its Access-to-Space mission. The multiple-stage system would provide flexible
access to space from conventional military runways, which would be a most valuable characteristic in the event that
the adversary had destroyed the facilities at Cape Canaveral and at Vandenberg.
aerodynamic forces to achieve the desired orbits, the SCREMAR would be able to place as many as three to four
satellites (nominally six feet by six feet by six feet and weighing 1,000 pounds) into low earth orbit (LEO). The same
TAV could also be configured to repair satellites on-orbit as well as perform sophisticated antisatellite (ASAT)
missions.
of the standoff capability of the SHAAFT/SHMAC weapon system, refer to figure 1-2. Without slowing down, the
SHAAFT launches a barrage of SHMACs from a point well out the enemys threat zone. Since the SHAAFT does not
slow from its cruise mach number of 12, the SHMACs will decelerate to their design cruise mach number of eight.
The SHMACs themselves may strike the target or they may deploy submunitions, which further prioritize and diversify
the targeting philosophy. The suite of weapons may be nuclear, conventional, or ray devices.
Having delivered massive firepower to the targets, the next consideration is the safe recovery of the SHAAFT.
The optimum scenario would have the SHAAFT return to its CONUS base. However, if there is not sufficient fuel to
reach the CONUS, the SHAAFT would proceed to an alternate, preselected recovery base. Depending on the mission,
Hawaii or Diego Garcia seem natural selections for the non-CONUS recovery base. The recovery base will be within
the 14,000 nm overall mission capability of the flying wing/SHAAFT. Once it releases the SHAAFT, the flying wing
would proceed directly to Hawaii or Diego Garcia, where it would await the SHAAFT to complete its mission.
Procedures by which the SHAAFT returns safely to its CONUS base from other recovery bases, such as Diego
Garcia, will be evaluated through further study. One possibility is sending a flying wing to retrieve the SHAAFT.
The mated configuration would be flown home using the engines of the zero stage, the flying wing, and fuel added at
the recovery base. Fuel and supplies would be brought to this base so that the SHAAFT could be serviced for its
flight back to its home base in the CONUS. Because the technology base for the flying wing is that of the HSCT, the
logistics infrastructure at the alternate recovery bases is relatively conventional.
Considerable savings can be realized through the elimination of the constant forward deployment of the more
conventional forces to provide a presence of US armed forces. For those regions of the world where our forces do
not have a permanent physical presence, the deployment of forces for a regional conflict is a very expensive and timeconsuming project. Recall that Desert Shield took longer than Desert Storm. Furthermore, it is not likely that a future
adversary will leave in place a near-by base infrastructure and then allow us the luxury of several months to build up
our forces in the region. The savings described in the previous sentences could pay for most, if not all, of the design
and of the development costs for the proposed, integrated hypersonic weapons system. The total fleet would consist of
(approximately) five vehicles, deployed from four bases in the CONUS, two on each coast. By having an integrated
weapons system strategy, the cost of the technology programs required to design and to develop the system would be
greatly reduced. Furthermore, technology programs relevant to the various elements of this integrated weapons system
(the flying wing, the supersonic/hypersonic attack aircraft, space control with a reusable military aircraft, and the
standoff hypersonic missile with attack capability) have been in various stages of development for more than a decade.
Consider next the application, where the weapons delivery system (the flying wing and the SHAAFT) would
serve as the first stage of a multi-stage access-to-space system. A transatmospheric vehicle would replace the
SHMACs as the payload carried by the weapons delivery system. In a mission concept similar to that of the Beta
5
System or to that of the Saenger, the two elements of the first stage would carry the TAV/orbiter to its launch point.
Although the exact conditions for launch of the TAV/orbiter would be the subject of design trade studies, obtaining a
7
high speed for staging appears to be more important that obtaining a high altitude.
that the orbiter would be lighter or the payload would be greater, if staging occurred at mach 12. Since the proposed
system is to be an integrated, multipurpose weapons system, the results of the staging trade studies will influence
decisions relating to the maximum velocity capabilities of the SHAAFT (in addition to the constraints placed on the
SHAAFT as a result of its mission as the delivery system for the SHMACs).
It is assumed that the armed forces of the United States will have a constellation of satellites (on the order of
hundreds) in place at the outbreak of hostilities. Using a variety of launch vehicles, these satellites (some large, others
small) will have been placed in space over the years, as part of an evolving, strategic military strategy. However, at
the outbreak of hostilities, the military leaders identify the need for additional satellites (perhaps to fill a gap in
coverage, to provide additional information using special sensors, etc.) or the need to repair existing satellites. The
situation becomes more critical if our adversary has disabled and/or destroyed a considerable fraction of our
satellites. The armed forces of the United States have become very dependent on military/commercial satellites for
communication and reconnaissance and are becoming increasingly dependent on other systems, such as GPS and
Milstar. The elimination of a significant fraction of these assets by an enemy would paralyze our C3I . Rapid
replenishment of lost assets is critical to the successful execution of our military operations.
The flying-
wing/SHAAFT combinations take the TAV/orbiter to mach numbers near 12 at 100,000 feet, where it stages. The
TAV is a rocket-powered vehicle, approximately the size of an F-15, capable of carrying three or four small satellites
(6 feet x 6 feet x 6 feet, weighing 1,000 pounds) into LEO. Thus, after a handful of missions, the countrys military
leaders could have a minimum of a dozen new satellites in place within days of the outbreak of hostilities. These
satellites would provide communication links, intelligence information, etc.
10
It is envisioned that the flying-wing/SHAAFT/SCREMAR system would be routinely used during peacetime to
place military satellites in space, to repair and to reposition existing military satellites, etc. This would be done to
develop mission planning and operational experience, so that our armed forces could easily shift to the wartime pace
of operations in the event that hostilities cannot be avoided.
Furthermore, the TAV/orbiter of the SCREMAR could perform the ASAT role should our adversary also have
significant space assets. Finally, once sufficient technology for the TAV/orbiter is developed, it could be modified to
fulfill other missions: it could deliver weapons in a strategic attack on the enemy for a suborbital profile or serve as a
space-based laser (SBL) or airborne laser (ABL) weapons platform.
It is quite possible that, despite the severity of the strike described in previous paragraphs, the enemy will
choose to continue to fight a war. One enemy may view the conflict as a Holy War and would consider early
surrender unthinkable. Another enemy may have the resources (large population and widely scattered assets) to
absorb such a blow and continue the fight. A third possible scenario would be the case where the United States was
confronted with two Regional Conflicts and the strike described above would be used to eliminate one enemy,
allowing us to focus on the other. In each case, our forces are involved in a protracted war.
For the protracted war, the elements of the integrated weapons system could serve as significant elements of our
arsenal. For instance, in addition to serving as the weapons to be launched from the SHAAFT, the hypersonic cruise
missiles would have many uses in the case of protracted hostilities. The SHMACs would be sized so that two could
be carried by and launched from an F-15E or some other conventional aircraft. Because the SHMAC has a range of
over 1,000 nautical miles, the F-15E would be able to remain well out of the range of most defense systems.
Furthermore, the hypersonic capabilities of the SHMAC accommodate its use against time critical, moving targets (e.
g., mobile launchers, tank formations, etc.).
11
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12
Technology Considerations
Numerous technological challenges will have to be met before the proposed integrated, multistage weapons
system can be built. However, none of these challenges presupposes that a breakthrough in technology is an enabling
requirement. The zeroth-stage flying wing is a UAV with a maximum mach number of 3.5. While that is slightly above
the mach number for the current high-speed civil transport design, it should not be difficult to solve the problems
unique to this application, given that the proposed system would be fielded in the twenty-first century.
The design of the SHAAFT offers the greatest challenges because there exist no vehicles that have flown at
sustained hypersonic speeds while powered by an airbreathing system. Furthermore, the aircraft should have global
range with a payload of approximately 50,000 pounds. The use of a flying wing to transport the SHAAFT to the onethird point of its global range mission at a mach number of 3.5 greatly simplifies the design of the SHAAFT.
Considerable weight savings occur because the flying wing will carry the fuel required for takeoff, acceleration, and
13
flight to the one-third point. The SHAAFT wont need heavy landing gear to support the takeoff weight. Furthermore,
it does not need a zero-speed or a low-speed propulsion system.
combustor could be used to accelerate the vehicle from mach 3.5 to its cruise mach number of eight or of 12 and to
sustain flight in this speed range. The decision as to whether to limit the vehicle design to mach 8 flight or to extend
its capabilities to mach 12 flight is dominated by the propulsion system. Assuming reasonable development of the
technologies of hypersonic-airbreathing propulsion systems and their fuels, it is assumed that mach 8 is the upper limit
for the use of endothermic hydrocarbon fuels. One will need cryogenic fuels to extend the maximum cruise speed to
mach 12. Some of the pros and cons of this problem are presented in the Critical Technology Requirements chapter,
tables 5-1 and 5-2. Based on the survivability and on the range of the SHAAFT as a weapons platform for delivering
SHMACs and as the initial stages for the SCREMAR, mach 12 flight would probably be preferred. Based on
considerations relating to ground operations and support, especially if a recovery base is needed as an intermediate
host, the endothermic fuels support a decision to limit the vehicle to a maximum mach number of eight. In any case, a
serious trade study (including the effect on the design of the TAV/orbiter and its payload) should be conducted at the
outset of the SHAAFT program.
An aerothermodynamically efficient vehicle having a hypersonic lift-to-drag ratio of five, or better, will be a
long, slender body with relatively small leading-edge radii (the nose radius, the cowl radius, and the wing leadingedge radius). Thus, the heating rates in these regions will be relatively high. Controlling the vehicle weight will have
a high priority. Therefore, the development of high-strength, lightweight materials and the ability to efficiently use
them for the load-carrying structure and for the thermal protection system are high-priority items. Researchers at the
National Aeronautics and Space Administrations Ames Research Center (NASA) are developing advanced Diboride
Ceramic Matrix Composites (CMC), including Zirconium Dibirode and Hafnium Diboride materials which are
reportedly able to withstand repeated exposure to temperatures of 3660 degrees fahrenheit and of 4,130 degrees
fahrenheit, respectively. Materials for thermal protection systems developed for Shuttle derivatives, for the NASP,
for the X-33, and for the X-34 should be reviewed for use in the proposed weapons system.
Major problems facing the aerothermodynamicist include the determination of boundary-layer transition criteria
and the complex viscous/inviscid interaction associated with the multiple shock waves that occur, when the payloads
(either the SHMACs or the SCREMAR) are released from the SHAAFT. The problem of developing boundary-layer
transition criteria challenged the developers of the first reentry vehicles; it challenged the developers of the NASP;
14
and it will challenge the developers of the SHAAFT. In the end, most likely, a criteria will be selected (with a degree
of conservatism appropriate to the acceptable risk) and the design will proceed.
interactions associated with two objects flying in close proximity at hypersonic should be solvable. Some work has
9
The decision to limit the SHMAC to a maximum flight mach number of eight was straight forward. Since a
variant of the SHMACs will be launched from conventional aircraft, such as the F-22 or the F-15E, simplicity of
ground operations, of fuel handling, and of weapons loading at forward bases dictates against cryogenic fuels. By
limiting the SHMAC to a maximum mach number of eight, hydrocarbon fuels can be used. Use of hydrocarbon fuels
instead of cryogenics greatly simplifies in-theater logistics, ground-support operations, and training requirements for
base personnel. However, the SHMAC design must accommodate the transient loads associated with the shortduration overspeed when being launched from the SHAAFT.
Technology developments will be needed in the areas of guidance, navigation, and control (GN&C) and sensors
for both the SHAAFT and SHMAC. Large changes in weight and in weight distribution will occur during the flight of
the SHAAFT. Control of an aircraft flying at hypersonic speeds over great ranges requires advances in the state of the
art. Collection and interpretation of data (threats, targets, political considerations at the brink of war) and decisions
as to how to react must be continuously incorporated into the mission plan.
The
design
of
the
TAV/orbiter,
a.k.a.
the
SCREMAR,
should
make
use
of
the
large
number of access-to-space programs continuing around the world, including international programs, such as, the
Japanese HOPE, as well as US programs, such as the X-33, the X-34, and the XCRV (currently under development at
NASA). Since the SCREMAR is all rocket powered and operates in a similar manner as the Space Shuttle once
separated from the SHAAFT, it should use as much of the current technology incorporated by the Space Shuttle as
possible.
The technology programs used to develop the SHAAFT can be transferred directly to the SHMAC and
SCREMAR, and vice versa. This is another application of the term integrated weapons system. The development of
the S3 concept as a single weapons platform with several similar and fully compatible vehicles will be much easier on
the technology demands as well the development costs than attempting to fulfill the same roles with different weapons
systems.
15
I. M. Blankson, J.D. Anderson, M. Lewis, and S. Corda, Air Breathing Hypersonic Waveriders: A Survey of
Research Needs, Proceeding from the Wave Rider Conference, University of Maryland, 1993.
2
R. M. Zubrin and M. B. Clapp, An Examination of the Feasibility of Winged SSTO Vehicles Utilizing Aerial
Propellant Transfer, AIA 94-2923, 30th Joint AIAA/ASME/SAE/ASEE Joint Propulsion Conference, Indianapolis,
Indiana, June 1994.
3
P. R. Gord, K.J. Langan, and M.E. Stringer, Advanced Launch Vehicle Configurations and Performance
Trades, Paper from AGARD Conference Proceedings No. 489, Space Vehicle Flight Mechanics.
4
E. Hoegenauer and D. Koelle, Saenger, the German Aerospace Vehicle Program, AIA-89-5007, AIAA First
National Aero-Space Plane Conference, Dayton, Ohio, July 1989.
5
Gord, Langan, and Stringer.
6
Hoegenauer and Koelle.
7
G. Moore, private discussion, February 1996.
8
E. T. Curran, W. H. Heiser, and D. T. Pratt, Fluid Phenomena in Scramjet Combustion Systems, Annual
Review of Fluid Mechanics, 28, 1996, 323360.
9
W. Schroeder, G. Hartmann, Analysis of Inviscid and Viscous Hypersonic Flow past a Two-Stage
Spacecraft, Journal of Spacecraft and Rockets 30, no. 1 JanuaryFebruary.
16
Chapter 2
17
facilities (C3I network), power centers, transportation hubs, and potential space launch complexes. This attack alone
would not cripple an advanced country's war machine, but it would severely disrupt their war-fighting operations to
the point that they are no longer able to immediately continue any operations. Within hours of the initiation of
hostilities, the enemys infrastructure would be in shambles with their ground forces unable to communicate,
maneuver, or fight a coordinated battle. The hostiles would then be unable to defend themselves against conventional
military forces.
In the event that an enemy is able to perform some form of ASAT warfare, the SHAAFT would also serve as a
staging vehicle for the SCREMAR reusable access to space vehicle. The SHAAFT/SCREMAR combination could be
used to repair and replace damaged satellites. The system would be used in peacetime for routine replacement and
replenishment of satellites, which would also produce operational experience that could be adapted to a critical
wartime situation.
CONUS Basing
The reasons for avoidance of overseas basing are extremely important. The SHAAFT, incorporating hypersonic
technology, will be costly. Thus, few would ever be produced. This craft is essentially a "golden bullet" that will aid
the United States (US) in deterring conflicts, or if that fails, to win a war, hopefully in a short period of time.
Overseas basing provides the advantage of reduced range. But with shrinking defense budgets, such basing can
no longer be relied upon. The security and stability of these foreign assets cannot be guaranteed in the year 2025.
Basing the SHAAFT at large CONUS bases would enable a secure area in which to operate for years. Bases would
be chosen such that infrastructure and geographic positioning could best support the hypersonic mission.
Cost-Saving
CONUS basing of the SHAAFT allows for security and stability in aircraft maintenance. But keeping the
mission of global reach/global power restricted to one aircraft saves a great deal of money. That is, the logistics
18
usually required to maintain a fleet of attack aircraft are extensive and time-consuming, utilizing precious resources
that could be saved.
The SHAAFT attempts to eliminate the swarms of tankers, airlifters, and support personnel that are normally
required to sustain overseas operations. This aircraft takes off, deploys munitions, and returns, without refueling.
Therefore, the SHAAFT saves money by reducing the logistics footprint required. It could save more money by
stopping a war that would certainly cost billions. Had Desert Storm been prevented by a preemptive strike with wellplaced munitions, the US could have saved many dollars in hardware and, more importantly, saved lives.
Hypersonic Requirement
The reasons that the SHAAFT must go hypersonic match the new face of warfare.
instantaneous attacks while hiding under the cloak of survivability. If this attack aircraft travels at mach 12 and
100,000 feet, it is improbable that 2025-era enemy technology would be able to overtake it. Considering the amount
of time that it would take to detect, track, identify, and then launch an interceptor that must climb to 100,000 feet and
then overtake the SHAAFT, the chances of losing the SHAAFT to an interceptor or surfaced launched missiles are
next to impossible.
The SHAAFT would launch SHMAC missiles hundreds of miles from the hostile airspace of the enemy. Such a
standoff attack would provide several layers of defense to the SHAAFT. First, the cruising velocity and altitude are
unmatched by any current aircraft. Also, it is improbable that future adversaries would have the research and
technology base to attain this envelope, although not impossible. Second, the aircraft never passes over a threat area.
Enemy forces would undoubtedly see the SHAAFT coming, but a counterattack would have to occur far from their
home base. Combined with the speed of the SHAAFT, the enemy force now has to fly a long way to intercept. Third,
hypersonic cruise missiles like the SHMAC increases the synergy of the attack. These three layers of defense provide
extensive protection against enemy forces.
The SHAAFT also serves as the staging vehicle for the SCREMAR. The achieve orbit, a transatmospheric
vehicle (TAV), such as the SCREMAR, has to produce a large velocity change typically on the order of 25,000 feet
per second for a LEO. The greater the velocity provided by the staging vehicle, the less the TAV/orbiter has to
produce on its own, thus resulting in a smaller size or greater payload for the TAV. The overall effects of having the
SHAAFT fly at different hypersonic speeds (i.e., mach 8 versus mach 12, are covered in greater detail in chapter 5.
19
Range
Because of CONUS basing, the SHAAFT would require a large range. Because of the unusual flight regime and
cryogenic fuels, tanker aircraft would be of little support (unless an entirely new tanker fleet were developed, which,
under current budgetary constraints, is not foreseeable). Depending on the enemy, the SHAAFT can attain a range of
14,000 nautical miles.
This large range requires a vehicle that is aerothermodynamically designed for a high lift-to-drag ratio. The
range is directly related to the mach numberthe faster the flight velocity, the farther the range. This range also
includes the turning radius. At mach 12, the radius of a 2-g turn is 480 statute miles. The equivalent turn diameter
equals about half the width of the US. Such a turn would take approximately 23 minutes, requiring long-term straining
maneuvers of the pilot.
Payloads
Pay load concerns include both the weight and volume. The SHAAFT is designed to carry a payload of 50,000
pounds. If the SHAAFT carries 10 cruise missiles at 4,000 pounds each, that leaves 10,000 pounds for pylons and
supporting hardware on the aircraft. Furthermore, the SHAAFT is designed to carry an orbital vehicle. For instance,
the SCREMAR, would be placed into low-earth orbit, requiring the volume of a light F-15.
20
To overcome this problem, a two-stage vehicle is proposed. The zero-stage is an unmanned launch platform
upon which the SHAAFT attack vehicle will achieve flow conditions conducive to ramjet operation (figure 2-1). The
purpose of the launch platform is to lift the SHAAFT off of a conventional runway, then accelerate it to mach 3.5 at
65,000 feet. At this point, the SHAAFT will be able to ignite its dualmode ramjet/scramjet engines, separate from
the launch platform, and accelerate up to mach 12 and 100,000 feet. The launch platform will then return to base and
accomplish a fully automated landing.
21
in such aircraft as the high-speed civil transport (HSCT) and operational aircraft such as the Concorde. In addition,
its mission is so narrow and specific that it will not require complex systems and components.
The zero stage will be required to accelerate down a long runway (no short field capability required), lift off
without the use of complex lifting devices, accelerate straight ahead to mach 3.5, release the SHAAFT, and then return
to base. It must carry enough fuel for a radius of 5,000 miles at the higher mach number. It will not perform any
demanding maneuvers or be subject to aeromechanically exhaustive flight regimes. Because of these limited demands,
the launch platform will not incur large development or production costs. Furthermore, it greatly simplifies the design
of the cruiser and dramatically reduces its size requirements.
Current design proposals consist of the following configuration, as studied by the National Aeronautics and
1
HSCT, powered by six afterburning turbofans, each producing 50,000 pounds of thrust. A delta wing with a span of
160 feet and an area of 6,370 square feet would be able to take off with a gross weight of 2,000,000 pounds at 290
mph and a lift coefficient of 1.5.
It is essential that the SHAAFT be able to return to its home base or another SHAAFT-equipped recovery base.
In order to do this, it will have to be able to land on a conventional runway. When it returns from a mission it will be
much lighter than when it took off, having burned thousands of pounds of fuel. (The weight of the fuel is more than any
other component on the aircraft, including structures and propulsion.) However, due to its aerodynamically configured
shape, it will have to land extremely fast. It will need the assistance of a parachute braking system to slow down.
Each SHAAFT would possess its own zero-stage vehicle, along with one extra for sustained operations through any
contingency, in order to allow all five SHAAFTs to launch at once.
SHAAFT Design
Sizing and building the SHAAFT design will be the most difficult process. In this section, attempts to size the
vehicle were made to fulfill mission requirements. The first step in deriving a platform involved the aerodynamic
forces and how to use them to come up with a vehicle. The second step involved simple lift, drag, thrust, and weight
trade studies to derive a generic design for the 14,000mile journey to enemy territory and back. The third step
verifies vehicle size using the Breguet range equation.
22
A unique phenomenon of high mach number flight is the effect of shock interaction. The nose of the SHAAFT
would create a conical shock around the body; such a shock results in significant pressure drag and must be overcome
by propulsion systems. If the lower portion of the SHAAFT could keep the outer wing tips even slightly attached to
the bottom portion of the conical shock, then the resulting total pressure on the bottom of the wing would be much
higher than the top. This is the basic idea behind a waverider. The effect of the waverider can be modeled
mathematically. If the bottom of the vehicle follows the same pattern as the stream lines of air, then it can be drawn as
2
attached to the shock, as was done in a study by Dr Charles Cockrell of NASA Langley Research Center in 1994.
This can be seen in figure 2-2, where a mach cone is generated mathematically in front of the waverider.
23
Overcoming drag in excess of 358,000 pounds will be required by the power plant of the SHAAFT. A 10,000
mile flight at mach 12 lasts approximately 74 minutes (this range subtracts the range of the zero stage). This figure
includes time from zerostage separation to engine shut-down and glide-in (in which no fuel is spent), therefore, extra
fuel will be available for emergency contingents. The 74-minute flight will require the most amount of thrust for the
least amount of fuel.
For mach 12 flight, the large heating rates (which will be discussed later) cause dissociation of atomic oxygen.
Typical, large-molecule hydrocarbon fuels such as JP-4, JP-8, JP-12, gasoline, and other petroleum-based fuels
would suffer incomplete burning and poor efficiency under these conditions. The other fuel alternative is cryogenics
such as liquid hydrogen, liquid methane, and others. Liquid hydrogen allows for the highest ISP; its light molecular
weight and high energy combustion rate make it ideal for the mach 12 mission.
Several types of powerplants were considered, based upon the findings of the 1992 US Air Force Scientific
Advisory Board. For this application, specific impulse was the paramount variable(fig. 2-3). Specific impulse is
defined as:
I sp =
Thrust
T
=
Rate of Fuel Flow m
&
24
Rockets have
excellent acceleration characteristics but poor cruising characteristics. Because rockets have such poor specific
impulse, requiring their own oxidizers, ramjet/scramjets are the best alternative. Their air breathing technology,
combined with hydrogen fuel, allows for the most bang for your buck. As seen in figure 2-3, the ISP of such a
combination lies between 1,400 second and 1,800 second. Since this aircraft would become operational around the
year 2020, an ISP of 1,700 second will be assumed for the design point.
The negative consequence to hydrogen fuel is the extremely large volume it occupies which will cause the
majority of sizing problems with the SHAAFT. One key to overcoming the density problem is using slush hydrogen.
3
Dr F. S. Billig of Johns Hopkins University computed the density of different slush hydrogen, and these can be
viewed in table 1. For the technology level of 2020, a level of 50 percent solidification was assumed, resulting in a
density of 5.11 lbm/ft3. Using this denser hydrogen, the overall fuselage volume can be reduced, reducing drag.
Table 1
Density Values of Slush Hydrogen (All Values at Triple Point)
Density (lbm/ft3)
10
4.81
20
4.87
30
4.99
40
5.05
50
5.11
60
5.16
70
5.22
80
5.28
90
5.34
100
5.40
25
To judge the size of the SHAAFT, a trade study was conducted to measure lift, drag, fuel requirements, and
required fuel storage space. For the study, a lift coefficient of 0.125 and a drag coefficient of 0.025 were used to
estimate appropriate aircraft length. These coefficients were chosen from experimental data performed by Dr T.
4
Eggers and Dr R. Radespiel of the German Institute for Design Aerodynamics in 1993.
mathematically derived L/D Barrier for conical flow derived waveriders, as seen in figure 2-4. At cruise speed,
the maximum L/D is given by the expression:
4(M + 3) )
L
=
D max
M
The (L/D)max value with this equation for mach 12 is 5.0, which matched the values used in spreadsheet iterations.
16
"L/D Barrier" for Waveriders
14
12
(L/D) max
10
8
6
4
2
0
1
11
13 15 17 19
Mach Number, M
26
21
23
25
27
29
27
Fuel volume was compared to available tank volume from initial waverider dimensions chosen.
traditional aircraft design, the fuel tank accounted for 50 percent of total aircraft volume.
Using
calculated, the aircraft size was changed to try to match available fuel volume with required fuel volume. Aircraft
weight was calculated with this volume of fuel, and the assumption that five pounds were required per square foot of
wing area. This information was revealed in meetings with personnel of Wright Laboratory's Flight Dynamics
Directorate, Wright-Patterson AFB, Ohio. This results in a SHAAFT body weight of 28,500 pounds, not including the
50,000 pound payload weight.
With the trade study, the fuel mass required met the fuel mass available at a waverider length of 190 feet. The
tail end of the SHAAFT has a wingspan of approximately 60 feet. This design requires approximately 875,000
pounds of slush hydrogen to complete the 10,000 statute mile journey. The effects of the different iterations can be
seen in figure 2-6. This particular iteration showed that the aircraft volume was too small, requiring further iterations.
3000000
2500000
2000000
1500000
1000000
500000
0
100
150
200
250
300
350
Fuel Available
Fuel Required
28
400
450
The Breguet range equation can be used to verify the aircraft size. With the assumption of cruise flight only and
at constant velocity, the equation is
V L Wi
Range = ln
C t D Wo
where V is velocity, Ct is thrust specific fuel consumption, L/D is the (L/D)max for the SHAAFT at mach 12, Wi is
initial weight and Wo is final weight.
It is also important to note that Ct is related to the previously mentioned ISP:
1
Ct
I sp
Thus if ISP is 1,700 seconds, Ct is 0.000588 pound/pound mass seconds. V is 11,891 feet/second, L/D is five, Wi is
954,000 pounds, and fuel mass required is 875,000 pounds, then Wo is approximately 78,500 pounds. Using the
Breguet range equation, the mathematical range is over 25,000 miles, far exceeding the 14,000mile requirement.
However, the reason the mathematical range is nearly double what is needed is because the equation does not account
for the excessive amount of fuel that is needed to takeoff and accelerate the SHAAFT to its cruise condition where it is
most efficient. Approximately half the fuel will be spent taking off and accelerating the SHAAFT while also covering
a large range. The extra calculated range is to ensure sufficient range throughout the entire flight. It also does not
account for the large turning radius, given by the equation:
R=
V2
g n2 1
Here, R is turn radius, V is velocity, g is acceleration due to gravity, and n is the load factor of the turn. The SHAAFT
would slow to mach 8 for turning and simultaneously launch SHMAC missiles. This gives a velocity of 11,890 feet
per second. At a constant inch 2-g inch turn, the radius is approximately 480 miles, assuming a 50,000 pound payload
is still in the aircraft.
29
technology to the waverider concept should be simple. The pilot would have a typical control stick, interfaced with a
black box computer. The pilots inputs would be fed into two outboard split ailerons, giving both yaw and roll
control, and into inboard elevons, giving both pitch and roll control. During cruise flight, such control inputs would be
very minor, as surface deflections produce extreme moments at mach 12.
Payloads would have to be located near the center of gravity of the SHAAFT. When these payloads are
deployed, the shifting center of gravity could be disastrous if not properly accounted for in fuel ballast and in
placement of loads along the fuselage. As 50,000 pounds of equipment depart the SHAAFT, the separation should
occur smoothly and quickly to avoid dangerous situations.
Special Considerations
The unique mission and design of the SHAAFT will require facilities that are currently very rare or nonexistent.
In addition to cryogenic storage and handling equipment, it will need an extensive facility to mate the SHAAFT with
the launch platform. This would most likely be performed with a crane structure that would raise the SHAAFT into
the air while the wing taxied into position beneath it (not unlike the space shuttle being mated to the Boeing 747).
Automated facilities and technicians would then mate the two craft together.
Another consideration which can not be overlooked is the reality of an in-flight emergency developing and the
SHAAFT being forced to land at a base which is not equipped to handle it. In this situation, some manner of getting
the Golden Bullet back to the US would be imperative. This would be accomplished by dispatching a zerostage
wing to act as a ferry. The launch platform has extensive volume within its wings that is used up quickly during
supersonic flightbut acting as a ferry, this range and endurance would increase substantially due to the low drag
incurred by subsonic velocity. The alternative base would be equipped with a simple mating device, or if emergency
demands, one could be airlifted to the foreign base. Once the two crafts are mated, the launch platform will take off
and return to CONUS. It is important to remember that the SHAAFT is essentially a flying gas tank and that most of its
weight comes from fuel. It would obviously be drained of unnecessary fuel and payload for the trip back to the US to
reduce the workload on the launch platform. The zerostage launch platform would use conventional, hydrocarbon
fuels for all points in its mission, landing at specific points around the globe to refuel.
30
Mission
Flight Profile
After being brought to mach 3.5 by the zero stage launch platform, the SHAAFT would release and pitch up,
automatically initiating the start of ramjets. From there, it would accelerate and increase in altitude until it reaches the
cruise phase.
The cruise phase, at mach 12 and 100,000 feet, consists of the majority of the flight, including attack or
SCREMAR transatmospheric vehicle deployment. The SHAAFT would continue at its cruise speed throughout the
entire envelope, with the exception of takeoff, landing. This is due to safety considerations for the SHAAFT. If it
entered or departed the target area at a much slower speed, to reduce negative aerothermodynamic effects, it would be
vulnerable to more conventional types of attack. For instance, if an enemy country expected a SHAAFT attack, it
could set up remotebased (possibly sea based, fleet launched) aircraft or SAM sites that do, and most likely will,
have the capability in 2025 to destroy mach 5+/- aircraft.
In the attack phase, the SHAAFT would launch missiles/munitions from a considerable distance away from the
target. It would have to release its munitions early in the attack phase to allow the munitions to acquire and adjust its
course at such high speeds. Once the munitions were released, the SHAAFT would most likely make a constant 2-g
turn and head back to the planned landing base. The precise routing would have to be precisely planned knowing that
a 180 degree turn going mach 12 may take place over several countries.
If the SHAAFT were launching an orbital vehicle such as the SCREMAR TAV, it would takeoff, adjust its
course to get to the desired inclination, and release the TAV going mach 12 at 100,000 feet. This gives the orbital
vehicle an extreme advantage in potential and kinetic energy. An even greater advantage is that space access vehicles
could be launched from any long runway in the world, rather than specific launch sites. This would be of an extreme
advantage in wartime when it is possible and likely that our space centers will be a primary target.
Landing Phase
The landing phase would begin approximately 30 minutes prior to landing. While at cruise phase, the SHAAFT
will shut down engines and decelerate to subsonic speeds to begin convectively cooling the skin surface. The glide
31
aspects will be very similar to current Space Shuttle landings. It will continue gliding until touchdown, where the
pilot can maintain control during the most critical phase of flight. The onboard computers would assist the pilot in
setting up the airspeed and altitude adjustments to avoid pilot error.
The landing gear will be relatively small and only capable of operation during landing (due to the zerostage
launch platform).
Since the aircraft weight is reduced dramatically during cruise flight (fuel is an enormous
percentage of the total weight), and substantially during takeoff with the launch platform, the landing gear does not
need to be extremely heavy, at least in comparison with take off requirements. This also assists in overall aircraft
design by drastically reducing the weight fraction of the landing gear.
The flying wing zero stage was able to lift the SHAAFT off the ground at conventional airspeeds. But the
SHAAFT, being an aerothermodynamically configured vehicle for mach 12 cruise flight, would have much less lifting
capability at traditional landing speeds. Therefore, it would have to land at high speeds, nearly 250300 mph, which
is similar to Space Shuttle landing speeds. In order to land this vehicle on large, but typical runways, a self-contained
arresting system consisting of drag parachutes being deployed and extremely powerful brakes being applied upon
landing would be incorporated into the design.
Payload Deployment
The inherent attack advantages of a hypersonic cruiser must not degrade its attack capability by deploying slow
speed and ineffective munitions. Therefore, the focus of weaponry to be added to the SHAAFT should be newly
designed and developed weapons that are capable of supersonic/hypersonic speeds and contain extremely lethal
yields. At first sight, the SHMAC missile is an excellent complement to the SHAAFT in that it flies at hypersonic
speeds and is extremely lethal. It should also increase the range of the SHAAFT by approximately 1,000 nautical
miles. This could allow the SHAAFT to either carry less fuel and more payload (weapons) or be more simply
designed with less required weight (in fuel and range). It would also allow the SHAAFT to stay well out of enemy
defense zones by using the less expensive, expendable SHMAC to fly into the threat zone. These two systems would
be of excellent complement to each other.
Another nearly ideally complementary system to the SHAAFT is the space access mission complement that can
be accomplished. With a typical TAV, the size of a light F-15, the SHAAFT could be a rapid, reusable, and extremely
advantageous launch platform. It could carry TAV vehicles with the capability to launch them into orbit at any
32
inclination and give them an initial, free, boost to 100,000 feet and mach 12. This would be of extreme benefit to
the simplification of the design of the still futuristic TAV concept.
The primary considerations are that weapons be developed with varied capabilities to be able to attack multiple
types or targets depending what appears at the moment as the primary threats. In addition to the SHMAC, penetrating
rods, flechettes, conventional bombs, self-guided antiarmor munitions, subnuclear munitions, and whatever is
developed in future years are all possible payloads for the SHAAFT. They would all have to be developed much
further, but there is a potential for some extremely powerful and lethal weapons arising from hypersonic speeds.
Overall, the SHAAFT has an extremely varied capability either to attack to or be used as a mother vehicle for
various other missions. The standard payload area should be able to accept a myriad of different weapons and
clusters of weapons. It should be capable of striking not only multiple targets in one sortie, but striking different target
types with the varied types of munitions it can carry. For instance, it would be very feasible for the SHAAFT to fly
abreast of a country the size of Iraq, drop a few SHMACs at primary C3 facilities, then drop precise antiarmor type
munitions at key defensive sites. This capability would almost assuredly destroy the enemy's will and capability to
wage war within a matter of several hours and a few sorties. High-value targets are key to success. With such a
capability, it is assured that we could, on demand and nearly always, completely and definitively put a stop to the war
before it begins.
Two possible threats that the SHAAFT could encounter are interceptors or laser weapons. The problems that an
interceptor would face are enormous. It would have to detect, track, identify, launch, accelerate while climbing to
100,000 feet, and then overtake a target moving at 12 times the speed of sound. An interceptor that could do this
would have to be traveling on the order of mach 20. Even if the enemy did spend the money to develop this super
surface-to-air missile (SAM), where would they put it? It does no good to place it near key targets because the
SHAAFT is releasing its cruise missiles from 1,000 miles away! An enemy would have to create a ring of super
SAMs thousands of miles long around its entire perimeter to keep the SHAAFT from entering. However, if the
SHAAFT launches its payload from 1,000 miles out to sea, or over a neighboring country, little ground protection
exists.
33
The other potential threat comes from lasers. The advantage that the laser has is that it can nearly instantaneously
track and then fire at a moving target. It does not have to catch up to its target nor can it be outmaneuvered. But its
disadvantage is its range and power supply. A laser that was powerful enough to reach both hundreds of miles
5
downrange to the SHAAFT and 100,000 feet in altitude would require enormous energy stores.
A facility to supply
this type of power could not be placed in a van and hidden on a mountain top. It would be a sprawling, high visibility
complex that would be easily visible. Once again, if Special Forces units could not neutralize it before the attack
occurs, the SHAAFT could attack the site from a thousand miles away or avoid it altogether.
Component Summary
The idea of the Supersonic/Hypersonic Attack Aircraft was derived by taking a look at what the U.S. Air Force
will need to accomplish in the year 2025. Gone are the massive enemies of east and west; gone also are the large
budgets which could support their armies. Now the United States must deal with regional threats, in a timely manner,
in a costly manner, and in a manner safe to the members of U.S. armed forces. The SHAAFT is simply a tool to
achieve these ends.
Hypersonics drives the missions of the SHAAFT. The infrastructure-intensive framework of supporting a fleet
of turbine-driven attack aircraft reduces to a few supporting facilities in CONUS bases that support the SHAAFT. But
the SHAAFT does not replace all existing and future Air Force inventory--it is a means to prevent the costly use of all
other weapons. It saves money.
The SHAAFT has been designed to promote the proper usage of energy. By staging, it leaves bulky turbine
engines on the ground as it completes the hypersonic attack role. By going hypersonic, the survivability of the
SHAAFT increases tremendously. As of now, no known defensive weapons counter the SHAAFT threat; it simply
flies too fast and too high. Upon completion of the mission, the aircraft would shut down engines and land on
conventional runways, deploying drag parachutes to reduce the braking required. Such braking would occur with
landing gear that has already been reduced greatly in weight due to the light airframe that would land back in the
CONUS (the flying wing staging aircraft is equipped with bulky, expensive landing gear).
Technological improvements will be required to formalize this design. An operational ramjet/scramjet is key to
designing such an aircraft.
34
Aerothermal heating requires the use of advanced heat dissipation materials. Command and control of the aircraft
would require computational software and a hydraulics system that can perform under extreme circumstances. But
many of the technologies for SHAAFT would be drawn from existing areas of research. The flying wing zero stage
would utilize designs from the high-speed civil transport program. Waverider studies would finalize the design of the
SHAAFT. Hypersonic research of ramjets would be used for power plant designs. Such measures should be easy in
the information-rich age of 2025.
Imagine a single aircraft that could fly up the Mississippi River and simultaneously destroy key facilities at
Falcon AFB, Colorado, Cape Canaveral, Florida, and Washington, D.C. A similar blow to some rogue nation would
cause them to seriously question their current military and political endeavors. If you ignite conflict with the US, the
motto is Youll Get The SHAAFT!
Notes
1
Boeing Commercial Airplanes. High-Speed Civil Transport Study, NASA Contractor Report 4234, under
Contract NASI- 18377, 1989.
2
Charles Edward Cockrell, Jr. Vehicle Integration Effects on Hypersonic Waveriders, George Washington
University School of Engineering and Applied Science, 21 April 1994.
3
Frederick S. Billig, Propulsion Systems from Takeoff to High-Speed Flight, American Institute of Aeronautics
and Astronautics, 1990.
4
T. Eggers and R. Radespiel, Design of Waveriders. DLR, Institute for Design Aerodynamics, 11 October
1993.
5
During the SDI development, several laser systems were proposed that would be powerful enough to fire into
space. Remember that these were fired straight up through 50 miles of atmosphere to reflecting satellites. A laser
attacking the SHAAFT would have to fire at a slant angle through a thousand miles of atmosphere, refracting the beam
and posing much less of a threat.
35
Chapter 3
The SHMAC (Standoff Hypersonic Missile with Attack Capability) is proposed as a weapon system which has
in-theater dominance capability. This weapon system strikes quickly, accurately, and can survive enemy air defenses.
The SHMAC can be fired from future hypersonic aircraft such as the SHAAFT (Supersonic/Hypersonic Attack
Aircraft), from a low-speed conventional aircraft like the F-15E or the future F-22, from standard ship-based vertical
launch system (VLS) tubes, or from mobile or fixed ground launch sites. The propulsion system and warheads will be
varied to accommodate the launch platform and the service employing the SHMAC, be it the Army, Navy, Air Force,
or Marines. In order to best exploit the range and response time of hypersonic weapons, the SHMAC will be most
effective when launched from a hypersonic weapon system, such as the SHAAFT. The SHMAC concept has evolved
into an in-theater dominance hypersonic missile, whose design is based upon the need to strike quickly with a high
probability of success. The SHMAC will be the primary weapon delivered from the SHAAFT. Its range allows the
SHAAFT to safely deliver SHMACs outside the range of air defense systems.
The United States armed forces do not have the ability to strike enemy centers of gravity quickly, decisively, and
with a high degree of safety. To destroy targets such as space launch facilities, power grids, communication facilities,
and command centers, a rapidly deployable, highly survivable, extremely accurate weapon is needed. Hypersonics is
the key to reaching these heavily defended targets in a timely manner and attacking them with a high probability of
success. The range and response time inherent in a hypersonic weapon gives the United States armed forces the ability
to destroy any ground target in any theater. This is an enormous advantage for US forces as it allows complete intheater dominance. The SHMAC is a hypersonic weapon system capable of fulfilling this mission.
36
Several factors drive the design of the SHMAC. These include range, time to target, survivability, guidance
requirements, payload requirements, launch platform size restrictions, heating rates, acceleration loads, and
maintenance requirements. Initial designs include easy-loading modular payloads. The limitation for the payload is a
maximum warhead of 500 to 1,000 pounds. This restriction is driven by the weight limit and size limit of the entire
vehicle. Modularity offers flexibility of application of the SHMAC in a fluid war environment.
The missile body has a conventional cruise missile configuration adapted for hypersonic speeds. The propulsion
concept is a combination of a rocket for the initial acceleration and a scramjet for sustained propulsion to the design
speed of mach 8. The rocket engine will not be necessary for the high-speed air-launched version (SHAAFT
launched) because the missile will be deployed at or above cruise speed and altitude. The technology for the
rocket/dump combustor-scramjet propulsion system has been studied in the ramjet form by engineers at the Flight
Dynamics Laboratory at Wright Labs from 1977 to 1980.
The leading edges could be comprised of ablative materials or an ultrahigh temperature ceramic (UHTC)
1
because the SHMAC is a single use weapon. Albatross are much less expensive than more exotic reusable materials.
The shape of the missile will not change during flight when high temperature regions are protected with UHTC
materials. This ensures that the flight characteristics of the missile will not change during the course of the flight. The
ablative technology employed in the thermal protection system is currently available, while UHTC materials are
2
The guidance technology takes into account the unique high-speed environment in which the missile will be
operating. Possible technologies employed in the SHMAC guidance system include inertial navigation systems (INS)
and global positioning system (GPS) usage for the cruise phase. Synthetic aperture radar (SAR) and infrared (IR)
guidance is employed in the missile's terminal phase. The technology required to support the design of this missile
should mature and become readily available within the next 10 years.
The SHMAC is the first step in developing a line of hypersonic vehicles to meet the needs of the Air Force well
into the twenty-first century. These technologies will build upon each other, covering the complete spectrum of
hypersonic speeds all the way to orbital velocities. The weapons systems range from in-theater dominance to global
and space power projection. This hypersonics program will be an integrated effort (S3) which allows one program to
build upon previous research and development and the lessons learned in the other projects.
37
considerations, drives the need for the missile to cruise at mach 8. Technologically, mach 8 is an upper limit on the
speed because of the desire to use endothermic hydrocarbons as a scramjet fuel, eliminating the need for cryogenics
and the associated complexities.
38
Cost Effective
With todays budget constraints it is nearly impossible to justify any acquisition program to Congress if the cost is
too high. In order to keep costs low, existing technologies, modular designs, low-cost materials, and start-of-the-art or
evolutionary design techniques will be employed.
application, new designs can be developed on a technology base of more than 40 years of work. Furthermore, the
design and development costs of the SHAAFT/SHMAC combination will be offset by the money this team saves in the
long run.
Developing and employing the SHMAC will allow the US to maintain a strong military presence, while staying
within the limits of our own borders and military budget constraints. The SHMAC has the ability to avoid a protracted
war by reducing the enemies will and ability to continue a war. This minimizes, or could eliminate, the costs
39
associated with a major force deployment. This cost is not only measured in dollars but more importantly in human
lives. If a conflict can not be avoided, the SHMAC has the ability to save lives, aircraft, and operational costs by
striking heavily defended, hard to reach, key targets with accuracy and lethality. At first glance the price tag for this
Platinum Bullet may seem high; but when all the opportunities and benefits are considered this is an economically
feasible weapon system.
Operational Simplicity
The missile will be relatively inexpensive and operationally simple. This includes technology considerations
such as thermal protection systems, propulsion and fuels, payloads, and guidance as well as base infrastructure such as
missile maintenance and other support activities.
At a mach number of eight and an altitude of 100,000 feet, the aerothermodynamic environment produces high
surface temperatures, approximately 3500 oR at the stagnation points. This environment drives the design of the
thermal protection, propulsion, and guidance and control systems. The TPS for the nose and leading edge will be
comprised of either ablators or UHTC. Existing rocket technology will be utilized in combination with a scramjet.
The weapons bay will be designed to accommodate existing warheads and smart submunitions. Guidance and control
will take advantage of GPS and SAR technology to acquire and destroy targets.
A goal throughout the entire design process has been to keep the missiles required support, maintenance, and
other infrastructure very small, simple, and cheap. The missile requires only a small number of support personnel to
maintain it. Since it is one use only, there is no need for through-flight maintenance. All munitions crews will be
trained in proper methods to handle the SHMAC. Therefore the missile can be shipped or flown to the operational
theater and be ready for deployment on any aircraft without requiring specifically trained personnel. Since it will be
hard to know exactly what the targets will be in advance, the missile design also allows for easy transfer of existing
munitions into the missile. Personnel trained to prepare the missile can configure the SHMAC for any mission on a
moments notice by interchanging the modular payloads.
40
SHMAC Design
Three distinct versions of the SHMAC will be originally developed to allow for launch platform diversity. The
versions are high-speed air launched, low-speed air launched, and surface launched. The high-speed air launched
category includes all hypersonic delivery platforms. The SHAAFT will deliver SHMACs designed for high-speed
launch. The low-speed air-launched category includes current and future transonic attack aircraft. Existing aircraft
which could launch SHMACs include the F-15E, F-16, F-14, B-1, B-52, F-111, P-3, S-3, and the B-2. The surfacelaunched category includes both ship launched missiles from a standard Navy VLS tube, as well as ground launched
missiles from a mobile or fixed launch platform.
A unique design feature of the SHMAC is a platypus nose. This provides two distinct advantages. First, a
platypus nose has a lower heating rate than a conical nose. This is due to the ability of the cross section to better
distribute the heating across the missile nose in two dimensions, rather than concentrating it at a single point. The
heating rates will still be high at the stagnation point of the nose. The second advantage is the higher lift-to-drag ratio
inherent in a platypus nose design.
41
In order for the system to be employed by the Navy through a VLS it must be modified. The missile is longer and
more slender in this configuration than the traditional SHMAC. This was driven by the need to retain volume for the
rocket fuel while fitting within the slender confines of a VLS tube. The dimensions are 250 inches long, 16 inches
42
high, and 22 inches wide. In addition, folding control fins are utilized to allow the missile to fit within a VLS tube.
These will deploy after launch and provide the required control and stability for the missile.
The SHMAC exploits modular payload designs. This missile must be flexible in the types of targets it can hit.
As a result, the SHMAC has the ability to change payload depending on the intended target. Payload variations range
from high explosives to smart submunitions. Based on current missile designs, we plan to target the enemy with
approximately 500 to 1,000 pounds of explosive material. The entire missile design is an iterative process that must
balance propulsion, aerodynamics, payload, guidance and navigation, and many other considerations.
Propulsion
The first area of consideration is propulsion. For the low-speed air launched or surface launched SHMAC
configuration, we recommend concentrating on developing an integral rocket/scramjet engine. This choice of engine is
driven by the desire to accomplish the mission at a low cost without sacrificing effectiveness. This type of combined
propulsion cycle provides high initial acceleration without multiple air-breathing propulsion concepts. The rocket
will quickly accelerate the missile to high altitude and a mach number where the scramjet takes over.
The driving force behind the entire design of this missile is the mission. However, as previously mentioned,
further considerations must be made to account for the delivery platform. For example, if the SHAAFT will be the
primary delivery system, the missile needs to be easily compatible with that aircraft. Further modifications need to be
made if the SHMAC is to be used by todays fighter/bomber aircraft because of their unique limitations. Ship based
SHMACs will be sized to fit into the Navys VLS tubes. The largest modification for a land or sea fired SHMAC is
the rocket engine. A rocket propulsion system is required to accelerate the SHMAC to cruising altitude and mach
number before the scramjet engine becomes effective. The rocket/dump combustor scramjet combination is shown in
figure 3-3.
43
drawback of the scramjet is its inability to function at low speeds. Therefore, the optimum propulsion concept is a
rocket for lowspeed acceleration and a scramjet for highspeed cruise.
A low-speed airbreathing concept without rocket acceleration would include a turbojet propulsion system. This
results in the need for moving mechanical parts, increased expense and complexity, as well as large size and weight.
A turbojet can not provide the quick boost of acceleration to scramjet operating speed and altitude that a rocket can.
This high acceleration is desirable to reduce mission time and increase SHMAC survivability. Since the SHMAC has
a need for both quick response time and a long range, a combined propulsion system like the rocket and scramjet
combination is a must.
The propulsion system which will be used in the SHMAC is a combined rocket and scramjet. This system
incorporates an ejectable rocket case. The tolerances required for a scramjet to function in the mach 8 regime would
be violated by using a scramjet chamber clogged with the remains of a burnt out solid rocket. The residue and spent
fuel of the solid rocket will be removed from the scramjet chamber by ejecting the entire rocket casing after its burn is
44
completed. The high heating rates along the combustor section of the rocket casing will be the most critical area
5
driving the need for the engine material. Typical rocket fuels burn around 6500 oR. A single rocket nozzle will be
used. This provides simplicity, low weight, and low cost, though multiple nozzles would reduce the overall volume.
The rocket system, with its high initial acceleration, will be used to boost the missile up to a speed and altitude
where the scramjet becomes efficient. Limited trade studies have shown an optimum altitude of 100,000 feet and mach
6 for the transition from rocket propulsion to scramjet power. The scramjet system, with the advantage of highly
efficient cruise capability, will keep the missile at its altitude and speed until reaching the descent point for the target.
Guidance
Another area considered is guidance. The missile will be programmable while in flight. This enables it to
receive updated information permitting in-flight vectoring to a moving target. One means to accomplish this is an
inertial guidance system with GPS redundancy which will be updated with the new coordinates as the target moves.
A design challenge is ensuring that the guidance signals sent to the missile have enough power to penetrate the hot
boundary layer and relay information to the guidance system of the missile. As the SHMAC nears the target area, it
will employ self-guidance procedures.
One of these self-guidance procedures is synthetic aperture radar which will guide the SHMAC to a fixed target.
This type of target may not have as distinctive a heat signature so a SAR system will have a much greater chance of
success against this type of target. Todays SARs have resolutions of less than one meter at 70,000 feet, so the
capability certainly exists to acquire and destroy a target using SAR.
The most effective means to target a recently fired launcher is initial detection of the infrared signature of the
launching missile coupled with radar tracking for pinpointing its location. The North American Aerospace Defense
Command has the ability to use these two technologies to locate launch vehicles anywhere in the world. Sending the
coordinates of the target to the SHMAC can be used to guide the missile to the target area. However, the final
acquisition and tracking of the launcher must use a different form of terminal guidance such as IR or SAR because the
launcher may have moved after launching.
45
Special Considerations
An important consideration in propulsion system design is the engine inlet. All three SHMAC versions are
characterized by an underbody engine inlet that was shown in figure 3-2. A favorable forebody compression field is
created by the interaction of the shock from the nose and the inlet lip. Other oblique shocks are formed along the inlet
ramp to the combustion chamber which further slow the flow. The disadvantage of an underbody inlet is that the
7
missile needs bank to turn in order to ensure good flow into the engine during flight maneuvers.
for rapid mixing of fuel and air in the scramjet. The burn phase must be completed extremely quickly for the scramjet
to operate effectively. At high mach numbers, the flameholders and fuel injectors must be highly advanced to
successfully mix the fuel and airflow and fully combust it in the scramjet chamber for the most efficient burn.
One solution to the flameholder problem is to use highly reactive fuels (such as hydrocarbons with 20 percent
9
ethyl decaborane). Reactive fuels spontaneously combust when mixed with the airflow, eliminating the need for
flameholders. This would enhance the performance of the engine by reducing the drag and flow problems caused by
46
the flameholders. One problem with reactive fuels is safely storing and maintaining them as well as their high cost
when compared to conventional fuels.
The scramjet will have an on-design point of mach 8 which is the desired cruising speed. To further reduce the
cost, the inlet to the scramjet will be fixed geometry designed for mach 8 freestream velocity. Since the scramjet has
no moving parts, the overall cost of manufacturing it will be fairly low, an important consideration in a single-use
weapon. The cost of the scramjet is mostly driven by the materials contained in the scramjet/ rocket engine. These
materials will need to withstand the burning of the endothermic hydrocarbons and the oblique shocks formed on the
inlet ramp.
The next area considered is the thermal protection system for the SHMAC. A great deal of thermal protection
system research was conducted during the Apollo and Shuttle program. This research established many low cost
thermal protection alternatives which are readily available for use on the SHMAC. The Space Shuttle program has
also led to the development of new TPS. There has also been great progress in the study of ultrahigh temperature
ceramics. Since the SHMAC is a single-use vehicle, the most cost-effective form of TPS seems to be ablators.
However, significant research still needs to be conducted in this area as to what form of TPS is best for the SHMAC.
Further considerations in this area are discussed in greater detail in chapter 5.
Mission
Flight Profiles
Spreadsheets were used to develop the high-speed and low-speed air launched and surface launched
representative mission profiles. For each flight phase, values were calculated based on a simple free body diagram of
the missile. The independent variables in this iteration were rocket boost end altitude, rocket boost downrange,
descent downrange, acceleration cruise downrange, and unaccelerated cruise downrange. The estimated rocket fuel
and scramjet fuel values were adjusted to match the iterated values produced from the calculations. All of these
variables were iterated and manipulated until the mission profile could be successfully met, and the overall vehicle
weight did not exceed 4,000 pounds.
47
Several assumptions were made to produce these profiles. One assumption was that rockets have a thrust to
10
weight ratio of 10. Another was that a scramjet at 100,000 feet has a thrust to weight ratio equal to 0.1.
representative rocket fuel (polyvinyl chloride/ammonium perchlorate/aluminum) was used. This fuel has a density of
0.064 lb/in3 , burns at 6150 oF, and has an ISP of 265 sec-1. Scramjets operating at mach numbers from six to eight
have ISPs between 900 and 1200 sec-1 (see fig. 2-3). A representative scramjet ISP of 1100 sec-1 was used in the
spreadsheets.
These iterations produced the following mission for the SHAAFT launched SHMAC shown in figure 3-4. The
SHAAFT launches the missile at 100,000 feet at mach 8. The scramjet ignites, and the missile cruises at mach 8 over
the next 10 minutes. This cruise phase brings the missile 810 nautical miles down range. Finally, the scramjet shuts
off and the missile pitches over into the descent phase. This phase lasts for 11 minutes and allows a target that is an
additional 620 nautical miles away to be destroyed. The entire mission gives the SHAAFT launched SHMAC a range
of 1,440 nautical miles in a flight time of 21 minutes.
M=8.0
M=8.0
Scramjet Cruise
90
80
10.3 min
Altitude (kft)
70
60
Glide to Target
50
40
30
20
M=4.0
20.8 min
10
0
0
200
400
600
800
1000
1200
Downrange (nm)
Figure 3-4. High Speed Air Launched SHMAC Mission Profile.
48
1400
1600
The second mission we considered was launching the SHMAC from a conventional fighter or bomber such as an
F-15 or B-1. This low-speed air launched profile is shown in figure 3-5. The SHMAC will be launched from
approximately 30,000 feet and mach 0.8. The solid rocket booster accelerates the missile at an average flight path
angle of 50o to 80,000 feet at mach 6. This results in an average acceleration rate of 9 gs. The boost places the
missile seven nautical miles downrange in 18 seconds. The cruise phase then accelerates the SHMAC to mach 8,
100,000 ft and an additional 460 nautical miles downrange in a little over six minutes. The glide phase carries the
missile another 630 miles downrange and slows it to mach 4. This gives this variant a total range of 1,100 nautical
miles in 17 minutes.
M=8.0
100
3.6 min
Altitude (kft)
90
6.6 min
Scramjet Cruise
80
M=6.2
70
0.3 min
60
Glide to Target
Rocket Boost
50
40
30
M=0.8
20
M=4.0
10
17.1 min
0
0
200
400
600
800
1000
1200
Downrange (nm)
Figure 3-5. Low Speed Air Launched SHMAC Mission Profile.
The third mission considered is for the surface launched version and is shown in figure 3-6. The SHMAC will
be launched from an altitude of approximately zero feet and a mach number of zero. The solid rocket booster
accelerates the missile at an average flight path angle of 54o to 50,000 feet at mach 6. This results in an average
acceleration rate of 9 gs. The boost places the missile six nautical miles downrange in 20 seconds. The cruise phase
49
then accelerates the SHMAC to mach 8, 100,000 feet and an additional 410 nautical miles downrange in six minutes.
The glide phase carries the missile another 630 miles downrange and slows it to mach 4. This gives this variant a
total range of 1,040 nautical miles in 17 minutes.
Altitude (kft)
M=8.0
100
90
80
70
60
50
40
30
20
10
0
0
4.0 min
M=8.0
6.0 min
Scramjet Cruise
Glide to Target
M=6.0
0.3 min
Rocket Boost
M=4
M=0
16.6 min
200
400
600
800
1000
1200
Downrange (nm)
Figure 3-6. Surface Launched SHMAC Mission Profile.
Objective
The ability to attack key centers of gravity and strategic targets in a theater without prepositioned forces is
beneficial for several reasons.
This allows the United States to use its military instrument of national power
immediately, at any location in the world. This ability can help avoid the development of a protracted conflict by
immediately reducing the enemys will and ability to fight a war.
associated with maintaining an overseas presence during peacetime can be avoided by the development of a longrange-quick strike capability. The logistics footprint associated with a large deployment of US troops, like in Desert
Storm, is a major expense and hardship on our nation. The SHAAFT/SHMAC combination avoids this footprint by
providing the ability to strike anywhere in the world from a CONUS base.
50
The SHMAC gives the Air Force the essential capability to make a decisive strike in the first hours of a conflict.
If a conflict arises, it takes a significant amount of time to mobilize a response force.
The SHAAFT/SHMAC
integrated weapon system gives the US the ability to strike enemy centers of gravity within hours.
Another advantage of the SHMAC is its ability to protect other war-fighting assets. The 1,000 nautical mile
range of the SHMAC allows the SHAAFT to place weapons on target from a safe distance. The SHMAC is released
from its host, be it a SHAAFT, F-15E, sea launcher, or ground launcher from a distance safely outside of enemy air
and ground defenses. The SHMAC can attack enemy centers of gravity such as command and control centers, access
to space assets, and power and communication centers without putting more valuable assets, like aircraft, ships, and,
most importantly, human lives into harms way.
The speed of information gathering and distribution in warfare has matured at a phenomenal rate, but the military
technology to deliver ordnance quickly enough to take advantage of this increased capability has not followed suit.
The inability to attack detected targets of opportunity is a major shortcoming of our present force structure. These
targets may include recently fired mobile ballistic missile launchers or military commanders whose whereabouts were
recently discovered. This is where the speed and range of a hypersonic missile is a needed and crucial advantage.
With SHMAC technology, the enemy will have no safe haven or freedom of movement. Anytime they are detected,
they can be quickly attacked and destroyed.
There will be no escape from the oncoming SHMAC. The SHMAC will expand the Air Force's powerprojection ability and increase our national security by enhancing the attack capability of all our armed forces. As
mentioned earlier, the US military will now be able to stop the development of a protracted war without deploying any
troops.
Possibly the greatest advantage of the SHMAC is its survivability. This weapon is highly survivable due to its
mission profiles. The SHMAC will cruise at mach 8 and at an altitude of 100,000 feet. This flight regime is
exceedingly difficult to reach with current air defense weapon systems. A surface-to-air missile system with 200
miles of coverage would have just over one minute to acquire and launch a missile at the SHMAC. This assumes the
SHMAC is detected and classified as a threat at the limit of the missiles radar range. If they delay longer than this
period, the missile will already be overhead and almost impossible to catch up to in flight. During the descent, to the
target the missile never slows below mach 4 and numerous submunitions can be deployed. Therefore, there is very
little chance that an enemy will be able to destroy it with a conventional surface-to-air missile in the terminal flight
51
phase. Furthermore, the missile is not a dumb bomb but is capable of maneuvering, further increasing its survivability
and success.
Possible threats to the SHMAC in the future are directed energy weapons such as lasers and microwaves.
However, though these weapons may be developed, their complexity and high-power consumption will limit who is
able to deploy them and how many are deployed. Only well-developed countries will be able to afford these weapons
and only to protect key targets. This kind of threat is a definite possibility, but the standoff capability of the SHMAC
ensures that the missiles will be targeted instead of manned aircraft, ships, or trucks.
Although the SHMAC has the potential to be used for many different types of missions, it was designed with a
specific mission in mind. That mission is to strike a ground target 1,000 nm away in 20 minutes or less after release
from a launch system. This mission was chosen to be the primary focus because it represents a current void in the
USs ability to project military force. The ability to strike and destroy ground targets deep inside enemy territory is a
mission that will continue to plague US forces in future conflicts unless this problem is solved now.
Future variants of the SHMAC may accomplish different types of missions using the same basic SHMAC
technologies incorporated into the first version. These additional missions may include ballistic missile intercept,
cruise missile intercept, air to air, surface to air, antiship, close air support, interdiction, and psychological
operations. The speed and survivability of the SHMAC can enhance all of these missions. However, modifying the
SHMAC to complete these missions will need to be accompanied by large advances in technology in other areas,
especially guidance and control. This list represents the flexibility of a hypersonic missile, it is not an advertisement
of the near-term capability of the SHMAC.
One of these missions, ballistic missile intercept, was a particularly plaguing problem for the US during
Operation Desert Storm. The most effective way to destroy a ballistic missile is to reach it in its boost phase.
Attempting to destroy the missile in the reentry phase when decoys, submunitions, and debris are present is extremely
difficult. Hypersonic technology is required to reach a ballistic missile in the boost phase. The SHMAC could
provide this capability.
Boost phase intercept capability will become more important in the future as more countries obtain the capability
to employ weapons of mass destruction. We do not want to destroy a chemical or nuclear weapon over our own
troops since the chemicals or fallout will then harm our own forces. Destroying a nuclear biological chemical weapon
over our foe's territory is an extremely attractive option for a commander in the field.
52
When the technology required for a boost phase intercept is developed, this will still be a difficult mission for
the SHMAC. One challenge in this mission is getting to the enemy missile while it is still in the boost phase. The
SHMACs speed and range is essential for completion of this mission during the enemy missiles vulnerable boost
phase. The largest technological challenge is targeting another hypersonic missile in the air. Closure rates of well
over 12,000 feet per second are probable when a SHMAC intercepts another missile. Not only must the SHMAC
detect and track the missile, it needs to be able to physically strike the enemy missile to achieve a kinetic kill.
Component Summary
It is critical that funding be provided for the SHMAC immediately. With it the US will truly be able to dominate
any theater during any future conflict. Also, the average cost of a fleet of SHMACs will still be considerably lower
than the current cost required for the Navys tomahawk land attack missile to hit a target. In addition, it will be highly
survivable, fast, and lethal. In short, there will be no escaping the oncoming SHMAC.
A hypersonic attack missile should be the first step towards developing an Air Force that can truly achieve
Global Reach/Global Power through hypersonics. As explained before, the SHMAC falls into the first of three major
categories of hypersonic vehicles: in-theater dominance, global reach/global power (SHAAFT), and access to space
(SCREMAR).
