Carter v. Roberts, 177 U.S. 496 (1900)
Carter v. Roberts, 177 U.S. 496 (1900)
496
20 S.Ct. 713
44 L.Ed. 861
Mr. Chief Justice Fuller delivered the opinion of the court: Carter was a captain
of the United States Army, assigned to the corps of engineers. He was arraigned
and tried before a court martial in Savannah, Georgia, convened according to
law, upon certain charges and specifications; found guilty; sentenced to
dismissal; to suffer a fine; to be imprisoned; and to publication of crime and
punishment. This sentence was approved by the Secretary of War and
confirmed by the President of the United States, September 29, 1899, and the
Secretary of War took the necessary action for the execution of the sentence.
October 2, 1899, Carter obtained from the circuit court of the United States for
the southern district of New York a writ of habeas corpus, directed to the
military authority having him in custody, for his production before the court,
together with the time and cause of his detention. He was accordingly
produced, and due return made, setting up that he was lawfully held in custody
by authority of General Orders No. 172, of September 29, 1899. During the
pendency of the habeas corpus proceedings the fine imposed was paid. The
circuit court dismissed the writ, and Carter was remanded to custody. 97 Fed.
Rep. 496.
From this final order, as appears from the records of this court, and is conceded,
petitioner prosecuted an appeal to the United States circuit court of appeals for
the second circuit. The case having been there heard, that court, on January 24,
1900, entered judgment affirming the judgment of the circuit court, with costs.
On February 5, 1900, an application for the writ of certiorari to the circuit court
of appeals was made to this court, which, on February 26, 1900, was denied.
176 U. S. 684, 20 Sup. Ct. Rep. 1026, 44 L. ed. .
5
On the same day an appeal from the final order of the circuit court directly to
this court was allowed by a judge of the circuit court, as also a writ of error.
The 8th section of art. 1 of the Constitution provides that the Congress shall
have power 'to make rules for the government and regulation of the land and
naval forces,' and in the exercise of that power Congress has enacted rules for
the regulation of the army known as the Articles of War. Rev. Stat. 1342.
Every officer, before he enters on the duties of his office, subscribes to these
articles, and places himself within the power of courts martial to pass on any
offense which he may have committed in contravention of them. Courts Martial
are lawful tribunals, with authority to finally determine any case over which
they have jurisdiction, and their proceedings, when confirmed as provided, are
not open to review by the civil tribunals, except for the purpose of ascertaining
whether the military court had jurisdiction of the person and subjectmatter, and
whether, though having such jurisdiction, it had exceeded its powers in the
sentence pronounced.
The ground for an appeal directly to this court is said in the briefs to be that the
case involved the construction or application of the Constitution, in that by the
sentence petitioner was twice punished for the same offense. But if the statutes
authorized the penalties in question to be inflicted in one and the same
proceeding as punishment for the offenses charged, then there was no double
punishment. And, as this was a case arising in the land forces, it is hardly to be
conceded that the suggested constitutional objection was raised below as such
by the bare averment in the petition that petitioner, having suffered the
punishment of dismissal and of publication, his 'imprisonment is without
authority of law,' and 'his further punishment and detention,' and 'the carrying
out of said sentence, is contrary to law and the provisions of the Constitution of
the United States, and is illegal.'
The circuit court stated the questions thus: 'The contention of the relator is that,
conceding that the court martial had jurisdiction of the person of the accused
and of the offenses charged, and conceding, further, the regularity of its
proceeding and the propriety of its findings, it was without power to impose the
four separate punishments of dismissal, fine, imprisonment, and degradation
(special publication of sentence), although it might have imposed either one of
them. When application was made for the writ, it appeared that the first
punishment (dismissal from the service of the United States) and the fourth
(publication of sentence) had been carried out; and the relator contended that,
having thus paid a penalty which the court had power to inflict, he could not be
held to submit to another penalty, which the court had no power to add to the
one already by it selected. Since the return was made the relator has also paid
the fine, and, although that fact does not appear upon the face of the original
papers, it has been discussed in the briefs of both sides, and is now embodied in
a stipulation, thus completing the case.
