United States v. Barbara Crocker, AKA Barbara Stafford, 510 F.2d 1129, 10th Cir. (1975)
United States v. Barbara Crocker, AKA Barbara Stafford, 510 F.2d 1129, 10th Cir. (1975)
2d 1129
John E. Green, Asst. U.S. Atty., Oklahoma City, Okl. (William E. Burkett,
U.S. Atty., Oklahoma City, Okl.), for plaintiff-appellee.
Mark H. Price, Oklahoma City, Okl., for defendant-appellant.
Before HILL, SETH and BARRETT, Circuit Judges.
BARRETT, Circuit Judge.
Crocker testified that when she signed the Miranda form she was 'half asleep',
not feeling well, and that neither agent said anything to her about providing her
with an attorney. She further related that she was returned to her cell about 8:00
a.m. and that about 3:30 that afternoon, Agent Clark and a couple of other
Secret Service agents, including a Mr. Skiles, took her to the Federal Building;
that Agent Skiles read her 'my' rights before any questioning was undertaken;
that after some one-half hour of interrogation she was fingerprinted and
photographed; that about 5:00 p.m. she was returned to a conference room
where Agent Skiles first presented her a written Miranda 'rights' document
which she read and signed, and that at that time she also signed the statement of
confession prepared by Skiles after she 'skimmed' through it; that although she
asked for an attorney during the morning session she did not again request
counsel; that although the two waiver forms which she signed (both of which
were admitted in evidence without objection) state that 'If you want a lawyer, a
lawyer will be appointed for you', and both of which contain her written
statement that 'I do not want a lawyer', that she nevertheless 'didn't know that
the statement said 'I didn't want a lawyer"; that she did not reiterate her request
for an attorney after the morning statement to Agent Clark and that it was not
until she appeared before Judge Eubanks on the morning of November 14th,
that she was told an attorney would be appointed to represent her; that she is 36
years of age, has an 11th grade education, and can read and write the English
language; that none of the officers made any promises or threats to get her to
talk to them, and that they treated her courteously; that she was convicted in
Texas in 1965 of the felony of forging a prescription and money orders and
sentenced to serve three years.
4
When questioned by the Court, she stated that although both of the 'warning'
documents which she signed state that she is entitled to a lawyer and that one
will be appointed for her, and that she did not want a lawyer, that she 'didn't
read that part' even though she acknowledged it was read to her and that it
stated unequivocally that 'I do not want a lawyer at this time.'
Both at the hearing on the motion to suppress and at trial, Special Agent Clark
testified that at about 8:00 a.m. on the morning of November 13, 1973, he
spoke with Crocker after he and Agent Don Snyder had produced their
credentials and identified themselves; that he provided her with a standard
warning and waiver of rights document which she read, and that he also read
one completely to her; that the document is in two parts, the first containing
each of the Miranda rights and warnings, and the second consisting of a waiver
of those rights; that after she read the form and after he read it aloud to her
Agent Clark inquired of her whether she had any questions concerning it; that
she stated that she did not; that she then signed the waiver; that at no time
during the interrogation, which lasted about 30 minutes, did Crocker ask for an
attorney, and that had she done so, he would simply have obtained personal
data, i.e., name, age, residence, occupation, education, parents, etc.; that he did
question Crocker about the counterfeit money but that she made no admissions
or statements relative thereto; that it is possible, although beyond his
recollection, that Crocker made some remark about an attorney, but that she did
not state that she wished to have an attorney present; and that Crocker did have
a fatigued appearance.
When Clark was asked whether it is possible that Crocker could have asked for
an attorney during the interview, he acknowledged that it was possible, but that
he had no such recollection. He stated that the procedure followed by the
Service when one asks for counsel is to terminate the questioning. He stated
that Crocker definitely did not request that an attorney be present. The
testimony of Agent Clark was fully corroborated by Agent Don Snyder. He
testified, when questioned by the Court, that Crocker made no reference about
an attorney, and that if it had been made the procedure of the Service is to
terminate questioning.
