Mock Trial Guide
Mock Trial Guide
Points of view or opinions in this publication are those of the authors and do not necessarily represent the official policies or position of the American Bar Association. Design by Pinckard-Gill Creative copyright 2002 American Bar Association ISBN Number: 1-59031-154-X
Table of Contents
2 3 4 4 5 7 8 9 s Introduction s Objectives of Mock Trials s Mock Trials and Critical Thinking s Types of Mock Trials s How to Prepare for and Conduct Mock Trials in the Classroom s The Playing Fields of Mock Trials s Introducing the Trial Process and Steps in a Trial s Roles in Criminal Trials
10 s Rules of Evidence 12 s Helpful Hints for Mock Trial Participants 14 s Direct and Cross-Examination Questions 16 s Mock Trial Judging Form 17 s Selecting, Preparing, and Using Judges 18 s Questions for Class Discussion Following Mock Trials 19 s Analyzing Your Mock Trial 20 s Moot Court (Appeal) Activities 21 s Going Beyond the Classroom 22 s Sample Mock Trials 23 s Elementary School Mock TrialBig Bad Wolf v. Curly Pig 32 s Trial Based on LiteratureHarry Potter and the Sorcerers Stone (Grades 59) 33 s Middle School Trial (Grades 68) 35 s Mediation and the Adversary Process (Grades 58; 912) 37 s Small Claims Mock Hearings (Secondary) 38 s State v. Randall (Secondary) 40 s Historical Mock TrialThe Case of Galileo Galilei (Secondary) 45 s In the Matter of Toni Radcliffe (Secondary) 49 s Further Information and Materials About Mock Trials
Introduction
This is a revised edition of a booklet first published in 1987 and often reprinted since then. The original Putting on Mock Trials was one of the most popular publications ever offered by the ABAs Division for Public Education. Now, mock trials are more popular than ever, the Internet has evolved as a terrific resource for all kinds of mock trial questions, and there are many new mock trials. For all these reasons, weve revised and expanded the original booklet, adding several new trials and plenty of helpful new information. Many people from all over the country contributed articles or trials to this work, and we acknowledge each of them after their entry. Compiling and overseeing this revised edition was Margaret E. Fisher, an attorney/educator with many years experience in teaching law to the public. She is an adjunct professor at the Seattle University School of Law and also assists the state courts of Washington with educational programs. Besides selecting a number of new contributions to the booklet, Professor Fisher saw that all existing entries were reviewed and updated if necessary. Thanks to her hard work (and that of the booklets original editor, Rick Roe of Georgetown University Law Center), this booklet will help anyone put on exciting, stimulating mock trials that engage students while educating them. So whether youre contemplating doing your first mock trial or completing your one-hundredth, youll find plenty of practical, hands-on help in these pages.
cross the country, exercises are going on that look like trials. They deal with real facts and common situations. They feature judges, lawyers, witnesses, and jurors. Everything is as realistic as possibleexcept that the participants are youngsters who are learning about law and the legal system through a simulation known as the mock trial. Why is it that the trialsomething that for years was considered solely the province of the legal professionhas become such a popular educational experience for students? Part of the mock trials appeal lies in the fun involved in preparing for and participating in the simulated trial. Who doesnt want to becomeif only for a brief timea member of The Practice, a zealous prosecutor, a distinguished judge, or the aggrieved plaintiff demanding justice? While televisions depiction of trials often distorts the reality of legal procedures, the courtroom dramas that come into our homes several times each week surely heighten the mock trial experience for students.
Mock trials also provide a natural opportunity to incorporate field experiences and community resource persons into the school curriculum. Trips to the local courts to observe real attorneys, witnesses, and judges in action are a natural prelude to or follow-up activity for the mock trial. In addition, mock trials are a great way for attorneys, law students, and judges to Through participation in mock trials students gain contribute to an insiders perspective on courtroom procedures school programs. critical analysis of problems Community strategic thinking resources who questioning skills come into listening skills classrooms to skills in oral presentation and extemporaneous argument help students skills in preparing and organizing material prepare, act as judges, or exposure to a wide variety of law-related careers debrief the trial are performing a valuable service, which will easily lead to further cooperation with the schools. This interaction with actual people in the legal system can go a long way toward changing the negative attitudes of some toward the legal profession. In addition, these resource people will often develop more positive attitudes toward students from their experience with mock trials. Finally, the mock trial experience can serve to prepare students for possible future involvement as parties, witnesses, or jurors in trials. Their participation can reduce fear and help provide the knowledge and motivation needed to perform these roles more effectively.
Adapted by Margaret Fisher from the Street Law Mock Trial Manual of Street Law, Inc., available from Social Studies School Service, 10200 Jefferson Blvd., Dept. A3, P.O. Box 802, Culver City, CA 90230; 800/421-4246; www.socialstudies.com; Order Code Z33-WEB.
Scripted mock trials: Students are assigned to read specific parts. Role-play mock trials: Students receive a set of facts, a statement of the law, along with witness statements or directions to students to create the statements, and possibly exhibits, from which students must develop a case theory, opening statements, questions, and closing arguments, in conformance with modified rules of evidence and established courtroom procedure.
who should be held responsible for a particular wrong or injury, it is helpful to have the members of the jury use these tools to answer the following questions: (1) how does one determine responsibility; (2) what is a fair response to the wrong or injury; and (3) were the procedures used to make the decision fair. Using sets of intellectual tools helps students come to a conclusion about what should be done. But it also asks them to consider whether their verdict is consistent with democratic principles and ideals. It illustrates how complicated some of these issues are, moving the decisionmakers away from simplistic solutions. Mock trial to moot court Appealing the decision arrived at in a mock trial to an appellate court allows students to argue whether or not the law, the procedures, or the decisions meet the test of constitutionality. This approach can involve students in the roles of justices, appellant and respondent attorneys, and law clerks who help do research. The appeals process also allows participants not only to be concerned with court procedure and what the law states, but also to think about what the law should be.
Source: Article by Alita Letwin in the Center Correspondent, published by the Center for Civic Education and revised in 2002.
other cases, students are merely recruited from other classes or the class presenting the trial. Role-play mock trial formats range from very informal activities in which questions are created by the student participants (sometimes on the spot) to formal attempts to simulate the actual trial process. The most sophisticated mock trials are generally presented as part of mock trial competitions at the local, regional, state, or national level. Competitions require extensive preparation and generally are done as an extracurricular activity. These mock trials may include pretrial motions that affect how later aspects of the trial will develop. The format chosen depends, of course, upon the objectives and time that the resource person and teacher have established for the activity. Many teachers prefer to begin by using a scripted trial to familiarize students with court procedure, language, and protocol before introducing a role-play mock trial. However, it is strongly recommended that students at some point have a chance to prepare and enact a role-play mock trial, in which much more critical thinking and learning takes place. But regardless of how mock trials are used, teachers often feel that training would help them feel more comfortable with this strategy in the classroom. This training is another great opportunity for resource people. Professional development sessions for teachers explore the rationale for using mock trials in the classroom, explain simplified rules of evidence and procedure, and offer teachers an opportunity to prepare for and walk through a mock trial under the supervision of group leaders and attorneys. Training and community resources are a big help, but theyre not essential. Lawyers and teachers can still conduct mock trials by following the basic steps outlined here and by doing further reading or becoming familiar with available mock trials.
nesss testimony), have students develop them, or use already published trial materials. Try to match the trial to the skills and sophistication of your students. For example, if your students are unfamiliar with mock trials, you probably should begin with a simple exercise. Remember that the aim of mock trial isnt always to imitate reality, but rather to create a learning experience for students. Just as those learning piano begin with simple exercises, so those learning mock trials can begin simply and work up to cases that more closely approach the drama and substantive dimensions of the real thing. Depending upon the amount of time allocated, teachers may divide the class into prosecution/plaintiff and defense teams, balancing the abilities and skills of both sides. The teacher may poll students as to their top three role preferences for the trial and use these preferences to assign students to roles.
Students should be assigned to play attorneys, witnesses, bailiff, and clerk. Other students could be assigned to groups to assist each witness and attorney to prepare for trial. For example, a trial could easily involve the entire class. The tasks for the prosecution team, in order of presentation at the trial are opening statement, direct examination of each prosecution witness, cross-examination of each defense witness, and the closing Tasks for the prosecution team are argument. Tasks for the opening statement defense team are opening direct examination (prosecution witnesses) statement, cross-examina cross-examination (defense witnesses) tion of each prosecution witness, direct examination closing argument of each defense witness, and the closing argument. In addition, four students are needed as witnesses, and twelve students can serve as the jury. Such a division of tasks directly involves approximately two dozen students, and others can be used as bailiff, court clerk, and judge, and as possible replacements for participants, especially witnesses, in the event of an unexpected absence. Still other students may serve as media representatives who observe the trial and then file their reports by making a presentation to the class in the form
Tasks for the defense team are opening statement cross-examination (prosecution witnesses) direct examination (defense witnesses) closing argument
of an article or editorial following the trial. Students with artistic ability may be assigned to create exhibits for the court and/or sketch participants during the trial for use in a school newspaper report. Students work in the above-mentioned task-groups in class for one or more class periods, with the assistance of the teacher and an attorney or law student.
Jurors preparation: explore role of jury research historical development of the jury system investigate jury reform
During the preparation time, jurors might explore the role of the jury, the historical development of the jury system, jury reform, and other topics related to their part in the mock trial. Student attorneys should use this time to outline the opening statements they will make. Because these statements focus the attention of the jury on the evidence that will be presented, it will be important for these students to work in close cooperation with all Attorneys preparation: attorneys and witnesses for their side. work with all attorneys and witnesses Student attorneys should for their side develop questions to ask their study evidence own witnesses and rehearse outline opening statements their direct examination with develop witnesses questions these witnesses. While some rehearse direct examination of witnesses attorney-witness groups are constructing the questions practice cross-examination and testimony for direct examination, other attorneys should be practicing how they will cross-examine the witnesses for the other side. The closing arguments are rather challenging since they must be flexible presentations, reviewing not only the evidence presented for ones side but also underscoring weaknesses and inconsistencies in the other sides case that arise out of the trial proceedings. By the way, dont be alarmed if your students arent very proficient at first. They will develop questioning and oral advocacy skills through repeated use of the exercise. Once all preparation has been completed, Source: Adapted by convert the classroom into a courtroom by rearMargaret Fisher, ranging desks to resemble a court setting.
