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Schooner Exchange v. McFaddon, 11 U.S. 116 (1812)
Schooner Exchange v. McFaddon, 11 U.S. 116 (1812)
116
7 Cranch 116
3 L.Ed. 287
THIS being a cause in which the sovereign right claimed by NAPOLEON, the
reigning emperor of the French, and the political relations between the United
States and France, were involved, it was, upon the suggestion of the Attorney
General, ordered to a hearing in preference to other causes which stood before
it on the docket.
It was an appeal from the sentence of the Circuit Court of the United States, for
the district of Pennsylvania, which reversed the sentence of the District Court,
and ordered the vessel to be restored to the libellants.
The case was thison the 24th of August, 1811, John McFaddon & William
Greetham, of the State of Maryland, filed their libel in the District Court of the
United States, for the District of Pennsylvania, against the Schooner Exchange,
setting forth that they were her sole owners, on the 27th of October, 1809,
when she sailed from Baltimore, bound to St. Sebastians, in Spain. That while
lawfully and peaceably pursuing her voyage, she was on the 30th of December,
1810, violently and foreibly taken by certain persons, acting under the decrees
and orders of NAPOLEON, Emperor of the French, out of the custody of the
libellants, and of their captain and agent, and was disposed of by those persons,
or some of them, in violation of the rights of the libellants, and of the law of
nations in that behalf. That she had been brought into the port of Philadelphia,
and was then in the jurisdiction of that court, in possession of a certain Dennis
M. Begon, her reputed captain or master. That no sentence or decree of
condemnation had been pronounced against her, by any court of competent
jurisdiction; but that the property of the libellants in her, remained unchanged
and in fult force. They therefore prayed the usual process of the court, to attach
the vessel, and that she might be restored to them.
Upon this libel the usual process was issued, returnable on the 30th of August,
1811, which was executed and returned accordingly, but no person appeared to
claim the vessel in opposition to the libellants. On the 6th of September, the
usual proclamation was made for all persons to appear and show cause why the
vessel should not be restored to her former owners, but no person appeared.
On the 20th of September, Mr. Dallas, the Attorney of the United States, for
the District of Pennsylvania, appeared, and (at the instance of the executive
department of the government of the United States, as it is understood,) filed a
suggestion, to the following effect:
Protecting that he does not know, and does not admit the truth of the allegations
contained in the libel, he suggests and gives the court to understand and be
informed,
That in as much as there exists between the United States of America and
Napoleon, emperor of France and king of Italy, &c. &c. a state of peace and
amity; the public vessels of his said Imperial and Royal Majesty, conforming to
the law of nations, and laws of the said United States, may freely enter the ports
and harbors of the said United States, and at pleasure depart therefrom without
seizure, arrest, detention or molestation. That a certain public vessel described,
and known as the Balaou, or vessel, No. 5, belonging to his said Imperial and
Royal Majesty, and actually employed in his service, under the command of the
Sieur Begon, upon a voyage from Europe to the Indies, having encountered
great stress of weather upon the high seas, was compelled to enter the port of
Philadelphia, for refreshment and repairs, about the 22d of July, 1811. That
having entered the said port from necessity, and not voluntarily; having
procured the requisite refreshments and repairs, and having conformed in all
things to the law of nations and the laws of the United States, was about to
depart from the said port of Philadelphia, and to resume her voyage in the
service of his said Imperial and Royal Majesty, when on the 24th of August,
1811, she was seized, arrested, and detained in pursuant of the process of
attachment issued upon the prayer of the libellants. That the said public vessel
had not, at any time, been violently and forcibly taken or captured from the
libellants, their captain and agent on the high seas, as prize of war, or
otherwise; but that if the said public vessel, belonging to his said Imperial and
Royal Majesty as aforesaid, ever was a vessel navigating under the flag of the
United States, and possessed by the libellants, citizens thereof, as in their libel
is alleged, (which nevertheless, the said Attorney does not admit) the property
of the libellants, in the said vessel was seized and divested, and the same
became vested in his Imperial and Royal Majesty, within a port of his empire,
or of a country occupied by his arms, out of the jurisdiction of the United
States, and of any particular state of the United States, according to the decrees
and laws of France, in such case provided. And the said Attorney submitting,
whether, in consideration of the premises, the court will take cognizance of the
cause, respectfully prays that the court will be pleased to order and decree, that
the process of attachment, heretofore issued, be quashed; that the libel be
dismissed with costs; and that the said public vessel, her tackle, &c. belonging
to his said Imperial and Royal Majesty, be released, &c. And the said Attorney
brings here into court, the original commission of the said Sieur Begon, &c.
10
On the 27th of September, 1811, the libellants filed their answer to the
suggestion of the District Attorney, to which they except, because it does not
appear to be made for, or on behalf, or at the instance of the United States, or
any other body politic or person.