7
Agent Skiles testified that about 4:30 p.m. on November 13th, he interrogated
Crocker after first orally advising her of her rights and then handing her a
printed copy of the Miranda rights document which she read and which he read
aloud to her from another copy; that he then inquired of Crocker if she had any
questions; that she had none; that she did not request an attorney; that she then
signed the waiver of rights form and thereafter signed the confession statement
in his presence and that of Agent Clark. While there is no discrepancy about the
fact that Agent Skiles first orally advised Crocker of her rights prior to any
interrogation, there is a conflict in the testimony of Skiles and Clark as to the
time when Crocker executed the written waiver. Skiles recalls that she executed
it at about 5:00 p.m. Clark recalls that she executed it concurrent with her
execution of the confession statement about 8:00 p.m., even though the time on
the document appears as of 5:00 p.m. We attach no particular significance to
this difference in recollection. There is no showing that it prejudiced Crocker's
rights. The different recollections were presented and argued to the jury, insofar
as they may have related to credibility.
The agents testified that Crocker was not taken before a magistrate on
November 13th because none was available and further, upon inquiry, they
learned that none of the judges were available. Agent Clark testified that the
waiver document executed by Crocker in the morning could not be located by
him when the evening interview was commenced, and that this necessitated the
need for the additional warning-waiver form. Thereafter, however, Agent Clark
did locate the form executed that morning.
The suppression motion was directed both to the oral statement made by
Crocker during the morning interview and the written statement executed
following the afternoon interview.
10
In ruling on the motion to suppress, the Trial Court held that Crocker
voluntarily gave the oral statement after being fully informed of and then
voluntarily waiving her rights, and that even though she testified that she did not
realize what she was signing, this testimony was not credible. The Court stated
that it was following the guidelines of 18 U.S.C.A. 3501 and that Sullins v.
United States, 389 F.2d 985 (10th Cir. 1968), was superseded by 3501, supra.
The Court made a factual determination that Crocker did not request the
assistance of counsel after being fully advised of her Miranda rights.
11
The Court placed much weight on the fact that, in the face of Crocker's
contention that she requested counsel, she nevertheless voluntarily and without
force, threat or intimidation knowingly signed two written statements that she
did not want a lawyer. The Court stated that Crocker's incriminating statement
would be admitted in evidence in accordance with the facts found and the
provisions of 18 U.S.C.A. 3501, but that the jury shall hear all relevant
evidence and argument on the same issue of voluntariness and that the Court
would instruct the jury to give such weight to the confession as it deserves
under all of the circumstances.
12
On the issue of delay in presentment for initial appearance, the Court found that
even though the confessions were made more than six hours following
Crocker's arrest, there was no available magistrate or other officer on
November 13th, for appearance purposes and that, in any event, her statements
were voluntarily given.
13
14
Hilger, the assistant manager and bartender, testified that Crocker presented
him with a counterfeit $10.00 bill and requested change for cigarettes which he
gave her; that he received the four $10.00 counterfeit bills within a period of
some eight minutes from the three, and that the bills appeared new but
crumpled badly; that he examined them and discovered that two of the bills
contained the same serial number; that he then phoned the owner, Pye, who
arrived soon thereafter accompanied by two Oklahoma City detectives who
examined the bills and took possession of them after Hilger had initialed at least
two of them.
15
Pye testified that three additional $10.00 counterfeit bills which he had received
from his manager, Larry Cook, had been passed earlier in the evening by two
men and one woman at his Mark III Club in Oklahoma City.
16
Mrs. Pye testified that she recalled observing two men and a woman at the
Mark III Club about 11:00 p.m. that evening. She recognized one, Blankenship,
and recalled that one $10.00 bill was passed to her for payment of beers which
she served the three persons.
17
Detectives Hoover and O'Shea testified that they examined the four $10.00 bills
at the After Five Club and that each contained the same serial number; and that
after Hilger and other employees of the club informed them of the facts and
circumstances relating to the bills, they placed Crocker and her two male
companions under arrest. They were taken to the city jail where a preliminary
search for weapons was undertaken, followed by an inventory search. At that
time 278 counterfeit $10.00 bills were found on the person of Blankenship.
Several were found on the person of Lambeth. None were found on the person
of Crocker.
