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Rare Earth Hypothesis
Rare Earth Hypothesis
0. Abstract
In planetary astronomy and astrobiology, the Rare Earth Hypothesis argues that the emergence of
complex multicellular life on Earth (and, subsequently, intelligence) required an improbable
combination of astrophysical and geological events and circumstances. The hypothesis argues that
complex extraterrestrial life is a very improbable phenomenon and likely to be extremely rare. The term
"Rare Earth" originates from Rare Earth: Why Complex Life Is Uncommon in the Universe (2000), a book
by Peter Ward, a geologist and paleontologist, and Donald E. Brownlee, an astronomer and
astrobiologist, both faculty members at the University of Washington.
An alternative view point was argued by Carl Sagan and Frank Drake, among others. It holds that Earth is
a typical rocky planet in a typical planetary system, located in a non-exceptional region of a common
barred-spiral galaxy. Given the principle of mediocrity (also called the Copernican principle), it is
probable that the universe teems with complex life. Ward and Brownlee argue to the contrary: that
planets, planetary systems, and galactic regions that are as friendly to complex life as are the Earth, the
Solar System, and our region of the Milky Way are very rare.
complex life is possible make up the galactic habitable zone. This zone is primarily a function of distance
from the galactic center. As that distance increases:
Star metallicity declines. Metals (which in astronomy means all elements other than hydrogen and
helium) are necessary to the formation of terrestrial planets.
The X-ray and gamma ray radiation from the black hole at the galactic center, and from nearby
neutron stars, becomes less intense. Radiation of this nature is considered dangerous to complex life,
hence the Rare Earth hypothesis predicts that the early universe, and galactic regions where stellar
density is high and supernovae are common, will be unfit for the development of complex life.
Gravitational perturbation of planets and planets by nearby stars becomes less likely as the density of
stars decreases. Hence the further a planet lies from the galactic center or a spiral arm, the less likely it
is to be struck by a large bolide. A sufficiently large impact may extinguish all complex life on a planet.
Item #1 rules out the outer reaches of a galaxy; #2 and #3 rule out galactic inner regions, globular
clusters,[citation needed] and the spiral arms of spiral galaxies.[citation needed] These "arms" are
regions of a galaxy characterized by a higher rate of star formation, moving very slowly through the
galaxy in a wave-like manner. As one moves from the center of a galaxy to its furthest extremity, the
ability to support life rises then falls. Hence the galactic habitable zone may be ring-shaped, sandwiched
between its uninhabitable center and outer reaches.
While a planetary system may enjoy a location favorable to complex life, it must also maintain that
location for a span of time sufficiently long for complex life to evolve. Hence a central star with a galactic
orbit that steers clear of galactic regions where radiation levels are high, such as the galactic center and
the spiral arms, would appear most favorable. If the central star's galactic orbit is eccentric (elliptic or
hyperbolic), it will pass through some spiral arms, but if the orbit is a near perfect circle and the orbital
velocity equals the "rotational" velocity of the spiral arms, the star will drift into a spiral arm region only
graduallyif at all. Therefore Rare Earth proponents conclude that a life-bearing star must have a
galactic orbit that is nearly circular about the center of its galaxy. The required synchronization of the
orbital velocity of a central star with the wave velocity of the spiral arms can occur only within a fairly
narrow range of distances from the galactic center. This region is termed the "galactic habitable zone".
Lineweaver et al.[4] calculate that the galactic habitable zone is a ring 7 to 9 kiloparsecs in diameter,
that includes no more than 10% of the stars in the Milky Way.[5] Based on conservative estimates of the
total number of stars in the galaxy, this could represent something like 20 to 40 billion stars. Gonzalez,
et al.[6] would halve these numbers; he estimates that at most 5% of stars in the Milky Way fall in the
galactic habitable zone.
The orbit of the Sun around the center of the Milky Way is indeed almost perfectly circular, with a
period of 226 Ma (1 Ma = 1 million years), one closely matching the rotational period of the galaxy.
