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56 Fair Empl - Prac.cas. 317, 56 Empl. Prac. Dec. P 40,852 Carmen Archuleta v. The Colorado Department of Institutions, Division of Youth Services, 936 F.2d 483, 10th Cir. (1991)
56 Fair Empl - Prac.cas. 317, 56 Empl. Prac. Dec. P 40,852 Carmen Archuleta v. The Colorado Department of Institutions, Division of Youth Services, 936 F.2d 483, 10th Cir. (1991)
2d 483
Plaintiff-appellant Carmen Archuleta was terminated from her job with the
Colorado Department of Youth Services. She filed suit in the district court
against her former employer and supervisors. Plaintiff asserted various claims,
including a claim that the defendants retaliated against her for filing a prior sex
discrimination complaint (42 U.S.C. Sec. 2000e-3), a claim for sexual
harassment amounting to a constructive discharge (42 U.S.C. Sec. 2000e-2), as
well as claims for deprivation of the right to procedural and substantive due
process (42 U.S.C. Sec. 1983). The district court dismissed the claim under Sec.
2000e-2 because the plaintiff had not submitted it first to the EEOC. The court
also granted the defendants' motion to dismiss the Sec. 1983 claims. The claim
for retaliation was tried to the court. After hearing all of the evidence, the court
held that the plaintiff had failed to show that the defendants retaliated against
her because of the prior sex discrimination complaint. Plaintiff appeals the
district court's entry of judgment on these claims in favor of the defendants. We
affirm.
6
Plaintiff was reinstated in October of 1980. She was given a new supervisor
and was assigned to a juvenile detention unit for boys. Plaintiff alleged that
numerous instances of sexual harassment occurred at this center.1 After
numerous requests, she was transferred to Lookout Mountain, a facility for
female juveniles. Plaintiff was diagnosed as being pregnant in March 1985. She
took maternity leave in July of 1985 and returned to work on January 27, 1986.
The parties' accounts of the plaintiff's return to work after her maternity leave
differ in several respects. The plaintiff contends that she found out after
working on January 27th that she was supposed to work a double shift the next
day. When plaintiff went home on January 28th, however, she found that her
baby was sick. Plaintiff called her supervisor to tell him that she could not work
the shift that evening because her baby was sick and also because her doctor
had given her a note stating that she should not be working double shifts.
Plaintiff contends that the supervisor accused her of faking the note and then
told her to bring the baby to work if there was no other alternative. The
defendants, on the other hand, contend that plaintiff was given her work
schedule on January 13, two weeks before she returned to work. On January 28,
plaintiff requested a schedule change and was told by her supervisor that the
request would be considered for the next scheduling period. Shortly before
plaintiff's January 29 shift was to start, she called her supervisor at his home
and told him she could not come to work because she did not have a babysitter.
The defendants contend there was no mention of the child being sick. The
plaintiff's supervisor was forced to fill in for her. The defendants assert that the
supervisor, a male, had to violate department policy by working the late shift at
a facility for female juveniles. The supervisor tried several times during the
shift to contact the plaintiff, but was told that she was unavailable. A man
identifying himself as the plaintiff's attorney called the supervisor during the
shift and argued with him about the plaintiff's schedule. The plaintiff
subsequently called the supervisor and told him that she was on medical leave.
Plaintiff did not report to work on January 29 or on February 1, which was her
next scheduled shift. The facility director then sent plaintiff a letter of
termination for not reporting to work as scheduled.
8I. Retaliation--42 U.S.C. Sec. 2000e-3.