An in-theater dominance weapon like the SHMAC has the simplest mission and is closest to
development today; using existing hypersonic vehicle and missile technologies. The SHMAC can become a stepping
stone towards developing more complex vehicles and should later be integrated into other hypersonic platforms like
the SHAAFT.
Notes
1
Jeff E. Bull and Paul Kolodziej, X-34 Sharp Wing Integrated Flight Test (SWIFT), Thermal Protection
Materials.
2
Ibid.
3
R. J. Krieger et al., Aerodynamic Configured Missile DevelopmentFinal Report, Wright Laboratories, 15
March 1980.
4
Frederick S. Billig, Tactical Missile Design Concepts, Johns Hopkins APL Technical Digest, 13954.
5
Ibid.
6
Dan Rondeaux, private discussion, 20 November 1995.
7
Billig.
8
E. T. Curran, W. H. Heiser, and D. T. Pratt. Fluid Phenomena in Scramjet Combustion Systems, Fluid
Mechanics Annual Review, 1996.
53
Billig.
Ibid.
10
54
Chapter 4
System Overview
The SCREMAR (Space Control with a REusable Military AiRcraft) is a transatmospheric vehicle that can
provide flexible, reliable, routine, and readily available access to space well into the future for a variety of
applications. It is a multiple-stage-to-orbit (MSTO) vehicle designed for integrated use with the SHAAFT. It is 66
feet long with a gross takeoff weight of 50,000 pounds, roughly the size of an F-15, and fits piggyback on the
SHAAFT. The hypersonic capabilities of the SHAAFT are used to take the SCREMAR to mach 12 at 100,000 feet
where the SCREMAR then separates. The SCREMAR then uses its two rocket engines to complete the remainder of
the access-to-space mission in a similar fashion as the Space Shuttle, returning to a predetermined base for a
horizontal landing on a conventional runway. Since SHAAFT produces a significant portion of the velocity change
required to get the SCREMAR to orbit, the size of the SCREMAR can be greatly reduced while the payload increased.
The SCREMAR is a TAV/orbiter capable of carrying a 3,000 pound payload to a low-earth orbit. This payload
will most likely be three 1,000-pound satellites, but there are also other options. The SCREMAR is not designed to
replace the existing fleet of space launch vehicles. Rather, it is designed to fulfill a specific niche that current launch
systems do not occupy. Specifically, the SCREMAR accomplishes the deployment and retrieval of satellites for a
variety of scenarios (to include critical wartime replenishment), on-orbit support and repair of damaged satellites, and
sophisticated ASAT warfare against vulnerable space assets of potential adversaries. Essentially, the SCREMAR can
fulfill the essential mission requirements for spacelift, on-orbit support, and counterspace applications.
55
There are a variety of scenarios where an easily planned access-to-space mission is critical. The best means for
accomplishing these missions is a reusable TAV/orbiter, for example,
the SCREMAR.
situation in which an adversary has managed to render a significant portion of a satellite constellation inoperable. In
this situation, the SHAAFT/SCREMAR combination would be a means of quickly replenishing vital space
capabilities. This would occur in two possible ways: the SCREMAR would take several new satellites to space to
be deployed and replace damaged satellites or the SCREMAR could simply repair damaged satellites by docking with
them in their orbit.
The role SCREMAR will play in helping the US maintain its space superiority status well into the future is
crucial. In the past, and even present day, the US has enjoyed unopposed access to space, albeit at a very costly and
time-consuming process. In the vastly changing political structures throughout the world, it is very likely potential
adversaries will have the capabilities required to significantly hinder the missions we now accomplish from space
through the use of satellites as well as our access-to-space capability. Due to its increasing importance, space is most
likely to be the dominion of the modern battlefield.
56
capability of posing a serious threat to US space assets. With the assets the US currently has in place and the vital role
they fulfill in all military operations, America cannot lose a significant portion of this infrastructure and still function
as a modern-day military power.
Nations without a strong access-to-space infrastructure (e.g., Iraq and North Korea) could still significantly
hinder the US space capabilities at low costs and with little effort. Consider this: Iraq possess an enormous Scud
missile inventory and possibly the ability to procure nuclear warheads. This could be extremely dangerous to US
interests abroad. Although the range of the Scud missile is very limited and nowhere close to being able to strike the
US mainland, it is a ballistic missile with the capability of reaching the earths upper atmosphere and lower regions of
space if launched straight up. If fitted with a nuclear warhead, the electromagnetic pulse alone due to a nuclear
detonation in the ionosphere could wipe out a significant portion of a satellite constellations ability to operate
effectively. Several detonations could make our satellite fleets inoperable.
Future concerns also include the possibility of a nation with notable space capabilities, such as Russia,
performing sophisticated ASAT warfare. A resurgent ultranationalist Russia or a disgruntled China could either
selectively engage and destroy our satellites as needed or use the previously mentioned method of random destruction
depending on how many space assets they have in the area and if they can afford to lose them.
Satellites are extremely fragile spacecraft. This is due largely to the push for lower spacecraft weights (directly
impacting lower launch costs) and the fact that no real threat exists in space to damage satellites other than the solar
radiation damage (which we have made significant progress over the last few years in reducing) and the extremely
unlikely and very rare event of the satellite being struck by a projectile of significant size, such as an asteroid or manmade object. The ability of a rogue nation with no legitimate space infrastructure being able to guide an object to
impact a satellite in the vastness of space is an extremely difficult task.
However, with nuclear weapons, accuracy is not an issue. A nuclear detonation close to the earths atmosphere
in the lower regions of space would have enough energy alone to completely obliterate all satellites in the region
overhead that are positioned in low-earth orbits. Although the exact effective region for such an explosion alone in
space is unknown, it is estimated in the thousands of miles. Clearly accuracy is not a driving factor for an adversary
wanting only to take out Americas ability to look at them for several hours; they could clear out the entire region
above them while they launch a surprise attack on allied forces.
57
The damage to US satellites extends far beyond just what is done from the impact of the explosion. There is also
an electromagnetic pulse that is dispensed by the explosion, extending for thousands of miles beyond the area affected
from the detonation forces, which could incapacitate satellites sensitive sensors and circuits, although the satellites
structures themselves would not be significantly damaged. This electromagnetic disturbance also tends to linger over
an affected area for extended periods of time (e.g. several days) that make operations over the infected area extremely
difficult until the disturbance had degenerated.
Regardless of the duration of the electromagnetic disturbance, there would be a significant US interest to replace
those satellites in the constellation which have been destroyed and repair those which have been damaged. Replaced
and repaired satellites should be ready to become fully operational as soon as conditions permit or in as little as a
couple of days. Although current technology uses hot spares (satellites that are already in the constellation, but not
turned on) to cover for satellites that quit working for various reasons, these extra satellites would most likely also be
damaged to some extent from the detonations. Using hot spare satellites that are in other orbital planes in order to
reduce the impact of such an explosion is extremely difficult. Only if the satellite is in the same orbital plane does it
have a chance of being effective in covering the area of responsibility for a destroyed or damaged satellite in an
emergency situation. In the event that several nukes are set off at given intervals over an area, the effect of hot spares
being able to restore previous capabilities is drastically reduced.
With flexible access to space through the use of a transatmospheric vehicle, (for example, the SCREMAR, the
military would be able to replenish destroyed satellites and repair damaged ones in a substantially reduced time frame
relative to what is required by todays launch systems. This restoration time would be measured in terms of hours in
getting a spacecraft that is on alert status into orbit with its payload of new satellites and/or replacement parts and
getting the new/repaired satellites operational. A specially configured TAV could also perform various aspects of
sophisticated ASAT warfare again enemy space assets. Also of importance would be the development of a technology
that would readily allow access to space on a regular basis during all phases of conflict: before, during, and after the
war. Having easily obtainable access to space on a regularly repeated basis would greatly increase the United States
chances of maintaining overall combat effectiveness through such a situation as previously described. Space control
would become as regular a mission as air superiority. There is a definite need for the US to develop some form of
countermeasure to the diverse space threats in anticipation of maintaining space control throughout the duration of any
battle.
58
The success of the access-to-space mission is dependent on several key requirements. Although not all of the
requirements mentioned in this section are critical, they are necessary in terms of getting the flexibility, reliability,
responsiveness, and low costs desired in an access-to-space TAV/orbiter. Some of the more critical requirements
include (1) ability to get a 3,000-pound to a LEO, (2) 50,000-pound gross weight, (3) release point from first stage at
mach 12 at 100,000 feet, (4) launch-on-demand capability, (5) ease of mission planning, (6) small, flexible, highly
trained ground crew, (7) build off of existing infrastructure as much as possible, (8) develop in conjunction with other
hypersonic technologies, (9) rapid turnaround time, (10) horizontal takeoff and landing (HTOL), and (11) global reach
from a suborbital flight path. These requirements are directly related to increasing flexibility and cost effectiveness.
Other important requirements to be considered are manned and unmanned aircraft versions and modular cargo bay for
ease of integration of various cargo and weapon systems.
Payload
The most critical requirement for a reusable military aircraft to fulfill the flexible access-to-space mission is the
ability to take a sizable payload into a LEO. Having a military aircraft that is just designed to get to space without
carrying any type of payload, as past programs have suggested, is virtually useless as a space control asset. The US
presence in space is based on the number of deployed and usable satellites.
Typical communication and intelligence satellites weigh in the neighborhood of 1,000 pounds or so and have
dimensions roughly 6 feet x 6 feet x 6 feet when folded up. This is more or less the case for the newest constellation
of satellites being deployed, the Iridium satellites, with expected reductions in size and weight in time with technology
advances in materials and electronics. Having this capability would allow the SCREMAR to put approximately three
satellites into a LEO (approximately 100 nm x 400 nm) in a single mission that can be planned and executed in a few
days. Using todays technology, this would most likely take three separate missions with several weeks of planning in
between each launch.
The benefits in terms of time and monetary costs can be seen from just this aspect while operational benefits
extend even further. The SCREMAR could replenish an entire orbital plane of a satellite constellation with just three
missions that could be accomplished in succession. The importance of the ability to plan and execute these missions
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in a short time as well as turn around the vehicle for subsequent missions quickly will be discussed in more detail
later. Nevertheless, the importance of this capability can be seen in that satellites cannot be deployed (or repaired) if
they (or the necessary tools) cannot be taken to orbit.
Sizing
The requirement for a gross takeoff weight around 50,000 pounds is driven by several factors.
First and
foremost is that this is the maximum payload of the SHAAFT. Also of importance is the fact that the lighter the overall
weight, less fuel will have to be used to get the required change in velocity to get such a spacecraft into orbit. This
places less demands on the need for significant improvements in both fuel and rocket propulsion technology. This
relationship can be seen from the following orbital velocity equation:
m0
V = gI sp ln
m0 mp
where g is the earths gravitational acceleration, ISP is the specific impulse of the fuel, m0 is the initial mass, and mp is
the mass of the propellant. Thus, costs savings are realized both in terms of cost to build and cost to launch/operate
when existing fuel and propulsion technologies can be taken advantage of.
The constraints placed upon a final stage TAV/orbiter from the first stage, for example the SHAAFT are critical.
Having a TAV/orbiter much greater than 50,000 pounds causes a significant impact on the ability for the SHAAFT to
accelerate the SCREMAR to mach 12 at 100,000 feet. The rationale for needing to stage at mach 12 at 100,000 feet is
explained later; however, it is important to realize that the issues of size, weight of dry structure, weight of payload,
weight of fuel, and staging are all interrelated and have significant impacts on each other. Previous studies, such as
1
Blackhorse, Beta, and Saenger, have concluded that a spacecraft roughly the size of an F-15 or F-16 would be the
most beneficial configuration in terms of technology required to produce such a vehicle.
Another important consideration is the fact that attempting to produce such an orbiter that carries an equivalent
payload, 3,000 pounds, that is much lighter than 50,000 pounds requires a significant breakthrough in structure
materials. As it stands now, the proposed SCREMARs total weight is nearly 75 percent fuel and the other 25 percent
encompassing both the payload and dry structural weight.
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improvements in structural technology; however, it will not require a significant breakthrough, only the natural
progression of technology with time.
Staging
As alluded to earlier, there is also a critical need for staging at mach 12 at 100,000 feet. Studies have shown that
the altitude is not so much a factor as is the staging mach number. In order to reach a LEO, the required velocity is
around 26,000 feet/s (30,000 feet/s considering losses due to losses from pressure, drag, etc.). Since the desired orbit
is at least 100 nm, the effects on required velocity change of staging at 50,000 feet versus 100,000 feet versus 150,000
feet are nearly negligible versus staging mach number. The overriding factor is the change in velocity that the
TAV/orbiter, SCREMAR, has to produce on its own. Staging at mach 12 versus mach 8 means a starting velocity
difference of approximately 12,000 feet/s versus 8,000 feet/s. This is a difference of having nearly 40 percent of the
required orbital velocity supplied by the first stage versus 27 percent. Similarly, the staging height of 50,000 ft versus
150,000 feet is only between 1025 percent of the total height above the earth needed, but the same velocity change
has to be produced.
Staging at a lower altitude requires a larger vehicle since more fuel will be required to achieve the additional
height as well as overcome the effects of air density. This places more demands on the structure all over, including
weights and TPS. Staging at a higher altitude is limited to the capabilities of the first stage, e.g. the SHAAFT, since it
uses airbreathing engines. Either way, the same amount of total energy is required to put an object in orbit. The
velocity of the TAV/orbiter that is required to get it to a specified orbit is given by:
r2
V1 = 2
r
r
+
r
(
)
1 1 2
where v1 is the tangential velocity at the minimum radius, r1 is the minimum radius, r2 is the maximum radius, and
is
the earths gravitational constant. The only biggest difference is how much of this velocity is supplied by the first
stage, the SHAAFT, and how much will have to be supplied by the final TAV/orbiter stage. The diagram for
describing this orbital equation around earth is given below (note: the figure is not drawn to scale):
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re
r2
r1
V1
Using the LEO previously described, r1 would relate to the 100 nm part of the orbit and r2 would relate to the
400 nm part of the obit. However, this equation also takes into account the radius of earth, re, which is 3,443 nm
(much greater than the 100 nm or 400 nm height above the earths surface). For instance, r1 = re + 100 nm and r2 = re
+ 400 nm. Therefore, the real benefits in terms of the velocity change that would have to be produced by the
TAV/orbiter considering staging at 150,000 feet versus 50,000 feet are less than 0.01 percent. Staging above 100,000
feet places other excessive demands on the SHAAFT since it is an airbreathing aircraft. Having a staging height
somewhere below 100,000 ft means that more fuel will have to be burned to achieve the additional height, increasing
operating costs. This would also mean that additional size would be needed to hold the additional fuel. In terms of
benefits versus costs, 100,000 feet appears to be the optimum staging altitude. From this altitude, SCREMAR size
increases significantly with a 50 percent decrease in staging height; but the size does not decrease significantly for a
50 percent increase in staging height.
The effects of staging velocity are even more critical. Using the two equations above and spreadsheets that
varied the different parameters affecting the SCREMAR, relationships were determined between staging height, mach
number, payload weight, gross total weight, and fuel weight. Various fuels with different densities and ISPs were used
with staging heights between 50,000 feet and 150,000 feet and staging mach numbers between eight and 12. With
height, the only amount of additional fuel required is that to achieve an extra 50,000 feet or so of altitude. However,
the study showed that much more additional fuel is required to produce the extra required velocity from mach 8 than
from mach 12 at every altitude than the amount of additional fuel required to produce the additional height from 50,000
feet to 150,000 feet at either mach 8 or mach 12. Thus, a TAV staging at mach 12 at 50,000 feet would be about half
the size of a TAV staging at mach 8 at 150,000 feet. With the considerations mentioned before, the optimum staging
conditions for the SCREMAR are mach 12 at 100,000 feet.
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Also, developing the technology for the first stage to have the capability to stage at mach 12 will be less costly in
the long run than trying to develop a TAV/orbiter of roughly the same size that overcomes greater velocity changes.
The SCREMAR TAV/orbiter concept is already stretched in terms of existing technology for dry structural weight
versus size. Having a staging point of mach 12 at 100,000 feet greatly reduces the amount of fuel needed to achieve
the required velocity change, and thus the overall size of the TAV/orbiter. Also, 100,000 feet is a reasonable altitude
in which the SHAAFT can operate with sufficient air and without the excessive drag penalties. This topic is also
discussed in more detail in chapter 5.
Operational Efficiency
The requirements for launch-on-demand capability, ease of mission planning, rapid turn-around time, and a
small, flexible, highly trained ground crew go hand-in-hand. The requirement for launch-on-demand capability stems
from the need for time-critical replenishment/repair of US satellites.
damaged satellites in a short time can the US maintain the upperhand with space assets during a military operations.
As previously mentioned, consider the case in which a majority of our space assets or a key satellite have been
destroyed. Todays capabilities would require weeks to replace a single key asset, months or even years to replace a
majority of a constellation. With the pace of the modern battlefield, the war could long be over before we could even
get a single satellite on-line with todays launch systems. By having launch-on-demand capability, a mission to
replace damaged or destroyed satellites could be underway within hours of the incapacitation of the satellites, thus
getting the US back into the war with C3I in a matter of days.
Of course, getting three satellites into orbit in a matter of hours is great, but really means nothing if another
mission cannot be launched for several weeks. Thus, the need for launch-on-demand is required in conjunction with
the need for ease of mission planning and rapid turnaround time for vehicle missions. A given mission should be able
to be identified and planned within a days time. The proposed time frame for turnaround time, six to eight hours, is
enough to allow for two missions to be completed in a single day, allowing also for a four to six hour mission time. A
normal orbital plane of a constellation usually consists of 5-15 satellites, depending on the orbital height and number
of satellites required in a field-of-view (FOV). Having six satellites placed in an orbital plane would be enough in
most situations to provide substantial coverage over any given area.
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It is also important to realize that these two requirements of launch-on-demand and rapid turnaround can only be
met with a small, flexible, highly trained ground crew. The more people involved, the more time required for
everyone to communicate and agree upon the status of the vehicle and increased chances of breakdowns in
communication. Also, having a small, highly trained ground crew reduces the operating costs by not having to use as
many resources to maintain operability. A small, flexible crew would also be much easier to transport in the event
that the SCREMAR has to divert to a remote base. Most importantly, it implicitly requires that everything be done in a
relatively simple manner. The less complexity, the cheaper the costs, the easier to operate and maintain, and the less
chance there is for a major catastrophe.
Development
With the need for reducing the complexity of the overall system, there are a couple of complementary
requirements: (1) develop critical technologies in conjunction with other hypersonic programs (for example, the
SHAAFT and SHMAC) and (2) build off the existing infrastructure as much as possible. These requirements produce
several key benefits to the program.
Savings in time and costs can also be realized by developing critical technologies, such as propulsion, fuels,
TPS, and structural materials in conjunction with the other hypersonic programs of the SHAAFT and the SHMAC as
well as extracting information and experience gained from vehicle and technology programs done and underway
elsewhere. Since the technologies will be developed together, they will be cheaper in terms of the usefulness gained
among the different systems (SCREMAR, SHAAFT, and SHMAC) rather than applying technology to only one. It will
also make it easier to integrate the technologies among the three systems since they will be applicable to all systems.
By building off of the existing infrastructure and developing hypersonic technologies together at one time, the
SHAAFT/SCREMAR/SHMAC becomes a much lower-cost and less-complex integrated weapons system.
Infrastructure
Building off of the existing infrastructure means several things. Considerable monetary savings can be realized
by not having to develop and build and entirely new and different access-to-space infrastructure.
Existing
infrastructures for both space and general aviation can be utilized and combined. Also, facilities for handling the
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support of the SHAAFT and SCREMAR combination will be available worldwide, wherever, for example, the
SCREMAR lands, providing greater flexibility to the SHAAFT/SCREMAR system. Only slight modifications to
training and facilities would be required, reducing both costs and time to produce an operational infrastructure that is
mission capable.
Building from the existing infrastructure has several advantages. First is the reduced costs associated with being
able to redesign and utilize existing structures versus having to develop a completely new infrastructure. This is due
primarily to the fact that almost everything needed to support operations is already in place and has already
demonstrated the capability to support similar operations. Also, by combining assets from both the aero and space
infrastructures, all US Air Force aircraft operations could be conducted from one multifunctional infrastructure rather
than three separate ones. This is consistent with the Air Forces movements towards composite wings. It also
increases the flexibility of the SHAAFT/SCREMAR system by expanding the number of bases from which it can
operate. This is an extremely important factor in the storage of fuels. If a majority of bases do not possess the ability
to store the fuels required by both the SHAAFT and the SCREMAR, the base is essentially useless unless the fuels can
be transported in by a special aircraft, such as a modified KC-10.
SCREMAR can be transported to wherever the SHAAFT is located via a Boeing 747, similar to the Shuttle.
It is also necessary that the infrastructure be able to support both the SHAAFT/SCREMAR system. This is
because the SHAAFT is required for SCREMAR operation. The SCREMAR is not designed to takeoff on its own. It
must be loaded onto the SHAAFT in order to get off the ground. As designed, the SCREMAR is currently expected to
fit on top of the SHAAFT. This could present some problems with bases having the capability to load the SCREMAR
onto the SHAAFT in the situation where the SCREMAR must be diverted to a remote base. If a majority of bases do
not have this capability, then they become useless. The means fitting the aircraft together, either to the SHAAFT or a
747, should either be transportable or extremely simple. The Beta concept of rolling the TAV/orbiter underneath the
4
staging vehicle and then attaching it should be explored more. In any case, the SHAAFT should be able to get to any
location of the SCREMAR and at least be able to return it to a staging base, if not launch another mission from where
it is.
As previously mentioned, requirements dictate that rapid turnaround is a capability that should definitely be
sought after. The ability for rapid turnaround extends primarily from the ability to perform maintenance and other
ground operations. Normal maintenance and ground operations, such as refueling and reloading, should be able to be
65
accomplished in the desired time to meet the six to eight hour turnaround time requirement on the ground. Other
maintenance and ground tasks, such as cleaning and damage repair, should be able to be accomplished within
reasonable times. A good criteria would be approximately the same time it takes to accomplish these with todays
fighter aircraft.
Special Considerations
Because of SCREMARs integration with the SHAAFT, there are two other important requirements: (1) the
capability for horizontal takeoff and landing and (2) the capability for global reach from a suborbital flight path. Like
previous requirements, these two also go hand in hand. The ability for horizontal takeoff will be provided by the
SHAAFT. Having this capability allows for the SHAAFT/SCREMAR system to operate from any base with a
sufficient support structure and a conventional Class A runway. This would be extremely important in the event that
the enemy has taken out our current space facilities at Vandenberg AFB, California, and Cape Canaveral AFS,
Florida. In the event of war, these bases would become primary targets for a nation trying to hinder our space control
66
capability. This ability also provides for greater flexibility in the planning, timing, and versatility of access-to-space
missions.
Likewise, the capability for horizontal landing provides similar advantages along with others and is
characteristic for both the SCREMAR and SHAAFT as individual aircraft. First is the reduced weight since the
TAV/orbiter will be able to glide to a landing in a similar manner as the Shuttle. The landing gear would only have to
be designed to support the nearly empty weight of the TAV/orbiter since almost all of the fuel will be spent in
achieving orbit. Landing vertically on rockets after reentering the earths atmosphere not only presents a challenge but
also requires that additional fuel be carried in order to provide significant thrust as the vehicle reaches the ground.
Conversely, vertical landing would provide for the capability to land practically anywhere a concrete pad could be
laid. Although already demonstrated through programs such as the DC-X, this technology need not be exploited since
a little fuel will remain in the SCREMAR in order to ensure global reach from a suborbital flight path. Also, being
able to land in the middle of nowhere does little good if the SCREMAR can not be efficiently transported back to a
base where is can be mated with the SHAAFT and its zero stage. Nevertheless, the capabilities of global reach from a
suborbital flight path would allow the SCREMAR to reach and land on any conventional runway in the world. Which
is very essential if our current facilities are destroyed, especially if they are destroyed while the SCREMAR is
accomplishing a mission.
The requirements mentioned throughout this section seem to be the most critical requirements driving the design
of the SCREMAR TAV/orbiter concept; however, they are not the only factors to be considered. If the access-tospace mission is to truly ever become cheap, flexible, and reliable, there are millions of other considerations that need
to be taken into account. A couple of the more important of these considerations seem to stand out. First is the
potential to develop both piloted and unpiloted versions of the SCREMAR. The first step lends itself to the piloted
version since real-time control and on-hands experience will be necessary in accomplishing the prescribed missions.
However, with increases in technology, unpiloted versions will allow for the accomplishment of almost all of the
prescribed missions (with the possible exception of only on-orbit support) while providing less risk of human
casualties. Having less manpower to operate would also be a substantial benefit since the entire mission could be
controlled by one person on the ground.
As alluded to earlier, another important consideration is a modular cargo bay with standardized cargo and
weapon modules.
This speeds up the turnaround time significantly since subsequent missions can already be
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preplanned and prepackaged before the TAV/orbiter even returns to the ground. It also reduces the costs of having to
fit individual payloads to individual spacecraft cargo bays. A standardized system could be incorporated that could
be applied to future spacecraft, reducing the need to continually redesign cargo.
The requirements, as defined throughout this section, play a critical role in determining the final design of the
SCREMAR TAV/orbiter concept. Obviously, these are not the only factors involved in developing access-to-space
technology, nor are they absolute. Although there are many factors to be considered, these consistently appear
throughout various studies to be the most critical in developing ready, reliable, flexible access to space.
Concentrating on these requirements yields the greatest possibility of developing an access-to-space vehicle that
successfully accomplishes all of the missions previously presented in this study.
Missions
With the increasing importance being placed on space assets such as communication, intelligence, and GPS
satellites, the US can not afford to overlook the drastic impact of having a significant portion of the existing satellite
fleet wiped out. It takes dozens of satellites in a constellation just to make the constellation operational enough for
practical applications. With todays launch capabilities, it normally takes months, or even years, to insert a satellite
constellation into orbit. This is due to the inefficiencies of only being able to take up one or two satellites at a time
with launch intervals that take months to be planned and executed.
With the future possibilities of threats that face space assets, the US must have a viable means of maintaining
control of space. As with maintaining control over the air, there must be a space infrastructure designed to provide
Force Enhancement, Force Support, and Space Control. The most likely solution to accomplishing these missions with
a single system is Space Control with a Reusable Military Aircraft. A TAV/orbiter (fig. 4-1) roughly the size of an F15 and capable of carrying a 3,000-pound payload to LEOs could fill the major facets of these missions by
accomplishing ready, reliable spacelift and on-orbit support while also providing a platform for counterspace
operations. In fulfilling these multiple roles, the advantages of flexible access to space with a single platform can be
realized.
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69
Deployment/Retrieval of Satellites
The current successes enjoyed by US space operations are due primarily to the large, unopposed fleet of satellite
constellations which has taken years to acquire. With an enemy capable of performing any of the various kinds of
ASAT, these years and billions of dollars could become vain as the US would be unable to operate on the modern
military battlefield. Having routine, easily accomplished access to space allows the effects of such a blow to be
significantly reduced. This is best accomplished by the capability of ready, reliable deployment of satellites provided
by a small TAV/orbiter. In a situation where the enemy has detonated a nuclear weapon, or a series of nuclear
weapons, near satellite orbits, wiping out a majority of a constellation, the SCREMAR could be used to replenish
destroyed satellites.
With a rapid turnaround mission time, the SCREMAR could deploy as many as six satellites within a single day.
Time to get a complete satellite constellation on-line and operational could be reduced to just a few days. This limits
the enemys ability to downgrade our command, control, communication, and intelligence (C3I) operations for any
significant period of time. Satellite replenishment could be used in any situation in which more satellites are desired,
including the cases where an enemy has selectively destroyed several key satellites and just adding new constellations
for various reasons. The TAV/orbiter could also be used to retrieve severely damaged satellites and return them to
earth for repairs. Although the need for this mission is clear during war, it could also be accomplished during
peacetime to aid in the normal deployment of satellites on a regular basis, also providing operational experience to the
crews of the SHAAFT/SCREMAR platform so that they have the knowledge and understanding to accomplish the
same missions during the accelerated pace of war.
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in that the in-orbit satellites would not have to be positioned nor configured. As soon as they are repaired, they would
be on-line and ready to go.
This mission could also be accomplished in conjunction with the deployment/retrieval of satellites for maximum
effectiveness, for example, the SCREMAR would reach orbit with replacement satellites and deploy them, repair the
slightly damaged satellites, and retrieve the severely damaged satellites, all in one mission. As previously mentioned,
the missions of spacelift and on-orbit support could also be performed during peacetime as a means of maintaining a
viable satellite fleet as well as providing practice for routine access to space during wartime situations. This would
be an essential portion of the training the crews receive.
Antisatellite Warfare
Another integral form in maintaining space control is space superiority. In a wartime situation, it is very
plausible that our enemy will also have significant space assets. SCREMAR could be used to perform sophisticated
ASAT to take out the enemys eyes and ears. Just as the destruction of our satellites could significantly hinder our
C3I capabilities, so could the destruction of the enemys satellites hinder theirs.
intelligence advantage over the enemy and to be able to communicate when they cannot provides a significant
advantage, especially in the fast pace of the modern battlefield, as demonstrated in Desert Shield and Desert Storm.
This could be accomplished by fitting the SCREMAR TAV/orbiter with a weapons system capable of destroying
satellites at varied ranges, perhaps a laser or other beam weapon. Also, the SCREMAR TAV/orbiter could simply
capture the enemys satellite, take it out of orbit, and bring it back to earth. The satellite could be dismantled and
probed for valuable information with regards to the enemy. Another concept is to have the SCREMAR dock with the
enemy satellite, similar to repairing operations (fig. 4-1), and fix the satellite so that it sends falsified information
controlled by the US as a means of deceiving the enemy. This mission achieves several principles of war, including
taking out the enemys ability to see and communicate along with surprise by deception.
Additional Possibilities
Although these missions alone are enough to provide the US with the ability to control and exploit space, the
SCREMAR is not limited to just these. Once the technology for a TAV/orbiter is developed, variations of the
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SCREMAR could be developed to serve as a suborbital or space-based weapons platform (depending on the various
treaty requirements) for attacking the enemy from overhead as part of a strategic attack or as a reconnaissance platform
for gaining wartime intelligence in real time. The SCREMAR could serve as the ultimate standoff weapon by being
able to attack well out of range of any enemy fighter or missile.
Possible weapon configurations include an extremely powerful laser for attacking pinpoint strategic locations
and the capability to release either conventional or nuclear brilliant munitions from the cargo bay and guide them to
their targets from a suborbital flight path. As a reconnaissance spacecraft, the SCREMAR could be used to direct a
battle in real time by gaining valuable intelligence information from above and sending it to particular on-field
commanders. The TAV/orbiter could also be used to gain information in a gap that working satellites do not cover.
Operations
Having a well-developed infrastructure does not mean just being able to provide maintenance to the SCREMAR
while it is on the ground. The infrastructure must also have the necessary systems to allow the SHAAFT/SCREMAR
to function operationally. This is in reference primarily to the control centers that communicate with, exchange
information with, and direct operations of the SCREMAR. It is the operations of the SCREMAR that accomplish the
missions, not the ground operations. Operationally, there are four phases of a mission that must be considered: (1)
preflight, (2) takeoff/separation, (3) space operations, and (4) reentry/landing. Each is unique and presents its own
challenges to the SCREMAR.
Preflight. The preflight phase includes all of the ground operations: mission planning, refueling, loading cargo,
loading onto the SHAAFT, maintenance, etc. The importance of many of the factors to be considered during the
preflight phase have already been addressed. The main focus in this phase is on the ability to have reliable and quick
ground operations that allow for the SCREMAR to be launched on demand and accomplish successive missions
rapidly. Of great importance is the ability to be able to reload the SCREMAR with cargo and onto the SHAAFT for a
turnaround mission. It is in the other three phases where the SCREMAR as an operational vehicle will earn its money.
Takeoff/Separation. The takeoff/separation phase begins once the SHAAFT has started its takeoff roll and ends
once the SCREMAR has successfully separated from the SHAAFT and is climbing to space under its own power. The
SCREMAR will be loaded in a piggyback fashion aboard the SHAAFT. The SHAAFT will already be placed on its
zero-stage flying wing. Essentially, the SCREMAR will take off by means of the SHAAFTs and zero-stages engines
72
as a multiple-stage-to-orbit (MSTO) vehicle. Upon departure, the SHAAFT will separate from its zero-stage around
mach 3.5 at 60,000 feet, as previously described in chapter 2. The SHAAFT will then continue to accelerate and
climb to its maximum velocity of mach 12 at 100,000 feet. Here, a pop-up maneuver will be performed in which the
SCREMAR will detach from the SHAAFT. Once free and clear from the SHAAFTs wake, the SCREMAR will
ignite its rocket engines and accelerate to orbit.
There are a couple of very important factors that need to be examined during this phase. First is the shock/shock
interactions that would occur during separation and the impact they would have on both the SHAAFT and the
SCREMAR. If they cause significant problems, then ways to reduce the problems need to be sought, such as releasing
or ejecting the SCREMAR directly backwards. Another consideration is how the maneuver should be performed to
release the SCREMAR or if any maneuver needs to be performed at all. This is the most critical phase of the entire
mission. More things could go awry here than at any other time, with a likely exception being the landing phase.
Nevertheless, separations at these high speeds have never been demonstrated before and must be studied extensively
in order to quantify the effects and reduce the chance for mishap. Other possibilities for failure during this phase, such
as rocket engines not igniting, the SCREMAR not separating, etc. need to be carefully examined to ensure successful
completion of the stage.
Space Operations and Reentry/Landing. The next phase is where the mission accomplishment occurs, space
operations. This phase, although complex, has already been demonstrated in some respects by the Shuttle and other
space vehicles. Similarly, so has the reentry/landing phase. Important items to be considered in these two phases
have already had extensive research in past programs. Particularly, these items include thrusters for maneuver in
space, thermal protection systems and gliding to a landing from a suborbital flight path.
The SCREMAR will require a means to maneuver in space, especially if it is going to dock with several
satellites for retrieval, repair, and ASAT. Of essential importance is how much latitude the SCREMAR will have
while maneuvering in LEOs. It is an extremely difficult task with limited maneuverability because of the proximity to
the earths atmosphere. Nevertheless, it can be accomplished by placing small thrusters at various points on the
SCREMAR. They will also assist in maneuvering the TAV/orbiter into the proper position for reentry.
Thermal protection systems have been studied extensively. The capability to use heat absorbent tiles for reentry
has been successfully demonstrated with the Shuttle; although a similar concept might not be recommended for the
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SCREMAR. Nevertheless, a significant advancement in TPS would not need to be made for the SCREMAR to
accomplish its mission other than what is required for the SHAAFT. This topic is also discussed further in chapter 5.
The ability to glide to a horizontal landing on a conventional runway has also been demonstrated by the Shuttle.
The capability just needs to be improved so that global range to any conventional runway can be achieved from a
suborbital flight path.
The design of the SCREMAR TAV/orbiter concept is driven primarily from the environments it must endure as
well as the multiple mission profiles and the respective requirements. Increased cost benefits can be realized by
increasing the vehicles flexibility for multiple missions, using common logistics and operational procedures with
other systems, using the existing infrastructure for support, and designing critical technologies in conjunction with
other programs, such as the SHAAFT and SHMAC. A schematic of the SCREMAR TAV/orbiter concept can be seen
in figure 4-2.
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with a slight anhedral but rounded underside to produce a detached shock wave during reentry. Other concepts could
have the wings with a slight dihedral and keeping everything else the same. Studies would need to be conducted on
which design would be the most beneficial in terms of heating during reentry to the atmosphere, which provides the
better lift to drag ratio in order to ensure global range from a suborbital flight path, and which is easier to integrate
with the SHAFFT. Studies may also need to be conducted as to whether having the SCREMAR piggyback on top of
the SHAFFT (as considered for this report) or whether it might be more beneficial to have the SCREMAR stored
5
Considering the vertical stabilizer component of the wings, then each wingspan could actually be considered to
be 12 feet. This is due to the fact that the vertical fins are actually canted at roughly 50 from the edges of the wings
themselves. The reasoning for placing these vertical stabilizers in such a manner is so that lateral-directional stability
can be maintained throughout the high angles of attack that occur during reentry as well as help lower the qs. This
is why the vertical stabilizer of the Shuttle had to be enlarged; it was not very effective at the high angles of attack the
Shuttle encountered during reentry since it was directly blocked from the airflow by the body. Since there is no inlet
for an airbreathing portion of the engine, the entire body configuration can be even more aerothermodynamically
designed to support the mission.
There are two rocket engines that would provide enough thrust to get the spacecraft to orbit. There would also
be various other thrusters along the body so that the SCREMAR TAV/orbiter could maneuver in orbit. Roughly 75
percent of the TAV/orbiters gross takeoff weight would consist of fuel which would be loaded throughout the entire
body, maximizing the available volume. The only areas that would not contain fuel would be the cargo bay, cockpit,
and the nose forward of the cockpit where all of the electronics would be placed. As previously mentioned, the
density of the fuel as well as the ISP are critical in maintaining the ideal size and weight of the spacecraft. Studies as
to which fuels are the most efficient in terms of both ISP and density are discussed further in chapter 5 as well as other
important design considerations.
Component Summary
The SCREMAR TAV/orbiter concept has the capability to fulfill all of the tenets of aerospace power: Force
Enhancement, Force Support, Aerospace Control, and Force Application. It can perform the missions of spacelift, on-
76
orbit support, counterspace, and possibly strategic attack and reconnaissance. It provides a direct contribution to the
missions of C3I operations and counterinformation operations which are accomplished by the satellites it deploys.
Refinements may also be used as part of a strategic attack and combat support operations. The use of a small
TAV/orbiter, such as SCREMAR, allows for responsive, reliable, flexible access to space in all situations that are
crucial to controlling and exploiting space.
The technologies needed for the SCREMAR should be developed in conjunction with the SHAAFT and SHMAC
and from other similar programs to reduce time and costs. The infrastructure for supporting the SCREMAR should be
developed from existing infrastructures. Because of the integrated nature of the SCREMAR with the SHAAFT, an
integrated infrastructure should also be developed. This is because the SCREMAR functions operationally by means
of the SHAAFT. Maintenance and other ground operations should be able to be accomplished within the times of
what is already required for todays fighters.
There is also a need for standardization among launch vehicles and payload interfaces. In reducing planning,
preparation, and turnaround times, the payload and spacecraft should be able to be prepared in parallel.
The
infrastructure should be able to allow the SHAAFT/SCREMAR to be launched on demand from a quick-reaction alert
status while also allowing for the use of the widest number of bases possible. The infrastructure should be designed
so that the SHAAFT/SCREMAR can function operationally similarly to todays aircraft.
There is no doubt that space is going to be the battlefield of tomorrow. The SCREMAR TAV/orbiter concept is
designed to fulfill a vital role in maintaining control over that battlefield. It is intended to build off of the technologies
and infrastructures that already exist or are in the process of being developed. Because of the simplicity of the
SCREMAR and the reliance on near-term technologies, a significant breakthrough in technological achievement will
not be required. This makes the development costs cheaper and the development time shorter. The SCREMAR, or
similar vehicle, is destined to become a mainstay in the fleet of the US Air Forces vehicles. It is the capabilities of
such a vehicle that will ensure that the US is able to control and exploit space for years to come through reliable,
flexible, routine access to space. This concept will enable the United States to Screaming into the Future!
Notes
1
R. M. Zurbin and M. B. Clapp, An Examination of the Feasibility of Winged SSTO Vehicles Utilizing Aerial
Propellant Transfer,:
AIAA 94-29-23, 30th Joint AIAA/ASME/SAE/ASEE Joint Propulsion Conference,
Indianapolis, Indiana, June 1994.
77
R. M. Zurbin and M. B. Clapp, An Examination of the Feasibility of Winged SSTO Vehicles Utilizing Aerial
Propellant Transfer,:
AIAA 94-29-23, 30th Joint AIAA/ASME/SAE/ASEE Joint Propulsion Conference,
Indianapolis, Indiana, June 1994.
3
E. Hoegenauer and D. Koelle, Saenger, the German Aerospace Vehicle Program, AIAA-89-5007, AIAA
First National Aero-Space Plane Conference, Dayton, Ohio, July 1989.
4
Ibid.
5
Ibid.
78
Chapter 5
79
required to support an allied attack on foreign land, the increased survivability, and expedient nature of attack. Also, a
higher range results from higher velocity, thus conserving fuel.
80
Table 2
Parameters Considered for the Supersonic/Hypersonic Attack Aircraft (SHAAFT) at Mach 8 Flight
Pros
Cons
* Endothermic hydrocarbons have lower specific
impulse and lower cooling capacity than cryogenics
(liquid hydrogen/liquid oxygen). As a result, if one
uses endothermic hydrocarbons, the range is decreased
and the time of flight to the target area is increased.
* Preliminary studies have shown that the mach
number at which the SCREMAR (the TAV) is staged
has a significant impact on the weight and the size of
the TAV. This also affects the size and number of
satellites that can be carried to orbit. Thus, it is
possible that features which produce savings on the
vehicle and on the infrastructure to support the
SHAAFT may increase the cost of the SCREMAR and
the cost of getting payloads to space. The trade studies
conducted in support of the design of the integrated,
multivehicle weapons system should consider the
interdependence of such phenomena.
81
Table 3
Parameters Considered for the Supersonic/Hypersonic Attack Aircraft (SHAAFT) at Mach 12 Flight
Pros
Cons
While some parts of the missile design already exist, much research and development is required in other areas.
This is particularly true in the case of the scramjet propulsion system which allows the missile to sustain mach 8 flight.
One design challenge is sizing the combustion chamber. It must be long enough to allow adequate air and fuel mixing
and combustion within the engine. For example, flow going through a 15-foot-long missile at mach 2.0 (2,000 fps)
will be contained within the scramjet chamber for approximately 0.007 seconds. This is an incredibly short time and
does not allow for efficient mixing and combustion of all the fuel and air in the chamber of the scramjet using
1
While new rocket fuels are not a must, it would certainly be desirable to have fuels available with higher
specific impulses (ISP). These are particularly needed for the ground and sea-launched versions since they will have
to be accelerated from a standstill at ground level and will therefore not have the speed and altitude advantages of the
air-launched versions.
82
Structurally, the missile will have to withstand the high initial acceleration of the rocket boost phase and
maneuvering en route to the target.
This is a
consideration since it is desirable to keep the overall weight of the missile as low as possible.
Better high-speed guidance, targeting, and control systems will also need to be developed if the SHMACs
capability is to be maximized. For example, it is believed that the SHMAC could be used in 2025 to intercept
ballistic missiles in flight, although with current technology, this is not very feasible. However, with all of the
research currently going on in this area, it is very possible that this mission will be one of the SHMACs.
83
surface does not normally exceed 200 C. It is sensitive to acoustic loads and tends to exhibit aerodynamic flutter.
The density of it is 2,200 Kg/m3.
Honeycomb TPS is applied in panels. It is generally used for hot structures and heat shields which rely on
thermally resistant materials and connections between core and cover sheets. Honeycomb TPS is attached by screw
connections through the upper plate which have to be protected by ceramic plugs. This structure must be vented to
allow for pressure equalization due to altitude and high speeds. The density of this material is 4.43g/m 3.
Multiwall TPS is being developed at NASA. This consists of dimple foils made of superplastic forming and
shear foils. Used for the heat shield and at the panel back face. Upper surface is coated with highly emissive Al2O3 .
This construction principle can be used with different metallic alloys depending on the temperature range desired.
Density: 4.43 g/m3 to 8.98 g/m3.
Ceramic shingles are associated with the HERMES program.
insulation with ceramic and coated screens separating individual layers from quartz silica fibers. Panel mass depends
on material thickness which results from a tradeoff between manufacturing technology and mechanical panel design.
Still under development in France and Germany. This material has a density of 2.2 g/cm3.
A new thermal protection technology currently under development by the Ames Research Center division of the
National Aeronautics and Space Administration is ultrahigh temperature ceramics (UHTC). These ceramics are
generally formulated from dibromide compounds. Experiments have validated these ceramics' ability to withstand
temperatures up to 3822 oR.
In order to choose a proper thermal protection system, the tradeoff between cost for a UHTC against the effect an
ablator will have on aerothermodynamic performance must be weighed. The advantage of the UHTC is that the shape
of the leading edges of the missile will not change throughout the course of the flight. A disadvantage is its high cost
due to its recent development as a revolutionary technology. Although the cost of ablators is attractive, the drawback
is the changing shape of leading edges caused by the ablator burning off throughout the course of the flight and any
possible effects this may have on the control and propulsion system of the missile.
84
Conclusion
For all of the possibilities described throughout this paper, the US needs a flexible, robust, easily planned and
executed capability for global reach/global power and for access to space. The SHAAFT would serve as a mobile
platform for deploying a widerange of UAV assets. The SHMACs would destroy key targets, including space ports,
communications centers, computer centers, time critical targets, etc. The SCREMAR would serve the many war-time
applications which require access to space. Thus, the integrated S3 (SHAAFT, SHMAC, SCREMAR) weapons
system that has been described can perform Counterspace tasks for Aerospace Control, tasks of Strategic Attack, of C2
Attack, of Interdiction for Force Application, Aerospace Replenishment and Space Lift tasks for Force Enhancement,
and On-Orbit Support for Force Support.
Furthermore, it is quite possible (perhaps, even likely) that, at the outset of hostilities, our adversary has created
significant damage to our space launch complexes (just as we did to theirs with our SHAAFT mission), leaving the
United States in an Infrastructure Poor situation (the term is attributed to Maj. (sel) M. B. Clapp). Thus, we need to
be able to launch our global-range air and space missions from conventional military bases.
The integrated,
hypersonic weapons system described in this paper allows the US to accomplish a diverse set of missions, with a
highly survivable, lethal weapon system capable of deterring and/or punishing adversaries anywhere in the world.
There is still room for further research and development. The first among these areas is the need for study on
propulsion systems and the technology development for scramjet/rocket engines. Other areas to consider for further
study include enhanced and improved thermal protection systems. Research developments are expected in finding
ways to communicate through hot plasma boundary layers for continual data uplinks.
Also included in the need for further research are understanding shock/shock interactions at high speeds that the
weapons systems would be operating at. Advances in the capabilities and accuracy of CFD are needed to explore the
flight regimes that S3 will operate within.
It is of importance to note that most of these technologies have already been developed or are in the process of
being developed.
It is also important to realize that each advancement taken in a particular area aids in the
development of not just one weapons unit, but to the entire S3 weapons platform, as well as other technology areas that
will be important to the growth and survival of the US in the world of 2025.
85
Frederick S. Billig, Tactical Missile Design Concept, Johns Hopkins APL Technical Digest, 13954.
86
Bibliography
Abbot, Ira H., and Albert E. Von Doenhoff. Theory of Wing Sections. New York: Dover Publications, Inc. 1949.
Anderson, John D. Introduction to Flight. New York: McGraw-Hill, Inc. 1989.
Bertin, John J., and Michael L. Smith. Aerodynamics for Engineers. Englewood Cliffs, N.J.: Prentice Hall. 1989.
Gord, Ron. Personal Communication Concerning the Weight Per Wing Area of Conventional Aircraft. 25 January
1996.
Grallert, H. and K. Vollmer. Conceptual Design of the Thermal Protection System for the Reference Concept
SAENGER by Means of Advanced Methods. Deutsche Aerospace AG. 3 December 1993.
Spacecast 2020: Spacelift - Suborbital, Earth to Orbit, and on Orbit. Airpower Journal. Summer 1995.
Waltrup, Paul J. Hypersonic Airbreathing Propulsion: Evolution and Opportunities. Applied Physics Laboratory,
The Johns Hopkins University, April 1987.
Waltrup, Paul J., Frederick S. Billig, and Richard D. Stockbridge. Engine Sizing and Integration Requirements for
Hypersonic Airbreathing Missile Applications. Applied Physics Laboratory, The Johns Hopkins University.
87
Strikestar 2025
A Research Paper
Presented To
Air Force 2025
by
Col (Sel) Bruce W. Carmichael
Maj Troy E. DeVine
Maj Robert J. Kaufman
Maj Patrick E. Pence
Maj Richard S. Wilcox
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations.........................................................................................................................................v
Tables................................................................................................................................................vi
Preface..............................................................................................................................................vii
Executive Summary ........................................................................................................................ viii
Introduction.........................................................................................................................................1
StrikeStar Technology.......................................................................................................................33
Airframe Technology..................................................................................................................36
On-Board Control Systems .........................................................................................................38
Propulsion System ......................................................................................................................40
Weapon Systems.........................................................................................................................41
Communications Systems............................................................................................................44
Mission Control Equipment ........................................................................................................46
Launch and Recovery Equipment................................................................................................46
iii
Chapter
Page
Roles and Missions.....................................................................................................................52
Concepts of Employment ............................................................................................................54
The System Architecture .......................................................................................................54
Autonomous Strike Mission ..................................................................................................57
Command Directed Mission..................................................................................................59
Critical Tasks and Weapons Employment.............................................................................60
Conclusions.......................................................................................................................................63
Appendix
Page
Contributors.......................................................................................................................................75
Bibliography.....................................................................................................................................77
iv
Illustrations
Figure
Page
2-1.
2-2.
2-3.
2-4.
2-5.
2-6.
2-7.
3-1.
3-2.
5-1.
5-2.
Notional StrikeStar...........................................................................................................................37
5-3.
5-4.
5-5.
6-1.
StrikeStar Coverage..........................................................................................................................52
6-2.
6-3.
6-4.
Tables
Table
Page
Fuel Characteristics..........................................................................................................................41
vi
Preface
We examined unmanned aerial vehicles (UAV), knowing that similar research had produced naysayers
and even some active hostility. However, we are genuinely concerned for future modernization efforts as
budgets and manpower decrease. We came to an early conclusion that manned vehicles provide a flexibility
and level of accountability far beyond that of unmanned vehicles. But considering our changing world, the
use of unmanned vehicles for missions beyond reconnaissance is both technically feasible and cost-attractive.
We envision the UAV proposed here to be a force multiplier for the air and space warriora new tool in
the warriors arsenal.
vii
Executive Summary
The United States military of the year 2025 will need to deal with a wide variety of threats in diverse
parts of the world. It will be faced with budgetary restraints that will dictate system trades favoring those
military elements that offer utility over a wide spectrum of conflict and add to the ability to project power
over long distances. The United States military of the year 2025 will also exist in a social and political
environment that will dictate the need to minimize United States personnel losses and enemy collateral
damage.
An opportunity exists to exploit planned advances in intelligence, surveillance, reconnaissance, and the
development of unmanned aerial vehicles (UAV) to address future military needs.
Through all-source,
coordinated intelligence fusion, it will be possible to supply the war fighter with all-weather, day or night,
near-perfect battlespace awareness.
advantage of multiple sources to create a multidimensional view of potential targets. Early in the twenty-first
century, reconnaissance UAVs will mature to the extent that reliable,
will be routine, and multiple, secure command and control communications links to them will have been
developed.
The obvious extension of these developments is to expand UAV use to include lethal missions. In 2025,
a stealthy UAV, we refer to as StrikeStar, will be able to loiter over an area of operations for 24 hours at a
range of 3,700 miles from launch base while carrying a payload of all-weather, precision weapons capable
of various effects. Holding a target area at continuous risk from attack could result in the possibility of air
occupation. Alternatively, by reducing loiter time, targets within 8,500 miles of the launch and recovery
base could be struck, thus minimizing overseas basing needs.
A concept of operations for this UAV will include various operation modes using the information
derived from multiple sources to strike designated targets. In developing and fielding this type of a weapon
system, a major consideration will be carrying weapons aboard unmanned vehicles. However, the StrikeStar
viii
UAV concept has the potential to add new dimensions to aerial warfare by introducing a way to economically
and continuously hold the enemy at risk from precision air attack.
ix
Chapter 1
Introduction
The 2025 study was chartered to look at twenty-first century airpower needs and postulate the types of
systems and capabilities that would be useful to future war fighters.
contributions of unmanned aerial vehicles (UAV) to the future war fighter. Specifically, it looks at an
expansion of the UAVs role from its present reconnaissance emphasis to encompass a multimission strike
role. Although open-source literature speaks of using UAVs in combat support roles, less has been written
about the use of such aircraft as lethal platforms. This paper helps to address this shortcoming and should
stimulate the thinking necessary to make the organizational and cultural changes that will utilize UAVs in this
new role.
The paper is organized to show where we are in the field of UAVs, delineate the need for this new
capability, and discuss some nontechnical considerations that must be addressed before this capability is
fielded. It then looks at the technology required to bring this concept to fruition, and, finally, shows the ways
a lethal UAV could be employed.
It should be understood there is a variety of forms a lethal UAV could take as well as a variety of
performance capabilities it could exhibit. The concept of lethal UAVs found in the Air Force Scientific
Advisory Boards New World Vistas: Air and Space Power for the 21st Century is but one form a lethal
UAV could take. Their concept of a high-speed, highly maneuverable UAV capable of performance far
greater than current manned fighter aircraft offers one future capability. This paper looks at a different UAV
capability emphasizing long-loiter and cost-effectiveness. This is a concept of air occupationthe ability
to hold an adversary continuously at risk from lethal or nonlethal effects from the air.
Chapter 2
Unless you plan your strategy and tactic far ahead, unless you implement them in terms
of weapons of tomorrow, you will find yourself in the field of battle with weapons of
yesterday.
__
Alexander de Seversky
The United States Air Force will remain actively engaged in all corners of the globe and at all levels of
the conflict spectrum. Yet at the same time, the military budget is decreasing, overseas bases are closing, and
there is political and social pressure to keep United States and adversary casualties to a minimum in any
future conflicts. The situation, as described, is unlikely to change much in the future. As the Air Force adapts
to this new set of realities and meets it commitments to the nation, it will need to look at new ways and
methods of doing business. One of the most promising future possibilities is the increased use of unmanned
aerial vehicles (UAV) to perform tasks previously accomplished by manned aircraft. Unmanned aircraft
have the potential to significantly lower acquisition costs in comparison with manned alternatives, thus
enabling the fielding of a more robust force structure within constrained budgets. Unmanned aircraft can also
be tasked to fly missions deemed unduly risky for humans, both in an environmental sense (i.e., extremely
high-altitude or ultra long-duration flight) as well as from the combat loss standpoint. The Department of
Defense (DOD) recognized the potential value of the UAV through its support of the Defense Airborne
Reconnaissance Offices (DARO) advanced concept technology demonstrations (ACTDs) of a family of
long-endurance reconnaissance UAVs. However, the DARO UAVs, along with other improvements in
reconnaissance and communications, will lead to even greater possibilities in the use of UAVs to project
1
precision aerospacepower to all parts of the world and to remain engaged at any level of conflict.
The use of UAVs is not a new experience for the United States armed forces or those of many other
states. The German use of the V-1 in World War II showed that unmanned aircraft could be launched against
2
targets and create a destructive effect. Unfortunately, the V-1 was a use and lose weapon. Once launched,
it was designed to destroy itself as well as the target. In the 1950s, the United States developed an unmanned
intercontinental-range aircraft, the Snark.
bombers in nuclear attacks against the Soviet Union, this unmanned aircraft also destroyed itself as it
destroyed the target. In effect, these were precursors of todays cruise missile.
In the United States, the UAV has normally been associated with the reconnaissance mission and
designed to be a recoverable asset for multiple flight operations. The remotely piloted vehicles (RPV) of the
early 1960s were developed in response to the perceived vulnerability of the U-2 reconnaissance aircraft,
3
which had been downed over the Soviet Union in 1960 and again over Cuba in 1962. Red Wagon was the
code name for a 1960 project by Ryan Aeronautical Company to demonstrate how its drones could be used
4
Firebee drones were used to overfly China with some losses experienced.
In 1962, in conjunction with the development of the Central Intelligence Agencys manned A-12
(similar to the SR-71 Blackbird) reconnaissance aircraft, Lockheed began development of the D-21
supersonic reconnaissance drone (fig. 2-1).
launched from either the back of a two-seat A-12 (designated M-12 for this project) or from under the wing
6
of a B-52H. The drone could fly at speeds greater than Mach 3.3, at altitudes above 90,000 feet, and had a
7
At the end of the D-21s mission, the reconnaissance and navigation equipment as
well as the exposed camera film could be parachuted away from the airframe and be recovered by a
8
specially equipped aircraft. The project was canceled in 1971 due to numerous failures and the high cost of
9
operations.
1975, 3,435 operational drone sorties were flown in Southeast Asia by the Strategic Air Commands 100th
11
These air-launched UAVs flew both high (above 60,000 feet) and low
(below 500 feet) altitude missions. Mission durations were as long as 7.8 hours. Types of missions flown
included photo reconnaissance, leaflet dropping, signals intelligence collection, and the laying of radar12
Southeast Asia was 7.3 missions with one aircraft, the Tomcat, flying 68 missions before being lost
(fig. 2-
2). Recovery rates for operational unmanned aircraft in Southeast Asia were approximately 84 percent with
13
winner!
The Israelis effectively used UAVs in 1973 and 1982. In the 1973 Yom Kippur War, the Israelis used
UAVs as decoys to draw antiaircraft fire away from attacking manned aircraft. In 1982, UAVs were used to
mark the locations of air defenses and gather electronic intelligence information in Lebanon and Syria.
During the war, the Israelis used UAVs to continually monitor airfield activities and use the information that
15
The United States rediscovered the UAV in the Gulf War. The Pioneer UAV (fig. 2-4) was purchased
by the Department of the Navy to provide inexpensive, unmanned, over-the-horizon targeting, reconnaissance,
and battle damage assessment (BDA).
16
The Army purchased the Pioneer for similar roles and six Pioneer
systems (three Marine, two Navy, and one Army) were deployed to Southwest Asia to take part in Desert
17
Storm. During the war, Pioneers flew 330 sorties and more than 1,000 flight hours.
In the aftermath of the Gulf War, the United States began to look more closely at the use of the
reconnaissance UAV and its possible use to correct some of the reconnaissance shortfalls noted after the war.
Space-based and manned airborne reconnaissance platforms alone could not satisfy the war fighters desire
for continuous, on-demand, situational awareness information.
18
the United States began to develop a family of endurance UAVs that added a unique aspect to the UAV
19
program.
20
Also known as
the Tier II, or medium altitude endurance (MAE) UAV, the Predator is manufactured by General Atomics
Aeronautical Systems and costs about $3.2 million per aircraft.
21
than 40 hours, giving it the capability to loiter for 24 hours over an area 500 miles away from its launch and
22
recovery base.
It is powered by a reciprocating engine giving it a cruise speed of 110 knots, loiter speed
of 75 knots, ceiling of 25,000 feet, 450 pound payload, and a short takeoff and landing capability. The
Predator carries an electro-optical (EO) and infrared (IR) sensor and was recently deployed with a synthetic
aperture radar (SAR) in place of the EO/IR sensor. The Predator is also unique in its ability to collect fullrate video imagery and transmit that information in near real-time via satellite or line of sight (LOS) data
23
link.
The Predator first deployed to Bosnia in 1994 and has since returned there with two combat-related
and is designed to image well-protected, high-value targets with either SAR or EO sensors.
It will be
capable of loitering for eight hours at altitudes above 45,000 feet and a distance of 500 miles from its launch
and recovery base. DarkStar can be flown from runways shorter than 4,000 feet. DarkStars first flight
26
This UAV is also designed to meet a $10 million per aircraft unit fly-away price.
DAROs new endurance UAVs, along with manned airborne reconnaissance aircraft, are designed to meet
Joint Requirements Oversight Council (JROC) desires for the development of reconnaissance systems that
are able to . . . maintain near perfect real-time knowledge of the enemy and communicate that to all forces in
near-real-time.
27
and sustained intelligence data from anywhere within enemy territory, day or night, regardless of weather, as
28
29
In conjunction
with spaceborne and other surveillance assets, this objective architecture will provide the war fighter and
command elements with near-perfect battlespace awareness.
The seamless integration of airborne and spaceborne reconnaissance and surveillance assets, along with
robust, on-demand communications links, coupled with the experience in long-endurance, high-altitude UAVs
made possible by current DARO efforts, will lead to the next step in the development and employment of
10
unmanned aerial vehiclesthe long-endurance, lethal, stealthy UAV. A possible name for this new aircraft
could be StrikeStar, and we will refer to it by that name throughout this paper.
StrikeStar will give the war fighter a weapon with the capability to linger for 24 hours over a
battlespace 3,700 miles away, and, in a precise manner, destroy or cause other desired effects over that
space at will. Bomb damage assessment will occur nearly instantaneously and restrike will occur as quickly
as the decision to strike can be made. StrikeStar will allow continuous coverage of the desired battlespace
with a variety of precision weapons of various effects which can result in air occupationthe ability of
aerospacepower to continuously control the environment of the area into which it is projected. The next
chapter explores the requirements that drive the StrikeStar UAV concept.
Notes
1
The term aerospacepower is used as one would normally use the word airpower and reflects the
inseparability of air and space assets in 2025. In 2025, there will be no air and space power, only
aerospacepower.
2
Dr Michael H. Gorn, Prophecy Fulfilled: Toward New Horizons and Its Legacy (Air Force History
and Museums Program, 1994), 2835.
3
Paul F. Crickmore, Lockheed SR-71 - The Secret Missions Exposed (London: Osprey Aerospace,
1993), 9,16.
4
William Wagner, Lightning Bugs and Other Reconnaissance Drones (Fallbrook, Calif.: Aero
Publishers, Inc., 1982), 15.
5
Ibid., 115.
6
Jay Miller, Lockheeds Skunk Works: The First Fifty Years (Arlington, Tex.: Aerofax, Inc., 1993),
134135; Ben R. Rich, Skunk Works (N.Y.: Little, Brown and Co., 1994), 267.
7
Miller, 141.
8
Crickmore, Lockheed SR-71, 38.
9
Rich, 269.
10
Lt Col Dana A. Longino, Role of Unmanned Aerial Vehicles in Future Armed Conflict Scenarios
(Maxwell AFB, Ala.: Air University Press, December 1994), 3; Wagner, 52.
11
Wagner, 52, 200.
12
Ibid., 197.
13
Ibid., 200, 213.
14
Ibid., 185.
15
Ibid., 6.
16
Unmanned Aerial Vehicles, Defense Airborne Reconnaissance Office Annual Report (Washington,
D.C., August 1995), 5.
17
Longino, Role of Unmanned Aerial Vehicles, 9.
18
Unmanned Aerial Vehicles, 7.
19
Steven J. Zaloga, Unmanned Aerial Vehicles, Aviation Week and Space Technology, 8 January
1996, 87.
11
20
Ibid., 87.
David A. Fulghum, International Market Eyes Endurance UAVs, Aviation Week and Space
Technology, 10 July 1995, 4043.
22
Unmanned Aerial Vehicles, 27.
23
David A. Fulghum, Predator to Make Debut Over War-Torn Bosnia, Aviation Week and Space
Technology, 10 July 1995, 48.
24
David A. Fulghum, International Market, 43.
25
Zaloga, Unmanned Aerial Vehicles, 9091.
26
Tier III- DarkStar First Flight Video, Lockheed-Martin Skunkworks, 29 March 1996.
27
Airborne Reconnaissance Technology Program Plan - Executive Summary, Defense Airborne
Reconnaissance Office (Washington, D.C., February 1995), 2.
28
Unmanned Aerial Vehicles, 1.
29
Ibid., 4.
21
12
Chapter 3
As 2025 approaches, the use of unmanned aerospace vehicles will be driven by sociocultural,
geopolitical, and economic forces. Although it is impossible to see the future, some assumptions can be
developed about the year 2025:
1. Americans will be sensitive to the loss of life and treasure in conflict.
2. The US economy will force its military to be even more cost-effective.
1
3. Technology will give potential enemies the ability to act and react quickly.
These strategic assumptions create operational needs the US military must meet by 2025. UAVs are one costeffective answer to those needs and have the potential for use across the spectrum of conflict. Although the
need for advanced capabilities is continually emerging, this concept identifies constraints that create a
demand for lethal UAVs in 2025 and a possible solution to that need. By 2025, limitations may cause gaps in
US airpower and UAVs offer the ability to bridge them.
Current Forces
Currently, the triad of conventional aerospace forces consists of carrier-based aircraft, land-based
strike aircraft, and CONUS-based, long-range bombers. While proven very effective in Desert Storm, this
2
triad has several limitations. First, the aircraft carrier fleet is limited. Naval aviation lacks stealthy vehicles
13
and long-range systems. Carriers will increasingly be called on for global presence missions, but cannot be
4
everywhere at once.
