Audi Alteram Partem
Audi Alteram Partem
Procedural fairness and regularity are of the indispensable essence of liberty. Severe
substantive laws can be endured if they are fairly and impartially applied.
JACKSON J .
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INTRODUCTION.
In India, there is no particular statute, laying down the minimum standard, which the
administrative bodies must follow while exercising their decision making powers. There is,
therefore, a bewildering variety of administrative procedure. In some cases, the
administrative procedure is controlled by the statute under which they exercise their
powers . But in some cases, the administrative agencies are left free to device their own
procedure . But the courts have several times reiterated that the administrative agencies
must follow a minimum of fair procedure, while exercising their powers. This fair procedure
is called the principles of natural justice.
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The principles of natural justice have been developed by the courts, in order to secure
fairness in the exercise of the powers by the administrative agencies. The principles of
natural justice are the Common Law counterpart of the due process of law in the
Constitution of the United States. However wide the powers of the state and however
extensive discretion they confer, the administrative agencies are always under the obligation
to follow a manner that is procedurally fair.
In a case before the United States Supreme Court, a JACKSON J. said: Procedural fairness
and regularity are of the indispensable essence of liberty. Severe substantive laws can be
endured if they are fairly and impartially applied .
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The doctrine of natural justice seeks not only to secure justice but also to prevent
miscarriage of justice . The norms of natural justice are based on two ideas:
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audi alteram partem,- the person, who has to be effected by a decision has a right to
be heard; and
nemo judex in re sua the authority deciding the matter should be free from bias.
However the applicability of the principles of natural justice depends upon the facts and
circumstances of each case .
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In India, the Supreme Court has reiterated that the principles of natural justice are neither
rigid nor they can be put in a straight jacket but are flexible. In the case of R. S. Dass v.
Union of India , the Supreme Court observed that:
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It is well established that rules of natural justice are not rigid rules, they are flexible
and their application depends upon the setting and background of statutory
provisions, nature of the right which may be affected and the consequences which
may entail, its application depends upon the facts and circumstances of each case.
The reason for the flexibility of natural justice is that the concept is applied to a wide
spectrum of the decision-making bodies.
The project focuses on the rule of fair hearing, which is one of the essential rules of the
Natural Justice.
NATURAL JUSTICE AND ITS ESSENTIAL ELEMENTS.
The principles of natural justice have been developed and followed by the judiciary to
protect the right of the public against the arbitrariness of the administrative authorities.
Natural Justice implies fairness, reasonableness, equity and equality. It is the concept of the
Common Law, which stands on the same footing as the concept of procedural due process
of America. According to HEGDE J., the aim of natural justice is to secure justice; to prevent
miscarriage of justice and to give protection to the public against the arbitrariness.
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Roman law. In Roman law the concept of natural justice consists of two essential
rules:
audi alteram partem,- the person, who has to be effected by a decision has a right to
be heard; and
nemo judex in re sua the authority deciding the matter should be free from bias.
Common law. From the medieval era, the English Common Law consists of the
principles of natural justice. The rules requiring impartial adjudications and fair
hearings can be traced back to the medieval precedents and indeed they were not
unknown in the ancient world. In Dr. Bonham's Case (1610) , COKE J. held that an
Act of the Parliament is void if it makes a person judge in his own cause or was
otherwise against common right or reason. Coke then made the following general
statement:
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And it appears in our books, that in many cases, the common law will control
acts of parliament, and sometimes adjudge them to be utterly void: for when
an act of parliament is against common right and reason, or repugnant, or
impossible to be performed, the common law will control it, and adjudge such
act to be void; and, therefore, in ... Thomas Tregor's case [Judge] Herle said,
some statutes are made against law and right, which those who made them
perceiving, would not put them in execution
But the year 1963 proved to be watershed in the development of concept of natural justice
in common law world. With the expansion of the administrative process, the wide abuse of
the power of the administrative authorities became evident. In the case of Ridge v.
Baldwin , the applicability of natural justice to the quasi-judicial bodies took place. Ridge v.
Baldwin is regarded as the Magna Carta of natural justice. The judgment of LORD REID
widened the ambit of natural justice.
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Position in India. Article 14, 19, 21 of the Indian Constitution lay down the
cornerstone of natural justice in India. In the case of E P Royappa v. State of
Tamilnadu , the apex court held that a properly expressed and authenticated order
can be challenged on the ground that condition precedent to the making of order has
not been fulfilled or the principles of natural justice have not been observed. In
another landmark case of Maneka Gandhi v. Union of India , the apex court held that
law which allows any administrative authority to take a decision affecting the rights
of the people, without assigning the reason for such action, can not be accepted as a
procedure, which is just, fair and reasonable, hence violative of Articles 14 and 21.
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RULE OF FAIR HEARING. The maxim audi alteram partem accentuates the rule of fair
hearing. It lays down that no one should be condemned unheard. It is the first principle of
the civilised jurisprudence that a person facing the charges must be given an opportunity to
be heard, before any decision is taken against him. Hearing means fair hearing.
The norms of reasonableness of opportunity of hearing vary from body to body and
even case to case relating to the same body. The courts, in order to look into the
reasonableness of the opportunity, must keep in mind the nature of the functions imposed
by the statute in context of the right affected . The civil courts, in India, are governed in the
matter of proceedings, through the Civil Procedure Code and the criminal courts, by the
Criminal Procedure Code as well as the Evidence Act. But the adjudicatory bodies
functioning outside the purview of the regular court hierarchy are not subject to a uniform
statute governing their proceedings.
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The components of fair hearing are not fixed but are variable and flexible. Their scope and
applicability differ from case to case and situation to situation . In Mineral Development v.