18
19
She testified at trial, just as she had previously at the hearing on the Motion to
Suppress, that she did not read this language in the statement and that she
'skimmed' through it before signing it.
20
On appeal Crocker alleges trial court error in that: (1) the burden of proof was
incorrectly placed upon her rather than on the Government in relation to the
pre-trial hearing on her motion to suppress a statement of confession given by
her; (2) it incorrectly applied the guidelines set forth in 18 U.S.C.A. 3501
rather than those set forth in Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602,
16 L.Ed.2d 694 (1966); (3) it admitted Crocker's confession in evidence
without requiring the Government to sustain its admissibility under the 'heavy
burden' required of the Government by Miranda, supra; and (4) the evidence is
insufficient to sustain the conviction.
I.
21
Crocker contends that the Trial Court erred in placing the burden of proof on
her rather than on the Government at the pre-trial hearing on her Motion to
Suppress the written statement she signed in the presence of Agents Skiles and
Clark. In support thereof she relies upon Miranda v. Arizona, 384 U.S. 436, 86
S.Ct. 1602, 16 L.Ed.2d 694 (1966), for the proposition that the burden of
proving compliance with the procedures set forth therein is with the
Government and that it is a heavy burden, quoting this language:
Crocker also cites Bond v. United States, 397 F.2d 162 (10th Cir. 1968), cert.
denied 393 U.S. 1035, 89 S.Ct. 652, 21 L.Ed.2d 579 (1969), in further support
of her contention. We do not so interpret Miranda or Bond. In the instant case
the argument, in the context presented, is without merit in that appellant
complains that she was required by the Court 'to assume the burden of proof
and of going forward with the evidence.' (Appellant's B., p. 20). It is
fundamental that on a motion to suppress there must be 'a foundation in fact for
the legal result.' Rogers v. Richmond, 365 U.S. 534, 546, 81 S.Ct. 735, 742, 5
L.Ed.2d 760 (1961). Logic dictates that a pre-trial Motion to Suppress filed by
an accused does in fact cast the burden upon the movant to present facts
necessary to sustain his position. Wilson v. United States, 218 F.2d 754 (10th
Cir. 1955). Bond v. United States, supra, is, in fact, no comfort to appellant:
25
During
the trial the defendant moved for a hearing outside the presence of the jury
to determine the admissibility of certain evidence including his admissions. The
motion was denied on the ground that the matters had been covered by an
evidentiary hearing held before the trial on a defense motion under Rule 41(e),
F.R.Crim.P., to suppress. The record shows that . . . at the Rule 41(e) hearing the
government produced some of the same witnesses as appeared at the trial, that the
defense put on no evidence, that after the hearing the court made specific findings of
fact, which are sustained by the evidence, and denied the motion . . . the trial judge
did not abuse his discretion in denying a second hearing. (Emphasis supplied). 397
F.2d 162 at 165.
26
While the defendant must first present evidence in support of his motion to
suppress which satisfies his burden of challenging the legality of the
confession, we have recognized that the Government must then carry the
countervailing burden of proving a waiver of the constitutional privilege against
self-incrimination. Bond v. United States, supra; Nolan v. United States, 423
F.2d 1031, 1045 (10th Cir. 1969), cert. denied 400 U.S. 848, 91 S.Ct. 47, 27
L.Ed.2d 85 (1970); Sullins v. United States, supra. The Government fully met
the burden in the case at bar.
27
Lego v. Twomey, 404 U.S. 477, 92 S.Ct. 619, 30 L.Ed.2d 618 (1972), put at
rest the contention that prosecutors have a particularly heavy burden of proof to
meet in a Jackson v. Denno, 378 U.S. 368, 84 S.Ct. 1774, 12 L.Ed.2d 908
(1964) pre-trial hearing on the issue of the voluntariness of a confession. The
Court there stated that the duty to determine voluntariness had not been framed
in terms of burden of proof either before or after Jackson. While observing that
Jackson contained reference to the relationship between the involuntariness of a
confession and its reliability, the Court stated that the case turned on the
proposition that coerced confessions, whether true or false, are forbidden
because the method used to extract them offends constitutional principles. Lego
held that when the burden has been cast on the Government to establish the
voluntariness of a confession, the measure or quantum is that of preponderance
but not beyond a reasonable doubt.