Second, land-based fighters require forward basing, which could take days or even
weeks to develop before employment. Finally, long-range manned bombers require supporting tankers, have
limited loiter time over long distances, varying degrees of penetration capability, and can require up to 48
5
hours to prepare for strikes. In 2025, these limitations will have a greater effect on US power projection as
6
a result of two factors: the shrinking military budget and a smaller military force (fig. 3-1).
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The ripple effects of current US government budgetary problems are just beginning to affect US military
force levels and strength. Tighter military budgets will continue through 2010, or longer, and fewer new
strike aircraft purchases will result as costs increase.
Figure 3-2 represents a possible fighter force of 450 by the year 2025 and takes into consideration one
8
of the alternate futures that might be faced. It is likely that todays fighter force will be retired by 2018, the
14
F-22 will begin entering retirement in 2025, and that there will be further reductions in the bomber fleet.
These actions will result in a 2025 triad of conventional aerospace strike forces one fourth of the size of the
9
1996 force.
Unfortunately, the demands on this smaller force will not diminish. To be effective in 2025, our smaller
conventional aerospace triad will require a force multiplier that will enable the US military to strike within
seconds of opportunities. One way to achieve these results is to get inside our adversarys observation10
orientation-decision-action (OODA) loop while reducing the time required for us to observe, and then act.
The advent of the capability for dominant battlespace awareness allows us the ability to significantly reduce
11
conventional aerospace forces are time-limited in many scenarios due to deployment, loiter, risk, and
capability constraints. The concept of a long-loiter, lethal UAV orbiting near areas of potential conflict
15
could allow us to significantly reduce the OODA loop action phase. In fact, the entire OODA loop cycle
12
capabilities to the war fighter at the strategic, operational, and tactical levels of war.
The US strategic triad possesses the capability to hold other countries at risk with a very short (30
minute) response time, but unfortunately, this type of deterrence is only effective against forces similarly
equipped.
With the exception of current no-fly zones in Iraq and Bosnia, we normally do not have
conventional aerospace forces posed for immediate precision strike, nor do we have the capability to
exercise this option beyond one or two theaters. Although no-fly zones in Iraq and Bosnia are considered
successful operations, the operations tempo and dollar cost of maintaining this deterrence is high. In 2025, a
smaller, conventional aerospace triad will be expected to react within seconds over the broad spectrum of
conflict from military operations other than war (MOOTW) to major regional conflict (MRC); overcome
improved enemy air defense systems; and meet demands for fewer pilot and aircraft losses, all without
13
Required Capability
The force multiplier required for 2025 conventional aerospace triad forces must be capable of
exercising the airpower tenets of shock, surprise, and precision strike while reducing the OODA-loop time
from observation to action to only seconds. Also, this force must possess the capabilities of stealth for
survivability and reliability for a life span equivalent to that of manned aircraft. Many possibilities exist
across the spectrum of conflict. This paper develops the concept of a stealthy, reliable UAV capable of
precision strike. StrikeStar could act as a force multiplier in a conventional aerospace triad one fourth the
size of the 1996 force structure.
The StrikeStar UAV could add a new dimension to the war fighters arsenal of weapons systems. In a
shrinking defense budget, it might be a cheaper alternative to costly manned strike aircraft if todays high
altitude endurance UAVs are used as a target cost guide. StrikeStar must rely on a system of reconnaissance
assets to provide the information needed for it to precisely and responsively deliver weapons on demand. To
16
save costs and minimize the risk of losing expensive sensors, StrikeStar itself should have a minimal sensor
load. The robust, expensive sensors will be on airborne and space reconnaissance vehicles, feeding the
information to the UAV.
continental United States could receive fused reconnaissance data and use it to direct the StrikeStar to its
targets.
A secure, redundant, communications architecture would connect StrikeStar and the command
element, but the communications suite could be rather minimal since the UAV would normally be in a
receive-only mode to reduce detectability.
StrikeStar should have a minimum 4,000-pound payload so a variety of all-weather weapons could be
employed by the UAV, depending on the target and the effect desired. Lethal weapons could include global
positioning satellite (GPS)-guided, 250-pound conventional weapons that would have the effect of current
2,000-pound weapons. Nonlethal weapons such as Stun Bombs producing overbearing noise and light
effects to disrupt and disorient groups of individuals could also be delivered. Target-discriminating, areadenial weapons, air-to-air missiles, and theater missile defense weapons could be employed to expand
StrikeStars potential applicability to other mission areas. Finally, the best lethal weapon for StrikeStar might
be an all-weather directed energy weapon (DEW) which could allow hundreds of engagements per sortie.
StrikeStar would be designed for tremendous range, altitude, and endurance capabilities. Cruising at
400 knots true airspeed, StrikeStar would have an unrefueled range of almost 17,000 nautical miles, thus
minimizing the historical problems inherent in obtaining overseas basing rights that have limited our strategic
choices. Translated into a loiter capability, StrikeStar could launch, travel 3,700 miles to an orbit area,
remain there for 24 hours and then return to its original launch base. With a cruise altitude above 65,000 feet
and a maximum altitude of 85,000 feet, StrikeStar could fly well above any weather and other conventional
aircraft. It would fly high enough to avoid contrails and its navigation would not be complicated by jet
stream wind effects.
Such capabilities should easily be possible by 2025. Before the year 2000, todays Tier II+ UAV will
have reached nearly the StrikeStar range/endurance and payload capabilities and the Tier III- will have
demonstrated stealth UAV value. The issue then revolves around the use of such an unmanned capability and
how such a capability could add value to aerospacepower of the twenty-first century. Ben Rich, a former
president of Lockheeds Skunk Works saw the future of the unmanned strike vehicle:
17
But even a leader able to whip up sentiment for sending in the Marines will find it dicey
to undertake any prolonged struggle leading to significant casualties. . . . As we proved in
Desert Storm, the technology now exists to preprogram computerized combat missions with
tremendous accuracy so that our stealth fighters could fly by computer program precisely to
their targets over Iraq. A stealthy drone is clearly the next step, and I anticipate that we are
14
heading toward a future where combat aircraft will be pilotless drones.
Coupled with the ability to reduce casualties, StrikeStar and its supporting reconnaissance and
communications assets will add new meaning to what the Joint Chiefs of Staff call precision engagement:
Precision engagement will consist of a system of systems that enables our forces to locate
the objective or target, provide responsive command and control, generate the desired
effect, assess our level of success, and retain the level of flexibility to reengage with
precision when required. Even from extended ranges, precision engagement will allow us
to shape the battlespace, enabling dominant maneuver and enhancing the protection of our
15
forces.
Milestones
Currently, technology is being developed to accomplish this concept. While the technology will exist
by the beginning of the twenty-first century, transferring this technology from the laboratory to the battlefield
will require reaching three new milestones in aerospace thinking.
First, US military leadership must be willing to accept the concept of lethal UAVs as a force multiplier
for our conventional aerospace triad of 2025. They should not deny the opportunity for continued growth in
this capability.
16
The issue revolves around the use of an unmanned capability and how such a capability
operational concepts and organizational innovations to realize large gains in military effectiveness.
Finally, a target date not later than 2022 should be set for this refined concept and supporting systems to
be operational for combat employment. This will give the US military and contractors time needed to correct
deficiencies, leverage new technological developments, and polish capabilities equivalent to or beyond the
18
reliable force multiplier for the US military aerospace forces. StrikeStar offers a unique combination of
18
these three requirements and now is the time to begin working toward these milestones to meet conventional
aerospace triad needs in 2025.
Notes
1
Gene H. McCall, Chairman USAF Scientific Advisory Board, presentation to the AF 2025 Study
Group, Maxwell AFB, Ala., 6 September 1995.
2
Thomas A. Keaney and Eliot A. Cohen, Gulf War Air Power Survey Summary Report (Washington,
D.C., 1993), 15.
3
John T. Correll, Deep Strike, Air Force Magazine, April 1996, 2.
4
James A Lasswell, Presence - Do We Stay or Do We Go?, Joint Forces Quarterly, Summer 1995,
8485; Col Walter Buchanan, JCS/J3, National Military Command Center, presentation to Air Command
and Staff College, 27 February 1996.
5
Maj David W. Schneider, Heavy Bombers Holding the Line, Air Power Journal, Winter 1994,
4552.
6
Col William Jones, JCS/J8, JROC and the Joint War fighting Capabilities Assessment Process,
presentation to Air Command and Staff College, 12 February 1996.
7
David R. Markov, The Aviation Market Goes Global, Air Force Magazine, June 1995, 2228. In
this article Mr Markov paints a gloomy picture of total strike aircraft production worldwide due to lower
defense budgets and rising costs.
8
AF 2025 Alternate Futures: Halfs and Have Naughts, April 1996.
9
A New Defense Industrial Strategy, Air Power Journal, Fall 1993, 1822; Brian Green,
McCains Rising Star, Air Force Magazine, April 1996, 9. In this article, Senator John McCain states,
Its obvious were not going to maintain the force structure that was anticipated when the two-MRC
scenario was designed.
10
John R. Boyd, The Essence of Winning and Losing, presentation to the AF 2025 Study Group,
Maxwell AFB, Ala., October 1995.
11
Warfighting Vision 2010: A Framework for Change, (Ft. Monroe, Va: Joint Warfighting Center, 1
August 1995), 1011.
12
Maj James P. Marshall, Near-Real-Time Intelligence on the Tactical Battlefield, (Maxwell AFB,
Ala.: Air University Press, January 1994), 100. In this report, Maj Marshall proposes a wide range of target
lifetimes ranging from several hours to one minute.
13
Clark A. Murdock, Mission-Pull and Long-Range Planning, Joint Forces Quarterly,
Autumn/Winter 9495, 33. Mr Murdock identifies 12 operating environments, more than 60 military
missions, and more than 200 critical tasks by the year 2011.
14
Ben R. Rich, Skunk Works (N.Y.: Little, Brown and Company, 1994), 340.
15
Joint Vision 2010, (Washington, D.C.: The Joint Chiefs of Staff 1995), 9.
16
Jeffrey Cooper, Another View of Information Warfare: Conflict in the Information Age, SAIC,
(Publication Draft for 2025 Study Group), 26. In reference to new technologies he states: These changes,
exactly because they are fundamental, threaten all the vested interests and military rice bowls, from
resource allocation, to roles and missions, to the very nature of command and how control is exercised;
Gene H. McCall, Chairman USAF Scientific Advisory Board, presentation to the AF 2025 Study Group,
Maxwell AFB, Ala., 6 September 1995. Dr McCall stated in his presentation: Most revolutionary ideas
will be opposed by a majority of decision makers.
17
Jeffrey McKitrick et al., The Revolution in Military Affairs, in Barry R. Schnieder and Lawrence
E. Grinter, eds., Battlefield of the Future: 21st Century Warfare Issues (Maxwell AFB, Ala.: Air
University Press, September 1995), 7175; Andrew F. Krepinevich, Jr., The Military Technical Revolution:
19
A Preliminary Assessment, (Maxwell AFB, Ala., Air Command and Staff College, War Theory Course
Book, Volume 3, September 1995), 163.
18
Gene H. McCall, Chairman USAF Scientific Advisory Board, presentation to the AF 2025 Study
Group, Maxwell AFB, Ala., 6 September 1995. Dr McCall stated in his presentation: Early applications of
revolutionary concepts should not be required to be complete and final weapon systems.
20
Chapter 4
Developmental Considerations
The end for which a soldier is recruited, clothed, armed, and trained, the whole object
of his sleeping, eating, drinking, and marching is simply that he should fight at the right
place and the right time.
_
Clausewitzs statement of the supremacy of purpose for all that we do in the military applies as much
today as it did centuries ago. In his day, military leaders concerned themselves with tailoring, building, and
sustaining their forces to fight at the right place and the right time with the purpose of winning wars.
Today, our leaders are faced with a similar challenge. In our increasingly technological age, military leaders
are challenged to develop weapon systems that enable our forces to determine the right place and move
people, equipment, and supplies to be able to fight at the right time.
Unmanned aerial vehicles offer military leaders the ability to use Global Awareness to more accurately
apply Global Reach and Global Power when and where needed. For years, UAVs have had the capability to
push beyond the realm of observation, reconnaissance, and surveillance, and assume traditional tasks
normally assigned to manned weapon systems. However, several factors influenced decisions that favored
manned aircraft development at the expense of UAVs.
alleged inefficient management in the Pentagon in failing to field new [UAV] vehicles. The GAO noted
several explanations for the inertia: many people are unfamiliar with the technology, unmanned air vehicles
are unexciting compared to manned vehicles, the limited defense budget, and user reluctancethe pro-pilot
bias.
21
Whether one accepts this assessment or not, there have been limited advancements in military UAV
development, but not without prompting from external sources. Since 1981, the US Department of Defense
has expended a much greater effort in developing, producing, and employing UAVs in the reconnaissance
role. In fact, UAVs proved to be a viable force multiplier in the coalition military efforts in the 1991 Gulf
2
War.
However, some of those problems identified by the 1981 GAO report continue to exist today and,
without additional UAV research and education, may severely limit future development of UAV military
potential.
Moreover, the jump from using UAVs in nonlethal reconnaissance roles to lethal offensive operations
is a dramatic change, adding another consideration to deal withpublic accountability. It is likely the
American public and international community will demand assurances that unmanned UAVs perform at least
as safely as manned aircraft. This requirement must be considered in designing, developing, and employing
any lethal UAVs.
This section analyzes this accountability issue and two other considerations: (1) an alleged pro-pilot
bias that favors development and employment of manned aircraft over UAVs and; (2) a reduced budget that
forces choosing space-based or air-breathing systems in a zero sum battle for military budget dollars.
Pro-Pilot Bias
Under the many challenges of their rapidly changing environment, the Air Force
leadership may have become more focused on the preservation of flying and fliers than
on the mission of the institution.
__
Carl A. Builder
The Icarus Syndrome
Nearly every research effort conducted on UAV development in the last 10 years has either referenced
or implied the existence of a pro-pilot bias. None of those studies, however, defines what constitutes that
bias, except in one case where it is described as a user reluctance.
bias has been responsible for delaying or undermining efforts in developing and employing operational UAVs
since their inception. In the future, to ensure optimization of combat UAVs, underlying concerns must be
identified, validated, and dealt with as hurdles to be overcome, not biases.
22
There are three identifiable concerns that will be analyzed concerning pro-pilot bias and its effects on
UAV development.
First, there is a skepticism that current UAV technology provides the reliability,
4
flexibility, and adaptability of a piloted aircraft. Basically, this perception implies that UAVs are incapable
of performing the mission as well as equivalent manned aircraft since they are unable to respond to the
combat environments dynamic changes. This incorrectly assumes all UAVs operate autonomously as do
cruise and ballistic missiles. These latter systems do lack flexibility and adaptability, and only do what they
are programmed to do. Other UAVs, like the Predator, are remotely piloted vehicles, and are as flexible and
adaptable as the operator flying them. The operators ability to respond to the environment is dependent on
external sensors to see and hear and on control links to provide inputs to and receive feedback from the
UAV. Future UAVs using artificial intelligence will respond to stimuli in much the same way as a human, but
will only be as flexible and adaptable as programmed constraints and sensor fusion capabilities allow.
In 2025, technology will enable near-real-time, sensor-shooter-sensor-assessor processes to occur in
manned and unmanned aircraft operations. The question is not whether either of these systems is flexible and
adaptive but whether it is more prudent to have a human fly an aircraft into a hostile or politically sensitive
environment, or have an operator fly a UAV from the security of a secure site.
Second, there is a perception that UAVs capable of performing traditional manned aircraft missions are
a threat to the Air Force as an institution. This perception is deeply rooted in the Air Forces struggle with
its own identity, a struggle lasting since the early Army Air Corps days. Carl Builder, in The Icarus
Syndrome, describes how the Air Force sacrificed airpower theory (the end) in exchange for the airplanes
salvation (the means) when challenged by arguably more capable means.
ballistic missile (ICBM) and cruise missile, the Air Force has struggled against the development of UAVs
only to accommodate it when faced with other services infringement on traditional Air Force missions. Like
the ICBM and cruise missiles before it, the UAV has been assigned a support role, primarily in
reconnaissance. The problem, according to Builder, is that the Air Force, when faced with challenges to the
flying machine, tends to accommodate new systems instead of adapting doctrine to tie the new means to
6
its mission and underlying airpower theory. Thus, Builder asserts the Air Force has been myopic, seeing the
mission of the Air Force in terms of airplanes, and therefore any system other than an airplane is relegated
to mission support, or deemed a threat to the Air Force institution and dismissed.
23
following the same development path that the airplane took over 50 years ago when the Army culture
relegated it to a reconnaissance and mission support role.
Finally, there is a concern among the Air Forces pilot community that UAVs pose a threat to their jobs
7
pilots to employ aerospacepower, and closely tied to this belief is the resultant threat to the power base and
leadership role pilots have held in the Air Force since its birth. It is easy to rationalize an Air Force founded
on flying airplanes led by those who fly them. For years, those who protected the preeminence of the
airplane also protected the leadership of the pilots and operators, sometimes at the expense of the
8
institutions well being. If it is right for pilots to lead a fly, fight, and win Air Force, then would it be
equally right for pilots to step down when the airplane is replaced by cruise missiles, space-based platforms,
and UAVs? Pilots, who have held the leadership reins of the Air Force for more than 50 years, are now
faced with being replaced with specialists and technologists. This threat and the reaction of todays pilotladen Air Force leadership will play a major role in determining the UAVs development between now and
2025.
Space warfare will likely become its own warfare area only when there is need to
conduct military operations in space to obtain solely space-related goals (not missions
that are conducted to support earth-based operations).
Jeffrey McKitrick
The Revolution in Military Affairs
The Air Force is looking to both space and the inner atmosphere for ways to meet future war fighting
requirements. At the same time, budget constraints are forcing the Air Force to be selective in determining
which system(s) will receive increasingly dwindling dollars. In the past, UAVs lost similar competitions to
manned aircraft in the Air Forces constant attempt to modernize its manned aircraft. Future competitions
will still face manned aircraft concerns, but the competition will also be between the UAV and an equivalent
space-based platform. This section does not provide a thorough comparative analysis of space-based
systems and the StrikeStar. It does provide those who will make the decisions that fund one or both of these
24
systems with (1) an understanding that a competition exists between space-based systems and a StrikeStar
concept; (2) some considerations to be used in making those decisions; and (3) recommendations for using
the StrikeStar in conjunction with a bolstered space-based system.
Several organizations associated with the Department of Defenses research and development circle are
developing space-based systems that can deliver precision lethal and nonlethal force against ground-based
targets. Like StrikeStar, these systems have the capability to project power to any point on the earth and do
so with a minimal sensor-to-shooter time delay. As orbiting systems, these systems provide decision makers
a near continuous coverage of all global hot spots. In many respects, these systems parallel capabilities
provided by a gravity-bound StrikeStar.
Unlike StrikeStar, space-based systems are expensive in research and development, and the space
environment provides operational challenges. The budget dollars do not exist now and likely will not exist
in the future to fund the simultaneous development of space-based and StrikeStar UAV systems. But more
important than lack of money is the waste inherent in simultaneously developing systems that duplicate each
9
just this by developing very similar frontline fighters. Today, the services and Congress understand that this
practice results in great waste and that they can reduce that waste by comparing space-based attack system
and UAV development now and determining which strategy will best provide needed capabilities by 2025.
Decision makers must compare space-based and air-breathing systems and determine which will
receive development funding. They must consider the capabilities, limitations, and implications of both
systems and form a conclusion as to which system or combination of systems provides the needed war
fighting capability in 2025. Probably the greatest limitations of space-based systems are the costs associated
with transporting the vehicle from the surface to earths orbit, maintaining it (in orbit or on return), and then
transporting it back to the surface. Another significant space-based system limitation is the criticality of the
vehicle(s) position or orbit. Space-based systems cannot currently loiter over a target area since orbital
mechanics require constant movement around the earth. Therefore, a space-based system needs multiple
vehicles to provide constant coverage as well as the ability to position a vehicle when and where needed.
Decision makers must also consider the sociopolitical implications of militarizing space. Some argue
control of space is analogous to control of air and that this new frontier should be approached in the same
25
10
overlying the earths nations, and space cannot be divided up in segments as the international community has
done with airspace. In fact, space is rapidly being established as an international domain for commercial
interests owned by a combination of nation-states and corporate conglomerates.
Establishing space
dominance will be costly and threatening to an increasingly interdependent international community. Placing
an offensive-capable platform in space that continuously holds any nation or group of individuals at risk will
undoubtedly be perceived as a direct threat to friendly or enemy nations.
A less threatening alternative for space is the enhancement of current military capabilities in the areas
of reconnaissance, navigation, and communications with concurrent development of space-to-space weapon
systems designed to protect our space-based assets. Also, challenges associated with projecting lethal and
nonlethal force from space-to-surface targets may be too difficult and costly when compared with inneratmosphere systems with similar capabilities. Offensive and defensive space-based systems are essential,
but primarily for missions that support space requirements and not for direct attack against inner-atmosphere
targets.
Probably the greatest limitation of air-breathing UAVs compared to an equivalent space-based system is
the time delay required to mobilize and deploy it to a theater of operations. StrikeStar is designed to deployloiter-strike-loiter-redeploy from either CONUS or a forward base, but due to fuel limitations, the time
required to deploy and redeploy are contingent on the distance to the area of operations and this also directly
affects available loiter time. Because StrikeStar cannot stay airborne indefinitely, it may require advanced
warning times or an increased number of vehicles to provide continuous coverage of the operations area.
Because of high costs to develop, operate, and maintain space-based systems that might deliver lethal
force on the earths surface, the armed forces should tailor development of space-based platforms to lethal
missions that focus on space-only missions and nonlethal missions supporting earth-bound lethal weapon
systems. StrikeStar and a new generation of UAVs capable of delivering lethal and nonlethal force provide a
low cost, highly mobile platform that will enable the US military and civilian authorities to project power to
any point on the globe in minimal time and hold an area at risk for days at a time. StrikeStar is not a threat to
space, but simply provides an effective capability that when directed by air, land-based, or space-based
command and control can reach out and touch enemies threatening our national interests throughout the world.
26
Public Accountability
War is a human endeavor, fought by men and women of courage. The machines, the
technology help; but it is the individuals skill and courage that makes the crucial
difference.
__
Imposed Limitations
Restrictions must be placed on lethal UAVs because of the potential consequences of an accident or
malfunction. Recent history has proven that the American public and the international community hold
individuals and organizations accountable for decisions to use force. The downing of two US helicopters
supporting Operation Provide Comfort in Northern Iraq and the subsequent loss of 24 lives provide a vivid
example of how the public will react to lethal force accidents or mistakes. Today, accident-or mistakejustifications do not warrant death or destruction.
Even in war, use of legitimate lethal force will be questioned. Society has become more sensitive to
death and destruction as the information age provides real-time, world-event reporting. Television presents
images and political commentary, probing and demanding justification for using lethal force. The intent of
those inquiries is to determine accountability when events result in questionable death or destruction. Also,
technology has legitimized precision warfare, and criminalized collateral death and destruction resulting
from the use of lethal force. The perception exists among many press and public that it is now possible to
prevent nearly all types of accidents and mistakes and only shoot the bad guy.
These perceptions place limits on using any system that could deliver lethal force. StrikeStar falls
within this category and it is imperative that accountability be built into the system design and concept of
operations.
27
But how do we create accountability? First, a human must be involved in the processes that result in
lethal force delivery. Second, redundancy must be designed into the system to ensure a person can exercise
control from outside the cockpit. Third, the system must be responsive to the dynamic environment in which
it will operate. Finally, reliability must be designed into every StrikeStar system and subsystem to minimize
the possibility of inadvertent or unintentional use of lethal force. In total, these measures place a human in the
decision-making position when employing lethal force. Thus, when an accident or mistake occurs, a person,
not a machine, is responsible and accountable. For claiming a system failure, or it just blew, will not
suffice.
Man-in-the-Loop
Accountability is not well suited for anything other than a person. When an aircraft crashes, the mishap
boards task is to find causal reasons for the crash.
malfunctioning part contributed to the crash, the board probes the processes involved in its production,
installation, and even documentation.
autonomous (combined RPV and programmed), autonomous (programmed/drone), and fully adaptive
(artificial intelligence). StrikeStar control mechanisms allow for inflight human input, but an autonomous
system preprogrammed to hit a prelaunch designated target or target area with minimum human intervention
and not normally be changed in flight could be used. Also, a fully adaptive UAV using artificial intelligence
could be programmed to mimic the decisions a pilot would make in reacting to environmental changes.
Although it can be suited to some missions, a lethal UAV with autonomous or fully adaptive controls
pose significant accountability problems. First, decisions to target and strike are made without regard to a
28
rapidly changing environment. For example, a tomahawk land attack missile (TLAM) might hit a command
post even though, in the time since it was launched, a school bus full of children stopped nearby. An
autonomous system has no way of knowing current or real-time information that may affect the decision to
target and strike. Second, autonomous UAVs cannot react to internal malfunctions that might affect their
ability to perform their prescribed missions. A preprogrammed UAV told to deliver its weapon will do so
even though its targeting system has malfunctioned and the result is a bomb dropped with unknown accuracy.
The net effect in both situations is inadvertent or unintentional delivery of lethal force and an accountability
question.
Obviously, 100 percent reliability is not guaranteed even with a human in the decision making process,
but 100 percent accountability must be attempted.
accountability, the easier the fire decision is and the greater the probability that the wrong target will be
hit. As a result of this tendency and the severity of the consequences, our air-to-air rules of engagement favor
visual identification over system interrogation and identification. A person must be kept in the loop when
using UAVs to deliver lethal force.
Redundancy
To keep man in the loop and maintain this accountability, we must ensure the control links are
sufficiently redundant. There are two potential centers of gravity that, if intentionally or unintentionally
targeted, would remove or degrade the man in the loop. First, the control links are susceptible to MIJI
(meaconing, intrusion, jamming, and interference).
controller are severed or degraded to a point where the UAV is basically autonomous. Second, the controller
or the controllers C4I facilities are also susceptible to physical destruction, equipment malfunctions, and
situational dis/misorientation. In this case, the source of the signals or an intermediary relay (e.g., satellite)
would be physically incapable of sending or transmitting control signals to the UAV. In either case, the UAV
is without a man in the loop.
Controller backup systems need to be able to deal with contingencies that could threaten the UAVs
ability to accurately hit its designated target. The StrikeStar should have triple redundancy built into the
controlling system utilizing a ground source, airborne source, and an autonomous backup mode. Should the
29
UAV detect an interruption of controller signals, it could enter an autonomous mode and attempt to reconnect
to its primary controller source. If unable to reconnect, it could search for a predesignated secondary
controller input and establish contact with the backup controller. The final option available if the UAV can
not regain controller input would be to follow the last known program or abort, depending on its prelaunch
abort configuration.
Responsiveness
The StrikeStar system must be responsive to a dynamic environment and design must include flexible
C4I systems, C2 operations, and UAV guidance and fire control systems. It is imperative that a lethal UAV be
able to assess its environment and adapt to it accordingly. This requires real-time data and assessment, highspeed data transmission capability, flexible C2 procedures, reliable controller capability, and a real-time
reprogramming capability.
An advantage of a manned aircraft is that the pilot can make the last-second decision to deliver the
weapon, abort the delivery, or change targets as the situation dictates. At the last-second, a pilot can detect
an unknown threat preventing him or her from reaching the target, and has the ability to change targets when
the original target has moved.
environment
Reliability
The UAV and its many subsystems must have a high operational reliability rate to prevent accidental
destruction and collateral damage. Unlike nonlethal UAVs, unmanned systems carrying lethal munitions
30
could have destructive effects in an accident or systems-related malfunction. Lethal UAVs must have a higher
reliability confidence level than a manned system because UAV system malfunction effects could prove to be
more disastrous.
Summary
StrikeStar as well as other systems that deliver lethal force will be scrutinized when accidents occur,
especially those that result in unintentional or inadvertent loss of life or treasure. The public will demand
accountability for lethal UAVs and their operations. Therefore, design, development, and employment of the
StrikeStar must integrate the concept of accountability. Humans must remain in the command and control
loop, and the internal and external systems and links must be robust enough to keep that loop intact. The
sociopolitical implications are too high to ignore these facts.
Conclusion
Although the StrikeStar concept can be proven to meet an operational need, is technically feasible, and
fits into a sound concept of operations, it may go the way of previous UAV concepts. Forces exist today that
could slow or deny the development of a lethal UAV for use in 2025. Most prevalent are the historical bias
for manned aircraft over UAVs, budget competition between space development and the UAV programs, and,
finally, the public pressure that increasingly requires accountability when things go wrong. These forces
need to be understood and met openly as we start developing a StrikeStar.
Notes
1
David H. Cookerly, Unmanned Vehicles to Support the Tactical War (Maxwell AFB, Ala.: Air
University Press, May 1988), 25.
2
Lt Col Dana A. Longino, Role of Unmanned Aerial Vehicles in Future Armed Conflict Scenarios
(Maxwell AFB, Ala.: Air University Press, December 1994), 9.
3
Ibid., 25.
4
Ibid., 28.
5
Carl H. Builder, The Icarus Syndrome (New Brunswick, N.J., 1994), 200.
31
Ibid, 205.
Longino, 13.
8
Builder, 200.
9
Jeffrey McKitrick et al ., The Revolution in Military Affairs, in Barry Schnieder and Lawrence E.
Grinter, eds., Battlefield of the Future; 21st Century Warfare Issues Maxwell AFB, Ala.: Air University
Press, September 1995), 78.
10
McKitrick, 89.
7
32
Chapter 5
StrikeStar Technology
The system was so swift that human beings simply could not handle the target volume
without extensive automated support, and the system was designed to fight on full
automatic, relying on its human masters for key decisions, for overall guidance, for setting
or revising priorities, and for defining operational parameters. Technically, this most
potent warfare machine ever built had the capability to carry on the fight indefinitely.
Ralph Peters
The War in 2020
The war machine described above is fiction, but the technology is within our grasp to make it a reality.
In the past, UAV systems have been plagued with reliability problems or by design flaws (see appendix A).
2
Recently, the joint tactical UAV Hunter was canceled due to continuing reliability problems.
Current efforts
are producing mature technology that improves overall reliability and functionality. The first DOD UAV
3
master plan was produced to consolidate requirements and integrate efforts across all DOD agencies.
The
Global Hawk and DarkStar UAVs are excellent examples of how quickly UAV systems technology is
advancing. Table 1 provides a summary of US UAV characteristics from a system capabilities perspective.
33
Table 1
US UAVs, System Characteristics
Characteristic
Maneuver
UAV
Interim Joint
Tactical
Pioneer
Joint Tactical
Hunter
MAE
Predator
CHAE UAV
Global Hawk
Tier II Plus
LOHAE UAV
DarkStar Tier
III Minus
13000
15,000
25,000
25,000
>65,000
45,000
Endurance (hrs)
12
> 24
> 24
>8
27
100
> 108
500
3000
> 500
TDB
110
106
129
> 345
> 250
Cruise Speed
<90
65
> 90
110
345
> 250
Loiter Speed
60-75
65
< 90
70-75
340
> 250
Payload Wgt(lbs)
50
100
196
450
2,140
1287
Max Wgt
200
429
1700
1873
24,000
8,600
Navigation
GPS
GPS
GPS
GPS/INS
GPS/INS
GPS/INS
Source: Unmanned Aerial Vehicles, Defense Airborne Reconnaissance Office Annual Report (Washington,
D.C., August 1995).
This family of UAVs capitalized on past accomplishments and started the evolutionary process of
adapting technologies proven in manned aircraft to UAV platforms. Other countries are also involved in
UAV technology and have recognized the roles UAV will have on future battlefields (see appendix B).
Trends indicate a wide range of anticipated technologies will support the StrikeStar concept and provide
platform robusting. Some include:
1.
2.
3.
4.
5.
6.
7.
airframe technology
avionics systems
propulsion technology
weapon systems
communications systems
mission control equipment
launch and recovery equipment
Sensor technologies are not critical to the construction and design of StrikeStar, but are critical to its
operation. We expect reconnaissance efforts for both manned and unmanned aircraft and space platforms
will continue to advance. StrikeStar will rely on other platforms for target identification, but could have the
34
capacity to carry reconnaissance sensors using modular payload approaches. This concept does not advocate
combining expensive reconnaissance sensors on the same platform carrying a lethal payload, since separating
sensors from the weapon platform lowers costs and lessens the risk of sensor loss.
The technologies noted above have to support the system characteristics shown in table 2 to ascertain
current capabilities and identify enabling technologies that support the StrikeStar concept. Our baseline for
the system characteristics is based on a melding of the Global Hawk and DarkStar performance attributes.
The range and loiter improvements allow us to overcome the basing and response constraints mentioned in
chapter 2. Adding stealth characteristics to a Global Hawk-size UAV reduces vulnerability and allows
covert operation. Improved payload capacity allows the ability to carry both more and varied weapons. The
envisioned altitude improvements allow for airspace deconfliction, self defense, and weapon range and
dispersion performance.
Table 2
StrikeStar System Characteristics
Characteristic
StrikeStar
Wingspan (ft)
105
>80,000
Endurance (hrs)
> 40
> 400
400
400
4000
24,000
Navigation
GPS/INS
35
Airframe Technology
Past UAV systems have used both fixed and rotary wing configuration. Rotary wing systems overcome
many of the problems associated with launch and recovery, and optimize sensory payload operations. The
5
Sikorsky Cypher provides a recent, successful demonstration of rotary wing technology. Unfortunately, most
rotary wing systems have limited range and endurance capabilities. Most UAVs fall into the fixed wing
category including all those currently in-service worldwide.
Typical low performance fixed wing systems employ rear-mounted pusher propellers, such as the
Predator UAV, or tractor propellers. Systems have single or twin tail booms and rely on their relative small
radar cross section and low noise generation to avoid detection. The Hunter platform shown in figure 5-1 is a
prime example of a UAV using push-pull engine technology on a twin boom airframe.
36
Designs to date have focused on using existing manned airframe components or designs to minimize cost
or produce operational platforms quickly. These systems support moderate payloads over various ranges
despite known aerodynamic deficiencies. The advent of the DarkStar platform demonstrates an innovative
7
approach to improve both aerodynamic efficiency, payload support, and operational radius. DarkStars use
of a jet engine coupled with a composite flying wing structure will improve aerodynamic efficiencies and
significantly decrease the radar cross section.
As currently designed, the DarkStar UAV consists of an internal payload bay capable of supporting a
sensor payload which can be swapped in the field. The current payload capacity and platform configuration
does not allow DarkStar to function as an efficient strike platform. Skunkworks designers are continuing
evolutionary improvements on the DarkStar platform. Their conceptual design in figure 5-2 provides a look
at a twin engine platform capable of increased range, speed, and payload capacity that has the potential to
function as a UAV strike platform. This design could serve as the basis for future StrikeStar developments.
StrikeStar designers could capitalize on DarkStar payload swapping techniques as well as internal
weapon carriage technology used for the F-117 and F-22 airframes.
37
airframes would rely on larger payload bays and wider use of composite materials to improve payload
capacity and stealthiness without increasing total weight. We anticipate that stealth technologies will mature
to the point that cloaking or masking devices could be used to prevent detection or the employment of
8
effective countermeasures.
The avionics system would support two modes of platform operation: command-directed and
autonomous. In command-directed operation, the StrikeStar operator would transmit the desired strike
mission way points, cruising speed, and flight altitude to the StrikeStar flight control system to perform
normal flight operations. Preprogrammed operations would be possible if all known way points were
entered prior to a mission. Default preprogrammed operations would commence if uplink communications
were lost and not recovered within a user-selectable time frame. Defaults could include entering preplanned
holding patterns or initiating preplanned egress maneuvers as determined by the on-board Virtual Pilot
system described later.
The avionics system would be based on concepts embodied in the Pave Pace integrated avionics
architecture. Pave Pace is a concept that uses a family of modular digital building blocks to produce
tailorable avionics packages. Using this approach on the StrikeStar would allow for future growth and
allows the UAV avionics to mirror manned platform components without adding additional avionics
maintenance requirements.
integrated avionics
positioning system (GPS) receiver, an inertial navigation system (INS), autopilot, and various sensing and
control functions. StrikeStar navigation would rely on GPS precision P code data. Eventually, as potential
enemies develop GPS jamming capabilities to prevent GPS use in target areas, an INS could provide
redundancy and allow limited autonomous operation in the event GPS countermeasures are encountered.
Other UAVs could also be used to broadcast high power, synchronous broadband satellite signals over target
areas to counter GPS countermeasures.
38
HF
VIRTUAL
PILOT
COMMUNICATIONS
SYSTEM
SAT
LASER
GPS/INS
STORES
MANAGEMENT
SYSTEM
FLIGHT CONTROL
SYSTEM
ANALOG
SENSORS
VEHICLE
CONTROL
ENGINE
SENSORS
WEAPONS
PAYLOAD
- PGMS
- ALCM
- MMD
GPS location data could be transmitted to the control station at all times except in autonomous or
preprogrammed operation. Components produced in the Tri-Service Embedded GPS/Inertial Navigation
System (EGI) Program, which integrates GPS into the fighter cockpit for better navigation and weapon
10
39
limited extension of a battlefield combat identification to future allies operating with US forces. StrikeStar
would also be capable of interrogating and classifying identification friend or foe transponder-equipped
platforms to facilitate use of that data in air-to-air engagements and identify potential airborne threats.
Propulsion System
Many current UAV systems are based on inefficient, propeller-driven airframes powered by internal
combustion engines, relying on highly volatile aviation gasoline, which causes military forces significant
safety and logistics issues. Propeller improvements are progressing, but the desire for stealthy platforms
steers many designers away from these systems with the exception of the Predator. Gas turbine engines have
been demonstrated for rotary wing applications and the use of jet engines has been widely demonstrated and
11
powered platforms that rely on expendable and rechargeable batteries. Recently, fuel cell application
12
Unfortunately
battery and fuel cell systems exhibit low power and energy densities relative to hydrocarbon fuels. For that
reason, internal combustion engines will continue to be the mainstay for less sophisticated UAV propulsion
systems.
Jet engine design is a trade-off between airflow and fuel to maximize performance. Engine designers
either enlarge the size of engine intake to increase airflow or provide more fuel to the jet engine combustion
chambers to produce the desired propulsion characteristics. Since most jet engines rely on conventional
fuels, designers increased intake size to maximize fuel efficiency and improve range and endurance.
However, increasing UAV intake size is not desirable since this impacts the stealth characteristics and
overall aerodynamic efficiencies of small airframes. Exotic or alternative fuels hold much promise for
powering future aircraft and extensive research has been conducted on potential new aircraft fuels. Table 3
provides some potential aircraft fuel characteristics.
40
Table 3
Fuel Characteristics
Fuel
Btu/lb
Btu/cu ft
lbs/cu ft
Btu/lb of fuel
JP
18,590
940,000
50.5
0.47
Hydrogen
51,500
222,000
4.3
3.20
Methane
21,500
570,000
26.5
0.49
Propane
19,940
720,000
36.1
0.65
Methanol
8,640
426,000
49.4
0.60
Boron
30,000
1,188,000
39.6
0.57
JP from coal
18,830
996,000
53.0
0.47
Weapon Systems
41
Precision-guided munitions are widely accepted as demonstrated during the Persian Gulf War. The
family of Launch and Leave Low-level Guided Bombs (LLLGB), Maverick, and homing anti-radiation
missiles (HARM) all represent current weapons that could be integrated into a UAV strike platform.
Unfortunately, these weapons lack range and poor weather capability. New all-weather seekers are needed
to provide desired battlefield dominance. New studies to produce long-range hypersonic PGMs are also
underway, which if employed on a StrikeStar could significantly extend the weapon employment zone.
13
Efforts underway on the should produce weapons technology that not only discriminates against ground
targets, but operates in adverse weather conditions.
14
Stores management systems (SMS) used in modern attack aircraft could be integrated into UAV
avionics packages to provide required weapon control and release functions. Tight coupling between sensor
platforms, the Virtual Pilot and SMS could allow for autonomous weapon selection, arming , and release
without operator intervention under certain scenarios. Unfortunately, the weight and large size of current
PGMs and limited functionality of current SMS suites could limit conventional weapon employment.
Recent developments on an enhanced 1,000-pound warhead proved that blast performance of 2,00015
Miniaturized Munitions Technology Demonstration (MMTD) effort could produce a new class of
conventional weapons. The MMTD goal is to produce a 250-pound class munition effective against a
16
A differential
GPS/INS system will be integral to the MMTD munition to provide precision guidance, and smart fusing
techniques will aid in producing a high probability of target kill. The kinetic energy gained by releasing these
weapons at maximum StrikeStar altitudes would also help improve explosive yield.
Improving bomb
accuracy, focusing on lethality, and providing an all-weather capability are all technology goals which,
when coupled with a StrikeStar platform, could produce a potent strike platform. MMTD advances would
significantly improve weapons loading on StrikeStar. Unfortunately, conventional explosives technology has
the limitation that once all weapons are expended, the UAV must return to base for replenishment. However,
StrikeStar directed energy weapons would allow more strikes and reduce replenishment needs.
42
Directed energy weapon (DEW) technology is undergoing rapid advances as demonstrated on the
Airborne Laser program. The goal to produce a laser capable of 200 firings at a cost of less than $1,000 per
17
DEW could deny enemy forces the ability to maneuver on ground and in the air. If initiated now, expanded
research efforts could produce a smaller, more lethal, directed-energy weapon suitable for a StrikeStar
platform in 2025.
Capabilities in present air-to-air weapons provide a level of autonomous operations, which if
employed on StrikeStar could revolutionize offensive and defensive counter air operations.
A StrikeStar
loaded with both air-to-ground and air-to-air missiles could be capable of simultaneous strike and selfdefense. Additional survivability could be provided by using towed decoys cued by off-board sensors.
Advanced medium range air to air missile (AMRAAM) and air intercept missile (AIM-9) weapons are
proven technologies already compatible with stores management systems that could be employed on
StrikeStar. Internal carriage and weapon release of these missiles from a StrikeStar could rely on
experiences gained in the F-22 program. Eventually, a new class of air-to-air missiles could be developed
which are significantly smaller and more lethal to allow additional weapon loading.
Nonlethal weapons also present some unique possibilities for use on the StrikeStar.
Nonlethal
can bring.
Employing these weapons from StrikeStar platforms could be used in prehostility stages to
demonstrate resolve and the dominant presence of orbiting weapon platforms with instantaneous strike
capabilities.
43
Communications Systems
What the warrior needs: a fused real-time, true representation of the Warriors battle spacean ability
to order, respond, and coordinate horizontally and vertically to the degree necessary to prosecute his mission
in that battle space.
20
StrikeStar operations. Battlespace awareness as envisioned under the C4I for the Warrior Program will
provide the information infrastructure required for command and control (C2) of the StrikeStar platforms.
UAV communications systems function to provide a communications path, or data link, between the platform
and the UAV control station, and to provide a path to pass sensor data. The goal of the C4 system is to have
21
the head of the pilot in the cockpit, but not his body.
StrikeStar communications would provide a reliable conduit for status information to be passed on a
downlink and control data to be passed on the uplink in hostile electronic environments. The uplink and
downlink data streams would be common datalinks interoperable with existing C4 datalinks to maximize data
exchange between sensors, platforms, and their users. Status and control information would be continually
transferred between StrikeStar and its controller
implementing preprogrammed flight operations. The data link would need to be impervious to jamming, or
even loss of control, to ensure weapon system integrity.
communications in all transmission ranges would provide redundancy, diversity, and low detection and
intercept probability.
supported to a variety of control stations operating from aerospace, land, and sea platforms.
22
23
Command and control of UAVs via satellite links has been demonstrated to be highly reliable.
The
MILSTAR constellation or its follow-on could serve as the primary C2 communications network for
StrikeStar platforms.
Communications System (DSCS) constellation and Global High-Frequency Network could provide alternate
paths for connectivity and redundancy depending on mission profiles. The vast HF network provides nearly
25
instantaneous coverage and redundancy under adverse environmental conditions (fig. 5-4).
High-Frequency
can provide commanders with useful, flexible, and responsive communications while reducing the demand on
44
26
StrikeStar platforms to exploit these networks as viable communications paths as long as C2 integrity of onboard weapons is assured.
GREENLAN D
ICELAND
ALASK A
ENGLAND
WEST
EAST
CEN TR AL
COAST
ITA LY
TURK EY
AZORES
COAST
JA PAN
FLORIDA
PUER TO RICO
GUAM
HA WA II
DIEGO GARC IA
ASC ENSION
AU STR ALIA
45
As with any C4 system, we anticipate StrikeStars requirements would grow as mission capabilities and
payloads mature. It is possible StrikeStar follow-ons could be required to integrate limited sensing and
strike payloads into one platform, thus significantly increasing datalink requirements. In this event, wideband
27
laser data links could be used to provide data rates greater than 1 gigabit per second.
In addition, a
modular payload capability could allow StrikeStar platform to carry multimission payloads such as
28
As mentioned, StrikeStar will be controllable from a multitude of control stations through the common
data link use. Control stations could be based on aerospace, ground, or sea platforms depending on the
employment scenario. A control station hierarchy could be implemented depending on the employing forces
composition and the number of StrikeStars under control. The StrikeStar C2 hierarchy and control equipment
would allow transfer of operator control to provide C2 redundancy. Current efforts by DARO have
29
established a common set of standards and design rules for ground stations.
Launch and recovery are the most difficult UAV operations and are the greatest factors inhibiting
30
wider acceptance.
A variety of launch and recovery systems are used worldwide. Launchers range from
simple hand launchers to sophisticated rocket-assisted take-off systems (fig. 5-5). Recovery systems range
46
from controlled crash landings to standard runway landings. StrikeStar would launch and recover like
manned aircraft, and carrier-based operations could be considered as another viable option to improve
loiter times and mission flexibility.
deficiencies by using GPS, high resolution ground mapping techniques, and optical sensing to land without
operator control.
Technologies to support the StrikeStar do not appear to represent significant challenges. In most cases
proven technologies can be expected to evolve to a level that will overcome all hurdles by the year 2025.
Determining the doctrinal and operational changes required to integrate a StrikeStar capability presents more
significant challenges, considering the aversion our service has had with UAVs in the past.
32
Technology
for StrikeStar is evolutionary where as organizational acceptance and employment will be revolutionary.
47
Notes
1
Lt Col Dana A. Longino, Role of Unmanned Aerial Vehicles in Future Armed Conflict Scenarios
(Maxwell AFB, Ala.: Air University Press, December 1994), 34; Unmanned Aerial Vehicles, Armada
International, 1990, Naval Technical Intelligence Translation 910098, DTIC Report AD - B153696, 10
April 1991, 3.
2
Defense Daily, 2 February 1996, 162.
3
Maj William R. Harshman, Army UAV Requirements and the Joint UAV Program, DTIC Report AD A228149 (US Army Command and General Staff College Thesis, June 1990), 4.
4
K. Cameron, Unmanned Aerial Vehicle Technology (Melbourne Australia: Defense Science and
Technology Organization, February 1995).
5
Janes Unmanned Aerial Vehicles, Launchers and Control Systems, 1994 (Surrey, UK: Janes
Information Group Limited), 253.
6
Cameron, 21.
7
Air Progress, September 1995, 47-49.
8
David A. Fulghum, McDonnell Douglas JAST Features Expanding Bays, Aviation Week and Space
Technology, 19 February 1996, 52. In this article a smart-skin-type experimental coating is discussed. This
coating attenuates radar reflections with customized carbon molecules. When activated by an electric charge
it can also change the skins color from sky blue to earth and foliage-colored hues to fool optical sensors.
9
Ibid., 66.
10
ARPA Technical Abstract, (Internet: December 1995).
11
Longino, 2.
12
Lawrence Livermore National Laboratory Technical Abstract, Solar-Electric Aircraft Internet:
January 1996.
13
Mr Wayne A. Donaldson, WL/POPA, Fuels Engineer, E-mail, 2 February 1996; AF 2025 Assessor
comments, 28 March 1996.
14
Smart Bombs get their Ph.D., CNN Interactive Technology, Internet, 1 February 1996.
15
Energetic Materials Branch/High Explosives Research and Development Facility Home Page,
(Eglin AFB, Fla., January 1995).
16
Miniaturized Munition Technology Demonstration Abstract, January 1995, 2.
17
Suzanne Chapman, The Airborne Laser, Air Force Magazine January 1996, 5455.
18
E. E. Casagrande, Nonlethal Weapons: Implications for the RAAF (RAAF Base Fairbarin,
Australia: Air Power Studies Center, November 1995), 6.
19
Peter Petre and H. Norman Schwarzkopf, It Doesnt Take a Hero (N.Y.: Bantam Books, 1992), 468.
Considering the death and destruction on the Highway of Death, General Powell informed General
Schwarzkopf that the White House was getting nervous: The reports make it look like wanton killing.
20
Adm Richard C. Macke, C4I for the Warrior, 12 June 1992.
21
Robert K. Ackerman, Tactical Goals Encompass Sensors, Autonomous Arts, Signal, December
1995, 27.
22
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 27.
23
Joint Precision Strike Demonstration (JPSD) Beyond Line of Sight UAV Demonstration, JPSD
Program Office, March 1994, viviii.
24
Adm James B. Busey IV, MILSTAR Offers Tactical Information Dominance, Signal, July 1994,
11.
48
25
49
Chapter 6
Were getting into UAVs in a big way. We understand they have enormous potential.
__
The purpose of the StrikeStar concept of operations is to define the operational application of the
StrikeStar by highlighting system advantages, defining future roles and missions, and illustrating
interrelationships between intelligence, command and control (C2), the weapon, and the war fighter.
Historically, America has held expectations for airpower just beyond the limits of available technology,
and now a new national expectation is emerging. Today, airpower application is expected to equate to cost1
effective, precise, and low-risk victory. These inexorable expectations could be a reality in 2025 because a
StrikeStar could hold strategic, operational, and tactical targets at risk with relative immunity to enemy
defenses. This platform could operate in high risk or politically sensitive environments, perform its mission,
and return to fly and fight again. The StrikeStar would enable the United States military to meet the national
expectations and the threats of a changing world.
Underpinning the StrikeStar concept is the platforms ability to deliver increased combat capability
with reductions in vulnerability and operating cost. The StrikeStars 8,000 nautical mile combat radius
would have the potential to keep vulnerable logistics and maintenance support far from hostile areas. Also,
dramatic savings would be possible in operations, maintenance, personnel, and deployment costs.
50
Logistically the StrikeStar could be handled like a cruisemissile; stored in a warehouse until needed and
then pulled out for a conflict. The potential savings over conventional aircraft could range from 40 percent to
as much as 80 percent.
surveillance, and reconnaissance inputs. While potential savings are impressive, the most attractive aspects
of this platform and its supporting elements are the capabilities the StrikeStar System could deliver to
tomorrows commanders in chief (CINCs):
1. The StrikeStar could be configured to perform a variety of missions as diverse as
surveillance to the delivery of precision weapons.
2. Operating altitudes could make it a true all-weather platform capable of remaining onstation regardless of area of operations (AO) weather.
3. Battlespace presence: depending on the weapons carried, a handful of StrikeStars
could equate to continuous coverage of the AO.
4. Power projection: StrikeStar operations need not compete for ramp space with other
theater assets. The combat radius would normally facilitate operations from coastal
Continental United States locations or strategically located staging bases to improve loiter
time (fig. 6-1).
5. Such an aircraft could accelerate the CINCs Observe, Orient, Decide, Act loop
(OODA Loop) with immediate battle damage assessment (BDA) and restrike capability.
6. The employment concept of operations could shorten the chain of command, simplifying
accountability and improving operations security.
7. A StrikeStar could enable a CINC to operate in environments where casualties,
prisoners of war, or overt United State military presence are politically unacceptable.
8. A StrikeStar and its supporting systems could be tailored to have utility across the
across the spectrum of conflict.
3
51
2025
1/31/96
filename.ppt (10/3/96 )
Aerospacepower roles and missions in 2025 are difficult to predict, yet we know they will be tied to
the nature of future conflict. Desert Storm has been touted by many as the first modern war and a clear
indicator of the nature of future conflict. Others believe that the conflict was not the beginning of a new era in
4
warfare but the end of one, perhaps the last ancient war. In terms of posing aerospace forces for the future,
it is imperative we look for discontinuities in the nature of future war as well as commonalties to past
conflicts. It is a fact that our future roles and mission will be a reflection of our technological capabilities
5
and most significant centers of gravity as well as those of our enemies. It is safe to say the missions that are
the most challenging today will be the core requirements of aerospacepower tomorrow.
52
The StrikeStar complements the current understanding of air roles and missions and could provide a
technological bridge to accomplish future roles and missions. The platforms most natural applications
would be in aerospace control and force application roles; however, planned versatility also makes it a force
6
multiplier and a force enhancer. A payload and communications package swap could enable a StrikeStar to
perform electronic combat, deception, or reconnaissance missions. A StrikeStar could act as a stand-alone
weapons platform or it could multiply combat effectiveness by working in conjunction with other air and
space assets. StrikeStar's utility in the performing any future missions would be limited only by its combat
payload capacity and this limitation will be offset by revolutions in weapons technology that include light7
match the planned payload capacity of the Joint Strike Fighter (JSF). Revolutions in conventional warfare
will be driven by rapidly developing technologies of information processing,
precision strike weapons. A StrikeStars relative invulnerability, endurance, and lethality would force
redefinition of roles and missions and revolutionary doctrinal innovation for airpower employment.
For centuries war fighters labored to find the weapon that gave them a panoptic effect on the battle
field.
10
The inherent flexibility and lethality of airpower provided us with great gains toward this long-
sought goal. However, limitations in technology, airframes, and the national purse have led to a less than
ubiquitous presence over intended areas of operations. A StrikeStar could be the conduit to achieving this
goal. The kill boxes of Desert Storm would give way to 24-hour air occupation of the AO. Airpower
theorist Col John Warden states that the primary requirements of an air occupation platform in the future are
stealth, long endurance, and precision.
11
Not only could a StrikeStar hold the enemy at risk, it could produce unparalleled psychological effects
through shock and surprise. In the words of Gen Ronald Fogleman, Chief of Staff, United States Air Force,
So, from the sky in the aerospace medium, we will be able to converge on a multitude of targets. The
impact will be the classic way you win battleswith shock and surprise.
12
13
the combat tempo at every level. Imagine the potential effect on enemies who will be unable to predict
where the next blow will fall and may be powerless to defend against it.
53
The possibilities for joint force combat applications of this system are enormous. A StrikeStar could be
a multiplier used to increase the tether of naval fleet operations or as a strike platform with marine
expeditionary applications. It could be used as a high-value asset (HVA) escort or in combat air patrol
(CAP), allowing assets normally tasked for these roles to be retasked for other missions. An example of a
StrikeStar force enhancement capability is its potential use in tactical deception. A possible employment
scenario could include a StrikeStar releasing air-launched decoys over an area of suspected surface-to-air
missiles, and as enemy radars come on line to track the approaching decoys, the StrikeStar would destroy
14
them.
It could then follow the strike package of F-22s or JSFs, loiter over the battle area, and perform near
Concepts of Employment
In this section, concepts of employment describe the architecture required to employ the StrikeStar and
detail the concept of operations in two notional operating modes. The final areas covered are critical tasks
and weapons employment.
The StrikeStar is inextricably linked to reconnaissance and command and control systems. The system
architecture depicted in figure 6-2 illustrates how a StrikeStar is tied and integrated into the larger battle
space systems. Keep in mind that it is the entire architecture, or the system of systems, which enables
15
mission accomplishment.
The StrikeStar is a relatively dumb system: it carries few sensors, and it is not
designed for a great deal of human interface. The viability of the StrikeStar concept in 2025 depends on its
ability to plug into the existing battlespace dominance and robust C2.
54
MILSTAR
GPS
MILSTAR
UAV
Status
Release
Consent
StrikeStar
Target
Geolocation
Directed
Energy
Weapon
Aerial Reconnaisance
Vehicle
UAV
Control
Enemy HQ/
Command Post
JFACC
3700 nm
Former Vice Chairman of the Joint Chiefs of Staff Admiral Owen's prediction that the United States
16
military will enjoy dominant battlefield awareness by 2010 is a prerequisite to this concept.
Dominant
battlespace awareness in 2025 must include near real-time situational awareness, precise knowledge of the
enemy, and weapons available to affect the enemy.
17
fused, and provide a detailed battlespace picture. The intelligence-gathering net will utilize all available
inputs from aerospace assets, both manned and unmanned sensors.
18
integrated information for employment, queuing, and targeting. A StrikeStar in this architecture adds value
since it enables an aerospace platform to provide dominating maneuver with lethal and precise firepower in
a previously unattainable continuum of time. A pictorial representation of this concept is presented in figure
6-3.
55
Battlespace
Awareness
TI
M
E
Enhanced
C4I
Precision
Engagement
StrikeStar would need to be fully integrated into a common C2 element that manages all aspects of the air
19
battle in 2025.
A StrikeStar places several unique demands on the command and control element. C2
personnel would employ a StrikeStar by nominating targets, pulling down required intelligence, and selecting
the platform and weapon to be used against them. The command element could then command weapons
release or tie the StrikeStar directly to an AO sensor in an autonomous mode. In the autonomous mode
intelligence is collected, sorted, and analyzed and then forwarded to a StrikeStar positioned to attack
20
56
to the platform from a command center located in the hub of political power. Similarly, if a StrikeStar is
utilized in extremely hostile theaters, a command and control center located far from hostilities is most
advantageous. In low-intensity conflicts, peace enforcement, or domestic urban applications, the C2 center
could be moved to the vicinity of the conflict as a mobile ground station, an airborne platform, or even a
space-based station.
The strike mission highlights the utility of a potentially autonomous mode of operation. This operating
mode could free command and control center personnel to manage other assets.
StrikeStar would capitalize on the principles of simplicity, surprise, offensive, and objective.
21
The
wing span.
approximately 4,000 feet for takeoff, landing, and abort distances. The StrikeStar would taxi via global
positioning and airfield information. Mission support personnel would deconflict operations with ground
control and tower or sanitize the airfield during ground operations and takeoff.
Climb Out. When operating in congested or controlled airspace it would be necessary to deconflict a
StrikeStar with potential air traffic. In these cases the aircraft would be programmed to perform a spiral
climb over the field until above the future equivalent of positive controlled airspace. (This may require
coordination for airspace above and around the aerodrome for operations within the United States).
57
Enroute. The StrikeStar would proceed to the target as programmed unless updated information is
passed from the command center. Integrated engine and airframe function indicators would be constantly
monitored and adjusted automatically for peak performance by the Virtual Pilot. Engine anomalies will be
compared against pre-programmed go/no-go criteria, and in the event an abort criterion is discovered, a
message would be automatically passed to the C2 center for action.
Ingress. A StrikeStar would proceed to the target via the programmed flight path. Although stealthy
technology and altitude reduces vulnerability, flight path programming should integrate intelligence
preparation of the battlefield (IPB) to optimize this technology and avoid obvious threats. Once in the AO the
StrikeStar would release its weapons or recognize its assigned sensor and establish a kill box. The kill
box is a block of space where the StrikeStar releases weapons on threats identified by coupled sensors.
22
Egress. StrikeStar would egress the AO using preprogrammed information or remain on-station in a
preprogrammed orbit awaiting battle damage assessment (BDA) and potential retargeting information until
egress was required.
Recovery. StrikeStar would fly to the airdrome's vertical protected air space, and execute a spiral
descent unless otherwise directed. The aircraft would perform a precision approach and landing, taxi clear
of the active runway, and return to parking, using the enhanced landing system (ELS) discussed earlier.
Regeneration. Maintenance time would be kept to a minimum through computer diagnostics provided
to ground personnel on landing, and blackbox swap technology. The aircraft could be refueled, rearmed,
reprogrammed, and "turned" quickly after landing.
System compromise. A StrikeStar is intended to be a durable platform, however system degradation
due to battle damage or malfunction could compromise the platform. To ensure that classified programming
information remains secure, preprogrammed information will be altitude volatile. Additionally, to prevent
reverse engineering or endangerment of friendly forces, the airframe could be destroyed by on-board
weapons or another StrikeStar in the event of an inadvertent landing or errant behavior.
58
85,000 Ft Loiter
Altitude
85,000ft
24 Hour
Loiter
85,000ft
65,000ft
65,000ft
Cruise Climb
Ingress
3,700 nm
CLIMB
300 NM
Egress
3,700 nm
WEAPON
KILL ZONE
(weapon dependent)
DESCEND
300 NM
Landing
Takeoff
4,000 ft
4,000 ft
The specifics of the command-directed mission overlap many of the aspects of the autonomous mission.
The fundamental distinction between the two operating modes is that the command directed mission requires
command center inputs. In this operating mode, the StrikeStar could exploit the principles of unity of
command, maneuver, mass, and economy of force. While the StrikeStar employment would naturally mesh
with the tenets of aerospace power, this platform would define new limits to the tenets of persistence,
flexibility, and versatility.
23
presence over the battle-field and maximize flexibility. Mission areas unique to command-directed missions
are delineated below.
59
Ingress. A StrikeStar would be preprogrammed to a specific orbit where it would await closure of the
C2 elements OODA loop. This closure would provide the platform with the required information on optimum
positioning and targeting commands.
Egress. A StrikeStar would remain on-station until fuel or weapons expenditures require a return to
base. Fuel and weapons status will be provided to the command element on request. A return to base
message will be transmitted at a predesignated navigation point. Due to the long loiter time in the AO, the
planned recovery location may have changed, so updated landing information will be passed to the aircraft as
situations dictate.
The 2025 battle space will have both unique and familiar features. The StrikeStar could leverage
available weapons technology to perform many critical tasks. As noted in the New World Vistas, there will
be a number of tasks that must be accomplished. Among the most pressing tasks in 2025 will be the
24
occupation must be explored. A final task, well suited to a StrikeStar, would be covert action against transnational threats located in politically denied territory or in situations were plausible deniability is
imperative.
The ability of a StrikeStar to loiter over an area for long periods and exploit information dominance
with precision weapons, would make it a natural Theater Missile Defense (TMD) platform, particularly in
boost phase intercept. A StrikeStar could be employed in the AO in a sensor-to-shooter mode looking for
ballistic missiles in the first 180 seconds of flight. Intercepting missiles from high altitudes early in the boost
phase increases the chances that dangerous debris would fall on enemy territory.
25
against TBMs or other short-dwell targets could be directed-energy weapons or hypersonic interceptor
26
missiles.
The optimum weapons selection for a StrikeStar would match weapons availability to loiter
capability. A StrikeStar offers the advantages of a space-based TBM defense weapon in terms of operational
reach, a vast distance over which military power can be concentrated and employed decisively, and it
27
60
The StrikeStar approach to systems lethality and loiter capability could enable the Air Occupation
concept. Because of a StrikeStars endurance, altitude, and stealth characteristics, it could wait, undetected,
over a specific area and eliminate targets upon receiving intelligence cues.
deniability, specialized weapons could be used to erase any US finger-print. Uniquely suited to a StrikeStar
would be delivery of high-kinetic-energy penetrating weapons.
operational altitudes would allow engagements at longer ranges.
28
Countries conform to the will of their enemies when the penalty of not conforming exceeds the cost of
conforming. The cost can be imposed by destruction or physical occupation of enemy territory. In the past,
29
In 2025, a StrikeStar
could send a lethal or nonlethal message to US enemies and enforce the imposition of our national will
through air occupation across the battle space continuum.
30
It is estimated that over half the nations of the world have active UAV programs.
Because of the
proliferation of UAV technologies, the United States may face enemy UAVs similar to StrikeStar in the future.
Although beyond the scope of this paper, consideration must be given to how a StrikeStar will fit into, and
possibly shape the 2025 battlespace. The broad influence that UAVs could have on military roles and
missions will drive evolutionary changes in service doctrine. The issues of how best to employ strike UAVs,
the details of the human-system interface, and potential countermeasures must be explored before this weapon
system can fulfill its potential.
Notes
1
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 60.
2
David A. Fulghum, New Priorities Refocus Ballistic Missile Defense, Aviation Week and Space
Technology, 19 February 1996, 25.
3
Ibid., 25.
4
Gen Merrill A. McPeak, Selected Works 1990-1994 (Maxwell AFB, Ala.: Air University Press,
August 1995), 230.
5
Col Phillip S. Meilinger, 10 Propositions Regarding Air Power (Maxwell AFB, Ala.: Air Force
History and Museums Program, 1995), 60.
