Brain Disease or Existential Crisis, Williams
Brain Disease or Existential Crisis, Williams
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Finally, even many of the proponents of this theory have been forced to acknowledge that we still have not found
any clear biochemical imbalance that we can associate consistently with schizophrenia or any of the mental
illness diagnoses, and that all we can really say for sure is that psychiatric drugs themselves do lead to the
development of a biochemical imbalance in ones brain (Hyman & Nestler, 1996; Whitaker, 2002).
Hypothesis #2: Schizophrenia is caused by anomalous brain structures
This hypothesis essentially states that schizophrenia is a disease caused by something wrong with the actual
structure of ones brain, specifically with regard to the relative size of the cerebral cortex and/or other nearby
regions of the brain. This hypothesis is generally supported by the actual findings of such anomalies of the brains
of those so diagnosed. But again, upon closer inspection of the research, we find an empty hypothesis that
quickly crumbles away:
First, we have discovered that there are many different factors that can lead to these abnormalities, including:
depression, alcoholism, early childhood trauma (Read, 2004), water retention, pregnancy (Woodruff & Lewis,
1996), advancing age, variations in educational achievement, social class, ethnicity, and head size (Bentall,
2004). It was also discovered that the sizes of these regions of the brain can fluctuate quite rapidly within even
healthy individuals, leading to varying results even within the same individual (Bentall, 2004). And once again,
what do you imagine we have found that is probably the most relevant factor causing such anomalies in the brain?
You guessed it the use of antipsychotic drugs themselves. And virtually all of the research that has discovered
such brain anomalies in those diagnosed with schizophrenia did not account for this very important factor,
meaning that once again, most of the brains studied had most likely been adversely affected by the long-term use
of antipsychotic drugs (Read, 2004; Siebert, 1999).
A second serious challenge to the validity of the abnormal brain structure hypothesis came when it was
recognized that the majority of those diagnosed with schizophrenia do not show any obvious brain abnormality at
all. Lewine found that there is no brain abnormality in schizophrenia that characterizes more than 20-33% of any
given sample. The brains of the majority of individuals with schizophrenia are normal as far as researchers can
tell at present [emphasis added] (Lewine, 1998, p. 499); and this in spite of the fact that most of these participants
were likely exposed to other brain changing factors such as trauma and/or antipsychotic medications. Conversely,
it is common to find healthy individuals who have no schizophrenic symptoms at all and yet have brain
abnormalities similar to those sometimes found in schizophrenics (Siebert, 1999).
Hypothesis #3: Schizophrenia is a Genetic Disorder
This hypothesis is in close alignment with the two brain disease hypotheses mentioned above and suggests that
this brain disease is transmitted genetically. But again we find some serious problems with the assumptions that
have given rise to this hypothesis:
This hypothesis is based on a small handful of twin and adoption studies (Joseph, 2004) conducted many
decades ago which, even when we ignore the many serious methodological flaws with these studies, the only
conclusion that can actually be drawn from them is that there may be a hereditary component in ones
susceptibility to developing psychosis. However, this is not any different than the findings that there may be a
hereditary component in intelligence, shyness, and other psychological characteristics that clearly are not
indicative of any kind of physiological disease.
In other words, its an illogical leap to assume that a hereditary predisposition for a psychological trait or
experience must imply biological disease. Yes, there does seem to be some evidence that some of us may be
born with a temperament or other psychological characteristics which make us more vulnerable to experiencing
psychosis at some point in our life; but no, this evidence does not lend any validity to the hypothesis that
schizophrenia is a genetically transmitted biological disease.
Another important area of research discrediting the genetic disease hypothesis is the far more substantial
research showing high correlations with environmental (non-hereditary) factors and the development of
psychosis/schizophrenia. For example, One study looked at 524 child guidance clinic attendees over 30 years and
discovered that 35% of those later diagnosed with schizophrenia had been removed from their homes due to
neglect, a percentage twice as high as that for any other diagnostic category (Robins, 1974); another study found
that 46% of women hospitalized for psychosis had been victims of incest (Beck & van der Kolk, 1987); another
study of child inpatients found that 77% of those who had been sexually abused were diagnosed psychotic
compared to only 10% of those who had not been so abused (Livingston, 1987); and yet another study found that
83% of men and women who were diagnosed with schizophrenia had suffered significant childhood sexual abuse,
childhood physical abuse, and/or emotional neglect (Honig, Romme, Ensink, Escher, Pennings, & de Vries, 1998).