While the Rare Earth hypothesis predicts that the Sun should rarely, if ever, have passed through a spiral
arm since its formation, astronomer Karen Masters has calculated that the orbit of the Sun takes it
through a major spiral arm approximately every 100 million years.[7] Some researchers have suggested
that several mass extinctions do correspond with previous crossings of the spiral arms.[8]
Andromeda and the Milky Way have a similar mass, but whereas Andromeda is a typical spiral galaxy
the Milky Way is unusually quiet and dim. It appears to have suffered fewer collisions with other
galaxies over the last 10 billion years, and its peaceful history may have made it more hospitable to
complex life than galaxies which have suffered more collisions, and consequently more supernovae and
other disturbances.[9] The level of activity of the black hole at the centre of the Milky Way may also be
important: too much or too little and the conditions for life may be even rarer. The Milky Way black hole
appears to be just right.[10]
The habitable zone varies with the type and age of the central star. The habitable zone for a main
sequence star very gradually moves out over time until the star becomes a white dwarf, at which time
the habitable zone vanishes. The habitable zone is closely connected to the greenhouse warming
afforded by atmospheric water vapor (H2O), carbon dioxide (CO2), and/or other greenhouse gases. Even
though the Earth's atmosphere contains a water vapor concentration from 0% (in arid regions) to 4% (in
rain forest and ocean regions) and -as of June 2013- only 400 parts per million of CO2, these small
amounts suffice to raise the average surface temperature of the Earth by about 40 C from what it
would otherwise be,[12] with the dominant contribution being due to water vapor, which together with
clouds makes up between 66% and 85% of Earth's greenhouse effect, with CO2 contributing between
9% and 26% of the effect.
Rocky planets must orbit within the habitable zone for life to form. Although the habitable zone of such
hot stars as Sirius or Vega is wide: Rocky planets that form too close to the star to lie within the
habitable zone cannot sustain life; however, life could arise on a moon of a gas giant. Hot stars also emit
much more ultraviolet radiation that ionizes any planetary atmosphere.
Hot stars, as mentioned above, may become red giants before advanced life evolves on their planets.
These considerations rule out the massive and powerful stars of type F6 to O (see stellar classification)
as homes to evolved metazoan life.
Small red dwarf stars conversely have small habitable zones wherein planets are in tidal lockone side
always faces the star and becomes very hot and the other always faces away and becomes very cold
and are also at increased risk of solar flares (see Aurelia) that would tend to ionize the atmosphere and
be otherwise inimical to complex life. Rare Earth proponents argue that life therefore cannot arise in
such systems and that only central stars that range from F7 to K1 stars are hospitable. Such stars are
rare: G type stars such as the Sun (between the hotter F and cooler K) comprise only 9%[14] of the
hydrogen-burning stars in the Milky Way. However, some exobiologists have suggested that stars
outside this range may give rise to life under the right circumstances; this possibility is a central point of
contention to the theory because these late-K and M category stars make up about 82% of all hydrogenburning stars.[14]
Rare Earth proponents argue that a planetary system capable of sustaining complex life must be
structured more or less like the Solar System, with small and rocky inner planets and outer gas
giants.[16]
In addition, the arrangement of the Solar System is not only rare but optimal as the large mass and
gravitational attraction of the gas giants provide protection for the inner rocky planets from Small Solar
System body impacts and asteroid bombardment.
Newtonian dynamics can produce chaotic planetary orbits, especially in a system having large planets at
high orbital eccentricity.
The need for stable orbits rules out stars with systems of planets that contain large planets with orbits
close to the host star (called "hot Jupiters"). It is believed that hot Jupiters formed much further from
their parent stars than they are now, and have migrated inwards to their current orbits. In the process,
they would have catastrophically disrupted the orbits of any planets in the habitable zone.[18]
A planet that is too small cannot hold much of an atmosphere. Hence the surface temperature becomes
more variable and the average temperature drops. Substantial and long-lasting oceans become
impossible. A small planet will also tend to have a rough surface, with large mountains and deep
canyons. The core will cool faster, and plate tectonics will either not last as long as they would on a
larger planet or may not occur at all. A planet that is too large will retain too much of its atmosphere
and will be like Venus. Venus is similar in size and mass to Earth, but has a surface atmosphere pressure
that is 92 times that of Earth's. Venus mean surface temperature is 735 K (462 C; 863 F) making Venus
the hottest planet in the Solar System. Earth had a similar early atmosphere to Venus, but lost it in the
giant impact event.[20]
Great American Interchange on Earth, around ~ 3.5 to 3 Ma
Plate tectonics is dependent on chemical composition and a long-lasting source of heat in the form of
radioactive decay occurring deep in the planet's interior. Continents must also be made up of less dense
felsic rocks that "float" on underlying denser mafic rock. Taylor[24] emphasizes that subduction zones
(an essential part of plate tectonics) require the lubricating action of ample water; on Earth, such zones
exist only at the bottom of oceans.
Ward & Brownlee and others such as Tilman Spohn of the German Space Research Centre Institute of
Planetary Research[25] argue that plate tectonics provides a means of biochemical cycling which
promotes complex life on Earth and that water is required to lubricate planetary plates.
