Development of Insight - Analayo
Development of Insight - Analayo
I. Introduction
With the present paper I investigate how key aspects of insight delineated in the early discourses have been approached in modern day Theravda meditation practice. In order to illustrate one of the ways in which such practice has been undertaken, I take as an example what at present appears to be the most widely practiced Theravda vipassan method. This is the vipassan tradition of the Burmese lay meditation teacher U Ba Khin (18991971), in the form as it is taught by his Indian disciple S.N. Goenka (1924). My study proceeds through the following topics: II.1 "Tranquillity and insight" examines the relationship between samatha and vipassan. II.2 "Vipassan meditation as taught by S.N. Goenka" provides a brief survey of this particular form of insight practice. III.1 "The significance of dependent arising" summarizes different interpretations of the doctrine of pa icca samuppda. III. 2 "Sa khras in the context of dependent arising" explores the recurrent reference made by S.N. Goenka to "eradicating past sa khras". IV.1 "The interrelation of the four satipa hnas" investigates how these four aspects of mindfulness practice relate to each other. IV.2 "Contemplation of vedan and the four satipa hnas" illustrates that contemplation of feeling can be used to develop all four satipa hnas. V.1 "The three characteristics" examines how in the discourses insight into impermanence leads on to insight into the other two characteristics. V.2 "Full awakening" surveys the role of contemplation of vedan in relation to the attainment of full awakening by the two chief disciples of the Buddha: Sriputta and Mahmoggallna.
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unlike once-returners. This suggests the development of concentrative proficiency by way of absorption attainment to be a requirement for non-return and full awakening. In sum, it seems to me that the perspective afforded by the early discourses would be that the lower two levels of awakening stream-entry and once-return are within reach of those who have not developed their concentrative abilities up to the level of absorption attainment, whereas the two higher levels of awakening appear to require such concentrative proficiency.5
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dation for the growth of insight. During longer courses, practitioners are encouraged to develop concentration up to the level of the first absorption (jhna). Nevertheless, access concentration (upacra samdhi) is reckoned a sufficient basis for the attainment of the lower two stages of awakening, that is, for stream-entry and once-return. Attempting to progress to the higher stages of absorption is therefore not recommended to those who have not yet reached once-return, as until then the gaining of liberating insight should be given foremost priority. Hence it is only after once-return has been accomplished that the development of tranquillity by way of the higher stages of absorption comes into its own. By progressing from a first period of observing the sensations created by the breath process to a comprehensive contemplation of sensations in the whole body, the shift from tranquillity to insight in the vipassan tradition as taught by S.N. Goenka takes place gradually. The structured approach of systematically scanning the body helps the practitioner to avoid distraction during the practice, thus providing some continuity in the development of mental collectedness even at a stage where priority is given to the arousing of insight into impermanence. Nevertheless, the gradual scanning of the body is a form of practice that operates in the realm of variegated sensory experience and has as its purpose the development of insight into the three characteristics. Therefore, it clearly falls into what modern meditation traditions refer to as vipassan.7 The training in the vipassan tradition as taught by S.N. Goenka then culminates in a form of practice where insight unfolds in a passively receptive mind. At this stage, the mind is free from the hindrances and thereby has become so firmly established in present moment awareness of the impermanent nature of sensations that it no longer needs the support of systematic scanning.
The term samatha in its modern use stands instead for a mode of practice that eventually leaves sensory experience behind to develop a unitary type of experience. For a practical example illustrating this basic difference cf. Anlayo 2006/2010a: 108. 8 Ud 1.1 at Ud 1,6 and its parallel T 212 at T 4, 775c19. 9 SN 12.10 at SN II 10,1, with a parallel in S 285 at T 2, 79c28; a Sanskrit fragment parallel has been reconstructed by Waldschmidt 1957/1967: 312 and Trip h 1962: 8994. 10 On the significance of insight into dependent arising in relation to the decisive breakthrough to stream-entry cf. Bodhi 2009: 68f.