2002, from an article by Lee Arbetman and Ed OBrien, Update on Law-Related Education, Winter 1978.
jury determines the facts in a case, primarily through their acceptance or rejection of the testimony offered by various witnesses for both sides. The judge deals with questions of law. Dont interrupt the trial to point out errors. If a witness comes up with an off-the-wall comment, or if a student playing an attorney fails to raise an obvious objection, let it go. Wait until the debriefing, when youll be able to put the whole exercise in perspective. For educational purposes, it may be best to have the jury deliberate in front of the entire class, instead of retiring to a private place as occurs in actual trials. This will enable students to see firsthand the process of decision making and to learn what evidence was persuasive and why. Since the student jury may be representative of the community, their deliberations should provide a good analogy to real jury deliberations. Set aside sufficient time for debriefing what happened in the trial. The debriefing is the most important part of the mock trial exercise. It should bring the experience into focus, relating the mock trial to the actors and processes of the American court system. Students should review the issues of the trial, the strengths and shortcomings of each partys case, and the broader questions about our trial system. Does our judicial system assure a fair trial for the accused or for the parties in a civil case? Are some parts of the trial more important than others? Would you trust a jury of your peers to determine your guilt or innocence or whether you should be liable to pay money to a plaintiff? Students should also explore their reactions to playing attorneys, witnesses, jurors, and the judge. What roles do each play in the trial process? The debriefing is an excellent way to make the most of the Debriefing process: resource persons review the issues experience and discuss strengths and insights. Since the mock trial is a weaknesses of both common frame of sides reference, the does our system assure resource person a fair trial has a natural vehi are some parts of the cle for expressing trial more important ideas and observations, and students than others should be better would you trust a jury able to grasp the to determine your fate points that are being discussed.
Conduct the trial with a teacher, student, or resource person (perhaps a law student, lawyer, or actual judge) as a judge. A student jury may be used. Students should understand that the
Young peoples characters are tested and strengthened on the playing fields of mock trial.
comment not on winning championships but on the selfconfidence, maturity, and strength of character that they developed in the arduous process of preparing for competition. One student on this years team said, Mock trial is the most rewarding and enjoyable experience of my entire high school career. I learned to have faith in my ability to accomplish things I never thought I was capable of. Another student, who learned a more difficult but perhaps more important and enduring lesson, wrote me the following: Dear Mr. Nagel, There was no doubt that my selection to the B Team [the junior varsity, or Second Team] was devastating. I felt that I had paid my dues. I had spent my sophomore year learning the ins and outs of mock trial I had no idea how to react. Shocked, I didnt know how to feel. I decided to stick with mock trial in hopes of moving up, if I worked my tail off. Before districts, Charlie called and told me that if I worked harder, I would be moved up to the A Team and someone else would be demoted to the B Team. I was excited at the chance to redeem myself and salvage whatever ego I had left. But something told me that there was a reason why I was on the B team in the first place. How was it that someone who worked harder than I did was going to be demoted because I got a fire lit under me and decided to finally go to work? In the workplace, does someone who has proven his skills and worked hard get demoted because a slacker decides he finally wants to put in some effort? No. And I realized that Charlies idea was not you made that was so hard for you. I bet you never knew that, essentially, you decided to teach me how to succeed. The Duke of Wellington once said that the Battle of Waterloo was won on the playing fields of Eton; likewise, young peoples characters are tested and strengthened on the playing fields of mock trial. Former U.S. Supreme Court Justice Benjamin Cardozo described this philosophy best: In the end the great truth will have been learned: that the quest is greater than what is sought, the effort finer than the prize (or, rather, that the effort is the prize), the victory cheap and hollow were it not for the rigor of the game. Mr. Rick Nagel Social Studies Teacher Franklin High School
Objectives Students will be able to 1. Explain the purpose of the trial process. 2. Describe alternatives to the trial process. 3. List and explain the major steps in the trial. 4. Name the parties to a case. 5. Explain the roles of attorneys, judge, and jury in the trial process. Activities 1. Reading Assignment Either for homework or in class, students should read background information on the trial process. 2. Vocabulary Exercise Ask students to list at least five new words for vocabulary building. Alternatively, begin a class discussion by listing key words and phrases on the board (e.g., adversary system, plaintiff, prosecution, defendant, evidence, etc.) and eliciting definitions from the class. 3. Small-Group Discussion Exercise Divide the class into groups of 35. Ask them to develop at least two examples of noncriminal disputes that might wind up in a trial. Ask them to discuss alternative methods of dispute resolution for each case and to identify when a trial might be the only solution. (20 min.) 4. Homework Assignment and Discussion Exercise Ask students to bring in an article concerning an incident that might result in a trial. In class, discuss why the disputes arose. Identify a possible way to settle the cases out of court. Ask students: If the parties go to court, what would they hope to accomplish? (20 min.) 5. Steps in a Trial Have students state the order of events in a trial and list them on the board; alternatively, give large sheets of paper to small groups and ask them to develop their own list of trial procedures. After full class discussion, discuss ways in which the classs ideas about trial procedures match or vary from the actual procedure. Which is better? Why? (15 min.) 6. Homework Assignment Direct students to make personal charts of the trial process. Ask them to clip articles about a trial currently in the news and to identify what particular steps in a trial are referred to in the articles. Quiz students on the trial process and the steps in a trial.
7. Field Trip to Court Make arrangements through the clerk of the local court or an attorney for a visit by the class. Find out what phase of a trial students are likely to be observing, and whether it will be a civil or a criminal proceeding. (If your mock trial will be a civil case, you may prefer to observe a civil trial.) Spend some time in class the day before reviewing the characteristics of the civil or criminal process as appropriate. As a homework assignment after the field trip, ask students to write several paragraphs answering these questions: What kind of trial was observed, and what portion of the trial? Who were the most important people in the courtroom, and what did they do? What facts did the class learn during their observation of the trial? What do you think happened after the class left? Did this process seem like a good way to deal with the particular problem involved? What alternatives would you recommend? Discuss the field trip, based on the homework responses, in large or small groups during the next class. (A half or one full day) 8. Guest Speakers Having one or more attorneys or a judge visit in class is a good alternative or addition to a field trip to court. Be sure they are adequately briefed regarding (a) the grade level, age, and prior legal knowledge of the class; (b) objectives for the visit; (c) particular subject areas the class desires to discuss; and (d) details of any activity to be conducted while the speaker is present. (One class period) 9. Distribute Mock Trial Materials and Assign Reading At this point, the mock trial case and related materials should be distributed and assigned for homework reading.
Source: Excerpted from the Street Law Mock Trial Manual, available from Social Studies School Service, 10200 Jefferson Blvd., Dept., A3, P.O. Box 802, Culver City, CA 90230; 800/4214246, www.socialstudies.com; Order Code Z33-WEB.
could not reasonably claim to have a periscope on the roof or to have glimpsed the person through a tear in the curtains. Neither response would be reasonable, and both would add a very important fact, which cannot be found in the case materials. If a witness is asked a question calling for an answer, which cannot reasonably be implied from the material provided, she must reply, I dont know or I cant remember. (Note: If prosecution witnesses wish to testify about the physical characteristics of the defendants, they should base their statements on the actual people playing the defendants on the day of trial. Witnesses, then, must have a chance to see each other before the trial begins.)
Witnesses
They supply the facts in the case. Witnesses may testify only to facts stated in or reasonably implied from the witness sheets or fact situation. Suppose that a witnesss sheet states that he left the Ajax Store and walked to his car. On cross-examination he is asked whether he left the store through the Washington Street or California Avenue exit. Without any additional facts upon which to base his answer, he could reasonably name either exit in his reply, probably the one closest to his car. Practicing his testimony with the attorneys for his own team will help to uncover the gaps in the official materials that he will need to fill for himself. Imagine, on the other hand, that a witness sheet included the statement that someone fired a shot through Mrs. Joness closed curtains into her living room. If asked whether she saw the gunman, the witness could answer, No. She
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Standard Objections
An attorney can object any time she or he thinks the opposing attorney is violating the rules of evidence. The attorney may object to questions that the other sides attorney is asking, to answers that a witness is giving, or to exhibits that the other side is attempting to admit into evidence. Generally attorneys are not allowed to object to opening statements or closing arguments. The attorney wishing to object should stand up and do so at the time of the violation. When an objection is made, the judge will ask the reason for the objection. The objecting attorney should state what specific rule of evidence is being violated. Then the judge will turn to the other attorney who asked the question or offered the exhibit, and that attorney usually will have a chance to explain why the objection should not be accepted (that is, should be overruled) by the judge. The judge will then decide whether the question, answer, or exhibit must be discarded because it has violated a rule of evidence (Objection sustained) or whether to allow the question, answer, or exhibit to become part of the trial record (Objection overruled). Irrelevant Evidence I object, Your Honor. This testimony is irrelevant to the facts of the case. This means that the witnesss answer, the attorneys original question, or the exhibit will not help the trier of fact to decide the issues in the case. Leading Questions Objection. Counsel is leading the witness. Leading the witness is only objectionable when done on direct examination. Leading questions are proper on crossexamination. A leading question is one that suggests the answer to the question and is usually answered by yes or no. Hearsay Objection. Counsels question (the witnesss answer or the exhibit) is based on hearsay. Hearsay is a statement made outside of the courtroom. Statements that are made outside of the courtroom are usually not allowed as evidence if they are offered in court to show that the statements are true. The most common hearsay problem arises when a witness is asked to tell what another person said to him or her.
Rules of Evidence
In actual courtroom trials, what spoken testimony and physical evidence are allowed into evidence is governed by very complex rules. These rules are designed to ensure that both sides receive a fair hearing and to keep out any evidence that doesnt relate to the issue of the case, isnt reliable, or whose value as evidence is totally outweighed by how prejudicial it would be. The complexity of the rules of evidence used with mock trials varies, depending upon the experience of the class and teacher in conducting mock trials. A more simplified form of rules appears below. However, more challenging rules are used in mock trial competitions and by more experienced classes; for example, see the rules of evidence prepared by the Arizona Bar Foundation for use with the Arizona mock trial competition at www.azbf.org. How a Resource Person Can Help
1. Select a mock trial case that raises issues relevant to the objectives of the concepts being studied. 2. Assist with the coordination and support activities necessary to implement a mock trial, specifically: If desired, procure a sufficient number of attorneys and law students and a judge to serve as trial participants and/or resource persons. Make arrangements to use actual courtrooms, if desired. Invite non-class members to attend, if desired. Assign roles of those involved in the trial and determine how to make jury assignments. 3. Make certain that students are familiar with mock trial procedures and their roles. 4. Assist students in developing their roles or testimony when help is needed. 5. Oversee the presentation of the trial itself.