Plate tectonics and as a result continental drift and the creation of separate land masses would create
diversified ecosystems which is thought to have promoted the diversification of species, and that
diversity is one of the strongest defenses against extinction.[26]
An example of species diversification and later competition on Earth's continents is the Great American
Interchange. This was the result of the tectonically induced connection between North & Middle
America with the South American continent, at around 3.5 to 3 Ma. The previously undisturbed fauna of
South America could evolve in their own way for about 30 million years, since Antarctica separated.
Many species were subsequently wiped out in mainly South America by competing Northern American
animals.
A large moon
The Moon is unusual because the other rocky planets in the Solar System either have no satellites
(Mercury and Venus), or have tiny satellites that are probably captured asteroids (Mars).
The giant impact theory hypothesizes that the Moon resulted from the impact of a Mars-sized body,
Theia, with the very young Earth. This giant impact also gave the Earth its axial tilt and velocity of
rotation.[24] Rapid rotation reduces the daily variation in temperature and makes photosynthesis
viable.[citation needed] The Rare Earth hypothesis further argues that the axial tilt cannot be too large
or too small (relative to the orbital plane). A planet with a large tilt will experience extreme seasonal
variations in climate, unfriendly to complex life. A planet with little or no tilt will lack the stimulus to
evolution that climate variation provides.[citation needed] In this view, the Earth's tilt is "just right". The
gravity of a large satellite also stabilizes the planet's tilt; without this effect the variation in tilt would be
chaotic, probably making complex life forms on land impossible.[27]
If the Earth had no Moon, the ocean tides resulting solely from the Sun's gravity would be only half that
of the lunar tides. A large satellite gives rise to tidal pools, which may be essential for the formation of
complex life, though this is far from certain.[28]
A large satellite also increases the likelihood of plate tectonics through the effect of tidal forces on the
planet's crust. The impact that formed the Moon may also have initiated plate tectonics, without which
the continental crust would cover the entire planet, leaving no room for oceanic crust. It is possible that
the large scale mantle convection needed to drive plate tectonics could not have emerged in the
absence of crustal inhomogeneity.
If a giant impact is the only way for a rocky inner planet to acquire a large satellite, any planet in the
circumstellar habitable zone will need to form as a double planet in order that there be an impacting
object sufficiently massive to give rise in due course to a large satellite. An impacting object of this
nature is not necessarily improbable.
An evolutionary trigger for complex life
Regardless of whether planets with similar physical attributes to the Earth are rare or not, some argue
that life usually remains simple bacteria. Biochemist Nick Lane argues that simple cells (prokaryotes)
emerged soon after Earth's formation, but almost half the planet's life had passed before they evolved
into complex ones (eukaryotes) and because all complex life has a common origin, this event can only
have happened once. In his view, prokaryotes lack the cellular architecture to evolve into eukaryotes
because a bacterium expanded up to eukaryotic proportions would have tens of thousands of times less
energy available; two billion years ago, one simple cell incorporated itself into another, multiplied, and
evolved into mitochondria that supplied the vast increase in available energy that enabled the evolution
of complex life. If this incorporation occurred only once in four billion years or is otherwise unlikely, then
life on most planets remains simple.[29] An alternative view that mitochondria evolution was
environment triggered, and that mitochondria containing organisms appear very soon after first traces
of oxygen appear in Earth`s atmosphere.[30]
The right time in evolution
Timeline of evolution; writing exists for only 0.000218% of Earth's history.
While life on Earth is regarded to have spawned relatively early in the planet's history, the evolution to
complex organs took around 800 million years[31] Civilizations on Earth have existed for ~10,000 years
and radio communication with space is not older than 80 years. Relative to the age of our solar system
(~4.57 Ga) this is a tiny age span, an age span where extreme climatic variations, super volcanoes or
large meteorite impacts were absent. These events would severely harm intelligent life, as well as life in
general. For example, the Permian-Triassic mass extinction, caused by widespread and continuous
volcanic eruptions in an area the size of Western Europe, led to the extinction of 95% of known species
around 251.2 Ma ago. About 65 million years ago, the Chicxulub impact at the CretaceousPaleogene
boundary (~65.5 Ma) on the Yucatn peninsula in Mexico led to a mass extinction of the most advanced
species at that time.
If intelligent extraterrestrial civilizations did exist and with such an intelligence level that they could
make contact with distant Earth, they would have to live in the same time span in evolution. The nearest
Earth-like planets are around 11.9 light years away; probable planets as Tau Ceti e and f around the star
Tau Ceti in the constellation of Cetus, a star considered to be 5.8 Ga; 1.23 billion years older than the
Sun.