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In spite of this importance, interpretations of this particular aspect of Buddhist doctrine vary. According to the commentarial tradition, the twelve links of dependent arising involve three life times. The earliest explicit occurrence of this mode of explanation in the Pli canon appears to be found in the Pa isambhidmagga,11 a work that according to von Hinber (1996/1997: 60) "probably ... was composed too late ... to be included into the Abhidhammapi aka, which was already closed, while the end of the Khuddakanikya always remained open for additions". In the Sarvstivda tradition, the same mode of interpretation is found in the Jnaprasthna and thus in what is part of the canonical Abhidharma.12 In the Pli canon, the Pa isambhid-magga has as its predecessor the Vibha ga, the second and perhaps earliest book in the canonical Abhidharma collection of the Theravda tradition. Regarding the topic of dependent arising, the Vibha ga presents an alternative mode of interpretation, which applies each of the twelve links of dependent arising to a single mind-moment.13 The Vibha ga explains that, when considered from this viewpoint, the reference to 'birth' in the context of the twelve links can be understood to refer to the arising of mental states.14 A similar interpretation can be found in the Mahvibh of the Sarvstivda tradition.15 The same Vibha ga, however, also follows the traditional mode of interpretation which it designates as the approach based on the discourses (suttantabhjanya), in contrast to the approach based on the Abhidharma (abhidhammabhjanya) according to which 'birth' stands for actual rebirth.16 In other words, while the Vibha ga clearly testifies to the ancientness of the
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Pa is I 52,19; Bodhi 2000: 741 note 50 points out that SN 12.19 at SN II 23,ult. constitutes a precedent for the fourfold division that underlies the three-lives scheme; for parallels cf. S 294 at T 2, 83c24 and the Sanskrit fragments reconstructed in Trip h 1962: 140. T 1544 at T 26, 921b17 distinguishes the twelve links into three time periods, with the first two (ignorance and sa khras) pertaining to the past, whereas birth, old age and death pertain to the future. Vibh 144,2. Vibh 145,14: "what is [meant by] 'conditioned by becoming there is birth'? The birth of those [mental] states, their being born, appearing, fully appearing and manifesting that is reckoned to be [the meaning of] 'conditioned by becoming there is birth'", tattha katam bhavapaccay jti? y tesa dhammna jti sajti nibbatti abhinibbatti ptubhvo, aya vuccati bhavapaccay jti. T 1545 at T 27, 118c13, which applies the twelve links to a state of mind, explaining that "the arising of [mental] states like this is 'birth'", ; cf. also the Abhidharmakoabh ya 3.25 in Pradhan 1967: 133,1, which proclaims that all twelve links can be found in a single moment, ekasmin khalvapi k a e dvda gni bhavanti. Vibh 137,13: "what is [meant by] 'conditioned by becoming there is birth'? The birth of these or those living beings in this or that category of living beings, their being born, coming into existence, appearing, fully appearing, the manifesting of [their] aggregates, the acquiring of [their] sense-spheres that is reckoned to be [the meaning of] 'conditioned by becoming there is birth'"; tattha katam bhavapaccay jti? y tesa tesa sattna tamhi tamhi sattanikye jti sajti okkanti nibbatti abhinibbatti khandhna ptubhvo, yatanna pa ilbho, aya vuccati bhavapaccay jti.
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idea that the twelve links can be applied to a single mind-moment, it at the same time presents an interpretation of the link of 'birth' as standing for actual rebirth as the original intention of the discourses. Notably, the Vibha ga sees these two approaches as complementary viewpoints, not as contradictory positions. In modern times, Bhikkhu Buddhadsa (1979/1992) and Bhikkhu avra (1987: 1640) have argued against the three lives interpretation of dependent arising, with a critical reply in defence of the traditional explanation offered by Bhikkhu Bodhi (1998). According to Jurewicz (2000), the formulation of dependent arising by way of twelve links may involve a criticism of a Vedic creation myth.17 This would be in line with a general tendency evident in the early discourses of re-interpreting ideas and conceptions prevalent in ancient India in order to express Buddhist teachings.18 From a practical viewpoint, the principle of conditionality itself would be of central importance, which operates in relation to each of the twelve links be this in the present moment or over three lifetimes. This much can be gathered from a Pli discourse, according to which "dependent arising" refers to this principle of specific conditionality, whereas the twelve links are things that are dependently arisen.19 Thus insight into dependent arising could be developed based on observing the basic principle of conditionality that operates between any of the twelve links. Here the conditional relationship between feeling (vedan) and craving (ta h) would be an obvious choice, given that it is based on feelings that craving arises. It is at the moment when craving arises that the dependent arising of dukkha can be intercepted, by avoiding reactions that are under the influence of craving in relation to whatever vedan is experienced. For this purpose, contemplation of feelings (vedannupassan) recommends itself, since it is through mindfulness of feelings and sensations that the way of reacting to them will come into the light of awareness. The tendency of reacting to vedan with craving has its root in ignorance, mentioned at the beginning of the series of dependent arising, according to which
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For a recent discussion cf. Jones 2009. Rhys Davids 1921: 132 captures this tendency by speaking of "pouring new wine into the old bottles", which Hershock 2005: 4 sees as a "general strategy of accepting, but then pointedly revising the meaning" of contemporary conceptions. For other examples cf. e.g. Norman 1991/ 1993 or the recent study by Gombrich 2009. Behind this tendency stands a mode of thought that has been referred to as "inclusivism" by Hacker 1983: 12, which Schmithausen 2005: 171 explains as "the tendency to include, in a subordinate position and, if necessary, with some modifications, important elements of rival institutions or movements into the framework of ones own theory or practice"; cf. also Ruegg 2008: 9799. SN 12.20 at SN II 26,5 explains that "this suchness, this non-falseness, this non-otherwiseness, this [principle of] specific conditionality that, monks, is reckoned to be dependent arising", y tatra tathat avitathat anaathat idappaccayat, aya vuccati, bhikkhave, pa iccasamuppdo.
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sa khras depend on ignorance. Hence I now turn in more detail to the impact of sa khras under the influence of ignorance on the experience of vedan, which is at the same time a key aspect of the vipassan meditation taught by S.N. Goenka.