6
AFM 1-1, Basic Aerospace Doctrine of the United States Air Force, 2 vols., March 1992, 7.
61
John Boatman, Highly Energetic Bomb Studies, Janes Defense Weekly, March 1995, 81.
David A. Fulghum, Mcdonnell Douglas JAST Features Expanding Bays, Aviation Week and Space
Technology, 19 February 1996, 52.
9
James R. Fitzsimuonds and Jan M. Vantol, Revolution in Military Affairs, Joint Force Quarterly,
Spring 1994, 27.
10
Col John Warden, USAF Retired, address to Air Command and Staff College, Maxwell AFB, Ala.,
October 1995. The panoptic effect refers to the power that continuous surveillance and presence has in the
ability to control large numbers of people. People begin to react to the pressure of constant surveillance even
when it is not present.
11
Col John Warden, USAF Retired, video address to Air Command and Staff College, Maxwell AFB,
Ala., War Termination, January 1996.
12
Gen Ronald R. Fogleman, chief of staff, United States Air Force, address to the Air Force
Association, Orlando, Fla., 24 February 1995.
13
Col Phillip S. Meilinger, 1, 30.
14
David A. Fulghum, DarkStar First Flight Possible in March, Aviation Week and Space
Technology, 19 February 1996, 55.
15
Lt Col Michael R. Mantz, The New Sword: A Theory of Space Combat Power (Maxwell AFB, Ala.:
Air University Press, May 1995), 17.
16
Adm William A. Owens, USN, Vice Chairman, Joint Chiefs of Staff, address to the AF 2025 Study
Group, Maxwell AFB, Ala., 13 August 1995.
17
Warfighting Vision: 2010 A Framework for Change, (Ft Monroe Va: Joint War fighting Center,
August 1995),10.
18
Surveillance and Reconnaissance, Real-Time Integration, 2025 concept briefing, Maxwell AFB,
Ala., 19 January 1996.
19
Unmanned Aerial Vehicle Technology Report, 2.
20
Warfighting Vision: 2010 A Framework for Change, 10.
21
AFM 1-1, Basic Aerospace Doctrine of the United States Air Force, 7.
22
Richard P. Hallion, Storm over Iraq Air Power and the Gulf War (Washington. D.C.: Smithsonian
Institution Press, 1992), 155.
23
AFM 1-1, Basic Aerospace Doctrine of the United States Air Force, 9.
New World Vistas, summary volume, 36.
25
William B. Scott, Kinetic-Kill Boost Phase Intercept Regains Favor, Aviation Week and Space
Technology, 4 March 1996, 23.
26
Fulghum, 53.
27
Joint Pub 3-0 Doctrine for Joint Operations, 1 February 1995, III16.
28
William B. Scott, Kinetic-Kill Boost Phase Intercept Regains Favor, Aviation Week and Space
Technology, 4 March 1996, 23.
29
Jeffrey Mckitrick et al., The Revolution in Military Affairs, in Barry R. Schneider and Lawrence
E. Grinter, eds., Battlefield of the Future: 21st Century Warfare Issues. (Maxwell AFB, Ala.: Air
University Press, September 1995), 121.
30
Air and Missile Threat to the Force, Air and Missile Threat Briefing, Fort Bliss Threat Office, 1996,
14.
62
Chapter 7
Conclusions
There will always be men eager to voice misgivings, but only he who dares to reach into
the unknown will be successful. The man who has been active will be more leniently
judged by the future.
__
Many important issues face our militarys leadership over the next 30 years. Continuing to build a
reliable force structure amidst shrinking budgets is a challenge that must be met head-on. Recognizing the
opportunity for growth beyond the UAVs reconnaissance mission is a must if the US military is to be ready
for all aspects of the conflict spectrum. While there are other near-term priorities for military spending, UAV
development beyond reconnaissance requires specific funding for research and development, and operations
and maintenance. Estimating seven years for development and three years from initial fielding to a full
operational capability, the lethal UAV concept should be supported and funded no later than 2015. In
reality, this milestone should be achieved earlier, but we live in an imperfect world and funding for our
1
The technologies discussed here are realizable by 2025. Current UAV advanced concept technology
demonstration (ACTD) efforts by Defense Airborne Reconnaissance Offices (DARO) will provide the
leverage we need to take the next step in UAV missions. Current efforts to improve conventional weapons
and produce an airborne-directed energy weapon will provide the required precision and lethality needed to
operate across the full spectrum of conflict. An interconnected, highly distributed infosphere that produces
ultimate battlespace awareness will provide the C2 reins to provide the conventional deterrence desired.
63
Conventional fuel sources can provide the desired platform performance between now and 2015, but
continued research to provide cleaner fuel sources and improved fuel efficiencies is desirable.
StrikeStar
technology is a small hurdlea challenge that can be overcome by funding and support from visionary
leaders.
UAVs have a great potential for the strategic and operational commander in the pursuit of national
interests. To optimize that potential, the apparent pro-pilot bias that favors manned aircraft over UAVs must
be overcome. In addition, leaders must finds ways to fund lethal UAV development and support the research
and development of doctrine to support it. While doing so, leaders must also ensure that lethal UAVs and
their concept of operations comply with the wishes of a public that demands safety and accountability.
Based on these conclusions, the following are recommended:
Add a budget line in the FY00 POM, or sooner, that provides adequate funding for the ACTD. Based
on the ACTD results be prepared to dedicate funding for lethal UAVs.
Initiate an ACTD effort that picks up where the current DARO ACTDs end. The ACTD will focus on
integrating components produced in the Miniaturized Munitions Technology Demonstration, LOCASS, and
Pave Pace avionics architecture, with an enlarged variant of the DarkStar platform.
Investigate a multimission modular payload configuration for UAV use that will allow a quick and
economical reconfiguration from strike to reconnaissance missions.
Continue work on an airborne laser, focusing on miniaturizing the weapon.
Investigate possible TMD weapons for boost-phase intercept or attack operations for carriage on a
long endurance stealthy UAV.
Initiate a study to determine what doctrinal changes are needed to effectively employ StrikeStar across
the conflict spectrum.
Accelerate efforts to fuse all-source national and theater intelligence technologies .
Initiate a study to determine how lethal UAVs can be integrated into force structure and the cost
benefits of this concept versus alternatives.
Continue strong support of a global information infrastructure that can provide secure, reliable
communications.
64
The long-endurance multimission lethal UAV offers the war fighter of the Twenty-first century a
capability to enforce the concept of air occupation. Applicable for use over a wide variety of scenarios
and levels of warfare, the StrikeStar would be an affordable power projection tool that overcomes many of
the political and social issues that will hinder force projection and force employment in the next century.
Notes
1
Maj Gen John R. Landry, USA, Retired, National Intelligence Officer for General Purpose Forces,
Central Intelligence Agency, address to the AF 2025 Study Group, Maxwell AFB, Ala., 14 February 1996.
65
Appendix A
UAV reliability constantly comes up as a major factor when conducting cost performance trade-offs
between manned and unmanned aircraft. The sporadic interest in UAVs has resulted in missing reliability
data or insignificant data collections due to small UAV test sets, and various measurement techniques. The
propensity to link payload performance to UAV platform reliability also led to misconceptions on overall
reliability.
Table 4 shows the first data collected on the Air Forces first widespread use of UAVs during the
Vietnam War and its aftermath.
66
Table 4
Ryan Model 147 UAV Flight Statistics
RYAN
147
Model
A
B
C
D
E
F
G
H
J
N
NX
NP
NRE
NQ
*NA/NC
NC
NC (m1)
S/SA
SB
MIL
Model
AQM-34M
AQM-34G
AQM-34H
AQM-34J
LT
SP
Mission
Date
Opr
Number
Launch
Percent
Returned
Msn
Per
Uav
27
27
13
27
4/62-8/62
8/64-12/65
78
61.5
27
27
27
27
29
30
29
23
23
15
15
27
27
27
32
27
13
13
83
138
94
9
13
54.2
63.8
64.9
0
46.2
11
13
9
28
28
23
26
26
26
29
29
15
13
13
15
15
15
13
13
6/67-9/67
5/67-9/67
5/68-12/68
8/68-9/71
7/72-12/72
19
7
66
63.2
42.9
86.4
5
4
20
29
89.7
12/67-5/68
3/68-1/69
90
159
63.3
76.1
11
14
11/6810/69
1/69-6/73
6/726/74-4/75
44
72.7
1651
121
183
87.2
93.4
97.3
68
42
39
121
90.9
36
28
268
78.6
91.4
34
216
3435
96.8
37
SRE
AQM-34K
29
13
SC
SC/TV
SD
AQM-34L
AQM-34L/TV
AQM-34M
29
29
29
13
13
13
SDL
SK
T
TE
AQM-34M(L)
AQM-34P
AQM-34Q
29
29
30
30
13
15
32
32
TF
AQM-34R
30
32
10/65
8/65
10/65-2/66
7/66
10/65-8/67
3/67-7/71
3/66-11/77
3/66-6/66
11/66-6/67
8/72
11/69-6/70
4/69-9/70
2/70-6/73
2/73-6/75
2
4
Source: William Wagner, Lightning Bugs and Other Reconnaissance Drones (Fallbrook, Calif.: Aero
Publishers, Inc., 1982).
The percent returned varied significantly from model to model. The fact these UAVs were flying in a war
zone probably accounts for many of the losses, but the inability to recover downed UAVs prevented an
exhaustive analysis. Using the AQM-34L as the largest statistical data set, it is easy to assert that the percent
returned represents a reliability approximation that is good, but does not meet the reliability rates seen in
manned aircraft.
67
Data on the Pioneer UAVs shows the accident rate is still higher than manned aircraft, but some
improvement is noted since 1986 as the system matured (table 5).
Table 5
Pioneer UAV Flight Statistics
Year
# Mishaps
Flight Hours
Sorties
1986
96.3
94
2.1
5.3
1987
447.1
279
2.5
3.2
1988
24
1050.9
577
4.1
1989
21
1310.5
663
1.2
3.1
1990
21
1407.9
668
<1
3.1
1991
28
2156.6
845
1.3
3.3
1992
20
1179.3
676
2.9
1993
1275.6
703
1.1
1994
16
1568.0
862
1.8
1995
16
1752/0
692
2.3
68
Table 6
Early Hunter UAV Flight Statistics
Date of Operations
Number of Sorties
Percent Returned
1207
99.0
1/1/91-2/20/96
The latest Predator UAV data is shown in table 7. The Predator has been supporting reconnaissance
missions in Bosnia and two UAVs have been lost: one to ground fire (Predator 8) and one to an engine
malfunction (Predator 1). Used for training now, the GNAT-750 was originally developed for the Central
Intelligence Agency and was also used in Bosnia.
Table 7
Predator UAV Flight Statistics
Model
Date OPR
Total
Flights
Total Flight
Hours
Bosnia
Flights
Bosnia
Flight Hrs
Percent Returned
GNAT-750
9/94 - 2/96
73
161
Predator 1
6/94 - 8/95
74
328
10
60
94
Predator 2
9/94 - 8/95
87
452
23
145
100
Predator 3
11/94 - 10/95
50
205
29
128
100
Predator 4
9/95 - 2/96
47
132
100
Predator 5
2/95 - 11/95
99
301
100
Predator 6
3/95 - 2/96
28
90
100
Predator 7
5/95 - 2/96
18
42
100
Predator 8
7/95 - 8/95
11
41
20
92
Predator 9
8/95 - 2/96
74
476
49
371
100
Predator 10
8/95 - 10/95
19
147
15
127
100
580
2375
140
851
100
Source: Manny Garrido, Director of Advanced Airborne Systems, Battlespace Inc., Arlington, Va., 22
February 1996.
69
Mr Bill Parr, US Army Joint UAV Office, Redstone Arsenal, Ala., provided the Hunter data and
crash data on 2 April 1996.
70
Appendix B
Steven J. Zalogas article Unmanned Aerial Vehicles in the 8 January 1996 issue of Aviation Week
and Space Technology provides a comprehensive listing of ongoing efforts in UAV production (table 8).
Thirty-four companies, including 16 US companies, are represented here. Nine countries besides the United
States are involved in UAV design and production. Included in this group are many peer competitors or
nations involved in arms exports.
Table 8
Worldwide UAV Systems
Manufacturer
AAI,
Hunt Valley, MD, USA
Adv Tech & Engr Co.
(Pty) Ltd.,South Africa
Aero Tech
of Australia Pty, Ltd.
Aerovironment Inc.
Simi Valley, CA, USA
Type
Mission
Weight
Payload
Speed
Endurance
Max. Alt
Shadow 200
Shadow 600
Multimission
Multimission
250
600
Various
Various
100+
100+
3+ hr.
12+ hr.
15,000
17,000
UAOS
Multimission
275
100
3 hr.
16,400
Jindivik Mk. 4A
Target
4,000
M 0.86
115 min.
C. 22
HILINE
Target
HALE Recce
1,210
770
M 0.95
120
l i
2.5 hr.
1-2 days
40,000
Pathfinder
HALE Recce
480
75,000
Pointer
SASS-LITE
Multipurpose/Recce
Multimission
25-50
27
2 hr.
4 hr.
2,000
5,000
71
8 lb.
800 lb.
Manufacturer
Aurora Flight Systems
Manassas, VA, USA
CAC Systems
Vendomise, France
Daimler-Benz Aerospace
Dornier, Germany
Honeywell, Defense
Avionics Systems Div
Albuquerque, NM, USA
Israel Aircraft Industries,
Malat Div. Tel Aviv, Israel
Type
Mission
Weight
Chiron
Perseus A
Marine Science
Atmo. Science
4,630
1,750
Perseus B
Atmo. Science
2,500
Theseus
Atmo. Science
8,800
ECLIPSE T1
ECLIPSE T2
FOX AT1/AT2
FOX TS1
FOX TS3
FOX TX
Target
Target
Recce/surv.
Target
Target
Electronic warfare
300
450
160/250
160
240
250
AN/USD-501
AN/USD-502
AN/USD-502
CL-227
(S
i l
CL 289
Surv./target acq.
Surv./target acq.
Surv./target acq.
Surv./target acq.
Recce and surv.
target acquisition
238
502
529
DAR
Seamos
SIVA
Antiradar
Maritme surv.
Recce, surv.,
target acq.
Raven
Surv./Recce
Scorpion 60
Scorpion 100
Multipurpose
Multipurpose
BQM-34A
J/AMQ-2
Altus
GNAT 750
I-GNAT
Predator
Target
Target
High alt. research
Recce/surv./target
Recce/surv./target
Recce/surv./target
2,500
519
1,600
1,126
1,140
2,085
Prowler-CR
Recce/surv./target
200
QF-104J
QF-106
QR-55
Target
Target
Target
Eyeview
Recce, surv.,
& target acq.
OTH target acq.,
Recce, & surv.
Multipurpose
Recce/surv.
Recce/surv.
Recce/surv.
Helistar
Heron
Hunter
Pioneer
Searcher
10,560
74,000
80
36 hr.
63,000
50
48 hr.
90,000
IR & RF equip.
IR & RF equip.
R/c, program., track.
Autop., GPS
Autop., Nav., GPS
Autop., Nav., GPS
M 2.5
M 4.3
160
190
280
160
ballistic
ballistic
22 hr./5hr.
1 hr.
1 hr.
5 hr.
42,000
70 mi.
10,500
10,500
15,800
10,500
Programmed
Programmable
Programmed
R/c, prog.
Optical
camera,
S
460
92
460
75 nm.
4 hr.
1,242 mi.
di
1,970
155
103
92
3 hr.
4.5 hr.
8 hr.
9,840
13,125
8,200
185
Video, Flir
75
3 hr.+.
14,000
110
320
Various 25 lb.
Flir, EO, 50 lb.
100
172
3-4 hr.
4 hr.
5,000
15,000
R/c
R/c
690
M 0.9
130
150 kt.
175 kt.
120 kt.
692 nm.
15.6 min
48 hr.
40 hr.
60 hr.
60 hr.
50,000
25,000
32,000
25,000
160 kt.
8 hr.+
20,000
M2.2
M2.2
133
Varies
120 kt.
4-6 hr.
10,000
2,450
computer
100 kt.
4.5 hr.
2,400
1,600
430
700
Computer
Computer
125
110
90 kt.
110 kt.
52 hr.
12 hr.
6.5 hr.
24 hr.
32,000
15,000
23,690
35,411
7,000
174
Scientific
Atmospheric
sampling
Atmospheric
sampling
Scientific
Speed
100
80
264.5
2,337
441
72
Payload
Manufacturer
Type
Mission
Kaman Aerospace Int.Corp.
Bloomfield, CT, USA
QUH-1B,C,E,M Target
Kamov Design Bureau
Moscow, Russian Fdr
Lear Astronautics Corp.
Santa Monica, CA, USA
Lockheed Martin Skunk
Works Palmdale, CA, USA
Lockheed Martin
Electronics & Missiles
Orlando, FL, USA
Meteor Acft & Electronics
Rome, Italy
Mission Technologies
Hondo, TS, USA
Northrop Grumman Corp.
Los Angeles, CA, USA
People's Rep of China
Scaled Composites
Mojave, CA, USA
Sikorsky
Stratford, CT, USA
Silver Arrow
Rishon-Lezion, Israel
9,500
Payload
Radar command
Digital control
Endurance
Max. Alt
126
155 min.
59 kt.
4.5 min.
5,200
8+ hr.
15,000+
Recce, comm.
550
Skyeye R4E-50
Multipurpose
780
Dark Star
Acq./Recce/surv.
8,600
SAR
288+
8+ hr.
45,000+
AQM-127A
Target, SLAT
(Super Sonic Low)
Al
)
2,400
Inertial, radar
M 2.5
55 nm.
Mirach 20
Mirach 26
Mirach-70
Mirach-100/4
Mirach-150
Surv./target/acq.
Surv./target/acq.
Target
Target
Recce
374
440
525
594
748
R/c, prog.
R/c, prog.
R/c
R/c, prog.
R/c, prog.
120
135
195
M 0.8
M 0.7
240+
420+
60
60
80
Hellfox
Multimission
240
80 kt.
4 hr.
15,000+
BQM-74E
Target
595
R/c
530 kt.
B-2
Changkong IC
D-4
Target
Target
Target
123.5
5,401
308
R/c
R/c
R/c
149
565
106
1 hr.
45 min.
2.6 hr.
M 4.0
M 0.7-2
M 1.0-3
M 3.0-4
120 nm.
120 nm.
120 nm.
120 nm.
M 0.80 90m/100m
M 0.80
100 min.
M 0.85
100 min.
Target Variant
Target
Target
Target
Preprog or r/c
Speed
Ka-37
SAGEM
Paris, France
Weight
125
620
560
581
600
MQM-107B/D
MQM-107D
Upgrade
MQM-107E
Target
Target
Radio cmd./prog.
Programmed
Radio cmd./prog.
Radio cmd
preprog. autopilot
977/1012 Radio cmd./prog.
977/1012 Radio cmd./prog.
Target
Crecerelle
Marula
Recce/surv./target
Recce/surv./target
265
165
Flir, EW
Flir, EW
155
155
5 hr.
5 hr.
15,000
15,000
Raptor 2
Environ. research
2000
Environt. sensors
92
10 hr.
65,000
Cypher
Recce
250
60
3 hr./2,500
i
7,900
Colibri
Hermes 450
Micro-Vee
Pilot training
Multipurpose
Tactical UAV
50
1000
100
31-100
57-115
50-126
2 hr.
25 hr.
5 hr.
10,000
23,000
15,000
Brevel
Recce/surv./target
330
136
5.5 hr.
11,500
Luna
Tucan-95
Optical Recce
Recce/surv./target
44
330
Thermal Imaging
camera
TV, Flir
TV, Flir
124
155
2 hr.
10 hr.
3,300
13,100
73
Manufacturer
Strela Production Assn.
Orenberg, Russian Fed
Westinghouse Electronic
Huntsville, AL, USA
Yakolev Design Bureau
Moscow Russian Fed
Type
Mission
Weight
5,070
6,835
760
Payload
Speed
Endurance
Max. Alt
Transponder
Camera
Transponder
560
560
440
1 hr.
1 hr.
40 min.
100
7+ hr.
1.5 hr.
1.5 hr.
0.5 hr.
104 mi.
1.2 hr.
0.5 hr.
3-6 hr.
23,000
23,000
18,000
5,000
23,000
La-17MM
La-17R
Dan
Target
Recce
Target
Mastiff Mk. 3
Recce/surv.
& target acq.
254
R/c; prog.
Banshee 1
Banshee 2
IMP
Petrel
Snipe Mk 5
Snipe Mk 15
Spectre
Operator Training
Ballistic Target
Aerial Target
Aerial Target
Surveillance, EW
190
190
145
Flares
Flares
Flares
Flares
CCD camera
54-200
57-236
15-90
M 3.0
180
130
77-150
324
Teledyne 410
BQM-34A
BQM-34S
MQM-34D
BQM-145A
Tier 2+
YBQM-145A
Recce
Recce/surv.
Target
Target
Target
Recce
Recce
Recce
2,374
1,800
2,500
2,500
2,500
2,000
24,000
2,000
Program command
Program command
RPV Trk Cntrl Sys.
Integ. Trk Cntrl Sys.
DTCS
Programmable
Program command
DBR-1 Jastreb
VR-2 Strizh
VR-3 Reys-D
Recce
Recce
Recce
84,875
15,400
3,110
Camera or Elint
Camera
Camera or TV
Star-Bird
Recce, surv.,
C101& target acq.
280
Flir, TV
Shmel
Yak-060
Yak-061
Surv., EW
Recce, EW
Recce
286
225
285
R/c uplink
TV or EW jammer
TV
1,740
685
595
1.5 hr.
1 hr.
15 min.
6.5 hr.
97 kt
110
110
2 hr.
2 hr.
2 hr.
9,850
Source: Tim H. Storey, Director of Operations, Teal Group Corporation, Fairfax Va.
74
67,300
Appendix C
Contributors
Lt Col (Colonel select) Bruce W. Carmichael is a command pilot with more than 4,300 flying hours in T37, T-38, B-52, and U-2 aircraft. He has a Bachelor of Arts degree in government from Colby College and a
Masters in Public Administration degree from Golden Gate University. He is a distinguished graduate of
Squadron Officer School and received a National Defense University award as a student at Armed Forces
Staff College. Lieutenant Colonel Carmichael is a 1996 graduate of the Air War College. He has
commanded the 99th Reconnaissance Squadron (U-2 aircraft) and served on the staff of the United States
Pacific Command and on the staff of the Office of the Secretary of Defense in the Defense Airborne
Reconnaissance Office.
Maj Troy E. DeVine is a senior pilot with more than 3,000 flying hours in the T-37, T-38, and U-2. She is a
United States Air Force Academy graduate with a Bachelor of Science degree in engineering mechanics.
Major DeVine is a distinguished graduate of Squadron Officer School and is a 1996 graduate of Air
Command and Staff College. She has served as the director of combat operations in the 99th Reconnaissance
Squadron (U-2 aircraft) and will be attending the School of Advanced Air Power Studies next year.
Maj Robert J. Kaufman. Major Kaufman received his USAF commission through ROTC upon graduating
Clemson University in 1982 with a degree in electrical engineering. He received a Master of Systems
Analysis degree from University of West Florida in 1984 and completed postgraduate work in electrical
engineering in 1992 at University of Colorado at Colorado Springs. He has served in a variety of positions to
include: electronics engineer and program manager at the USAF Armament Laboratory, section chief and
commander of an operational test and evaluation detachment, and USAF Academy instructor and coach.
Prior to attending ACSC, he served a tour at Headquarters USAFE where he was a branch chief in the
MAJCOMs Computer Systems Field Operating Agency and executive officer for the Directorate of
Command, Control, Communications, and Computers. Upon graduating from ACSC, he will be assigned as
commander, 509th Communications Squadron, Whiteman AFB, Missouri.
Maj Patrick E. Pence. Major Pence graduated from the United States Air Force Academy in 1983 with a
degree in electrical engineering. He also holds a Master in systems management degree (1988) from Troy
State University in Alabama. After attending pilot training at Laughlin AFB, Texas, Major Pence completed
initial F-4 training at Homestead AFB, Florida, and flew the F-4E operationally at Taegu AB, Korea, and
Moody AFB, Georgia. After Wild Weasel training at George AFB, California, in 1988, Major Pence flew
the F-4G operationally at Clark AB, Philippines; Spangdahlem AB, Germany; and Nellis AFB, Nevada. He
flew 37 combat missions in Operation Desert Storm and has flown 118 combat missions in support of
Operations Southern Watch, Provide Comfort, and Vigilant Warrior no-fly zones. During this time he served
as chief of scheduling and flight commander 81st Fighter Squadron, and as chief of weapons and flight
commander 561st Fighter Squadron.
75
Maj Richard S. Wilcox Major Wilcox earned a Bachelor of Science in computer information systems from
Arizona State University in 1983. He is a senior pilot with more than 1,500 hours of fighter time in F-111A,
D, E, and F aircraft. Major Wilcox is a distinguished graduate from Air Force ROTC, undergraduate
navigator training, undergraduate pilot training, and Squadron Officers School. His assignments have
included mission-ready flying duties at Royal Air Force Upper Heyford, United Kingdom and Cannon Air
Force Base, New Mexico, where he held every qualification available to an F-111 pilot. As a member of
Cannons 524th Fighter Squadron, Major Wilcox flew 19 combat sorties in support of Operation Provide
Comfort II. His last assignment was advisor to the 27th Operations group commander in development of
Quality Air Force initiatives for six fighter squadrons and two base-hosted detachments.
76
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80
A Research Paper
Presented To
Air Force 2025
by
Lt Col Jamie G. G. Varni
Mr. Gregory M. Powers
Maj Dan S. Crawford
Maj Craig E. Jordan
Maj Douglas L. Kendall
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations.........................................................................................................................................v
Tables................................................................................................................................................vi
Executive Summary ..........................................................................................................................vii
Required Capability............................................................................................................................8
Timeliness ....................................................................................................................................8
Responsiveness.............................................................................................................................9
Flexibility ...................................................................................................................................10
Survivability and Reliability ...................................................................................................... 10
Precision and Selective Lethality................................................................................................11
iii
Chapter
Page
High-Power Microwave.............................................................................................................31
Capabilities...........................................................................................................................32
Countermeasures...................................................................................................................33
Evaluation.............................................................................................................................33
Illusion........................................................................................................................................34
Capabilities...........................................................................................................................34
Countermeasures...................................................................................................................34
Evaluation.............................................................................................................................35
Projectile Weapons.....................................................................................................................35
Projectile WeaponsBallistic Missiles ....................................................................................35
Capabilities...........................................................................................................................36
Countermeasures...................................................................................................................37
Evaluation.............................................................................................................................37
Projectile WeaponsKinetic Energy.........................................................................................37
Capabilities...........................................................................................................................39
Countermeasures...................................................................................................................40
Evaluation.............................................................................................................................40
Space SortieTransatmospheric Vehicle ..................................................................................40
Capabilities...........................................................................................................................43
Countermeasures...................................................................................................................46
Evaluation.............................................................................................................................47
Summary The System-of-Systems ...........................................................................................47
Capabilities...........................................................................................................................50
Countermeasures...................................................................................................................51
Investigation Recommendations........................................................................................................68
Directed-Energy Weapons.......................................................................................................... 69
Projectile Weapons.....................................................................................................................69
Space Sortie................................................................................................................................70
General Considerations ..............................................................................................................70
Appendix
Page
Bibliography ...................................................................................................................................................84
iv
Illustrations
Figure
Page
1-1.
The View from Space.........................................................................................................................4
3-1.
3-2.
3-3.
3-4.
Pop-Up Maneuver.............................................................................................................................45
3-5.
4-1.
4-2.
4-3.
4-4.
A-1.
B-2.
Battlespace Awareness.....................................................................................................................76
Tables
Table
1
Page
Summary Evaluation of Potential Weapon Systems ..........................................................................48
vi
Executive Summary
Americas capability to operate in space is increasing with every passing day. Space operations are
already recognized as a crucial part of all American military operations. Military space operations may be
indirect, through such staples as navigation, communications, and surveillance/reconnaissance support to the
war fighter, or direct, through development and fielding of a range of responsive directed energy and kinetic
energy weapons. A modest fleet of flexible, mission-tailored transatmospheric vehicles (TAVs) has an
important place in any thoughtful space operations architecture, providing the only conceivable way to insert
human presence rapidly into the fast-breaking crises of 2025. Space represents the futurea future in which
aerospace power will increasingly be projected through space systems.
This paper advocates a system-of-systems architecture for an American global space-strike capability
in 2025. This architecture recognizes the importance of the global information network (surveillance and
reconnaissance combined with the intelligence system), the military command and control system, the
perennial space utilities (communications, navigation, and weather), and a robust readiness and
sustainment system to enable the fielding of space-based or space-borne weapon systems. The weapon
system itself is described as a smaller system-of-systems composed of the weapon, its platform, and a
primarily off-board surveillance, acquisition, and tracking/battle damage assessment capability provided
through the global information network.
After a review of the alternatives for a global space-strike system in 2025, the optimum solution
appears to be combining a prompt response capability with a complementary flexible response capability.
The prompt response capability is best provided by a system of Continental United States(CONUS)-based
laser devices that bounce high power directed energy beams off a constellation of space-based mirrors.
Inherently precise, megawatt-class, light-speed weapons can potentially act within seconds or minutes to
resolve the rapidly developing crises of 2025. Flexible response is best provided with a small CONUSbased fleet of TAVs equipped with a variety of payloads, including kinetic-energy weapons, compact laser
vii
weapons, and special forces squads. Responding within a few hours of notification, a TAV can precisely
deliver force and/or adaptable human judgment to crisis locations anywhere on earth.
The balance of influence in the information technologies has shifted from the Department of Defense to
commercial organizations. This trend will continue and accelerate between now and 2025. The crucial
importance of detailed, timely knowledge and rapid, ultrawideband communications to military space
operations will demand the extensive use of commercial (possibly international) space systems and
technologies. The world of 2025 will see a crowded sky filled with space systems shared by military and
government organizations on the one hand and commercial concerns on the other.
viii
Chapter 1
Once again a small but capably armed country is threatening to seize its smaller but resource-rich
neighbor. The Global News Network reports that the border has been violated. The same old story? No, the
plot twists as a sophisticated satellite surveillance and reconnaissance system tracks the belligerent nations
leader. As he steps to the podium to incite his troops to greater violence, a blinding light from above
vaporizes him and his podium leaving even his bodyguards untouched. His smarter brother, the second in
command, countermands the invasion orders and in 12 hours the borders are restored. Stability, if not peace,
reigns again.
This is not science fiction, but a mission well within the capabilities of Space Operations in 2025. By
that year space operations will become the key to a wide range of military missions. Current US military
space systems are an important force multiplier, but they do not yet provide the seamless, reliable, rapidly
1
delivered information needed by the modern war fighter. To resolve this deficiency, space system
designers must make a clean break with the expensive, large-scale, hand-built designs of 1996 and move to a
new approach that emphasizes economy, efficiency, and operational utility in dynamic balance with rapidly
evolving technological developments.
This paper highlights the importance of the full range of space operations while emphasizing the point
that, in 2025, the United States must have a global space-strike capability. Why is this capability essential for
military operations in 2025? All nations are becoming highly dependent on space assets for communications,
weather forecasting, navigation and positioning, and surveillance and reconnaissance, and this dependency is
growing at an exponential rate. To preserve the ability to use space and to deny space to aggressors, the US
must have control of space. This need to control space w ill quickly overcome the political will to oppose
weapons in space. Once this line is crossedand its crossing is inevitablewe must be equipped to make
use of space in a variety of novel ways.
The rapidly accelerating rate of technological change virtually assures that, by 2025, even the poorest
nations will have access to electronic information and decision-making aids only dreamed of today. The
average time required to complete an Observation, Orientation, Decision, and Action (OODA) loop will be
2
much shorter in 2025 . In such a world, the US must be able to take rapid action (measured in minutes or
perhaps even seconds) to resolve conflict situations before they can grow out of control. The essential
capabilities of timeliness or responsiveness can certainly be provided by a properly designed space-strike
system and perhaps only by such a space-strike system.
Because the world of 2025 will provide smaller countries and organizations with far greater abilities to
disrupt our nation and its allies, we will need measures flexible enough to produce effects across the full
range of the spectrum of force, ranging from the nonlethal (deceit, delay) to the lethal (damage,
destruction). The requirement to produce the right effect on the right target at the right time is as desirable in a
space-strike system as it is in todays more familiar combat systems.
The heart of the space operations mission is the global presence concept as encapsulated in the
following summary from the Department of the Air Force Global Presence 1995 document:
As we peer into the future, we should view Global Presence as one route the Services
can take to achieve our countrys ever evolving national security objectives. We in the
military possess the means, physical and virtual, to provide America continuous awareness
of world events and a force capable of projecting military power worldwide, in minutes or
3
hours, with little or no warning.
While the notion of global presence is a concept of 1996, its principle will remain a constant for
decades to come. The name may change, but the mission will remain crucial as long as the United States
wished to remain a world power. Much of Americas global presence already depends on the worlds
highest technology systems operating freely from the high ground of space. The only essential element
missing in 1996 is a force projection capability operating through the space environment. (see appendix A).
In the fast-paced world of 2025, the volume of space near earth (at and below geosynchronous orbit)
will be filled with the space assets of many, if not all, nations. The commercial, civil, and military
possibilities inherent in the high ground of space will be fully exploited. These future space systems will be
distributed and interconnected in ways we can only dimly imagine today. It may even be impossible to point
at any single piece of space hardware and say this belongs to the United States. Instead, a nation and
nongovernmental organizations (NGOs) may use various parts of various space assets at different points in
time.
The militarys space support and space-control missions in 2025 are described in other AF 2025 white
papers. The force enhancement mission is addressed from several points of view in other white papers
involving surveillance and reconnaissance and information operations.
primarily on the space force application mission and those elements of force enhancement which relate
directly to the military application of force through the medium of space.
Several trends are already evident in the world of 1996 that will fundamentally influence all future
operations in space. Although the precise impact of these trends cannot be predicted with confidence, certain
broad conclusions appear inescapable.
Considering the likely advances in telepresence, virtual reality, and wideband communications linked
with secure, reliable, remote piloting techniques, there will probably be no requirement for a sustained
human presence in space through at least the 2025 time frame, at least in regard to military missions. With the
single exception of limited space sorties delivered by transatmospheric vehicles (TAV), all of the space
systems discussed in this paper are hosted by unmanned platforms.
panchromatic spatial resolution as good as one meter and multispectral resolutions below 20 meters. Other
uses for small and microsatellites will develop naturally as an outgrowth of continuing advances in the areas
of materials, small sensors, miniaturized electronic and mechanical systems, inexpensive space launch, and
6
packaging. Soon, satellites will no longer need to be large, heavy structures overloaded with redundant
systems. Small and microsatellites will be able to perform all the functions carried out by todays large, one
of a kind satellites.
Ground Versus Anywhere Processing and Delayed Versus Near Real-Time Information
The volume of scientific and intelligence data, including high-resolution imagery, is growing at an
alarming rate. To handle this increased traffic, it will be necessary to install ever more capable onboard
processing power on satellites equipped with advanced visible, infrared, and radar sensors. By 2025, it
7
should be possible to process even the most complex images onboard in real time. Full image data sets will
no longer need to be transmitted to central ground stations for slow postprocessing. These real-time images
can then be fused with other forms of militarily significant intelligence information, in near real time, and at
any location desiredall made possible by microprocessors perhaps a million times more capable than
anything we possess today. Combined with high-volume, high-bandwidth communications (perhaps laser
communications), the military commanders dream of understandable, near-real-time information on demand
will finally be possible. The fog of war will not be fully lifted in this way, but it will be significantly
thinned.
remote sensing.
communications, and information systems will soon exceed the militarys research budget in these areas.
Long before 2025, the US military must learn to adapt the technological developments of others to meet
national security needs. This will not exempt us from our need for space superiority, and actually will drive
our need for greater technological superiority in a variety of areas.
In the year 2025, military space operations will be augmented by vastly improved passive and active
sensors, producing the nearly continuous global surveillance and reconnaissance capability (sometimes
called global awareness) required to project power on a global scale flexibly and effectively. These
improvements will include the capability to detect and track fixed and mobile targets in all weather
9
conditions with sensors accurate enough to provide useful battle damage assessment. This will be possible
not through military-specific technological advancements but through synergistic civil, military, and
international developments. All of these abilities will again be essential for a nation that desires space
superiority and the capability to project force from space.
David J. Lynch, Spacepower Comes to the Squadron, Air Force Magazine 77, no. 9 (September
1994): 66. According to Brig Gen David L. Vesely, first commander of the Air Force Space Warfare Center,
When we got to the war, space resources were available, but were not tailored to the war fighters problem.
Tactical warning was just not there. Likewise, reconnaissance data all arrived, but we did not get what was
tactically useful.
2
John R. Boyd, A Discourse on Winning and Losing A collection of unpublished briefings and
essays. Air University Library, Document No. M-U 43947, August 1987.
3
Gen Ronald E Fogleman, USAF, and Sheila E. Widnall, Global Presence 1995 (Washington, D.C.:
HQ USAF, Pamphlet, 1995), 16.
4
Lt Col Bruce W. Carmichael, et al., Strikestar 2025, AF 2025 Study (Maxwell AFB, Ala.: Air War
College, 1996). See also CDR Clarence E. Carter, et al., The Man in the Chair - Cornerstone of Global
Battlespace Dominance, AF 2025 Study (Maxwell AFB, Ala.: Air War College, 1996); Lt Col Edward F.
Murphy, et al., Information Operations: Wisdom Warfare for 2025, AF 2025 Study (Maxwell AFB, Ala.:
Air War College, 1996); Lt Col William, Osborne, et al., Information Operations: A New Warfighting
Capability, AF 2025 Study (Maxwell AFB, Ala.: Air War College, 1996); and Maj Michael J. Tiernan, et
al., In-Time Information Integration System (I3S), AF 2025 Study (Maxwell AFB, Ala.: Air War College,
1996.
5
Sarah L. Cain, Eyes in the Sky: Satellite Imagery Blasts Off, Photonics Spectra, (October 1995):
90104 and Maj Timothy Hawes, USAF, Commercial Use of Satellite Imagery, Program Manager 24,
no. 2 (March-April 1995): 4447.
6
Gregory Canavan, and Edward Teller, Strategic Defense for the 1990s, Nature 334 (19 April 199):
699704.
7
Information obtained from a senior US Air Force professional speaking to the Air War College under
the promise of nonattribution.
8
Lt Col Larry D. James, USAF, Dual Use Alternatives for DoD Space Systems, Maxwell AFB, Ala.:
Air War College Research Report, April 1993, 31.
9
Canavan and Teller, 699.
Chapter 2
Required Capability
The US must ultimately control the high ground of space by attaining and maintaining space dominance
through the use of space systems. A system-of-systems space-strike architecture must be developed that
consists of five major components: (1) a global information network (surveillance and reconnaissance
system, intelligence system), (2) a secure command and control system, (3) certain key utilities
(communications, navigation, and weather), (4) a comprehensive readiness and sustainment system, and (5) a
space-strike weapon system or combination of weapon systems. The architecture for a particular mission
might consist of the weapon plus sensors and/or communications integrated on a single, space-based
platform, or all parts of the system might be distributed across a number of platforms based in different
mediums (space, air, sea, land, subsurface). The actual location of the various components should be
determined by the outcome of a complicated systems analysis process that considers many cost-effectiveness
and mission-effectiveness factors. Only mission-effectiveness factors will be addressed in this chapter.
Every weapon system possesses, to greater or lesser degree, the capabilities of timeliness,
responsiveness, flexibility, survivability, reliability, precision, and selective lethality. The following
discussion centers on these major capabilities required by a global space-strike system in 2025.
Timeliness
practically every nation and major organization on the planet. Key aspects of the interconnected system-ofsystems will be common spacecraft bus modules, the use of industry (and probably international) standards,
small and microsatellites (particularly as a means of improving technology insertion), and fully transparent
tasking. The user will interact with information, not with discrete instruments. A real-time, redundant,
seamless link will exist between space-based assets and assets operating within the earths atmosphere.
Tailored, near-real-time information will be readily available to war fighters and their weapon systems.
Every weapon system in 2025, including the global space-strike system, must be designed to make the best
use of this timely information (called in-time information in the AF 2025 white paper entitled In-time
2
Information Integration System). A more complete view of the near-real-time information system outlined
above is available in various AF 2025 white papers dealing with surveillance and reconnaissance systems
and information operations.
Responsiveness
Force application missions usually begin as contingency operations, which are rapid responses to
crises. A crisis may come without any notice and produce a tremendous amount of stress to disseminate
information quickly and accurately. Decision makers need complete information on the developing crisis in
near real time (the actual speed depends on the time available to decide and take proper action). A nearabsolute assurance of connectivity is critical for a distributed information system, because if the total system
does not maintain its connections it cannot be effectivein this case, responsiveness is meaningless. The key
to an effective global space-strike is, therefore, to affect a crisis or conflict decisively before it can grow out
of control. The response action must occur at a rate faster than the opponent can reactwithin the enemys
4
OODA loop in the words of Col John Boyd. In the fast-paced world of 2025, the US militarys system-ofsystems, and its global space-strike system, must be more responsive than anything that exists today. The
United Statess OODA loops may well need to turn in minutes or even seconds.
Flexibility
The fog and uncertainty of war, ancient and modern, has taught military commanders to always keep
their options open. At the tactical level, this means the military commander does not commit to any one
course of action, nor to any fixed allotment of forces to any task, until the proper (usually the last) moment.
Even then, the effective military commander must always retain the ability to switch forces from one
5
objective to another as the conflict unfolds. Surprise is an uncomfortable and unwelcome, but sadly everpresent, bedfellow for the commander.
Conflict can be characterized by the level of objective intent. The most common definition of the
spectrum of force identifies three levels of intensity: low, medium, and high. High intensity is generally
characterized by continuous engagement and an exchange of lethal blows between conventional or nuclearcapable forces with the intent of totally destroying the enemy. At the lowest end of the spectrum, the conflict
involves the limited uses of force embodied in subversive, partisan, terrorist, and guerrilla tactics. Even in
the slower-paced world of 1996, most military missions are at the lower and politically far more sensitive
end of the spectrum. The US military must possess flexible combat systems capable of projecting force at all
levels of power.
A system that cannot survive the outbreak of hostilities is not a useful system. A force-application
system, in particular, must be robustit must be available to the commander whenever it is needed. The
desirable global space-strike system is one that is resistant to the enemys attempts to render it inoperative (a
survivable system) and that is relatively easy (in terms of cost and effort) to maintain and sustain (a reliable
system). This is a particularly sensitive and important issue for space systems, since they are often deployed
far from US support bases.
10
The US public recently discovered (during Operation Desert Storm) what its military has long known:
the enormous value of being able to strike military targets with great precision. Precision reduces the total
cost required to engage targets for two basic reasons: the total number of munitions assigned to a given target
can be reduced once you are assured each attempt will probably strike, and a less active agent (explosive,
pyrotechnic, etc.) is required for each munition once you can select the targets most vulnerable point for
engagement. More importantly, precision attacks require fewer sorties and thereby reduce the exposure of
combat personnel to the danger of injury or death.
An important corollary of precision attacks involves the potential for selective lethality. A selectively
lethal attack has two attributes: it strikes the desired target and only the desired target (thereby greatly
reducing collateral, generally civilian, damage) and it can be tuned to levels of less than lethal force. A
strategic nuclear bomb can be a precise combat system (fitted with an appropriate guidance system), but it
cannot be a selectively lethal combat systemthe nuclear bomb can only destroy its target.
An example will make the value of selective lethality clear. Consider the case of an important
communications node (e.g., a microwave tower) standing next to a childrens hospital. The task at hand is to
put the communications node out of commission. This can certainly be done by successfully dropping an
iron bomb directly on the tower, but only with severe risk to the nearby childrens hospital. A selectively
lethal combat system might accomplish the same job with greater force economy by precisely striking the
towers antenna feeds and associated electronics and over heating or melting them. The hospital is
completely safe and the tower remains standing for potential postconflict use by friendly forces once the
feeds and electronics have been replaced.
Notes
1
New World Vistas Study Group Briefing, subject: Surveillance & Warning, April 1995.
Maj Michael J. Tiernan, et al., In-Time Information Integration System (I3S), AF 2025 Study
(Maxwell AFB, Ala.: Air War College, 1996.
2
11
Lt Col Bruce W. Carmichael, et al., Strikestar 2025, AF 2025 Study (Maxwell AFB, Ala.: Air War
College, 1996). See also CDR Clarence E. Carter, et al., The Man in the Chair - Cornerstone of Global
Battlespace Dominance, AF 2025 Study (Maxwell AFB, Ala.: Air War College, 1996); Lt Col Edward F.
Murphy, et al., Information Operations: Wisdom Warfare for 2025, AF 2025 Study (Maxwell AFB, Ala.:
Air War College, 1996); Lt Col William Osborne, et al., Information Operations: A New Warfighting
Capability, AF 2025 Study (Maxwell AFB, Ala: Air War College, 1996); and Maj Michael J. Tiernan, et
al., In-Time Information Integration System (I3S), AF 2025 Study (Maxwell AFB, Ala.: Air War College,
1996.
4
John R. Boyd, A Discourse on Winning and Losing. A collection of unpublished briefings and
essays. Air University Library, Document No. M-U 43947. August 1987.
5
Air Force Manual 1-1, Vol. II, March 1992, 283.
12
Chapter 3
In this paper, the weapon system will be narrowly defined as the weapon itself; the platform on which
it is carried; and the autonomous but interconnected surveillance, acquisition, tracking, and battle damage
assessment (SAT/BDA) system needed to operate the weapon system in the desired fire and forget mode.
The weapon system is a system-of-systems (weapon-platform-SAT/BDA) embedded in and interconnected
with a much larger system-of-systems. Without a national global surveillance and reconnaissance system and
associated intelligence system, no target will ever be found, assessed, and handed off. Without a secure, highbandwidth global command, control, and communication (C3) system, sensor information and command
decisions cannot get where they need to go. Without a robust, distributed information system, the many types
of raw sensor data can never become the fused all-source information essential to battle management.
Without adequate support in the area of readiness and sustainment, a weapon system can not be counted on to
do its job. The weapon system concepts described in this white paper must be understood in this context. By
2025, no weapon system will be truly autonomous to operate most effectively, the weapon systems of 2025
will depend on the smooth, high-speed functioning of the total US military war-making system.
The distributed nature of the system-of-systems described above can be its greatest strength or its
greatest weakness. Any critical physical or intangible nodes in the distributed system could be attacked,
rendering the entire system useless. The system-of-systems must be designed carefully to minimize or
eliminate all critical nodes. Critical nodes that cannot be eliminated must be protected by deception, added
defenses (hardening, placement within a secure environment), or redundancy. Ideally, the space weapon
system itself should be so well distributed no sensible adversary would contemplate a preemptive strike.
13
Only the potential weapon system concepts will be discussed in the Space Operations white paper.
Some concepts for integrating the weapon system into the global information network are contained in
appendix B. The information, C3, and surveillance/reconnaissance and intelligence systems are addressed in
other Air Force 2025 white papers.
Weapon Platforms
The weapons themselves may be mounted on or fired from a space-based platform (space-based) or
they may be mounted on platforms that traverse the space medium, such as an inter-continental ballistic
missile (ICBM) or transatmospheric vehicle (TAV) (space-borne). Each scenario has its advantages and
disadvantages, which will be detailed for each weapon system.
The space-based platform is the most responsive, because it operates immediately from the high ground
of space. Possessing the unique perspective of space, space-based weapons can immediately cover a large
theater of operations. This potential advantage grows as the platforms orbital altitude is increased, reaching
its peak with platforms placed at geosynchronous orbit, which effectively provides access to almost half the
earths surface from a single platform. Of course, the higher the orbit, the farther the platform is from its
targets. Alternatively, if the platform can be placed in low earth orbit (LOE), the range to the target can be
minimized at the cost of reduced ground (and time) coverage for each platform. Given the immense volume of
near-earth space, a space-based constellation can consist of many platforms, providing reliability through
redundancy. A weapon system with enough space-based platforms at the proper orbital altitude(s) can
potentially ensure global, full-time coverage and provide the ability to conduct prompt and sustained
operations anywhere on the planet.
As hinted above, space-based platforms are not without their limits. The inexorable laws of physics
demand that low earth orbit platforms have orbital periods measured in tens of minutes. Global, full-time
coverage for low earth-orbiting systems will therefore require numerous platforms and/or new propulsion
concepts, such as the Hoversat, which could potentially, given enough fuel, provide loiter time by installing
2
a jump-jetlike propulsion system on each platform. Since orbits are regular and predictable, any gaps in
coverage could easily be exploited by a clever adversary. Each platform must also be lifted into orbit at great
cost in energy and money, unless inexpensive space lift is available by 2025. Once in orbit, each platform is
14
automatically difficult to service and maintain. Additionally, a truly effective constellation of platforms could
easily become a high-value target in plain sight for a determined adversary. If the US is the only nation
possessing such a constellation, this could invite massive active or passive antisatellite (ASAT)
countermeasures that would flood near-earth orbit with debris. This debris cloud would threaten the entire
worlds space assets. By 2025, the ramifications of such a catastrophe would be truly global, affecting every
person on the planet. This potential vulnerability could be reduced by miniaturizing and stealthing spacebased platforms.
The class of platforms called space-borne platform is the most flexible, since it can potentially begin
its operation under direct human control within the terrestrial environment (on land, sea, or in the air).
Servicing and maintenance are less difficult for such platforms, because they are much more accessible to
human technicians. Space-borne platforms can be less vulnerable, because they can be held within the
confines of sovereign US territory. Their vulnerability is also reduced because they can be made highly
maneuverable much more easily than a space-based system. Promising lift concepts for space-borne
4
platforms in 2025 are described in the AF 2025 Space Lift white paper.
The most familiar space-borne platform is the ICBM. American ICBMs are currently configured to
5
deliver nuclear weapons to any location on earth within 30 minutes. Given the apocalyptic nature of this
weapon, nuclear-tipped ICBMs are generally regarded as the ultimate weapon of deterrencea weapon no
one really wants to use (ever). American ICBMs already exist with a circular error of probability (CEP)
6
measured in feet.
The debate on the desirability of putting man in space is a long and acrimonious one. No machine can
come close to the breadth and depth of mankinds abstract reasoning ability, but it is a very costly task to
develop systems to launch and sustain a manned presence in space. A Spacecast 2020 White Paper (section
7
H) makes the argument for a manned space-borne platform called a TAV, the Black Horse. The biggest
advantage of the manned TAV is that it is probably the most flexible platform yet proposed for space
operations simply because it is under the continuous control of a human. Given an appropriate design, the
manned TAV could be quickly reconfigured to deliver special operations teams, high-value equipment and
8
supplies, or a wide variety of munitions (in much the same fashion as a high-speed bomber). Most important
15
of allthe TAV can put a few well-trained people at the site of a developing conflict anywhere on Earth
9
The most important disadvantage of space-borne platforms is their relative lack of responsiveness. A
TAV can reach anywhere on earth within 40 minutes once it has reached orbit, but this cannot compare with a
speed-of-light attack from a directed energy weapon in orbit above a target. If a space-borne platform is not
already hovering near station, this single disadvantage may be fatal in an era when response times have
improved to minutes or even seconds.
Weapon Classes
The potential space-strike weapons can be broadly grouped into four categories: directed energy,
projectile, space sortie and information. Information weapons are discussed in white papers prepared by
10
The rest of the weapons systems will be described in terms of their capabilities and
shortfalls, and countermeasures for each system, will be discussed. Finally, each system is evaluated in light
of timeliness, responsiveness, flexibility, precision, survivability, reliability, and selective lethality (desired
capabilities described in chapter 2). The final result will be selection of a credible space-force application
system-of-systems.
Unfiltered by the atmosphere, the sun provides an enormous flux of natural (incoherent) light in near11
earth orbit. Our best measurements of this flux put the available power density at 0.1395 W/cm2.
Currently,
this vast power source is tapped with solar arrays to power satellites. It is conceivable that large focusing
mirrors equipped with pointing and tracking and maneuvering systems could be placed in orbit to intercept
12
diameter) or large arrays of smaller mirrors working in concert would be needed to make this concept useful.
Even in LEO orbit, these mirrors would need pointing and tracking accuracies of 10 to 100 nanoradians to
qualify as precision aimed weapons.
16
Optical systems (primarily collecting apertures) currently under study have been limited artificially to a
size of four meters for potential launch on the space shuttle.
13
expansion, rigid glasses such as ZerodurR that are made lightweight with acid-etching techniques.
14
Larger,
still lightweight structures could potentially be made from advanced aerogel materials, advanced ceramics
(such as SiC), engineered composites, structurally supported optically coated plastics, suspended or spun15
reflective liquids (a liquid mirror), or inflatable mirrors (reflective films on an inflatable substrate).
All
these approaches have been demonstrated at the earths surface with structures measured in feet or at most a
16
few meters.
Capabilities
The most likely incoherent light weapon would consist of an orbiting array of mirrors in the 10-to 100meter class. With the proper constellation, the orbiting mirrors could intercept and redirect sunlight onto the
earths surface. The simplest use of the system would be to provide battlefield illumination on demand.
Depending on the area illuminated, useful illumination could be provided by one to a 100 mirrors operating
in concert. By focusing the light from many mirrors onto a single spot or series of spots, battlefield
temperature could also be raised (a potential form of weather modification see the AF 2025 white paper
Weather as a Force Multiplier) and optical sensors (including human eyes) could be temporarily blinded.
17
Emergency electrical power could be beamed to lightweight solar panels erected to intercept the
redirected sunlight. To achieve more permanent effects, such as melting, as many as 100 mirrors might need
to point and track on a single hardened target for a period ranging from several tens to hundreds of seconds.
Spotlight beams from a few mirrors could also be used to aid search and rescue or special operations
missions at night. Incoherent light weapon systems are limited in the rate at which they cause permanent
damage by the fact that incoherent light, unlike coherent (laser) light, cannot be focused onto extremely small
spots.
17
Countermeasures
Incoherent light is difficult to focus; easy to block with broadband reflective, scattering, or absorptive
barriers (such as aerosol clouds); and can be decoupled from target surfaces with reflective coatings. The
last two countermeasures can be defeated, however. Reflective coatings tend to degrade naturally, especially
in the battlefield environment, and they can be deliberately attacked with abrading materials (sand) or
absorptive liquids (paints/dyes). Blocking barriers can be attacked and eliminated by cooperative land, sea,
or air forces. In particular, blocking clouds of aerosols (e.g., smoke) can be rapidly eliminated with heavy
liquid sprays. A clever adversary can also delay damage to his assets by spreading the absorbed heat through
18
rotating some targets (such as missiles) or by insulating targets with inexpensive materials like cork.
Evaluation
The biggest advantage of an incoherent light weapon (if the technology could be adequately developed)
is the endlessly available power supply. The range of lethality is also attractive assuming the precision
pointing and tracking problems could be conquered. However, the flexibility and survivability of mirrors that
may need to be hundreds of meters or even kilometers in size negates this as a viable weapon system.
Furthermore, if the constellation were placed in a LEO for better accuracy, sustainment, and reliability, there
would have to be many of these very large mirrors just to ensure good timeliness and responsiveness; this is
neither practical nor cost-effective.
19
Lasers can be built as either continuous wave (CW) or pulsed devices. CW laser effects are generally
described in terms of power density on target in W/m2; pulsed laser effects are described in terms of energy
20
Although significant advances in this technology have been made by both Ballistic
Missile Defense Office (SDIO/BMDO) and the USAF Phillips Laboratory Airborne Laser (ABL)
organizations, laser technology still needs further development.
22
18
21
hundred-kilowatt-class short wave CW chemical laser (SWCL) based on the oxygen-iodine chemical
system.
23
research.
Weapons-class pulsed lasers have also been built, but primarily for effects and materials
24
higher for the earth-space-earth geometry. Constellations employing only a few space platforms (e.g., laser
stations for the space-earth geometry, laser mirrors for the earth-space-earth geometry) would have to
compensate for long slant ranges and correspondingly higher-atmospheric distortion by using even more
powerful beams.
26
Lasers are not all-weather systems. The laser wavelength, and therefore the laser gain
medium and optics train, must be carefully chosen to permit good atmospheric propagation. Clouds absorb
and scatter laser light, removing power from the beam and distorting the beams footprint.
The size of the optics necessary to point and focus a laser beam depends on the frequency of the laser
and the range to the target. For visible and near-infrared lasers, the frequencies under study for use at long
19
27
range, optics in the four to 20 meter diameter should suffice for a system in low earth orbit.
For a brief
review of research trends in large optics, see the discussion on incoherent light weapons (see page 20).
To achieve the status of a precision-aimed weapon, laser weapon systems will require pointing and
28
tracking accuracies in the 10 to 100 nanoradian range for systems in low earth orbit.
The SDIO/BMDO
acquisition, tracking, pointing, and fire control program has already demonstrated a pointing stability to
below the program goal of less than 100 nanoradians.
29
structures in earth orbit can be stabilized to these levels. This is a challenge of particular importance for a
distributed laser weapon system consisting of an earth-based laser and a constellation of space-based
mirrors. In this scenario, the laser beam must be relayed by several space mirrors before it reaches some
targets.
Adaptive optics techniques such as the Guide Star System have been developed to correct atmospheric
distortions to low-power laser beams projected from earth to space and back again.
30
Adaptive optics
systems developed to date depend primarily on deformable mirrorsmirrors with small actuators that
change the mirrors shape to pre-compensate the beam and correct anticipated or premeasured distortions.
Further advances will be required in this technology, both in terms of bandwidth and number/size of
actuators,
to
make
this
weapons
class
lasers.
Current
31
advances
in
The bandwidth
problem on the processing side will probably handle itself, given the current rate of growth in
32
Advances in high-speed (10 Gbits/sec and up) laser communication systems are also likely to yield solutions
33
Capabilities
Lasers are extremely flexible weapons, producing effects that cover the full spectrum of force. At low
power, laser beams can be used as battlefield illumination devices, but with a potential added benefit over
incoherent illumination. Using an invisible laser beam (near infrared) at a specifically chosen wavelength
and special tuned vision devices similar to night-vision goggles, one could render the battlefield visible only
20
34
to friendly troops.
At low to medium power, laser beams can be used to designate targets from space, blind
sensors in the lasers optical band, ignite exposed flammable objects, raise the temperature in localized
regions (possible weather modification effectsee the AF 2025 white paper Weather as a Force
Multiplier),
35
36
laser can be used to upset sensitive electronics (temporarily or permanently), damage sensor and antenna
arrays, ignite some containerized flammable and explosive materials, and sever exposed power and
communications lines. The full power beam can melt or vaporize virtually any target, given enough exposure
time. With precise targeting information (accuracy of inches) and beam pointing and tracking stability of 10 to
100 nanoradians, a full-power beam can successfully attack ground or airborne targets by melting or cracking
cockpit canopies, burning through control cables, exploding fuel tanks, melting or burning sensor assemblies
and antenna arrays, exploding or melting munitions pods, destroying ground communications and power
grids, and melting or burning a large variety of strategic targets (e.g., dams, industrial and defense facilities,
and munitions factories)all in a fraction of a second.
21
satisfy).
If the impulse can be delivered at an objects resonant frequency, cracking and breaking will
stimulate infrasound vibrations, a potential form of nonlethal force projection that disrupts a target with
penetrating, low-frequency oscillations.
Perhaps more significantly, the large space-based mirrors of a distributed laser weapon system (laser is
ground based) can also be used as a high-quality, passive
38
remote-sensing system.
By training ground-
based, high-power optical telescopes on the mirrors, Americas eyes can literally be carried to every
corner of the earth. Cued by a broader area search, this capability could be the primary surveillance, battle
22
damage assessment, and targeting system for the laser space-strike weapon or a valuable adjunct to
Americas existing national technical means. With a large constellation of space-based mirrors in LOE,
Americas opponents could literally never be sure when they are being watched, closing the existing
coverage gaps. Rather than depending on a few large, expensive assets that will inevitably become tempting
targets, we can protect our surveillance and reconnaissance capability by increasing the number of eyes in
orbit.
A weapons-class laser is useful only so long as it has fuel. This is a particular problem for a spacebased laser, since it can be expensive to lift large quantities of fuel into orbit. This problem could be
39
mitigated by using solid-state or diode laser systems that can be configured to operate on electrical power.
Such systems are also attractive because of their relatively high efficiency. Diode laser systems have been
built with electrical efficiencies as high as 50 percent at room temperature and cooled diodes have
demonstrated efficiencies of 90+ percent.
40
Enormously powerful
pulsed glass laser systems have been built as elements of the DOE inertial confinement fusion program, but
42
Pulsed high power lasers, with their attendant powerful electric fields, can
stimulate nonlinear optical effects such as harmonic generation (e.g., the inadvertent generation of other
44
colors of light) that rob power from the main beam and make it difficult to focus the laser on the target.
Laser beams of higher frequency are more easily focused on the target, requiring smaller control optics and
mirrors. Unfortunately, high-frequency lasers are inherently more difficult to develop, usually requiring
45
above the green region of the spectrum, also scatter very strongly in the atmosphere and are increasingly
subject to the nonlinear optical effects previously discussed.
23
Current weapons-class lasers all produce beams in the near infrared (short-wave infrared or SWIR).
These frequencies are strongly affected by clouds and suspended particles, and cannot always be depended
46
Countermeasures
Lasers are subject to the same basic countermeasures as incoherent light weapons and can be aided by
the counter countermeasures outlined above. An additional phenomenon known as the laser supported
combustion (LSC) wave can occur when a high-power laser beam strikes a target surface.
47
As the laser
vaporizes surface material from the target, the hot gas can absorb even more energy from the laser beam. If
enough energy is present on a short enough timescale, the hot gas is rapidly ionized, producing a hot, dense
plasma. The plasma absorbs all the incident energy, essentially shielding the target surface from the direct
effect of the beam. This phenomenon is generally a problem for high-power pulsed lasers and represents the
upper limit to the amount of laser power one should generally attempt to put on target. At even higher incident
powers, the LSC develops into a detonation wave or LSD that swiftly travels back up the laser beam, further
decoupling the laser from the target.
Evaluation
The coherent light laser is an extremely attractive space-strike weapon for several reasons. It is highly
responsive and timely (e.g., could strike within seconds after a decision is made to take action), it has
already demonstrated high-precision capability (especially in recent ABL and SDIO/BMDO tests), and it has
inherently high flexibility and selective lethality (from lighting the battlefield to temporarily disturbing
sensors and electronics to melting or burning large or small targets). Additionally, the ground-based lasers
could be relayed to or independently pointed at the space systems of aggressor nations (or organizations),
serving as an important US space-control asset as needed. When not needed as a force-application or spacecontrol weapon system, the space-based mirrors can form the basis for a very effective, survivable spacebased global surveillance and reconnaissance system.
24
In a LEO constellation, a 20-meter mirror is certainly not as daunting as a kilometer sized one, but it is
still awkwardly large and therefore expensive and less survivable. In fact, each space-based mirror would
need a covering until it is used, lest it be damaged by simple antisatellite attacks or by space debris and
contamination (e.g., altering the surface and rendering the mirror useless for relaying high-power laser
beams). Reliability is also a concern due to the large amounts of power required by the ground-based laser
and the lamentable effect of weather (clouds) on the operational availability of the system. However, a
distributed laser space-strike system with ground-based lasers could certainly be maintained and even
upgraded much more easily than a completely space-based system, thereby increasing the overall reliability.
In sum, ground-based CW lasers coupled to space-based mirrors seem a highly effective and feasible option
for a space-strike weapon system in 2025.
A Neutral Particle Beam (NPB) weapon produces a beam of near-light-speed-neutral atomic particles
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negatively charged ions that are accelerated through a long vacuum tunnel by an electrical potential in the
hundreds-of-megavolt range. At the end of the tunnel, electrons are stripped from the negative ions, forming
the high-speed-neutral atomic particles that are the neutral particle beam. The NPB delivers its kinetic energy
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directly into the atomic and subatomic structure of the target, literally heating the target from deep within.
Charged particle beams (CPB) can be produced in a similar fashion, but they are easily deflected by the
earths magnetic field and their strong electrical charge causes the CPB to diffuse and break apart
uncontrollably. Weapons-class NPBs require energies in the hundreds of millions of electron volts and beam
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51
Particle beams are an outgrowth of conventional atomic accelerator technology. Weapons-class particle
beams require millions of volts of electrical potential, powerful magnetic fields for beam direction, and long
accelerating tunnels. Current technology accelerator devices with these capabilities weigh in the hundreds of
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straight line once they have been accelerated and magnetically pointed just before neutralization in the
25
accelerator. An invisible beam of neutrally charged atoms is also remarkably difficult to sense, complicating
the problem of beam control and direction.