Rules of Evidence
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There are many exceptions to the hearsay rule. Two of the most common are a. That a witness may repeat a statement made by either party in the case if the statement contains evidence that goes against his or her side; OR b. If a persons state of mind at the time of a certain event is important, any statements made about that event at the time the event occurred concerning the speakers intent, knowledge, or belief will be admissible. Lack of Personal Knowledge Objection. The witness has no personal knowledge that would enable him or her to answer this question. The witness is testifying to things that the witness has not directly seen, heard, or experienced. Opinion Objection. Counsel is asking the witness to give an opinion. Unless it is within the common experience of people to form an opinion on the subject, opinions will not be allowed. Expert witnesses may give opinions, if they explain the basis for the opinion, which is called laying a foundation. An expert witness is someone who by training or experience has special knowledge in the case. Argumentative Question Objection. That question is argumentative. Attorneys cannot badger or argue with the witness. Questions may also not be argumentative in tone or manner. Badgering is harassing or asking again and again. While attorneys questioning the other sides witnesses can be forceful and pressing, if they go too far a judge will sustain an objection for being argumentative. Speculation Objection. Counsel is asking the witness to speculate in order to answer the question. Attorneys cannot ask questions that get witnesses to guess at answers. Special Rule for Mock Trials An opposing witness cannot create new facts that would change the outcome of the case, although witnesses can add minor details. If the attorney believes a witness has gone beyond the information provided and is providing new information that is totally out of character and will change the outcome of the trial, use the following objection: Objection. The witness is creating material fact that is not in the record. Hints on Objections Attorneys should object only when they are sure there is a reason and they have a specific objection in mind. Remember, too many objections during a trial are objectionable!
Only one attorney should stand and object at a time. The attorney assigned to do the direct or cross-examination of a particular witness should be the only attorney able to raise objections when the opposing side conducts its examination of that witness. Once an objection has been made, the witness should stop talking until the objection has been resolved. If the objection has been overruled, the attorney asking the question should persevere and ask the question again to ensure that the witness gets to answer the question or the exhibit gets admitted into evidence. Many times once the objection is overruled, the attorney doesnt follow up and pursue the issue. When judges rule against attorneys, attorneys should take the ruling gracefully, not making facial expressions or gestures that show the ruling affected them. Similarly, attorneys pleased with a ruling should not thank the judge for it. When objections are sustained, attorneys should move on to another question and end their questioning on a strong note. If the judge has overruled an objection by an attorney, that attorney should not be afraid to object to another question.
Prepared by Margaret E. Fisher, Seattle University School of Law, 2002.
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Prior to conducting a mock trial in the classroom, the teacher or resource person may wish to reproduce the following helpful hints for students. The sheet may be handed out at the same time as the roles, facts, and documentation for the case being tried.
Name of the case. Your name. Clients name. Opponents name. A description or story of the facts and circumstances that led to the case. A summary of the key facts each witness will bring out in testimony and the importance of any documents to be introduced. Conclusions and request for relief.
3.
Avoid Too much detail. It may tire and confuse the jury. s Exaggeration and overstatement. Dont use such phrases as prove it to a mathematical certainty or prove it absolutely beyond question. s Argument. It violates the function of the opening statement (which is to provide the facts of the case from your clients viewpoint), and you risk rebuke from the bench. s Anticipating what the defense attorney will say. s Walking or pacing. It distracts juries and irritates judges.
outline the facts from the standpoint of the defendant. Interruptions by prosecution or plaintiff are not permitted.
2. Include
s s s s s
Your name and your clients name. General theory of defense. Facts that tend to weaken the plaintiffs case. A rundown of what each defense witness will testify to. Conclusion.
3.
Avoid Repetition of facts that are not in dispute. s Exaggeration and argument. s Strong points of the plaintiffs case. s Walking or pacing. It distracts juries and irritates judges.
s
To present the evidence necessary to warrant a verdict favorable to your client. All the elements of a law or criminal charge must be brought into evidence by witness testimony or documents. To present the facts with clarity and understanding; to convince the jury of the soundness of your clients case. To present your witnesses to the greatest advantage; to establish their credibility.
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2. Refreshing memory
In the event that your witnesss memory fails, you may refresh his or her memory by the use of the witness statement.
3. General suggestions
s
s s s
Ask open-ended questions. Those usually begin with who, what, when, where, or how, or by asking the witness to explain or describe. Avoid complex or long-winded questionsquestions should be clear and simple. Be a friendly guide for the witnesses as they tell their stories. Let the witnesses be the stars. Be prepared to gather information via questions and answers. Narratives, though very effective, may be open to objections.
Cross-Examination of Witnesses
1. Purpose
s s
To secure admissions from opposing witnesses that will tend to prove your case. To negate your opponents case by discrediting his/her witnesses. Witnesses may be cross-examined regarding their direct testimony. Cross-examination is used to explain, modify, or discredit what a witness has previously stated. Use narrow, leading questions that suggest an answer to the witness. Ask questions that require yes or no answers. Expose lack of sincerity or the existence of bias. Never ask Why? It gives a well-prepared witness a chance to explain. Generally, dont ask questions unless you know what kind of answer you are going to obtain. Fishing trips may be expensive. Be fair, courteous; avoid the Isnt it a fact? type of questioning. It may be useful not to insist on an answer.
2. Scope
s
3. Approach
s
s s s
s s
Closing Argument
s
s s
Summarize the highlights of the testimony and documents as they support your case and undermine your opponents case. Use actual examples from the trial that you have written down. Tie the facts to the law. Be persuasive. Confidently request the judge or jury to grant you the decision that you want.
Source: Adapted with permission from the Mock Trial Manual of the Law, Youth & Citizenship Program of the New York State Bar Association, www.nysba.org.
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Direct Examination
Witness Role: The Witness You Will Question: To prepare direct examination questions of your witness:
1. Determine your theory of the case. Your theory consists of a simple, logical story explaining your
Lawyer Role:
version of what really happened. It must be consistent with the evidence that you have and with the jurys common-sense notions about how things occur. What is your theory of the case?
2. Carefully read the statement made by the witness you will be questioning. 3. What is the main point you want the jury to understand after hearing this witness testify? 4. How does that point support your theory of the case? 5. Read any other witness statements that discuss interactions with or observations of your wit-
nesss testimony in a light most favorable to your case. Think of ways your witness can explain these weaknesses to the jurors in a truthful way that will generate empathy for the witness. Next to each question, write the answer you expect the witness to give, with a reference to the page of the trial packet where you found that information.
8. Write a list of questions you will use to introduce your witness to the jury and provide back-
ground on the witness. Ask for only one small piece of information in each question. (NOT What is your name, age, date of birth, address, and dogs name?) Next to each question, write the answer you expect the witness to give, with a reference to the page of the trial packet where you found that information.
9. Write questions designed to establish your witnesss relation to the case. (For example, Do you
remember the night of December 7? Where were you that night? Do you recognize anyone in the courtroom? How do you know her?) Next to each question, write the answer you expect the witness to give, with a reference to the page of the trial packet where you found that information.
10. Write a list of questions that will elicit from your witness a description of the scene. The ques-
tions should evoke only one small piece of information at a time. Write questions that provide a vivid description of what the witness observed about the place, the people, and the atmosphere of the day/night that is the focus of the testimony. The jury should be able to visualize the scene. Next to each question, write the answer you expect the witness to give, with a reference to the page of the trial packet where you found that information.
11. Write a list of questions about the actions your witness observed. Focus on open-ended ques-
tions, beginning with the words who, what, when, where, why, and how. Start at the beginning. Avoid jumping around in time and instead design questions that get the witness to tell the story chronologically, one step at a time. Next to each question, write the answer you expect the witness to give, with a reference to the page of the trial packet where you found that information.
12. What is the information you want the jury to hear last, in order to make a lasting impression?
Write a question designed to drive home the main thing you want the jury to learn from this witness.
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Cross-Examination
Witness Role: The Witness You Will Question: To prepare cross-examination questions of the other sides witness:
1. Determine your theory of the case. Your theory consists of a simple, logical story explaining your
Lawyer Role:
version of what really happened. It must be consistent with the evidence that you have and with the jurys common-sense notions about how things occur. What is your theory of the case?
2. Carefully read the statement made by the witness you will be questioning. 3. What is the main point you want the jury to understand after hearing this witness testify? 4. How does that point support your theory of the case? 5. Read any other witness statements that discuss interactions with or observations of your wit-
bias, prejudice, interest, inconsistencies). Be specific about what aspect of perception, etc.
10. Why do you think those are your best methods of attack? What in the witness statement makes
you think these are the areas you should focus on in cross-examination?
11. Write a list of LEADING questions (suggesting the answer and seeking only yes or no
answers) focused on the first way you intend to attack the witness. Next to each question, write the answer you expect the witness to give, with a reference to the page of the trial packet where you found that information.
12. Write a list of LEADING questions (suggesting the answer and seeking only yes or no
answers) focused on the second way you intend to attack the witness. Next to each question, write the answer you expect the witness to give, with a reference to the page of the trial packet where you found that information.
13. What is the information you want the jury to hear last, in order to make a lasting impression?
Write a leading question designed to drive home the main thing you want the jury to learn from this witness.
Adapted from lesson plans prepared by a law student as part of the Street Law class, 2000, at the University of Washington School of Law, Seattle, Washington, and available at www.law.washington.edu/streetlaw.
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Standards ATTORNEYS THE OPENING STATEMENT provides a clear and concise description of the anticipated presentation. ON DIRECT EXAMINATION, attorneys asked questions that brought out key information for their side of the case and kept the witnesses from discussing irrelevancies. ON CROSS-EXAMINATION, attorneys exposed contradictions in testimony and weakened the others side case without becoming antagonistic. IN QUESTIONING OF WITNESS, attorneys properly phrased questions and demonstrated a clear understanding of trial procedures. IN THE CLOSING STATEMENT, the attorney made an organized and well-reasoned presentation emphasizing the strengths of his or her side of the case and addressing the flaws exposed by the opposing attorneys. UNDERSTANDING OF THE ISSUES AND LAW in the case was demonstrated by the attorneys. SPONTANEITY was demonstrated by attorneys in their ability to respond to witnesses and in the overall presentation of the case. Prosecution Defense
Standards WITNESSES CHARACTERIZATIONS were believable and witness testimony was convincing. PREPARATION was evident in the manner witnesses handled questions posed. FAVORABLE TESTIMONY for their side was given by witnesses based upon the record or what could be reasonably implied from the Fact Situation and Witness Sheets. (Deduct points for deviation and embellishment.) SPONTANEITY was demonstrated by witnesses in their responses to questions. Prosecution Defense
Standards TEAM COURTROOM DECORUM and courtesy were observed by team members, and voices were clear and distinct. Prosecution Defense
ALL TEAM MEMBERS were actively involved in the presentation of the case.
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and programs. Judgeswhether real or roleplayingwho have volunteered in the past are often willing to personally contact new judges. Identifying and contacting potentially helpful members of the profession is a most useful function for a broad-based planning committee, which might include educators, bar association members, and law students. In selecting potential judges, as in all lawrelated education activities, try to use volunteers from various racial and ethnic groups and to have both male and female judges. This diversity best presents a pluralistic society and will provide effective role models for young people.
Paying attention to the details before the event is the best insurance for a good experience in mock trials.