11
They aver, that the schooner is not a public vessel, belonging to his Imperial
and Royal Majesty, but is the private property of the libellants. They deny that
she was compelled by stress of weather, to enter the port of Philadelphia, or
that she came otherwise than voluntarily; and that the property of the libellants
in the vessel never was divested, or vested in his Imperial and Royal Majesty,
within a port of his empire, or of a country occupied by his arms.
12
The District Attorney, produced the affidavits of the Sieur Begon, and the
French coasul, verifying the commission of the captain, and stating the fact,
that the public vessels of the Emperor of France never carry with them any
other document or evidence that they belong to him, than his flag, the
commission, and the possession of his officers.
13
In the commission it was stated, that the vessel was armed at Bayonne.
14
On the 4th of October, 1811, the District Judge dismissed the libel with costs,
upon the ground, that a public armed vessel of a foreign sovereign, in amity
with our government, is not subject to the ordinary judicial tribunals of the
country, so far as regards the question of title, by which such sovereign claims
to hold the vessel.
15
From this sentence, the libellants appealed to the Circuit Court, where it was
reversed, on the 28th of October, 1811.
16
From this sentence of reversal, the District Attorney, appealed to this Court.
17
18
19
20
3. That being a public national vessel of France, she is not liable to the ordinary
judicial process of this country.
21
22
23
2. The prize jurisdiction, as to captures as prize of war, on the high seas. 3. The
Instance Court, which has jurisdiction of torts committed at sea, in which case
locality is essential; and of maritime contracts, which are also perhaps local.
24
The district Courts of the United States, have the same three branches of
jurisdiction, but the jurisdiction must be shewn in the proceedings, together
with the authority to seize within our waters. Laws United States, Vol. 1. p. 53,
sect. 9. 11. Vol. 3. p. 91. sect. 6. 3. Dall. 6.
25
But the libel does not bring the case within either of those branches of
jurisdiction. The libel simply states that while she was lawfully and peaceably
pursuing her voyage, she was forcibly seized under the decrees of Napoleon,
emperor of the French. It does not allege any crime upon the high seas. It does
not state the seizure to be as prize of war. It does not allege a tort committed
upon the high seas, nor any maritime contract. The admiralty has no jurisdiction
upon the mere possession of the vessel in our harbors, unconnected with a tort
on the high seas. Nor upon a tort committed here, or in a foreign countrynor
upon a mere question of title. 2. Browne, civ. and ad. law 110, 111, 113, 114,
115, 116, 117.
26
2. As to the proof of the public character of the vessel. The flag, the public
commission, and the possession of the officer, have always been sufficient
evidence, at sea or in portand for fiscal or executive purposes. Why should it
not be sufficient evidence in a judicial proceeding? No public vessel ever
carries any other documents. No other proof of property in the sovereign is ever
required. It is acknowledged in all our treaties. Even the common law requires
only the best evidence which the nature of the case admits.
28
In the case of Mr. Pichon, 4. Dall. 321. no other evidence of his public
character was produced or required, than a letter from Talleyrand, the French
minister for foreign affairs. Upon that evidence he was discharged.
29
30
Admitted that the commission, the flag, and the possession, were sufficient
evidence of the public character of the vessel.
31
32
33
This was one of the seizures under the Rambouillet decree. We do not justify
that decree, but we say that whenever the act is done by a sovereign in his
sovereign character, it becomes a matter of negotiation, or of reprisals, or of
war, according to its importance.
34
It is proved that she arrived in distressthat she had been sent on a distant
mission with a military cargo. No assent to submit to the ordinary jurisdiction
of the country, can be presumed in such a case as that. She had committed no
offence while here. She did not come to trade. There was no implied waver of
the peculiar immunities of a public vessel. The right of free passage was open
to her, as it was to the public vessels of every other nation, except England,
whose ships were expressly excluded by a particular statute.
35
But put the question generally, can a vessel of war, for any cause, be attached at
the suit of an individual. In doubtful cases the argument ab inconvenienti, ought
to have great weight. The jurisdiction now claimed would extend to all men, to
all suits, to torts and to contracts; to every vessel seized in a foreign port and
taken into the public service. Impressed seamen might libel a whole British
squadron for their wages. The peace of our ports and harbors would be at the
mercy of the individuals. It would be impossible to carry it into practice. The
sentence of the Court could not be executed. It is beautiful in theory to exclaim
'fiat Justitiaruat coelum, but justice is to be administered with a due regard to
the law of nations, and to the rights of other sovereigns. When an individual
receives an injury from a foreign sovereign, he must complain to his own
government, who will make it a matter of negotiation, and if justice be refused
may grant reprisals.