9
The first issue raised by appellant is whether the district court erred in ruling
against her on the claim for retaliation under 42 U.S.C. Sec. 2000e-3. That
section makes it unlawful for an employer to discriminate against an employee
because of the employee's opposition to an employment practice made
unlawful under Title VII or because of the employee's participation in an
investigation, proceeding or hearing under Title VII. In order to establish a
prima facie claim for retaliation, a plaintiff must show: 1) she engaged in
protected opposition to discrimination or participation in a proceeding arising
out of discrimination; 2) adverse action by the employer subsequent to the
protected activity; and 3) a causal connection between the employee's activity
and the adverse action. Allen v. Denver School Board, 928 F.2d 978 (10th
Cir.1991). In this case, the plaintiff alleged that she engaged in protected
activity by filing the sex discrimination complaint with the Colorado State
Personnel Board after her termination in 1979. Plaintiff alleged that this activity
prompted various employees of the Department to harass her after she was
reinstated. Plaintiff further contended that her ensuing termination in 1986 was
caused by this allegation of sexual discrimination in the 1980 complaint.
10
concluded that the plaintiff had not been retaliated against for filing a sex
discrimination complaint. Although the court did not specifically determine
whether the 1986 termination was justified, the court found that the termination
was not caused by the prior sex discrimination charge. Tr. IV at 131. The court
indicated that some of the plaintiff's problems with the agency may have been
caused by the hearing officer's findings that plaintiff had been unjustly fired in
1979 and that defendant Davis had acted maliciously in giving her low
evaluations. The district court noted that some people in the agency did not
agree with these findings. The court reiterated, however, that the prior sex
discrimination complaint played no part in the plaintiff's subsequent problems
with the department. Id. at 134-45.
11
Appellant contends that the district court erred because it ruled that by losing
the sex discrimination claim in 1980, plaintiff was barred as a matter of law
from showing retaliation. This argument misconstrues the district court's
findings. After discussing the difficulties inherent in determining what
motivates any conduct, the court concluded that the defendants did not retaliate
for the claim of discrimination, stating: "But I am satisfied that it was not the
sex discrimination charge which, after all, the hearing officer absolved the
agency of, but it was the finding of malice and animus that was, at least for
some of the persons acting on behalf of the agency, was somewhat influential."
Tr. IV at 131. In response to an objection from plaintiff's counsel that the
motivations of the agency could not be separated in this manner, the court
explained that it was simply "contrary to logic ..., contrary to common sense ...,
[and] contrary to human nature" to believe that the defendants retaliated after
being absolved on the sex discrimination complaint. Id.
12
The district court's determination that plaintiff was not retaliated against for
filing the prior sex discrimination charge is not clearly erroneous. Appellant
failed to show that her filing of a sex discrimination complaint played any part
in the subsequent problems with her employer. As the district court indicated,
there is some evidence in the record that personal animosity may have played a
part in the plaintiff's termination in 1986. Title VII prohibits discrimination
based only on certain enumerated factors, however, one of which is an
employee's opposition to sex discrimination. Title VII does not ensure that
employees will always be treated fairly or that they will be discharged only for
meritorious reasons. Although the dismissal of an employee without cause may
contribute to an inference of unlawful discrimination, it does not require such a
finding. In the instant case, there was testimony that the plaintiff "did not fit in"
because she had taken on the department and prevailed on her claim that she
was fired without cause. Some people in the department may have held a
grudge against the plaintiff because of that ruling. Be that as it may, plaintiff's
allegation in 1980 that she was fired without cause in violation of departmental
regulations was not an activity protected by Title VII.2 There was a noticeable
lack of evidence tying any of the plaintiff's problems to the 1980 claim of sex
discrimination. As the district court noted, the hearing officer exonerated Davis
on the charge of sex discrimination. Although retaliation could occur whether
or not the plaintiff prevailed on this claim, the record bears no suggestion that
plaintiff's supervisors bore a grudge against her for alleging sex discrimination.
After her reinstatement, plaintiff had no contact at all with her former
supervisors. There was testimony which, if believed, indicated that the Division
of Youth Services does not discriminate against its employees on the basis of
sex. There was some evidence that the plaintiff had personality conflicts with
several co-workers, both male and female. In sum, there was a lack of direct or
circumstantial evidence to support the plaintiff's claim. The problems that arose
after plaintiff's reinstatement in 1980 occurred under different supervisors and
bore no apparent relationship to the charge of sex discrimination. Taken as a
whole, the record does not establish that any actions taken against the plaintiff
were in retaliation for activity protected under Title VII.