Preparing Judges
As with other involvement of community resource people, paying attention to the details before the event is the best insurance for a good experience in mock trials. After a personal visit or phone call well in advance of the required date, judges should have the following information in writing: the goals of the mock trial; exactly what we want them to do; precise date, time, location, and length of program; schools participating; case materials and any other pertinent information, such as simplified rules of evidence or rating sheets. A phone call to the judge the day before the mock trial confirms that all the details are in hand and enables the teacher to get a little sleep that nightmaybe.
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this case?
4. Is there a better way of achieving justice? 5. If you were tried for a criminal offense, would you prefer a bench trial or a jury trial? For a civil
offense? Why?
6. It has been said that trial by jury in a criminal case is inefficient, expensive, and time-consum-
Criminal Case
1. With what crime was the defendant charged? 2. What legal questions or issues were raised by the case? 3. State the argument(s) of the prosecution. 4. State the argument(s) of the defense. 5. How did the prosecution try to prove its case? 6. Describe the strategy of the defense. 7. If you were an attorney for the prosecution or the defense, what facts or arguments would you
have presented?
8. What was the decision? Do you agree or disagree with the decision? Why? 9. Are there grounds for appeal? 10. In your judgment, did the defendant get a fair trial? If not, why not?
Civil Case
1. What relief did the plaintiff seek? Could the parties have reached a mutual settlement out of
court? Could any other branch of local, state, or federal government have settled this dispute?
2. What legal questions or issues were raised by the case? 3. State the argument(s) of the plaintiff. 4. State the argument(s) of the defendant. 5. How did the plaintiff try to prove his or her case? What was the plaintiffs strategy? 6. What was the defenses strategy? 7. If you were an attorney for the plaintiff or defendant, what facts or arguments would you have
presented?
8. What was the decision? Do you agree or disagree with the decision? Why? 9. In your judgment, did the plaintiff get a fair trial? If not, why not? Source: Excerpted with permission from the Mock Trial Manual of the Law, Youth & Citizenship Program of the New York State Bar Association and the New York State Department of Education.
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guilty of
2. Do you agree with the verdict of the judge/jury? Why? If not, why not? 3. In your opinion, what factors most influenced the courts decision and why?
s
Specific evidence/testimony Credibility or lack of credibility of witnesses Arguments by the prosecutor(s) Arguments by the defense counsel(s) Rulings by the judge Charge to the jury Other factors
Factual Analysis
s
Name of the case: Statement of charge(s) Elements required to substantiate Statements of facts Prosecutions arguments Defense counsels arguments Disputed issues/facts Courts decision Disposition Errors in rulings
v.
Source: Excerpted from Courts & the Classroom by Julie Van Camp (Concord, Massachusetts: Project LEAD, 1979), reviewed in 2002.
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What happened in the case? Who are the parties involved? How did the lower court rule? Which party is bringing the appeal?
2. Be sure you clearly understand the issue(s) in this case. Try to phrase this in the form of a ques-
tion. Heres an example, from an actual U.S. Supreme Court case heard in 2001: Does the Family Education Rights and Privacy Act prohibit teachers in pre-secondary public schools from using students to grade each others homework papers, quizzes, and tests as the teacher goes over the answers out loud in class?
in front of the class. Each justice gives his/her decision and reasons. The chief justice tallies the votes and announces the decision of the court.
decisions of the justices. Or journalists might act as radio or TV reporters, orally summarizing and analyzing what took place.
2. Discuss the case with your classmates:
Generic procedures by Lee Arbetman and Ed OBrien, transparencies to accompany Street Law: A Course in Practical Law, Sixth Edition (Columbus, OH: Glencoe/ McGraw-Hill, 1999).
Did the process seem fair? Which arguments seemed most convincing? What does the courts decision mean for the parties? What does the courts decision mean for society? If you had an opportunity to repeat this simulation, how would you prepare differently? What would you do the same? f. How did the actual court rule in this case? If it decided the case differently, why do you think it did so? Did the court make the right choice?
a. b. c. d. e.
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Youth Courts
Experience in mock trials helps develop skills and substantive understanding of the law useful for students interested in volunteering in youth courts. These courts involve elementary and secondary students in sentencing their peers in actual cases involving crimes or other problem behavior. The number of youth courts nationally now approaches 1,000. Some states have reported increased participation in mock trial programs in areas where youth courts are operating. Many times students with mock trial experience are looking for additional application of the skills theyve learned in mock trials, and youth courts take their experience to another level. For more information on youth courts, visit www.youthcourt.net.
Law Camps
Some states offer young people a summer camp experience to learn more about law-related education; mock trials are an essential element. For example, the Classroom Law Project in Portland, Oregon, www.classroomlaw.org, uses a mock trial as its centerpiece activity in its summer camp.
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Elementary School Mock Trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .23 Big Bad Wolf v. Curly Pig: A Civil Trial (Grades K6)
This scripted mock trial is useful for introducing mock trials to elementary students. This trial is probably best presented by third grade and older students. However, students as young as kindergartners do well as jurors. Costumes enhance this experience for all students.
Trial Based on Literature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .32 Harry Potter and the Sorcerers Stone (Grades 59)
Literature is a rich source of material that can be adapted to mock trials. This mock trial, based on the first Harry Potter book, provides an example of how this adaptation can be made.
. . . . . . . . . . . . . . . . . . . . . . . . . . .33
This role-play mock trial works well with middle school students.
United States Department of Justice Executive . . . . . . . . . . . . . . . . . . . . . . . .45 Office for Immigration Review in the Matter of Toni Radcliffe (Secondary)
A case involving an asylum petition in a deportation proceeding.
Mock Trial K6
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Judge B.B. Wolf Curly Pig Jay Smith Plaintiffs Attorney Defense Attorney Jurors (Generally 12, but can be fewer or more depending upon available jurors. One juror is named presiding juror, who asks for each jurors vote, makes sure that each juror has a chance to participate, and reports the verdict to the court.) Bailiff
Scene: The Courthouse. Wolf is seated with his/her attorney at the plaintiffs table, Pig with his/her attorney at the defendants table.
Judge:
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and that Curlys cookbook was found open to the recipe for Cooked Wolf. Thank you, Your Honor. Judge: Attorney for Pig: Does the attorney for Curly Pig have any opening statement? Your Honor, B.B. Wolfs charge is ridiculous. We will show that the cauldron was inside Curly Pigs home, a home that B.B. Wolf was trying to enter illegally and with force. We will also show that B.B. Wolfs actions were just the latest in a long series of harassments of the Pig familyharassments that include the eating of Curly Pigs two brothers, Larry and Moe. We will show that Curly Pig was merely protecting his (or her) home and life. Very well, call your first witness. I call B.B. Wolf as my first witness. (B.B. Wolf gets up and goes to the witness chair to be sworn in.) Please raise your right paw. (B.B. Wolf raises right paw.) Do you swear or affirm that the evidence that you are about to give is the truth, the whole truth, and nothing but the truth? I do. Please be seated. (B.B. Wolf sits down.) Please state your name. My name is Big B. Wolf. Most of my friends just call me B.B. Where do you live? Oh, Ive got a nice little den in the woods outside (name of your city or town). You know, its got redwood paneling. Ive got a pretty nice stereo. A kitchen? Well, uh, I uh, eat out a lot, you might say. Ah, yes. Well lets move on to the morning of August 19. Do you recall where you were? Yes, I do, quite clearly, actually. I was taking my usual morning stroll and I passed the house of my old pal, Curly Pig. I was admiring Curlys houseits quite well built, you knowand thought Id pay a visit and tell good old Curly what a fine job hed (or shed) done in building that house. Objection, Your Honor, narration. Sustained. Please ask more specific questions. Yes, Your Honor. What did you do next?
B.B. Wolf: Judge: Attorney for Wolf: Wolf: Attorney for Wolf: Wolf:
Wolf:
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Wolf:
Well, I knocked on the door and called out Curlys name, but there was no answer. And so I knocked harder and called out louder, but still there was no answer. And then I sat down on the front porch to wait. I figured Curly was probably out at the store or something and would be back in a minute. You see, I really did want to see my old buddy, and I dont get into that neighborhood all that often. And then it hit me, Curly is a real sound sleeper and was probably just sleeping in. I thought if I just left, Curly would be sorry I hadnt tried harder. So I tried to think of a way I could get into the house to wake Curly up. And I thought and I thought and finally it came to meI could climb down the chimney. And so did you? Well, yes and no. That is, I started to, but when I got almost all the way down, suddenly someone took the lid off this cauldron of water boiling down there. Someone who wanted me to fall into the pot. Objection! The witness is guessing at my clients motives. I agree. Objection sustained. Continue with a new question. The jury will disregard the last statement made by Wolf. Then what happened? Well, lucky for me, the steam was so powerful that it just sort of whooshed me right up and out of the chimney. I took off like all get out and decided Curly Pig was no friend of mine. Did the steam hurt you? Well, yes, some of my fur burned off and it burned my skin. And of course, I was so upset, I cried for several days. Your Honor, no further questions. Defense attorney, would you like to question Wolf? Yes, Your Honor. Wolf, isnt it true that you ate Curlys two brothers, Larry and Moe? Absolutely not. I didnt even know Curly had two brothers. Isnt it also true that you came to Curlys house so that you could eat Curly? No, this is insulting. One last question, what is your middle name? Bad. Objection! The attorney for Pig is badgering my client. Overruled. This is cross-examination.
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No further questions. B.B. Wolf, you may be excused. Please return to your seat. We will now hear Curly Pigs side of the case. Your Honor, as my first witness, I will call Jay Smith.
(Jay Smith, a middle-aged person in a business suit, gets up and comes forward to the witness chair.) Bailiff: Please raise your right hand. Do you swear or affirm that the testimony that you are about to give is the truth, the whole truth, and nothing but the truth? I do. (Sits down) What is your name? My name is Jay Smith. What is your occupation? I run the J. Smith Building Supply Company. Jay, are you familiar with the Pig family? Well, Ive got quite a few Pigs among my customers. Theres Porky Pig, and Higgledy Piggledy, and of course, Ms. Piggy. Let me be more specific. Are you familiar with the Three Little Pigs, Larry, Moe, and Curly? Ah, yes. Now theres a sad story for you. Just how is it that you know the Three Little Pigs? Well, when their poor mother sent them out into the world to make their way, they each came to me for building material for their houses. The first brother, Larry, came to me and asked for a bundle of straw to build a house. I told him, Kid, this isnt going to give you the tightest security. But he insisted on straw, and so I sold him a bundle. Do you know if that house ever got built? Oh, it got built all right. But it didnt last long. Just what do you mean by that? Well, right after he got it builtI think it was the day after that nice little house-warming party he hadthat old Wolf over there (points at plaintiff) hes always up to no good. Why it wasnt a week before that he was over on the other side of the forest making trouble for Little Red Riding Hood and her poor Granny. Objection! This testimony about Little Red Riding Hood is completely irrelevant to the case.