Bertram Karon, researcher and acclaimed psychosis psychotherapist, has found evidence of a high correlation
between the experience of intense feelings of loneliness and terror within childhood and the later onset of
schizophrenia, a finding that is clearly closely related to the findings of these other studies (Karon, 2003).
Even the strongest proponents of the brain disease hypothesis acknowledge that it has not yet been
validated
The National Institute of Mental Health, on its Schizophrenia home page, proclaims confidently that
schizophrenia is a chronic, severe, and disabling brain disorder (NIMH, 2010a, Para. 1), a statement you find on
nearly every major page or publication they have put out on the topic; and yet if you spend a little more time
looking through their literature, you will find that they admit that the causes of schizophrenia are still unknown
(NIMH, 2010b, Para. 1). Similarly, the American Psychiatric Association also confidently proclaims that
schizophrenia is a chronic brain disorder (APA, 2010, Para. 1), but then they acknowledge on the very same
page that scientists do not yet know which factors produce the illness (APA, 2010, Para. 10), and that the origin
of schizophrenia has not been identified (APA, 2010, Para. 1). The strong bias towards the brain disease theory
is clearly evident in the literature of these and other similar organizations, and yet the message comes through
loud and clear that we still do not know the cause of schizophrenia. Even the U.S. Surgeon General began his
report on the etiology of schizophrenia with the words, The cause of schizophrenia has not yet been determined
(Satcher, 1999, Para. 1). It would appear, then, that it is simply not appropriate to claim with such confidence that
schizophrenia is the result of a brain disease.
If schizophrenia really is a brain disease, then how do we account for the relatively high rates of full
recovery from it?
One finding within the recovery research that is extremely robust is that many people experience full and lasting
recovery after having been diagnosed with schizophrenia. We see this evidence in the vast majority of the
longitudinal recovery studies (See Chapter 4 in my book, Rethinking Madness, for a complete list of all major
longitudinal studies), including those conducted by the National Institute of Mental Health (Harrow & Jobe, 2007;
Harrow, Jobe, & Faull, 2012) and the World Health Organization (Hopper et al., 2007). There is evidence of
spontaneous recovery in between 5% and 71% of cases, depending upon the country of origin and other factors,
and even as high as 82% with certain psychosocial interventions (Mosher, 1999; Seikkula, Aaltonen, Alakare,
Haarakangas, Kernen & Lehtinen, 2006). It is illuminating to compare the high recovery rate for schizophrenia
with the recovery rate for well-established diseases of the brain such as Parkinsons, Alzheimers, Hungtingtons,
or Multiple Sclerosis, in which there is no well documented evidence of even a single individual making a full
recovery from any of these (Siebert, 1999). Furthermore, we see evidence that many of those who have
experienced full recoveries from schizophrenia and other related psychotic disorders do not just return to their prepsychotic condition, but experience profound healing and positive growth beyond the condition that existed prior to
their psychosis, again in stark contrast to the well established diseases of the brain (Williams, 2011, 2012).
The mainstream paradigm of care may actually be creating a self-fulfilling prophecy of brain disease
While we continue to have no solid evidence that schizophrenia/psychosis is the manifestation of a diseased
brain, we do discover one particularly tragic irony in that our very entrenched belief in this theory and the
paradigm of care that has resulted from it is actually ensuring that enormous numbers of people actually do
develop brain disease (see Figure 1).
.
are merely extreme expressions of more ordinary traits found within the general population.
Why call it psychosis? Considering these kinds of experiences to be psychotic or giving them a name such as
schizophrenia or delusional disorder appears to be unhelpful and likely even harmful, especially if such
individuals are inculcated into the unfounded belief that these are the manifestations of a diseased brain.
A second important implication of this idea is that, when these kinds of experiences do cause distress or limitation,
its likely that the best support we can offer does not consist of trying to bring the individuals experience back into
alignment with consensus reality, but instead consists of helping them meet their needs from within the context of
their own experiences. The literature is filled with research and biographical accounts supporting this idea (for
example, Chadwick, Birchwood, & Trower, 1999; Romme et al, 2009).
Finally, as an individuals experience does move further down the continuum into the realm represented by the two
categories listed at the bottom of Figure 3, evidence from my own research (Williams, 2011, 2012) as well as that
of other recovery research (e.g., Arieti, 1978; House, 2001; Karon & VandenBos, 1996; Laing, 1967; May, 1977;
Mindell, 2008; Nixon et al, 2009, 2010; Perry, 1999) suggests that they may be entering a powerful psychological
process entailing the transformation of their self and their personal paradigm at a very profound level (more on this
shortly). This is the process that often gets equated with florid psychosis and is typically the hallmark condition
that so often gets labeled as schizophrenia or as one of the other major psychotic disorders.