Appellant's next contention deals with her claim of sex discrimination under
Sec. 2000e-2. Appellant states that this claim was based on both pregnancy and
sex discrimination. The district court ruled that to the extent she was not
alleging retaliation, plaintiff had to submit this claim to the EEOC before
pursuing it in court. Appellant contends this was error because the Sec. 2000e-2
claim was reasonably related to charges previously filed with EEOC. Citing
Brown v. Hartshorne Public School District # 1, 864 F.2d 680, 682 (10th
Cir.1988) (Judicial relief may be sought without exhausting administrative
remedies if the discrimination alleged is reasonably related to a charge already
submitted to EEOC). We agree with the district court that the allegations here
raised matters unrelated to plaintiff's prior EEOC charge. Plaintiff explained to
the district court that the Sec. 2000e-2 claim encompassed two allegations: 1)
that after being reinstated plaintiff was harassed in retaliation for engaging in
protected activity, and 2) that after 1980 the defendants engaged in pregnancybased sex discrimination and sexual harassment that amounted to a constructive
discharge. Tr. VI at 10-11. The plaintiff's first allegation was the subject of her
claim under Sec. 2000e-3. Plaintiff was allowed to go forward on the retaliation
claim and presented all of the evidence in support of that claim to the court.
Thus, the court did not err in dismissing the claim under Sec. 2000e-2 insofar as
it was based on retaliation. Moreover, we agree with the district court that
plaintiff's second allegation, concerning sexual harassment and pregnancybased discrimination that was not retaliatory in nature, raised matters that were
unrelated to plaintiff's prior EEOC complaint. The allegation that a new
supervisor at a different facility engaged in sexual harassment or pregnancybased discrimination in 1986 was not shown to be reasonably related to the
issues raised in the EEOC complaint dealing with plaintiff's 1980 termination.
III. Substantive Due Process--42 U.S.C. Sec. 1983.
16
17
Appellant's final argument is that the court erred in dismissing her claim under
42 U.S.C. Sec. 1983 for deprivation of the right to substantive due process.3
This claim was brought against defendants Grant and Davis, plaintiff's former
supervisors, and was based on the low job evaluations plaintiff received in
1979. Appellant contends that the defendants' evaluations were malicious and
caused her appointing authority to terminate her employment in 1980.4
Appellant argues that Grant and Davis are liable for arbitrarily depriving her of
a property right in continued employment.5
18
The Due Process Clause of the Fourteenth Amendment provides that a state
may not "deprive any person of life, liberty, or property without due process of
law...." U.S. Const.Amend. XIV. Although the phrase "due process" connotes a
right to a fair hearing, the Supreme Court has recognized that the clause
contains a substantive component as well. See e.g., Moore v. City of East
The appellees do not contest the assertion that plaintiff had a property right in
continued employment with the Department of Youth Services. Plaintiff could
not be terminated from her position as a Youth Services worker without cause.
After she received substandard evaluations from Davis in 1979, and after being
provided an opportunity to respond to the charges against her, plaintiff was
notified that her employment was terminated. Under Colorado law, such a
termination was subject to an appeal to the Colorado State Personnel Board.
Plaintiff appealed her termination to the Personnel Board, which ordered the
Department of Youth Services to reinstate the plaintiff with back pay and
benefits and to expunge the substandard evaluations from her personnel file.
Plaintiff was also awarded attorney's fees.