36
Our acts of Congress never subject foreign public vessels to forfeiture. The
non-intercourse act (as it is called) forfeits private, but not public British
vesselsthe public vessels are forbidden to come, if they do come, you order
them to depart. If they refuse and you are not strong enough to drive them
away, you prohibit supplies to them; but you do not subject them to forfeiture.
37
We do not, however, deny the right of a nation to change the public law as to
foreign nations, upon giving notice. We may forbid the entrance of their public
ships, and punish the breach of this prohibition by forfeiture; nor do we deny
the obligation of a foreign sovereign to conform to pre-existing laws, as to
offencesand as to the acquisition of property; nor his liability for his private
debts and contracts. Vattel, 426. B. 2. c. 18. sect. 340. 344. 346. So if a
sovereign descend from the throne and become a merchant, he submits to the
laws of the country. If he contract private debts, his private funds are liable. So
if he charter a vessel, the cargo is liable for the freight.
38
But in the present case he appears in his sovereign character; the commander of
the national vessel exercises a part of his sovereign power; and in such a case
no consent to submit to the ordinary judicial tribunals of the country can be
implied. Such implied consent must depend on the act, on the person, and on
the subject.
39
Such consent is implied where the municipal law, previously provides and
The judicial construction of the law by the courts in Pennsylvania, was, that a
state could not be subjected to judicial process, unless by the words of the
Constitution of the United States: and many sound minds were of opinion that
even those did not give the jurisdiction; and when it was finally decided in the
Supreme Court of the United States that a suit might be maintained against a
state in the Federal Courts, the states amended the constitution so as not to
admit of that construction.
41
The case of Nathan v. the Commonwealth of Virginia, 1 Dall. 77, was a foreign
attachment against some military stores belonging to the state of Virginia: the
object of which was to compel an appearance; and the court refused to compel
the sheriff to return the writ; being of opinion that Virginia being a sovereign
state could not be compelled to appear in a court in Pennsylvania. The present
process against the vessel is to compel an appearance. It is true the master may
give security; but to compel him to do so is to bring the emperor into court, and
to subject him, in his sovereign character, to the jurisdiction of the courts of the
United States.
42
The Cassius, (in the case of United States v. Judge Peters, 3 Dall. 121, and
Ketland, qui tam v. the Cassius, 2 Dall. 365) had violated a municipal law of
the United States; yet, being a public vessel of France, the government of the
United States directed the attorney general to file a suggestion, stating the
character of the vessel, which it was supposed would have taken the case out of
the jurisdiction of the court. But the case went off upon another objection to the
jurisdiction.
43
There is then no municipal law, nor any practical construction by the executive,
the legislative, or the judicial department of our government, which authorizes
the jurisdiction now claimed; we can only have recourse to the law of nations to
try the validity of that claim. That law requires the consent of the sovereign,
either express or implied, before he can be subjected to a foreign jurisdiction, 2
Rutherford, 163 to 170. There is no express assent of a foreign sovereign to the
jurisdiction over his prerogative. The distinction is between his private acts,
and his acts as sovereign, and between his private and his public property. Vat.
B. 2, p. 343, ch. 14. 213, 216. 2 Ruth. 536. Vat. 707, B. 4. c. 7, 108, Martyn
181. Ruth. 54. Galliani B. 1, c. 5.
44
The cases of implied assent are, 1. Trade, when his goods are liable for freight,
or liable to his factor for advances, &c. or liable to pay duties. In all which
cases there is a specific lien on the goods. 2. In case he acquire property in the
country, whether real or personal. 3. In case of offences against existing laws,
such as entering when prohibited, or breaking the peace when in port. But the
law of nations excludes the implication and presumption in every case where
the sovereignty is concernedas 1. In the case of an ambassador2. Of the
sovereign himself3. The passing of his armies through the country, in which
case he retains all his rights of sovereignty and jurisdiction over his army4.
In case of his navy passing through our waters.
45
The British government, although it authorizes the search of private ships for
their seamen, disclaims the right to search ships of war, even on the ocean, the
place of common jurisdiction.
46
Bynkershock, p. 39, c. 4. for the first time asserts a principle not recognized by
any prior writer: viz. that the goods of the sovereign, however acquired,
whether of a public or private nature, are liable to process to compel an
appearance. But he does not cite one adjudged case, nor one writer upon the
law of nations to support him. The only case he cites is from Huber, and that
denies the jurisdiction. The exima which he cites is only a kind of chronicle or
journal, like the annual register.
47
48
49
If the courts of the United States should exercise such a jurisdiction it will
amount to a judicial declaration of war. There is already a case before this court
in which it will be called upon to decide whether St. Domingo be an
independant nation; and another in which it is to determine whether the crown
of Spain belongs to Ferdinand the 7th or Joseph Bonaparte. If this court is to
exercise jurisdiction upon subjects of this nature, it will absorb all the functions
of government, and leave nothing for the legislative or executive departments to
perform.