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For a survey of various nuances of the term sa khra cf. Anlayo 2006/2010b. MN 57 at MN I 389,30: "having generated an afflictive bodily sa khra, having generated an afflictive verbal sa khra, having generated an afflictive mental sa khra, one arises in an afflictive world", sabybajjha kyasa khra abhisa kharitv sabybajjha vacsa khra abhisa kharitv sabybajjha manosa khra abhisa kharitv, sabybajjha loka upapajjati (cf. also AN 4.232 at AN II 231,8). A similar statement is made in a Tibetan parallel, D mngon pa ju 168a5 or Q tu 194a3, for a study and translation of which cf. Skilling 1979. SN 12.64 at SN II 101,13: "when there is growth of sa khras, there is the production of renewed existence in the future", yattha atthi sa khrna vuddhi, atthi tattha yati punabbhavbhinibbatti, with a similarly worded parallel in S 374 at T 2, 103a4: , . SN 12.39 at SN II 66,8: "monks, what one intends, what one plans, what one has an underlying tendency towards, that is the basis for the establishment of consciousness; this basis being there, consciousness becomes fully established; consciousness being fully established and having come to grow there is the descent of name-and-form, conditioned by name-and-form there are the six sense-spheres, conditioned by the six sense-spheres there is contact, conditioned by contact there is feeling ..." (etc.), ya ca, bhikkhave, ceteti ya ca pakappeti ya ca anuseti, ramma am eta hoti vi assa hitiy, ramma e sati pati h vi assa hoti, tasmi pati hite vi e vir he nmarpassa avakkanti hoti, nmarpapaccay sa yatana , sa yatanapaccay phasso, phassapaccay vedan ... (etc.). The parallel S 360 at T 2, 100b3 differs in that, instead of continuing after the descent of name-and-form with the six sense-spheres etc., it directly proceeds to birth, old age, disease, death etc., , , , , , , , , , , , , , , , .
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(vedan).24 In other words, it is at the point of experiencing feelings that the underlying tendencies to react with desire, aversion or ignorance manifest. The growth of insight into the impermanent nature of feelings can in turn gradually eradicate those tendencies, by eliminating their root condition of ignorance. It is against this background that the repeated reference to "eradicating past sa khras" in the instructions given during a course in the vipassan tradition as taught by S.N. Goenka could be understood. Although this expression is not found in the discourses,25 the term sa khra as the second link in the dependent arising of dukkha would cover the above-mentioned underlying tendencies of the mind, all of which are rooted in ignorance.26 These tendencies are the result of past reactions and in turn influence the way one reacts in the present. This reaction then again strengthens or weakens those tendencies, depending on how one reacts. The instructions given during a course taught by S.N. Goenka clarify that an eradication of such 'past sa khras' will only take place when the experience of vedan is combined with insight into impermanence. Thus instead of reacting to vedan, the experience of vedan takes place with detachment and equanimity, due to clear awareness of the impermanent nature of any feeling or sensation. In this way, a gradual de-conditioning takes place. Such gradual de-conditioning is based on three key aspects of the practice: - the scanning of the body with awareness grounds the practitioner in the direct experience of sensations in the present moment; - the maintenance of equanimity counters reacting to the pushing force of the underlying tendencies;
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MN 44 at MN I 303,8 explains that "the underlying tendency to desire tends to underlie ... pleasant feeling, the underlying tendency to aversion tends to underlie painful feeling, the underlying tendency to ignorance tends to underlie neutral feeling", sukhya ... vedanya rgnusayo anuseti, dukkhya vedanya pa ighnusayo anuseti, adukkhamasukhya vedanya avijjnusayo anuseti. The same statement is found in the parallel version M 210 at T 1, 789c1: ... , ... , ... , whereas a Tibetan parallel differs, as in each case it speaks of the feeling leading to an "increase" of the respective defilement, instead of referring to a respective "underlying tendency", cf. D mngon pa ju 9b5 or Q tu 10b7: bde bai tshor ba la dod chags rgyas par gyur ro, sdug bsngal gyi tshor ba la zhe sdang rgyas par gyur ro, bde ba yang ma yin sdug bsngal ba yang ma yin pai tshor ba la gti mug rgyas par gyur ro. The notion that sa khras of the past can become the object of contemplation, however, is implicit in the standard catechism on the five aggregates, which in the context of a description of how to contemplate not-self applies the qualification "past, present, and future" (attngatapaccuppanna) to each aggregate and hence also to sa khras, cf. e.g. MN 35 at MN I 235,2 and its parallel S 110 at T 2, 36c29. Taking sa khras as representative of the underlying tendencies rooted in ignorance would also help to understand the notion that "deep-seated sa khras come to the surface and are eliminated when one continues to practise vedannupassan", cf. de Silva 1990: 178. Such a proposition need, however, not necessarily imply that "kamma gets expiated by giving rise to vipka", as suggested by ibid. p. 173, since not all feelings are the result of karma, cf. SN 36.21 at SN IV 230,13 and its parallel S 977 at T 2, 252c21; cf. also Anlayo 2003: 168f.
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the continuous awareness of the impermanent nature of what is experienced provides the all important input of insight that counters ignorance. In this way, the dependent arising of dukkha can be intercepted at the crucial junction between feeling and craving. This takes place by gradually eradicating the mental conditionings sa khras which, because of being rooted in ignorance, are responsible for reacting to vedan by way of craving.