20
We find that under these facts the plaintiff cannot state a claim for deprivation
of the right to substantive due process. The essence of the plaintiff's claim is
that her supervisors caused the state to arbitrarily deprive her of the right to
continued employment. Under the procedures established by the state to ensure
that an employee is not terminated without cause, however, the plaintiff's
property right in continued employment was reinstated through a posttermination hearing. All of the property rights that plaintiff asserted to have
been wrongfully taken were restored by the decision of the State Personnel
Board. In these circumstances, the plaintiff cannot now complain that the state
has deprived her of property. Cf. Hudson v. Palmer, 468 U.S. 517, 539, 104
S.Ct. 3194, 3206, 82 L.Ed.2d 393 (1984) (O'Connor, J., concurring) ("When
adequate remedies are provided and followed, no uncompensated taking or
deprivation of property without due process can result.") Appellant does not
dispute the fact that she received constitutionally adequate procedural due
process when she was terminated. The plaintiff was given notice and an
explanation of the disciplinary charges against her. She was then was afforded a
pre-termination hearing with her appointing authority at which she presented
her side of the story. After the appointing authority decided nonetheless to
terminate her, plaintiff followed the procedures set up by the state and was
afforded an extensive post-termination hearing. The presiding hearing officer at
the latter hearing found that plaintiff had been terminated without cause.
21
Appellant asserts two reasons why she should be allowed to pursue the claim
for deprivation of substantive due process. First, she argues that the deprivation
of such a right is complete at the time of the official's action and that the
existence of a post-deprivation remedy is irrelevant. Second, appellant
maintains that the remedy provided by the State Personnel Board was
inadequate because the Board could not award her damages for emotional
distress or punitive damages.
22
23
Appellant recognizes that her property rights were restored but contends that
the remedy provided by the Personnel Board was inadequate. She seeks
punitive damages and damages for emotional distress, both of which she could
not obtain from the Personnel Board. The fact that plaintiff could obtain more
relief under Sec. 1983 does not mean that the remedy for the temporary
deprivation of her property was constitutionally inadequate. In Parratt v. Taylor,
451 U.S. 527, 544, 101 S.Ct. 1908, 1917, 68 L.Ed.2d 420 (1981), a plaintiff
alleging a deprivation of property without due process argued that he should be
allowed to sue under Sec. 1983 rather than pursue a state tort remedy because
the state did not allow all of the relief that was available under Sec. 1983. The
Supreme Court rejected this argument, stating:
25
Although
the state remedies may not provide the respondent with all the relief which
may have been available if he could have proceeded under Sec. 1983, that does not
mean that the state remedies are not adequate to satisfy the requirement of due
process. The remedies provided could have fully compensated the respondent for the
property loss he suffered, and we hold that they are sufficient to satisfy the
requirements of due process.
26
Parratt, 451 U.S. at 544, 101 S.Ct. at 1917. Although the Parratt case did not
specifically address the issue of substantive due process, the Court's conclusion
that the available remedy was adequate to satisfy the requirements of due
process is significant. We believe that the same principle would apply here,
where the plaintiff has been fully compensated for the property loss she
suffered, notwithstanding the fact that greater relief might be obtained under
Sec. 1983.
IV. Conclusion.
27
28
For the foregoing reasons, the judgment of the district court is AFFIRMED.
The Honorable Wesley E. Brown, United States District Senior Judge for the
District of Kansas, sitting by designation
Appellant contends that under Title VII it was unlawful for the defendants to
take any action against her arising out of her participation in the 1980 personnel
hearing. Section 2000e-3 is not so broad, however. It prohibits discrimination
against an employee because the employee participated "in any manner in an
investigation, proceeding, or hearing under this subchapter." 42 U.S.C. Sec.