50
HARE, contra.
51
The position which we are to meet, is understood to be this, That the possession
of property by a foreign sovereign, without the limits of his jurisdiction, and
within the limits of the United States, precludes all enquiry into the title of the
thing within his possession.
52
This principle, we say, is unfounded. The general rule is that all sovereignty is
strictly local, and cannot be exercised beyond the territorial limits. This flows
from the nature of sovereignty, which being supreme power, cannot exist where
it is not supreme. 4 Cranch, 279, Rose v. Himely. There is no instance of its
actual extra-territorial operation, except where by fiction of law it is supposed
to be territorial; or at most where it exclusively operates upon its own subjects.
The household of an ambassador is supposed to be within the territorial
jurisdiction of his sovereign. Vattel 448, Martyn 228, 230.
53
In other respects the rights of an ambassador are his own rights founded in
considerations appertaining exclusively to the ambassadorial character. In the
vessels belonging either to his nation or to himself, he may exercise, on the high
seas, a limited jurisdiction. The same principle operates here. The ship is
considered as part of his territory. But in this case his jurisdiction extends over
his own subjects only. His armies abroad are also subject to his jurisdiction, but
this is the result of positive compact, without which they cannot go abroad.
54
The general principle then being in our favor, our adversaries must show the
exception.
55
sovereign; and if any dispute arises concerning the effects within the country or
passing through it, it must be decided by the judge of the place. Vat. 446.
56
Unless the case now before the court be an exception, this rule is universal. It
grows out of the first principles of government, which in giving security
assumes jurisdiction.
57
The general authority over the property of foreigners is as absolute as over the
property of subjects.
58
The arguments in favor of the exception are drawn rather from inconvenience
than from principle, but cannot be supported upon either ground.
59
60
If the sovereign of any free country should unlawfully seize the goods of one of
his subjects, he would be liable in his private capacity like any other person. As
regards the public property of a foreign sovereign, why should there be any
distinction, where the only object of the suit is merely to ascertain the right.
61
His public service may suffer, but will you respect that service at the expence of
the rights of your own citizens?
62
But it is said, if you arrest this vessel you may arrest a fleet. This is trueand
when a foreign fleet shall have been created by the plunder of our own citizens,
let it be arrested.
63
But the danger of such a case is remote and improbable. The libel must be
supported by oath and probable cause. A judge would not hastily direct process
against a flect.
64
But consider the inconveniencies on the other side. Your own citizens
plundered. Your national rights violated. Your courts deaf to the complaints of
the injured. Your government not redressing their wrongs, but giving a sanction
to their spoliators.
65
66
67
It is in vain to urge against the right of proceeding, the inconveniences that may
result from the mode.
68
69
Vattel, B. 2, 83, says 'Many sovereigns have 'fiefs, and other properties, in the
lands of another 'prince: they therefore possess them in the manner of 'other
individuals.' Thus the kings of England did homage for the lands they held in
France.
70
Martins (p. 85, 182, Book 5, sect. 9) says that the supreme police extends over
the property of a sovereign.
71
The cases of Glass v. Sloop Betsy, 3 Dall. 6Rose v. Himely and Hudson v.
Guestier, 4 Cranch 279. The Cosmopolite, 3 Rob. 269, and the authority of
Azuni 245, 246, affirm the right, in certain cases, of examining the legality of
the prizes of foreign sovereigns.
72
Prizes are made for account of the sovereign. In England they are distributed
according to the prize act; but if made by a non-commissioned vessel, they are
droits of the admiralty.
73
The possession of the captors is the possession of the sovereign. In these cases
therefore the right of the sovereign to the thing in his possession is subjected to
judicial investigation.
74
75
The Constitution of the United States, Art. 3, sect. 2, expressly gives the courts
of the United States jurisdiction in cases between citizens and foreign states.
76
The cases cited on the other side refer only to suits brought directly against a
sovereign, or to compel his appearance. But such cases are wholly inapplicable,
because not brought in consequence of your jurisdiction over the thing within
your territory, but to create a jurisdiction over the person which is without it.
77
78
You cannot draw to your jurisdiction those who owe you neither a local nor an
absolute allegrance; but you may enquire into the validity of every claim to a
thing within your jurisdiction.
79
80
81
82
83
84
85
1. The libel states the seizure to have been made 'during the voyage'and the
answer to the claim denies that she was seized in port it follows therefore that
she must have been seized upon the high seas.