Jay: Attorney for Pig: Jay: Attorney for Pig: Jay: Attorney for Pig: Jay:
Mock Trial K6
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Judge:
Objection sustained. Mr. Wolfs attorney is correct. Go ahead, Jay, but try to stay on track. Harumph! Well, Wolf came over to the Little Pigs house and said, Little Pig, Little Pig, let me come in, and the pig said, Oh no, not by the hair on my chinny chin chin. So the Wolf got mad and said, Then Ill huff and Ill puff and Ill blow your house in. So, Wolf huffed and he puffed and down came the house and he ate up the little pig. Did I hear you correctly, Jay? Did you say the Wolf ate the pig up? Yes, indeed, Your Honor. Were talking major porkocide. Objection! I dont think we need name calling from the witness. Sustained. B.B. Wolfs attorney is correct. Jay, did you not also sell building materials to Curly Pigs other brother, Moe? Sure did. He wanted to build with sticks. I tried to talk him out of it. I said, You know, kiddo, youre going to have a lot of draft problems with a twig house, not to mention wolf problems. But he was set on a twig cabin and so I sold him a load. And can you tell the court the present state of that house? I guess youd call its present state gone. Pretty much as soon as Moe had that twig cabin finished, old B.B.notice how I didnt mention that the middle B stands for Badstopped by with his Little Pig, Little Pig, Let me come in routine. And Moe said, Oh, no, not by the hair on my chinny chin chin. And Wolf said, Then Ill huff and Ill puff and Ill blow your house in. And he did just that, and ate up poor little Moe, same as he did Larry. At this point, everyone was beginning to get the picture that B.B. didnt have any good intentions towards those Little Pigs. And I for one was glad when Curly came to me and wanted to build a place out of bricksa nice little Colonial was just what Curly had in mind. I really must object to this entire line of questioning, Your Honor. The witness testimony is pure hearsay. Jay never actually saw any of these things happen. Sustained. The jury will be instructed to disregard all the answers given by Jay Smith as to what happened to Larry and Moe. Perhaps, Attorney for Pig, you could move to another line of questioning. Actually, Your Honor, Im through with this witness. If Jay Smith could step down, Id like to call my client, Curly Pig, to the stand.
Jay:
Jay:
Judge:
(Curly Pig rises and comes to stand.) Bailiff: Please raise your right hoof. (Curly Pig raises right hoof.) Do you swear or affirm that the testimony that you give today is the truth and nothing but the truth? I do. (Sits down.)
Pig:
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Attorney for Pig: Pig: Attorney for Pig: Pig: Attorney for Pig:
Please state your name. Curly Pig. What is your address, Curly? I live at 283 Sty Lane, just off Mud Avenue. Now, Curly, are you familiar with the plaintiff in this case, B.B. Wolf? And are you, as Wolf has testified, a good friend? Oh, yes, I know B.B. Wolf. Hes a wolf in sheeps clothing. (Jumping up.) Now wait a minute. Just because Im wearing my sheepskin coat. Is there some law against that? Wolfs just trying to look innocent, but Wolf is not. Let me tell you. Order! Wolf and Pig, please! If you dont stop this bickering, Ill have to hold you both in contempt of court. Lets continue with the questioning. Going back a bit then, Curlyhow did you first come to know B.B. Wolf? Well, not under the friendliest terms. I started knowing when he huffed and puffed and blew in the houses of my brothers, Larry and Moe. I mean talk about going too far. Nobody told this Wolf that breaking and entering doesnt mean breaking the whole house and then entering it. When did you come to know B.B. Wolf personally? After Wolf had done in my brothers, I guess B.B. thought Id be next. What Wolf hadnt counted on was that I had built my house out of bricks. And so when Wolf came over one morning with his Little Pig! Little Pig! Let me come in trick, I just said, No way, by the hair of my chinny chin chin. I kept right on watching TV. Wolf said, Then Ill huff and Ill puff and Ill blow your house in. I laughed. I just went into the kitchen to make myself a snack. Just a small one. I dont like to make a wolf of myself. Anyway, all the while I was in the kitchen, I could hear Wolf out there huffing and puffing. When I went to bed that night, Wolf was still huffing and puffing but Wolf wasnt going to get in. I made sure of that when I built that house of bricks. And that was the last you ever saw of B.B. Wolf? Are you kidding? That was only the first I saw of Wolf. About a week later, Wolf came by and saidreal sweet, Oh, Little Pig, I know where to find the loveliest sweet turnips. Wolf mustve known pigs are fools for turnips. Anyway, I asked Wolf where. Oh, Wolf said, in Farmer Browns farm. If youre ready tomorrow morning at six, Ill come by for you. We can go there together and get some for our dinner. Boy, that Wolf must think Im dumb. I knew those turnips were only going to be the side dish for Wolfs dinner. And I knew just who Wolf had in mind for the main course. And so you didnt go?
Pig: Wolf:
Pig: Judge:
Pig:
Mock Trial K6
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Pig:
No, I did go. I got up at five, picked my turnips, and was back home having turnip stew by the time Wolf came by at six. What was Wolfs reaction to this? Oh, Wolf was mad all right. But Wolf didnt show it. That Wolf is one cool cucumber. Wolf just watched me eating my stew and said, through the window, real sweetly, Oh Little Pig, I know where you can get the juiciest red apples. I know where there is a tree just full of them. Being curious, I asked Wolf where. Oh, in Farmer Greens garden. If youre ready at five oclock tomorrow morning, Ill take you there. I said fine. Of course, the next morning, I was up and off to Farmer Greens garden at four. And back home eating apple pie at five? Nope. Old Wolfie is pretty smart. Wolf had me figured out by then. So Wolf got up at four too. I had just finished my picking and was about to come down out of the tree with a big bag of red apples when I looked down and saw old B.B. looking up at me, grinning with those rather large teeth. So what did you do? Well, I tried to do some fast thinking. Wolf said, Good morning, Curly. My, but youre up early. How are the apples? A real cool cucumber, like I told you. But I can be cool, too. I said, Theyre delicious; wait a moment and Ill thrown one down to you. And I threw it so far that I was almost home by the time Wolf found it. And that was the last time you saw Wolf before August 19? Oh, no. Wolf came by one morning later that week. This time Wolf had a new trick. How would you like to go to the fair, Curly? Wolf asked me. I said sure, just to see what Wolf had in mind. Well, then, Wolf said, be ready at three this afternoon and Ill come by for you. Well, I went to the fair by myself around noon and was on my way back with a butter churn Id bought when who did I see coming up the hill toward me but old Wolfie. What happened then? I got inside the churn to hide. But I tipped it over getting in and it started rolling down the hill with me inside. I guess the strange sight of a churn on the loose like that scared the living daylights out of Wolf. At any rate, he took off running. The next day, Wolf came to my house and said he (or she) was sorry to have missed me the day before. Wolf said that as he (or she) was coming, something strange had come rolling down the hill and frightened Wolf so bad that Wolf had run straight home. Well, I had to laugh and say that what had frightened the big bad Wolf so much was just me rolling down the hill in a butter churn. I think it might have been right about then that Wolf decided to eat me up. How did you know this?
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Pig:
Well, I didnt know it, but Wolf had this looka nasty look in that wolfish eye. Then Wolf started climbing up the side of my house. At first I couldnt imagine what Wolf was doing and then it came to me the chimney! And so I rushed to the fireplaceI already had a big pot of water on the boil for my teaand took the lid off. I only wanted to warn Wolf off. How was I to know Wolf was already climbing down the chimney? Then what happened? I heard Wolf yell and scream, and then Wolf disappeared. Thank you, Curly, no further questions. (Sits down.) (Stands up.) I have some questions for Curly Pig, thank you. Curly, Ive been listening to this account of your dealing with B.B. Wolf and it seems to me that you were doing an awful lot of teasing and baiting of my client. Wouldnt you say thats true? Well, maybe, I was having a little fun with the old Wolf, but seeing as Wolf was trying to eat me, that doesnt seem like such a great crime, does it? Ill ask the questions here, if you please. Isnt it true that the cookbook next to your fireplace was found open to the recipe for Cooked Wolf? Yes, but its not how it seems. I had it open to Warm Apple Pie. I was going to bake one with my extra apples. But then, when I took that lid off the cauldron, I guess that a shot of steam must have flipped a few pages forward to Wolf, Cooked. You expect the court to believe that? Well its the truth, by the hair on my chinny chin chin. No further questions. Curly Pig, you may step down and return to your seat. (Curly returns to the defense table and sits.) Are there any closing arguments? Your Honor, ladies and gentlemen of the jury, we have proved that Curly Pig did, on several occasions, taunt and tease B.B. Wolf. We proved that Curly did lift the lid on the cauldron just as B.B. Wolf was coming down the chimney to pay a visit. We proved that Curlys cookbook was open to the recipe for Cooked Wolf. I am sure that there is only one reasonable conclusion that you the jury can decide: that Curly Pig intended to harm B.B. Wolf. We ask you to make Curly Pig pay for the damages to Wolfs fur and to his emotional well-being that were caused by the defendant, Curly Pig. Thank you for your attention in our case. Your Honor, we have shown that B.B. Wolf had it in for the entire Pig family. Clearly, Wolf was up to no good all of the times that Wolf came over to Curly Pigs house. Curly is a law-abiding citizen who was minding his (or her) own business when B.B. Wolf began harassing Curly. If Curly teased Wolf, well, Wolf certainly encouraged it. Im sure the jury will agree that Curly lifting the lid on the pot and having the cookbook
Attorney for Pig: Pig: Attorney for Pig: Attorney for Wolf:
Pig:
Pig:
Mock Trial K6
31
open to the wolf recipe were mere coincidences. Curly did not mean any harm to come to B.B. Wolf. Please find my client, Curly Pig, not liable to Wolf. Judge: (Turning to jury) Jury members, you have now heard the evidence. Now it is your job to decide whether Curly Pig was trying to cook B.B. Wolf. Will you please go with the bailiff to the jury room? Because this is a civil case, there must be at least ten of the twelve jurors voting to find Curly Pig liable to B.B. Wolf. The presiding juror will make sure that each of you has a chance to give your ideas and to take your vote. When you have decided, the bailiff will bring you back to tell us what you decided.
(Bailiff takes the jurors to the jury room. Alternatively, the jury deliberates in front of the class. After the jury reaches a verdict, they will come back and give their verdict for the plaintiff or the defendant.) Judge: Presiding Juror: Judge: Presiding Juror: Have you reached a verdict? Yes, we have, Your Honor. What is the verdict? We the jury voted and decided that . (Presiding juror reports the decision of the jury.) Thank you, jury members. Court is adjourned.