2000e-3. "This subchapter" refers to subchapter VI (Equal Employment
Opportunities) of Chapter 21 on Civil Rights. To the extent appellant alleged in
1980 that she was terminated without cause in violation of state regulations, the
personnel hearing was unrelated to Title VII's provisions against discrimination
and was not a proceeding within the purview of Sec. 2000e-3
Appellant initially alleged that she was also deprived of a right to procedural
due process after she was reinstated in 1980. That argument was waived by
appellant's counsel at oral argument
The plaintiff alleged that the performance evaluations written and adopted by
defendants Davis and Grant were arbitrary and that these evaluations led to her
termination in 1980. Although it is not in the record before us, the parties
apparently stipulated in the district court that the opinion of the hearing officer
would serve as evidence of what happened in 1979. Because of this and because
there is no contrary evidence in the record, we assume for purposes of this
opinion that the plaintiff's allegations are true--i.e. that Davis' substandard
evaluations of the plaintiff were unfounded and arbitrary and that these led to
her termination in 1980
The district court indicated that plaintiff could not state a claim against Grant
and Davis because they did not have the authority to fire the plaintiff. Only her
appointing authority had such authority. An individual may be liable under Sec.
1983, however, if that individual while acting under color of state law causes
the deprivation of a federal right. In this context, we find that plaintiff raised a
genuine factual issue as to whether her supervisors caused her termination
through their low evaluations and their apparent recommendation that she be
fired. Cf. Wulf v. City of Wichita, 883 F.2d 842, 864 (10th Cir.1989). For
example, we note that the hearing officer concluded in his analysis that "the
higher authorities who directly took the actions appealed ... acted in reliance on
Davis and his reports and evaluation...." See Doc. 36, Exhibit A, Analysis of
Evidence at 5.
Plaintiff did not argue in the district court that her termination in 1986 was a
deprivation of the right to substantive due process caused by defendants Grant
and Davis. We therefore do not address that issue.
Plaintiff does not argue that she was deprived of a liberty interest. Our
discussion therefore pertains only to plaintiff's property interest in continued
employment
For purposes of this opinion, we assume, without holding, that the plaintiff's
property interest is entitled to the protection of substantive due process. As we
noted in Jacobs, Visconsi & Jacobs v. City of Lawrence, 927 F.2d 1111, 1119
(10th Cir.1991), it is not clear what interest is required to trigger substantive
due process guarantees. It appears that the Supreme Court has not expressly
determined whether all property is entitled to such protection. In Regents of
University of Michigan v. Ewing, 474 U.S. 214, 106 S.Ct. 507, 88 L.Ed.2d 523
(1985), a university student brought a substantive due process claim, alleging
that he had a property interest in continued enrollment in an educational
program and that the university had arbitrarily deprived him of that right. The
majority in Ewing assumed for purposes of the opinion that such a property
right was protected by substantive due process, but held that any such right was
not violated because the university had not acted arbitrarily in dismissing the
student from the program. In a concurrence, Justice Powell asserted that not all
property rights are entitled to the protection of substantive due process. He
contended that "[w]hile property interests are protected by procedural due
process even though the interest is derived from state law rather than the
Constitution, ... substantive due process rights are created only by the
Constitution." Ewing, 474 U.S. at 229, 106 S.Ct. at 515. Justice Powell would
have held that the student's interest was not entitled to the protection of
substantive due process, noting that as a state law contract right it bore "little
resemblance to the fundamental interests that previously have been viewed as
implicitly protected by the Constitution." Id. at 229-30, 106 S.Ct. at 516. Cf.
Harrah Independent School District v. Martin, 440 U.S. 194, 99 S.Ct. 1062, 59
L.Ed.2d 248 (1979) (Reviewing non-renewal of a tenured teacher's contract
under a substantive due process analysis)
7
The references in the quoted material are to Parratt v. Taylor, 451 U.S. 527,
101 S.Ct. 1908, 68 L.Ed.2d 420 (1981) and Hudson v. Palmer, 468 U.S. 517,
104 S.Ct. 3194, 82 L.Ed.2d 393 (1984). These cases stand for the proposition
that in certain circumstances a person deprived of the right to property by an act
of a state official cannot state a Sec. 1983 claim for violation of the right to
procedural due process if the state makes available a constitutionally adequate
post-deprivation remedy