Since the term schizophrenia is so heavily laden with unfounded assumptions, as weve been discussing, Ill
simply refer to this process as the psychotic process or psychosis in order to maintain some congruence with
the terminology already used within the field (while acknowledging that the term psychosis also comes heavily
laden with problematic assumptions). After all, we can say that the condition that so often gets labeled as
schizophrenia (or one of the other major psychotic disorders, depending upon the specific nature of the
anomalous experiences) is essentially just long term psychosis.
So, what causes psychosis?
Returning, then, to the question of what causes psychosis, Ill preface my discussion of this question hereby
saying that Ive devoted an entire book (Rethinking MadnessWilliams, 2012) to a thorough exploration of this
question, so unfortunately, its just not possible to adequately summarize and back up a thorough answer to this
question within such a brief article. What I will attempt to do here, however, is to put forth the most essential
concepts of this alternative understanding and hopefully encourage others to engage in fruitful discussion about
this important topic.
While I dont believe its a stretch to say that our attempt to validate the brain disease theory of these disorders
has so far been a colossal failure, there is a very different line of research that I believe has had much more
success in providing significant clues as to the cause of these vexing disorders. The line of research Im referring
to is the research that has inquired directly into the actual lived experiences of those who have personally
experienced psychosis.My own recent research is particularly relevant in this regard, which includes a series of
three studies inquiring deeply into the experiences of those who have experienced full and lasting recovery from
long term psychosis (Williams, 2011, 2012).
I have found that the findings of this line of research have converged sharply upon a fundamental cause of these
psychotic disorders that is perhaps best stated something like this: The individual we deem schizophrenic or
psychotic is merely caught in a profound wrestling match with the very same core existential dilemmas with
which we all must struggle. In other words, it appears likely that psychosis is not caused by a disease of the brain
but is rather the manifestation of a mind deeply entangled within the fundamental dilemmas of existence.
So, what are these existential dilemmas?
The term existential dilemma essentially refers to the dilemmas inherent in finding ourselves in a state of
existenceHere I am, alive, conscious, and feeling. Now what? These dilemmas, at their core, relate to our
need to maintain our existence, and perhaps even more importantly, our need to create a life that is worth living
where the joys and rewards of living are strong enough to overcome the inherent pain and suffering of life and
provide us with the will to go on living. Some of the most pertinent such dilemmas that have been named by
various existential thinkers are: finding a balance between love/belonging and authenticity/autonomy; finding a
balance between freedom and security; coming to terms with the fact that all of our decisions and actions come at
some cost; coming to terms with our own impending death; and cultivating enough meaning in our lives so that we
are able to rise out of bed every morning and greet each new day.
In virtually all of the research and case studies I have come across that have looked closely at the actual
subjective experiences of those who have fallen into a psychotic process, we see evidence that, prior to the onset
of psychosis, these individuals had found themselves in overwhelming existential dilemmas similar to those
mentioned above, but to a far greater degree than that which the average person ordinarily experiences. In one of
the most well-known such studies, R. D. Laing, a Scottish psychiatrist renowned for his pioneering research on
schizophrenia and his clinical work with those so diagnosed, closely studied the social circumstances surrounding
over 100 cases of individuals diagnosed with schizophrenia, and he concluded that without exception the
experience and behavior that gets labeled schizophrenic is a special strategy that a person invents in order to live
in an unlivable situation [authors emphases] (1967, pp. 114-115).
Bertram Karon, one of the worlds most renowned clinicians specializing in psychotherapy for those diagnosed
with psychotic disorders, stated his belief that any one of us would also likely experience psychosis if we were to
have to live through the same set of circumstances as those of his psychotic clients (Karon & VandenBos, 1996).
We see other evidence of this again and again in the plethora of biographical and autobiographical accounts that
have been written and filmed (for example, Bassman, 2007; Beers, 1981; Dorman, 2003; Greenberg, 1964;
Modrow, 2003).
The focus of my own research (Williams, 2011, 2012) was to explore the change that takes place with regard to
ones experience and understanding of the world and ones self (ones personal paradigm) throughout the entire
psychotic process, from onset to full recovery. The findings that emerged with regard to the onset of psychosis
were very much in alignment with the findings of the other research mentioned abovethere is clear evidence
that every participant in all three of my own studies had also experienced such an overwhelming dilemma prior to
the onset of psychosis. After thorough analysis of the data in the final and most comprehensive of the three
studies, I arrived at the conclusion that there were essentially two fundamental dilemmas that appeared to lie at
the crux of both the onset and resolution of these participants psychotic process:
The need to achieve a sustainable balance between autonomy (personal choice/personal freedom/authenticity)
and connection (love/belonging/acceptance)
The need to maintain a relatively secure and stable sense of self when the very fabric of ones being and indeed of
the entire universe is profoundly groundless, impermanent, and interconnected.