State of Bihar , the apex court observed that the concept of fair hearing is elastic and not
susceptible of a precise and easy definition. The hearing procedures vary from the tribunal,
authority to authority and situation to situation. It is not necessary that the procedures of
hearing must be like that of the proceedings followed by the regular courts.
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The objective of the giving the accused an opportunity of fair hearing is that an illegal action
or decision may not take place. Any wrong order may adversely affect a person. The maxim
implies that the person must be given an opportunity to defend himself. LORD HEWART
rightly observed that it is merely of some importance, but is of fundamental importance
that justice should not only be done, but should manifestly and undoubtedly be seem to be
done . In this regard the Dr. Bentley case needs to be elaborately discussed. In this case
the Court of Kings Bench condemned the decision of the Cambridge University, of canceling
the degree of the scholar, without giving him the opportunity to be reasonably heard.
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In another landmark case of Olga Tellis v. Bombay Municipal Corpn. , the court held that
even if the legislature authorises the administrative action, without any hearing, the law
would be violative of the principles of fair hearing and thus violative of Articles 14 and 21 of
the Indian Constitution. In Cooper v. Wandsworth Board of Works , BYLES J. observed that
the laws of God and man both give the party an opportunity to defend himself. Even God did
not pass a sentence upon Adam before he was called upon to make his defence.
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Law envisages that in the cases classified as quasi-judicial, the duty to follow completely
the principles of natural law exists. But the cases which are classified as the administrative,
the duty on the administrative authority is to act justly and fairly and not arbitrarily. In the
1970 case of A. K. Karaipak v. Union of India , the Supreme Court made a statement that
the fine distinction between the quasi-judicial and administrative function needs to be
discarded for giving a hearing to the affected party. Before the Karaipaks case, the court
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applied the natural justice to the quasi-judicial functions only. But after the case, the natural
justice could be applied to the administrative functions as well.
COMPONENTS OF RIGHT TO FAIR HEARING.
1.
Right to notice. The term Notice originated from the Latin word Notitia which
means being known. Thus it connotes the sense of information, intelligence or
knowledge. Notice embodies the rule of fairness and must precede an adverse order.
It should be clear enough to give the party enough information of the case he has to
meet. There should be adequate time for the party, so that he can prepare for his
defence. It is the sine qua non of the right of hearing. If the notice is a statutory
requirement, then it must be given in a manner provided by law. Thus notice is the
starting point in the hearing. Unless a person knows about the subjects and issues
involved in the case, he cannot be in the position to defend himself.
The notice must be adequate also. Its adequacy depends upon the case. But
generally, a notice, in order to be adequate must contain following elements:
The requirement of notice can be dispensed with, where the party concerned clearly
knows the case against it and thus avails the opportunity of his defence. Thus in the
case of Keshav mills Co. Ltd. v. Union of India , the court upheld the government
order of taking over the mill for a period of 5 years. It quashed the argument of the
appellants that they were not issued notice before this action was taken, as there
was the opportunity of full-scale hearing and the appellant did not want to know
anything more.
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Right to know the evidence against him. Every person before an administrative
authority, exercising adjudicatory powers has right to know the evidence to be used
against him. The court in case of Dhakeshwari Cotton Mills Ltd. v. CIT , held that the
assessee was not given a fair hearing as the Appellate Income Tax tribunal did not
disclose the information supplied to it by the department. A person may be allowed
to inspect the file and take notes.
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Right to present case and evidence. The adjudicatory authority must provide the
party a reasonable opportunity to present his case. This can be done either orally or
in written. The requirement of natural justice is not met if the party is not given the
opportunity to represent in view of the proposed action.
Courts have unanimously held that the oral hearing is not an integral part of the fair
hearing, unless the circumstances call for the oral hearing. In Union of India v. J P
Mitter , the court refused to quash the order of the President of India in respect of
the dispute relating to the age of a High Court judge. It was held that where the
written submission is allowed, there is no violation of natural justice, if the oral
hearing is not granted.
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Similarly, in Hira nath mishra v. Rajendra medical College, Ranchi , some male
students of medical college entered the girls hostel and misbehaved with the girls.
An enquiry committee was set up against whom the complaints were made. The
complainants were examined but not in presence of the boys. On the report of the
committee, four students were expelled from the college. They challenged the
decision of the committee on the ground of violation of the natural justice. The court
rejected the plea and held that in presence of the boys, the girls can not be crossexamined that that may expose them to the harassment.
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Right to counsel. For sometime the thinking had been that the lawyers should be
kept away from the administrative adjudication, as it saves time and expense. But
the right to be heard would be of little avail if the counsel were not allowed to
appear, as everyone is not articulate enough to present his case. In India few
statutes like the Industrial Disputes Act, 1947, specifically bar the legal practitioners
from appearing before the administrative bodies.
Till recently the view was that the right to counsel was not inevitable part of the
natural justice. But this view has been almost done away with.
CONCLUSION.
The natural justice forms the cornerstone of every civilized legal system. It is not found in
the codified statutes. But it is inherent in the nature. Being uncodified, the natural justice
does not have a uniform definition. However, it lays down the minimum standard that an
administrative agency has to follow in its procedure. Where the legal justice fails, the role of
natural justice becomes evident in preventing the miscarriage of justice. Even God never
denied the natural justice to the human beings. So the human laws also need to be in
conformity with the rules of natural justice.
The rule of fair hearing must be followed to prevent the miscarriage of justice. If an accused
is punished unheard, the purpose of law is defeated. The adjudicatory authority does not
know whether the accused is innocent or not. What if the accused is punished unheard and
later he turns out to be an innocent? Before taking any action the adjudicatory authority has
to keep in mind the several considerations.