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This is the case for the first four of the sixteen steps of mindfulness of breathing, cf. MN 10 at MN I 56,12, with a parallel in M 98 at T 1, 582c12. MN 118 at MN III 83,21 and its parallel S 810 at T 2, 208a25 describe how mindfulness of breathing fulfils the four establishments of mindfulness, and at MN III 85,8 and T 2, 208b15 state that any of the four establishments of mindfulness can become the basis for fulfilling the seven factors of awakening. For a comparative study of these two discourses cf. Anlayo 2007; for a study of the awakening factors cf. Gethin 1992: 146189 and Anlayo 2003: 233242.
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The importance of being anchored in the body through kyagatsati for establishing sense-restraint is illustrated in SN 35.206 at SN IV 200,5 and its parallel S 1171 at T 2, 313b5 with the image of a strong post to which various wild animals are bound, making it impossible for them to go wherever they want. Another simile to illustrate the same importance describes a man who has to carry a pot brimful of oil on his head through a crowd that is watching a dancing girl, being followed by another man ready to cut off his head with a sword if he spills the oil, cf. SN 47.20 at SN V 170,2 and its parallel S 623 at T 2, 174b21. For a more detailed discussion cf. Anlayo 2009b: 8184. SN 36.6 at SN IV 208,7 and its parallel S 470 at T 2, 120a9.
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by the mind. In fact, a vedan is always a mental event, being part of "name" (nma) in name-and-form (nma-rpa).32 Without the mind, there will not be any feeling or sensation. Yet, these same feelings are not experienced only in the mind. The bodily feeling of pain is evidently an experience that also involves the body. Moreover, even mental feelings of anguish will have an effect on the body. That mental pain or mental pleasure has an effect on the body is in fact explicitly depicted in the discourses. Examples would be descriptions of how the purely mental feelings of joy and happiness experienced during absorption affect the whole body;33 or how the mental displeasure at being rebuked can have such bodily effects as sagging shoulders and dropping of the head in shame.34 The point of the distinction between bodily and mental feelings in the early discourses, then, is not that some feelings are only experienced in the body, others only in the mind. Instead, this distinction refers to where they originate from. That is, the point at stake is which sense-door has been the basis for the coming into being of pleasant or painful feeling, whose experience usually involves the body as well as the mind. Hence contemplating sensations within the framework of the body would also cover mental feelings, in as much as their experience affects the body. In fact, in the above mentioned example regarding the mental feelings of joy and happiness experienced during absorption, awareness of how the body is pervaded by such happiness is explicitly reckoned as a form of contemplation of the body (kynupassan), making it clear that these mental feelings can be experienced by directing awareness to their effect on the body. In sum, then, the average experience of vedan has a bodily and a mental component, and thus can be approached from each of these two aspects. The vipassan tradition taught by S.N. Goenka has chosen to focus on the bodily manifestation of vedan, as this is easily discernible and at the same time provides an anchoring of the practitioner in the present moment experience of the body. Such giving priority to the bodily experience of sensations does not mean, however, that feelings arisen at any of the other sense-doors will necessarily be ignored, as these can also be experienced based on the way they affect the body. IV.2c) Contemplation of the Mind In regard to contemplation of the mind, awareness of feelings undertaken in this way can enable detecting the arising of unwholesome mental states at an early stage of their formation. Often enough, the first evaluative input provided by feeling leads to subsequent mental reactions tinged by desire and aversion. If already
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MN 9 at MN I 53,11 and M 29 at T 1, 463c25. MN 119 at MN III 92,25 and its parallel M 81 at T 1, 555b18, translated in Kuan 2008: 158. MN 22 at MN I 132,28, where the parallel M 200 at T 1, 764a7 does not mention the sagging shoulders.
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at the stage of feeling the underlying tendencies to desire and aversion are noticed, it becomes possible to nip the reaction in the bud. With seasoned practice of contemplation undertaken in this way, a remarkable potential unfolds, as it becomes possible to catch the first arising of mental reactions at the level of vedan. Such quick recognition of the affective attitude underlying a particular thought or experience takes place without getting carried away by the thought itself, since the basic mode of contemplation automatically combines such recognition with remaining well grounded in the physical experience of the body through awareness of sensations. IV.2d) Contemplation of Dharmas In relation to this satipa hna, the npnasati-sutta provides another important indication, namely that contemplation of dharmas can be undertaken by contemplating: - impermanence, - fading away, - cessation, - relinquishment.35 Such contemplation is a natural outcome of the practice taught by S.N. Goenka, where noting the impermanent nature of vedan leads to insight into their constant fading away and cessation, which in turn issues in relinquishment of one's affective involvement with them. Contemplation of dharmas in the Satipa hna-sutta begins with awareness directed to the hindrances. Here the above-mentioned potential of quickly recognizing mental conditions through continuous awareness of vedan is of considerable significance, as quick recognition of the arising of a hindrance is crucial for smooth progress of the meditation practice. Thus contemplation of vedan can go a long way in alerting the more proficient practitioner to the initial stages of the arising of a hindrance. This thereby enables their overcoming through mere mindful observation, as often enough they have not yet gathered sufficient strength to overpower the mind. Contemplation of dharmas in the Satipa hna-sutta also covers the five aggregates. The above-mentioned experience of the dissolution (bha ga) of bodily and mental phenomena through sustained practice of the vipassan meditation as taught by S.N. Goenka would fulfil the basic principle underlying con35
MN 118 at MN III 84,27: "Monks, at the time when a monk trains contemplating impermanence ... contemplating fading away ... contemplating cessation ... contemplating relinquishment ... at that time, monks, in regard to dharmas a monk dwells contemplating dharmas", yasmi samaye, bhikkhave, bhikkhu aniccnupass ... virgnupass ... nirodhnupass ... pa inissaggnupass ... sikkhati, dhammesu dhammnupass, bhikkhave, tasmi samaye bhikkhu viharati. The parallel S 810 at T 2, 208b10 differs in as much as it speaks of contemplating "impermanence", "eradication", "fading away" (or "dispassion") and "cessation", , , , ; cf. also Anlayo 2007: 146f.