Under the assumption that both the explosion of life and the development of civilization were to be
relative to the planet's age, they would have spawned 723 Ma and 12.691 ka, respectively. The time
between the life explosion if that had existed on an exoplanet and the dawn of civilizations is thus very
large and the time between civilization and radio signals evenly so.
The risk of intelligent-life destruction is not a Drake equation factor; in the 33 million years since the
Eocene-Oligocene extinction event there have been no major mass extinctions.
The chance of bigger impacts in the time span of evolution to intelligent life depends on the amount of
shielding by larger bodies, such as our system's Jupiter or the Moon. The chance of a large impact and
resulting mass extinction happening in a multi-planetary "protected" system is, however, impossible to
predict.
The Rare Earth equation, unlike the Drake equation, does not factor the probability that complex life
evolves into intelligent life that discovers technology (Ward and Brownlee are not evolutionary
biologists). Barrow and Tipler[34] review the consensus among such biologists that the evolutionary
path from primitive Cambrian chordates, e.g. Pikaia to Homo sapiens, was a highly improbable event.
For example, the large brains of humans have marked adaptive disadvantages, requiring as they do an
expensive metabolism, a long gestation period, and a childhood lasting more than 25% of the average
total life span. Other improbable features of humans include:
Being the only extant bipedal land (non-avian) vertebrate.[dubious discuss] Combined with an
unusual eyehand coordination, this permits dextrous manipulations of the physical environment with
the hands;
A vocal apparatus far more expressive than that of any other mammal, enabling speech. Speech
makes it possible for humans to interact cooperatively, to share knowledge, and to acquire a culture;
The capability of formulating abstractions to a degree permitting the invention of mathematics, and
the discovery of science and technology. Only recently did humans acquire anything like their current
scientific and technological sophistication.
study of the anthropic principle, and of how the laws of physics are peculiarly suited to enable the
emergence of complexity in nature.
Ray Kurzweil, a computer pioneer and self-proclaimed Singularitarian, argues in The Singularity Is Near
that the coming Singularity requires that Earth be the first planet on which sentient, technology-using
life evolved. Although other Earth-like planets could exist, Earth must be the most evolutionarily
advanced, because otherwise we would have seen evidence that another culture had experienced the
Singularity and expanded to harness the full computational capacity of the physical universe.
John Gribbin, a prolific science writer, defends the hypothesis in a book devoted to it called Alone in
the Universe: Why our planet is unique.[37]
Guillermo Gonzalez, astrophysicist who coined[citation needed] the term Galactic Habitable Zone uses
the hypothesis in his book The Privileged Planet to promote the concept of intelligent design.[38]
Michael H. Hart, astrophysicist who proposed a very narrow habitable zone based on climate studies
edited the influential book "Extraterrestrials: Where are They" and authored "Atmospheric Evolution,
the Drake Equation and DNA: Sparse Life in an Infinite Universe"[39]
3. Criticism
Cases against the Rare Earth Hypothesis take various forms.
Exoplanets with Earth-like properties are being discovered
See also: Estimated frequency of Earth-like planets
An increasing number of extrasolar planet discoveries are being made with 3,548 candidate planets now
known as of August 2013. These discoveries and such tools as the Kepler space telescope aid estimating
the frequency of Earth-like planets. Because life has not been found on other planets, and because the
Copernican principle states that life should be common on these other Earth-like planets, the more
Earth-like planets that are found without life increases the strength of the Rare Earth Hypothesis. In
2013 a study that was published in the journal Proceedings of the National Academy of Sciences
calculated that about "one in five" of all sun-like stars are expected to have earthlike planets "within the
habitable zones of their stars"; 8.8 billion of them therefore exist in the Milky Way galaxy alone.[40]
NASA and the SETI Institute now categorise Earth like planets with an Earth Similarity Index (ESI) of
mass, radius and temperature.[41][42]
Current technology limits the testing of important Rare Earth Criteria: surface water, tectonic plates, or
a large moon, are currently undetectable, and few of the 146 documented exasolar systems have been
found to resemble ours because Earth-sized planets are difficult to detect. However, a large moon and
planetary arrangements that resemble that of the solar system are not necessarily important for the
development of life in a system (see other reasons below).
On 4 November 2013, astronomers reported, based on Kepler space mission data, that there could be as
many as 40 billion Earth-sized planets orbiting in the habitable zones of sun-like stars and red dwarf
stars within the Milky Way Galaxy.[43][44] 11 billion of these estimated planets may be orbiting sun-like
stars.[45] The nearest such planet may be 12 light-years away, according to the scientists.[43][44] With
the next closest found at 16 light-years (Gliese 832 c).