86
87
88
89
2. As to his ambassadors.
3. As to his armies; and
90
91
The positive authorities against the exemption of the property of the sovereign
from the ordinary judicial process, are Bynkershoek 25, Martins 182, and 2
Rutherford 476. The Constitution of the United States takes for granted the
suability of the states, and merely provides the means of carrying the principle
into effect. The exemption of the sovereign himself, his ambassador and his
armies, depends upon particular reasons which do not apply to his property, nor
to his ships of war.
92
93
When wrongs are inflicted by one nation upon another, in tempestuous times,
they cannot be redressed by the judicial department. Its power cannot extend
beyond the territorial jurisdiction. However unjust a confiscation may be, a
judicial condemnation closes the judicial eye upon its enormity. The right to
demand redress belongs to the executive department, which alone represents
the sovereignty of the nation in its intercourse with other nations.
94
The simple fact in this case is, that an individual is seeking, in the ordinary
course of justice, redress against the act of a foreign sovereign. But the rights of
a foreign sovereign cannot be submitted to a judicial tribunal. He is supposed to
be out of the country, although he may happen to be within it.
95
96
97
98
The statutes of the United States, are in hostility to the idea of jurisdiction.
Private vessels are made liable to confiscation, but public vessels are to be
driven away. The remedy is by opposing Sovereign to Sovereign, not by
subjecting him to the ordinary jurisdiction.
99
The jurisdiction over things and persons, is the same in substance. The arrest of
99
The jurisdiction over things and persons, is the same in substance. The arrest of
the thing is to obtain jurisdiction over the person.
100 A distinction is taken between civil and territorial jurisdiction, civil jurisdiction
is referred to consent;it binds all who have consented. Territorial jurisdiction
goes farther; it operates upon those who have not assentedsuch as aliensbut
the alien must do somethinghe must come within the territory whereby he
submits to the jurisdictionso if he purchases property within the country, or
sends property into the territory, in ordinary cases, his assent is implied. But if
the property of an alien, be forcibly or fraudulently carried within the territory,
no consent is implied, and consequently there is no ground for jurisdiction.
101 If a foreign Sovereign be found in the ferritory, he is not liable to the ordinary
jurisdiction. Vattel places his exemption on the ground, that he did not intend to
submit to it.Rutherford, on the ground of the assent of the other Sovereign.
102 The case of the Ambassador is precisely in pointhis immunities depend upon
the implied assent. The reason is, that he may be independent. Grotius, places it
upon the conventional, and Rutherford, upon the natural law of nations.
103 So in the case of the passage of troops through a neutral territory, the
permission to pass, implies a compact, that they should enjoy all necessary
immunities. From the nature of the case, they cannot be subject to the ordinary
jurisdiction of the country, through which they pass. To suffer one of the
soldiers to be arrested for a debt due to a citizen of that country, would be
inconsistent with the permission to pass.
104 We are asked, whence we infer the immunity of the public armed vessel of a
sovereign. We answer from the nature of sovereignty, and from the universal
practice of nations from the time of Tyre and Sidon.
105 Sovereigns are equal. It is the duty of a sovereign, not to submit his rights to the
decision of a co-sovereign. He is the sole arbiter of his own rights. He
acknowledges no superior, but God alone. To his equals, he shown respect, but
not submission.
106 This vessel is not the ordinary property of a sovereign.It is his national
propertya public ship of war duly commissioned. There is no difference in
principle between such a vessel, and an army passing through the territory. She
has the same rights. She has your permission to pass, and you are bound to give
her all necessary immunities. You gave her an saylum as the property of a great
and powerful nation, you must not suffer her to be thereby entrapped in the
fangs of a municipal court. She was charged with public despatches; she visited
your ports in itinere. It was a defiexion merely, that she might more effectually
perform her voyage. It was a mere passage through your jurisdiction. Her
commander had an unquestionable right to exclusive jurisdiction over her crew.
In the eye of the law of nations, she was at home, whether in your ports, or
upon the high seas. The exemption from delay, is more necessary than the
exemption from final condemnation.
107 By the usage of states, no other evidence is required of the property of a
sovereign than his commission and flag. This is strong evidence, that such
property is not subject to the ordinary jurisdiction of the country. Otherwise
other documents would be required and would be furnished. No others are
required at sea, nor on shore. This usage of nations is universally known, and as
the vessel sailed upon the faith of such a usage, good faith requires that you
should receive the flag and commission as evidence of the character of the
vessel.
108 This court will not decide this case upon the authority of the slovenly treatise of
Bynkershoek, or the ravings of that sciolist Martins, but upon the broad
principles of national law, and national independence. One would as soon
consult Gibbons or Hobbs, for the doctrines of our holy religion as Martins for
the principles of the law of nations. Bynkershoek, upon this point, draws his
authorities from Dutch courts, and Dutch jurists. Not one of his cases was
adjudged, except that cited from Huber. And in one of the cases, the states
general requested that the vessel should be discharged, which had been arrested
in Zealand, for a debt due from Spain, saying that they would write to the
Queen of Spain, to pay her debts, or they would be obliged to issue letters of
marque and reprisal,which was the proper course. The other cases were only
abortive attempts to subject national property to the ordinary jurisdiction of the
country.