Judge: Bailiff:
Adapted by Margaret Fisher from B.B. Wolf (a/k/a Big Bad Wolf) v. Curly Pig, prepared by Carol Anshaw, Chicago, IL, for the American Bar Association, Division for Public Education, Product Code Number 317-0117.
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Potential Witnesses
Students are encouraged to choose their own witnesses, based on their analysis of the strengths and weaknesses of each sides case. Likely witnesses for the plaintiffDumbledore, Draco Malfoy, and Harry Potters friend Ron Possible defense witnessesHagrid and Hermione Granger Harry Potter could appear on behalf of either side.
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Witness Statements
Leslie Stuart, Assistant Principal, Prosecution Witness I have been the assistant principal at Jefferson School for the last fifteen years. Before that I was a social studies teacher at Olsen School. On January 7, I was called to the west wing of the school after an explosion damaged the lockers and the walls. I looked over the damage and quickly decided that I had to make certain that there were no more firecrackers in the lockers, so I used my master key to open the lockers. In locker 633 I found a large grocery bag full of unexploded firecrackers. I took the firecrackers to my office and looked up the student assigned to locker 633. The student was Jesse Sunderson. I then called the police. Mickey Price, Coach, Prosecution Witness I have been a coach at Jefferson for the last three years. Jesse Sunderson is on my soccer team. I had a meeting with Jesses parents and Jesse a week ago. I explained that Jesse was being suspended from the team because of poor grades. The school has a policy that all athletes must maintain a B average to play in school sports. Jesses average has slipped to C. Jesse became very angry and complained that it wasnt fair to suspend one player for poor grades, while other players could keep playing even though they are using alcohol. Upon questioning, Jesse gave me the names of two other players who have since, after much investigation, also been suspended from the team. Jesse Sunderson, Defendant I did not plant the firecrackers in the empty locker, and I have no idea how the firecrackers got into my locker. The lockers have combinations and I have not given my combination to anyone. I am a good student, I participate in sports and music activities, and I have a part-time job delivering newspapers. I usually get along with the students at Jefferson. Except at the moment, a couple of kids are very angry with me for telling the coach that they drink beer. I told on them because I didnt think it was fair to punish me for breaking a rule and not punish others. I heard them tell some other kids that they would get back at me! I think they might have planted the firecrackers in my locker, which is located in the west wing. Erin/Aaron Thompson, Classmate, Witness for Defense I am in the same class with Jesse Sunderson. I am a member of the marching band. I like school a lot and spend most of my time working on my computer or talking with my best friend. I have a locker in the west wing next to one of the kids who was suspended from the soccer team. I heard the student blaming Jesse for all his problems. I also saw this student with some friends walking down the hall in the west wing a few seconds before the explosion. I was on my way to the office to meet my older brother who was taking me to the orthodontist.
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Law
Damage to Property, Aggravated Criminal Damage to Property Whoever intentionally causes damage to physical property of another without the latters consent is guilty of aggravated criminal damage to property and may be sentenced to imprisonment for not more than five years or to payment of a fine of not more than $10,000 or both, if the damage to the property caused a reasonably foreseeable risk of bodily harm. Sale and Use of Fireworks Prohibited Except as otherwise provided, it shall be unlawful for any person to offer for sale, expose for sale, sell at retail or wholesale, possess, advertise, use, or explode any fireworks. Any person violating the provisions where the violation involves explosive fireworks in an amount of less than 35 pounds gross container weight may be sentenced to imprisonment for not more than 90 days, or to payment of a fine of not more than $700, or both.
Source: Adapted from the Mini-Mock Trial Manual, Minnesota Center for Community Legal Education, Center for 4-H Youth Development, University of Minnesota Gateway, 200 Oak Street SE, Suite 270B, Minneapolis, MN 55455, 1998, and may be downloaded at no cost from www.ccle.fourh.umn.edu.
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Case 2 (Secondary)
Plaintiff: Cecil Jackson Defendant: Sarah Miller Sarah Miller moved into a house next door to Cecil Jackson, a retired man who spends his time landscaping his yard. Mr. Jackson had grown an eight-foot hedge between the two houses. According to Sarah, the hedge blocked her view of the street when she backed out of the driveway, so she asked Mr. Jackson to trim it. After several weeks with no response from Mr. Jackson, Sarah cut down the hedge because she believed it to be a danger to her. Mr. Jackson is furious and wants Sarah to replace the hedge at a cost of $735.
Adversarial Action Explain to students that they will experience two different methods of resolving disputes: the adversary process of the trial and the mediation process, which takes place in neighborhood justice centers in communities throughout the country. Divide the class into groups. Explain that the groups will first role-play a case using the adversary model. One person in each group should play the plaintiff, a second the defendant, and a third the judge. Explain the court procedure as follows:
1. Judge asks the plaintiff to give his or her side of the story. 2. Defendant then gives his or her side of the story. 3. Judge can ask questions, during and/or after hearing from the parties. 4. Judge makes a decision and delivers it.
Conduct simultaneous role plays. These should take about 10 minutes. Then with the entire group ask the following questions.
1. Was the role of judge difficult? What did each person like or dislike about being a judge? 2. Did the plaintiff and defendant think they were treated fairly? How did they feel about the
judges decision?
3. What would the impact of the judges decision be on the ongoing relationship between the plain-
tiff and defendant? Mediation in Action Explain that students will next mediate the same case. Allow at least 15 minutes for this role play. The judge will become the mediator, and the plaintiff and defendant will now be called the disputants. Have the plaintiff and defendant switch roles from the role play. Explain that the mediator
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doesnt make a decision in the case. His/her role is to help the disputants reach an agreement. The procedure is as follows:
1. The mediator explains that in mediation the two parties will make their own agreement. They
must not interrupt each other. If the need arises, the mediator will talk to each party separately.
2. The mediator asks each disputant to define the problem as he or she sees it and express feelings
about it.
3. Each disputant defines the problem and expresses feelings about it. 4. The mediator restates the views of both disputants. The mediator asks questions to clarify issues. 5. The mediator asks disputant #1 if he or she has a proposed solution for the problem. The media-
tor then asks disputant #2 if he or she agrees. If not, the mediator asks disputant #2 for a proposed solution and asks disputant #1 if he or she agrees.
6. If there is an agreement, the mediator restates the agreement to make sure both disputants
approve.
7. If no agreement is reached, the mediator talks to each disputant separately, asking each how he or
she is willing to solve the problem. Then the mediator brings them together and asks them to offer their solutions. If agreement is reached, the mediator will restate it to make sure both disputants approve. Making Comparisons After the allotted time, bring the class back together and debrief with the following questions.
1. How did being a mediator compare with being a judge? Was it easier or more difficult? 2. Did disputants think they were treated fairly? How did they feel about the process? 3. Was a solution reached? How did it compare to the judges decision? 4. What will be the impact of the mediation process on the ongoing relationship of the disputants? 5. What are the advantages and disadvantages of each method of dispute resolution? What kinds of
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Source: Excerpted with permission from Julie F. Van Camps Courts and the Classroom (Concord, MA: Project LEAD, 1979), reviewed in 2002.
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Witnesses
For the Prosecution James Arlene For the Defense Randall Phillip, a waiter in the night club
Witness Statements
James I was just sitting in the place with Arlene, listening to the music, when this guy came up and started bothering her. I asked her if she knew him, and she said, No. So I told him to leave. The man was blind drunk, and he kept bothering my girl. So I stood up and told him to leave before I called the manager. About that time he squared off on me, and when I turned to walk away he hit me. I was with my boyfriend, James, when an old friend of mine, Randall, came over to our table. Randall had been drinking, and he grabbed my arm and told me to dance with him. James asked me if I knew him, and I said No, because James is very jealous. Then James told Randall to leave before some trouble got started. Randall didnt leave, and James stood up to argue with him. The next thing I knew, they were fighting. This one guy was sitting with a girl when Randall went over to them. I know Randall because he plays in a band here occasionally. Randall only had two drinks. I know because I was waiting on his table. Randall motioned to the girl to dance, and then he held her arm to help her up. The guy she was with got mad and started yelling. Randall smiled and told him to be cool. The guy jumped up and grabbed Randall. Randall hit him back, and they really went at it. After that, the cops came. I was at this club, walking around, checking the place out. I saw Arlene. I had gone out with her for two years, but I hadnt heard from her in a couple of months. I went over to ask her how she was doing. Id had a couple of drinks, but I wasnt even a little drunk. I asked her to dance, and the guy with her looked at me funny. I know Arlene well, and I knew she wanted to dance with me, so I took her by the arm. Then this guy sitting with her confronted me. I told him I didnt want any trouble. Then he jumped up, and before I knew it, he grabbed me and hit me.
Arlene
Phillip
Randall
Procedure
After each side has had the opportunity to make an opening statement, examine its own witnesses, cross-examine the opponents witnesses and present a closing statement, the judge should instruct the jury as to the appropriate law in the case. The instructions that follow can be shortened and/or simplified for classroom use.
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Self-DefenseDefined
The defendant would be criminally responsible only in the event that the striking of the complainant was unlawful. Not every striking of another person is unlawful. The law recognizes the right of an individual to defend his or her own person. One need not wait to do so at his or her peril (i.e., one need not delay his or her defense until the supposed aggressor has unmistakably and in fact made the first move). The test is reasonableness. A person with a reasonable fear for his or her own safety by reason of the conduct of another may take reasonable steps to defend him or herself.
Jury Deliberations
Once instructed, the jury should deliberate. They must decide from the evidence whether the prosecution has shown Randall to be guilty of assault beyond a reasonable doubt. The jury may deliberate in a separate room as they would in an actual trial. The presiding juror writes the verdict on a slip of paper and hands it to the judge, who reads it in open court.
Source: Excerpted with permission from Street Law: A Course in Practical Law, Sixth Edition (Columbus, OH: Glencoe/McGraw-Hill, 1999).
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Read stipulated facts with the students and briefly discuss the necessary scientific and historical principles. Explain the purpose of the mock trial. Read role profiles below and make role assignments. Review the steps in a trial, going over the purpose and techniques of the opening statement, direct examination, cross-examination, and closing argument. Review the law to be used in the case to ensure student understanding of the issues. Have attorneys study the rules of evidence and trial procedure and prepare opening statements, closing arguments, and questions to witnesses. (Can be done as homework.) Have judge study trial procedures and jury instructions. (Can be done as homework.) To prevent students acting as jurors from being idle during case preparation (if not assigned as homework), teacher can assign one juror to each witness to help practice their testimony or have jurors do library research on Galileos trial and make reports to the class after the mock trial. Conduct the mock trial. Debrief the trial. The following questions can be used in the debriefing if desired:
s s s s s s s
9. 10.
How well did each person play his/her role? With what crime was the defendant charged? What were the major issues raised in the case? What arguments did the prosecution present? What arguments did the defense present? What facts were not presented? What was the decision? Do you agree or disagree? Was the decision in class the same as the decision in the original case? Why do you think the class decision was different (or the same)?