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templation of the rise and fall of the five aggregates,36 as such experience reveals how all aspects of body and mind are in constant change. Another object of contemplation of dharmas in the Satipa hna-sutta are the six sense-spheres. With higher stages in the practice of contemplation of vedan, it becomes possible to remain well grounded in awareness of bodily sensations with whatever happens at any sense-door.37 Undertaken in this way, meditative practice yields a comprehensive and continuous awareness of impermanence. Such a mode of practice could also be implicit in a description in the discourses, according to which mindfulness and clear comprehension (satisampajaa) can be developed by clearly knowing: - feelings as they arise, remain and pass away; - perceptions as they arise, remain and pass away; - thoughts as they arise, remain and pass away.38 The progression from feelings to perceptions and thoughts in this description could be significant, since once awareness of the impermanence of feelings is well established, the arising of any perception or thought becomes naturally part of the overall experience of impermanence that remains rooted in contemplation of vedan.39 As already mentioned above, the npnasati-sutta indicates that contemplation of vedan can on its own lead to the development of the awakening factors. Hence even if practice is not developed in such a way as to cover all four satipa hnas, the key requirement for liberating insight establishing the awakening factors would be possible. The awakening factors receive in fact considerable attention in the instructions given during longer courses taught by by S.N. Goenka. In these he describes how the joy (pti) and the deeper levels of tranquillity (passaddhi) experienced during advanced practice should lead up to a condition of equanimity (upekkh) in order for the decisive breakthrough to awakening to take place. The culmination point of satipa hna practice is insight into the four noble
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Gethin 1986: 43 notes that contemplation of the impermanent nature of the five aggregates stands out in the discourses for its eminent potential to issue in liberating insight. That this would be a more advanced form of practice can be seen from the indication given by U Ba Khin 1977/1993: 251 who, after noting that "one can develop the understanding of impermanence through any of the six organs of sense", remarks that, however, "one should have oneself well established in the understanding of impermanence through body feeling before any attempt is made through other sense-doors". AN 8.9 at AN IV 168,12: "known feelings arise, known they are present, known they disappear, known perceptions ... known thoughts arise, known they are present, known they disappear", vidit vedan uppajjanti, vidit upa hahanti, vidit abhatta gacchanti, vidit sa ... vidit vitakk uppajjanti, vidit upa hahanti, vidit abbhatta gacchanti, with parallels in S 275 at T 2,73b24, S2 6 at T 2, 375b10, and fragment SHT VI 1226: 5Vb in Bechert 1989: 22. According to U Ba Khin 1977/1993: 250, the vipassan method he teaches "includes contemplation on the changing nature of thought-elements ... at times the attention will be on impermanence of matter only. At times the attention may be on impermanence of thought-elements".
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truths. Such insight is a natural outcome of the mode of practice undertaken in the vipassan tradition as taught by S.N. Goenka, given that awareness of vedan as the condition for craving inevitably leads to a growing appreciation of dukkha, its arising, its cessation, and the path to be undertaken to reach that cessation. To the progression from impermanence to dukkha and beyond I now turn in more detail.