9
'If the relator's premises be sound, viz., that punishments have been imposed in
the aggregate, when the statute authorized their imposition only in the
alternative, his conclusion is supported by high authority. Ex parte Lange, 18
Wall. 163, 21 L. ed. 872. In that case it was held that when a court has imposed
fine and imprisonment, where the statute only conferred power to punish by
fine or imprisonment, and the fine has been paid, and the judgment of the court
thus executed so as to be a full satisfaction of one of the alternative penalties of
the law, the power of the court as to that offense is at an end. The important
question in the case, therefore, is whether, under the statutes of the United
States, the court martial had the power, under its findings, to impose a sentence
inflicting these four penalties.' And the court, after considering that question at
length, held that the court martial had such power.
10
We need not discuss, however, whether a direct appeal could have been taken
in the first instance, as we are of opinion that, even if so, the present appeal
cannot be maintained. It falls directly within the ruling in Robinson v.
Caldwell, 165 U. S. 359, 41 L. ed. 745, 17 Sup. Ct. Rep. 343. It was there held
that the judiciary act of March 3, 1891, does not give a defeated party in a
circuit court the right to have his case finally determined both in this court and
in the circuit court of appeals on independent appeals. That case was heard in
the circuit court of the United States for the district of Idaho upon its merits,
which included the consideration of questions involving the construction of a
treaty and the validity of an act of Congress. Judgment passed for plaintiff, and
defendant was allowed a direct appeal to this court. Pending this, defendant had
also prosecuted an appeal to the circuit court of appeals, and the case was there
again heard and determined. 29 U. S. App. 468, 67 Fed. Rep. 391 14 C. C. A.
448. When subsequently the appeal to this court was heard, it was dismissed,
because we held that we could not properly retain cognizance thereof in face of
the fact that the case had been adjudicated by the court of appeals, whose
judgment remained undisturbed.
11
Pullman's Palace Car Co. v. Central Transp. Co. 171 U. S. 138, 43 L. ed. 108,
18 Sup. Ct. Rep. 808, is not to the contrary. The Pullman Company had taken
an appeal directly from the circuit court to this court, on the theory that the case
involved the construction or application of the Constitution, and had also taken
an appeal to the circuit court of appeals for the third circuit. The circuit court of
appeals overruled a motion to dismiss, but postponed further argument until the
appeal to this court was disposed of. 39 U. S. App. 307, 76 Fed. Rep. 401, 22
C. C. A. 246. A motion to dismiss was also made in this court, whereupon an
application was made for a writ of certiorari to the circuit court of appeals, and,
by reason of the circumstances, was granted, and the record returned by virtue
of that writ. And we proceeded to dispose of the case on the merits without
passing on the question, which had become immaterial, whether the direct
appeal could have been maintained or not.
12
The case before us presents no such fearures. It has been regularly heard and
gone to judgment in the circuit court of appeals, and an application duly made
to this court for certiorari has been denied. These prior proceedings cannot be
ignored and the cause brought here as if they had not been had.
13
When cases arise which are controlled by the construction or application of the
Constitution of the United States, a direct appeal, lies to this court, and if such
cases are carried to the circuit courts of appeals, those courts may decline to
take jurisdiction, or where such construction or application is involved with
other questions, may certify the constitutional question and afterwards proceed
to judgment, or may decide the whole case in the first instance. Holt v. Indiana
Mfg. Co. 46 U. S. App. 717, 80 Fed. Rep. 1, 25 C. C. A. 301, 176 U. S. 68, 20
Sup. Ct. Rep. 272, 44 L. ed. ; United States v. Jahn, 155 U.S. 109, 39 L.
ed. 87, 15 Sup. Ct. Rep. 39; New Orleans v. Benjamin, 153 U. S. 411, 38 L. ed.
764, 14 Sup. Ct. Rep. 905; Benjamin v. New Orleans, 169 U. S. 161, 42 L. ed.
700, 18 Sup. Ct. Rep. 298. But when the circuit court of appeals has acted on
the whole case its judgment stands unless revised by certiorari to or appeal
from that court in accordance with the act of March 3, 1891.
14