109 The case of the Swedish convoy, was upon the ground, that the convoy resisted
by force the right of search. It was war quoad hoc; and the seizure was made as
prize of war. But that case was never decided.
110 In the case of Glass v. The Sloop Betsy, the privateers commission was to
capture the property of an enemy, but she had captured that of a friend.The
court did not subject the privateer to their jurisdiction, but the prize which she
had wrongfully made.
March 3d. All the Judges being present.
120 This consent may, in some instances, be tested by common usage, and by
common opinion, growing out of that usage.
121 A nation would justly be considered as violating its faith, although that faith
might not be expressly plighted, which should suddenly and without previous
notice, exercise its territorial powers in a manner not consonant to the usages
and received obligations of the civilized world.
122 This full and absolute territorial jurisdiction being alike the attribute of every
sovereign, and being incapable of conferriing extra-territorial power, would not
seem to contemplate foreign sovereigns nor their sovereign rights as its objects.
One sovereign being in no respect amenable to another; and being bound by
obligations of the highest character not to degrade the dignity of his nation, by
placing himself or its sovereign rights within the jurisdiction of another, can be
supposed to enter a foreign territory only under an express license, or in the
confidence that the immunities belonging to his independent sovereign station,
though not expressly stipulated, are reserved by implication, and will be
extended to him.
123 This perfect equality and absolute independence of sovereigns, and this
common interest impelling them to mutual intercourse, and an interchange of
good offices with each other, have given rise to a class of cases in which every
sovereign is understood to wave the exercise of a part of that complete
exclusive territorial jurisdiction, which has been stated to be the attribute of
every nation.
124 1st. One of these is admitted to be the exemption of the person of the sovereign
from arrest or detention within a foreign territory.
125 If he enters that territory with the knowledge and license of its sovereign, that
license, although containing no stipulation exempting his person from arrest, is
universally understood to imply such stipulation.
126 Why has the whole civilized world concurred in this construction? The answer
cannot be mistaken. A foreign sovereign is not understood as intending to
subject himself to a jurisdiction incompatible with his dignity, and the dignity
of his nation, and it is to avoid this subjection that the license has been
obtained. The character to whom it is given, and the object for which it is
granted, equally require that it should be construed to impart full security to the
person who has obtained it. This security, however, need not be expressed; it is
implied from the circumstances of the case.
127 Should one sovereign enter the territory of another, without the consent of that
other, expressed or implied, it would present a question which does not appear
to be perfectly settled, a decision of which, is not necessary to any conclusion to
which the Court may come in the cause under consideration. If he did not
thereby expose himself to the territorial jurisdiction of the sovereign, whose
dominions he had entered, it would seem to be because all sovereigns impliedly
engage not to avail themselves of a power over their equal, which a romantic
confidence in their magnanimity has placed in their hands.
128 2d. A second case, standing on the same principles with the first, is the
immunity which all civilized nations allow to foreign ministers.
129 Whatever may be the principle on which this immunity is established, whether
we consider him as in the place of the sovereign he represents, or by a political
fiction suppose him to be extra-territorial, and, therefore, in point of law, not
within the jurisdiction of the sovereign at whose Court he resides; still the
immunity itself is granted by the governing power of the nation to which the
minister is deputed. This fiction of exterritoriality could not be erected and
supported against the will of the sovereign of the territory. He is supposed to
assent to it.
130 This consent is not expressed. It is true that in some countries, and in this
among others, a special law is enacted for the case. But the law obviously
proceeds on the idea of prescribing the punishment of an act previously
unlawful, not of granting to a foreign minister a privilege which he would not
otherwise possess.
131 The assent of the sovereign to the very important and extensive exemptions
from territorial jurisdiction which are admitted to attach to foreign ministers, is
implied from the considerations that, without such exemption, every sovereign
would hazard his own dignity by employing a public minister abroad. His
minister would owe temporary and local allegiance to a foreign prince, and
would be less competent to the objects of his mission. A sovereign committing
the interests of his nation with a foreign power, to the care of a person whom he
has selected for that purpose, cannot intend to subject his minister in any degree
to that power; and, therefore, a consent to receive him, implies a consent that he
shall possess those privileges which his principal intended he should retain
privileges which are essential to the dignity of his sovereign, and to the duties
he is bound to perform.