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E.g. SN 48.9 at SN V 197,19: "a noble disciple is wise, endowed with wisdom regarding the arising and disappearance [of phenomena], which is noble and penetrative, which leads to the complete destruction of dukkha this, monks, is reckoned to be the faculty of wisdom", ariyasvako paav hoti udayatthagminiy paaya samanngato ariyya nibbedhikya sammdukkhakhayagminiy, ida vuccati, bhikkhave, paindriya (the same definition for wisdom as a power (bala) can be found in AN 5.2 at AN III 2,25). The parallel S 647 at T 2, 182c10 instead speaks of insight into the four noble truths. SN 22.51 at SN III 51,12: "he sees the body as impermanent, that is his right view; seeing rightly he becomes disenchanted ... and with the destruction of desire and delight his mind is reckoned to be liberated, well liberated", rpa aniccan ti passati, yya hoti sammdi hi, sammpassa nibbindati ... nandirgakkhay citta vimutta suvimuttan ti vuccati (the same is then repeated for the other aggregates); SN 35.155 at SN IV 142,1: "he sees the eye as impermanent, that is his right view; seeing rightly he becomes disenchanted ... and with the destruction of desire and delight his mind is reckoned to be well liberated", cakkhu aniccan ti passati, sya hoti sammdi hi, sammpassa nibbindati ... nandirgakkhay citta suvimuttan ti vuccati (the same is then repeated for the other senses), with a close parallel in S 188 at T 2, 49b8: ... , ... , . MN 117 at MN III 71,24, M 189 at T 1, 735c13 and D mngon pa nyu 44b4 or Q thu 84a5. MN 10 at MN I 59,23: "he dwells contemplating the nature of arising in feelings, he dwells contemplating the nature of passing away in feelings, he dwells contemplating the nature of arising and passing away in feelings", samudayadhammnupass v vedansu viharati, vayadhammnupass v vedansu viharati samudayavayadhammnupass v vedansu viharati, with a similar instruction in the parallel E 12.1 at T 2, 568c13: ... ,
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marks the difference between mere satipa hna and what can count as its 'development', satipa hnabhvan.44 Based on a thorough appreciation of impermanence, insight needs to proceed to the other two characteristics (lakkha a). This progression is depicted in a standard catechism found in the discourses, which according to tradition also served as the instruction that led the first five monk disciples of the Buddha to full awakening. According to this instruction, each of the five aggregates and therewith the whole of one's subjective experience is first to be seen as impermanent. Given that it is impermanent, one next comes to realize that there cannot be any lasting satisfaction in it, that is, what is impermanent is dukkha.45 This then leads to the insight that, whatever is impermanent, unsatisfactory, and of a nature to change, cannot be appropriated as 'mine', or identified with as 'I', let alone taking it as a 'self'.46 The same basic pattern underlies a set of perceptions, which proceed through the following three steps: - 'perception of impermanence', - 'perception of unsatisfactoriness in what is impermanent', - 'perception of not-self in what is unsatisfactory'.47 The way these perceptions are formulated indicates that progression from one characteristic to the next does not require a change of object. Instead, it involves a change of perspective. What has been seen with insight as impermanent, is now seen as unsatisfactory; in fact it is precisely because it is impermanent that it is unsatisfactory. And what is unsatisfactory is then contemplated as not-self; again, it is precisely because it is unsatisfactory that it makes no sense to hold on to it as 'mine' or to identify with it in terms of 'I am this' or 'this is my self'.48 These passages show how the three characteristics build on each other. The same progression is a central feature in the vipassan meditation tradition taught by S.N. Goenka, where importance is first given to laying a firm foundation in continuous awareness of impermanence as the key aspect of insight meditation. During longer courses, practitioners are then urged to proceed from contemplation
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. SN 47.40 at SN V 183,15. SN 22.59 at SN III 67,25 and S 34 at T 2, 7c20. SN 22.59 at SN III 67,27: "what is impermanent, unsatisfactory and of a nature to change, is it appropriate to regard it as 'this is mine', 'I am this', 'this is my self'? ya pannicca dukkha vipari madhamma kalla nu ta samanupassitu : eta mama, eso 'ham asmi, eso me att ti? The monks reply that this is not appropriate. The parallel in S 34 at T 2, 7c21 proceeds similarly. E.g. DN 33 at DN III 243,3: anniccasaa, anicce dukkhasa, dukkhe anattasa, with a counterpart in D 9 at T 1, 52b5: , , ; for a reconstruction of the corresponding Sanskrit fragments cf. Stache-Rosen 1968: 148. Gombrich 2009: 9 captures this dependence of not-self on impermanence by commenting that much of the misunderstandings surrounding the term anatt could be avoided if one were to translate it as 'no [unchanging] self'.
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of impermanence to an appreciation of dukkha and of not-self, in order to prepare them for the breakthrough to awakening.