Oxygen is not a requirement for multicellular life
See also: Alternative biochemistry and Great Oxygenation Event
Multicellular life, e.g., anaerobic metazoa, can exist without oxygen (despite Ward & Brownlee's now
disproven contrary assertion[46] ). Three multicellular species, including Spinoloricus nov. sp. discovered
in the hypersaline anoxic L'Atalante basin at the bottom of the Mediterranean Sea in 2010, appear to
metabolise with hydrogen instead of oxygen, lacking mitochondria and instead using
hydrogenosomes.[47][48]
4. Anthropic reasoning
The hypothesis concludes, more or less, that complex life is rare because it can evolve only on the
surface of an Earth-like planet or on a suitable satellite of a planet. Some biologists, such as Jack Cohen,
believe this assumption too restrictive and unimaginative; they see it as a form of circular reasoning.
According to David Darling, the Rare Earth hypothesis is neither hypothesis nor prediction, but merely a
description of how life arose on Earth.[49] In his view Ward and Brownlee have done nothing more than
select the factors that best suit their case.
What matters is not whether there's anything unusual about the Earth; there's going to be something
idiosyncratic about every planet in space. What matters is whether any of Earth's circumstances are not
only unusual but also essential for complex life. So far we've seen nothing to suggest there is.[50]
Critics also argue that there is a link between the Rare Earth Hypothesis and the creationist ideas of
intelligent design.[51]
Alternative habitats for complex Life
5. Conclusion
Rare Earth proponents argue that simple life may be common, though complex life requires specific
environmental conditions to arise. Some argue that complex life may exist in such diverse habitats as
those beyond the Solar System's habitable zone and on non-planetary bodies where both water and an
active energy source may exist. For example, sub-surface water habitats that are warmed by tidal
heating may exist on Europa and Enceladus.[52][53] Some theories on the origin of life on Earth indicate
that complex life evolved in such environments before arising on the surface.
The assertion that Jupiter's mass guards the terrestrial planets from impacts has been challenged. Since
Rare Earth, the 2005 Nice model and 2007 Nice 2 model have provided computer modelling of planetary
formation. A study by Horner & Jones (2008) using computer simulation found that while the total effect
on all orbital bodies within the Solar System is unclear, Jupiter has caused more impacts on Earth than it
has prevented.[54]
Necessity of tectonics
Ward & Brownlee argue that tectonics is necessary to support biogeochemical cycles required for
intelligent life and that such geological features are unique to Earth and that such processes do not
occur elsewhere citing the lack of any observable orogenic evidence. However recent evidence points to
similar activity either having occurred or continuing to occur on other terrestrial objects including
Mars,[55] Venus,[56] Titan,[57][58] Europa,[59] Enceladus[60] and the Moon.[58] Several more natural
satellites exhibit similar processes though that may have different mechanisms.
Many Rare Earth proponents argue that the Earth's plate tectonics would probably not exist if not for
the tidal forces of the moon. However the hypothesis that the moon's tidal influence initiated Earth's
plate tectonics remains unproven. Additionally, strong evidence suggests that plate tectonics existed on
Mars, which does not currently have a large companion.[61]
NASA scientists Hartman and McKay argue that plate tectonics may in fact slow the rise of oxygenation
(and thus stymie complex life rather than promote it).[62] Computer modelling by Tilman Spohn in 2014
found that plate tectonics on Earth may have arisen from the effects of complex life's emergence, rather
than the other way around as the Rare Earth might suggest. The action of lichens on rock may have
contributed to the formation of subduction zones in the presence of water.[63]
Giant impacts may not be rare nor necessary for rotational speed
Recent work by Edward Belbruno and J. Richard Gott of Princeton University suggests that giant impacts
such as those that formed the Moon can indeed form in planetary trojan points (L4 or L5 Lagrangian
point) which means that similar circumstances may occur in other planetary systems.[64]
Although the giant impact theory posits that the impact forming the Moon increased Earth's rotational
speed to make a day about 5 hours long, the Moon has slowly "stolen" much of this speed to reduce
Earth's solar day since then to about 24 hours and continues to do so: in 100 million years Earth's solar
day will be roughly 24 hours 38 minutes, in 1 billion 30 hours 23 minutes. Larger secondary bodies would
exert proportionally larger tidal forces that would in turn decelerate their primaries faster and
potentially increase the solar day of a planet in all other respects like earth to over 120 hours within a
few billion years. This long solar day would make effective heat dissipation for organisms in the tropics
and subtropics extremely difficult in a similar manner to tidal locking to a red dwarf star. Short days
(high rotation speed) caused high wind speeds at ground level. Long days (slow rotation speed) causes
the day\night temperatures to be too extreme.