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Capabilities
Like lasers, NPBs are essentially light-speed weapons. More difficult to control and point than the light
weapon, the NPB is strictly a line-of-sight device (cannot be redirected). Moreover, a NPB would be
difficult and expensive to place in orbit. Many tons of material must be lifted and a complex device must be
constructed under free-fall conditions. This means the power supply, accelerator, beam line, magnetic
focusing and pointing device, stripper, maneuvering system, and SAT/BDA system must all be located on a
large platform on orbit. A useful constellation of NPB systems in LOW must contain many platforms (dozens)
to avoid gaps in coverage. A constellation in higher orbit would require fewer platforms, but it would be
correspondingly more difficult to control the beam and put it on target.
In addition, the NPB is strongly affected by passage through the atmosphere, attenuating and diffusing as
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it passes through dense gas or suspended aerosols (e.g., clouds, and dust).
most useful against high flying airborne or spaceborne targets. At relatively low powers, the penetrating
beam can enter platforms and payloads, producing considerable heat and uncontrollable ionization. Thus, the
NPB is useful at the low end of the spectrum of force, producing circuit disruption without necessarily
permanently damaging the target system. At higher powers, the NPB most easily damages and destroys
sensitive electronics, although it is fully capable of melting solid metals and igniting fuel and explosives.
Like the laser, the NPB is inherently a precision-aimed weapon. To be most effective, an NPB weapon
should therefore receive very precise targeting information (inches) and must have a pointing and tracking
system with extreme stability (10 to 100 nanoradians). With this level of support, the NPB would be able to
quickly disable targets by centering its effect on vulnerable points (e.g., fuel tanks, control cables, guidance
and control electronics, etc.).
Like the pulsed laser weapon, the NPB can be used to discriminate against decoys in a ballistic missile
defense scenario (e.g., a very difficult, but theoretically possible mission). When the beam penetrates a
target, the targets atomic and subatomic structure produce characteristic emissions that could be used to
determine the targets mass or assess the extent of damage to the target. The SDIO/BMDO has already
26
researched and demonstrated detector modules based on proportional counter and scintillating fiber-optics
technologies that are reportedly scaleable to weapon-level specifications.
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Countermeasures
Rapid maneuvers and dense shields are the best countermeasures for an NPB. If the beam can be
generated successfully and pointed at the target, it is difficult to defend against. Since the beam deposits its
energy deep into the targets atomic structure, the primary weapon effect is penetrating heat deposited so
rapidly it causes great damage.
Evaluation
It does not appear feasible to develop an NPB weapon system as a space-based system even by 2025
due to the weight, size, power, and inherent complexity of the NPB. Also, due to the line-of-sight restrictions,
the timeliness and responsiveness would be low to moderate as the weapon waited for the target to move
within view. The flexibility and selective lethality of the NPB is also moderate in that it can range from
temporary to permanent damage. Precision is excellent in theory, but questionable in use due to earths
magnetic field and countermeasures. Since the beam is strongly affected by passage through the atmosphere,
ground-or sea-based targets probably could not be targeted. Finally, the reliability of such a complex, easilyaffected weapon is moderate at best. The NPB weapon system does not appear to be practical in 2025.
Electromagnetic Pulse
built with explosively driven, high-power microwave technology produce a less intense, very short
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(nanoseconds) burst composed primarily of microwave frequencies (100 MHz - 100 Ghz).
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EMP effect depends on the strength of the source, as the initial electromagnetic shock wave propagates away
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The gamma radiation produced by a fission or fusion bomb interacts with the atmosphere, creating a
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large region of positive and negative charges by stripping electrons from atmospheric gasses.
The motion
of these charges create the EMP. The pulse enters all unshielded circuits within range, causing damage
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ranging from circuit malfunction and memory loss to overheating and melting.
Militarily useful EMP can also be created by mating a compact pulsed power source (gigawatt range),
an electrical energy converter, and a high-power microwave device such as the vircator (virtual cathode
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oscillator).
time, thereby putting more output energy into the higher microwave frequencies (above 100 MHz). Since
modern electronics operate primarily in these microwave bands, the EMP produced by conventional devices
is potentially very effective in shutting down electronics. Explosively pumped EMP devices such as the
vircator have another advantage: it is possible to design them to focus their EMP in a particular direction.
Even a focused EMP effect produced by a conventional device will probably have a lethal radius measured
only in hundreds to thousands of meters, depending upon the strength of the power source and atmospheric
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Finally, the USAF Phillips Laboratory has produced compact plasma toroids with energies in the range
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of 10 kilojoules.
Directed at solid targets, the plasma toroids induce rapid heating at the surface, producing
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generate EMP. While theory predicts the toroids will be rapidly dissipated by the atmosphere, there may
well be a method of delivering high-energy plasmas to the vicinity of a target that does not involve long paths
in air.
Capabilities
The few experiments with nuclear bursts in space have revealed that the size of the nuclear EMP effect
is related less to the yield of the bomb than to the altitude of the burst. A 100-kiloton burst at an altitude of 60
miles would create damaging EMP over an area equal to half the US. At 300 miles, the same burst would
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create EMP over an area equal to the entire US plus most of Mexico and Canada. The gamma burst from a
(purely theoretical) microyield nuclear device might be used to create a more manageable EMP effect.
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Electrical devices exposed to an EMP burst experience effects ranging from temporary electronic
disruption at the outer edge to destructive electrical overvoltages near the center. Modern semiconductor
devices, particularly those based on MOS (metal oxide semiconductor) technology such as commercial
computers, are easily damaged by these high-voltage transients.
transmission wires, act as enormous antennas for the EMP burst.
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grids are therefore extremely vulnerable and will probably be destroyed by the burst. Any system containing
semiconductor electronics, including airborne platforms, would be shut down or burned out by the burst
unless it was completely protected with heavy, expensive electrical and magnetic shields, well designed
electrical filters, and careful grounding. An extremely effective area weapon, the EMP produced by a nuclear
airburst would undoubtedly produce severe damage to the civilian infrastructure.
A more flexible form of EMP weapon system would employ either a microyield nuclear weapon (yield
below two kilotons), a conventional explosively driven EMP device or plasma technology to produce the
EMP.
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Microyield nuclear weapons or conventional EMP devices could be delivered to the vicinity of the
target as a bomb (perhaps by a TAV) or as the warhead of a missile. Given the unpredictable but damaging
effect of EMP on electrical and electronic equipment, these EMP explosions are best used against enemy
platforms and facilities that depend on sophisticated electronics, particularly the enemys command, control,
and communications system (strategic target) and the enemys air defenses (operational target).
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Missiles
equipped with EMP warheads are also effective weapons in the fight for air superiority, since modern highperformance fighter aircraft depend heavily on sophisticated, and therefore vulnerable, electronics.
The main difficulty with the nuclear EMP effect is its indiscriminate nature. The pulse travels in every
direction and covers large areas of the planet, potentially damaging friendly assets just as greatly as those of
the enemy. Another impediment to the use of nuclear-driven EMP weapons is the worldwide aversion to
nuclear weapons, particularly nuclear weapons on orbit. Once a nuclear bomb explodes in space, the charged
particles produced can easily be trapped in the earths Van-Allen radiation belts. This would greatly increase
the radiation exposure for any satellite passing near the radiation belts, disrupting or destroying poorly
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shielded satellites. The charged particles would remain in the radiation belts for an extended period of time,
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Countermeasures
Nuclear-driven EMP is omnidirectional, spraying large areas with damaging, broadband
electromagnetic radiation. EMP created using more conventional technologies is characterized by
directionality, relatively short range, and electromagnetic output centered in the damaging microwave
frequencies. Arriving at light speed, the broadband nature of EMP makes it extremely difficult and expensive
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to defend against.
Shielding must be provided separately against the electric and magnetic field components of EMP and it must
take into account the broadband nature of the pulse. Since a great range of frequencies are present in EMP,
the designer must shield against low, medium, and high frequencies. The designer must also install protective
electrical filters wherever an electrically conductive channel enters electrical systems (e.g., power cables,
transmission lines, antenna inputs, etc.). Since filters perform differently at different electrical frequencies,
this is a difficult task.
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provide entry for damaging amounts of EMP, especially in high-speed computer circuitry. This suggests the
appropriate counter countermeasure. The antagonist need only break a few electrical grounds, shift the output
spectrum of his EMP attack, or penetrate the shielding at a few critical points to render this countermeasure
worthless. Once the energy from an EMP effect has entered a regions power grid, communications grid, or
computer grid, the entire network can be disrupted for a period of time or even destroyed.
Evaluation
Due to its indiscriminate nature, nuclear-driven EMP is only appropriate in total war scenarios (zero
flexibility). The conventional EMP weapon, on the other hand, shows more flexibility in that it could be
directional and its effects could be localized. Both forms of EMP weapons are at least moderate in their
timeliness and responsiveness, since an EMP bomb could potentially reach its target within 30 minutes
after launch (by means of a delivery vehicle similar to the modern ICBM). The precision of the EMP weapon
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is relatively lowit is generally useful only for area targets (e.g., enemy towns, large facilities, or a
squadron of enemy aircraft). The survivability and reliability of EMP weapons are moderate to high,
particularly if the weapons themselves are ground based (as the payload of an ICBM or surface launched
ballistic missile [SLBM]). Finally, and most unfortunately, the selective lethality of EMP weapons is low.
The effect of an EMP burst on any given electrical system is highly unpredictable, since it depends in great
detail on the precise geometry of the engagement, the exact design of the electrical system under attack, and
even the current state of the atmosphere. In sum, the conventional EMP weapon has very interesting
possibilities as a potential future weapon. However, the currently unpredictable lethality, limited flexibility,
and questionable precision make it unattractive as the primary component of a space-strike weapon system in
2025.
High-Power Microwave
A high-power microwave (HPMW) device also employs electromagnetic radiation as its weapon
effect. Not as powerful as nuclear-driven EMP weapons, HPMW weapons create a narrower band of
microwave electromagnetic radiation by coupling fast, high energy pulsed power supplies to specially
designed microwave antenna arrays. Microwave frequencies (tens of megahertz to tens of gigahertz) are
chosen for two reasons: the atmosphere is generally transparent to microwave radiation (all-weather
capability) and modern electronics are particularly vulnerable to these frequencies. Unlike most EMP
weapons, HPMW weapons produce beams defined by the shape and character of their microwave antenna
array. HPMW beams are broader than those produced by NPBs and lasers, and this space-strike weapon
system does not require extreme pointing and tracking accuracies (100 nanoradian stability and one meter
target accuracy are adequate). HPMW weapons can be trained on a target for an extended period of time,
provided the power supply and HPMW circuitry can withstand the internal currents. As a rough point of
comparison, HPMW systems produce 100 - 1,000 times the output power of modern electronic warfare (EW)
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systems.
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Capabilities
This light speed weapon can be understood as a microwave floodlight that bathes its targets in
microwave radiation. More directional and controllable than EMP, the general effect of this weapon on
electrical systems is well described in the section on EMP. Unlike conventional EW techniques, the effects of
a HPMW weapon system usually persist long after the floodlight is turned off (depends on power level
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employed).
Laboratory experiments have revealed that modern commercial electronic devices can be disrupted
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The more
sensitive the circuit, the more vulnerable it is. While many electronic devices can be shielded using the same
techniques outlined in the section on EMP weapons, most sensors and high-gain antennas cannot be shielded
without preventing them from performing their primary functions.
HPMW weapons are inherently limited by the fundamental laws governing electromagnetic radiation. A
space-based HPMW weapon must have an antenna or array of phased antennas with an area measured in
acres to point and focus its beam properly on terrestrial targets. The resources necessary to construct such
huge structures could be expensive to lift into orbit, and difficult to assemble in the free-fall environment.
Like the NPB, the HPMW weapon is a line-of-sight device that must see its target before it can fire.
The level of pulsed, electrical power required to produce weapon-level microwave fluxes is now
becoming available (for ground-based systems). Compact, scaleable laboratory sources of narrow-band,
high-power microwaves have been demonstrated that can produce gigawatts of power for 10 to a few
hundred nanoseconds. Ultrawideband microwave sources are less well developed, but research in this area
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appears promising.
A HPMW weapon should, however, be able to temporarily disrupt circuits and jam
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Teledesic constellations of LEO communication satellites (many tens to hundreds of satellites; however, the
HPMWs would not be small satellites).
At low powers, the HPMW weapon system is fully capable of jamming communications when pointed
at the opponents receiving stations or platforms, in addition to its obvious uses against an enemys electrical
and electronic systems at higher power levels. Since water molecules are also known to absorb certain bands
of microwave frequencies, it is also possible a properly designed HPMW weapon system could be used to
modify terrestrial weather.
Countermeasures
Modern advances in microelectromechanical devices and nanotechnology could eventually result in
devices and sensors so small that they are only a tiny fraction of a microwave wavelength in size. Minute
devices, if small enough, could be immune to HPMW weapons simply because microwave frequencies
cannot couple enough energy into them to cause damage. Advances in optical computing and photonic
communications could also be a useful countermeasure. Optical devices are inherently immune to microwave
radiation, although the sections of optical circuits where light is converted back into current would still have
to be shielded. The countercountermeasures outlined in the section on EMP weapons are also useful for
HPMW weapons.
Evaluation
The all-weather characteristics of the HPMW make it very attractive for a 2025 weapon. With a spacebased version, this light-speed weapon would be high in timeliness and responsiveness. However, the
flexibility and precision characteristics are similar to the nuclear EMP devicelow. In addition, like the
NPB, it is limited by line-of-sight restrictions. Moreover, its requirement for acres of antenna for each of the
satellites required for a LEO constellation simply make it impractical. Finally, selective lethality is, like
EMP, somewhat unpredictable. And by 2025, if nanotechnology is perfected and incorporated widely into
electronic systems, this could negate much of the effects of a HPMW. Thus, the HPMW weapon system is not
deemed suitable for space-force application in 2025.
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Illusion
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intentions, capabilities, and forces from their opponents. The most prominent modern example of deceptive
techniques is stealth technology, which seeks to hide platforms from sensors by reducing the various sensor
cross sections (i.e., radar, optical, infrared, acoustic, etc.). Modern advances in holographic technologies
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suggest another possibility: weapons that project false images to deceive the opponent.
Holograms are produced by scattering laser light or intense bursts of white light off objects and forming
three-dimensional interference patterns. The information contained in the interference pattern is stored in a
distributed form within solid emulsions or crystals for later projection with a source of light similar to that
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Capabilities
Full color holograms can only be produced with white light sources, and even the best modern white80
platforms, or other useful objects, although the larger the scene the more difficult it is to produce the proper
conditions to create a convincing hologram. No credible approach has been suggested for projecting
holograms over long distances under real-world conditions, although the Massachusetts Institute of
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Technologys Media Lab believes holographic color projection may be possible within 10 years.
Holographic and other, less high-technology forms of illusion may became a potent tool in the hands of the
information warriors (see the AF 2025 information warfare white papers).
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Countermeasures
The best countermeasure for holographic illusions is the use of multiple sensor types. The most
convincing optical illusion could easily be exposed by its lack of an appropriate infrared or radar signature.
The likely proliferation of sensors and sensor types on the battlefield of 2025 makes the use of merely optical
illusions a temporary expedient, at best. Nevertheless, considerable confusion could be created, at least
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temporarily, by projecting false infrared signatures (platform exhausts) or radar signatures (missiles) or by
concealing one type of platform within the illusion of another type (or of nothing at all a form of
camouflage).
Evaluation
Illusion weapons are and will probably continue to be too limited in the 2025 time frame. The
flexibility is low, precision uncertain, survivability and reliability are low, and the selective lethality
involves deception only. With the proliferation of sensor devices projected for 2025, the attempt at deception
would likely be detected so quickly as to have little effect.
Projectile Weapons
Projectile weapons are most easily described by dividing them into two classes: ballistic missiles
(BM) and kinetic-energy weapons (KEW). The ballistic missile is commonly used as a high-speed means of
delivering a weapons payload over long distances with adequate precision to strategic targets. The kineticenergy weapon works on the simple concept of delivering a mass at extremely high velocities to the target.
The basic kill mechanism for a KEW is its kinetic energy (KE) as calculated by the simple formula KE = 0.5
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In general, the more kinetic energy delivered, the more damage done to the
target. This places a premium on achieving high speeds, since the kinetic energy depends on the square of the
weapons velocity.
Ballistic missiles are popular with many countries today due to their capability to deliver a payload to
the country next door or to a country on the other side of the world. They can even be used to deliver
satellites into space (Atlas and Titan IVs are popular in the US). Their fuel can be liquid or solid and they are
fairly reliable. The guidance systems can use global positioning system
navigation systems and US systems are known to be very precise (measured in feet). Finally there is a wide
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range of possible payloads: nuclear warheads, chemical/biological devices, submunitions, solid masses,
satellites, nonlethal payloads like foams or a debilitating gas, and so forth.
Capabilities
The modern ICBM/SLBMs are strategic weapons of deterrence. As such, they inevitably carry
devastating nuclear payloads. However, this is not the only possibility. With a CEP already measured in feet,
ballistic missiles (theater or intercontinental) could be configured to carry more conventional payloads.
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The simplest useful payload is a solid tip (essentially a ton of cement in the nose). Few fixed targets could
resist the sheer momentum of several tons of material delivered precisely at high speed from space. A simple
variation on this approach replaces the solid tip with a high explosive charge. Equipped with the proper high
speed fuse and possibly a shaped charge, this weapon could be very effective against many hardened
facilities, especially shallowly buried bunkers or tunnels.
A ballistic missile could also be configured to carry a variety of submunitions. A reentry vehicle could
be equipped with many long, dense rods that, when properly dispensed at high speed, would be excellent
bunker busters. Alternatively, the reentry vehicle could contain hundreds or thousands of metal or ceramic
flechettes (darts) designed to shred area targets such as enemy bases, weapon-making facilities, or
threatening troop concentrations. The conventional EMP bombs described previously could be delivered to
enemy C4I, air defense, and industrial facilities, disrupting or damaging all electronics without necessarily
exacting a high cost in lives. Finally, a ballistic missile could be configured to deliver some form of
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nonlethal payload such as hardening foam, irritating gas, or foul smelling liquid.
As regional wars in the Middle East have recently demonstrated, it is also possible to deliver chemical
and biological weapons (CBW) with ballistic missiles. These unsettling, but potentially very effective area
weapons share several disadvantages with nuclear weapons. CBWs are condemned by most nations as cruel
and unusual weapons. Preemptive use of these weapons certainly invites worldwide condemnation. CBW
devices are also uncontrollable once releasedthe areas affected are denied to friend and foe. Worse yet,
chemical and biological agents are spread uncontrollably by environmental and natural vectors (e.g., insects
and animals). In their current form, CBW devices are decidedly not precision weapons.
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Countermeasures
Ballistic missiles, whether theater or strategic in nature, are a particularly high-value target for spacestrike laser weapon systems. Ballistic missiles spend tens to hundreds of seconds in the boost phase (theater
ballistic missile [TBM] versus ICBM) followed by tens of seconds to tens of minutes in the postboost
phase.
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These missiles are easily detected by their plumes only during boost phase, the shortest phase of
their trajectory. During this brief interval of vulnerability, a light-speed kill by a space-based or space-borne
laser weapon system can settle the problem before it has the opportunity to deploy MIRVs (multiple
independently targeted reentry vehicles). In general, ballistic missile countermeasures have been addressed
in great detail by the Ballistic Missile Defense Organization. The solutions range from direct interception by
high-speed rockets and missiles to airborne and ground based-high energy laser strikes.
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The appropriate countercountermeasures are obvious. Stealthy reentry vehicles could be built that elude
ground- and space-based sensors, although the designer would be forced to address optical, infrared, and
multifrequency radar problems simultaneously. Alternatively, very small, very agile reentry vehicles that
greatly complicate the problem of terminal defense could be designed.
Evaluation
Most of these missile-delivered weapons could be built today. All of the essential technologies,
including precise delivery, are already available. The flexibility of the/a ballistic missile system is moderate,
precision good, survivability may be tenuous in 2025, reliability is good, and selective lethality is limited
with this system. Because of these limits on selective lethality and potential survivability problems, the
ballistic missile will probably not be suitable for space force application in 2025.
This type of projectile weapon is closely related to the solid-tipped ballistic missile. Kinetic-energy
weapons come in two classes related to their velocitythe Kinetic Energy Penetrator (KEP) and the
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The KEP has a maximum impact velocity of 3 kilofeet per second (kfps),
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about the maximum speed of an SR-71 Blackbird. The KEP destroys the target by shattering it with an
enormous blow. Since some areas of a target are more vulnerable to shattering blows than others, precise
targeting is necessary for an effective KEP.
The HP has a minimum impact velocity of 8 kfps. When a penetrator strikes a target at this extreme
velocity, both target and penetrator react to the collision as if they were fluids (their behavior described by
hydrodynamic equations of motion). The impact attacks the molecular composition of the target, spreading
dense impact shocks at enormous speed.
A nagging problem for KEW systems is the heat and shock generated on reentry. This can affect the
precise delivery of the weapon. An exciting new concept has been proposed that promises to ameliorate this
problem. By concentrating a laser beam in the area immediately in front of the hypervelocity KEW, it is
possible to create a laser-supported detonation wave (called an air spike) that partially shields the KEW.
The air spike transforms the normal conical bow shock into a much weaker, parabolic-shaped oblique
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shock.
Researchers estimate that a properly designed air spike could decrease the effects of shock and heat
on a hypervelocity object by over 75 percent (making Mach 25 seem like Mach 3).
Researchers have also experimented with enhancers for the two basic classes of KEW. Pyrophoric
compounds might be added to increase lethality by generating intense heat. Provided extremely high-speed
fuses could be developed, explosive charges might be added to increase the weapons ability to penetrate the
targets outer shell. The dense rods or flechettes mentioned above as submunitions for ballistic missiles might
also be used by a KEW to increase its area of effect, provided the submunitions could be dispersed properly
at these enormous velocities. It has been suggested that low-speed submunitions or dispersed EMP bombs
might be used to help the KEW penetrator overcome defensive systems and reach the target.
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The high velocities needed by KEW systems can be generated chemically (by rockets) or
electromagnetically (by the rail-gun). The rail-gun consists of a long, usually evacuated, tube containing
electrically conducting rails and surrounded by high-power electromagnets.
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moving part. The projectile is placed on the rail and a large current is generated within the rail and the
projectile. Simultaneously, time-varying magnetic fields are induced in the magnets with powerful pulsed
power supplies. The resulting electromagnetic force rapidly accelerates the projectile to extreme velocities.
Rail-guns are being actively studied by the US military, although to date researchers have only been able to
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accelerate small masses to hypervelocity. Velocities achieved 20 years ago have not been exceeded to this
day. Navy technologists report that their main problem lies in developing small, high-power,
stress-
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Finally, an interesting variation on the HP concept involves the use of meteorites as a weapon.
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Naturally occurring meteorites at least the size of large houses (necessary to survive drag-induced heating in
the atmosphere) could be intercepted in space and redirected to a terrestrial target. If done with sufficient
stealth and subtlety, the impact could even be plausibly denied as a natural occurrence. Meteorites 30 feet
in diameter could be counted on to generate nuclear weapon-size explosions (20 kilotons), but without the
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lingering radiation.
Capabilities
The capabilities of a kinetic-energy projectile would be similar to the better known precision guided
missiles (PGMs). The kinetic-energy projectile would most likely be a PGM without explosives, but which
travels so fast it can take out surfaces as well as targets buried hundreds of feet underground. Moreover, the
kinetic-energy projectile can take out single targets or area targets (using hundreds of flechettes or rods).
Besides precision, perhaps its most attractive capability is that it is an all-weather weapon. Finally, KEW
are versatile in that they could be safely launched from the US and find their targets anywhere in the world
within 30 minutes or they could reside in relatively small satellites (storage containers) in LEO waiting to be
dispensed and reach their target within a few minutes. These rather simplistic satellites could easily be
integrated with the global information network (GIN), the utilities, and a command and control system.
Meteors can be hundreds of magnitudes more deadly than KEW. However, there are several significant
shortfalls to meteorites as weapons. They are hardly a timely weapon the war fighter must patiently wait
for nature to deliver his ammunition. The uneven shape and heterogeneous composition of meteorites makes
it highly unlikely they can be guided precisely to a target. Since it is also impossible to predict how much of
the meteorite will survive the fall from space, meteors are best classified as area weapons with a very
uncertain radius of effect.
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Countermeasures
The countermeasures against KEWs are basically the same as for ballistics missiles, except that the
KEWs are envisioned to be considerably smaller. Thus, they would be more difficult, if not impossible, to
attack once they begin their descent from space. The countermeasure would best be applied against the KEW
delivery platform be it a small satellite, a TAV, or some sort of pod.
If the KEW uses GPS for terminal guidance, it may be possible to jam the GPS signal. This may be
especially effective for protecting mobile targets (the KEW GPS receiver would require real-time updates to
hit these mobile targets). However, this would do nothing to prevent the use of KEWs that work strictly on
trajectory or an internal guidance and targeting system against static targets.
Evaluation
Meteors, as a weapon, are impractical, even in 2025. Of course, since KEW technology is available
today, it will certainly be even more precise and deadly in 2025. A few hundred KEW storage containers
placed in a LEO would make the timeliness and responsiveness very high (within a few minutes). Precision
and reliability would also be high. However, the flexibility and selective lethality would be lowtotal
destruction would be the only choice, unless used as a demonstration of power. Thus, the KEW would not be
the ideal weapon of 2025. Due to its all-weather capability, however, it would be a good complement to
some other weapon capability.
There are numerous single-stage-to-orbit (SSTO) vehicle concepts under active study that should result
in development of a TAV. These TAV concepts, sometimes referred to as reusable launch vehicles (RLVs),
are plausible enough that McDonnell/Boeing, Lockheed/Martin, and Rockwell are all investigating
proprietary concepts. Both the Rockwell and Lockheed/Martin RLV concepts are vertical take-off/horizontal
landing, have longitudinal payload bays (like the shuttle), and are being designed for commercial payloads.
95
The McDonnell Douglas/Boeing RLV concept is similar except it is a vertical take-off/vertical landing.
40
Rockwell to develop a military/commercial version currently called the X-33. They expect to fly the X-33
96
RLV in 1999.
The McDonnell Douglas/Boeing RLV is a vertical take-off/landing system with eight rocket
engines. It navigates using GPS, will use 200-foot pads instead of runways, and is designed for low
maintenance and infrastructure. Development costs are expected to be about the same as a new commercial
airliner (Boeing 777).
97
Whichever concept the US government and industry decide to pursue, a revolution must occur in TAV
98
high gross take-off weight (lots of fuel and oxygen) to reach the Mach 25 speeds necessary to reach space.
Rockets give up maneuverability and ease of handling in the atmosphere by being so configured. Air
breathers, on the other hand, have high dry weight and low take-off weight because they use the oxygen in the
atmosphere as part of their fuel. They have great maneuverability, but have considerably lower top speeds.
41
Furthermore, the major costs of a TAV are its dry weight components. Fuel, although relatively inexpensive,
consumes 80+ percent of the total gross weight, leaving only 3-6 percent for cargo. The 2025 TAV must have
moderate dry weight and gross weight, which may be obtained using a combination of rocket and airbreathing technology called a rocket-based combined cycle air-augmentation.
99
revolution in rocket technology. But three pieces of this revolution will very likely be available by 2025.
The first piece of the revolution deals with the advanced technology pulse detonation wave
combustion process in a rocket instead of the conventional constant volume combustion process.
Researchers believe this technology would increase the pressure during detonation by 20 to 40 times and
significantly increase the specific impulse (Isp) of the fuel. More importantly, it will decrease (by 20 to 40
times) the pressure, heating, and wear and tear on the fuel turbine-feed pumps that are the cost, reliability,
and safety concerns of rocket engines.
100
reliable by orders of magnitude. Rocketdyne and Adroit have both been working aggressively in this area.
The second piece of the revolution concerns the air augmentation portion of the engine. The leading
concept involves wrapping sheet metal with an inlet around the base of the engine. This technique, properly
applied, should squeeze every bit of oxygen possible out of the sensible atmosphere and make it
available as part of the fuel. This would make the air-breathing part of the engine useful at altitudes of up to
101
120,000-140,000 feet and increase the thrust by 300 percent. This alone could double the payload.
The final piece deals with the combuster in the air-breathing portion of the engine. The combuster
creates the highest pressure in the engine as the fuel mixes with oxygen, burns, and then provides thrust. As
speed increases, between one-third and one-half of the thrust comes not from the fuel, but from the heat and
pressure within the engine. Under these conditions, the fuel is not efficient and energy losses increase
dramatically, heat increases, and sheer stresses increase resulting in lower final speeds. However, a
revolutionary premix, shock-enhanced (oblique standing detonation wave) combustion engine could increase
the Isp by 30 percent. This would allow the combuster to be reduced in length by 75 percent, thus decreasing
102
The final design entails placing the rocket engine inside the air breather. At low Mach speeds, the air
breather would be used alone. At Mach 15 to 20 during pull up to space, the rocket would light up and
pressurize the air breather, keep burning atmospheric oxygen (would not have to carry nearly as much), and
42
create a synergistic effect using both the rocket and the air breather. The result could be a highly efficient,
viable engine for the 2025 TAV.
Lightweight structures are another must for the 2025 TAV. Dr Dennis Bushnell, Chief Scientist for
NASA at Langley, Virginia, reported that the Japanese are working on a Carbon-60 (Fullerine) material that
is lightweight, but is an order of magnitude stronger than the most modern of composites. He also stated that
103
vehicles for ballast (keeps center of gravity forward of center of pressure to prevent tumbling); researchers,
however, are investigating placing longitudinal vortices and using active controls to maintain this positive
stability instead of weights. This would allow designers to move things around for efficiency without
worrying as much about the center of gravity. Finally, Dr Bushnell reported that the Navy is aggressively
researching designer aerodynamics and circulation control of air-breathing vehicles. With sensors and
actuators, this could give the TAV bird-like flight characteristics. Thus, it truly could become an airplane
104
In addition, the 2025 TAV should be easily upgradeable as technology improves. We must not produce
a TAV that will become obsolete and difficult to maintain even as we are trying to build it. Modularity of
design will be important. For example, as guidance system technology is improved and further miniaturized,
maintenance workers can expect to pull out a black guidance box and replace it with a new, improved
version (lighter, less volume).
Finally, all the systems of the TAV must be integrated with all the other systems that interface with it.
On-board (guidance, maneuvering) and off-board (surveillance, some processing) systems must all work
together as a distributed system-of-systems.
Capabilities
The TAV fleet of 2025 will possess incredible capabilities. The TAVs will have highly efficient,
reliable engines that perform equally well in the atmosphere or in space; the TAV structures will be made of
strong, lightweight composites that are easily replaceable; and the payload capability (weight and volume)
will be versatile and adaptable to many different types of payloads and missions. Commercial carriers will
43
105
exist that are capable of lifting 20,000 to 40,000 pounds into LEO.
for a payload of approximately 5,000 pounds into a LEO (although some critics believe that due to design
106
10,000 to 20,000 pound range. A versatile TAV should certainly be able to carry payloads for at least three
basic missions: 1) to deploy/retrieve small to medium satellites (large satellites are dinosaurs) for many,
although not all, missions; the trend is towards small/microsatellites; thus, all of the TAV concepts should
suffice for low and medium earth orbit missions; 2) to carry a small team of special operations forces along
with their operational gear to crisis spots throughout the world (TAVs would probably need a 2,000 pound
capacity to carry four-man teams
108
orbit..
This capability should make the TAV extremely flexible for space-force applications.
44
Source: Briefing, Phillips Laboratory PL/VT-X, Military Spaceplane Technology and Applications,
January 1996
Figure 3-4. Pop-Up Maneuver
global range of operation, and the ability to be upgraded easily and inexpensively.
all azimuth access and global range of operation mean that the TAV will probably need refueling capability.
A study by W. J. Schaeffer Associates (4 February 1994) on the feasibility of an aerially refueled
spaceplane concluded this capability appears feasible and practical.
111
atmosphere or in space. Call-up times on the order of a few hours and turn-around times of from six hours
45
112
launched, will reach anywhere in the world within 60 minutes or less. Of the 60 minutes required,
approximately 20 minutes would be from launch to space plus another 40 minutes to the target area (a TAV
could be over the most likely target areas after only 20-30 minutes in space).
113
deliver multiple payloads (e.g., laser, KEW, reconnaissance, satellites, strike team, ASAT weapon, etc.)
depending on the mission.
Source: Briefing, Phillips Laboratory PL/VT-X, Military Spaceplane Technology and Applications,
January 1996
Figure 3-5. Pop-Up Enables Flexible Transpace Operations
Countermeasures
Like aircraft, TAVs are naturally vulnerable on the ground and would need protection. Moreover, TAVs
emit a variety of easily detected signatures (e.g., radar, enhanced infrared due to high-speed passage through
the atmosphere, and acoustic) and are also vulnerable to attack during launch and landing. TAV launch
facilities could be safely located in the continental United States (CONUS) but if a team of space marines
must be landed outside the CONUS, the TAV and its payload would be vulnerable to a variety of weapons
(space-based, airborne, or terrestrial) and tactics. Fortunately, a force of three or four TAVs (analogous to a
46
flight of modern combat aircraft in tactical formation) could be extremely difficult to attack if at least one is
used as protection for the others. Another consideration is that, during conflict, any US spacecraft
(particularly if it is a manned platform) would instantly become a high-value, high-priority target. Thus,
ASAT-type weapons could be directed against a TAV in endo- or exo-atmospheric flight. However, the
highly maneuverable TAV, if configured to carry high-speed precision weapons onboard, could itself become
an anti-ASAT weaponthe attacking ASAT would then become the target.
Evaluation
Flexibility, provided by its ability to put human judgment at the developing crisis location rapidly, is the
greatest asset of the TAV. Responsiveness and timeliness, while not in the same class as space-based lightspeed weapons, are at least moderate (hours for call up followed by 60 minutes maximum flight time). Since
a TAV could carry a broad range of payloads (e.g., many different types of weapons, a special forces unit, or
even limited space maintenance and repair facilities), it rates high in precision, survivability, and selective
lethality. Reliability as a weapon system for force-application or space-control missions (see AF 2025
counterspace white paper) could be very high, since the TAV could launch active radar or inertially- uided
weapons (such as KEW devices) through weather conditions that would baffle directed-energy weapons,
provided the developmental problems that have plagued spaceplanes can indeed be solved.
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When not
needed as a weapon system, the TAV could earn its keep through a variety of useful, nonbelligerent
missions such as rapid replenishment/repair of small satellites, high-value airborne/spaceborne surveillance
and reconnaissance sortie, emergency clandestine low probability of intercept (LPI) communications or
command and control link, or (properly configured) even as a truly high-speed airborne warning and control
system (AWACS)/joint surveillance, tracking, and radar system (JSTARS) platform. A small fleet of TAVs
would be a highly flexible, adequately responsive component of an effective space-strike system in 2025.
A careful evaluation of the weapon systems discussed in this chapter leads us to eliminate most
candidate systems based on the desired capabilities of timeliness, responsiveness, flexibility, precision,
47
survivability, reliability, and selective lethality. A summary of the evaluation can be found in table 1, where
the following potential weapon systems are listed: the distributed laser (DL) (e.g., earth-based laser or
space-based mirror), the space-based laser (SBL), the TAV itself, the space-based HPM, the EMP weapon
(as a small, conventionally triggered bomb only), the hypervelocity KEW (as a payload on a TAV), other
projectile weapons (ballistic missile payloads or BM), space-based NPB, and the illusion weapon concept
(ILL). Each potential systems score against a desired capability is given as high, medium, or low.
Table 1
Summary Evaluation of Potential Weapon Systems
DL
SBL
TAV
HPM
EMP
KEW
BM
NPB
ILL
TIMELINESS
HIGH
HIGH
MED
HIGH
MED
MED
MED
MED
HIGH
RESPONSIVENESS
HIGH
HIGH
MED
HIGH
MED
MED
MED
MED
HIGH
FLEXIBILITY
HIGH
HIGH
HIGH
HIGH
HIGH
LOW
MED
LOW
MED
PRECISION
HIGH
HIGH
HIGH
LOW
MED
HIGH
HIGH
HIGH
MED
SURVIVABILITY
MED
LOW
HIGH
LOW
HIGH
MED
HIGH
LOW
MED
RELIABILITY
MED
MED
MED
MED
MED
HIGH
HIGH
MED
LOW
SELECTIVE
LETHALITY
HIGH
HIGH
HIGH
MED
MED
LOW
MED
MED
LOW
Large space-based weapon platforms are eliminated because they are not considered to be survivable
in 2025 or practical in terms of weight, cost, size and in most cases power requirements (incoherent light,
NPB, HPMW weapons). EMP weapons are eliminated because they lack flexibility, are not precise enough
to limit collateral damage, and their selective lethality is at best questionable. Projectile weapons, while
very precise, are eliminated because they are not considered to be highly flexible or capable of providing
selective lethality. ILLs are ruled out because they do not provide the redundant signatures (e.g.., optical,
infrared, radar, and so on) that would make them sufficiently believable and because these notional weapons,
too, do not provide selective lethality.
As we carefully studied the characteristics and capabilities of the various candidate weapon systems, it
became evident there was no one super weapon system that could do all the things the US government
48
would require in 2025. This is not a surprising conclusionearth-based weapon systems have always
complemented each other. We call the weapon system-of-systems that best addresses the US governments
likely requirements in 2025 and incorporates an optimum mix of desirable capabilities the Global Area
Strike System (GLASS). GLASS consists of: 1) a directed-energy weapon (DEW) system based on the
continuous wave laser described previously, and 2) a TAV system (manned or unmanned), which will be
used primarily as a weapons platform. The DEW system is composed of powerful earth-based lasers that
bounce their high-energy laser beams off of space-based mirrors to reach the target. The desired TAV is a
flexible platform capable of employing compact, onboard DEWs and KEWs when the space-based mirrors
are out of range, disabled, or otherwise unavailable for use. The TAV can also deliver KEWs to mobile or
stationary targets; drop special operations strike teams to any hotspot in the world; carry EMP bombs,
jamming devices, or a myriad of more conventional weapons; and carry small satellites into space or retrieve
them from orbit. Perhaps most significantly, the TAV can also be used to sustain and maintain the GLASS
constellation of space-based mirrors.
What would the GLASS system of systems look like? The DEW system would consist of a distributed
complex of earth-based lasers (located in the CONUS) that direct their beams (continuously variable in
output power) to a constellation of adaptive,
laser wavelength and spot size desired at the target). The mirrors would have moveable covers to protect
their surfaces when they are not in use, solar cells and/or chemical fuels for prime power (with small,
efficient batteries for backup), an advanced pointing and tracking system, an on-orbit attitude control and
maneuvering system and adaptive beam-sensing and control system (a more capable version of todays Guide
Star technology), and a communications package for C3 and for linking with the global information network
described in appendix B. The mirrors would be placed in one or more low earth orbits (250 - 500 nm) to
reduce the target range, thereby minimizing the amount of laser power required to accomplish the mission and
decreasing the pointing and tracking requirements. The use of a number of different orbits and inclinations
might be necessary to increase the survivability and operational availability of GLASS. According to
115
reputable studies, at least 24 - 32 orbiting platforms would be needed to ensure reasonable global access.
However, the requirement for near instantaneous response could drive the size of the space-based
49
constellation to over one 100 mirrors. Obviously, the actual size of the constellation of mirrors must be
determined by a detailed technical analysis beyond the scope of this white paper.
Capabilities
The capabilities previously discussed separately for the laser, the KEW, and the TAV apply to the
GLASS. It will be able to perform strategic, operational, and possibly tactical missions. All of these will
involve targeting and applying force to both static and mobile targets. The effects on and types of targets for
the lasers, the KEWs, and other possible weapons (using the TAV as a platform) were discussed at length
earlier in chapter 3.
It is important to note that the laser and/or TAV (with KEWs/other weapons) give the GLASS a full
range of lethalityfrom temporary denial and disruption to partial damage to complete destruction (as
described in the sections on the laser and KEW weapons). The laser provides near instantaneous response
time, a light-speed attack that negates all conceivable forms of active defense, and the ability to strike
anywhere on the planet. The requirement for a global, all-weather strike capability might be met by using a
different laser wave length to burn a hole through clouds, smoke, or aerosols (using the same mirror or a
different one) or by employing alternative weather-control techniques before striking for effect. With a welldesigned, distributed laser network based in the CONUS, there should always be several ground-based
lasers with clear enough skies to fire. However, when times arise when it is impossible to use the laser (e.g.,
when the target itself is weathered in), the TAV will be able to respond to crises on short notice (2 - 6
hours depending on container package required), putting human judgment and human adaptability on site as
needed.
In the world of 2025, the GLASS can become Americas forward presence without forward basing.
This system-of-systems can be used to extend Americas eyes and fists around the globe in near real-time
while minimizing the need for vulnerable overseas infrastructure and forward deployment of personnel. The
GLASS can be global power and global awareness all in one package, and without actually placing any
weapons in orbit (TAVs carry weapons through space in a manner entirely analogous to the modern ICBM).
The GLASS is a powerful concept, but it cannot function independently. Both the DEW and TAVmounted KEW will require real-time external handoff of precise target location (and possibly target
50
characteristics); a credible identification - friend or foe (IFF) capability; and a secure command and
control system. The DEW will also require real-time information on battlefield, atmospheric, and space
weather conditions that could affect beam propagation and target coupling. Beam-control systems with
submicroradian pointing and tracking accuracies with active satellite vibration and thermal control systems
for space-based platforms will also be needed. Powerful SAT/BDA with onboard processing systems will
be essential to acquire and track mobile targets. The TAV will also require real-time information on
battlefield conditions (especially to avoid fratricide and friendly kills). When the TAV-mounted KEW is
used, it will require hypervelocity flight control, high-g and high-temperature flight hardening, and smart
fusing. A method for maintaining tracking and control during the terminal phase despite the sheath of hot,
shocked gas surrounding the reentry projectile may also be required.
To fully exploit the global omnipresence of sensors and the proliferation of sensor types in 2025, the
SAT/BDA system should be given near real-time access to the global surveillance and reconnaissance and
communication systems. The ability to receive and interpret other views of the target will greatly enhance the
mission success rate, and might prove to be the enabling capability for some weapon concepts.
Countermeasures
The countermeasures previously discussed in this chapter for the coherent light laser and the TAV still
apply when they are employed separately to engage targets. However, when employed as a system, the enemy
would have to target the ground-based lasers (virtually all of them) and the TAV launch sites (again, nearly
all of them) to disable GLASSa daunting task when you realize that most of GLASSs components are
based in the CONUS. If the enemy only attacked a few space-based mirrors or a few TAVs, the remaining
CONUS-based TAV fleet could quickly (within a day) reconstitute a significant portion of GLASSs
constellation of orbiting mirrors. Moreover, the enemy must remember that these two components of the
GLASS, the laser and the TAV, are also very robust. That is, not only can they apply force upon the enemy,
they can protect each other. The laser can hit targets, in space or on earth, that threaten the TAV launch sites,
the ground-based lasers, or the mirrors, and the TAV can likewise respond to these same threats, but with
more flexibility (launched quickly into any orbit with a wide variety of weapons).
51
Weather and atmospheric conditions will always be a concern for the GLASS. As stated before, the
laser can be blocked or at least degraded by cloud cover. The weather modification concepts discussed in the
116
associated AF 2025 white paper may therefore be needed to provide all-weather, space-strike capability.
The cost of the GLASS is a large concern. Space systems are inherently expensive due to the high cost
of space lift and the difficulty of designing and building systems to operate for long periods of time in the
hostile space environment. Moreover, projecting what a system will cost 30 years in the future is quite risky
(especially using technologies yet to be developed) planners have not had great success in projecting
system costs accurately even two to five years in the future.
McDonnell/Boeing claims that the cost of developing a TAV system would be the same as the
development cost of the Boeing 777about $5 billion. This estimate may be close, considering that a Boeing
777 has about 80,000 parts, whereas a TAV, although operating in space, would only have about 30,000
parts.
117
The cost to produce a single TAV would probably be similar to the cost to produce a B-2 bomber
$750 million to $1 billion. However, if the government does not drastically improve its cumbersome
acquisition process, these costs could rise dramatically in the coming decades. Fortunately, with the many
space mirrors and the fleet of TAVs required by GLASS, and the hundreds (if not thousands) of satellites
proposed both in other AF 2025 white papers and in advertised commercial space systems (Iridium,
Teledesic), government and industry should be able to develop stable production lines that produce relatively
inexpensive, identical satellites vice the large, hand-built, unique satellites of today. The US must certainly
keep an assembly line (both commercial and military) going for production of the TAV. Americas TAV must
not become merely an advanced version of the Space Shuttleavailable in small numbers at astronomical
cost and with limited usability.
The cost of a directed-energy weapon system that includes ground-based continuous wave laser stations
and a constellation of space-based mirrors is more difficult to project since there is no present space-based
weapon system to use as a baseline. The USAF is currently developing an airborne laser system (ABL) as a
boost-phase ballistic missile defense system. The USAF expects to spend approximately $5 billion to design,
test, and field a small number of operational airborne laser systems.
118
distributed system with a space-based element (the mirrors) would be at least as great as this.
52
The likely cost of some individual components of the DEW element of the GLASS can also be forecast.
A high-quality, properly figured and polished laser mirror about 15 to 20 meters in diameter will cost
between $20 and $30 million for the substrate alone (coatings will cost more). The total cost of the support
structure and mirror will be in the range of $60 to $90 million. Provided the technological challenge of
power scaling for solid-state and/or diode lasers can be met, the cost of a single ground station including a
megawatt-class laser and its associated infrastructure will be on the order of approximately $100 to $200
119
million (USAF experts forecast the cost of a 100 megawatt chemical laser alone at $50 to $100 million).
Notes
1
CDR Clarence E. Carter, et al., The Man in the Chair - Cornerstone of Global Battlespace
Dominance, AF 2025 Study (Maxwell AFB, Ala.: Air War College, 1996); Lt Col Edward F. Murphy, et
al., Information Operations: Wisdom Warfare for 2025, AF 2025 Study (Maxwell AFB, Ala.: Air War
College, 1996); Lt Col William Osborne, et al., Information Operations: A New Warfighting Capability,
AF 2025 Study (Maxwell AFB, Ala.: Air War College, 1996); and Maj Michael J. Tiernan, et al., In-Time
Information Integration System (I3S), AF 2025 Study (Maxwell AFB, Ala.: Air War College, 1996).
2
2025 concept, no. 900610, Hoversatt, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
3
2025 concept, no. 900338, Stealth Technology, 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
4
Lt Col Henry Baird, et al., Spacelift - Integration of Aerospace Core Competencies, AF 2025 study
(Maxwell AFB, Ala.: Air War College, 1996).
5
US GAO Report, Ballistic Missile Defense - Information on Directed Energy Programs for FY 1985
Through 1993 (Washington, D.C.: Government publication, GAO/NSIAD-93-182, June 1993), 13.
6
Personal interview with Dr M. Yarymovitch, 7 February 1996.
7
Spacecast 2020, Refueled Transatmospheric Vehicle (Maxwell AFB, Ala.: Air University Press,
1994), H-1.
8
2025 concept, no. 900046, Space Marine Operational Theater, 2025 concepts database (Maxwell
AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 900202, Space-based Special Operations
Forces, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no.
900696, Global, Rapid Response Space Sortie, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996); 2025 concept, no. 900265, Space Storage Modules To Establish Space-sourced Air
Drop Capability, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025
concept, no. 900654, Parts Locker, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025,
1996).
9
Briefing, subject: Military Spaceplane Technology and Applications, January 1996, Phillips
Laboratory PL/VT-X Slide 17.
10
Lt Col Edward F. Murphy, et al., Information Operations: Wisdom Warfare for 2025, AF 2025
Study (Maxwell AFB, Ala.: Air War College, 1996); and Lt Col William Osborne et al., Information
Operations: A New Warfighting Capability, AF 2025 Study (Maxwell AFB, Ala.: Air War College, 1996.
11
Robert C. Weast, Editor-in-chief, Handbook of Chemistry and Physics, Boca Raton, Fla.: CRC
Press, Inc., 1984), F-162.
53
12
2025 concept, no. 900163, Solar Energy Weapon, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
13
Spacecast 2020 Force Application (Maxwell AFB, Ala.: Air University Press, 1994), O-18.
14
Personal observations made one of this papers authors at the Litton-Itek Corporation and the
University of Arizona in March 1992 and February 1993.
15
Personal interview with Dr M. Yarymovitch, 7 February 1996.
16
Information obtained from senior DOD professionals speaking to the Air War College under the
promise of nonattribution.
17
Lt Col Brad Shields, et al., Weather as a Force Multiplier - Owning the Weather in 2025, AF
2025 Study (Maxwell AFB, Ala.: Air War College, 1996).
18
st Spacecast 2020, Force Application (Maxwell AFB, Ala.: Air University Press, 1994), O-18.
19
2025 concept, no. 900181, Blackhorse Type Outer Atmosphere Low Orbit Vehicle, 2025 concepts
database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 200018, Space-Based
Laser Designator, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025
concept, no. 900420, Laser Attack Station, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996); 2025 concept, no. 900452, Space based Satellite Body Guard, 2025 concepts
database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 200034, Missile Laser,
2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996).
20
Information from Air Force Institute of Technology (AFIT) graduate course in Laser Effects, Dr
William Bradley, 1984.
21
Visions briefing, slide 21.
22
Briefing, subject: On-going Research in the Directorate, Phillips Laboratorys Lasers and Imaging
Directorate, provided to AF 2025 study team in November 1995.
23
Ibid.
24
Information obtained through personal interviews obtained by one of this papers authors with
industrial experts in 1981, 1993, and 1994 under the promise of nonattribution.
25
Spacecast 2020, Force Application (Maxwell AFB, Ala.: Air University Press, 1994), O-18.
Information on energies required for weapons-class pulsed laser obtained from one authors personal course
notes, AFIT graduate course in Laser Effects, 1984.
26
Spacecast 2020, Force Application (Maxwell AFB, Ala.: Air University Press, 1994), O-18.
27
The aperture sizes were determined by simple optical diffraction calculations at low earth orbit
ranges (hundreds of kilometers vertically; a few thousand kilometers slant range) for wavelengths from 5
microns to 0.45 microns assuming a Gaussian beam with 99%+ energy on target and a circular aperture. For
more information on how to perform these calculations, see (for example) Anthony E. Seigman, Lasers, Mill
Valley, Calif.: University Science Books, 1986, Chapter 18.4 (Aperture Diffraction: Circular Apertures),
727. For aberrated beams, even larger mirrors would be required.
28
These numbers obtained by a simple geometric calculation. At an orbital altitude of 300 to 1,000 km,
angular accuracies in this range are required to achieve pointing stability on the order of inches.
29
US GAO Report, Ballistic Missile Defense - Information on Directed Energy Programs for FY 1985
Through 1993 38.
30
Briefing, subject: On-going Research in the Directorate Phillips Laboratorys Lasers and Imaging
Directorate,, provided to AF 2025 study team in November 1995.
31
John L. Petersen, The Road to 2015 (Corte Madera, Calif.: waite Group Press, 1994). 5860, 297
298. Intriguing ideas based on nanotechnology and microelectromechanical machines (MEMS) were also
submitted as 2025 concept, no. 900518, Electronic Grid - Throwaway Sensors, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 200023, Surveillance Swarm,
2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 900231,
Gnat Robot Threat Detectors, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025,
54
1996); 2025 concept, no. 900288, Swarms of Micromachines, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
32
For information on advances in low-dimensional electronic systems see the discussion in Paul
Davies ed. The New Physics, (Cambridge, UK: Cambridge University Press, 1989), 228234. The same text
has an excellent, very brief discussion of the essential elements of optical computers on page 315. For a
nontechnical discussion of trends in microprocessors see Petersen, John L., The Road to 2015 (Corte
Madera, Calif.: Waite Group Press), 1994, 2832.
33
Information obtained from senior DOD professional speaking to the Air War College under the
promise of nonattribution.
34
Briefing, subject: On-going Research in the Directorate, Phillips Laboratorys Lasers and Imaging
Directorate, provided to AF 2025 study team in November 1995.
35
Lt Col Brad Shields, et al., Weather as a Force Multiplier - Owning the Weather in 2025, AF 2025
study (Maxwell AFB, Ala.: Air War College, 1996).
36
2025 concept, no. 900426, Atmospheric Disturbance, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996); 2025 concept, no. 900552, On-demand Tactical Recce Satellite
Constellation, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept,
no. 200018, Space-Based Laser Designator, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996). See also the briefing by Phillips Laboratorys Lasers and Imaging Directorate,
provided to AF 2025 study team in 1995.
37
US GAO Report, Ballistic Missile Defense - Information on Directed Energy Programs for FY 1985
Through 1993 19.
38
The core of this idea can be found in the briefing charts from the 10 April 1995 working session of
the New World Vistas team in the section on the Directed Energy group (chairman Donald Lamberson, Maj
Gen, USAF (Ret.)). See also briefing by Phillips Laboratorys Lasers and Imaging Directorate, subject: Ongoing Research in the Directorate, provided to AF 2025 study team in November 1995.
39
Amnon Yariv, Introduction to Optical Electronics, 2nd ed. (New York, N.Y.: Holt, Rinehart, and
Winston, 1976), 166167, 176186.
40
Anonymous assessor comment on first draft of Space Operations white paper, 2025 concepts
database (Maxwell AFB, Ala.: Air War College/2025, 1996).
41
Briefing, subject: On-going Research in the Directorate, Phillips Laboratorys Lasers and Imaging
Directorate, provided to AF 2025 study team in November 1995.
42
Personal visit by one of the authors to the Lawrence Livermore National Laboratorys inertial
confinement fusion facilities in 1984.
43
Information from Air Force Institute of Technology (AFIT) graduate course in Laser Effects, Dr
William Bradley, 1984.
44
Amnon Yariv, 210.
45
Peter W. Milonni and Joseph H. Eberly, Lasers (New York, N.Y.: John Wiley and Sons, 1988), 4.
46
US GAO Report, Ballistic Missile Defense - Information on Directed Energy Programs for FY 1985
Through 1993, 14.
47
Information from Air Force Institute of Technology (AFIT) graduate courses in Plasma Physics, Dr
Phillip Nielson, 1978 and Laser Effects, Dr William Bradley, 1984.
48
US GAO Report, Ballistic Missile Defense - Information on Directed Energy Programs for FY 1985
Through 1993, 28.
49
Spacecast 2020 Force Application (Maxwell AFB, Ala.: Air University Press, 1994). O-22, O23.
50
US GAO Report, Ballistic Missile Defense - Information on Directed Energy Programs for FY 1985
Through 1993, 30.
51
Ibid., 30.
52
Visions briefing, slide 18.
55
53
US GAO Report, Ballistic Missile Defense - Information on Directed Energy Programs for FY 1985
Through 1993, 31.
54
Personal interview with Dr M. Yarymovitch, 7 February 1996.
55
US GAO Report, Ballistic Missile Defense - Information on Directed Energy Programs for FY 1985
Through 1993, 31.
56
Carlo Kopp, A Doctrine for the Use of Electromagnetic Pulse Bombs (Fairbairn ACT, Australia:
Air Power Studies Centre (ISBN 0 642 19343 6), July 1993); 1, 11.
57
Ibid., 3.
58
J. D. Jackson, Classical Electrodynamics, 2nd ed. (New York, N.Y.: John Wiley and Sons, 1975),
271.
59
John Moyle, memorandum entitled Thoughts on the Revolution in Military Affairs, from the
Strategic Assessment Center to Mr Jeff McKitrick and Colonel Richard Szafranski, 5 January 1996, 9.
60
Ibid. 3.
61
Carlo Kopp, 10.
62
Ibid., 35.
63
Dr William Balcer, Phillips Lab, Transient Electromagnetic Technology and Future Space-control,
Briefing on 20 Oct 1993, to AF Spacecast 2020 study. Also see Spacecast 2020 abstract paper AO112
(Compact Toroids).
64
Spacecast 2020, Force Application (Maxwell AFB, Ala.: Air University Press, 1994), O-19.
65
John Moyle, 9.
66
2025 concept, no. 900270, EMP Pills, 2025 concepts database (Maxwell AFB, Ala.: Air War
College/2025, 1996).
67
Carlo Kopp, Air Warfare Applications of Laser Remote Sensing (Fairbairn, Australia: Air Power
Studies Centre), 2.
68
2025 concept, no. 200009, Pyrotechnic Electromagnetic Pulse (PEP), 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 900270, EMP Pills, 2025
concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996).
69
Carlo Kopp, A Doctrine for the Use of Electromagnetic Pulse Bombs, 15.
70
John Moyle, 10.
71
Carlo Kopp, Air Warfare Applications of Laser Remote Sensing, 3.
72
Carlo Kopp, A Doctrine for the Use of Electromagnetic Pulse Bombs, 9.
73
Briefing, subject: On-going Research in the Directorate, Phillips Laboratorys Advanced Weapons
and Survivability Directorate, provided to AF 2025 study team on 4 December 1995; 8, 38, and 40. This
was extracted from a brief technical note attached to the briefing by Dr John T. Tatum, US Army Research
Laboratory, Adelphi, Md. entitled A New Threat to Aircraft Survivability: Radio Frequency Directed
Energy Weapons (RF DEW).
74
Ibid., 10.
75
Information obtained from senior technical and management personnel in the American aerospace
industry under the promise of nonattribution.
76
Briefing, subject: On-going Research in the Directorate, Phillips Laboratorys Advanced Weapons
and Survivability Directorate, provided to AF 2025 study team on 4 December 1995; 10, 32, and 33.
77
George E. Thibault, The Art and Practice of Military Strategy (Washington, D.C.: National Defense
University Press, 1984), 47.
78
2025 concept, no. 200015, Distortion Field Projector, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996); 2025 concept, no. 900313, Spaceborne/Airborne Hologram, 2025
concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 900570,
Deceptive Holographic Imaging, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025,
1996); 2025 concept, no. 900390, Holographic Battlefield Deception, 2025 concepts database (Maxwell
56
AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 900756, Holographic Deception Operations,
2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no. 900792,
Holographic CCD, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996).
79
Amnon Yariv, 408409.
80
Peter W. Milonni and Joseph H. Eberly, Lasers (New York, N.Y.: John Wiley and Sons, 1988), 606
609.
81
John L. Petersen, The Road to 2015 (Corte Madera, Calif.: Waite Group Press, 1994), 62.
82
CDR Clarence E. Carter, et al., The Man in the Chair - Cornerstone of Global Battlespace
Dominance, AF 2025 study (Maxwell AFB, Ala.: Air War College, 1996); LtCol Edward F. Murphy, et al.,
Information Operations: Wisdom Warfare for 2025, AF 2025 study (Maxwell AFB, Ala.: Air War
College, 1996); LtCol William Osborne, et al., Information Operations: A New Warfighting Capability,
AF 2025 study (Maxwell AFB, Ala.: Air War College, 1996); and Maj Michael J. Tiernan, et al., In-Time
Information Integration System (I3S), AF 2025 study (Maxwell AFB, Ala.: Air War College, 1996.
83
David Halliday, and Robert Resnick, Fundamental of Physics, 3d ed. (New York, N.Y.: John Wiley
and Sons, 1988), 134.
84
Personal interview with Dr M. Yarymovitch, 7 February 1996.
85
Spacecast 2020, Force Application (Maxwell AFB, Ala.: Air University Press, 1994), O-15 and
O-8.
86
John Moyle, 1213.
87
US GAO Report, Ballistic Missile Defense - Information on Directed Energy Programs for FY 1985
Through 1993, 12.
88
Briefing, subject: Mission Area Vision - Force Application, 10 November 1992 S. J. Navickas,.
89
Stanley W. Kandebo, Air Spike Could Ease Hypersonic Flight Problems, Aviation Week &
Space Technology, 19 May 1995. 66.
90
2025 concept, no. 200010, Suppression Cloud, 2025 concepts database (Maxwell AFB, Ala.: Air
War College/2025, 1996); 2025 concept, no. 900270, EMP Pills, 2025 concepts database (Maxwell AFB,
Ala.: Air War College/2025, 1996).
91
Personal observation by one of the authors at the AF Phillips Laboratory and the University of Texas,
Austin in 1981 and 1989.
92
Considerable information on this topic can be found at the following Worldwide Web available
from: www.pas.nps.navy.mil/railgun.html.
93
2025 concept, no. 900168, Meteors as a Weapon, 2025 concepts database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
94
William J. Broad Meteoroids Hit Atmosphere in Atomic-Size Blasts, New York Times 25 January
1994.
95
Briefing, subject: Military Spaceplane Technology and Applications, January 1996, Phillips
Laboratory PL/VT-X, slides 9,10, 11, and 30.
96
Ibid. slide 7.
97
Information obtained from the internet, Internet 14 February 1996, available from:
http://www.contribu.cmu. edu/usr/fjo4/.
98
Dr Dennis Bushnell, Chief Scientist for NASA Langley Research Center, telephone interview, 26
Feb 96.
99
Ibid.
100
Ibid.
101
Ibid.
102
Ibid.
103
Ibid.
104
Ibid.
57
105
Briefing, subject: Military Spaceplane Technology and Applications, January 1996, Phillips
Laboratory PL/VT-X, slide 20.
106
Spacecast 2020, Space Lift: Suborbital, Earth to Orbit, and On-Orbit, (Maxwell AFB, Ala.: Air
University Press, 1994), H-1.
107
Briefing, subject: Future Expansions in Space, 25 June 1995, McDonnell Douglas/Boeing, chart
Y505403.1M18BA76.
108
Briefing, A Discussion Paper-as-Briefing, 26 January 1996 Space and the Armys Future, slide
5.
109
Briefing, subject: Military Spaceplane Technology and Applications, January 1996, , Phillips
Laboratory PL/VT-X, slide 19.
110
Briefing, subject: Future Expansions in Space, 25 June 1995 McDonnell Douglas/Boeing,, chart
Y505403.1M18BA76. The X-33 program predicts this can be done in from hours to a few days. Briefing,
Col Ted Wierzbarowski, subject: National Aerospace Plane and Airbreathing Single-Stage-to-Orbit, 19
October 1993, chart D2270.010.
111
W. J. Schaeffer Associates, Memorandum to Capt Clapp, USAF, 4 February 1994.
112
Briefing, subject: Future Expansions in Space, 25 June 1995, McDonnell Douglas/Boeing, chart
Y505403.1M18BA76.
113
Briefing, subject: Military Spaceplane Technology and Applications, January 1996, Phillips
Laboratory PL/VT-X, slide 31.
114
Lt Col Robert H. Zielinski, et al., Star Tek - Exploiting the Final Frontier - Counterspace
Operations in 2025, AF 2025 study (Maxwell AFB, Ala.: Air War College, 1996).
115
Personal interview with Dr M. Yarymovitch, 7 February 1996.
116
Lt Col Brad Shields, et al., Weather as a Force Multiplier - Owning the Weather in 2025, AF
2025 study (Maxwell AFB, Ala.: Air War College, 1996).
117
Information obtained from the internet, Internet 14 February 1996 available from:
http://www.contribu.cmu. edu/usr/fjo4/ and conversations with representatives at a briefing on the military
spaceplane, 6 March 1996.
118
Ralph Vartabedian, Lasers Next Great Hope to Beam Defense Systems into Future, Los Angeles
Herald, 3 December 1995.
119
Maj Michael Roggemann, Air Force Institute of Technology (AFIT) professor, telephone interview
with author, 28 March 1996.
58
Chapter 4
Concept of Operations
The threat-dependent concept of operations for the GLASS is relatively straightforward. Threats could
be slowly developing situations, fast developing crises, or surprise attacks from a country or a terrorist-type
group (where some quick retaliatory response is required). In addition, the intensity of the threat could vary
over a broad range from mere intimidation to an isolated terrorist attack, a small war or battle, or
(inevitably) total war. No matter what type of threat or situation develops or what its intensity, the global
coverage provided by GLASS will allow decision makers to direct action that is responsive and timely (i.e.,
near instantaneous), flexible in terms of the full spectrum of lethality (i.e., from lighting up the battlefield to
destroying platforms and assets), precise (i.e., pinpoint accuracy if necessary), survivable (i.e., dispersion of
vulnerable space-based assets, self-protection capability, and CONUS-basing of the highest-value
components), and reliable (i.e., TAV will be able to serve as backup). In summary, GLASS provides global
coverage and a broad range of nearly instantaneous responses without extensive forward basing.