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SN 22.122 at SN III 168,1 indicates that by "wisely attending to the five aggregates [affected] by clinging as impermanent, as unsatisfactory, as a disease, as a tumour, as a dart, as a misery, as an affliction, as alien, as disintegrating, as void, as not-self, one may attain the fruit of stream-entry", pacupdnakkhandhe aniccato dukkhato rogato ga ato sallato aghato bdhato parato palokato suato anattato yoniso manasi karonto sotpattiphalam sacchikareyya (the present passage does not give the list of qualities in full, reading only dukkhato pe anattato, the full list is found in the previous paragraph of the text). According to the commentary, Spk II 334,8, this series of qualifications can be subsumed under the three characteristics. In the parallel S 259 at T 2, 65b14, the five aggregates [affected] by clinging are given energetic attention to as a disease, a carbuncle, a thorn, a killer, impermanent, unsatisfactory, void and not-self, , , , , , , , , . What has been preserved of a version of this discourse in Sanskrit fragment SHT IV 30e in Sander 1980: 85 indicates that attention should constantly be given (abhk a manasikarttavy ) to the five aggregates [affected] by clinging as a "disease", a "dart", a "misery", "impermanent", "unsatisfactory", "void" and "not-self", ro[ga]to (V10), alyata (R5), aghata (R3 and R5), anityato or anityata (V8, R3 and R5), du khata (V8, R3 and R 5), unyata (V8 and R3), antmato (V8 and R3). The Mahvastu also associates Sriputta's full awakening with the Drghanakha-parivrjakastra, cf. Senart 1897: 67,7, as does Xunzng ( ) in his travel records, T 2087 at T 51, 925a10, the *Mahprajpramit-(upadea)-stra, T 1509 at T 25, 62a23, and the *Mahvibh , T 1545 at T 27, 510b1. Regarding the reference to Sriputta's attainment of cessation in MN 111 at MN III 28,25, I assume that this discourse may only be depicting his insight practice up to non-return, with which according to Vism 702,23 the attainment of cessation becomes possible (and at least the influx of sensuality is destroyed); cf. also Abhidh-k 2.43 in Pradhan 1967: 70,14, according to which the attainment of cessation is the domain of ariyans only, a position also reflected in the *Mahvibh , T 1545 at T 27, 780a1, and the Yogcrabhmi, T 1579 at T 30, 469a6. MN 74 at MN I 500,25: "feeling is impermanent, conditioned, dependently arisen, of a nature to
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Buddha was pointing to the need to relinquish feelings through direct understanding, an insight that triggered his full awakening.52 The full awakening of the other chief disciple of the Buddha, Mahmoggallna, is recorded in a discourse in the A guttara-nikya and its parallels. The discourse reports that the Buddha taught Mahmoggallna various approaches for overcoming torpor. At the end of this instruction, Mahmoggallna inquired about full liberation from craving. The Buddha replied by describing contemplation of all feelings as impermanent, as fading away, as ceasing and as something to be relinquished. Such contemplation leads to not clinging to anything and becoming liberated.53 According to the commentary, Mahmoggallna reached full awakenbe destroyed, of a nature to disappear, of a nature to fade away, of a nature to cease ... seeing this ... a learned noble disciple becomes disenchanted with feelings, being disenchanted he becomes dispassionate and by dispassion he is liberated", vedan anicc sa khat pa iccasamuppann khayadhamm vayadhamm virgadhamm nirodhadhamm, eva passa ... sutav ariyasvako ... vedanya nibbindati, nibbinda virajjati, virg vimuccati. Several parallels to this instruction add to this awareness of the gratification, danger and escape in regard to feelings, cf. S 969 at T 2, 249c15, Sanskrit fragment fol. 165a45 in Pischel 1904: 815, and a counterpart in the Avadnaataka in Speyer 1909/1970: 193,1. MN 74 at MN I 501,3: "'the Well Gone One is telling us to relinquish those things through direct knowledge', on reflecting like this, the mind of the venerable Sriputta was liberated from the influxes through not clinging", tesa tesa kira no, sugato, dhammna abhi pa inissaggam h ti. itih' ida yasmato sriputtassa pa isacikkhato anupdya savehi citta vimucci. The parallel versions represent the same more in terms of actual meditation practice. S 969 at T 2, 249c29: "he contemplated those dharmas as impermanent, contemplated their arising and ceasing, contemplated dispassion, contemplated full eradication, contemplated relinquishment", , , , , . S2 203 at T 2, 449b22: "he contemplated all these dharmas as impermanent, promptly realised dispassion, [thereby] discarding and relinquishing all views", , , . Fol. 166a5 in Pischel 1904: 815 similarly refers to contemplating dispassion, virgnupayino. According to the Tibetan Pravrajyvastu in Eimer 1983: 104,21, Sriputta reached full awakening after contemplating the relinquishment of all phenomena, dispassion, extinction, and complete relinquishing, chos de dang de dag la spong bar rjes su lta zhing gnas pa dang,dod chags dang bral bar rjes su lta ba dang, gog par rjes su lta ba dang, rab tu spong bar rjes su lta zhing gnas pa. The Avadnaataka in Speyer 1909/1970: 194,5 reports that Sriputta contemplated impermanence, passing away, dispassion, cessation, and relinquishment, anityatnudarino viharato vyaynudarino virgnudarino nirodhnudarina pratini sargnudarino, with the Tibetan counterpart in Devacandra 1996: 718,2 similarly reading mi rtag par rjes su lta bas gnas pa dang, jig par rjes su lta ba dang, dod chags dang bral bar rjes su lta ba dang, gog par rjes su lta ba dang, dor bar rjes su lta bas gnas nas. AN 7.58 at AN IV 88,16: "whatever feeling he feels ... he dwells contemplating those feelings as impermanent, dwells contemplating their fading away, dwells contemplating their cessation, dwells contemplating their giving up; dwelling like this ... he does not cling to anything in the world, not clinging he is not agitated, not being agitated he by himself attains Nirv a", ya kici vedana vediyati ... so tsu vedansu aniccnupass viharati, virgnupass viharati, nirodhnupass viharati, pa inissaggnupass viharati, so ... viharanto na ca kici loke updiyati, anupdiya na paritassati, aparitassa paccatta yeva parinibbyati. A similar instruction in the parallel M 83 at T 1, 560b5 describes "contemplating" feelings as "impermanent", as "rising and falling", as to be "eradicated", as "fading away", as "ceasing", and as to be "relin-
52
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ing through this instruction.54 The cases of these two chief disciples of the Buddha thus provide clear examples of how contemplating the impermanent nature of vedan can issue in the final breakthrough to full awakening.