II.
28
Crocker argues that the trial court erred in applying the guidelines of 18
U.S.C.A. 35011 rather than the mandates of Miranda v. Arizona, supra, in its
pre-trial determination of the voluntariness of her written confession and its
admissibility at trial for consideration by the jury.
29
Appellant contends that 3501 allows greater discretion in the trial court in
determining the issue of voluntariness and thus the admissibility of a confession
than the principles of Miranda which are constitutionally mandated to satisfy
the commands of the Fifth Amendment. The Government counters that
Crocker's confession met both the commands of Miranda and 3501.
30
Act.' The legislative history relates that it is intended to offset the 'harmful'
effects of certain court decisions relating to the admissibility of confessions,
including the Miranda decision (U.S.Code Cong. and Admin.News, 1968, Vol.
II, 90th Congress, 2nd Session, p. 2127).
31
32
Section 3501, supra, provides that the presence or absence of any of the
Miranda factors, together with consideration of the time between arrest and
initial commitment proceedings, must be considered by the trial court prior to
trial--with the same considerations to be thereafter independently considered
and determined by the jury at trial--in deciding the issue of voluntariness of the
confession. Should the judge determine, as here, that the confession was
voluntarily given under the totality of all of the facts and circumstances, the
confession is admitted in evidence and the Court at trial then submits to the
jury, as here, the same question of voluntariness for independent jury
determination.
33
34
In United States v. Davis, supra, we noted that the United States Supreme
Court had not ruled on the constitutionality of 18 U.S.C.A. 3501 supra. We
there observed that in Lego v. Twomey, Warden, supra, Mr. Justice White,
writing for the majority, while holding that the statute was inapplicable to the
state proceeding there under review, did nevertheless deem 3501 'relevant to
note.'
35
Harris v. New York, 401 U.S. 222, 91 S.Ct. 643, 28 L.Ed.2d 1 (1971), a 5--4
decision, held that a statement inadmissible against a defendant in the
government's case in chief because of lack of the procedural safeguards set
forth in Miranda may, if its trustworthiness satisfied legal standards, be used for
impeachment purposes to attack the credibility of the defendant's trial
testimony. The dissenters insisted that Miranda settled the proposition by
holding that the privilege against self-incrimination protects the individual from
being compelled to incriminate himself in any manner.
36
We believe that Michigan v. Tucker, 417 U.S. 433, 94 S.Ct. 2357, 41 L.Ed.2d
182 (1974), although not involving the provisions of 3501, supra, did, in
effect, adopt and uphold the constitutionality of the provisions thereof. Tucker,
supra, involved a pre-trial suppression hearing of an incriminating custodial
interrogation which (just as in the instant case) did not involve threats, abuse or
coercion by the police officers. The police interrogation was there in fact
undertaken following each of the Miranda warnings except the advisement that
the accused had the right to the appointment of counsel if he was indigent. The
Court observed that the Miranda 'suggested' safeguards were not intended to
'create a constitutional straitjacket' notwithstanding the language in Miranda
that statements made in violation of its principles must not be used to prove the
prosecution's case at trial. The Court stated that without post-Miranda
precedent of its own to guide it, the totality of the facts and circumstances
evidenced that 'There is plainly no reason to believe that Henderson's testimony
is untrustworthy simply because respondent was not advised of his right to
appointed counsel.' 417 U.S. at 449, 94 S.Ct. at 2366.
37
The majority deemed it significant to point out that it was not dealing with the
offer of the defendant's own statement in evidence, but rather the testimony of
witness Henderson whom the police discovered only as a result of the
defendant's statement; still the Court recognized that Henderson's trial
testimony had a devastating effect inasmuch as it completely contradicted
Tucker's alibi defense, i.e., that at the time of the rape he was away from the
scene in the company of Henderson, and further implicated Tucker by reason of
remarks allegedly made to Henderson by Tucker directly related to the crime.