What is particularly interesting about these dilemmas is that they may be the very same dilemmas that lie at the
core of all human experience, regardless of ones degree of sanity or lack thereof. Its likely that most of us can
easily relate to the first dilemmawe only need to think of the various challenges weve had in our relationships
with family members, partners, and other loved ones. We can also easily witness this dilemma occurring within
toddlers as they struggle to find a balance between the drive to explore the world and assert their autonomy while
still wanting to be unconditionally loved and accepted by their caretakers. And of course this dilemma never fully
goes away for most of us.
The second dilemma mentioned above is probably a little more difficult for some of us to relate to, especially for
us Westerners (many practitioners of some of the Eastern traditions such as Buddhism, Taoism, and Advaita
Vedanta have thoroughly explored this dilemma). This dilemma generally lies a little more deeply beneath our
conscious awareness than the first dilemma, though it often becomes conscious in unusual circumstances, such
as during psychological/emotional crisis, intensive contemplative practice (such as mindfulness meditation), and
hallucinogenic drug use.
So, if these existential dilemmas are universal, then why do some individuals become more overwhelmed by
them than others, and go on to develop psychosis?
The research suggests that there are two main factors that may make someone vulnerable to experiencing one or
both of these dilemmas to a very high degree: With regard to being overwhelmed by the first existential dilemma
(that of finding a tolerable balance between autonomy and relationship), developmental and/or acute trauma
appears to play a particularly strong role. It has long been established in the field of developmental psychology
that healthy childhood development requires that we find a healthy balance between our sense of autonomy and
our trust that we are loved and accepted by others.
Attachment research has been exploring and validating this idea for decades. Childhood abuse (physical, sexual,
and/or emotional), trauma, neglect, and a poor fit between the temperament of a child and her/his caretaker(s) all
clearly interfere with establishing a healthy balance in this regard, and all of these are well established in
predisposing someone to developing serious emotional and psychological problems, and in more extreme cases,
psychosis (Karen, 1994; Mahler, Pine, & Bergman, 1973; Rathus, 2006; Schore, 2002; Slade, 1999; Wallin, 2007;
Williams, 2011, 2012).
Recall that the second existential dilemma refers to our need to maintain the sense that we are a relatively secure
and stable self living in a relatively secure and stable world, when the reality of our situation is very different than
this. To better understand how someone can be overwhelmed by this dilemma, it will help to first touch on the
concept of cognitive constructs. The term cognitive constructs refers to the belief systems and interpretations that
each of us has constructed throughout our lives which allow us to make sense of the world.
They can act somewhat like a double edged sword for us. On one hand, they provide us with the means to
distinguish one object or being from another, and they give us the general sense that we kinda know whats going
on so that we can meet our needs and navigate our way through life. They also give us a sense that there is
some solid ground beneath our experiencein other words, that we are a secure and stable self living in a
relatively secure and stable world. But on the other hand, our cognitive constructs can close our minds to other
perspectives, and they create the illusion that the world and our self are much more stable and secure than they
actually are.
For most of us, our cognitive constructs are fairly solid, changing only slowly over time. However, in certain cases,
such as during acute crisis or trauma, or with the use of certain psychoactive drugs, ones cognitive constructs
can become highly unstable. On one hand, this can lead to the potential benefit of having a more open mind (less
rigid belief systems) and the richness of experiencing a greater sense of interconnectedness with all (more about
this in my book, Rethinking Madness); but on the other hand, the loosening of our cognitive constructs can also
lead to the potential terror of experiencing just how precarious and ungrounded our existence and self really are,
which can lead to profound shifts within our personal paradigm as we desperately attempt to find some solid
ground to cling onto once again. Such radical personal paradigm shifting is closely associated with anomalous
experiencesso called delusions and hallucinationsexperiences that are generally equated with psychosis.
Why some people are more prone to the loosening of ones cognitive constructs is still somewhat mysteriousit
appears that certain drugs and psychological or physiological distress may play a significant role, and some
individuals may even have some genetic or developmental predisposition for such experiences. However, even
though some people may be more prone to the destabilization of their cognitive constructs, it seems likely that
virtually anyone has the potential to experience this if exposed to an overwhelming dilemma, situation, or trauma.