In the first instance of a slowly developing situation involving the US and its allies, the GLASS would
be used primarily as a deterrence weapon. However, it is much more flexible than todays nuclear-deterrent
weapon. The nuclear bomb may well have prevented a catastrophic total world war, but it has not stopped
any of the hundreds of relatively minor conflicts (at all levels) that have continued to rage since 1945. The
GLASS, able to project force across a wide spectrum of outcomes, could actually be employed in scenarios
ranging from humanitarian operations (i.e., in its surveillance or illumination modes) to major regional
conflicts (i.e., to disrupt, damage, or destroy the enemys strategic assets). These operations do not
necessarily have to be lethal. That is, the US could select a benign target, notify the rogue government of the
time and place at which the offending item will be neutralized, and then disable or destroy the target (and
59
only the target) with a laser beam and/or hypervelocity projectile. After a few demonstrations of this
capability, even the most isolated totalitarian rogue state would realize none of its offensive assets are safe
and (just as important) there will be no collateral damage to show the news cameras. Clearly, in addition to
the straight-forward destruction of military targets, the GLASS could be used for deterrence, intimidation,
persuasion, or just to forcefully signal Americas resolve.
GLASS could also be put to effective use in the most fast-developing crisis. For example, suppose a
country in northern Africa masses tanks on its border to invade a nearby country and their leadership will not
listen to American or UN requests to reverse this provocative action. A cluster of small projectiles could be
dropped from a TAV to destroy a critical tank concentration while laser beams from heaven are burning
holes through advancing combat aircraft and blowing up fuel storage areas and munitions dumps. Even a
modern war machine could be stopped dead in its tracks before it even gets started, since the GLASS can
strike strategic, operational, and tactical targets, simultaneously performing strategic attack, interdiction, and
even close support missions.
60
XX
XX
In the third situation, where an attack has already occurred and a response is required, the GLASS could
be used in a myriad of ways to retaliate and with a speed limited only by the time required for US leadership
to make its decisions. For example, the mission may be to eliminate the leadership of a terrorist organization
located at a safe house in the largest city of a rogue state. A precision projectile could be dropped from an
orbiting TAV that was launched only an hour before and within minutes, the house along with the leadership
would be destroyed. It would not matter if the safe house was reinforced with concrete or buried
underground; with good intelligence, literally no target on earth would be safe from the GLASS. More
importantly, there would be no political fallout from collateral damage. Current weapon systems must
1
generally make do with targeting data accurate to one to 10 meters at best. This is not the optimum situation
for precision-guided or precision-aimed weapons. Such enormous destructive power must be controlled
precisely to avoid unnecessary collateral damage. Acceptable targeting data in 2025 will be measured in
centimeters, not in meters.
61
If an area is not covered by the weapon constellation (this will occur at times), the TAV would be sent
up with a mobile mirror for the ground-based laser and/or a container of hypervelocity projectiles to cover
the target area. Although not as responsive as space-based assets, a TAV could reach anywhere on earth
2
within 60 minutes after its crew climbs on board. The TAV could also carry other types of weapons such as
some of those discussed in chapter 3. For deterrence, the US could launch numerous TAVs in unpredictable
orbits that remain in space until the crisis is resolved. Three TAVs could provide coverage of most of the
3
earths current trouble spots every 90 minutes. Of course, the TAV would also be ideal for space-control
and space superiority. These issues are further explored in other white papers.
Figure 4-2. Notional Space-Based Mirror Deployment Using Inflatable Mirror Technology
The GLASS would also be ideal for counterproliferation operations. The engagement would involve a
system-to-system interaction with fixed or mobile ground targets with support from communication,
navigation, and surveillance systems. Using the GLASS, the US would not need permission from neighboring
nations for landing or overflight rights and could strike a rogue state with a launch or lose mentality without
62
any prior warning. These desirable functions could be performed without forward deployment of forces,
drastically reducing the danger to US military personnel. The flexibility and response time of the GLASS in
5
The laser portion of the GLASS has three important characteristics: the weapon itself (photons) travels
at light speed, it can be precisely controlled and aimed (not inherently a weapon of mass destruction), and it
is not necessarily a line-of-sight weapon (i.e., it can be relayed by mirrors). Possession of a light-speed
weapon would revolutionize the conduct of future wars. John Moyle of the Strategic Assessment Center
describes this capability as the way to get inside the opponents OODA loop, since, The means with
which one can destroy an enemys system . . . operates at the same speed as of the flow of information, the
6
critical component of the enemys ability to counter/defend against the strike in the first place. It may be
impossible to mount an active defense against a light-speed weapon.
Geometry is another aspect of the concept of operations. The question, from where to where?
captures the essence of military space operations and frames the geometry of different force-application
missions. Regardless of the purpose of an operation, its beginning and ending locations have tremendous
impact on the nature of the operation and its success. The basic geometries for military space systems include
earth-space-earth and space-earth. The GLASS employs the earth-space-earth geometry through both the TAV
and the DEW system (which is both distributed and dispersed in two mediumsearth and space). That is, the
GLASS begins its mission within the earths atmospheric envelope, traverses the space environment, and then
applies force to resolve or influence a conflict occurring primarily within the earths atmospheric envelope
(we do not foresee wars in space by 2025). This application of force may involve physical destruction or
more subtle effects such as battlefield illumination, support for deceptive
information-warfare attacks, or
C2W/EW against an adversarys electronic communications and/or electronic order of battle. The latter
distinction is crucial since, in 2025, an adversarys center of gravity may not be a physical object at all, but
rather an intangible communications link, information flow, or public attitude.
Basing is also a prime consideration. The laser beams of the DEW system will originate from powerful
facilities dispersed around remote parts of the CONUS. Sunny, clear areas such as the American southwest
would be the most likely choices. With a laser system that uses space-based mirrors, there are several
advantages to using an earth-based laser located in the US (or its possessions): no forward basing is
63
required, there are no concerns about foreign governments demanding removal of US assets from their
territories, no weapons are actually placed in space, and the most expensive and maintenance-intensive
portions of the system are all ideally placed for access by the US sustainment system. Yet the US would still
have tremendous capabilities for power projection. Dispersion of the laser stations is also desirable to
enhance the security, reliability, and flexibility of the system and to provide concentration of mass in strategic
attacks by allowing GLASS to focus several laser beams on a single hardened target simultaneously.
The TAV element of the GLASS is projected to operate out of at least six CONUS locations and seven
locations outside the CONUS, including Alaska, Guam, and Hawaii. This also allows for security and
flexibility. If TAV take-off/landing is vertical, pads of 200 square feet with airplane-like facilities are
required. If the TAV is a horizontal take-off/landing system, then runways of 8,000 feet will probably be
requiredless than that needed for most modern jets today. Thus, the TAV fleet could be based at many
possible locations (with a large number of already existing backup landing sites).
The infrastructure for the TAV would be similar to that of aircraft today. That is, the ground site would
need a fueling capability, a loading capability (change containers in and out), maintenance facilities, and 200foot-square launch pads (if it evolves into a horizontal landing vehicle, it would also require an 8,000 foot
runway). With miniaturization of electronics (thus, portable maintenance equipment), black box concepts,
containerized payloads, and so forth, the number of supporting ground personnel and equipment should be
greatly reduced in comparison with that required for todays military aircraft. In short, the logistics tail
would be greatly reduced. Thus, the TAV would have home bases, but it would be capable of rapidly
deploying into many locations during times of tensions and increased hostilities.
The ground-based laser would necessarily require a large power source, a cooling system (possibly
employing a high flow of chilled water), and relatively clear skies. This would require relatively isolated
basing away from population centers. The power sources would be similar to those that exist today, but they
would be more compact, self-contained, and more easily maintained. Of course, the power sources and lasers
would be fixed, so significant ground-based security forces, and possibly point defenses against ballistic
missiles, would be required. The more ground sites available, the less vulnerable the system is to attacks, the
more targets could be hit simultaneously, and the greater the likelihood the system would be available to
attack a given target at need. In addition, tracking, monitoring, and control sites would be required for the
64
mirrors. However, these would not necessarily have to be dedicated sites. That is, they could be integrated
into the same system the US uses to track, monitor, and control other space assets. The idea would be to
automate as much as possible, build in reliability and maintainability, and standardize procedures and
equipment from the beginning of development.
Lines of Communication
Strikes
reconnaissance/surveillance, space lift, satellite support, and other missions as required. These squadrons
would fall under a central controlling authority that would also control the laser stations or bases. Thus, the
synergistic effects of the laser and the TAV would be realized.
65
KEW (usually from LEO); and functioning temporarily as a space-borne command post. TAVs could
respond quickly to contingencies with tailored mission packages. Missions ranging from emergency satellite
repair/deployment, to dropping a special operations team in the middle of a hostile environment, to mending
a gap in a critical satellite constellation would all be possible. In addition, a small fleet of TAVs could allow
for the placement of mass (in limited quantities) at critical nodes in a conflict situation. Perhaps the most
important advantage might be the psychological effect of possessing such a capability. Americas enemies
would always have to factor in an almost immediate American response into their hostile actions.
The human in the loop concept is, by itself, neither an advantage nor a disadvantage. That is, humans
will certainly be in the loop at the critical point in any application of force. This critical point could
involve action on the ground or in space. If force is being applied by a light-speed, directed-energy weapon,
the delay between the decision to take action and fire on the target might only be measured in seconds, but
human decision and human judgment would still be intimately involved.
There are decided disadvantages to putting humans in space. To begin with, a human in space would
immediately become a prime target during a conflict, especially if the human is the critical link in the weapon
system. Moreover, space is a hostile environmentespecially near the Van Allen radiation belts; thus, the
necessary safety factor increases the overall cost and complexity of the weapon system. In addition, the space
66
operations missions involving the TAV are limited, since current TAV concepts are designed only for LEO
operations (limits access to space assets). Timeliness or responsiveness is also relatively limited for manned
space systems. An on-orbit, unmanned space-based weapon could take action in a fraction of a second; a
manned TAV might require up to an hour to arrive at the crisis location. The TAV is also extremely
vulnerable during takeoff, orbit insertion, and landing. A nation could attempt to keep man in space at all
times, but the costs involved are believed greater than those of the TAV, on orbit logistics is extremely
expensive, and a permanent manned presence in orbit invites hostage-taking via ASAT. Thus, there will
always be risks for this integral part of the GLASS weapon system.
Notes
1
Maj, James G. Lee, USAF, Counterspace Operations for Information Dominance, (Maxwell AFB,
Ala.: Air University Press, October 1994), 14. See also Capt Kimberly M. Walker, USAF and Capt Tery L.
Donelson, Space Operations Training Course - Chapter 10: Navstar Global Positioning System (Peterson
AFB, Colo.: 1994), 152.
2
1992 Global Reach-Global Power White Paper.
3
Briefing, subject: Military Spaceplane Technology and Applications, January 1996, Phillips
Laboratory PL/VT-X, slide 27.
4
Lt Col Robert H. Zielinski, et al., Star Tek - Exploiting the Final Frontier - Counterspace Operations
in 2025, AF 2025 study (Maxwell AFB, Ala.: Air War College, 1996).
5
Briefing, subject: Military Spaceplane Technology and Applications, January 1996, Phillips
Laboratory Laboratory PL/VT-X, slide 12.
6
John Moyle, Memorandum entitled Thoughts on the Revolution in Military Affairs, 1.
7
Briefing, subject: Military Spaceplane Technology and Applications, January 1996, Phillips
Laboratory PL/VT-X, slides 12 and 21.
8
Ibid.,, slide 2.
9
2025 concept, no. 900265, Space Storage Modules to Establish Space-Sourced Air Drop
Capability, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025 concept, no.
900654, Parts Locker, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025, 1996); 2025
concept, no. 900249, Geosynchronous Manned Command and Control Module, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
67
Chapter 5
Investigation Recommendations
We know from even the most casual study of military history how fallible man is in
matters concerning war and how difficult it has been for him, mostly because of the
discontinuity of wars, to adjust to new weapons. Yet compared to the changes we
consider now, those of the past, when measured from one war to the next, were almost
trivial. And almost always in the past there was time even after hostilities began for the
significance of technological changes to be learned and appreciated.
Bernard Brodie
The concepts discussed in this paper directly address the needs of the militarys most forward-thinking
senior planners. Volume four (Future Capabilities) of Joint Planning Document FY 98-03 states that, to
achieve joint war fighting objectives, we must develop the capability to destroy selected targets with
precision while limiting collateral damage. Includes precision guided munitions, surveillance and targeting
2
capabilities. Requires advances in sensors, guidance and control, and lethality. Joint Vision 2010 calls for
long range precision capability, combined with a wide range of delivery systems . . . the
ability to generate a broader range of potential weapons effects, from nonlethal to hard
target kill . . . these improvements will result in increasingly discrete and precise
capabilities, selected to achieve optimum results and applicable to both combat and other
3
operations.
The New World Vistas team predicts space-control and projection of force from space technologies will
become as important [as global observation and global situational awareness] in the twenty-first century as
global technology for utilization of space becomes more available to many countries of the world.
Achieving these desirable capabilities will not be easy and it will not happen overnight. We must begin work
now if we wish to be ready for the world of 2025.
68
Directed-Energy Weapons
Directed-energy weapons operating at or near the speed of light offer the greatest opportunity for
sudden, precise attacks across the spectrum of force against a wide range of targets. Reliable, effective
directed-energy weapons will not be possible without compact, high-capacity power supplies. Todays solar
power technology is insufficienttoo much time would be required between shots to regenerate the systems
energy reserves. Large, light-weight space structures of particular kinds are also critical. Laser space-strike
systems require large, light-weight, optically smooth adaptive mirrors capable of correcting beam
aberrations.
Current sources of directed energy also require further research. Highpower, solid-state, and diode
lasers must be investigated because of their inherent efficiency advantages, their ability to operate without
bulky chemical fuels, their potential for operation at shorter wavelengths, and because diode lasers can
operate in phased arrays (obvious advantages in pointing and beam combining).
Finally, further work is required in directed-energy beam propagation. The impressive success of
modern low-power adaptive optics techniques must be extended to high-power beams if laser space-strike
systems are to reach their full potential.
Projectile Weapons
The approaches mentioned in this paper involving long-range ballistic missiles are already possible
the only thing lacking is the will to proceed. Two technologies are desirable to enhance the effectiveness of
such weapons: high-speed (submicrosecond) fusing and high-speed dispersal techniques for submunitions in
the terminal phase.
The destructive interaction of hypervelocity projectiles with targets has been investigated by the US
military and NASA. These investigations must continue, particularly with regard to hydrodynamic
penetrators, if we are to understand how to configure and direct hypervelocity projectiles to achieve optimum
effect. Terminal guidance techniques must be improved to enable the use of kinetic-energy weapons as true
precision-guided weapons.
69
Space Sortie
The main challenges here lie in propulsion technology (both air breathing and for space) and
aerodynamic design for reliable hypersonic flight. Light-weight, high-endurance propulsion systems are
needed to operate transatmospheric vehicles (TAVs) for long-range sorties. Light-weight, high temperature
materials and high-capacity cooling systems must be developed to form the skin and bones of the TAV.
General Considerations
Space-strike weapon systems will not be possible without reliable, affordable access to space. The
investigation recommendations of the AF 2025 Space Lift white paper are therefore seconded without
reservation in this paper. All the space operations missionsspace control, force enhancement, force
application, and space supportdepend on access to space.
A blind marksman is a contradiction in terms. The space-strike weapon systems of 2025 will depend
heavily on Americas global information network.(see appendix B). In this regard, the following areas of
study are as critical for this white paper as they are for the surveillance and reconnaissance and information
operations white papers: advanced sensors; data fusion techniques; miniaturization (nanotechnologies and
MEMS); secure, reliable, wideband communications; reliable distributed networks (particularly distributed
networks of small satellites); advanced, high-speed, high-capacity computers; and the combination of
hardware and software technologies which will enable true artificial intelligence.
The areas recommended for further investigation in this paper must be pursued in full cooperation with
industry wherever possible. The days of fat defense budgets are long gonethey will not come again in
our time. Civilian (domestic and foreign) research dollars will determine the main areas where technology
will advance in the twenty-first century. The US military must keep its collective eye on the main chance,
directing its precious and limited research funds where they will have the greatest effect. Anything less
would be irresponsible.
70
Quoted in Lt Col Charles M. Westenhoff, USAF, compiler. Military Air Power-The CADRE Digest of
Air Power Opinions and Thoughts, Airpower Research Institute, Air University Press, Maxwell AFB, Ala.
October, 1990, 90.
2
Joint Planning Document FY 1998-2003, 15 December 1995, Vol. 4 (Future Capabilities) 2.
3
Joint Vision 2010 - Americas Military: Shaping the Future, a publication of the Joint Staff
provided to AF 2025 by AF/XOXS, January 1996, 4.
4
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 60.
5
Lt Col Henry. Baird, et al., Spacelift - Integration of Aerospace Core Competencies, AF 2025 study
(Maxwell AFB, Ala.: Air War College, 1996).
71
Appendix A
Global Presence
Global presence includes a full range of potential activities ranging from the physical interaction of
military forces and targets to the virtual interaction between information systems envisioned by the
information warriors. We will explore the idea of global presence by discussing the strengths and
weaknesses of the space systems which could yield global space presence in 2025. Key technologies will
ultimately be identified that link global space presence to a global space-strike capability and to the
integrated network of sensors, communications, and information processing required to collect data from any
(and every) area of the planet and convert it into information and knowledge in a suitably short time frame.
Along the way, we will emphasize the important synergy and interconnectedness between military and
commercial space systems in 2025.
72
Global space presence means providing military space capability, including non-belligerent
1
applications and/or leveraging of information, to deter or compel an actor or affect a situation. Through
global space reach and global space power, multiplied by global space awareness and backed up by
sustainment and readiness, the Air Force can provide an unmatched power projection capability to Americas
2
Global space reach includes those activities conducted from space that improve the operational
effectiveness of military forces operating in all mediums (space, air, land, sea, subsurface).
Global space power involves the application of the full spectrum of force, physical and virtual, from
space on demand to an adversarys means of pursuing the conflict.
Global space awareness is achieved through the integrated, worldwide acquisition, transmission,
storage, and processing of information through space to enhance the employment of all military forces.
Readiness and sustainment means providing the ability to mount and support continuous military
3
operations.
73
Global space presence is a vital capability that can only be achieved by a nation with global space
reach, global space power, global space awareness, and a robust readiness and sustainment system. By 2025,
a nation that hopes to reap the benefits of great power status must possess global space presence.
4
In 1996, military space operations are organized to perform four core missions. These mission areas
are equally critical to the future success of US military operations at all levelsstrategic, operational, and
tactical. Space operations have already impacted the combat arms and the combat support elements of all
branches of the US military through space reconnaissance, surveillance, and communication. The four core
missions focus on enabling or supporting terrestrial (land, sea, air, and subsurface) military operations with
assets operating from space (force enhancement); providing freedom of access to and operation in space for
friendly forces while denying enemy access (space-control); applying force, both physical and virtual, to
terrestrial military targets with weapon systems operating from space (force application); and conducting
launch support and on-orbit military command and control for crucial military space assets (space support).
5
Since these mission areas overlap, actual military space operations are broader than any one mission area.
Notes
1
Gen Ronald E. Fogleman, USAF, and Dr Sheila E. Widnall, Global Presence 1995 (Washington,
DC: HQ USAF, pamphlet, 1995), 3.
2
Air Force Doctrine Document 1, Air Force Basic Doctrine, first draft, 15 August 1995, 3.
3
Ibid., 3. Adapted from the discussion documented here.
4
AF Manual 1-1, Basic Aerospace Doctrine of the United States Air Force, vol. 2, Essay L
(Washington, D.C.: HQ USAF, March 1992), 103111. The missions listed in this paper were adapted from
this essay.
5
Maj Thomas A. Torgerson, USAF, Global Power Through Tactical Flexibly Deployable Space
Units, (Maxwell AFB, Ala.: Air University Press, Research Report AU-ARI-93-6, June 1994), 4.
74
Appendix B
All the systems of the force application system-of-systems must be integrated with all the other systems
that interface with it. On board (guidance, maneuvering) and off board (surveillance, some processing)
systems all work together as a distributed system-of-systems.
SAT/BDA
The surveillance, acquisition, and tracking/battle damage assessment(SAT/BDA) requirements fall into
the general mission category of force enhancement. The impact of cost constraints and rapidly developing
technologies on the Defense Department is moving the initiative in these areas toward the commercial sector.
The global positioning system (GPS) is a prominent modern example, with commercial units being bought by
the thousands to support Operation Desert Storm. It is very likely, therefore, that a significant amount of
surveillance, acquisition, and tracking and battle damage assessment will depend on commercial concepts or
commercial assets by 2025. This will be an important factor in two ways. First, a great amount of equipment
will be available off the shelf, and not just in America. Given their high cost, satellite assets will probably
be shared, and not always by allies. Who will be in control?
One of the biggest questions in a multinational world, with multinational corporations, is whether we
will have access to the information we need. If we do not wish to build duplicate military systems, we must
in some way assure ourselves of access to commercial assets while retaining the capability to block an
opponents access. This might be done through treaties or binding business arrangements, but most likely we
75
will need some built-in capability to literally seize control of the necessary portions of shared commercial
satellite assets.
The global information network (GIN) of 2025 is the obvious and probably the only affordable place to
perform most of the SAT/BDA function. If the militarys relatively limited (a matter of funding, not ingenuity)
computers, sensors, and dedicated communications are not linked to the GIN, it will be impossible to
assemble an accurate digital picture of the battlefield in real time. Linkage to the GIN will also provide
ready access to rich sources of information unavailable to the modern war fighter. From the perspective of a
space-strike weapon system, the availability of multiple views in many sensory bands of each target is an
irresistible advantage. This suggests most SAT/BDA functions in 2025 will be performed off platform for
space-strike weapon systems, making the development of secure, jam-resistant communication links a top
priority. Two possibilities have been suggested in this regard: redundant radio frequency (RF) links in many
frequency bands,
possibly
including
spread
spectrum techniques,
communications.
76
and
ultrawideband
optical
Surveillance
Surveillance can be defined as systematic observation of aerospace, surface, or subsurface areas,
2
places, persons or things by visual, electronic, photographic or other means. The requirement for this
information seems critical today, but in the much faster world of 2025, real-time information will be an
absolute imperative. The most survivable and effective way of obtaining real-time surveillance in 2025 will
involve networking and fusing sensory data from a wide variety of military, civil, commercial, and even
foreign (allied) assets. This exciting possibility awaits technical advances in wideband communications,
wide-area networks, data fusion, and above all a far greater number of fielded sensors. That industry is
already moving into the area of high-resolution remote sensing (and especially satellite remote sensing) is
obvious from the many recent announcements of commercial satellite imaging systems with a spatial
3
In 2025, surveillance systems operating from space will provide the war fighter with indispensable
real-time, accurate, preprocessed information. Satellite systems will provide wide spectrum coverage,
including visual, infrared, RF, and active radar, for fusing with air-, sea-, and land-based networks of
4
distributed sensors. Fusion and dissemination of surveillance data will be handled by a distributed, widearea network of computers (probably based on microprocessors in a parallel architecture) linked by the
communications system described below in the section on utilities. The war fighter and his weapon
systems, whether air-, sea-, land-, or space-based, will be able to access this information on demand,
probably in a graphically oriented format. The Spacecast 2020 study is correct in its claim that a system and
architecture must exist to provide a high resolution picture of objects in space, in the air, on the surface, and
5
below the surfacebe they concealed, mobile or stationary, animate or inanimate. The real challenge will
not be the collection of sufficient data, but its processing into useful, easily digested forms. This will be an
ever greater challenge as the amount of types of available information grows between now and 2025.
Today sensors, computers, and communications jointly comprise the essence of targeting. Americas
main investment in these systems will be commercial by 2025, with a sprinkling of important, well-
77
protected (hardening, stealth, CONUS basing, deception), military-only or military-priority assets. This
dispersion of assets will be an advantage, since properly designed, distributed systems are much more
survivable than centralized, dedicated systems, and because it may be impossible to determine which portion
of which physical asset is being used by the military at any one time. Surveillance and acquisition functions
can and should, therefore, be provided by off platform distributed systems.
Targeting is a more complex and specialized function. By 2025, automated target acquisition and
identification will finally be a reality. The necessary databases and specialized information processing assets
can be made available through the GIN, which will also be linked to any specialized military sensor data that
might be required to deal with particularly difficult targets. Automated target acquisition and identification is
the subject of intense research today, and many promising approaches are being investigated on conventional
7
supercomputers and clever, proprietary combinations of electronic and optical computers. Commercial
satellite remote-sensing systems are already in development with spatial resolutions good enough to identify
8
aircraft, surface ships, land mines, and most smaller vehicles. The results of the primarily off platform
acquisition and targeting functions will then be handed off to the weapon platform, which will provide the
tracking and force-application functions.
The Spacecast 2020 special study discusses a similar approach. With appropriate algorithms and
beam selection, it is conceivable that the entire sensor constellation could be available for collection all the
time. Fusing of the reflected data from a single taste [speaking metaphorically] would take place on a
9
central platform, probably in geosynchronous orbit. By 2025, there will be no need for a vulnerable,
central collection platform. With the continual miniaturization of computers and electronics, improved
network hardware and software, and redundant wideband communication links (both optical and RF) these
data collection and fusion can and should be shared among a variety of platforms, space and earth-based.
10
This approach has the enormous advantage of eliminating critical nodes in the US military information
system.
78
11
This problem is further complicated by our current strategy of pursuing parallel strategic
attacks. By 2025, the solution to this problem will be evident in the digital picture of the battlefield
assembled from the fused input of myriad sensors of many different types linked wirelessly to the GIN. The
very system needed to survey and acquire targets will be used to assess battle damage. The advantages are
obvious: cost effectiveness through elimination of redundant sensors and communications, nearly instant
assessment of the need for restrike, and economy of force by avoiding the expenditure of unnecessary strikes.
Additionally, accomplishing BDA through the GIN would provide instant, automatic feedback to the logistics
system of the number and nature of resources expended.
12
Utilities
During Operation Desert Storm, American and allied forces relied heavily upon space-based systems
for navigation, weather information, secure communications and surveillance support. These and other space
assets played a key role in the successful prosecution of the Gulf War. The reliance of the American military
on these systems will only grow with time.
The quantity and quality of information that can be gained from the vantage of space enhances the power
of existing terrestrial forces, both conventional and unconventional, by providing more and better information
ever more rapidly. This rapid movement of information, no matter what the source, will become increasingly
essential to all aspects of military operations. The near-real-time capability in communication, navigation,
and weather sensing offered by the proper utilization of space assets and the opportunities they present make
these functions critical to the successful military exploitation of space. No space-strike weapon system can
operate without the information provided by communications, navigation, and weather systems. That is why
these functions are called utilities in this paper.
79
Communications
The US military has become more and more dependent on radio frequency (RF) communications since
World War II. Currently, worldwide military communications depend on several constellations of RF
communications satellites, including the high-frequency (HF) and ultrahigh frequency (UHF) Defense
Satellite Communications System (DSCS); the UHF, superhigh frequency (SHF), and extremely highfrequency (EHF) Fleet Satellite Communications (FLTSATCOM) and Ultrahigh Frequency Follow-On
13
(UFO) Systems; and the secure, jam-resistant UHF, SHF, and EHF capable Milstar System.
Submarine
cables, fiber-optic lines, and microwave radio can compete with satellite communication systems only for
geographically fixed, wideband service. Satellites are unchallenged in the area of wideband transmissions to
mobile terminals, which is precisely the area of greatest need for the military.
During Operation Desert Storm, even the United Statess apparently robust satellite communications
architecture was overwhelmedthe coalition was forced to lease time on the INTELSAT and SKYNET
systems, although the total capability was still grossly inadequate. The total requirement for voice, data,
and video links for the Gulf War (only a major regional contingency) was staggering. The worldwide
network assembled for Operation Desert Storm involved practically every type of commercial, strategic, and
tactical telecommunication equipment available. Unsurprisingly, network management and control was a
sub-optimized, manual processimprovised on the spot and under enormous pressure for instant results. It
is now generally agreed that a mix of military and commercial networks is the only way to provide adequate
14
The most likely military communications architecture in 2025 is a shared commercial satellite
communications system. This system will be based on a large constellation (hundreds or thousands) of small
satellites in low earth orbit. Each satellite will be cross-linked to every other satellite with a mixture of truly
wideband solid-state laser communication links (digital data rates in excess of 10 gigabytes/second) and
high-speed RF back-up links (60 Ghz or greater). Most downlinks will still involve RF technology, since it is
simple and inexpensive, but the most demanding traffic will have to be handled optically. Ground stations
will be simple and easily relocatable, since each satellite will carry its own formidable computer brain to
manage the communications traffic redundantly (the inevitable consequence of the explosion in computer
processing speed and capacity). Ground line communications will be nearly nonexistent (too expensive),
80
except for emergency back-up systems and a few ultrasecure, jam-resistant communication systems (based on
optical fiber as the only way to handle the load). In the world of 2025, every person could contact anyone,
anywhere, at any time, if properly equipped.
Navigation
The Navstar GPS satellite navigation system currently provides reliable three-dimensional position
information with an accuracy and precision of 16 meters and time with an accuracy of 0.1 microseconds
15
(uncorrupted version).
Whenever enough satellites are in view, GPS can even provide velocity and
acceleration information. Combined with inexpensive commercial receivers, GPS navigation was critical to
the success of coalition forces in the Gulf War. This information is good enough to pilot cruise missiles
hundreds of miles to large targets and to provide targeting coordinates for modern PGMs. It is not good
enough for many of the space-strike weapons described earlier in this paper, which require extreme time and
position accuracies (a few nanoseconds in time, centimeters in position) to be fully effective.
The Spacecast 2020 special study recognized the need for an improved navigation system in their Super
16
Federal Aviation Agency is assuming greater control over the existing GPS constellation every day. The most
likely candidates for control of the Super GPS system of 2025 are the Federal Aviation Agency (or more
likely an internationalized successor) and one or more international commercial concerns. The system, based
on a larger constellation of small satellites in LEO for increased coverage and on-orbit redundancy, will
certainly be more accurate and precise. It is difficult to predict where the constantly evolving commercial
demand for three-dimensional positioning information will be in 2025, but it is probably safe to forecast
performance measured in feet (large fractions of a meter). Military demands in excess of this will be handled
either by small military-owned payloads on the commercial satellites or by a small military-funded
augmentation to the commercial constellation.
81
Weather
Military commanders have always needed timely, accurate weather information to mount successful
campaigns. This need will be even more urgent in 2025, when optimal use of all forces will require real-time
information on all battlefield conditions. Additionally, space-strike weapons need a mixture of space weather
data and battlefield environmental data to be effective. Space-based HPMW beams can be disrupted by
intense solar winds. Space-strike lasers are dispersed by water clouds and battlefield dust and smoke.
Hypervelocity kinetic energy weapons must have good information concerning the state of the atmosphere to
reach the proper spot on the target.
17
Industry is developing smaller and higher performance remote sensors with every passing day.
Commercial demand and commercial funding is already out stripping the militarys capabilities (everyone
needs to know about the weather). The National Oceanic and Atmospheric Administration is already taking
charge of what were once military-controlled weather satellites.
18
before 2025, weather-related remote sensing will be entirely controlled by industry. The commercially
controlled weather monitoring and prediction system in 2025 will probably depend on a sophisticated suite
of ultraminiaturized electronics and sensors operating as a secondary payload on a LEO satellite
communications constellation, thereby taking advantage of existing down and cross-links. A few small
weather satellites will still be parked at geosynchronous earth orbit (GEO) to take advantage of its largerscale view of earth and to monitor space weather at a distance from the less-placid LEO environment.
While most requirements for weather-related information in a military theater of operations will be handled
by this mix of LEO and GEO weather satellites, some detailed weapon system requirements for data on
surface conditions will still have to be handled by a network of ground-based sensors connected to the global
information network.
Notes
1
2025 concept, no. 900522, Space-Based AI-Driven Intelligence Master Mind, 2025 concepts
database (Maxwell AFB, AL: Air War College/2025, 1996); 2025 concept, no. 900283, Information
Supremacy, 2025 concepts database (Maxwell AFB, AL: Air War College/2025, 1996); 2025 concept, no.
900335, Worldwide Military Cellular Phone System, 2025 concepts database (Maxwell AFB, AL: Air
82
War College/2025, 1996); 2025 concept, no. 900585, Global Location & Secure Comm, 2025 concepts
database (Maxwell AFB, AL: Air War College/2025, 1996).
2
Data Fusion Lexicon, Data Fusion Sub-Panel of the Joint Directors of Laboratories, Technical Panel
3
for C , 11.
3
Maj James G. Lee, USAF, Counterspace Operations for Information Dominance (Maxwell AFB,
Ala.: Air University Press, October 1994), 1416.
4
2025 concept, no. 900414, Artificial Intelligence: A New Aircrew Member in Tomorrows
Combat, 2025 concepts database (Maxwell AFB, AL: Air War College/2025, 1996); 2025 concept, no.
900263, The All Seeing Warrior, 2025 concepts database (Maxwell AFB, Ala.: Air War College/2025,
1996).
5
Spacecast 2020 study, Global Surveillance, Reconnaissance, and Targeting System( Maxwell AFB,
Ala.: Air University Press, 1994).
6
Briefing by Dr Lowell Wood at Air War College, subject: Special Projects at Lawrence Livermore
National Laboratory, 27 October 1993, slide 7.
7
Information obtained from senior industry personnel under the promise of nonattribution.
8
Maj James G. Lee, USAF, Counterspace Operations for Information Dominance (Maxwell AFB,
Ala.: Air University Press, October 1994), 15. See Table 5.
9
Spacecast 2020 Study, Global Surveillance, Reconnaissance, and Targeting System, Maxwell AFB,
AL: Air University Press, 1994.
10
2025 concept, no. 900370, Molecular Manufacturing and Nanotechnology, 2025 concepts database
(Maxwell AFB, AL: Air War College/2025, 1996); 2025 concept, no. 900518, Electronic Grid Throwaway Sensors, 2025 concepts database (Maxwell AFB, AL: Air War College/2025, 1996); 2025
concept, no. 200023, Surveillance Swarm, 2025 concepts database (Maxwell AFB, AL: Air War
College/2025, 1996); 2025 concept, no. 900231, Gnat Robot Threat Detectors, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
11
Carlo Kopp, Air Warfare Applications of Laser Remote Sensing (Fairbairn, Australia: Air Power
Studies Centre), 3.
12
2025 concept, no. 900672, Integrated Logistical Battlespace Sustainment, 2025 concepts database
(Maxwell AFB, Ala.: Air War College/2025, 1996).
13
Kimberly M. Walker, USAF, Space Operations Training Course - Chapter 9: Introduction to
Communications Satellites (Peterson AFB, Colo.: 1994), 134148.
14
Alan Campan, The First Information War, AFCEA International Press, 1994; 18, 21.
15
Capt Kimberly M. Walker, Capt, USAF and Capt Tery L. Donelson, Space Operations Training
Course - Chap 10: Navstar Global Positioning System (Peterson AFB, Colo.: 1994), 152.
16
Spacecast 2020, Operational Analysis (Maxwell AFB, Ala.: Air University Press, 1994), 35.
17
Sarah L Cain, Eyes in the Sky: Satellite Imagery Blasts Off, Photonics Spectra, October 1995. 90.
18
Conversations with Air Force Colonel Chuck Thompson, Air War College Space Chair, December 4
1995.
83
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Volume. Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995.
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2025. AF 2025 study Maxwell AFB, Ala.: Air War College, 1996.
88
A Research Paper
Presented To
Air Force 2025
by
Col Tamzy J. House
Lt Col James B. Near, Jr.
LTC William B. Shields (USA)
Maj Ronald J. Celentano
Maj David M. Husband
Maj Ann E. Mercer
Maj James E. Pugh
August 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations........................................................................................................................................iv
Tables................................................................................................................................................iv
Acknowledgments...............................................................................................................................v
Executive Summary ...........................................................................................................................vi
Introduction.........................................................................................................................................1
Required Capability............................................................................................................................3
Why Would We Want to Mess with the Weather? ........................................................................3
What Do We Mean by Weather-modification?..........................................................................4
Investigation Recommendations........................................................................................................31
How Do We Get There From Here?...........................................................................................31
Conclusions ................................................................................................................................34
Appendix
Page
iii
Illustrations
Figure
Page
3-1.
3-2.
4-1.
4-2.
4-3.
4-4.
5-1.
5-2.
Tables
Table
1
Page
Operational Capabilities Matrix........................................................................................................vi
iv
Acknowledgments
We express our appreciation to Mr Mike McKim of Air War College who provided a wealth of
technical expertise and innovative ideas that significantly contributed to our paper. We are also especially
grateful for the devoted support of our families during this research project.
patience during the demanding research period were crucial to the projects success.
Executive Summary
In 2025, US aerospace forces can own the weather by capitalizing on emerging technologies and
focusing development of those technologies to war-fighting applications. Such a capability offers the war
fighter tools to shape the battlespace in ways never before possible. It provides opportunities to impact
operations across the full spectrum of conflict and is pertinent to all possible futures. The purpose of this
paper is to outline a strategy for the use of a future weather-modification system to achieve military
objectives rather than to provide a detailed technical road map.
A high-risk, high-reward endeavor, weather-modification offers a dilemma not unlike the splitting of the
atom. While some segments of society will always be reluctant to examine controversial issues such as
weather-modification, the tremendous military capabilities that could result from this field are ignored at our
own peril. From enhancing friendly operations or disrupting those of the enemy via small-scale tailoring of
natural weather patterns to complete dominance of global communications and counterspace control,
weather-modification offers the war fighter a wide-range of possible options to defeat or coerce an
adversary. Some of the potential capabilities a weather-modification system could provide to a war-fighting
commander in chief (CINC) are listed in table 1.
Technology advancements in five major areas are necessary for an integrated weather-modification
capability: (1) advanced nonlinear modeling techniques, (2) computational capability, (3) information
gathering and transmission, (4) a global sensor array, and (5) weather intervention techniques.
intervention tools exist today and others may be developed and refined in the future.
vi
Some
Table 1
Operational Capabilities Matrix
Precipitation Enhancement
Precipitation Avoidance
- Maintain/Improve LOC
- Maintain Visibility
- Maintain Comfort Level/Morale
Storm Enhancement
Storm Modification
- Deny Operations
Precipitation Denial
Space Weather
Space Weather
- Disrupt Communications/Radar
- Disable/Destroy Space Assets
- Deny Concealment
- Increase Vulnerability to PGM/Recce
Current technologies that will mature over the next 30 years will offer anyone who has the necessary
resources the ability to modify weather patterns and their corresponding effects, at least on the local scale.
Current demographic, economic, and environmental trends will create global stresses that provide the
impetus necessary for many countries or groups to turn this weather-modification ability into a capability.
In the United States, weather-modification will likely become a part of national security policy with
both domestic and international applications. Our government will pursue such a policy, depending on its
interests, at various levels.
framework such as NATO, membership in an international organization such as the UN, or participation in a
coalition. Assuming that in 2025 our national security strategy includes weather-modification, its use in our
national military strategy will naturally follow. Besides the significant benefits an operational capability
would provide, another motivation to pursue weather-modification is to deter and counter potential
adversaries.
vii
In this paper we show that appropriate application of weather-modification can provide battlespace
dominance to a degree never before imagined. In the future, such operations will enhance air and space
superiority and provide new options for battlespace shaping and battlespace awareness.
The technology is
there, waiting for us to pull it all together; in 2025 we can Own the Weather.
Notes
1
The weather-modification capabilities described in this paper are consistent with the operating
environments and missions relevant for aerospace forces in 2025 as defined by AF/LR, a long-range planning
office reporting to the CSAF [based on AF/LR PowerPoint briefing Air and Space Power Framework for
Strategy Development (jda-2lr.ppt)].
2
General Gordon R. Sullivan, Moving into the 21st Century: Americas Army and Modernization,
Military Review (July 1993) quoted in Mary Ann Seagraves and Richard Szymber, Weather a Force
Multiplier, Military Review, November/December 1995, 75.
viii
Chapter 1
Introduction
Scenario: Imagine that in 2025 the US is fighting a rich, but now consolidated, politically powerful
drug cartel in South America. The cartel has purchased hundreds of Russian-and Chinese-built fighters that
have successfully thwarted our attempts to attack their production facilities. With their local numerical
superiority and interior lines, the cartel is launching more than 10 aircraft for every one of ours. In addition,
the cartel is using the French system probatoire d' observation de la terre (SPOT) positioning and tracking
imagery systems, which in 2025 are capable of transmitting near-real-time, multispectral imagery with 1
meter resolution. The US wishes to engage the enemy on an uneven playing field in order to exploit the full
potential of our aircraft and munitions.
Meteorological analysis reveals that equatorial South America typically has afternoon thunderstorms on
a daily basis throughout the year. Our intelligence has confirmed that cartel pilots are reluctant to fly in or
near thunderstorms.
Therefore, our weather force support element (WFSE), which is a part of the
commander in chiefs (CINC) air operations center (AOC), is tasked to forecast storm paths and trigger or
intensify thunderstorm cells over critical target areas that the enemy must defend with their aircraft. Since
our aircraft in 2025 have all-weather capability, the thunderstorm threat is minimal to our forces, and we can
effectively and decisively control the sky over the target.
The WFSE has the necessary sensor and communication capabilities to observe, detect, and act on
weather-modification requirements to support US military objectives. These capabilities are part of an
advanced battle area system that supports the war-fighting CINC. In our scenario, the CINC tasks the WFSE
to conduct storm intensification and concealment operations. The WFSE models the atmospheric conditions
to forecast, with 90 percent confidence, the likelihood of successful modification using airborne cloud
generation and seeding.
In 2025, uninhabited aerospace vehicles (UAV) are routinely used for weather-modification operations.
By cross-referencing desired attack times with wind and thunderstorm forecasts and the SPOT satellites
projected orbit, the WFSE generates mission profiles for each UAV. The WFSE guides each UAV using
near-real-time information from a networked sensor array.
Prior to the attack, which is coordinated with forecasted weather conditions, the UAVs begin cloud
generation and seeding operations. UAVs disperse a cirrus shield to deny enemy visual and infrared (IR)
surveillance. Simultaneously, microwave heaters create localized scintillation to disrupt active sensing via
synthetic aperture radar (SAR) systems such as the commercially available Canadian search and rescue
satellite-aided tracking (SARSAT) that will be widely available in 2025. Other cloud seeding operations
cause a developing thunderstorm to intensify over the target, severely limiting the enemys capability to
defend. The WFSE monitors the entire operation in real-time and notes the successful completion of another
very important but routine weather-modification mission.
This scenario may seem far-fetched, but by 2025 it is within the realm of possibility. The next chapter
explores the reasons for weather-modification, defines the scope, and examines trends that will make it
possible in the next 30 years.
Chapter 2
Required Capability
According to Gen Gordon Sullivan, former Army chief of staff, As we leap technology into the 21st
1
century, we will be able to see the enemy day or night, in any weather and go after him relentlessly. A
global, precise, real-time, robust, systematic weather-modification capability would provide war-fighting
CINCs with a powerful force multiplier to achieve military objectives. Since weather will be common to all
possible futures, a weather-modification capability would be universally applicable and have utility across
the entire spectrum of conflict. The capability of influencing the weather even on a small scale could change
it from a force degrader to a force multiplier.
People have always wanted to be able to do something about the weather. In the US, as early as 1839,
newspaper archives tell of people with serious and creative ideas on how to make rain.
In 1957, the
presidents advisory committee on weather control explicitly recognized the military potential of weathermodification, warning in their report that it could become a more important weapon than the atom bomb.
However, controversy since 1947 concerning the possible legal consequences arising from the
deliberate alteration of large storm systems meant that little future experimentation could be conducted on
4
prohibiting the hostile use of environmental modification techniques. The resulting Convention on the
Prohibition of Military or Any Other Hostile Use of Environmental Modification Technique (ENMOD)
committed the signatories to refrain from any military or other hostile use of weather-modification which
5
pursuit of weather-modification research, they have significantly inhibited its pace and the development of
associated technologies, while producing a primary focus on suppressive versus intensification activities.
The influence of the weather on military operations has long been recognized. During World War II,
Eisenhower said,
[i]n Europe bad weather is the worst enemy of the air [operations]. Some soldier once
said, The weather is always neutral. Nothing could be more untrue. Bad weather is
obviously the enemy of the side that seeks to launch projects requiring good weather, or of
the side possessing great assets, such as strong air forces, which depend upon good
weather for effective operations. If really bad weather should endure permanently, the
6
Nazi would need nothing else to defend the Normandy coast!
The impact of weather has also been important in more recent military operations. A significant number
of the air sorties into Tuzla during the initial deployment supporting the Bosnian peace operation aborted due
to weather. During Operation Desert Storm, Gen Buster C. Glosson asked his weather officer to tell him
7
which targets would be clear in 48 hours for inclusion in the air tasking order (ATO). But current
forecasting capability is only 85 percent accurate for no more than 24 hours, which doesn't adequately meet
the needs of the ATO planning cycle. Over 50 percent of the F-117 sorties weather aborted over their targets
and A-10s only flew 75 of 200 scheduled close air support (CAS) missions due to low cloud cover during
8
the first two days of the campaign. The application of weather-modification technology to clear a hole over
the targets long enough for F-117s to attack and place bombs on target or clear the fog from the runway at
Tuzla would have been a very effective force multiplier. Weather-modification clearly has potential for
military use at the operational level to reduce the elements of fog and friction for friendly operations and to
significantly increase them for the enemy.
Today, weather-modification is the alteration of weather phenomena over a limited area for a limited
9
period of time. Within the next three decades, the concept of weather-modification could expand to include
the ability to shape weather patterns by influencing their determining factors.
10
accurate and reasonably precise weather-modification capability in the next 30 years will require
overcoming some challenging but not insurmountable technological and legal hurdles.
Technologically, we must have a solid understanding of the variables that affect weather. We must be
able to model the dynamics of their relationships, map the possible results of their interactions, measure their
actual real-time values, and influence their values to achieve a desired outcome. Society will have to
provide the resources and legal basis for a mature capability to develop. How could all of this happen? The
following notional scenario postulates how weather-modification might become both technically feasible and
socially desirable by 2025.
Between now and 2005, technological advances in meteorology and the demand for more precise
weather information by global businesses will lead to the successful identification and parameterization of
the major variables that affect weather. By 2015, advances in computational capability, modeling techniques,
and atmospheric information tracking will produce a highly accurate and reliable weather prediction
capability, validated against real-world weather. In the following decade, population densities put pressure
on the worldwide availability and cost of food and usable water.
governments and/or other organizations who are able to capitalize on the technological advances of the
previous 20 years to pursue a highly accurate and reasonably precise weather-modification capability. The
increasing urgency to realize the benefits of this capability stimulates laws and treaties, and some unilateral
actions, making the risks required to validate and refine it acceptable. By 2025, the world, or parts of it, are
able to shape local weather patterns by influencing the factors that affect climate, precipitation, storms and
their effects, fog, and near space.
weather-modification technology have obvious military implications. This is particularly true for aerospace
forces, for while weather may affect all mediums of operation, it operates in ours.
The term weather-modification may have negative connotations for many people, civilians and military
members alike. It is thus important to define the scope to be considered in this paper so that potential critics
or proponents of further research have a common basis for discussion.
In the broadest sense, weather-modification can be divided into two major categories: suppression and
intensification of weather patterns. In extreme cases, it might involve the creation of completely new weather
patterns, attenuation or control of severe storms, or even alteration of global climate on a far-reaching and/or
long-lasting scale. In the mildest and least controversial cases it may consist of inducing or suppressing
precipitation, clouds, or fog for short times over a small-scale region. Other low-intensity applications might
include the alteration and/or use of near space as a medium to enhance communications, disrupt active or
passive sensing, or other purposes.
interpretation of weather-modification was initially embraced, so that the widest range of opportunities
available for our military in 2025 were thoughtfully considered. However, for several reasons described
below, this paper focuses primarily on localized and short-term forms of weather-modification and how
these could be incorporated into war-fighting capability. The primary areas discussed include generation and
dissipation of precipitation, clouds, and fog; modification of localized storm systems; and the use of the
ionosphere and near space for space control and communications dominance.
consistent with CJCSI 3810.01, Meteorological and Oceanographic Operations.
case, such applications would have been included in this report as potential military options, despite their
controversial and potentially malevolent nature and their inconsistency with standing UN agreements to
which the US is a signatory.
On the other hand, the weather-modification applications proposed in this report range from technically
proven to potentially feasible. They are similar, however, in that none are currently employed or envisioned
for employment by our operational forces. They are also similar in their potential value for the war fighter of
the future, as we hope to convey in the following chapters. A notional integrated system that incorporates
weather-modification tools will be described in the next chapter; how those tools might be applied are then
discussed within the framework of the Concept of Operations in chapter 4.
Gen Gordon R. Sullivan, Moving into the 21st Century: Americas Army and Modernization,
Military Review (July 1993) quoted in Mary Ann Seagraves and Richard Szymber, Weather a Force
Multiplier, Military Review, November/December 1995, 75.
2
Horace R. Byers, History of Weather-modification, in Wilmot N. Hess, ed. Weather and Climate
Modification, (New York: John Wiley & Sons, 1974), 4.
3
William B. Meyer, The Life and Times of US Weather: What Can We Do About It? American
Heritage 37, no. 4 (June/July 1986), 48.
4
Byers, 13.
5
US Department of State, The Department of State Bulletin. 74, no. 1981 (13 June 1977): 10.
6
Dwight D Eisenhower. Crusade in Europe, quoted in John F. Fuller, Thors Legions (Boston:
American Meterology Society, 1990), 67.
7
Interview of Lt Col Gerald F. Riley, Staff Weather Officer to CENTCOM OIC of CENTAF Weather
Support Force and Commander of 3rd Weather Squadron, in Desert Shield/Desert Storm Interview Series,
by Dr William E. Narwyn, AWS Historian, 29 May 1991.
8
Thomas A. Keaney and Eliot A. Cohen. Gulf War Air Power Survey Summary Report (Washington
D.C.: Government Printing Office, 1993), 172.
9
Herbert S. Appleman, An Introduction to Weather-modification (Scott AFB, Ill.: Air Weather
Service/MAC, September 1969), 1.
10
William Bown, Mathematicians Learn How to Tame Chaos, New Scientist, 30 May 1992, 16.
11
CJCSI 3810.01, Meteorological and Oceanographic Operations, 10 January 95. This CJCS
Instruction establishes policy and assigns responsibilities for conducting meteorological and oceanographic
operations. It also defines the terms widespread, long-lasting, and severe, in order to identify those activities
that US forces are prohibited from conducting under the terms of the UN Environmental Modification
Convention. Widespread is defined as encompassing an area on the scale of several hundred km; long-lasting
means lasting for a period of months, or approximately a season; and severe involves serious or significant
disruption or harm to human life, natural and economic resources, or other assets.
12
Concern about the unintended consequences of attempting to control the weather is well justified.
Weather is a classic example of a chaotic system (i.e., a system that never exactly repeats itself). A chaotic
system is also extremely sensitive: minuscule differences in conditions greatly affect outcomes. According to
Dr. Glenn James, a widely published chaos expert, technical advances may provide a means to predict when
weather transitions will occur and the magnitude of the inputs required to cause those transitions; however, it
will never be possible to precisely predict changes that occur as a result of our inputs. The chaotic nature of
weather also limits our ability to make accurate long-range forecasts. The renowned physicist Edward
Teller recently presented calculations he performed to determine the long-range weather forecasting
improvement that would result from a satellite constellation providing continuous atmospheric measurements
over a 1 km2 grid worldwide. Such a system, which is currently cost-prohibitive, would only improve longrange forecasts from the current five days to approximately 14 days. Clearly, there are definite physical
limits to mankinds ability to control nature, but the extent of those physical limits remains an open question.
Sources: G. E. James, Chaos Theory: The Essentials for Military Applications, in ACSC Theater Air
Campaign Studies Coursebook, AY96, 8 (Maxwell AFB, Ala: Air University Press, 1995), 1-64. The
Teller calculations are cited in Reference 49 of this source.
Chapter 3
System Description
Our vision is that by 2025 the military could influence the weather on a mesoscale (<200 km2) or
microscale (immediate local area) to achieve operational capabilities such as those listed in Table 1. The
capability would be the synergistic result of a system consisting of (1) highly trained weather force
specialists (WFS) who are members of the CINCs weather force support element (WFSE); (2) access ports
to the global weather network (GWN), where worldwide weather observations and forecasts are obtained
near-real-time from civilian and military sources; (3) a dense, highly accurate local area weather sensing and
communication system; (4) an advanced computer local area weather-modification modeling and prediction
capability within the area of responsibility (AOR); (5) proven weather-modification intervention
technologies; and (6) a feedback capability.
The GWN is envisioned to be an evolutionary expansion of the current military and civilian worldwide
weather data network. By 2025, it will be a super high-speed, expanded bandwidth, communication network
filled with near-real-time weather observations taken from a denser and more accurate worldwide
observation network resulting from highly improved ground, air, maritime, and space sensors. The network
will also provide access to forecast centers around the world where sophisticated, tailored forecast and data
products, generated from weather prediction models (global, regional, local, specialized, etc.) based on the
latest nonlinear mathematical techniques are made available to GWN customers for near-real-time use.
By 2025, we envision that weather prediction models, in general, and mesoscale weather-modification
models, in particular, will be able to emulate all-weather producing variables, along with their interrelated
dynamics, and prove to be highly accurate in stringent measurement trials against empirical data. The brains
of these models will be advanced software and hardware capabilities which can rapidly ingest trillions of
environmental data points, merge them into usable data bases, process the data through the weather prediction
1
models, and disseminate the weather information over the GWN in near-real-time. This network is depicted
schematically in figure 3-1.
Evidence of the evolving future weather modeling and prediction capability as well as the GWN can be
seen in the national oceanic and atmospheric administration's (NOAA) 19952005 strategic plan. It includes
program elements to "advance short-term warning and forecast services, implement seasonal to inter-annual
2
climate forecasts, and predict and assess decadal to centennial change;" it does not, however, include plans
for weather-modification modeling or modification technology development.
extensive data gathering programs such as Next Generation Radar (NEXRAD) and Doppler weather
surveillance systems deployed throughout the US. Data from these sensing systems feed into over 100
forecast centers for processing by the Advanced Weather Interactive Processing System (AWIPS), which
will provide data communication, processing, and display capabilities for extensive forecasting. In addition,
NOAA has leased a Cray C90 supercomputer capable of performing over 1.5x1010 operations per second that
3
How will the military, in general, and the USAF, in particular, manage and employ a weathermodification capability? We envision this will be done by the weather force support element (WFSE),
whose primary mission would be to support the war-fighting CINCs with weather-modification options, in
addition to current forecasting support. Although the WFSE could operate anywhere as long as it has access
to the GWN and the system components already discussed, it will more than likely be a component within the
AOC or its 2025-equivalent.
modification options using information provided by the GWN, local weather data network, and weathermodification forecast model. The options include range of effect, probability of success, resources to be
expended, the enemys vulnerability, and risks involved. The CINC chooses an effect based on these inputs,
and the WFSE then implements the chosen course, selecting the right modification tools and employing them
to achieve the desired effect. Sensors detect the change and feed data on the new weather pattern to the
modeling system which updates its forecast accordingly. The WFSE checks the effectiveness of its efforts by
pulling down the updated current conditions and new forecast(s) from the GWN and local weather data
network, and plans follow-on missions as needed. This concept is illustrated in figure 3-2.
10
GWN
CINC
1-INTENT
2-WX MOD
OPTIONS
FORECASTS/
DATA
3-DECISION
6-FEEDBACK
WEATHER FORCE
SUPPORT ELEMENT
AIR OPS CENTER
4-EMPLOY
WX MOD TOOLS
5-CAUSE EFFECT
11
Two key technologies are necessary to meld an integrated, comprehensive, responsive, precise, and
effective weather-modification system. Advances in the science of chaos are critical to this endeavor. Also
key to the feasibility of such a system is the ability to model the extremely complex nonlinear system of
global weather in ways that can accurately predict the outcome of changes in the influencing variables.
Researchers have already successfully controlled single variable nonlinear systems in the lab and
hypothesize that current mathematical techniques and computer capacity could handle systems with up to five
variables. Advances in these two areas would make it feasible to affect regional weather patterns by making
small, continuous nudges to one or more influencing factors. Conceivably, with enough lead time and the
right conditions, you could get made-to-order weather.
Developing a true weather-modification capability will require various intervention tools to adjust the
appropriate meteorological parameters in predictable ways. It is this area that must be developed by the
military based on specific required capabilities such as those listed in table 1, table 1 is located in the
Executive Summary. Such a system would contain a sensor array and localized battle area data net to
provide the fine level of resolution required to detect intervention effects and provide feedback. This net
would include ground, air, maritime, and space sensors as well as human observations in order to ensure the
reliability and responsiveness of the system, even in the event of enemy countermeasures. It would also
include specific intervention tools and technologies, some of which already exist and others which must be
developed.
Some of these proposed tools are described in the following chapter titled Concept of
Operations. The total weather-modification process would be a real-time loop of continuous, appropriate,
measured interventions, and feedback capable of producing desired weather behavior.
Notes
1
SPACECAST 2020, Space Weather Support for Communications, white paper G (Maxwell AFB,
Ala.: Air War College/2020, 1994).
2
Rear Adm Sigmund Petersen, NOAA Moves Toward The 21st Century, The Military Engineer 20,
no. 571 (June-July 1995): 44.
3
Ibid.
4
William Brown, Mathematicians Learn How to Tame Chaos, New Scientist (30 May 1992): 16.
12
Chapter 4
Concept of Operations
The essential ingredient of the weather-modification system is the set of intervention techniques used to
modify the weather. The number of specific intervention methodologies is limited only by the imagination,
but with few exceptions they involve infusing either energy or chemicals into the meteorological process in
the right way, at the right place and time. The intervention could be designed to modify the weather in a
number of ways, such as influencing clouds and precipitation, storm intensity, climate, space, or fog.
Precipitation
For centuries man has desired the ability to influence precipitation at the time and place of his choosing.
Until recently, success in achieving this goal has been minimal; however, a new window of opportunity may
exist resulting from development of new technologies and an increasing world interest in relieving water
shortages through precipitation enhancement. Consequently, we advocate that the DOD explore the many
opportunities (and also the ramifications) resulting from development of a capability to influence
precipitation or conducting selective precipitation modification.
precipitation over the long term (i.e., for more than several days) is still not fully understood. By 2025 we
will certainly be capable of increasing or decreasing precipitation over the short term in a localized area.
Before discussing research in this area, it is important to describe the benefits of such a capability.
While many military operations may be influenced by precipitation, ground mobility is most affected.
Influencing precipitation could prove useful in two ways. First, enhancing precipitation could decrease the
13
Second, suppressing
precipitation could increase friendly trafficability by drying out an otherwise muddied area.
What is the possibility of developing this capability and applying it to tactical operations by 2025?
Closer than one might think. Research has been conducted in precipitation modification for many years, and
1
an aspect of the resulting technology was applied to operations during the Vietnam War.
These initial
attempts provide a foundation for further development of a true capability for selective precipitation
modification.
Interestingly enough, the US government made a conscious decision to stop building upon this
foundation.
However,
possibilities do exist (within the boundaries of established treaties) for using localized precipitation
modification over the short term, with limited and potentially positive results.
These possibilities date back to our own previous experimentation with precipitation modification. As
stated in an article appearing in the Journal of Applied Meteorology,
[n]early all the weather-modification efforts over the last quarter century have been aimed
at producing changes on the cloud scale through exploitation of the saturated vapor
pressure difference between ice and water. This is not to be criticized but it is time we
also consider the feasibility of weather-modification on other time-space scales and with
2
other physical hypotheses.
This study by William M. Gray, et al., investigated the hypothesis that significant beneficial influences
can be derived through judicious exploitation of the solar absorption potential of carbon black dust.
The
study ultimately found that this technology could be used to enhance rainfall on the mesoscale, generate cirrus
clouds, and enhance cumulonimbus (thunderstorm) clouds in otherwise dry areas.
The technology can be described as follows. Just as a black tar roof easily absorbs solar energy and
subsequently radiates heat during a sunny day, carbon black also readily absorbs solar energy.
When
dispersed in microscopic or dust form in the air over a large body of water, the carbon becomes hot and
heats the surrounding air, thereby increasing the amount of evaporation from the body of water below. As the
surrounding air heats up, parcels of air will rise and the water vapor contained in the rising air parcel will
eventually condense to form clouds. Over time the cloud droplets increase in size as more and more water
vapor condenses, and eventually they become too large and heavy to stay suspended and will fall as rain or
14
The study points out that this precipitation enhancement technology would
work best upwind from coastlines with onshore flow. Lake-effect snow along the southern edge of the
Great Lakes is a naturally occurring phenomenon based on similar dynamics.
Can this type of precipitation enhancement technology have military applications? Yes, if the right
conditions exist. For example, if we are fortunate enough to have a fairly large body of water available
upwind from the targeted battlefield, carbon dust could be placed in the atmosphere over that water.
Assuming the dynamics are supportive in the atmosphere, the rising saturated air will eventually form clouds
5
of the battlefield is unpredictable, the technology could prove enormously useful under the right conditions.
Only further experimentation will determine to what degree precipitation enhancement can be controlled.
If precipitation enhancement techniques are successfully developed and the right natural conditions also
exist, we must also be able to disperse carbon dust into the desired location. Transporting it in a completely
controlled, safe, cost-effective, and reliable manner requires innovation. Numerous dispersal techniques
have already been studied, but the most convenient, safe, and cost-effective method discussed is the use of
afterburner-type jet engines to generate carbon particles while flying through the targeted air. This method is
based on injection of liquid hydrocarbon fuel into the afterburners combustion gases. This direct generation
method was found to be more desirable than another plausible method (i.e., the transport of large quantities of
previously produced and properly sized carbon dust to the desired altitude).
The carbon dust study demonstrated that small-scale precipitation enhancement is possible and has been
successfully verified under certain atmospheric conditions.
military applications of this technology have been realized. However, we can postulate how this technology
might be used in the future by examining some of the delivery platforms conceivably available for effective
dispersal of carbon dust or other effective modification agents in the year 2025.
One method we propose would further maximize the technologys safety and reliability, by virtually
eliminating the human element. To date, much work has been done on UAVs which can closely (if not
completely) match the capabilities of piloted aircraft. If this UAV technology were combined with stealth and
carbon dust technologies, the result could be a UAV aircraft invisible to radar while en route to the targeted
area, which could spontaneously create carbon dust in any location. However, minimizing the number of
15
UAVs required to complete the mission would depend upon the development of a new and more efficient
system to produce carbon dust by a follow-on technology to the afterburner-type jet engines previously
mentioned. In order to effectively use stealth technology, this system must also have the ability to disperse
carbon dust while minimizing (or eliminating) the UAVs infrared heat source.
In addition to using stealth UAV and carbon dust absorption technology for precipitation enhancement,
this delivery method could also be used for precipitation suppression. Although the previously mentioned
study did not significantly explore the possibility of cloud seeding for precipitation suppression, this
possibility does exist. If clouds were seeded (using chemical nuclei similar to those used today or perhaps a
more effective agent discovered through continued research) before their downwind arrival to a desired
location, the result could be a suppression of precipitation. In other words, precipitation could be forced
to fall before its arrival in the desired territory, thereby making the desired territory dry. The strategic and
operational benefits of doing this have previously been discussed.
Fog
In general, successful fog dissipation requires some type of heating or seeding process.
Which
technique works best depends on the type of fog encountered. In simplest terms, there are two basic types of
fogcold and warm. Cold fog occurs at temperatures below 32oF. The best-known dissipation technique
6
for cold fog is to seed it from the air with agents that promote the growth of ice crystals.
Warm fog occurs at temperatures above 32oF and accounts for 90 percent of the fog-related problems
7
temperature increase is usually sufficient to evaporate the fog. Since heating usually isnt practical, the next
8
most effective technique is hygroscopic seeding. Hygroscopic seeding uses agents that absorb water vapor.
This technique is most effective when accomplished from the air but can also be accomplished from the
9
ground. Optimal results require advance information on fog depth, liquid water content, and wind.