Background In late 1633, Galileo was found guilty of violating the 1616 injunction and ordered to house arrest for the remainder of his life. In 1741, Pope Benedict XIV asked the Holy Office to grant an imprimatur (Church approval) to the first edition of the Complete Works of Galileo, thus acknowledging the validity of Galileos perspectives. In 1979, Pope John Paul II requested that the Pontifical Academy of Sciences conduct an in-depth study of the Galileo case. A commission of scholars was convened, and they presented their report to the Pope on October 31, 1992. Following the guidelines of the Second Vatican Council, Pope John Paul II issued an apology to Galileo Galilei, wishing to make clear that science has a legitimate freedom in its own sphere and that this freedom was unduly violated by Church authorities in the case of Galileo.
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In the early days of my reign, I did have discussions with Galileo on Copernican thought; I was genuinely interested in Galileos ideas. On at least two occasions, I did assure Galileo that as long as I remained Pope, the memory of Copernicus had nothing to fear. However, in all those discussions, I did make it clear that Galileo must speak hypothetically, not absolutely, about the Copernican views. However, once I read Galileos Dialogue, I was convinced that it was nothing but a thinly veiled brief for the Copernican model, something I had expressly forbidden. Galileo had deceived me, violated the injunction of 1616, and deserves to be punished for his disobedience. Tommaso Caccini, Witness for the Prosecution My name is Father Tommaso Caccini, and I am a Dominican monk. I have been aware of Galileo Galilei and his heretical beliefs for a long time. On December 20, 1614, I preached a sermon in Florence that condemned Galileo and his views on Copernican theory. Yes, I stated that Copernicanism was either heretical or very close to it. It is clear that Copernicuss sun-centered system contradicts Holy Scriptures description of an earth-centered system. For instance, in Joshua 10:13, the Scripture says, So the sun stood still in the midst of heaven and in Isaiah 40:22, it speaks of the heavens stretched out as a curtain above the circle of the earth. In March of 1615, I traveled to Rome and denounced Galileo before the Pope. In my deposition at that time, I reported that Florence was full of followers of Galileo, who denied miracles occurred, claimed God was an accident, and espoused Copernican views. Rome had the intelligence to take action at that time to stop Galileo and the spread of his lies. I was present when the Pope admonished Galileo in 1616 and enjoined, that is prohibited, Galileo from teaching, defending, or discussing the idea that the earth moved around the sun. Galileo agreed to this injunction in 1616 and has now, through his latest book, Dialogue, violated the Injunction of the Holy Catholic Church. He must be punished severely.
Galileo Galilei, Defendant and Witness for the Defense I have always been interested in science. I began my studies as a student of medicine and philosophy in 1581 at the University of Pisa. My first research focused on the study of the pendulum, which I understand has now been developed into the pendulum clock. It was while I was a professor of mathematics at the University of Padua that I became interested in motion of falling bodies, spherical geometry, and astronomy. During this period, I learned of the writing of Nicolaus Copernicus, a Polish scientist. He wrote a treatise on the Revolutions of the Celestial Orbs, that the earth, rotating once a day on its own axis, revolved around the sun. After inventing the worlds first working telescope in 1609, I was able to see remarkable astronomical discoveries that supported the theory that the earth rotated around the sun. I made new arguments for the Copernican systemand presented these arguments in a series of letters. I should also say that I am a very strong believer in God and a devout member of the Roman Catholic Church. In fact, all my discoveries show the work of God in creating this fabulous universe. However, I had enemies who were afraid to embrace these new discoveries. My mission was to increase awareness of scientific thought and, in the process, rescue the Catholic Church from its ostrich-like refusal to see the cosmos as it really is. In 1616, I was called to Rome, and Pope Gregory V admonished me against holding my view that the earth moved around the sun. I am 70 years old now and in bad health, and I do not remember exactly everything about the case of 1616. However, I do not think that I was ordered not to teach, defend, or discuss the sun-centered theory of the universe. When I returned home from Rome in 1616, I abandoned investigation of this issue. However, when a new pope was elected, Pope Urban VIII, his private secretary contacted me and asked me to once again renew my investigations. During the early years of Pope Urban VIIIs reign, he and I had long discussions, including discussions of the Copernican system. As required by the Pope, I submitted the book to the Vaticans chief licenser, Niccolo Riccardi, who promised his help and said that any theological difficulties could be overcome. Even in 1630 when I went to Rome, the Pope was very encouraging. He repeatedly said that if the book treated the contending views hypothetically and not absolutely, the book could be published.
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Chief licenser Riccardi had some problems with the book and demanded that I revise the preface and conclusion to be more consistent with the Popes position. I made those changes as requested. Finally, in February 1632, with the chief licensers permission, the book was published. I was very pleased that the book, which quickly sold out, soon became the talk of the literary public. Then in late summer of 1632, the Pope ordered publication of the book to be suspended. On September 5, Pope Urban told Francesco Niccolini, who had come to the Vatican to protest the suspension decision, that I had deceived him by assuring him that the book would comply with papal instructions, when in fact I had circumvented them. This is absolutely not true. I am angry. My goal has been to spread scientific awareness to the public. Instead I have been frustrated by a narrow-minded bureaucracy intent on preserving its own power. I have done nothing wrong. Pope Urban VIII authorized me to write about Copernicanism, I followed the required form, I even revised my work to meet the censors objections, and I obtained a license. What more could authorities expect? How could the law now punish me when I have acted with such care? Benedetto Castelli, Witness for the Defense My name is Benedetto Castelli, and I am a monk. In 1616, I received an appointment as a professor of mathematics at the University of Pisa. I have studied and communicated with Galileo over many years, discussing everything from scientific topics to the quality of wine and cheese. Unfortunately, one letter from Galileo to me in 1613 became key evidence against Galileo that lead to his 1616 admonition. In this letter, Galileo had offered his views about Copernicus. Galileo wrote to me that when he first used his telescope and became the first human to see the Milky Way, the valleys and mountains of our moon, and the moons orbiting around Jupiter, he gave infinite thanks to God for being so kind as to make me alone the first observer of marvels kept hidden in obscurity for all previous centuries. Because of our long-standing relationship, I believe that I understand Galileos thought as few others do. I will try to explain the meaning of Galileos Dialogue. Galileo has repeatedly acknowledged that the Scripture is truth itself. However, he believes that the Scripture must be understood sometimes in a figurative sense. A reference, for example, to the hand of God is not meant to be interpreted as referring to a five-fingered appendage, but rather to His presence in human lives. Given that the Bible should not be interpreted literally in every case, Galileo believes that it is senseless to see it as supporting one view of the physical universe over another. In Dialogue, Galileo has attempted to present the two different views of the universe and leave it up to the readers to draw their own conclusions. Judges Instructions to Jury to Conclude the Case (Note: The judge reads these instructions to the jury prior to closing arguments.) To convict Galileo Galilei of the crime of violation of the 1616 Injunction against teaching, defending, or discussing the view that the earth revolves around the sun, the prosecutor must have proved each of the following elements beyond a reasonable doubt:
1. That in 1616, the Pope issued an Injunction, forbidding Galileo from teaching, defending, or dis-
cussing the view that the earth travels around the sun;
2. That on or about February 1632, Galileo Galilei published his book, Dialogue; 3. That in the book, Dialogue, Galileo teaches, defends, and/or discusses the view that the earth
discuss the view that the earth moves around the sun.
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A reasonable doubt is one for which a reason exists and may arise from the evidence or lack of evidence. It is such a doubt as would exist in the mind of a reasonable person after fully, fairly, and carefully considering all of the evidence or lack of evidence. If, after such consideration, you have an abiding belief in the truth of the charge, you are satisfied beyond a reasonable doubt. If you find from the evidence that the prosecutor has proved each element beyond a reasonable doubt, then it will be your duty to return a verdict of guilty. If, however, you find that the prosecutor has failed to prove even one of the elements beyond a reasonable doubt, then it is your duty to find Galileo Galilei not guilty. Upon returning to the jury room for your deliberations, your first duty is to select a presiding juror. It is his or her duty to see that discussion is carried on in a sensible and orderly fashion, that the issues submitted for your decision are fully and fairly discussed, and that every juror has a chance to be heard and to participate. This being a criminal case, all of the jurors must agree upon a verdict. When all of you have so agreed, the presiding juror will notify the bailiff, who will conduct you into court, at which time you will declare your verdict.
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United States Department of Justice Executive Office for Immigration Review in the Matter of Toni Radcliffe (Secondary)
Stipulated Facts
Edward Radcliffe and his eldest child, Toni, arrived in the United States on July 20, 2000. Edward is the town manager of Andreas, a village in the country of Delmar. Edward came to Washington, D.C., to enroll in a two-year educational program at Georgetown University. His trip and tuition were funded by the governments of Delmar and the United States. Upon arrival, Edward and Toni were granted student visas. Remaining in Delmar were Edwards wife, Janet, and younger child, Maria. Edwards brother, Samuel Noble, is a refugee from Delmar who lives in Washington, D.C. On August 24, 2002, Edward Radcliffe reported that Toni was missing after failing to return home that evening. Unknown to Edward, Toni had run away to the home of his Uncle Samuel. Samuel has lived in the United States since 1997, when he was granted political asylum. Toni officially applied to the U.S. Immigration and Naturalization Service for political asylum under the Refugee Act of 1980. The asylum application claimed that, if forced to return to Delmar with Edward, Toni would be prevented from receiving higher education, and would likely be persecuted for public statements against the Delmarian government made while in the United States. On September 16, 2002, the U.S. State Department issued its recommendation against granting political asylum. On September 19, the Washington, D.C., District Director of the Immigration and Naturalization Service (INS) denied Toni Radcliffes asylum petition and instituted deportation proceedings. Toni responded by raising the asylum issue in the deportation proceeding. The asylum issue is the only issue to be decided in this case. Edward Radcliffe filed a petition to intervene as a party to this action. The petition has been granted. Delmar is a country inhabited by two million people. Since its independence in 1968, democracy has come under increasing strains. The occasional elections held have always been subject to widespread fraud by the government in power. The government has issued a series of repressive acts to eliminate dissent. Beginning in 2000, opponents to the government have undertaken mass demonstrations, bombing, and assassinations. While an increasingly active National Patriotic Front (NPF) party has claimed credit for some of these incidents, their involvement in others has not been established.
Legal Authorities
Sec. 209(a): Refugee Act of 1980 The Attorney General shall establish a procedure for an alien physically present in the United States to apply for asylum, and the alien may be granted asylum in the discretion of the Attorney General if the Attorney General determines that such alien is a refugee within the meaning of Section 101(a) (42) (9). Sec. 101 (a) (42): Refugee Act of 1980 The term refugee means (A) any person who is outside any country of such persons nationality and who is unable or unwilling to return to, and is unable or unwilling to avail himself or herself of the protection of that country because of persecution or a well-founded fear of persecution on account of race, religion, nationality, membership in a particular social group, or political opinion.