We observe that if each of the Miranda warnings are constitutionally mandated
under any and all circumstances, certainly the Court would have been hard
pressed in permitting the admission of Henderson's testimony under the 'fruit of
the poisonous tree' doctrine first articulated in Silverthorne Lumber Company
v. United States, 251 U.S. 385, 40 S.Ct. 182, 64 L.Ed. 319 (1920), and
thereafter more fully developed in Wong Sun v. United States, 371 U.S. 471, 83
S.Ct. 407, 9 L.Ed.2d 441 (1963). Mr. Justice Douglas, in his Tucker, supra,
dissent, stated:
38 testimony of the witness in this case (Henderson) was no less a fruit of
The
unconstitutional police action than the photographs in Silverthorne or the narcotics
in Wong Sun . . . His testimony must be excluded to comply with Miranda's mandate
that 'no evidence obtained as a result of interrogation (not preceded by adequate
warnings) can be used against' an accused.
417 U.S. at 464, 94 S.Ct. at 2374.
39
40
We thus hold that the trial court did not err in applying the guidelines of
3501, supra, in determining the issue of the voluntariness of Crocker's
confession. We further hold that the record before us evidences full compliance
with the Miranda mandates. There was no trial court error in the admission of
the confession.
III.
41
Crocker was not taken before a magistrate or judge for purpose of appearance
set forth under Rule 5(a), F.R.Crim.P. within a period of six hours as required
under McNabb v. United States, 318 U.S. 332, 63 S.Ct. 608, 87 L.Ed. 819
(1943), and Mallory v. United States, 354 U.S. 449, 77 S.Ct. 1356, 1 L.Ed.2d
1479 (1957). The Congress, in the enactment of 18 U.S.C.A. 3501(c)
provided that non-compliance with the six hour rule does not automatically
render inadmissible a confession obtained more than six hours after arrest. In
the case at bar, the six hour rule comes into play in relation to the written
confession executed by Crocker and witnessed by Agents Skiles and Clark,
well beyond the six hour period following her arrest. This Court has held and
now re-affirms the rule that such delay is simply a factor the trial judge must
consider in determining voluntariness of a confession. We agree with the trial
court's finding that the delay in the case at bar did not render Crocker's
statement involuntary and that the Secret Service agents were diligent in their
efforts to present Crocker before a magistrate or judge on November 13th, but
that their efforts were not successful until the morning of November 14th. We
have held that Section 3501(c), supra, is in keeping with the 'balancing test'
announced in Barker v. Wingo, supra. United States v. McCormick, supra.
IV.
42
Government must prove her guilty of the substantive crime of possessing and
passing counterfeit money with the intent to defraud, pass, utter, publish, sell or
keep in her possession or conceal, falsely made, counterfeited, forged or altered
obligations of the United States. We agree. In order to sustain the position she
urges upon us, Crocker rehashes her contention that her incriminating statement
was erroneously admitted and that there is no direct evidence that the $10.00
bill she passed at the After Five Club was known by her to be counterfeit.
43
An appellate court must, following a conviction, view the evidence in the light
most favorable to the Government to decide if there is substantial proof, direct
or circumstantial, together with reasonable inferences to be drawn therefrom,
from which a jury might find the appellant guilty beyond a reasonable doubt.
United States v. Downen, 496 F.2d 314 (10th Cir. 1974); United States v.
Yates, 470 F.2d 968 (10th Cir. 1972).
44
45
1973); United States v. Wheeler, 444 F.2d 385 (10th Cir. 1971); Bailey v.
United States, 410 F.2d 1209 (10th Cir. 1969), cert. denied 396 U.S. 933, 90
S.Ct. 276, 24 L.Ed.2d 232 (1969).
46
Our analysis of the record leads to the conclusion that the evidence of
appellant's guilt is so strong and persuasive that none of the contentions she has
advanced merit or justify a different verdict. If any errors occurred, they were
harmless. A defendant is not entitled to a perfect trial, but rather a fair trial.
Lutwak v. United States, 344 U.S. 604, 73 S.Ct. 481, 97 L.Ed. 593 (1953).
Crocker received a fair trial.
47
We affirm.