Its all too easy to find cases of extreme neglect, abuse, torture, or other trauma that have profoundly shaken up
ones experience of ones self and the world and led to psychosis or at least psychotic-type experiences (those
within the bottom three categories of Figure 3 above).
The research suggests, then, that both of these factors play an important role in the development of psychosis
an overwhelming existential dilemma and unstable cognitive constructs. The research also suggests that these
two factors are very closely related, in that the experience of such an overwhelming dilemma makes one more
susceptible to experiencing unstable cognitive constructs, and vice versa. Its also important to emphasize that it is
the individuals own subjective experience of their situation that is most relevant. Sometimes, its easily evident to
an observer that an individual is experiencing such an overwhelming dilemma (again, think of overt trauma, abuse,
torture, etc.); but at other times, the individuals crisis is not so apparent to an onlooker, though it is often all too
apparent to the individual her/himself.
So, we finally arrive at the final and perhaps most important question in this discussion: Why would an individuals
psyche intentionally initiate psychosis?
In other words, how can something as chaotic and as potentially harmful as psychosis act as a strategy to aid
someone in transcending an otherwise irresolvable dilemma? To understand this, it helps to use as a metaphor
the process of metamorphosis that takes place within the development of a butterfly. In order for a poorly
resourced larva to transform into the much more highly resourced butterfly, it must first disintegrate at a very
profound level, its entire physical structure becoming little more than amorphous fluid, before it can reintegrate into
the fully developed and much more resourced form of a butterfly.
In a similar way, when someone enters a state of psychosis, we can say that prior to the onset of psychosis, for
whatever reason, they have arrived at a way of being in the world and experiencing of the world that is no longer
sustainable (i.e., is poorly resourced), and it seems that their predicament cannot be resolved using more ordinary
strategies. As a desperate last-resort strategy, then, ones own psyche may initiate a psychotic process. As the
individual enters into a psychotic process, we can say that their very self, right down to the most fundamental
levels of their being, undergoes a process of profound disintegration; and as we have seen in the recovery
research, with the proper conditions and support, there is every possibility of their continuing on to profound
reintegration and eventual reemergence as a renewed self in a significantly changed and more resourced state
than that which existed prior to the psychosis.
This is why the intentional destabilization of ones cognitive constructs may be so beneficial, although of course
very risky. It is this very loosening of ones personal paradigmof ones experience and understanding of ones
self and of the worldthat allows an individual to undergo such a profound transformation at such a deep level of
their being. When such a process resolves successfully, the potential amount of growth and/or healing that this
allows is enormous; but of course, when such a process does not resolve successfully, an individuals personal
paradigm may remain unstable and chaotic indefinitely (think florid psychosis).
This idea is well supported in the recovery research in the findings that many people who make full recoveries
from psychosis often experience a degree of wellbeing and ability to meet their needs that far exceeds that which
existed prior to their psychosis (Arieti, 1978; House, 2001; Karon & VandenBos, 1996; Laing, 1967; May, 1977;
Mindell, 2008; Mosher, 1999; Mosher & Hendrix, 2004; Nixon et al., 2009, 2010; Perry, 1999; Williams, 2011,
2012). Its important to keep in mind, of course, that such resolution is not always successful, and that an
individual may remain in a psychotic condition indefinitely. But we must also not lose sight of the very hopeful
findings from the recovery research that suggest that such a successful resolution from a psychotic process is
surprisingly common, and may even be the most common outcome given the proper conditions and support
(Hopper et al., 2007; Perry, 1999; Mosher, 1999; Mosher & Hendrix, 2004; Seikkula et al., 2006).
Finally, one particularly compelling implication of these findings is that if it turns out to be true that those who have
experienced psychosis have struggled profoundly with the universal existential dilemmas that most of us have
only barely consciously grasped, then these individuals may have the potential to contribute greatly to the very
important human quest to understand what it is that really drives us.
Dr. Paris Williams, author of Rethinking Madness, works as a psychologist in the San Francisco Bay Area. He
offers the rare perspective of someone who has experienced psychosis from both sidesas a researcher and
psychologist, and as someone who has himself fully recovered after struggling with psychotic experiences. He can
be reached at: www.RethinkingMadness.com/contact.
You can find a much more thorough discussion of these and related topics in Dr. Williams recently published
book, Rethinking Madness (Skys Edge Publishing), which is available through Amazon.com and most other
major retail outlets. More information is available at www.RethinkingMadness.com
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Copyright 2015 Mad In America Inc.