Statement of Claim
Toni Radcliffe, the petitioner, requests the Immigration and Naturalization Service: (1) to declare that there is a well-founded fear that Toni Radcliffe, if returned to Delmar, would be persecuted on account of political statements made while in the United States; and
(2) (3)
to declare Toni Radcliffe a refugee within the meaning of the Refugee Act of 1980; and to grant Toni Radcliffe political asylum.
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The respondents, the Immigration and Naturalization Service and Edward Radcliffe, oppose the petition and request the INS to deny the request for asylum by Toni Radcliffe and any other relief sought by the petitioner. A hearing date has been scheduled before an immigration judge at the Immigration and Naturalization Service on the above claims.
Witnesses
For the Petitioner Toni Radcliffe, Petitioner Samuel Noble, Uncle of Toni Radcliffe Kim Eller, Executive Director, Global Human Rights* For the Respondents Edward Radcliffe, Father of Toni Radcliffe Chris Wallich, Under Secretary, U.S. Dept. of State* Daniel Lewis, Ph.D., Psychologist* *The parties have stipulated to the expertise of these witnesses in their respective fields of employment. Affidavit of Toni Radcliffe, Witness for the Petitioner My name is Toni Radcliffe. I am 16 years old. I am presently living with my uncle, Samuel Noble. I have decided that I want to stay in the United State and not return to Delmar. I like it very much here in America. When I finish school, I will be able to get a better job in the United States, and live a better life than in Delmar. People are much poorer in Delmar. Since coming to America, I have become increasingly opposed to the present government in Delmar. I have learned a lot about democracy, and I have seen how it compares to life under the dictator in Delmar. After reading the U.S. Declaration of Independence, I realize that the situation in Delmar is very similar to that of America before the American Revolution. Citizens in Delmar do not have fundamental rights. While I love my family, I do not wish to return to Delmar. I am willing to give up contact with them for freedom. I am also tired of following my fathers strict rules regarding my life. He no longer understands me and why I want to remain in the United States. At the same time, I no longer respect him. He is caught up in his own career and is being manipulated by the Delmarian government. I am fearful that if I am forced to return to Delmar, the government will take action against me for what I have said in America against the government. My Uncle Samuels son, Oscar, who is 22, has been denied admission to the university. I am sure this is because of his fathers political activities. Since coming to America I feel I have grown up quite a bit. I am old enough to make decisions about my life. I realize that this is an extremely important decision; however, I have no other choice. I want to stay in America and help my country. Affidavit of Samuel Noble, Witness for the Petitioner My name is Samuel Noble. I am a professor of political science at the University of the District of Columbia. I am Edward Radcliffes older brother. In 1997, I applied for and was granted political asylum in the United States. At that time, I was an active member of the National Patriotic Front (NPF) party. In 1996, I was jailed. In 1997, I escaped and fled to the United States. Upon my arrival in the United States I changed my last name from Radcliffe to Noble for fear of possible retaliation against me in the United States. For the present, it makes little sense to speak of rights in Delmar. The reality is that under the National Security Act, every right may be denied if the authorities so choose. Because of my political activities my own son, Oscar, was denied admission to the university. After I fled in 1997, Oscar was held in detention for 30 days and questioned in an abusive manner by the police. He has been harassed repeatedly. That is why I am fearful of Toni returning to Delmar.
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Being their only relative in the U.S., I have seen Toni and Edward frequently since they arrived here. Toni attended some of my lectures at the university, and we discussed the future of Delmar. It was during one of these discussions that Toni told me for the first time that he did not want to return to Delmar with Edward. I tried to convince Edward to allow Toni to stay with me and apply for citizenship in the United States. Edward refused, and we ended up in a heated argument about Toni and Delmar. The next thing I know it is August 24 and Toni is knocking at my door in the middle of the night. He told me he had run away from home and wanted to remain in the United States. He asked me to help him, and I said I would do whatever I could. I believe that a 16-year-old is old enough to make up his own mind. The following day, I suggested that a letter be written to the Washington Post and the U.S. State Department. Toni was still pretty shaken up, so I helped him write the letters requesting asylum. Toni is very bright and seems to have adapted extremely well to living in the United States. He is doing well in school and has plenty of friends. I am afraid that if Toni returns to Delmar, the Delmarian government will take some type of action against Toni if they get a chance. Kim Eller, Witness for the Petitioner My name is Kim Eller. I am the executive director of the Global Human Rights Organization. Global Human Rights is an international group that monitors human rights in nations all over the world. Although we have received fewer reports of abuses in Delmar in the last couple of years, Global Human Rights remains concerned about numerous human rights violations, including arbitrary arrest and torture. In March, a state of emergency was reimposed. Further, the National Security Act is used to detain people without charge who advocate political, social, or economic change or commit an act that endangers the maintenance of law and order. The penalty can be anywhere from five years to life in prison. During 2002, dozens of people, including a number of children, died as a result of political violence; among them were people taking part in political demonstrations. In my opinion, if Toni Radcliffe returned to Delmar, the government there would institute some type of reprisal. The National Security Act, for example, has been used often against university staff and students and opposition politicians. While never invoked against a minor, the act has been used to prosecute many adults who have criticized the government. There is strong evidence that Toni will be prosecuted. On August 26, 2002, when the letter Toni wrote was published in the Washington Post, the Delmarian Ambassador issued a press statement saying that statements like Tonis are in violation of the law of his country, and Toni will be subject to possible prosecution upon his return. Chris Wallich, Witness for the Respondents My name is Chris Wallich. I am Under Secretary at the State Departments Bureau of Human Rights and Humanitarian Affairs. In its advisory opinion, the State Department recommends that Toni Radcliffe not be granted political asylum, but rather be returned to Delmar with his father, Edward Radcliffe. Delmar is a developing country with serious economic and social problems, including a high rate of illiteracy, poverty, malnutrition, and inadequate health care. Freedom of speech, press, religion, and assembly are restricted to some degree based on the governments perceived security needs. This is a result of continual terrorist activity by the National Patriotic Front. Much progress in human rights has occurred in recent years as a result of better economic conditions and the stabilization of internal Delmarian affairs. It is also the result of the U.S. policy of working behind the scene and not criticizing the Delmarian government excessively in public. On August 26, Toni was interviewed. On the basis of that interview, it is the departments opinion that this is an internal family matter and not appropriate for governmental action. Toni has had ongoing disagreements with Edward Radcliffe concerning family rules and personal friends. Toni appears to be attracted to the lifestyle in the United States and future economic opportunities. Tonis opposition to the Delmarian government has only surfaced since Toni has been exposed to the overbearing influence of Samuel Noble, an embittered exile. There is no evidence that Toni adopted these attitudes prior to spending a great deal of time with his uncle. If Toni returns to Delmar with Edward, Toni will see the other side.
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Though there have been some political prosecutions in Delmar in recent years, there is no definite evidence that Toni will be persecuted upon return to Delmar. Human rights violations have decreased in recent years, and the State Department has been told by the Delmarian Ambassador that no retaliatory action against Toni is contemplated at this time. The Department of State believes that Toni is not in danger, and the asylum request should be denied. This action would be viewed positively by the government of Delmar; it would improve our foreign relations with the country and be an important step toward the furtherance of human rights in Delmar. Edward Radcliffe, Witness for Respondents My name is Edward Radcliffe. I am Toni Radcliffes father. I am a citizen of Delmar. I was born there and I desire to return with my family. I am not by nature a political man. I am a hard worker who believes that all those who work hard will be rewarded in the end. Those who advocate violent revolutions, like the National Patriotic Front and my brother Samuel, forget that the result of such violence is further destruction of the country and its people. A better approach is to seek nonviolent change in Delmar through the polls. I do not know what has happened to Toni since we came to the United States. Toni used to respect me and would never disobey me. Now all Toni wants to do is play video games and go out with American friends. I am afraid that Toni is losing touch with his heritage. Although Toni had criticized the Delmarian government before, I had never heard anything about advocating its overthrow by violence. Toni used to be a peace-loving child; Toni has now been brainwashed by my brother Samuel. I am Tonis father, and an internal dispute involving a family from another country should not be interfered with by the courts in the United States. Toni will not be in danger when we return to Delmar. The ambassador has told me this, and I am a government official on good terms with the national government. Samuels son, Oscar, was denied admission into the university, but Samuel was a leader of the NPF, and Oscar attended NPF rallies. Toni has never taken any action against Delmar at home. Dr. Daniel Lewis, Witness for Respondents My name is Daniel Lewis. I am a psychologist in private practice in Washington, D.C. On September 8, 2002, Edward Radcliffe contacted me regarding his son, Toni. He retained my services for $4,500. For that sum, I met with Toni Radcliffe, Edward Radcliffe, and Samuel Noble. It is my opinion that it is in the best interest of Toni and the family unit as a whole for Toni to be returned to the care and custody of Edward Radcliffe. Of primary concern is Tonis welfare and best interest. While Tonis Uncle Samuel expressed an interest in adopting Toni, and has adequate income to support him, Samuel leads a very busy life, which requires him to spend a lot of time at the university. In Delmar, Toni would return to a healthy family environmenta father, a mother, and a younger sister. When asked about his family, Toni expressed a deep love for all of them, even Edward, and sadness at perhaps never being able to see them again. I am worried that Toni is too confused and overwhelmed by what has occurred to make an intelligent decision to stay in the United States by himself. Samuel has been extremely influential, perhaps too influential, in Tonis decision to stay in the United States. It is not unusual for someone Tonis age to rebel against his parents. I believe that is what is occurring in this situation. Toni and Edward have strongly differing views about the government of Delmar, which may prevent them from ever being close again. Tonis views are sincere, and he seems to be very knowledgeable about the political situation in that country. Toni believes that he will be persecuted upon his return, and I do not know if he is right about that. I do know that his father has an opposite opinion, and in such a case, we should follow the parents views and not the childs. In addition, Toni has been in the United States for two years. It is not unusual for someone to be overwhelmed by such a drastic change in environment. Moreover, Toni has made good friends in the United States, and it is difficult to break these ties. The relationship between Toni and Edward has been strained since coming to America. Toni has experienced a great deal of freedom in the United States, while at the same time Edward, as Tonis father, has had to establish limits and rules. This has created conflict. I believe that if Toni returns with Edward to Delmar, Toni will be returning to a healthy family situation and should not experience any family hardships.
Adapted with permission from a mock trial prepared by Peter deLacy at Street Law, Inc., www.streetlaw.org.
Resources
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American Bar Association 541 N. Fairbanks Ct. Chicago, IL 60611 www.abanet.org/publiced PC# 235-0206