10
technology with demonstrated savings of huge proportions for both military and civil aviation.
16
Local
municipalities have also shown an interest in applying these techniques to improve the safety of high-speed
highways transiting areas of frequently occurring dense fog.
12
There are some emerging technologies which may have important applications for fog dispersal. As
discussed earlier, heating is the most effective dispersal method for the most commonly occurring type of fog.
Unfortunately, it has proved impractical for most situations and would be difficult at best for contingency
operations. However, the development of directed radiant energy technologies, such as microwaves and
lasers, could provide new possibilities.
Lab experiments have shown microwaves to be effective for the heat dissipation of fog. However,
results also indicate that the energy levels required exceed the US large power density exposure limit of 100
13
dissipate warm fog at an airfield with zero visibility. Generating 1 watt/cm2, which is approximately the US
14
large power density exposure limit, the system raised visibility to one quarter of a mile in 20 seconds.
Laser systems described in the Space Operations portion of this AF 2025 study could certainly provide this
capability as one of their many possible uses.
With regard to seeding techniques, improvements in the materials and delivery methods are not only
plausible but likely. Smart materials based on nanotechnology are currently being developed with gigaops
computer capability at their core. They could adjust their size to optimal dimensions for a given fog seeding
situation and even make adjustments throughout the process. They might also
qualities by adjusting their buoyancy, by communicating with each other, and by steering themselves within
the fog. They will be able to provide immediate and continuous effectiveness feedback by integrating with a
15
larger sensor network and can also change their temperature and polarity to improve their seeding effects.
As mentioned above, UAVs could be used to deliver and distribute these smart materials.
Recent army research lab experiments have demonstrated the feasibility of generating fog. They used
commercial equipment to generate thick fog in an area 100 meters long. Further study has shown fogs to be
effective at blocking much of the UV/IR/visible spectrum, effectively masking emitters of such radiation from
16
IR weapons.
This technology would enable a small military unit to avoid detection in the IR spectrum. Fog
could be generated to quickly, conceal the movement of tanks or infantry, or it could conceal military
17
operations, facilities, or equipment. Such systems may also be useful in inhibiting observations of sensitive
rear-area operations by electro-optical reconnaissance platforms.
17
Storms
The desirability to modify storms to support military objectives is the most aggressive and
controversial type of weather-modification. The damage caused by storms is indeed horrendous.
18
instance, a tropical storm has an energy equal to 10,000 one-megaton hydrogen bombs,
For
and in 1992
Hurricane Andrew totally destroyed Homestead AFB, Florida, caused the evacuation of most military
19
based on a storms energy level, current scientific literature indicates that there are definite physical limits on
mankinds ability to modify storm systems. By taking this into account along with political, environmental,
economic, legal, and moral considerations, we will confine our analysis of storms to localized thunderstorms
and thus do not consider major storm systems such as hurricanes or intense low-pressure systems.
At any instant there are approximately 2,000 thunderstorms taking place. In fact 45,000 thunderstorms,
which contain heavy rain, hail, microbursts, wind shear, and lightning form daily.
20
frequently on commercial aircraft has probably noticed the extremes that pilots will go to avoid
thunderstorms. The danger of thunderstorms was clearly shown in August 1985 when a jumbo jet crashed
21
killing 137 people after encountering microburst wind shears during a rain squall.
impact all aircraft and even the most advanced fighters of 1996 make every attempt to avoid a thunderstorm.
Will bad weather remain an aviation hazard in 2025?
is yes, but
projected advances in technology over the next 30 years will diminish the hazard potential. Computercontrolled flight systems will be able to autopilot aircraft through rapidly changing winds. Aircraft will
also have highly accurate, onboard sensing systems that can instantaneously map and automatically guide
the aircraft through the safest portion of a storm cell. Aircraft are envisioned to have hardened electronics
that can withstand the effects of lightning strikes and may also have the capability to generate a surrounding
electropotential field that will neutralize or repel lightning strikes.
18
Assuming that the US achieves some or all of the above outlined aircraft technical advances and
maintains the technological weather edge over its potential adversaries, we can next look at how we could
modify the battlespace weather to make the best use of our technical advantage.
Weather-modification technologies might involve techniques that would increase latent heat release in
the atmosphere, provide additional water vapor for cloud cell development, and provide additional surface
and lower atmospheric heating to increase atmospheric instability. Critical to the success of any attempt to
trigger a storm cell is the pre-existing atmospheric conditions locally and regionally. The atmosphere must
already be conditionally unstable and the large-scale dynamics must be supportive of vertical cloud
development. The focus of the weather-modification effort would be to provide additional conditions that
would make the atmosphere unstable enough to generate cloud and eventually storm cell development. The
path of storm cells once developed or enhanced is dependent not only on the mesoscale dynamics of the storm
but the regional and synoptic (global) scale atmospheric wind flow patterns in the area which are currently
not subject to human control.
As indicated, the technical hurdles for storm development in support of military operations are
obviously greater than enhancing precipitation or dispersing fog as described earlier. One area of storm
research that would significantly benefit military operations is lightning modification. Most research efforts
are being conducted to develop techniques to lessen the occurrence or hazards associated with lightning.
This is important research for military operations and resource protection, but some offensive military benefit
could be obtained by doing research on increasing the potential and intensity of lightning. Concepts to
explore include increasing the basic efficiency of the thunderstorm, stimulating the triggering mechanism that
22
initiates the bolt, and triggering lightning such as that which struck Apollo 12 in 1968.
Possible
mechanisms to investigate would be ways to modify the electropotential characteristics over certain targets to
induce lightning strikes on the desired targets as the storm passes over their location.
In summary, the ability to modify battlespace weather through storm cell triggering or enhancement
would allow us to exploit the technological weather advances of our 2025 aircraft; this area has
tremendous potential and should be addressed by future research and concept development programs.
19
This section discusses opportunities for control and modification of the ionosphere and near-space
environment for force enhancement; specifically to enhance our own communications, sensing, and navigation
capabilities and/or impair those of our enemy. A brief technical description of the ionosphere and its
importance in current communications systems is provided in appendix A.
By 2025, it may be possible to modify the ionosphere and near space, creating a variety of potential
applications, as discussed below. However, before ionospheric modification becomes possible, a number of
evolutionary advances in space weather forecasting and observation are needed. Many of these needs were
23
Some of the
suggestions from this study are included in appendix B; it is important to note that our ability to exploit near
space via active modification is dependent on successfully achieving reliable observation and prediction
capabilities.
24
to jam the enemys active and passive surveillance and reconnaissance systems. In short, an operational
capability to modify the near-space environment would ensure space superiority in 2025; this capability
would allow us to shape and control the battlespace via enhanced communication, sensing, navigation,
and precision engagement systems.
While we recognize that technological advances may negate the importance of certain electromagnetic
frequencies for US aerospace forces in 2025 (such as radio frequency (RF), high-frequency (HF) and very
high-frequency (VHF) bands), the capabilities described below are nevertheless relevant. Our nonpeer
20
adversaries will most likely still depend on such frequencies for communications, sensing, and navigation
and would thus be extremely vulnerable to disruption via space weather-modification.
Modification of the ionosphere to enhance or disrupt communications has recently become the subject of
active research. According to Lewis M. Duncan, and Robert L. Showen, the Former Soviet Union (FSU)
conducted theoretical and experimental research in this area at a level considerably greater than comparable
25
induced ionospheric modifications may influence, or even disrupt, the operation of radio
systems relying on propagation through the modified region. The controlled generation or
accelerated dissipation of ionospheric disturbances may be used to produce new
26
propagation paths, otherwise unavailable, appropriate for selected RF missions.
A number of methods have been explored or proposed to modify the ionosphere, including injection of
chemical vapors and heating or charging via electromagnetic radiation or particle beams (such as ions,
neutral particles, x-rays, MeV particles, and energetic electrons).
27
techniques to modify the upper atmosphere have been successfully demonstrated experimentally. Groundbased modification techniques employed by the FSU include vertical HF heating, oblique HF heating,
28
include low frequency (LF) communication production, HF ducted communications, and creation of an
artificial ionosphere (discussed in detail below). Moreover, developing countries also recognize the benefit
of ionospheric modification: in the early 1980s, Brazil conducted an experiment to modify the ionosphere
29
by chemical injection.
Several high-payoff capabilities that could result from the modification of the ionosphere or near space
are described briefly below. It should be emphasized that this list is not comprehensive; modification of the
ionosphere is an area rich with potential applications and there are also likely spin-off applications that have
yet to be envisioned.
Ionospheric mirrors for pinpoint communication or over-the-horizon (OTH) radar transmission.
The properties and limitations of the ionosphere as a reflecting medium for high-frequency radiation are
21
described in appendix A. The major disadvantage in depending on the ionosphere to reflect radio waves is
its variability, which is due to normal space weather and events such as solar flares and geomagnetic storms.
The ionosphere has been described as a crinkled sheet of wax paper whose relative position rises and sinks
depending on weather conditions. The surface topography of the crinkled paper also constantly changes,
leading to variability in its reflective, refractive, and transmissive properties.
Creation of an artificial uniform ionosphere was first proposed by Soviet researcher A. V. Gurevich in
the mid-1970s. An artificial ionospheric mirror (AIM) would serve as a precise mirror for electromagnetic
radiation of a selected frequency or a range of frequencies. It would thereby be useful for both pinpoint
control of friendly communications and interception of enemy transmissions.
This concept has been described in detail by Paul A. Kossey, et al. in a paper entitled Artificial
Ionospheric Mirrors (AIM).
30
The authors describe how one could precisely control the location and height
of the region of artificially produced ionization using crossed microwave (MW) beams, which produce
atmospheric breakdown (ionization) of neutral species. The implications of such control are enormous: one
would no longer be subject to the vagaries of the natural ionosphere but would instead have direct control of
the propagation environment. Ideally, the AIM could be rapidly created and then would be maintained only
for a brief operational period. A schematic depicting the crossed-beam approach for generation of an AIM is
31
An AIM could theoretically reflect radio waves with frequencies up to 2 GHz, which is nearly two
orders of magnitude higher than those waves reflected by the natural ionosphere. The MW radiator power
requirements for such a system are roughly an order of magnitude greater than 1992 state-of-the-art systems;
however, by 2025 such a power capability is expected to be easily achievable.
22
IONIZATION LAYER
(MIRROR)
INTENSE MW
BEAMS
30-70 km
communications and also eliminate the problem of interference and crosstalk (by allowing one to use the
requisite power level).
23
TRANSMISSION
STATION
12 MHz
GROUND-BASED
AIM GENERATOR
RECEIVER
STATION
24
IONOSPHERE
AIM
NORMAL
OTH RANGE
OTH
RADAR
25
generated in the HF modification process should be a primary goal of research in this area. Additionally, it
may be possible to suppress the growth of natural irregularities resulting in reduced levels of natural
scintillation. Creating artificial scintillation would allow us to disrupt satellite transmissions over selected
regions. Like the HF disruption described above, such actions would likely be indistinguishable from
naturally occurring environmental events. Figure 4-4 shows how artificially ionized regions might be used to
disrupt HF communications via attenuation, scatter, or absorption (fig. 4.4a) or degrade satellite
communications via scintillation or energy loss (fig. 4-4b) (from Ref. 25).
SCINTILLATION
km
REGION
300
ABSORPTION
100
F
E
50
ENERGY LOSS
km
REGION
300
100
50
GROUND
GROUND
(a)
(b)
Source: Microsoft Clipart Gallery 1995 with courtesy from Microsoft.
Figure 4-4. Scenarios for Telecommunications Degradation
artificially charged or injected with radiation at a certain point so that it becomes inhospitable to satellites or
other space structures.
The result could range from temporarily disabling the target to its complete
destruction via an induced explosion. Of course, effectively employing such a capability depends on the
ability to apply it selectively to chosen regions in space.
Charging space assets by near-space energy transfer. In contrast to the injurious capability described
above, regions of the ionosphere could potentially be modified or used as-is to revitalize space assets, for
instance by charging their power systems. The natural charge of the ionosphere may serve to provide most or
all of the energy input to the satellite. There have been a number of papers in the last decade on electrical
26
charging of space vehicles; however, according to one author, in spite of the significant effort made in the
field both theoretically and experimentally, the vehicle charging problem is far from being completely
understood.
33
While the technical challenge is considerable, the potential to harness electrostatic energy to
fuel the satellites power cells would have a high payoff, enabling service life extension of space assets at a
relatively low cost. Additionally, exploiting the capability of powerful HF radio waves to accelerate
electrons to relatively high energies may also facilitate the degradation of enemy space assets through
directed bombardment with the HF-induced electron beams.
disruptions and induced scintillation, the degradation of enemy spacecraft with such techniques would be
effectively indistinguishable from natural environment effects. The investigation and optimization of HF
acceleration mechanisms for both friendly and hostile purposes is an important area for future research
efforts.
Artificial Weather
While most weather-modification efforts rely on the existence of certain preexisting conditions, it may
be possible to produce some weather effects artificially, regardless of preexisting conditions. For instance,
virtual weather could be created by influencing the weather information received by an end user. Their
perception of parameter values or images from global or local meteorological information systems would
differ from reality. This difference in perception would lead the end user to make degraded operational
decisions.
Nanotechnology also offers possibilities for creating simulated weather. A cloud, or several clouds, of
microscopic computer particles, all communicating with each other and with a larger control system could
provide tremendous capability. Interconnected, atmospherically buoyant, and having navigation capability in
three dimensions, such clouds could be designed to have a wide-range of properties. They might exclusively
block optical sensors or could adjust to become impermeable to other surveillance methods. They could also
provide an atmospheric electrical potential difference, which otherwise might not exist, to achieve precisely
aimed and timed lightning strikes. Even if power levels achieved were insufficient to be an effective strike
weapon, the potential for psychological operations in many situations could be fantastic.
27
One major advantage of using simulated weather to achieve a desired effect is that unlike other
approaches, it makes what are otherwise the results of deliberate actions appear to be the consequences of
natural weather phenomena. In addition, it is potentially relatively inexpensive to do. According to J. Storrs
Hall, a scientist at Rutgers University conducting research on nanotechnology, production costs of these
34
development costs, which will be primarily borne by the private sector and be considered a sunk cost by
2025 and probably earlier.
Weather affects everything we do, and weather-modification can enhance our ability to dominate the
aerospace environment. It gives the commander tools to shape the battlespace. It gives the logistician tools
to optimize the process. It gives the warriors in the cockpit an operating environment literally crafted to their
needs. Some of the potential capabilities a weather-modification system could provide to a war-fighting
CINC are summarized in table 1, of the executive summary).
Notes
1
A pilot program known as Project Popeye conducted in 1966 attempted to extend the monsoon season
in order to increase the amount of mud on the Ho Chi Minh trail thereby reducing enemy movements. A silver
iodide nuclei agent was dispersed from WC-130, F4 and A-1E aircraft into the clouds over portions of the
trail winding from North Vietnam through Laos and Cambodia into South Vietnam. Positive results during
this initial program led to continued operations from 1967 to 1972. While the effects of this program remain
disputed, some scientists believe it resulted in a significant reduction in the enemys ability to bring supplies
into South Vietnam along the trail. E. M. Frisby, Weather-modification in Southeast Asia, 19661972, The
Journal of Weather-modification 14, no. 1 (April 1982): 13.
2
William M. Gray et al., Weather-modification by Carbon Dust Absorption of Solar Energy, Journal
of Applied Meteorology 15 (April 1976): 355.
3
Ibid.
4
Ibid.
5
Ibid., 367.
6
AWS PLAN 813 Appendix I Annex Alfa (Scott AFB, Ill.: Air Weather Service/(MAC) 14 January
1972), 11. Hereafter cited as Annex Alfa.
7
Capt Frank G. Coons, Warm Fog DispersalA Different Story, Aerospace Safety 25, no. 10
(October 1969): 16.
8
Annex Alfa, 14.
28
Warren C. Kocmond, Dissipation of Natural Fog in the Atmosphere, Progress of NASA Research
on Warm Fog Properties and Modification Concepts, NASA SP-212 (Washington, D.C.: Scientific and
Technical Information Division of the Office of Technology Utilization of the National Aeronautics and
Space Administration, 1969), 74.
10
James E. Jiusto, Some Principles of Fog Modification with Hygrosopic Nuclei, Progress of NASA
Research on Warm Fog Properties and Modification Concepts, NASA SP-212 (Washington, D.C.:
Scientific and Technical Information Division of the Office of Technology Utilization of the National
Aeronautics and Space Administration, 1969), 37.
11
Maj Roy Dwyer, Category III or Fog Dispersal, M-U 35582-7 D993a c.1 (Maxwell AFB, Ala.: Air
University Press, May 1972), 51.
12
James McLare, Pulp & Paper 68, no. 8 (August 1994): 79.
13
Milton M. Klein, A Feasibility Study of the Use of Radiant Energy for Fog Dispersal, Abstract
(Hanscom AFB, Mass.: Air Force Material Command, October 1978).
14
Edward M. Tomlinson, Kenneth C. Young, and Duane D. Smith, Laser Technology Applications for
Dissipation of Warm Fog at Airfields, PL-TR-92-2087 (Hanscom AFB, Mass.: Air Force Material
Command, 1992).
15
J. Storrs Hall, Overview of Nanotechnology, adapted from papers by Ralph C. Merkle and K. Eric
Drexler, Internet address: http://nanotech.rutgers.edu/nanotech-/intro.html, Rutgers University, November
1995.
16
Robert A. Sutherland, Results of Man-Made Fog Experiment, Proceedings of the 1991 Battlefield
Atmospherics Conference (Fort Bliss, Tex.: Hinman Hall, 36 December 1991).
17
Christopher Centner et al., Environmental Warfare: Implications for Policymakers and War
Planners (Maxwell AFB, Ala.: Air Command and Staff College, May 1995), 39.
18
Louis J. Battan, Harvesting the Clouds (Garden City, N.Y.: Doubleday & Co., 1960), 120.
19
Facts on File 55, no. 2866 (2 November 95).
20
Gene S. Stuart, Whirlwinds and Thunderbolts, Nature on the Rampage (Washington, D.C.:
National Geographic Society, 1986), 130.
21
Ibid., 140.
22
Heinz W. Kasemir, Lightning Suppression by Chaff Seeding and Triggered Lightning, in Wilmot
N. Hess, ed., Weather and Climate Modification (New York: John Wiley & Sons, 1974), 623628.
23
SPACECAST 2020, Space Weather Support for Communications, white paper G, (Maxwell AFB,
Ala.: Air War College/2020, 1994).
24
Gen Charles Horner, Space Seen as Challenge, Militarys Final Frontier, Defense Issues,
(Prepared Statement to the Senate Armed Services Committee), 22 April 1993, 7.
25
Lewis M. Duncan and Robert L. Showen, Review of Soviet Ionospheric Modification Research, in
Ionospheric Modification and Its Potential to Enhance or Degrade the Performance of Military
Systems,(AGARD Conference Proceedings 485, October, 1990), 2-1.
26
Ibid.
27
Peter M. Banks, Overview of Ionospheric Modification from Space Platforms, in Ionospheric
Modification and Its Potential to Enhance or Degrade the Performance of Military Systems (AGARD
Conference Proceedings 485, October 1990) 19-1.
28
Capt Mike Johnson, Upper Atmospheric Research and ModificationFormer Soviet Union (U),
DST-18205-475-92 (Foreign Aerospace Science and Technology Center, AF Intelligence Command, 24
September 1992), 3. (Secret) Information extracted is unclassified.
29
Capt Edward E. Hume, Jr., Atmospheric and Space Environmental Research Programs in Brazil
(U) (Foreign Aerospace Science and Technology Center, AF Intelligence Command, March 1993), 12.
(Secret) Information extracted is unclassified.
29
30
Paul A. Kossey et al. Artificial Ionospheric Mirrors (AIM), in Ionospheric Modification and Its
Potential to Enhance or Degrade the Performance of Military Systems (AGARD Conference Proceedings
485, October 1990), 17A-1.
31
Ibid., 17A-7.
32
Ibid., 17A-10.
33
B. N. Maehlum and J. Troim, Vehicle Charging in Low Density Plasmas, in Ionospheric
Modification and Its Potential to Enhance or Degrade the Performance of Military Systems (AGARD
Conference Proceedings 485, October 1990), 24-1.
34
Hall.
30
Chapter 5
Investigation Recommendations
operational capabilities of Table 1 into six core capabilities and depicts their relative importance over time.
For example, fog and cloud modification are currently important and will remain so for some time to come to
conceal our assets from surveillance or improve landing visibility at airfields. However, as surveillance
assets become less optically dependent and aircraft achieve a truly global all-weather landing capability, fog
and cloud modification applications become less important.
In contrast, artificial weather technologies do not currently exist. But as they are developed, the
importance of their potential applications rises rapidly. For example, the
anticipated proliferation of
surveillance technologies in the future will make the ability to deny surveillance increasingly valuable. In
such an environment, clouds made of smart particles such as described in chapter 4 could provide a premium
capability.
31
HIGH
I
m (F&C)M
p
o
SWM
r
t
CW
a
n
c
PM
e
SM
AW
LOW
Now
2005
2015
2025
Time
Legend
PM
SM
SWM
Precipitation Modification
Storm Modification
Space Weather-modification
(F&C)M
CW
AW
Even todays most technologically advanced militaries would usually prefer to fight in clear weather
and blue skies. But as war-fighting technologies proliferate, the side with the technological advantage will
prefer to fight in weather that gives them an edge. The US Army has already alluded to this approach in their
concept of owning the weather.
The importance of precipitation modification is also likely to increase as usable water sources become more
scarce in volatile parts of the world.
As more countries pursue, develop, and exploit increasing types and degrees of weather-modification
technologies, we must be able to detect their efforts and counter their activities when necessary.
As
depicted, the technologies and capabilities associated with such a counter weather role will become
increasingly important.
32
The importance of space weather-modification will grow with time. Its rise will be more rapid at first
as the technologies it can best support or negate proliferate at their fastest rates. Later, as those technologies
mature or become obsolete, the importance of space weather-modification will continue to rise but not as
rapidly.
To achieve the core capabilities depicted in figure 5-1, the necessary technologies and systems might be
developed according to the process depicted in figure 5-2. This figure illustrates the systems development
timing and sequence necessary to realize a weather-modification capability for the battlespace by 2025. The
horizontal axis represents time. The vertical axis indicates the degree to which a given technology will be
applied toward weather-modification. As the primary users, the military will be the main developer for the
technologies designated with an asterisk.
The civil sector will be the main source for the remaining
technologies.
33
A
p
p
l
i
c
a
t
i
o
n
GWN
SENSORS
*VR WX
COMP MOD
*WFSE
COMM
CHEM
t
o
ADV
W
X
*DE
*AIM
SC
M
o
d
Now
*CBD
2005
2015
2025
Time
ADV
AIM
CHEM
CBD
COMM
COMP MOD
Legend
Aerospace Delivery Vehicles
Directed Energy
DE
Artificial Ionospheric Mirrors
Global Weather Network
GWN
Chemicals
Smart Clouds (nanotechnology)
SC
Carbon Black Dust
Sensors
SENSORS
Communications
Virtual Weather
VR WX
Computer Modeling
Weather Force Support Element
WFSE
* Technologies to be developed by DOD
Conclusions
The worlds finite resources and continued needs will drive the desire to protect people and property
and more efficiently use our crop lands, forests, and range lands. The ability to modify the weather may be
desirable both for economic and defense reasons. The global weather system has been described as a series
2
power pushes on a sphere in their region, and how that will affect either our own territory or areas of
economic and political interest to the US.
34
Efforts are already under way to create more comprehensive weather models primarily to improve
forecasts, but researchers are also trying to influence the results of these models by adding small amounts of
energy at just the right time and space. These programs are extremely limited at the moment and are not yet
validated, but there is great potential to improve them in the next 30 years.
The lessons of history indicate a real weather-modification capability will eventually exist despite the
risk. The drive exists. People have always wanted to control the weather and their desire will compel them
to collectively and continuously pursue their goal. The motivation exists. The potential benefits and power
are extremely lucrative and alluring for those who have the resources to develop it. This combination of
drive, motivation, and resources will eventually produce the technology. History also teaches that we cannot
afford to be without a weather-modification capability once the technology is developed and used by others.
Even if we have no intention of using it, others will. To call upon the atomic weapon analogy again, we need
to be able to deter or counter their capability with our own.
From enhancing
friendly operations or disrupting those of the enemy via small-scale tailoring of natural weather patterns to
complete dominance of global communications and counter-space control, weather-modification offers the
war fighter a wide-range of possible options to defeat or coerce an adversary. But, while offensive weathermodification efforts would certainly be undertaken by US forces with great caution and trepidation, it is clear
that we cannot afford to allow an adversary to obtain an exclusive weather-modification capability.
Notes
1
Mary Ann Seagraves and Richard Szymber, Weather a Force Multiplier, Military Review,
November/December 1995, 69.
2
Daniel S. Halacy, The Weather Changers (New York: Harper & Row, 1968), 202.
3
William Brown, Mathematicians Learn How to Tame Chaos, New Scientist, 30 May 1992, 16.
35
Appendix A
The ionosphere is the part of the earths atmosphere beginning at an altitude of about 30 miles and
extending outward 1,200 miles or more. This region consists of layers of free electrically charged particles
that transmit, refract, and reflect radio waves, allowing those waves to be transmitted great distances around
the earth. The interaction of the ionosphere on impinging electromagnetic radiation depends on the properties
of the ionospheric layer, the geometry of transmission, and the frequency of the radiation. For any given
signal path through the atmosphere, a range of workable frequency bands exists. This range, between the
maximum usable frequency (MUF) and the lowest usable frequency (LUF), is where radio waves are
1
reflected and refracted by the ionosphere much as a partial mirror may reflect or refract visible light.
The
reflective and refractive properties of the ionosphere provide a means to transmit radio signals beyond direct
line-of-sight transmission between a transmitter and receiver. Ionospheric reflection and refraction has
therefore been used almost exclusively for long-range HF (from 3 to 30 MHz) communications. Radio waves
with frequencies ranging from above 30 MHz to 300 GHz are usually used for communications requiring
line-of-sight transmissions, such as satellite communications. At these higher frequencies, radio waves
propagate through the ionosphere with only a small fraction of the wave scattering back in a pattern
analogous to a sky wave. Communicators receive significant benefit from using these frequencies since they
provide considerably greater bandwidths and thus have greater data-carrying capacity; they are also less
prone to natural interference (noise).
Although the ionosphere acts as a natural mirror for HF radio waves, it is in a constant state of flux,
and thus, its mirror property can be limited at times. Like terrestrial weather, ionospheric properties
36
change from year to year, from day to day, and even from hour to hour. This ionospheric variability, called
space weather, can cause unreliability in ground- and space-based communications that depend on
ionospheric reflection or transmission. Space weather variability affects how the ionosphere attenuates,
absorbs, reflects, refracts, and changes the propagation, phase, and amplitude characteristics of radio waves.
These weather dependent changes may arise from certain space weather conditions such as: (1) variability of
solar radiation entering the upper atmosphere; (2) the solar plasma entering the earths magnetic field; (3) the
gravitational atmospheric tides produced by the sun and moon; and (4) the vertical swelling of the
atmosphere due to daytime heating of the sun.
activity, the tilt of the earths geomagnetic field, and abrupt ionospheric changes resulting from events such as
geomagnetic storms.
In summary, the ionospheres inherent reflectivity is a natural gift that humans have used to create longrange communications connecting distant points on the globe. However, natural variability in the ionosphere
reduces the reliability of our communication systems that depend on ionospheric reflection and refraction
(primarily HF). For the most part, higher frequency communications such as UHF, SHF, and EHF bands are
transmitted through the ionosphere without distortion. However, these bands are also subject to degradation
caused by ionospheric scintillation, a phenomenon induced by abrupt variations in electron density along the
signal path, resulting in signal fade caused by rapid signal path variations and defocusing of the signals
amplitude and/or phase.
Understanding and predicting ionospheric variability and its influence on the transmission and reflection
of electromagnetic radiation has been a much studied field of scientific inquiry. Improving our ability to
observe, model, and forecast space weather will substantially improve our communication systems, both
ground and space-based. Considerable work is being conducted, both within the DOD and the commercial
sector, on improving observation, modeling, and forecasting of space weather. While considerable technical
challenges remain, we assume for the purposes of this study that dramatic improvements will occur in these
areas over the next several decades.
37
AU-18, Space Handbook, An Analysts Guide Vol. II. (Maxwell AFB, Ala.: Air University Press,
December 1993), 196.
2
Thomas F. Tascione, Introduction to the Space Environment (Colorado Springs: USAF Academy
Department of Physics, 1984), 175.
38
Appendix B
According to a SPACECAST 2020 study titled, Space Weather Support for Communications, the
major factors limiting our ability to observe and accurately forecast space weather are (1) current
ionospheric sensing capability; (2) density and frequency of ionospheric observations; (3) sophistication and
accuracy of ionospheric models; and (4) current scientific understanding of the physics of ionosphere1
in our ability to measure the ionosphere vertically and spatially; to this end an architecture for ionospheric
mapping was proposed. Such a system would consist of ionospheric sounders and other sensing devices
installed on DoD and commercial satellite constellations (taking advantage in particular of the proposed
IRIDIUM system and replenishment of the GPS) and an expanded ground-based network of ionospheric
vertical sounders in the US and other nations. Understanding and predicting ionospheric scintillation would
also require launching of an equatorial remote sensing satellite in addition to the currently planned or
deployed DOD and commercial constellations.
The payoff of such a system is an improvement in ionospheric forecasting accuracy from the current
range of 40-60 percent to an anticipated 80-100 percent accuracy. Daily worldwide ionospheric mapping
would provide the data required to accurately forecast diurnal, worldwide terrestrial propagation
characteristics of electromagnetic energy from 3-300 MHz. This improved forecasting would assist satellite
operators and users, resulting in enhanced operational efficiency of space systems. It would also provide an
order of magnitude improvement in locating the sources of tactical radio communications, allowing for
2
39
scintillation would provide a means to improve communications reliability by the use of alternate ray paths
or relay to undisturbed regions. It would also enable operational users to ascertain whether outages were
due to naturally occurring ionospheric variability as opposed to enemy action or hardware problems.
These advances in ionospheric observation, modeling, and prediction would enhance the reliability and
robustness of our military communications network. In addition to their significant benefits for our existing
communications network, such advances are also requisite to further exploitation of the ionosphere via active
modification.
Notes
1
SPACECAST 2020, Space Weather Support for Communications, white paper G, (Maxwell AFB,
Ala.: Air War College/2020, 1994).
2
Referenced in ibid.
40
Appendix C
AOC
AOR
ATO
EHF
GWN
HF
IR
LF
LUF
Mesoscale
Microscale
MUF
MW
OTH
PGM
RF
SAR
SARSAT
SHF
SPOT
UAV
UV
VHF
WFS
WFSE
WX
41
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44
Planetary Defense:
Catastrophic Health Insurance for Planet Earth
A Research Paper
Presented To
Air Force 2025
by
COL (Sel) John M. Urias (USA)
Ms. Iole M. DeAngelis
Maj Donald A. Ahern
Maj Jack S. Caszatt
Maj George W. Fenimore III
Mr. Michael J. Wadzinski
October 1996
Disclaimer
2025 is a study designed to comply with a directive from the chief of staff of the Air Force to examine the
concepts, capabilities, and technologies the United States will require to remain the dominant air and space
force in the future. Presented on 17 June 1996, this report was produced in the Department of Defense school
environment of academic freedom and in the interest of advancing concepts related to national defense. The
views expressed in this report are those of the authors and do not reflect the official policy or position of the
United States Air Force, Department of Defense, or the United States government.
This report contains fictional representations of future situations/scenarios. Any similarities to real people or
events, other than those specifically cited, are unintentional and are for purposes of illustration only. It
should be duely noted that at this time Planetary Defense is not an assigned or approved mission for the
United States Department of Defense or the United States Air Force.
This publication has been reviewed by security and policy review authorities, is unclassified, and is cleared
for public release.
ii
Contents
Chapter
Page
Disclaimer ..........................................................................................................................................ii
Illustrations.........................................................................................................................................v
Tables................................................................................................................................................vi
Preface..............................................................................................................................................vii
Executive Summary ...........................................................................................................................ix
Introduction.........................................................................................................................................1
The Threat.....................................................................................................................................2
Vulnerability.................................................................................................................................4
iii
Chapter
Page
Intelligence............................................................................................................................40
C4I Summary .........................................................................................................................41
Mitigation Subsystems ................................................................................................................41
Concept of OperationsA Three-Tier System.....................................................................54
Dual-Use Benefits.............................................................................................................................59
Recommendations .............................................................................................................................61
Benefits.......................................................................................................................................61
Issues ..........................................................................................................................................61
Investigative Recommendations..................................................................................................62
Bibliography.....................................................................................................................................65
iv
Illustrations
Figure
Page
1-1.
3-1.
3-2.
3-3.
3-4.
3-5.
3-6.
3-7.
3-8.
3-9.
3-10.
3-11.
Proposed three-tier planetary defense system research, development, and deployment timelines....56
Tables
Table
Page
Three-Tier PDS................................................................................................................................55
vi
Preface
When we learned that our team had been assigned the topic of Planetary Defense, we admittedly did
what most people do when they first consider the subject: we laughed. This phenomenon is commonly
referred to as the giggle factor, and we have seen it many times during the ensuing months of our research and
briefings. However, once we immersed ourselves in the data and began to work directly with several of the
growing number of astronomers and scientists actively working this problem, our laughs were quickly
replaced with concern. Our concern was based not only on the prospects of the earth being confronted with
the crisis of an impending impact of a large asteroid or comet but the fact that such impacts occur far more
frequently than most people realize, and that the global community, although becoming increasingly serious
about this threat, currently lacks the capability to adequately detect or mitigate these extraterrestrial objects.
More importantly, however, is the fact that the impact of a relatively small asteroid would, in all likelihood,
cause catastrophic damage and loss of lifeeven the possible extinction of the human race! Once we
understood the magnitude and seriousness of the planetary defense problem, our initial laughs were quickly
replaced with many hours of research and brainstorming as we pondered the issue of developing and
deploying a planetary defense system, a goal that has become our personal crusade.
In accomplishing this team project, we received invaluable help from several people which was critical
to the success of our study. We thank our faculty advisors, Col Vic Budura of the United States Air Force Air
War College and Maj Doug Johnston of the United States Air Force Air Command and Staff College, for their
insight and support throughout the project. We also thank Mike McKim of the Air War College for his
dedicated assistance in our research efforts. Additionally, we wish to thank Col Mike Kozak, Lt Col Larry
Boyer, Capt John Vice, and SSgt Brian Sommers of the 2025 Support Office for their dedication and
responsiveness to our many administrative requirements. We also thank our foreign teammate, Ms Iole De
Angelis of the International Space University, for her tireless energy and valuable European perspective,
especially regarding the treaty implications of deploying a planetary defense system. From a technical
vii
perspective, we thank Drs Tom Gehrels and Jim Scotti of the Lunar and Planetary Laboratory, University of
Arizona, and Ms Shirley Petty and John Plencner of the Lawrence Livermore National Laboratory for their
willingness to share results of their recent research and workshops with us as well as to serve as sounding
boards for our ideas. Finally, we extend a special thanks to our families for their understanding and patience
during our many hours away from home. We could not have succeeded without them.
viii
Executive Summary
Concern exists among an increasing number of scientists throughout the world regarding the possibility
of a catastrophic event caused by an impact of a large earth-crossing object (ECO) on the Earth-Moon System
(EMS), be it an asteroid or comet. Such events, although rare for large objects (greater than 1 kilometer
diameter), are not unprecedented. Indeed, the great upheaval and resulting ice age that marked the extinction
of the dinosaurs is thought to have been caused by the impact of a 10 km diameter asteroid. In 1908 a stony
asteroid of approximately 50 meters diameter exploded in the air above the Tunguska River in Siberia,
producing an equivalent yield of 15-30 megatons of TNT, and leveling over 2,000 square miles of dense
forest. Such an event is thought to occur approximately every century. It is only a matter of time before the
world finds itself in a crisis situationa crisis involving the detection of a large ECO, leaving little time to
react and resulting in global panic, chaos, and possible catastrophe.
Collectively as a global community, no current viable capability exists to defend the EMS against a
large ECO, leaving its inhabitants vulnerable to possible death and destruction of untold proportion and even
possible extinction of the human race. In this regard, a planetary defense system (PDS) capability should be
resourced, developed, and deployed. At this time Planetary Defense is not an assigned or approved mission
of the Department of Defense or the Air Force. Such a system would consist of a detection subsystem,
command, control, communications, computer, and intelligence (C4I) subsystem and a mitigation subsystem.
There are many potential variations of these subsystems which, with advances in novel technologies, will be
available by 2025 to develop a credible PDS. We propose a three-tier system developed sequentially in
time and space. Such a system would serve not only as a means to preserve life on earth, but also help to
unite the global community in a common effort that would promote peaceful cooperation and economic
prosperity as related spin-offs and dual uses of novel technologies evolve.
ix
Chapter 1
Introduction
If some day in the future we discover well in advance that an asteroid that is big enough to
cause a mass extinction is going to hit the Earth, and then we alter the course of that
asteroid so that it does not hit us, it will be one of the most important accomplishments in
all of human history.
Sen George E. Brown, Jr.
The Earth-Moon System (EMS) and its inhabitants are in danger. It is not the kind of danger that most
people are familiar with such as disease, pestilence, or the threat of nuclear war, but one that is rapidly
moving to the forefront of scientific research, exploration, and analysisthe very real hazard of a large
earth-crossing object (ECO) impacting on the EMS. As the Earth revolves around the Sun, it periodically
passes close to orbiting asteroids and comets, producing near-earth-object (NEO) situations. When asteroid
or comet orbits intersect the orbit of the earth, they are referred to as ECOs. Clearly, a global effort is
needed to deal with this problem and to provide perhaps the only means of preserving the human race from
possible extinction.
Building on the 1993 SPACECAST 2020 Study, this paper describes new research and analysis on the
1
the basic capability required in a functional planetary defense system (PDS). This system of systems is
described in detail, working through the detection, analysis, and mitigation subsystems that comprise the
PDS. Included in this development are novel concepts using new technologies and capabilities expected to
be available in the years prior to 2025, facilitating a variety of courses of action, and moving the community
away from the less-than-desirable nuclear solution. It also provides, an overall concept of operations which
describes how these subsystems work together to provide the needed capability against threat objects from
space. A three-tier system is proposed. Several commercial applications and benefits are considered as
spin-offs or as dual-use capabilities of the PDS. Finally, specific recommendations are provided which are
keyed toward generating increased interest, emphasis, funding, research, development, and deployment of a
PDS to deal with this rare but potentially catastrophic problem.
The Threat
The earth lies at the center of a cosmic shooting gallery consisting of asteroids and comets, racing
through space at velocities relative to the earth of up to 75 times the speed of sound.
These extraterrestrial
objects are material left over from the formation of the solar system; basically, they are material that never
coalesced into planets. Asteroids are rocky and metallic objects that orbit the Sun, ranging in diameter from
mere pebbles to about 1,000 kilometers. They are generally found in a main orbital belt between Mars and
Jupiter. Comets, on the other hand, contain ice, clay, and organic matter and are commonly referred to as
dirty snowballs because of their opaque appearance. Like asteroids, comets orbit the sun, typically in
highly elliptical or even parabolic orbits.
Although ECO impacts involving large asteroids or comets are rare, they do occur. When they do, they
have the potential for causing catastrophic destruction and loss of life. It is currently estimated that more than
2,000 ECOs in excess of 0.5 km in diameter do exist. Given the inadequate deep space detection capability,
only a small percentage of these objects have been classified. Disturbingly, a sizable number of these
potential threat objects are quite large. Ceres, for example, is 974 km in diameter and is currently the largest
of the classified asteroids. Approximately 20 other asteroids fall into this mega-threat category. With the
natural gravitational perturbations created by the planets, it is inevitable that one or more of these objects
will someday impact the EMS.
Geologic history is replete with examples of actual ECO impacts. Indeed, many scientists argue that it
was the impact of a huge asteroid, perhaps as large as 10 km in diameter, that created a global dust cloud and
ultimately triggered climactic changes that caused the extinction of dinosaurs and up to 75 percent of other
species then on earth. This event, called the Cretaceous/Tertiary (K/T) Impact, is believed to have produced
objects falling from the sky, causing death and destruction. A size and impact versus frequency graph is
included as figure 1-1.
During the twentieth century, several impacts and near misses have been recorded. In 1908 a stony
asteroid of approximately 50 meters in diameter exploded in the air above the Tunguska River in Siberia,
producing an equivalent TNT yield of 15-30 megatons (MT) and leveling over 2,000 square miles of dense
forest. Needless to say, had the Tunguska event occurred over a populated city, the results would have been
catastrophic. In 1937 and again in 1989, large asteroids passed uncomfortably close to the earth. The 1989
asteroid would have unleashed the equivalent of more than 40,000 megaton of TNT had it impacted. More
recently, in 1994, astronomers cautiously watched as a small asteroid missed the earth by only 60,000 miles.
In 1996 comet Hyakutake passed within 9 million miles of earth (0.1 astronomical units (AU)), the nearest
comet approach in six centuries, yet this body was discovered only three months prior to its closest approach
4
to earth.
Asteroid Diameter
3
--Monthly
--Yearly
--Decade
--Century
--Millenium
--104 years
--105 years
--106 years
--107 years
--108 years
10
30
100
103
300
3x103
104
Global Consequences
TUNGUSKA
K/T IMPACT
|
10
|
-2
|
0
|
2
10
10
|
4
10
|
6
10
108
each year.
Based on recent analysis, coupled with the exploration of over 120 impact craters on earth,
researchers now believe that collisions involving large objects occur within centuries and millennia versus
6
impacts are more common than previously thought. Although these frequencies of occurrence may seem to be
inconsequential, requiring virtually no action or concern, the catastrophic effects associated with only one of
these events demand that the global community unite to develop a defensive capability.
Vulnerability
Due to a lack of awareness and emphasis, the world is not socially, economically, or politically
prepared to deal with the vulnerability of the EMS-to-ECO impacts and their potential consequences.
Further, in terms of existing capabilities, there is currently a lack of adequate means of detection, command,
control, communications, computers, and intelligence (C4I), and mitigation.
Few people are even aware of an ECO problem, much less the potential consequences associated with
its impact on the EMS. However, there are hopeful signs in correcting this deficiency as more frequent
Planetary Defense workshops are being conducted with active participation by an increasing number of major
countries. Nevertheless, other than a congressional mandate requiring further study of the problem, no further
globally sanctioned action has been taken.
In terms of courses of action in the event of a likely impact of an ECO, other than a nuclear option, no
defensive capability exists today. However, new technologies may yield safer and more cost-effective
solutions by 2025. These authors contend that the stakes are simply too high not to pursue direct and viable
solutions to the ECO problem. Indeed, the survival of humanity is at stake.
Notes
1
Much information was gathered from reports from recent conferences and workshops conducted to
increase awareness and incite action in developing a cooperative solution within the global community,
including: The Spaceguard Survey: Report of the NASA International Near-Earth-Object Detection
Workshop, ed. David Morrison, (Pasadena, Calif.: Jet Propulsion Laboratory, 1992); Proceedings of the
Near-Earth-Object Interception Workshop, eds. G. H. Canavan,. J. C. Solem, and J. D. G. Rather (Los
Alamos, N.Mex..: Los Alamos National Laboratory, 1992); Problems of Earth Protection Against the
Impact with Near-Earth-Objects (Livermore, Calif.: Lawrence Livermore National Laboratory, 1994).
2
Peter Tyson, Comet Busters, Planetary Defense Workshop: An International Technical Meeting
on Active Defense of the Terrestrial Biosphere from Impacts by Large Asteroids and Comets, (Livermore,
Calif.: Lawrence Livermore National Laboratory, 2226 May 1995).
3
Tom Gehrels, Collisions with Comets and Asteroids, Scientific American, (March 1996), 57.
4
C/1996 B2 (Hyakutake), n.p.,: on-line, Internet, 30 May 1996, available from
http://medicine.wustl.edu/%7Ekronkg/1996_B2.html.
5
Bob Kobres, Meteor Defense, Whole Earth Review (Fall 1987): 7073.
6
Victor Clube and Bill Napier, Cosmic Winter (Basil Blackwell, June 1993), 115.
Chapter 2
Nearly every century, the earth is impacted by an asteroid large enough to cause tens of thousands of
deaths if they were to hit densely populated areas. On millennial time scales, impacts large enough to cause
destruction comparable to the greatest known natural disasters may occur.
Social Implications
Most of the worlds population does not know or care about the prospect of cosmic collisions, although
this hazard from space is a subject of deadly concern to humanity. Unfortunately, there are fewer than a
dozen people currently searching for ECOs worldwide, fewer people than it takes to run a single
2
McDonalds.
Many experts wrongly believe there have been no recorded deaths due to asteroid strikes,
acknowledging only that there have been some close calls from small meteorites striking cars and houses.
However, planetologist John S. Lewis asserts in recent research that meteorites have in fact caused thousands
of deaths throughout recorded history. Lewis details 123 cases of deaths, injuries, and property damage
caused by ECO impacts reported over approximately a two-hundred-year period alone. Table 1 reflects
4
Table 1
Injuries and Deaths Caused by ECO Impacts
1420 BC
588 AD
1321-68
1369
02/03/1490
09/14/1511
1633-64
1639
1647-54
07/24/1790
01/16/1825
02/27/1827
12/11/1836
07/14/1847
01/23/1870
06/30/1874
01/14/1879
01/31/1879
11/19/1881
03/11/1897
09/05/1907
06/30/1908
04/28/1927
12/08/1929
05/16/1946
11/30/1946
11/28/1954
08/14/1992
More recently, on 8 December 1992, a large asteroid named Toutatis missed earth by only two lunar
distances. This was a fortunate day for everyone on earth, because this asteroid was nearly 4 kilometers in
5
diameter.
If Toutatis had impacted earth, the force of the collision would have generated more energy than
6
all the nuclear weapons in existence combinedequal to approximately 9 x 106 megatons of TNT.
Finally, if you were standing on Kosrae Island, off the New Guinea coast on 1 February 1994, you
would have witnessed a blast in the sky as bright as the sun. A small meteor traveling at approximately
33,500 miles per hour had entered the earths atmosphere. Fortunately, the meteor exploded at high altitude,
over a sparsely populated region; the blast equaling 11 kilotons (KT) of TNT.
Regardless of the tendency to downplay the ECO threat, the probability of an eventual impact is finite.
When it happens, the resulting disaster is expected to be devastatingly catastrophic. Scientists estimate the
impact by an asteroid even as small as 0.5 kilometers could cause climate shifts sufficient to drastically
reduce crop yields for one or several years due to atmospheric debris restricting sunlight. Impacts by objects
one to two kilometers in size could therefore result in significant loss of life due to mass starvation. Few
countries store as much as even one year's supply of food. The death toll from direct impact effects (blast
8
and firestorm, as well as the climatic changes) could reach 25 percent of the world's population. Although it
may be a rare event, occurring only every few hundred thousand years, the average yearly fatalities from such
an event could still exceed many natural disasters more common to the global population.
Because the risk is small for such an impact happening in the near future, the nature of the ECO impact
hazard is beyond our experience. With the exception of the asteroid strike in Shansi, China, which reportedly
killed more than 10,000 people in 1490, ECO impacts killing more than 100 people have not been reported
9
volcanic eruptions, firestorms, and floods often kill thousands of people, and occasionally several million.
In contrast to more familiar disasters, the postulated asteroid impact would result in massive devastation.
For example, had the 1908 Tunguska event happened three hours later, Moscow would have been leveled. In
another event occurring approximately 800 years ago on New Zealand's South Island, an ECO exploded in
10
urban area, hundreds of thousands of people could be killed, and damage could be measured in hundreds of
11
billions of dollars.
A civilization-destroying impact overshadows all other disasters, since billions of people could be
killed (as large a percentage loss of life worldwide as that experienced by Europe from the Black Death in
12
have been discovering potentially globally catastrophic 1 km and larger ECOs at an average rate of 25 each
13
year.
The combined results of these efforts help us to realize that there is a potentially devastating but still
largely uncharacterized natural threat to earth's inhabitants. A disaster of this magnitude could put enormous
pressure on the nations involved, destabilizing their economic and social fabrics. Certainly, such a disaster
could affect the entire global community.
because of a lack of resources and the inability to meet the needs of their people. Often only the infusion of
external assistance has prevented more severe outcomes.
What will happen when a significant portion--such as one-quarter--of the world's population is in need
of aid, especially when it is not known how long the effects may last? Thus, the time has come to investigate
development of the necessary technologies and strategies for planetary defense. While living in day-to-day
fear is not the answer, there is a sizable danger to our planet from an ECO impact. Numerous other species
may now be extinct because they could not take preventive steps. We must avoid delusions of invincibility.
Humans must acknowledge that, as a species, we may not have existed long enough to consciously experience
such a catastrophic event.
But we currently have the technological means for detecting and possibly
mitigating the ECO threat. We would be remiss if we did not use it.
Economic Implications
The cost for a PDS system could be compared to buying a life insurance policy for the world. Applying
our three-tier defensive plan could offer the best answer in convincing the world purseholders to invest in a
long-term program. Gregory H. Canavan, senior scientific advisor for defense research at Los Alamos
National Laboratory, and Johndale Solem, coordinator for advanced concepts at Los Alamos National
Laboratory, suggested a possible graduated funding approach. A few million dollars each year could support
necessary observation surveys and theoretical study on mitigation efforts. A few tens of millions each year
could support research on interception technologies and procure the dedicated equipment needed to search
for large earth-threatening ECOs. And a hundred million dollars could create a spacecraft, such as in the
Clementine I and II projects to intercept ECOs for the necessary characterization and composition analyses
14
Cost
Millions of dollars each year are spent to warn people of hurricanes, earthquakes and floods.
15
Tens of
millions of dollars to warn and mitigate a potential asteroid impact will be minor compared to what the costs
will be in response to even a relatively small impact in a populated area. Responding to such an impact will
require a concerted effort from many nations and will strain severely strain on the economic resources of the
16
international community.
In fact, recognizing the potential seriousness of such events, the Congress in 1990 mandated that the
National Aeronautics and Space Administration (NASA) conduct two workshops to study the issue of NEOs.
The first of these workshops, the International NEO Detection Workshop or "Spaceguard Survey," held in
several sessions during 1991, defined a program for detecting kilometer-sized or larger NEOs. The second
workshop, the NEO Interception Workshop, held in January 1992, studied issues in intercepting and
deflecting or destroying those NEOs determined to be on a collision course. In related action, Congress also
funded two asteroid intercept technology missions: Clementine I and Clementine II. Clementine I was
launched in 1994 to demonstrate space-based interceptor Brilliant Pebbles technology. Clementine II is
scheduled for launch in 1998. The United Nations has directed national labs, corporations, and universities to
accomplish other studies.
Investment
Building a complicated PDS crash program at a cost of billions may not hold the answer. A proposed
program of Air Force space surveillance and monitoring as well as such intercept tests as Clementine II will
17
considered.
No known ECOs are projected to impact the earth today. However, our inadequate detection capability
due to inadequate resourcing and technology limitations place humanity at significant risk. The bottom line is
10
the finite probability that we eventually will have a significant ECO impact. Indeed, one day it will be
exactly equal to one. A modest but prudent program is justified and may buy us all substantial peace of mind.
The Spaceguard Survey Workshops proposed observation network consists of six dedicated
astronomical telescopes widely dispersed worldwide with all sites data-linked to a central survey
clearinghouse and coordination center. The proposal offers a good start, but the limited rate of detection it
can support would mean that the comprehensive census of 1 kilometer and larger ECOs would take 20-25
years. Development and operational costs for this system are estimated at $50 million (a one-time cost) and
$10-15 million (annually), respectively. It is reasonable to assume these costs will be shared by the
minimum of five nations where observatories are located and other where other states are directly
18
involved.
Development of this system will benefit from the experience gained by numerous space surveillance
missions from man-made Earth-orbiting satellites, which in turn will benefit from technology developed
specifically for detection and tracking of asteroids. Once such a system is in full operation and completes the
initial catalogue, it may detect most large ECOs years or even decades in advance, which will provide time
to prevent a collision. Then, the primary attention of the system may be changed to the hundreds of thousands
of smaller near-earth asteroids and comets which also will cause considerable concern, while maintaining a
perpetual watch for elusive long-period comets of any threatening size.
However, the system may also alert us to the prospect that our doomsday is closer at hand than we
currently realize. Since the 1994 comet Shoemaker-Levy 9 impact on Jupiter, many experts have recognized
that collisions with objects larger than a few hundred meters in diameter not only can threaten humanity on a
global scale but have a finite probability of occurring. This recent public exposure to the consequences of a
major planetary impact should encourage some willingness to invest more money into detection and
mitigation technologies.
We should also realize that the technology required for a system to mitigate the most likely of impact
scenarios is, with a little concerted effort, within our grasp. There are no current means for preventing many
such natural disasters as earthquakes, tornadoes, and typhoons. Some of these disasters can not even be
detected in time to give adequate warning to the affected population. Such is not the case with ECOs.
Humanity certainly has the technology that, with a relatively modest investment, to warn of an impending
11
catastrophe, maybe years or decades in advance. In most cases, an associated mitigation system could use
the latest nuclear explosives, space propulsion, guidance, and sensing and targeting technologies, coupled
with spacecraft technology. These technologies already are related to defense capabilities, but how they are
developed for use in space (and what effects they have) will offer invaluable experience for defense efforts.
We can maximize our investment by turning to the commercial world for technology development and
19
20
Beyond
deflecting or fragmenting a threatening ECO, there may be some great advantage in capturing an asteroid into
earth orbit. In addition to the scientific lessons learned in such a mission, many benefits could be gained by
mining the asteroid's natural resources. Large-scale mining operations, from a single asteroid, could net
upwards to twenty-five trillion dollars in nickel, platinum, or cobalt metals to offset the cost of the mitigation
21
Parking an asteroid in orbit slightly higher than geosynchronous might be an ideal base of operations to
maintain and salvage geosynchronous communication and surveillance systems used in surveillance of the
near-earth environment.
12
Table 2
22
Fraction of Metal by
Mass
Mass
Estimated
Value
$/(Kg)
Estimated Current
Market Dollar Value
(in trillion)
Iron
0.89
2.7 x 1013
0.1
Nickel
0.10
3.0 x 1012
Cobalt
0.005
1.5 x 1011
25
Platinum-group metals
15ppm
4.5 x 108
20,000
9
25
Total Value
Orbits occupying Lagrange points, L4 and L5 (to be discussed later), offer the most cost-effective orbits
due to minimum energy required to maintain orbit. A captured asteroid also could be used for large spacebased manufacturing or even as a space dock for buildup of interplanetary missions, eliminating the
expensive need to launch large systems out of the earths gravity.
Political Implications
Since planetary defense is a relatively new subject, there are no existing international treaties that
specifically address it. However, in this section, we look at existing space treaties that offer relevance to
23
planetary defense.
The Treaty on Principles Governing the Activities of States in the Exploration and Use
of Outer Space, Including the Moon and Other Celestial Bodies, legally prohibiting weapons in space,
24
provides perhaps the greatest restrictions to the concept of employing a Planetary Defense System (PDS).
Article 4 of this treaty, which became effective on 10 October 1967, states:
Parties to the Treaty undertake not to place in orbit around the Earth any object carrying
nuclear weapons or any other kinds of weapons of mass destruction, install such weapons
25
on celestial bodies, or station such weapons in outer space in any other manner.
Additionally, the Agreement Governing the Activities of States on the Moon and Other Celestial
26
Bodies, enacted on 11 July 1979, applies to the Moon and other celestial bodies within the solar system.
Article 3 specifically restricts the use of nuclear weapons in space, stating:
13
Parties shall not place in orbit or around the Moon objects carrying nuclear weapons or
any other kinds of weapons of mass destruction or place or use such weapons on or in the
27
Moon.
Such tests are currently banned by the Treaty Banning Nuclear Weapons Tests in the
Atmosphere, in Outer Space, and Underwater, which became effective on 10 October 1963 and stated:
Parties to undertake to prohibit, prevent and not to carry out any nuclear weapon test
explosion, or any other nuclear explosion, at any place under its jurisdiction or control:
(a) In the atmosphere, beyond its limits, including outer space, or under water, including
territorial waters or high seas; or
(b) In any other environment if such explosion causes radioactive debris to be present
outside the territorial limits of the State under whose jurisdiction or control such explosion
28
is conducted.
One of the biggest objections against nuclear testing in space involves radioactive fallout reentering the
atmosphere with deleterious effects. In the case involving a nuclear intercept of an actual ECO, the potential
14
for death or injury due to fragmented asteroid impacts poses equal concern. The decision to use such
weapons of mass destruction (WMD) would obviously involve much dialogue and debate, but, from an
acquisition standpoint, such testing would be necessary to validate system credibility.
commitment of the global community, it is anticipated that the treaty restrictions mentioned earlier could be
waived to permit such a test.
As the planetary defense problem becomes better understood and accepted within the global community,
and as potential solutions, including a PDS, are developed, it will likely become necessary to selectively
renegotiate existing treaties that currently prohibit testing and using weapons in space. Perhaps a treaty
specifically tailored to the evolutionary development of a planetary defense system as well as its use during
an ECO threat crisis will be needed. Regardless of the outcome, however, it is safe to say that the use of
weapons in space, especially WMD, will remain highly restricted.
In analyzing the political structure and processes of the European continent, the first and most significant
factor noted is that Europe is not a single political entity; hence policies reflect consensus among many
different European countries. Similar to the democratic process in the United States, the European political
organization allows for free-flowing discussion as issues are openly debated and agreements are ultimately
reached. As is the case in the US, debate can be an extremely time-consuming process. In Europe, countries
such as the United Kingdom (UK), have long enjoyed a close relationship and spirit of cooperation with the
United States, while others, like France, have historically rejected US influence in European policy-making.
15
As discussed in this paper, the development, testing, and deployment costs of a planetary defense
system likely will be staggering, especially if the three-tier PDS concept is adopted. However, we believe
the catastrophic results of a large asteroid or comet impact, including the potential extinction of the human
race, justify such an expenditure, especially if it can be incrementally funded. Obviously, since the planetary
defense problem is global in nature, one should not expect that the PDS costs will be borne by one or even a
few countries. Indeed, such an endeavor will certainly fail without the cooperation and commitment of the
entire global community. In this sense, Europe must be a major player in the successful implementation of a
PDS.
When considering future European involvement in space-related issues, it is important to include the
activities of the European Space Agency (ESA), with its international perspective and influence. Without a
doubt, the ESA will be critical to the successful development and deployment of the PDS, especially with its
close ties to France as one of ESAs most influential members.
Since France does not favor the influence of the US on European policy decisions, the US should use
caution as it identifies requirements and ideas for a PDS. However, considering the need for global funding
to support the development of the technologies and capabilities required for such a system, the US also must
maintain open lines of communication with every major player to achieve a viable solution to the planetary
defense problem. Given the normal reluctance of most countries to accept solutions or direction originating
from a superpower such as the US automatically, it may be more effective to use a neutral element as the lead
to pull the global community together and develop a strategy that all parties can support. Further, since there
will likely be reservations, mistrust, and possibly even rejection due to the dual-use potential of the PDS as a
strategic weapon, a neutral element would help to alleviate such fears.
Because of its global charter, the United Nations is probably the best organization to assume the
leadership role in pulling together the global community, educating it about the planetary defense problem,
garnering support for the development of a global PDS strategy, and ultimately serving as the primary
advocate for the evolution of a functional planetary defense system to protect the EMS against ECO impacts.
Clearly, the international influence of the UN will serve as an important foundation for the global community
to implement the PDS strategic plan.
16
Both education and communication will be crucial to the success of the PDS developmental process.
The ECO threat must be presented in laymans terms, not using complex scientific jargon, for the program to
gain public support. For example, an 80- year-old grandmother must be able to understand why a part of her
pension will be used to pay for this system. Public opinion will influence political decisions regarding
funding and research and development commitments.
In any case, it is important to distinguish between education and information, because, while we need to
make people aware of ECO problem, we do not want to create panic or anxiety. One way to promote
30
awareness is through the use of thought-provoking television documentaries and movies such as Meteor.
The Internet offers another way to educate the public about planetary defense issues. However, since many
people do not own a computer it is not as effective as television yet for reaching the large numbers we will
need to educate.
Communication problems commonly exist between politicians, scientists, engineers, and the general
public, not because these groups lack the desire to work together, but because of their inherent language
differences. Realizing that the scientific community alone will not bring the PDS program to fruition, these
groups must resolve their communication problems as early as possible and ultimately speak with one voice,
especially when it comes to justifying commitments of limited resources.
Since private enterprises and not governments produce systems, it will be important to achieve the
cooperation of the global community to ensure that the economic needs of these enterprises are fulfilled. In
this regard, it may be beneficial to adopt the ESA policy of juste retour, despite its inherent drawbacks in
efficiency and economies of scale, to promote global commitment and cooperation.
31
Considering the general willingness of governments to participate in large space projects and with the
ever-present uncertainty of the budget process, it is conceivable that a consortium-based PDS effort could
become another International Space Station (ISS). In the latter case, the ISS project ended up with many
ideas, studies, and proposals, but offered little to nothing in the way of actual development due to normal
budget fluctuations, infighting, and the resulting inability of the participants to absorb the exorbitant
developmental costs. Like ISS, a repeat of this approach might also cause the PDS project to be added to the
list of failures.
17
In this section, we will take a look at planetary defense as a European space policy priority.
The
ESA currently does not have an ECO detection program.. A possible near-term solution might be the Infrared
Space Observatory (ISO). The ISO is a long-duration observatory of celestial radiation sources. Using this
system, astronomers will be able to observe low-temperature stars (stars hidden by dust that only infrared
light can penetrate) and can even detect planetary systems similar to earth by searching for life forms outside
the solar system.
Initially, ISO will analyze the planets of the solar system and their satellites. In particular, it will focus
on Titan, because astronomers suspect that its atmosphere may host complex chemical processes similar to
those supporting life on earth. ISO will eventually be added to the growing number of observatories actively
33
Planetary defense is not a high priority in the minds of many Europeans today. This lack of concern is
true especially at the political level, even with the projected ISO capabilities. Although ISO will serve as a
valuable means of ECO detection, there is generally little awareness about the ECO impact threat within the
European region. Yet, within Europe, there are significant scientific talents and resources that need to be
integrated into the overall global effort. Hopefully, greater participation in planetary defense workshops will
help to increase European awareness and, ultimately, stimulate interest in achieving a viable solution to the
problem. Communications and education will be critical to obtaining European support and commitment and
establishing planetary defense as a European space policy priority.
18
The 2025 Project developed five alternate futures for the year 2025, plus one possible scenario for
2015, and based on that work, it is possible to imagine how treaties may evolve and whether the international
environment will be favorable to the implementation of a planetary defense system.
In the first future scenario Gullivers Travails,
34
busy defending itself from the others, and there is no possibility for cooperation. There is not enough money
for space exploration or issues as the states are too busy with national and international problems. In fact,
35
36
mostly in the economic field, and it is rational to think that the treaties on outer space will change to allow
economic exploitation of space and allow for a PDS to evolve. As the world was able to survive an asteroid
threat due to technological development, it is logical to assume that the world will be able, sometime during
the 1997 to 2007 time frame, to deploy a PDS to mitigate the asteroid.
In the third scenario, Digital Cacophony,
38
dispersed among many actors and governments. However, it is rational to suppose that more than one actor
or government has developed a PDS because of the ultrahigh-technology capabilities. Furthermore, in this
scenario, national defense tactics are based upon a strong strategic defense. Therefore, it is reasonable to
39
40
superpowers. The technological capability is present, but the ECO threat is unimportant to the elites who are
more worried about maintaining the international equilibrium. It is possible to presume the existence of some
kind of WMD deployment in outer space.
41
42
China, Russia, and European Union. However the reexplosion of war in the Balkans, earthquakes in
California, wars in Africa, crisis in Cuba--all happening at the same time--make the coordination difficult
among these countries.
43
But in case of a real and urgent menace, it is possible to insure the survival of the
19
44
UN operations. This international organization acquires new respect and new power that enables it to lead a
cooperative effort to deploy a PDS and promote the exploitation of outer space.
In any case, these scenarios are just scenarios, and thus, they do not represent what will necessarily
happen. They do provide options, however, and remind us that humanity still has time to choose a path of
survival or a way of living and thinking about the environment, especially in regards to developing a PDS.