VI. Conclusion
In sum, the foregoing has shown how key aspects of the development of insight delineated in the early discourses could be approached through modern day Theravda meditation practice as exemplified in the U Ba Khin vipassan tradition, taught by S.N. Goenka. A description of the actual technique of gradually scanning the body as such, however, does not seem to be found in the discourses.55 In fact, when describing the experience of dissolution of the body and the mind, the instructions given during a vipassan course taught by S.N. Goenka employ terms like kalpa or bhava ga, which appear to stem from a later period than the early discourses.56 The same is true of other modern day vipassan meditation traditions, whose techniques as such cannot be found in the early discourses and which draw upon the fully developed Theravda system, using terminology that came into use considerably later. Nevertheless, such modern practices do seem to present viable modes of implementing the instructions on the development of insight found in the early discourses. In as much as they conform to the basic pattern laid out for the practice of insight by giving importance to a direct experience of the three characteristics, they can rightfully lay a claim to being in accordance with the original instructions. In fact, the generality of the instructions found in the early discourses in a
quished", , , , , , , cf. also T 47 at T 1, 837c7. Mp IV 44,23. VRI 1990/2002 discusses a stanza in Ud 3.1 at Ud 21,11, which describes "a monk who leaves behind all karma, shaking off the dust of what formerly had been done", sabbakammajahassa bhikkhuno, dhunamnassa purekata raja . According to the introductory narration, the Buddha spoke these verses in relation to a monk who was enduring painful feelings that were the result of former deeds. VRI 1990/2002: 26 understands the reference to dhunamnassa purekata raja as representing a process of "combing out all the old defilements from the fabric of consciousness" and assumes that these verses "set out the complete technique of Vipassana meditation" (p. 24). This interpretation seems uncertain, as elsewhere in the discourses the verb dhunati has a figurative sense, standing e.g. for shaking off Mra's army, SN 6.14 at SN I 156,ult. and Th 256, or for shaking off doubt by being given an explanation, Sn 682 (cf. in more detail Anlayo 2009a: 16). Moreover, according to the commentary on this passage, Ud-a 165,2, the monk in question was an arahant, so that, at least from the commentarial perspective, his shaking off (or 'combing out') was not leading him any further on the path to liberation. For a detailed study of the bhava ga cf. Gethin 1994; arguments in favour of a relative earliness of the concept are advanced by Wijesekera 1976, on which cf. also Cousins 1981: 45 note 4. On the late nature of the concept of kalpas cf. atiloka 1952/1988: 247, Karunadasa 1989: 142, Bodhi 1993: 14, and Ronkin 2005: 58f.
54 55
56
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way leaves it up to practitioners to develop their own more precise methods of putting those instructions into practice, thereby enabling them to proceed on the path to awakening in the way best suited to their own particular capacities and proclivities. In the end, it is precisely this that really counts, namely that one actually walks the path to awakening. "You have to make an effort, Tathgatas [just] teach [you how], Practitioners who meditate, Are [going to be] released from Mra's bondage." Tumhehi kiccam tappa akkhtro tathgat pa ipann pamokkhanti jhyino Mrabandhan.57
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Dhp 276. Ling 1962: 65 comments that this stanza gives "a useful summary of what the Canon as a whole has to say on the subject" of reaching liberation from Mra. A parallel in Patna Dharmapada 359, Cone 1989: 198, similarly reads tubbhehi kiccam tappa , akkhtro tathgat, pa ipa pramokkhanti, jhyino mraba dhan (= 360 in Roth 1980: 129). The Sanskrit Udna collection, 12.9 and 12.11 in Bernhard 1965: 195, has its counterpart verses, with some minor variations, in separate stanzas: yu mbhir eva kara yam, khytras tathgat ... pratipannak prahsyanti, dhyyino mrabandhanam, the same pattern recurs in the Tibetan version, 12.9 and 12.11 in Beckh 1911: 40: de bzhin gshegs pa ston pa ste, khyed cag rnams kyis bya dgos so ... ting nge dzin la rab zhugs te, bdud kyi ching ba spang bar gyis (Zongtse 1990: 131 reads gnas te instead of zhugs te). A to some extent comparable set of verses can be found among the Chinese Dharmapada and Udna collections, which begins by indicating that "I have taught you the Dharma" or "I have taught the path", followed with the instruction that "you should make an effort yourselves, having received the words of the Tathgata", T 210 at T 4, 569b24: ... , , T 212 at T 4, 683c8: ... , , T 213 at T 4, 783b5-7: ... , , for a parallel in a Tocharian fragment cf. no. 27b4-6 in Sieg 1949: 46; cf. also Sieg 1931: 495.
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Abbreviations:
AN D D Dhp DN E M MN Mp Pa is Q S S2 SHT SN Sn Spk T Th Ud Ud-a Vibh Vism A guttara-nikya Derge edition Drgha-gama (T 1) Dhammapada Dgha-nikya Ekottarika-gama (T 125) Madhyama-gama (T 26) Majjhima-nikya Manorathapra Pa isambhidmagga Peking edition Sa yukta-gama (T 99) 'other' Sa yukta-gama (T 100) Sanskrithandschriften aus den Turfanfunden Sa yutta-nikya Suttanipta Sratthappaksin Taish edition (CBETA) Theragth Udna Paramatthadpan Vibha ga Visuddhimagga
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