132 In what cases a minister, by infracting the laws of the country in which he
resides, may subject himself to other punishment than will be inflicted by his
own sovereign, is an inquiry foreign to the present purpose. If his crimes be
such as to render him amenable to the local jurisdiction, it must be because they
forfeit the privileges annexed to his character; and the minister, by violating the
conditions under which he was received as the representative of a foreign
sovereign, has surrendered the immunities granted on those conditions; or,
according to the true meaning of the original assent, has ceased to be entitled to
them.
133 3d. A third case in which a sovereign is understood to cede a portion of his
territorial jurisdiction is, where he allows the troops of a foreign prince to pass
through his dominions.
134 In such case, without any express declaration waving jurisdiction over the army
to which this right of passage has been granted, the sovereign who should
attempt to exercise it would certainly be considered as violating his faith. By
exercising it, the purpose for which the free passage was granted would be
defeated, and a portion of the military force of a foreign independent nation
would be diverted from those national objects and duties to which it was
applicable, and would be withdrawn from the control of the sovereign whose
power and whose safety might greatly depend on retaining the exclusive
command and disposition of this force. The grant of a free passage therefore
implies a waver of all jurisdiction over the troops during their passage, and
permits the foreign general to use that discipline, and to inflict those
punishments which the government of his army may require.
135 But if, without such express permit, an army should be led through the
territories of a foreign prince, might the jurisdiction of the territory be rightfully
exercised over the individuals composing this army?
136 Without doubt, a military force can never gain immunities of any other
description than those which war gives, by entering a foreign territory against
the will of its sovereign. But if his consent, instead of being expressed by a
particular license, be expressed by a general declaration that foreign troops may
pass through a specified tract of country, a distinction between such general
permit and a particular license is not perceived. It would seem reasonable that
every immunity which would be conferred by a special license, would be in like
manner conferred by such general permit.
137 We have seen that a license to pass through a territory implies immunities not
expressed, and it is material to enquire why the license itself may not be
presumed?
138 It is obvious that the passage of an army through a foreign territory will
probably be at all times inconvenient and injurious, and would often be
imminently dangerous to the sovereign through whose dominion it passed.
Such a practice would break down some of the most decisive distinctions
between peace and war, and would reduce a nation to the necessity of resisting
by war an act not absolutely hostile in its character, or of exposing itself to the
stratagems and frauds of a power whose integrity might be doubted, and who
might enter the country under deceitful pretexts. It is for reasons like these that
the general license to foreigners to enter the dominions of a friendly power, is
never understood to extend to a military force; and an army marching into the
dominions of another sovereign, may justly be considered as committing an act
of hostility; and, if not opposed by force, acquires no privilege by its irregular
and improper conduct. It may however well be questioned whether any other
than the sovereign power of the state be capable of deciding that such military
commander is without a license.
139 But the rule which is applicable to armies, does not appear to be equally
applicable to ships of war entering the parts of a friendly power. The injury
inseparable from the march of an army through an inhabited country, and the
dangers often, indeed generally, attending it, do not ensue from admitting a ship
of war, without special license, into a friendly port. A different rule therefore
with respect to this species of military force has been generally adopted. If, for
reasons of state, the ports of a nation generally, or any particular ports be closed
against vessels of war generally, or the vessels of any particular nation, notice is
usually given of such determination. If there be no prohibition, the ports of a
friendly nation are considered as open to the public ships of all powers with
whom it is at peace, and they are supposed to enter such ports and to remain in
them while allowed to remain, under the protection of the government of the
place.
140 In almost every instance, the treaties between civilized nations contain a
stipulation to this effect in favor of vessels driven in by stress of weather or
other urgent necessity. In such cases the sovereign is bound by compact to
authorize foreign vessels to enter his ports. The treaty binds him to allow
vessels in distress to find refuge and asylum in his ports, and this is a license
which he is not at liberty to retract. It would be difficult to assign a reason for
withholding from a license thus granted, any immunity from local jurisdiction
which would be implied in a special license.
141 If there be no treaty applicable to the case, and the sovereign, from motives
deemed adequate by himself, permits his ports to remain open to the public
ships of foreign friendly powers, the conclusion seems irresistable, that they
enter by his assent. And if they enter by his assent necessarily implied, no just
reason is perceived by the Court for distinguishing their case from that of
vessels which enter by express assent.
142 In all the cases of exemption which have been reviewed, much has been
implied, but the obligation of what was implied has been found equal to the
obligation of that which was expressed. Are there reasons for denying the
application of this principle to ships of war?
143 In this part of the subject a difficulty is to be encountered, the seriousness of
which is acknowledged, but which the Court will not attempt to evade.