The implementation of a PDS will offer nations a unique opportunity to cooperate in a legal fashion to
provide for the survival of the EMS.
Planetary defense efforts need to be consolidated, coordinated, and expanded under international
leadership. The US should not go it alone. The threat is global; detection efforts will require observation
sites throughout the world, and other nations possess unique technologies, spacelift, and other space-related
capabilities which also could be used to develop and deploy a PDS.
Any action should involve the international community. This thinking is particularly important as
mitigation efforts could require nuclear capabilities, and these intentions could violate current arms control
treaties. Furthermore, a handful of the thousands of nuclear weapons being deactivated under the Strategic
Arms Reduction Talks (START) agreement might offer the most expeditious solution to this problem.
START implications would require DOD involvement.
Why should the DOD take an active interest in the planetary defense issue? Given such a scenario, the
effects could threaten the national security of the US, even if it were not physically impacted. Certainly, the
international community cannot deal with a disaster in which a significant portion the world is destroyed. All
surviving nations would be affected. The devastating blows to governmental and societal structures could be
equivalent to those thought of when talking about a post-global-nuclear war holocaust, but lacking perhaps the
lethal radiation effects. More importantly, once a threat is detected in advance, the nation and perhaps the
entire planet will quite naturally look to the DOD to provide the means, technical expertise, and leadership,
in addition to the required forces, to counter such a threat to its citizens lives and well-being. A number of
other US organizations and agencies will certainly be involved, including NASA, Department of Energy
(DOE), Federal Emergency Management Agency (FEMA), and Office of Foreign Disaster Assistance
(OFDA) and national laboratories and universities.
20
There will also most likely be an international effort to include the United Nations. Currently, Russia,
Great Britain, France, Canada, Japan, Australia, China, Italy, the Czech Republic, and other nations have
shown an interest in this topic. However, few organizations other than the DOD have the experience and
capability to even attempt such an effort.
Russia, with its military and space infrastructure, is probably the only other nation capable of the task,
but a consolidated effort will offer the best chance of survival. Suffice it to say that the DOD will form the
core around which the others could organize.
The fact that it may only happen once in several lifetimes does not absolve the current defense team of
at least a moral responsibility if it does happen, particularly if it had the means to prevent or at least mitigate
it. Perhaps for the first time in not only human history but the entire history of the planet, the inhabitants of
earth are on the verge of having such capability. Currently, the chemical and nuclear propulsion systems now
in development offer the best options for planetary defense. Employment of nuclear devices in a standoff
mode represents the gentle nudge of all the options available. Though technically much more difficult,
nuclear devices exploded on or beneath the object's surface impart 10 or more times the impulse of a standoff
45
explosion.
International concern for use of these weapons leads to many political questions and misgivings.
Ironically, these devices "could be notably straightforward to create and safe to maintain because they derive
from vast research and development expenditures and experience accumulated during the forty-five years of
46
Technically, without an appropriate reentry vehicle, these devices could not be used as
ballistic weapons, though there is always the possibility of terrorism or misuse. In any event, effective
international protocols and controls could be established through the United Nations to minimize downside
potential.
The debate will certainly continue, however, as evidenced in The Deflection Dilemma: Use vs. Misuse
of Technologies for Avoiding Interplanetary Hazards: "The potential for misuse of a system built in
advance of an explicit need may in the long run expose us to a greater risk than the added protection it
47
offers."
The greatest challenge involves the building of international coordination, cooperation, and
support.
The threat of ECOs is a global problem and one which the entire world community should be
concerned with. Coordination between nations, international organizations, DOD, NASA, DOE, academia,
21
and others in the scientific community is essential in establishing the building blocks for a credible PDS. It is
necessary to build trust, coordinate resources, consolidate efforts, and seek cooperation with and support for
similar efforts in the international community.
Notes
1
The NASA Ames Space Science Division, The Spaceguard Survey, Hazard of Cosmic Impacts
(1996), 2.1.
2
Steve Nadis, Asteroid Hazards Stir Up Defense Debate, Nature 375 (18 May 1995): 174.
3
"Meteorite House Call," Sky & Telescope August 1993, 13.
4
John S. Lewis, Rain of Iron and Ice (Reading, Mass.: Addison-Wesley, 1996), 17682.
5
A. Whipple and P. Shelus, Long-Term Dynamical Evolution to the Minor Planet (4179) Toutatis,
Icarus 408 1993, 105.
6
C. Powell, Asteroid Hunters, Scientific American, April 1993, 3440.
7
Satellites Detect Record Meteor, Sky & Telescope, June 1994, 11.
8
Clark R. Chapman and David Morrison, "Impacts on the Earth by asteroids and comets: assessing the
hazard," Nature 367 (6 January 1994): 35.
9
Lewis, 17682.
10
Jeff Hecht, Asteroid 'airburst' may have devastated New Zealand, New Scientist, 5 October 1991,
19.
11
The Spaceguard Survey: Report of the NASA International Near-Earth-Object Detection
Workshop, ed. David Morrison (Pasadena, Calif.: Jet Propulsion Laboratory, 1992), 8.
12
The NASA Ames Space Science Division, 2.4.
13
Lewis, 83.
14
Gregory H. Canavan, The Cost and Benefit of Near-Earth Object Detection and Interception in
Hazards Due to Comets and Asteroids, ed. Tom Gehrels (Tucson, Ariz.: University of Arizona Press,
1994),115788.
15
Chapman & Morrison, 39.
16
Gregory H. Canavan, 115788.
17
Ibid.
18
The NASA Ames Space Science Division, 8.1 and 9.3.
19
Ronald R. Fogleman and Sheila E. Widnall, memorandum to Dr McCall, New World Vistas, 15
December 1995, attach 1.
20
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century
(unpublished draft, the recommended actions executive summary volume, 15 December 1995), 63.
21
W. K. Hartmann and A. Sokolov, Evaluating Space Resources, in Hazards Due to Comets and
Asteroids, ed. Tom Gehrels (Tucson, Ariz.: The University of Arizona Press, 1994), 1216.
22
Ibid.
23
This section was contributed by Ms Iole De Angelis, a graduate student at the International Space
University, Strasbourg, France. Her participation in the 2025 Project came at the request of Air University
to provide expertise in the areas of space treaties and international law. In addition, her insights lend an
international flavor to a truly global problem.
22
24
Treaty on Principles Governing the Activities of States in the Exploration and Use of Outer Space,
Including the Moon and Other Celestial Bodies, Arms Control and Disarmament Agreements (Washington
D. C.: United States Arms Control and Disarmament Agency, 1982), 4850.
25
Ibid., 52.
26
Agreement Governing the Activities of States on the Moon and Other Celestial Bodies, 1979, n.p.;
on-line, Internet, 30 May 1996, available from gopher://gopher.law.cornell.edu:70/00/foreign/fletcher.
27
Treaty on Principles.
28
Treaty Banning Nuclear Weapon Tests in the Atmosphere, in Outer Space and Under Water, 1963,
n.p.;
on-line,
Internet,
30
May
1996,
available
from
gopher://gopher.law.cornell.edu:70/00/foreign/fletcher.BH454.txt.
29
This section was contributed by Ms Iole De Angelis.
30
Meteor, dir. by Ronald Neame, prod. by Arnold Orgoline and Theodore Pareign (Hollywood: Orion
Studios, 1979). The motion picture depicts a nuclear weapon system used to mitigate an ECO predicted to
impact Earth.
31
The juste retour policy forces the governmental and private interests into cooperation: from a given
amount of money one government puts in the common project, private enterprises of its country receive
comparable amounts to build the components. For example, there is a project that costs $100; country A
finances for $50; country B for $30; and country C for $20. So the enterprises of country A will
receive contracts for $50, the enterprises of country B will receive contracts for $30, and the enterprises
of country C will receive contracts for $20.
32
This section was contributed by Ms Iole De Angelis.
33
ISO, unique explorer of the invisible cool universe, ESA Presse, no. 21-95, 07 October 1995, n.p.;
on-line, Internet, 30 May 1996, available from http://isowww.estec.esa.nl/activities/info/info2195e.html.
34
Alternate Futures, 2025: CSAF Directed Study on Air and Space Power, Draft 2, 11 March 96,
36.
35
Ibid., 37.
36
Ibid., 55.
37
Ibid., 57.
38
Ibid., 67.
39
Ibid., 68.
40
Ibid., 83.
41
Ibid., 84.
42
Ibid., 99.
43
Ibid., 101.
44
Ibid., 111.
45
Proceedings of the Near-Earth-Object Interception Workshop, eds. G. H. Canavan,. J. C. Solem,
and J. D. G. Rather, (Los Alamos, New Mex.: Los Alamos National Laboratory, 1992), 117.
46
Ibid., 120.
47
Alan Harris et al., The Deflection Dilemma: Use vs. Misuse of Technologies for Avoiding
Interplanetary Hazards (Ithaca, N.Y.: Cornell University Center for Radiophysics and Space Research, 3
Feb 1994).
23
Chapter 3
Before describing the capability required in a PDS, it is important to define its intended mission.
Simply stated, the PDS mission is to defend the Earth-Moon system against all Earth-crossing-object
threats.
At this time, Planetary Defense (detecting, tracking, cataloging, or mitigating ECOs) is not an
Required Capability
The capability required of a PDS varies with the scenarios that may occur. Table 3 provides four
2
action, nature of action required, probabilities of detection (percentage of currently estimated known ECOs
greater than 1 kilometer diameter and percentage of those yet to be detected), distances at which they will
likely be detected, deflection velocities (V) required to mitigate, and likely type of ECO (an ECA is an
earth-crossing asteroid). An ideal PDS would provide adequate defense for all four scenarios.
24
Table 3
ECO Scenarios
5/95%
Distance
(AU)
2
V
(cm/s)
1
Urgent
Unknown
10-100
1-12
Mos.
All-out
effort
95/5%
0.1 (comet)
0.1-1 (ECA)
>1,[email protected]
>100@1 AU
0-30
Days
Evacuate
Unknown
10-40 km/s
impact
ECO Scenario
Time
Action
>1 km ECO
1. WellDefined Orbit
2. More
Uncertain Orbit
10+
Years
Years
Long term
3. Immediate
Threat
4. No Warning
ECO
ECAs
New ECAs,
Shortperiod
comets
Longperiod
comets,
Small new
ECAs
Long period
comets, Rogue
ECAs
One only has to watch Star Trek to imagine the ultimate system to be used to detect and mitigate
ECOsthe Enterprise. The Enterprises on-board detection systems, command, control, communications,
and computer, intelligence systems, photon laser systems, and capability to travel at 10 times the speed of
light would enable it to protect the earth from all but the least likely of scenarios such as multiple or large
ECOs. Limits to advances in technology and spending make it unlikely that such a system would be
developed by 2025.
The Enterprise, however, does provide an advanced system model from which we can deduce current
or future systems capable of yielding similar results. Such a system can be broken down into three main
subsystems: detection, C4I, and mitigation.
The earlier an ECO is detected, the more time is available for mitigation action. Thus, of the three
subsystems, detection subsystems appear to be the most critical at the present time. It is the first system that
should be funded, researched, developed, and deployed.
direction already have been taken with regard to detection, The most notably has been initial components of
the Spaceguard Detection Network (described in a later section). By 2025 the PDS detection subsystem must
be much improved in regards to search (sky coverage), focusing speed, range, and resolution.
Command, control, communications, and computer subsystems are the glue to hold the PDS together.
Advanced command, control and computers systems will be necessary to optimize scanning, tracking, and
orbit determination for the detection system.
25
communications and computer systems are required to direct the mitigation systems to their targets and
perform their mission. As detection capabilities improve, C4I must keep pace with the expanding volume of
data that must be shared among globally dispersed observation sites. Present coordination methods using the
telephone, fax, and electronic mail for follow-up will be grossly inadequate. Follow-up notification must be
immediate, and search data must be updated and shared globally in real-time. Fortunately, communications
bandwidth and data storage technologies are expanding at a breathtaking rate even without the concern of
planetary defense. Required system capabilities should be available prior to 2025.
Ready-to-go subsystems with ECO mitigation capabilities do not currently exist, though many scientists
believe nuclear weapons could provide near-term protection with modification. Many potential nonnuclear
defense subsystems have been identified in the past, and we have proposed several more, though we admit
they are on the fringe between reality and imagination. Regardless of type, we are not convinced that
mitigation subsystems need to be developed in the near term or even prior to 2025. It is perhaps better for us
to encourage and wait for technology breakthroughs to drive the direction of these subsystems. If we
develop a capable detection subsystem and it detects an ECO of concern, then a timetable for complete
mitigation subsystems development and deployment will be necessary and priority for funding will be
justified. By 2025 safer, cheaper, and more politically acceptable mitigation systems than the current nuclear
systems should be available.
Detection Subsystems
Humanity has observed and often recorded the phenomena of comets, meteors, and meteorites
throughout the recorded history, however little was understood. In 616 AD the Chinese reported the crushing
of 10 people by a meteorite. The idea that comets might possibly strike the earth was first considered by
Jakob Bernoulli a millennium later, in 1682. Fourteen years later, William Whiston predicted that the comet
of 1680 would next return in 2255, when it would impact the earth and cause the end of the world. Nearly a
century later, in 1777, Anders Lexell showed that the comet observed seven years earlier had made what is
26
still the record confirmed closest approach to earth, little more than 1.2 million miles. And in 1801, Ceres,
3
Little concern with the prospect of an ECO impact seemed evident, however, until the near-earth
passage of the asteroid Icarus in 1968. Although the orbit was carefully monitored to bring it no closer than
3.6 million miles from earth, professors at the Massachusetts Institute of Technology challenged 21 students
in the Advanced Space Systems Engineering course to propose what could be done if Icarus, the 13th known
near-earth asteroid, happened onto a collision course with earth. At least 30 newspapers and other print
media published sensationalized and often distorted accounts of the project and the circumstances of the
asteroid impact. As a result, many Americans for the first time became aware of both the possibility of an
ECO impact and the possibility that something could be done about it.
explained the extinction of dinosaurs due to a gigantic asteroid impact, the attention of the scientific
community was at an all-time high. The concept of planetary defense began to move appreciably forward, at
least in the sense of determining the level of an ECO threat.
verify that objects that seem to move between the first two images, continue to do so. On a good clear night,
6
as many as 600 new asteroids are discovered, and on average, one in 900 of these is a NEO.
27
With planned improvements to the Spacewatch network including a new 1.8-meter mirror telescope at
Kitt Peak and electronics upgrades in Australia and in France, Mr Gehrels estimates that if there are any 1
kilometer or larger asteroids on a collision course with the EMS, we should know of them by the year 2008.
Unfortunately, though, Spacewatch will not be sufficient to entirely rule out the threat of smaller but still
dangerous asteroids and of long period comets.
Figure 3-1 shows the locations worldwide of the four current ECO search programs. (At Palomar,
California: the Palomar Asteroid and Comet Survey and Palomar Planet-Crossing Asteroid Survey surveys;
8
at Kitt Peak, Arizona: Spacewatch; in Western Australia: Anglo-Australian Near-Earth Asteroid Survey. )
Note that only one survey is currently operational in the Southern Hemisphere. The 1991 Spaceguard
9
Survey Workshop recommended a $50 million up-front and $10-15 million per-year program.
With six
globally dispersed Spacewatch-type telescopes, scientists expect to achieve a discovery rate of one object
10
Hemisphere observatories would be located, possibly in India and France. In the Southern Hemisphere, in
11
F o llo w -u p a n a ly sis
D e d ic a ted se a rch
P a rt -tim e se a rch
28
subsystem detects all potential ECOs at a maximum distance from the EMS. Long-range detection equates to
advance warning time. Advance notice of a potential impactor is the single most important variable in the
PDS problem. The earlier an ECO is discovered, the more options are available to mitigate the threat. The
detection system or systems should continuously search the total volume of space for all asteroids and comets
that exceed a size and mass that can be assured to burn up during descent through the earths atmosphere.
It is of great importance also to quickly determine whether the just-detected object is a true, first-time
discovery, or whether it has been previously discovered, catalogued, and then lost for a period of time
because of obstructions or excessive distance from earth.
The problems of long range and discrimination are not the only major detection obstacles to overcome.
The volume of sky is perhaps the greatest obstacle.
approximately 6,000 square degrees of the night sky each month. Total sky coverage is 41,000 square
12
degrees.
For 2025 we have specified a required capability to search the entire volume of space on a daily basis,
to detect an object of a minimum size of 100 meters in diameter at a minimum distance of 2.5 astronomical
units (AU) (slightly more than the average distance to the main asteroid belt between Mars and Jupiter of 2.2
AU from Earth), and to confirm within seconds whether the object is a new discovery or is an object that is
13
already cataloged.
Current Spacewatch capabilities require 150 telescopes to discover all 200,000 (or
more) 250 meter ECOs within 20 years and orders of magnitude more of them to discover 100 meter
14
objects.
Obviously, this is not the solution. Computers must be harnessed to modern telescopes in a way to
dramatically reduce the time it takes to make initial and follow-up observations.
Tracking, the second broad role, begins as soon as it is determined that an object has the potential to
impact the EMS. The tracking role encompasses the follow-up functions of astrometric analysis and the
constant awareness of the objects whereabouts. Astrometric analysis refers to the precise calculation of
29
position and velocity. These aspects are discussed in detail in the later C4I section. The tracking subsystem
should strive to use an independent means of orbit calculation to confirm the initial diagnosis of an earthcrossing orbit or dangerously close passage. Calculation of an EMS threatening orbit must be completed
with sufficient advance notice to still permit selection of the most benign and most cost-effective approach to
mitigate the threat.
For 2025 our tracking requirements are that astrometric analysis be completed within hours of
discovery, the ability to know an ECOs whereabouts at all times regardless of whether it may be visually
blocked by other celestial objects in the foreground or background, the ability to track an ECO regardless of
meteorological conditions and the effects of daylight and moonlight,
30
increased access to the large planetary radars at Puerto Rico and California is also recommended.
16
One 2025 concept is to employ change detection sensors. Rather than scrutinizing all objects in space,
the sensors would search only for movement (change) in space. With movement sensitivity properly
gauged to eliminate distant bodies, observation devices could concentrate only on near-earth and thus
potentially earth-crossing objects.
17
How also will daily total sky coverage and constant, real-time tracking occur? Use of only groundbased optical assets is insufficient to search the total sky. While ground-based optical can currently detect
100 meter ECOs in opposition (on the side of the Earth opposite from the Sun), they are blinded when objects
are in conjunction (sun side). Emerging technologies available in 2025 should be better able to handle this
problem.
Use of space for basing space observation platforms makes good sense for 2025. While it is currently
much more expensive to use a space-based platform rather than a ground-based one, the cost difference
should be less pronounced in 2025, particularly when effectiveness and lack of downtime are factored in.
Space-based systems will not have to deal with clouds, weather, and pollution, for example.
Figure 3-2 shows one detection concept suggested by the Lawrence Livermore National Laboratory. By
placing sensors in space, operational time is substantially increased, surface weather conditions are
eliminated as an obstacle to viewing faint objects, and a larger unobstructed field of view is possible.
31
Source: L. L. Wood, et al., Cosmic Bombardment IV: Averting Catastrophe in the Here-and-Now,
Presentation to Problems of Earth Protection Against the Impact with Near-Earth Objects (SPE-94)
(Chelybinsk, Russia: Russian Federal Nuclear Center, 2630 September 1994).
Figure 3-2. Sky EyesDeep Space Sentry System Concept
Table 4 summarizes potential detection technologies and systems with respect to their technology
availability, ECO scenario applicability, risk level, problems, maintenance requirements, and cost.
Borrowing from the New World Vistas study, distributed constellations of lightweight and relatively
18
inexpensive sensing satellites could be deployed and linked to each other by laser data links.
32
Table 4
Detection Technologies
System
Tech
ECO Scenario
Application*
Risk
Level
Problems
Maintenance
Groundbased
Optical &
Radar
Spacebased
Optical
Now
N/A
Sunlight,
Weather
Low-Med
N/A
Earth, Moon,
other obstr.
N/A
TBD
Groundbased
Infrared
Now
N/A
Weather,
Horizon
Low-Med
10+
Spacebased
Infrared
Now
N/A
Earth, Moon,
other obstr.
N/A
TBD
Groundbased
Radar
Spacebased
Radar
Now
1,2,3,4
(Detection,
Tracking,
Homing)
1,2,3,4
(Detection,
Tracking,
Homing)
1,2,3,4
(Detection,
Tracking,
Homing)
1,2,3,4
(Detection,
Tracking,
Homing)
1,2,3,4
(Tracking,
Homing)
1,2,3,4
(Detection,
Tracking,
Homing)
1,2,3,4
(Tracking,
Feedback)
Cost in
Millions of
Dollars
10+
N/A
Weather,
Horizon
Low-Med
10+
N/A
Size,
Limited
Range
(space loss)
Field of
View Limits
N/A
TBD
N/A
TBD
Now
2025
Space2010
N/A
based
LIDAR/
LADAR
*
ECO Scenarios 1-4 are described in Table 3.
Active sensing systems on these satellites would potentially use infrared, light detection and ranging
(LIDAR), radar, laser detection and ranging (LADAR), and radio array to detect the radiation and lowfrequency radio emissions caused by object movement in the solar winds.
Satellite constellations might best be placed in orbits other than around the earth. For example, Aten
asteroids, which threaten the earth from the sunward side, could be detected by satellites in orbit around
Venus, Mars, or Jupiter or by satellites in a halo orbit around the Lagrangian point between the Earth and the
Sun, or in solar orbit above the main asteroid belt between Mars or Jupiter.
33
19
The defense of the Earth-Moon system requires a global outlook, in spite of limitations in international
cooperation. Leadership of a planetary defense program is a critical issue which must be established both
nationally and globally. However some nations may possess the capability to unilaterally defend the planet,
their own territory, or the territory of selected allies. This paper suggests a possible leadership framework.
This section presents a command and control system based on that proposed framework. Command and
control of a system of systems to detect and mitigate ECO threats poses many challengesespecially
command relationships among international organizations.
NCA
PDCC
D oD
N A SA
IN D U S T R Y
A C A D E M IA
U SSTR A TC O M
U SSPA C EC O M
34
D oE
The National Command Authority (NCA) would oversee the efforts of the primary players in the PDS
and coordinate their activities. This coordination would take place through a new entity, the Planetary
Defense Coordination Council (PDCC). The PDCC would in turn work with the European Space Agency
and the Council of International Cooperation in the Study and Utilization of Outer SpaceEuropean
Agencies with similar interests and capabilities. Although American private industry and academia are not
subject to the strict command relationships of federal bureaucracies, during a time of global crisis they would
likely adhere to the direction of the NCAmuch in the same way they did during World War II--by banding
together to combat a threat to all Americans and possibly to all other humanity.
But regional
organizations such as the European Union will have increased clout as some European nations will have
banded together for increased influence. Other possibilities include regional alliances in other areas of the
world, including Africa, Asia, and the Middle East. Countries in these areas may form coalitions to increase
their political, economic, and military power.
35
Exploration
Responsibility for physical exploration of space has fallen primarily into the lap of NASA and its
association with academia. Manned occupation of space has been a responsibility primarily of NASA.
Unmanned occupation of space has spread from NASA to the Department of Defense (and the National
Reconnaissance Office) and rapidly to private industry (commercial satellites). There will be a growing
trend towards the civilianization and privatization of space. But for the US unilateral defense of the planet,
the federal government will continue to carry the lead for space exploration.
36
Exploitation
Private industry will retain its role as the primary exploiter of space. But governmental development of
exploitation technologies will be critical. Moon-based manufacturing and mining for federally sponsored
space occupation will fuel a growing trend of the private exploitation of space. Private industry will find
uses for space resources or unoccupied expanses for its own use. These technologies will be directly
applicable to the exploitation of ECOs. With the development of such technologies, ECOs will become
attractive sources for minerals and other valuable resources.
Command Relationships/Connectivity
Command relationships and connectivity among units within the PDS subsystems have unique
requirements to consider. The detection systems operated by USAF, academia (observatories), and NASA
will all be tied into Space Command headquarters rapidly providing information on ECOs. These detection
systems then cross check each other to determine the accuracy of the observation and its resulting prediction.
Detection groups share information on asteroids in a centralized database, storing asteroid orbit,
composition, and proximity data. Private industry would then be able to determine which bodies to seek and
potentially exploit.
For the mitigation systems, connectivity is not as complicated as for the detection systems. Commander
in Chief, US Space Command, would posses the responsibility to engage ECOs under direction from the
NCA. From a military planning standpoint, commander-in-chief, United States Space Command would
periodically perform a deliberate planning process to establish a plan to engage a ECO. The CINCs cosmic
area of responsibility possesses few threats other than ECOs, and prudence dictates establishment of an
operations plan to defend against potential ECO impacts. This plan would include the mitigation options
described later.
Communications
Communication among the players who study the potential threat that ECOs pose is growing. In 1996
the detection system is loosely and informally integrated through the Internet. The earths sentries scan small
37
portions of the skies at a time and deposit their data on the Internet for other sentries to verify. Their
techniques are rather basic and heavily dependent on computing power. An appropriate analogy here is the
air defense network employed by the British during the Battle of Britain. Many observers deployed along the
coast of the English Channel scanned the skies for formations of German planes and, once detecting them,
identified their size and composition. These forward observers relayed their information to the centralized
command centers where their information would be integrated into the big picture with radar and other
20
observations.
So those who scan space for ECOs would benefit greatly from an improved communication
network.
In 2025 the communication links among observatories will be well-meshed to cross feed and upchannel ECO data. Speed of data transfer is not a critical technology, and current capabilities are adequate
to perform this function. But the integration of this information is what is lacking in 1996. Currently no
person or agency officially possesses the chartered job to collect, analyze, and disseminate all ECO data. In
2025 a system to collect and analyze the data provided by the observatories will be essential. This becomes
less of a technology issue than a functional, command and control issue. In 2025 that responsibility could fall
on CINCUSSPACECOM.
Communications between command facilities and space vehicles may greatly benefit from technological
advances. The concept describing faster-than-light communications (currently thought to be beyond current
understanding of physics) is one which would benefit, though is not necessary for, mitigation systems that
21
would facilitate endgame decision makingwhere and how to engage the ECO, for example. Not having to
enlarge the space vehicle with computer hardware containing preprogrammed or automated engagement
phase capabilities will allow larger payloads, faster engagement speeds, and farther engagement distances.
The faster-than-light communications concept hinges on a concept of the conservation of quantum properties.
If the sender alters the quantum properties of his transmitter, the receiver instantaneously is altered to
compensate for the change in quantum properties.
Additionally, very high rate (gigabyte per second) communications for data relay would greatly benefit
deep space control of intercept vehicles. Combined, these two concepts of high-speed and high-rate
communications could have far-reaching effects.
38
Computers
Probably the biggest area in which great strides can be made is in the computer processing of
observation data.
The degree volume of space scanned is limited by scan resolution and processing
capability. Faster computers coupled to more capable telescopic devices allow larger sky volumes to be
searched for ECOs. Comparing new scans with archive scans at resolutions required for early detection of
ECOs requires rapid database management tools and sophisticated analysis programs. In 1996 the shift from
photographic to digitized techniques is almost complete.
advances towards finer scan resolutions will make detection of ECOs far more complete and accurate.
Improved computing capabilities is also important in the astrometry realm. Astrometry currently relies
upon optical and radar for the follow-up tracking that permits refinement of the orbit necessary to identify an
ECO. With better orbit-calculating models that account for orbit perturbations induced by planetary gravity
(e.g., by Jupiter) and with better computing power (e.g., more significant digits), orbits can be predicted
more accurately and farther into the future than with current systems. The orbital chaos contributed by
Jupiters gravitational pull to the mechanical calculations can be minimized by better modeling and greater
computational power. Also, in 2025 we anticipate a combination of ground- and space-based remote sensing
devices for astrometric calculations. On the ground there likely would be optical (telescope) and radar
devices; in the air there would likely be optical (Hubble-like) telescopes, radar, radio array, infrared,
LIDAR, and LADAR sensors.
Finally, as the database of main belt asteroids grows, data management becomes critical. Keeping track
of hundreds of thousands of asteroids and comets calls for improved computing power, faster processing, and
larger memory. Fortunately, this power appears to be achievable in time.
As chip technology improves, memory capacity surpasses the 1 gigabyte threshold, providing an
enormous capacity to store huge amounts of data. But along with these advances, the chips and their ability to
perform becomes more susceptible to space radiation. Space vehicles using these advanced chips will
require hardening from cosmic radiation.
22
39
Intelligence
Much intelligence is required regarding NEOs, but relatively little is presently known.
This
intelligence becomes vitally important to decide which mitigation system(s) can best be used against them
and to predict the probability of mitigation success.
Specific intelligence necessary for all NEOs includes, but is not limited to, individual physical shape,
size, mass, structure, surface and interior material compositions, brittleness, terrain, velocity, and inherent
motion (e.g. spinning or wobbling).
aforementioned properties and particular weak points and maybe landing sites.
Several satellites have been used to perform NEO flybys, either as primary or secondary missions.
Much data has been obtained; however, there is much more to be gained. The recently launched Near Earth
Asteroid Rendezvous (NEAR) satellite will rendezvous with an asteroid to characterize its physical and
geological properties (elemental and mineralogical composition, density, shape, spin state, interior structure,
23
mission by ROSETTA--a European Space Agency program; Imaging of Near Earth Objects (INEO)--an
NEO flyby mission by the German Center of Applied Space Technology and Microgravity; and a yet-to-benamed near-earth asteroid rendezvous mission by the Japanese Institute of Space and Astronomical Science
(ISAS).
Clementine II is a congressionally directed technology demonstration satellite designed to test state-ofthe-art sensors, components, and subsystems in the deep-space environment. Presently, the directed baseline
mission is to fly by three near-earth asteroids (NEA) in quick succession. Several hours prior to the NEA
flyby, a small (less than 20 kilograms) probe will be released from the mothership and directed to intercept
24
The planned ISAS satellite will map the surface and hover within one foot of an asteroid.
25
These and
other missions are of critical importance if our mitigation systems are to be designed to work effectively.
26
40
C4I Summary
Table 5 summarizes the technical hurdles that must be overcome to implement the ideas outlined in this
section effectively. Overall, there are few showstoppers that prevent the implementation of a workable C4I
planetary defense subsystem. Cost of the C4I subsystem is relatively low. Current systems and capabilities
are nearly sufficient to perform the mission.
Table 5
C4I Subsystem Characteristics
System
Tech
ECO Scenario
Application*
1,2,3,4
C2 for
Now to
Detection
2025+
Systems
C2 for
Now to
1,2,3,4
Mitigation
2025+
Systems
High-Speed,
Now to
1,2,3,4
High- Memory
2025+
Computers
CommunicatNow
1,2,3,4
ions
IntelligenceNow to
1,2,3,4
gathering
2025+
sensors,
systems
*
ECO Scenarios 1-4 are described in Table 3.
Risk Level
Problems
Maintenance
Low
Large volume of
sky to scan.
Low-Med
Low
High-speed
intercept of ECO
Low-Med
Low
Requires precise
calculation of
ECO orbits
Relatively few
Low-Med
Low
Low
Requires detailed
knowledge of
ECO properties
Low-Med
Low-Med
Mitigation Subsystems
Potential mitigation subsystems are as numerous as there are science fiction novels, ranging from nearcurrent capability to the near impossible. Mitigation subsystems typically fall into two categories--those that
destroy the ECO to the point where it is no longer a hazard and those that deflect the ECO such that it would
not impact the EMS. Primary factors affecting the suitability of the mitigation subsystem are the distance at
which engagement with the ECO is desired, shape, size, composition, and inherent motion (e.g., spin) of the
ECO. (Note: These primary factors will be mentioned several times in our discussion.) Popular potential
mitigation subsystems addressed by current literature include, but are certainly not limited to, rocket
propulsion systems; rockets with chemical, nuclear, or antimatter warheads; kinetic energy systems; high-
41
energy lasers; microwave energy systems; mass drivers/reaction engines; solar sails; and solar collectors as
shown in figure 3-4.
a.
b.
c.
d.
e.
f.
42
a.
b.
c.
d.
e.
Legend: a. Biological, Chemical, Mechanical ECO Eaters; b. Supermagnetic Field Generators; c. Force
Shields; d. Tractor Beams; e. Gravity Manipulation
Figure 3-5. New Potential Mitigation Subsystems
Table 6 summarizes the aforementioned mitigation systems according to technology, ECO scenario
applicability, risk, potential problems, required maintenance, and cost. Evaluations are provided by the
authors based on their limited knowledge of the potential systems at the present time, similar evaluations
27
systems into space (other than rocket-based systems) or manned operations to assemble or operate systems
43
in space unless otherwise noted. Maintenance requirements and estimated cost for some systems are not
provided because they are too far beyond current technologies to provide this data.
Rocket propulsion systems could be employed directly to guide an ECO out of its EMS-crossing orbit.
Further, many of the subsequently discussed defense systems require delivery to or near the ECO and thus
would require a space lift system to get them there. A variety of propulsion systems including, but not limited
to, chemical, nuclear, antimatter, laser pulse detonators, ion-electricity, spark gun, super orion, DHe3 fusion
28
current capability to possible capability by 2025. (It is not the intent of this paper to discuss the variety of
propulsion systems in detail, as they are a topic of many other studies.) The main problem with the direct
method would involve attaching the rockets to the ECO. Range is a relatively simple scale-up problem for
existing propulsion systems or a change to advanced propulsion systems. Intercept capability has been
improved for missile systems recently primarily due to research in strategic defense initiative (SDI) and
theater missile defense (TMD).
Safety issues for launching larger rockets and some of the advanced
29
propulsion systems must be considered. Development costs are estimated to range from $5 to $20 billion.
44
Table 6
ECO Mitigation Systems
ECO Scenario
Application*
1, 2, 3, 4
Risk Level
Problems
Maintenance
Low-High
Safety
Low-High
Cost in billion
(dollars)
5-20
1, 2, 3, 4
Medium/
Low/
High
Space Treaties,
ECO Breakup/
Efficiency, Storage
Low/
Low/
High
1+
1+
10+
Now
1, 2, 3, 4
High
Low
10+
2005
1, 2, 3
Low
Medium
10-20
Microwaves
2015
1, 2, 3
Low
High
20+
Mass Driver/
Reaction
Engine
Solar Sails
2015
1, 2
Low
Long lead,
ECO Breakup
ABM Treaty, High
power
requirements
System size, power
requirements
May require
manned assembly
Medium
5+
2025
1, 2, 3
Low
Medium
1+
Solar
Collectors
ECO Eaters
2025
1, 2, 3
Low
Medium
5+
2025
1, 2
Low
None
1+
Magnetic
Field
Force Shield
2025+
1, 2, 3
Low
TBD
TBD
2020
1, 2, 3, 4
Low
Low
TBD
Tractor Beam
2025+
1, 2, 3, 4
Low
TBD
TBD
TBD
TBD
System
Tech
Propulsion
Now to
2025+
Now/
Now/
2025+
Nuclear/
Chemical/
Antimatter
Explosives
Kinetic
Energy
Laser
Gravity
2025+
1, 2
Manipulator
*
ECO Scenarios 1-4 are described in Table 3.
Low
May require
manned assembly
May require
manned assembly
Slow. Quantities
required.
High-power
requirements
Environment-al
effects
Undeveloped
technology
Undeveloped
technology
however, in terms of range, megatonnage of yield, and ECO intercept capability. Many scientists believe that
nuclear weapons systems are currently the only feasible method for planetary defense for most situations, and
much analysis and research has gone into the subject. Depending on the primary factors, the rocket(s) would
be launched to deflect the ECO that it would not impact the earth or to fracture the ECO into sufficiently
small pieces. The rockets may be earth- or space-based. Actual employment of the weapon system would
involve either a single or multiple proximal burst(s), surface burst(s) or subsurface burst(s). In general, in the
deflection mode, proximal bursts minimize the potential danger of fragmentation of the ECO but at a penalty
of greater required yield when compared to surface or subsurface bursts. Surface bursts could be used to
45
deflect or destroy the ECO. Subsurface bursts would be used only to fragment the ECO. Table 7 lists the
required nuclear explosive yields necessary to perturb the velocity of various size asteroids by 1 centimeter
per second (sufficient time if a decade is available to achieve deflection), or, in the case of subsurface bursts,
to fragment the asteroid into pieces less than 10 meters in diameter, as estimated by T. J. Ahrens and A. W.
Harris.
30
V.A. Simonenko et al. estimate a 1 MEGATON nuclear charge detonated on the surface can deflect a
31
300 meter astral assailant if it is engaged at a distance about equal to the earths orbital radius.
Roderick
Hyde et al. estimate that hundreds of gigatons of energy will be required to deflect an asteroid of 10
32
kilometers by about 10 meters a second at a time greater than two weeks distance from earth.
Table 7
Nuclear Charges Required for Various Asteroid Employment Scenarios
Asteroid
Size
Proximal
Burst(With
radiative
efficiency of
0.3-0.03)
Surface
(With
radiative
nuclear
charges*)
Subsurface
(Optimally
buried charges)
Subsurfacehard rock
(Optimally buried
charges)
0.1 km
0.1-1 kt
500 kg
800 kg
1 kt
3 kt
1 km
100 kt-1 mt
90 kt
22 kt
1 mt
3 mt
10 km
100 mt-1 gt
200 mt
0.6 gt
1 gt
3 gt
Note that we have extrapolated the mass required for 1,000 megaton yield.
Table 8
Mass
0.5 ton
3-4 ton
20-25 ton
120-150 ton
Though
improbable, any accident with a nuclear weapon of the size to be used, particularly during launch, obviously
46
could be catastrophic. Technically, developing and deploying such a nuclear system is possible now at an
35
explosive driven particle beam warhead, is technologically not likely to be available until beyond 2025.
37
Kinetic energy systems would use the mass and velocity of a projectile to either shatter the ECO into
smaller pieces or redirect its path. Projectiles must be of sufficient energy and size to do the job. Projectiles
would be a rocket, rocket-powered object, or, as a bizarre twist, even another asteroid. The major problem
associated with this system is the relatively large mass of projectile required to be propelled at the ECO.
Heavy spacelift systems would be required. Figure 3-6 describes the capability of 1-, 10-, and 100-meter38
diameter projectiles.
for ECOs of 100 m or less in diameter for the case of terminal intercept of less than one orbital period
warning; furthermore, it may be an effective method for ocean diversion of rocky asteroids smaller than 70
39
meters in diameter if the interceptor encounters the ECO at a distance of greater than 1/30 AU.
40
Harris agree that it is feasible to deflect 100 meter ECOs by way of direct impact.
Ahrens and
kinetic energy solution would be to use a system of small penetrators, arranged in lattice fashion, and placed
in the path of the ECO which would use the kinetic energy of the ECO against itself.
42
41
Costs of kinetic
a feasible defense system against ECOs, especially prior to 2025, at the current rate of laser development.
Laser systems, however, are currently limited by extreme size, expense, and atmospheric beam divergence.
A sufficient ground-based or space-based laser would offer the shortest response times to the ECO threat.
47
43
(Note: The three lines represent impacts by projectiles of 100, 10, and 1 meters in diameter and show how
large an asteroid may be deflected from a collision with the earth as a function of the time elapsed between
the impact on the asteroid and the predicted collision with earth)
Figure 3-6. Capability of Kinetic Energy Deflectors
A laser deflection system based near the Earth or Moon is well suited to the deflection of small bodies
44
(100-200 meters in diameter) which are more difficult to detect at large distances from Earth.
Employment
depends on the primary factors, especially the composition of the ECO, but regardless of composition, the
laser would have to either cut the ECO into smaller pieces, heat it up until it explodes from internal pressure,
melt it, or deflect it by imparting impulse energy on it. The latter option appears to be the most feasible. The
required power for a system capable to accomplish such feats may be well beyond current capability,
especially at the ranges at which the system must work if the system is earth-based. B. P. Shafer et al.
estimate that an earth-based laser beam output necessary to match the energy of a 1 megaton nuclear blast
45
(deflection mode) is roughly 1 gigajoule(s) for an uninterrupted period of 12 days, neglecting beam losses.
Such a laser would require relatively enormous optics, but innovative large optics technologies are currently
being investigated, such as 20+ meter thin film mirrors and other techniques.
conjugation correctors, shorter wavelengths, more accurate pointing and tracking techniques will also
48
46
required to account for beam losses. Space-based systems may reduce required optics size and beam losses
and thus the power required, but these advantages may be offset by the cost associated with delivering and
maintaining such systems in space. Development costs for an earth- or space-based system are estimated to
47
Microwave energy systems are similar to lasers in that they are also directed energy systems. Phased
array antennas would be used to focus microwave beams which would then deflect the ECO by, depending on
the composition of the ECO, heating the surface or subsurface, resulting in reaction to the resultant expanding
vapor plumes. Narrow band systems have a long way to go to achieve power required, but introduction of
48
new materials is expected to improve high-voltage performance, cathode emission, and pulse lengths.
Ultra-wide band (UWB) class systems with greater power capability are current technology, but the energy
flux delivered is not concentrated enough. A UWB source capable of delivering 25 gigawatts (gW) of peak
power has been demonstrated, a 100 gW pulser will be demonstrated within the year, and a terawatt machine
49
The likely limiting factor of these systems is the massive antenna arrays that
would be required. To focus microwaves on a spot 100 meters in radius at a distance of only .003 AU
requires a phased array 160 kilometers in diameter. The total radiated power would require 10 gW for
50
energy fluxes on the asteroid to reach 106 Wm-2, which would lead to sufficient deflection.
To deflect
ECOs greater than 100-200 meters in diameter, the system would likely have to be space-based. Estimated
development costs exceed $20 billion.
51
A mass driver and reaction engine requires interfacing with the ECO in such a manner that it can be
anchored to the surface. Reaction mass must be removed from the ECO then propelled into space in the
required direction, resulting in a propulsive effect in the opposite direction. Since the thrust to be developed
is proportional to the mass removal rate and the ejection velocity, a power plant able to provide sufficient
52
energy (estimated at 300m/s) is required; a nuclear plant or a solar energy plant would suffice.
Figure 3-7
depicts the capability of a mass driver using a solar energy plant operating at a realistic 10 percent efficiency
53
with solar collectors of 1 and 10 kilometers in diameter at a distance of 1 AU from the ECO.
This system
is favorable for ECOs at greater distances, which allow for greater time to influence. The mass driver
49
rendezvous with the ECO, attaching the mass driver and ejecting the mass in the desired direction. This
would be especially difficult if the ECO has an unstable surface or any inherent motion such as a spin.
Manned installation and operation may be required. Estimated development costs exceed $5 billion.
54
(Note: The mass driver is categorized by the diameter of a solar collector (at 1 AU) needed to supply
operating power at 10 percent overall efficiency. The lines for 1 and 10 km diameter circular collectors
show that modest-size systems may be capable of diverting asteroids in the 1 to 10 kilometer range.)
Figure 3-7. Capability of Mass Drivers
Solar sails would be employed in a manner similar to a sail on a sailboat or a paraglider using solar
55
radiation as wind. The required sail sizes are enormous even to deflect relatively small ECOs (fig. 3-8).
Further, solar sails would have to be attached to the ECO, and manned assembly likely would be required.
Though this system probably has the lowest risk and would be the most environmentally friendly, the space
construction effort is likely beyond our capability for at least several decades or more. The estimated cost
56
50
(Note: The three lines are for different solar sail diameters. Even small asteroids require enormous solar
sails (10 - 1,000 km in diameter) which, along with the technical difficulty of tethering them to the asteroid,
makes such a deflection system look very unfavorable.)
Figure 3-8. Capability of Solar Sails
Solar collectors would use solar sails as a solar energy collector, focus light onto the surface of the
ECO with a secondary mirror, and generate thrust on the ECO from the vaporization of the ECO. It is
estimated that a solar collector of 1 kilometer in diameter could deflect ECOs up to 3.4 km if continuously
57
58
from similar problems as the solar sail system, though also require additional hardware. Manned assembly
and operation also would likely be required. Costs for development of the system are estimated to exceed $5
billion.
59
51
(Note: This plot shows the diameter of the asteroid (or comet) that can be deflected as a function of the time
before impact. The pairs of solid and dashed lines are for silicate and icy bodies, respectively, that can be
deflected by either 1 km or 10 km diameter solar collectors. The heavy dotted curve with representative
points is for the nuclear stand-off scenario employing a 0.1 gt neutron bomb with an [optimistic] assumed
conversion of 0.3 into neutron energy.)
Figure 3-9. Asteroid deflection capabilities of solar collectors versus nuclear weapons.
60
Since this
would likely be a slow process, all primary factors must be considered, but the composition of the ECO is
most
important,
as
these
systems
would
only
work
on
particular
compositions.
Biological/chemical/mechanical eaters would have to digest or react with the ECO material in such a manner
to produce primarily a gas which would result in a net loss of mass of the ECO, or to fracture the ECO into
smaller pieces, or to make the ECO more susceptible to destruction by the earths atmosphere.
The
mechanical eater would have to fracture the ECO or to make the ECO more susceptible to destruction by the
earths atmosphere. These types of systems may have more success on comets, which are known to contain
large amounts of ice. Stony/metallic asteroids would be more difficult to attack but not impossible. The
biological and chemical agents are not envisioned to be exotic, and some related research has been done for
other purposes. A related, though more unlikely proposed concept, is a chemical morphing system, which
52
61
surface of an ECO in sufficient quantities to have an effect on them. This would probably require heavy
spacelift system with the chemical/biological agent as the payload/warhead. The mechanical systems may
have to be more complex. Self- replicating mechanical systems have been envisioned.
62
There may be
safety issues associated with accidental release of potentially toxic or otherwise dangerous
biological/chemical eaters. Cost estimates are unavailable.
Supermagnetic field generators could be effective against iron containing ECOs, though ineffective
against comets. In its simplest terms, this system would be a magnet in space activated to attract or repel an
ECO out of its orbit. The system could be based on the moon, or it could be a stand-alone satellite system or
even deployed on a captured asteroid. Potential electromagnetic interference with earth-based electrical
systems or satellites systems and environmental damage on the earth may further reduce the utility of such a
system close to earth. The required power and likely bulk of such a system make it unrealistic at the present
time. Heavy space lift may be required. No research was discovered regarding such a system. The idea is
presented for further investigation. Estimated costs are unavailable.
Star Trekian force shields are a figment of our imagination, but if perfected they would be the ideal
system against ECOs. We currently have a pseudo force shield for the earthour atmosphereeffective
63
enough to repel or destroy ECOs up to about 50 m (stony asteroids) and 100 meters (comets) in diameter.
We are concerned with ECOs of larger size. Perhaps temporarily augmenting our atmosphere by changing its
characteristics or extending it out further would enable us to mitigate larger ECOs. (Once again the concept
of chemical morphing may apply.) Ionizing a path in the atmosphere to an asteroid may induce destructive
lightning strikes, though the effects are debatable. If we can cause holes in the ozone, we ought to be able to
do similar things in reverse. Potential effects on the earths environment would be of great concern. No
dedicated research was discovered for such a system. The ideas are presented for further investigation.
Development costs are unknown.
A tractor beam is a system common in science fiction stories, but an equivalent system may not have to
be limited to fiction. The similar system would create a vacuum greater than that of space or implosion
rather than explosion to move the ECO out of its orbit. No research was discovered regarding such a system.
53
In general, it is beyond the present understanding of physics. The idea is presented for further investigation.
Estimated costs are unavailable.
Similar to a tractor beam is a gravity manipulator. If we can manipulate, or somehow take advantage of
the gravity of the Earth, the Moon, or other celestial bodies such as black holes (with enormous gravitational
64
to a position where its gravitational pull could be used against ECOs. No research was discovered regarding
such a system. In general, it is beyond the present understanding of physics. The idea is presented for further
investigation. Estimated costs are unavailable.
The far tier would be forward deployed in or above the asteroid belt, the midtier deployed
somewhere between the asteroid belt and the EMS, and the near tier deployed within the EMS (Earth, Moon,
or space-based). Each tier would have overlapping ranges and capabilities. Such a system would allow us
to mitigate all four ECO scenarios. Further, with such a system, we would have maximum warning times, the
ability to intervene at the earliest possible times, and, in some cases, the ability to reengage the ECO should
the far and/or mid tier(s) fail. Finally, such a system would take advantage of the best available subsystems
for each tier.
technologies at the times of expected deployment. Figure 3-10 provides a notional picture of the three-tier
proposal. As time goes on and technologies expand, new systems undoubtedly will be more effective and
less costly and may replace the recommended systems. Figure 3-11 is a proposed research, development,
and deployment timeline for a three-tier PDS.
54
Table 9
Three-Tier PDS
Tier
Deployment Zone
Near
Within EMS
Mid
Far
Detection
Subsystem(s)
EMS-based optics,
radar, and infrared
Space-based
optics, radar, radio
array, infrared &
LADAR
Space-based miniature
remote sensing
satellite constellations
C4I
Subsystem(s)
Primarily conventional
Earth-based
Conventional Earth
and space-based
Mitigation
Subsystem(s)
EMS-based rockets
with nuclear warheads
Space-based kinetic
energy systems
Conventional Earth
and space-based &
forward- deployed
comm. relay satellites
Space-based laser
systems
Each tier would be developed sequentially from near to far, with the detection systems developed and
deployed first, in parallel with and followed by C4I systems and in parallel with and followed by mitigation
systems.
Near
Mid
Far
55
Figure 3-11. Proposed three-tier PDS research, development, and deployment timelines.
.
Notes
1
Planetary Defense System (PDS) Mission Statement based on consensus by the 2025 Planetary
Defense team (Team B).
2
Proceedings of the Near-Earth-Object Interception Workshop, eds. G. H. Canavan, J. C. Solem, and
J. D. G. Rather (Los Alamos, N. Mex.: Los Alamos National Laboratory, 1992), 85. We have modified the
table.
3
Proceedings of the 1993 Space Surveillance Workshop 30 March1 April 1993, eds. R. W. Miller
and R. Sridharan (Lexington, Mass.: Lincoln Laboratory, 1993), 213.
4
John S. Lewis, Rain of Iron and Ice (Reading, Mass.: Addison-Wesley, 1996), 76.
5
Ibid., 79.
6
Tom Gehrels, Spacewatch, A Presentation Prepared for Plenary Session I: Threat Workshop
(Livermore, Calif.: Lawrence Livermore National Laboratory, 22 May 1995).
7
Tom Gehrels, Collisions with Comets and Asteroids, Scientific American (March 1996), 59.
8
A. Carusi et al. Near-Earth Objects: Present Search Programs, in Hazards Due to Comets and
Asteroids, ed. Tom Gehrels (Tucson, Ariz.: University of Arizona Press, 1994), 12935.
56
The NASA Ames Space Science Division, The Spaceguard Survey: Hazard of Cosmic Impacts
(Moffett Field, Calif.: San Juan Capistrano Research Institute, 1996), 93.
10
Edward Bowell and Karri Muinonen, Earth-Crossing Asteroids and Comets: Groundbased Search
Strategies, in Hazards Due to Comets and Asteroids, ed. Tom Gehrels (Tucson, Ariz.: University of
Arizona Press, 1994), 185.
11
The NASA Ames Space Science Division, 8.1.
12
Ibid., 5.1.
13
Ibid., 5.3.
14
Lewis, Rain of Iron and Ice, 212.
15
J. H. Darrah, Near Earth Object Search with Ground Based Electro-Optical Space Surveillance
System (GEODSS), A Presentation Prepared for Plenary Session I: Threat Workshop (Livermore, Calif.:
Lawrence Livermore National Laboratory, 22 May 1995).
16
Proceedings of the Near-Earth-Object Interception Workshop, eds. G. H. Canavan, J. C. Solem,
and J. D. G. Rather (Los Alamos, N. Mex.: Los Alamos National Laboratory, 1992), 18.
17
2025 Concept, No. 900412, Change Detection, 2025 Concepts Database (Maxwell AFB, Ala.: Air
War College/2025, 1996).
18
USAF Scientific Advisory Board, New World Vistas: Air and Space Power for the 21st Century,
summary volume (Washington, D.C.: USAF Scientific Advisory Board, 15 December 1995), 20.
19
Proceedings of the Near-Earth-Object Interception Workshop, 238.
20
Air Superiority, B. F. Cooling, ed. (Washington, D.C.: Center for Air Force History, 1994), 11578.
21
2025 Concept, No. 200013, Quantum Effect Communications, 2025 Concepts Database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
22
Ibid.
23
A. F. Cheng et al, Missions to Near Earth Objects, in Hazards Due to Comets and Asteroids, ed.
Tom Gehrels (Tucson, Ariz.: University of Arizona Press, 1994), 65169.
24
Anonymous, Clementine II WWW Page, n.p.; on-line, Internet, 30 May 1996, available from
http://trex.atsc.allied.com.
25
A.F. Cheng et al., 668.
26
A.F. Cheng et al.; S. Nozette et al., DoD Technologies and Missions of Relevance to Asteroid and
Comet Exploration and T. D. Jones et al., Human Exploration of Near Earth Asteroids from Hazards Due
to Comets and Asteroids, ed. Tom Gehrels (Tucson, Ariz.: University of Arizona Press, 1994), 651710.
27
Proceedings of the Near-Earth-Object Interception Workshop, 234; H. J. Melosh, I.V. Nemchinov
and Yu. I. Zetzer, Non-Nuclear Asteroid Diversion, in Hazards Due to Comets and Asteroids, ed. Tom
Gehrels (Tucson, Ariz.: University of Arizona Press, 1994), 111131.
28
LCDR Mark J. Hellstern et al., Spacelift - Integration of Aerospace Core Competencies, A 2025
White Paper (Maxwell AFB, Ala.: Air War College, 1996), 1736; Proceedings of the Near-Earth-Object
Interception Workshop, 229-232.
29
Proceedings of the Near-Earth-Object Interception Workshop, 234.
30
T. J. Ahrens and Alan W. Harris, Deflection and Fragmentation of Near Earth Asteroids, in
Hazards Due to Comets and Asteroids, ed. Tom Gehrels (Tucson, Ariz.: University of Arizona Press, 1994),
92223.
31
V.A. Simonenko et al., Defending the Earth Against Impacts from Large Comets and Asteroids, in
Hazards Due to Comets and Asteroids, ed. Tom Gehrels (Tucson, Ariz.: University of Arizona Press,
1994), 949.
32
Roderick Hyde et al., Cosmic Bombardment III: Ways and Means of Effectively Intercepting the
Bomblets, A Presentation Prepared for the NASA NEO Workshop, 14 January 1992.
33
Lowell L. Wood et al., Cosmic Bombardment IV: Averting Catastrophe In the Here-And-Now, A
Presentation to Problems of Earth Protection Against the Impact With NEOs, 26-30 September 1994; B.P.
57
Shafer et al., The Coupling of Energy to Asteroids and Comets, in Hazards Due to Comets and Asteroids,
ed. Tom Gehrels (Tucson, Ariz.: University of Arizona Press, 1994), 9551012; and Johndale C. Solem and
Charles M. Snell, Terminal Intercept for Less Than One Orbital Period Warning, in Hazards Due to
Comets and Asteroids, ed. Tom Gehrels (Tucson, Ariz.: University of Arizona Press, 1994), 101333.
34
L. R. Sikes and D. M. Davis, The Yields of Soviet Strategic Weapons, Scientific American
(1987): 2937.
35
Proceedings of the Near-Earth-Object Interception Workshop, 234. The figure reflected in the
reference is actually $0, however, we felt modifications to existing systems would be necessary at a cost of
at least $1B.
36
Director, Test and Evaluation and Technology Requirements and US Naval War College, High
Energy Particle Beam (HEPB) Warhead, Technologies Initiatives Game 95 (Systems Handbook), 5961.
37
Proceedings of the Near-Earth-Object Interception Workshop, 234.
38
Melosh, Nemchinov and Zetzer, 1116.
39
Solem and Snell, 103032.
40
Ahrens and Harris, 904.
41
Hyde et al.
42
Proceedings of the Near-Earth-Object Interception Workshop, 235.
43
New World Vistas, (unpublished draft, the space applications volume), 113.
44
Melosh, Nemchinov and Zetzer, 1130.
45
Shafer et al., 965.
46
New World Vistas, (unpublished draft, the space applications volume), 81.
47
Proceedings of the Near-Earth-Object Interception Workshop, 23435; New World Vistas,
(unpublished draft, the directed energy volume), 24. USAF Scientific Advisory Board estimates laser energy
costs at $1-$2 per joule up to the megajoule range.
48
New World Vistas, (unpublished draft, the directed energy volume), 59.
49
Ibid.
50
Melosh, Nemchinov and Zetzer, 112930.
51
Proceedings of the Near-Earth-Object Interception Workshop, 234. The directed energy cost was
doubled to account for the large phased array required.
52
Melosh, Nemchinov and Zetzer, 111718.
53
Ibid., 1119.
54
Proceedings of the Near-Earth-Object Interception Workshop, 234.
55
Melosh, Nemchinov and Zetzer, 1120.
56
Proceedings of the Near-Earth-Object Interception Workshop, 234.
57
Melosh, Nemchinov and Zetzer, 1125.
58
Ibid., 1126.
59
Proceedings of the Near-Earth-Object Interception Workshop, 234. This figure was obtained by
averaging the cost of solar sails and the cost for directed energy systems.
60
Director, Test and Evaluation and Technology Requirements and U.S. Naval War College. AntiMaterial Biological Agents, Technologies Initiatives Game 95 (Systems Handbook), 14851.
61
2025 Concept, No. 900393, Chemical Morphing Weapon, 2025 Concepts Database (Maxwell
AFB, Ala.: Air War College/2025, 1996).
62
Preparing for Planetary Defense, Spacecast 2020 White Paper, R-29.
63
D. Morrison, C. R. Chapman, and Paul Slovic, The Impact Hazard, in Hazards Due to Comets and
Asteroids, ed. by Tom Gehrels (Tucson, Ariz.: University of Arizona Press, 1994), 64.
64
2025 Concept, No. 900394, Gravity Manipulation, 2025 Concepts Database (Maxwell AFB, Ala.:
Air War College/2025, 1996).
58
Chapter 4
Dual-Use Benefits
A PDS system has many potential dual-use capabilities, with or without modification, such as earth and
space surveillance, space debris detection and mitigation, ballistic missile defense, and as a space-based
offensive weapons system. The overall system is, however, only one of many benefits of a decision to
embark on a PDS research, development, and deployment effort.
The technologies required for the PDS would be, in of themselves, major benefits of such a program.
Indeed, revolutionary deep-space detection methods, quantum communications, ultra-fast computer
processing, large data-storage capabilities, high specific impulse propulsion, high kinetic energy systems,
high power-directed energy systems,
chemical, biological, and mechanical eaters, magnetic and force field generation, tractor beams and
gravity manipulators, and the ability to manhandle large objects in space and move them into more desirable
orbits present significant technical challenges. Once developed, however, these new technologies will, in
effect, change our lives, as military and commercial spin-offs and dual-use capabilities from these new
technologies will dramatically stimulate the global economy. As deep-space detection allows us to reflect,
we may find answers to energy shortages and sources of dwindling critical resources.
It is conceivable that not only would the PDS serve as a defensive system for EMS protection, it also
could be used to maneuver selected asteroids into stable earth orbits for various operations. A particularly
interesting benefit involves mining asteroids for their rich deposits of metals and other valuable minerals. A
thought brings into focus a space mining company making frequent trips into space to mine the asteroid that
presented the original global threat. Further, controlled asteroids could be used as space bases or platforms
59
for space stations or space colonies. Indeed, such possibilities would enhance the attractiveness of the PDS
effort due to their economic potential.
60
Chapter 5
Recommendations
As we bring our discussion to a close, we issue the recommendations that follow. We also advance the
caveat that simply because meteorologists include no data regarding planetary defense in their evening
forecast is no reason to disregard or minimize such a significant issue.
Benefits
The Planetary Defense System (PDS) will provide a functional defensive capability against threat
objects from space by 2025a capability that may prevent catastrophic destruction and loss of life and even
save the human race from extinction. Obviously, there is no guarantee that an asteroid or comet will pose a
threat before, during, or even after this time frame, but, in any case, the global community will be prepared
once the PDS is developed and deployed. The previous chapter also listed numerous dual-use benefits for
the PDS.
Issues
Although promising signs exist in terms of more frequent workshops, technical discussions, and
increased international cooperation, we must address several issues to resolve the planetary defense problem
by 2025. First and foremost, does the global community believe that an unacceptable risk to the EMS exists,
and, if so, is it committed to developing a solution? Obviously, the concepts presented in this paper require
many new technologies that will take much time, talent, and resources to develop. Commitment does not
61
equate to paper studies aloneit must be supported by substantial research and funding for these studies to
be followed up with action. In an era of declining budgets, this issue presents a significant dilemma for
leaders across the world. It should be remembered, however, that the threat of nuclear war was uncertain
and even improbable during the cold war period; yet, the US spent more than $3 trillion over this 50-year
time frame to maintain its strength against this uncertainty. These authors suggest that one needs only to
consider the potential catastrophic effects from a large (>1 km diameter) ECO impact to conclude that
humanity has a moral obligation to protect humanity.
Second, once a PDS becomes functional, especially if nuclear weapons are used, who controls it? Is it
the United States, the United Nations or, perhaps, a consortium of world leaders that contributed to its
development? These authors contend that the UN should be the controlling authority for the PDS. We
acknowledge that such countries as the US, Russia, China, and possibly members of the European Union
should carry greater weight and provide primary leadership for an effort of this magnitude. To gain the
support of other nations, however, it will likely be necessary to use the UN as the controlling authority.
Third, some alternate future worlds developed during the 2025 study present a bleak outlook for
enhanced technical development and resourcing during the next 30 years. Although these worlds are not
predictive in nature, they do highlight that, if global conditions do not favor large monetary expenditures and
committed focus on technical development, including the US itself, needs and ideas will never result in the
required technologies to support a PDS.
Investigative Recommendations
The planetary defense problem is real and deserves serious attention. In this regard, we provide the
following recommendations.
1. It is imperative that the global community unite to discuss, debate, and agree upon a plan to deal
with the planetary defense problem. The participation by an increasing number of countries during technical
workshops is highly encouraging. However, it must be noted that this is only an initial step in a long-term
process. It is recommended that these workshops continue at all costs, since they require commitment and
support by all nations.
62
2. Recommend that a team of engineers and scientists from the US, Russia, China and the European
Union brief Congress on the results of the planetary defense studies, emphasizing the ECO threat, by Spring
1997. Additionally, to garner support from other countries, recommend that this team, led by the deputy
undersecretary of defense for space and the deputy director of space policy, present the planetary defense
topic at a future combined session of the United Nations, preferably within the same timeframe. Hopefully,
such an effort will lead to a cooperative spirit among these nations.
3. Working closely with other nations, recommend that the US take the lead in developing and
executing a program to educate the public about the ECO threat problem. This program is not intended to
create anxiety or panic; rather, it seeks to reduce them through increased awareness. As discussed earlier,
television documentaries and such computer links as the Internet will serve as the best educational media.
Properly developed and presented, these tools would also serve as means of increasing support for further
research, resourcing, and, ultimately, the development of a PDS.
4. We recommend the formal establishment of a global PDS consortium, perhaps at the next ECO
workshop or during the proposed UN session, to commit required research and development funds for initial
studies and PDS strategy development that will be required for the ultimate production of a three-tier PDS for
EMS defense against ECOs. As a sign of good faith, we also recommend that the US immediately restore the
$20 million to support Clementine II and sign-on as a primary stockholder for planetary defense.
5. Recommend that a phased acquisition strategy be adopted and implemented, leading to the
ultimate development and deployment of a complete three-tier (consisting of detection, C4I and mitigation
subsystems at each tier) PDS by 2025. For the near term, recommend that most of the available resources be
used to upgrade detection capabilities worldwide, enabling scientists to more efficiently detect, and classify
unknown ECOs.
Historically, humankind has used ingenuity and cunning to develop solutions to life-threatening
challenges. Some of these threats have been immediate; others possible but not probable; and still others
extremely remote. But, although planetary defense falls into the latter category, one must consider the
extreme consequences that would likely result from an ECO impact. The issue is not if, but when an asteroid
or comet will suddenly be detected as an EMS threat, causing global chaos and panic and ultimately placing
all of humanity at risk. Obviously, our forefathers thought highly enough about our species to invest in
63
capabilities to ensure its survival. The obvious question, then, is: Do todays leaders possess the same
conviction towards preserving the human race, and, are they willing to invest in the PDS as a catastrophic
health insurance policy for planet Earth?
64
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