144 Those treaties which provide for the admission and safe departure of public
vessels entering a port from stress of weather, or other urgent cause, provide in
like manner for the private vessels of the nation; and where public vessels enter
a port under the general license which is implied merely from the absence of a
prohibition, they are, it may be urged, in the same condition with merchant
vessels entering the same port for the purposes of trade who cannot thereby
claim any exemption from the jurisdiction of the country. It may be contended,
certainly with much plausibility if not correctness, that the same rule, and same
principle are applicable to public and private ships; and since it is admitted that
private ships entering without special license become subject to the local
jurisdiction, it is demanded on what authority an exception is made in favor of
ships of war.
145 It is by no means conceded, that a private vessel really availing herself of an
asylum provided by treaty, and not attempting to trade, would become
amenable to the local jurisdiction, unless she committed some act forfeiting the
protection she claims under compact. On the contrary, motives may be assigned
for stipulating, and according immunities to vessels in cases of distress, which
would not be demanded for, or allowed to those which enter voluntarily and for
ordinary purposes. On this part of the subject, however, the Court does not
mean to indicate any opinion. The case itself may possibly occur, and ought not
to be prejudged.
146 Without deciding how far such stipulations in favor of distressed vessels, as are
usual in treaties, may exempt private ships from the jurisdiction of the place, it
may safely be asserted, that the whole reasoning upon which such exemption
has been implied in other cases, applies with full force to the exemption of
Consequently there are powerful motives for not exempting persons of this
description from the jurisdiction of the country in which they are found, and no
one motive for requiring it. The implied license, therefore, under which they
enter can never be construed to grant such exemption.
152 But in all respects different is the situation of a public armed ship. She
constitutes a part of the military force of her nation; acts under the immediate
and direct command of the sovereign; is employed by him in national objects.
He has many and powerful motives for preventing those objects from being
defeated by the interference of a foreign state. Such interference cannot take
place without affecting his power and his dignity. The implied license therefore
under which such vessel enters a friendly port, may reasonably be construed,
and it seems to the Court, ought to be construed, as containing an exemption
from the jurisdiction of the sovereign, within whose territory she claims the
rites of hospitality.
153 Upon these principles, by the unanimous consent of nations, a foreigner is
amenable to the laws of the place; but certainly in practice, nations have not yet
asserted their jurisdiction over the public armed ships of a foreign sovereign
entering a port open for their reception.
154 Bynkershoek, a jurist of great reputation, has indeed maintained that the
property of a foreign sovereign is not distinguishable by any legal exemption
from the property of an ordinary individual, and has quoted several cases in
which courts have exercised jurisdiction over causes in which a foreign
sovereign was made a party defendant.
155 Without indicating any opinion on this question, it may safely be affirmed, that
there is a manifest distinction between the private property of the person who
happens to be a prince, and that military force which supports the sovereign
power, and maintains the dignity and the independence of a nation. A prince,
by acquiring private property in a foreign country, may possibly be considered
as subjecting that property to the territorial jurisdiction; he may be considered
as so far laying down the prince, and assuming the character of a private
individual; but this he cannot be presumed to do with respect to any portion of
that armed force, which upholds his crown, and the nation heis enrusted to
govern.
156 The only applicable case cited by Bynkershoek, is that of the Spanish ships of
war seized in Flushing for a debt due from the king of Spain. In that case, the
states general interposed; and there is reason to believe, from the manner in
162 In the present state of the evidence and proceedings, the Exchange must be
considered as a vessel, which was the property of the Libellants, whose claim is
repelled by the fact, that she is now a national armed vessel, commissioned by,
and in the service of the emperor of France. The evidence of this fact is not
controverted. But it is contended, that it constitutes no bar to an enquiry into the
validity of the title, by which the emperor holds this vessel. Every person, it is
alleged, who is entitled to property brought within the jurisdiction of our
Courts, has a right to assert his title in those Courts, unless there be some law
taking his case out of the general rule. It is therefore said to be the right, and if
it be the right, it is the duty of the Court, to enquire whether this title has been
extinguished by an act, the validity of which is recognized by national or
municipal law.
163 If the preceding reasoning be correct, the Exchange, being a public armed ship,
in the service of a foreign sovereign, with whom the government of the United
States is at peace, and having entered an American port open for her reception,
on the terms on which ships of war are generally permitted to enter the ports of
a friendly power, must be considered as having come into the American
territory, under an implied promise, that while necessarily within it, and
demeaning herself in a friendly manner, she should be exempt from the
jurisdiction of the country.
164 If this opinion be correct, there seems to be a necessity for admitting that the
fact might be disclosed to the Court by the suggestion of the Attorney for the
United States.
165 I am directed to deliver it, as the opinion of the Court, that the sentence of the
Circuit Court, reversing the sentence of the District Court, in the case of the
Exchange be reversed, and that of the District Court, dismissing the libel, be
affirmed.