FILED

United States Court of Appeals

Tenth Circuit

UNITED STATES COURT OF APPEALS

TENTH CIRCUIT

July 28, 2010

Elisabeth A. Shumaker
Clerk of Court

UNITED STATES OF AMERICA,

Plaintiff-Appellee,
v.
EFRAIN RIVERA-CARRERA, a/k/a
Fats,

No. 09-8007
(D.C. No. 2:07-CR-00204-ABJ)
(D. Wyo.)

Defendant-Appellant.

ORDER AND JUDGMENT *

Before BRISCOE, Chief Judge, and CUDAHY ** and TACHA, Circuit Judges.

A jury found defendant Efrain Rivera-Carrera guilty on two counts: (1)

conspiracy both to possess with intent to distribute, and to distribute, narcotics and
(2) possession of a firearm in furtherance of a drug-trafficking conspiracy. Mr.
Rivera now challenges the sufficiency of the evidence and an evidentiary holding at

This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
**

Honorable Richard D. Cudahy, United States Court of Appeals for the

Seventh Circuit, sitting by designation.

trial, as well as his sentence. These challenges lack merit. We also hold that his
sentence was reasonable.
I. INTRODUCTION
In late 2004, Domingo Costalez proposed to Carlos Quinonez of the Chiqui 30
gang an arbitrage scheme to exploit the higher price of, and insatiable demand for,
drugs in Casper, Wyoming. With the help of others, Carlos and his brother Javier
Quinonez began transporting drugs from Denver to Casper, where they sold the drugs
at a significant markup. Finding minimal demand for other illicit substances, their
focus shifted to transporting and selling methamphetamines.
In 2005, Javier hired appellant Efrain Rivera-Carrera (a/k/a Fats) to join the
operation. The two men grew up in the same neighborhood outside of Denver, and
were both members of the Chiqui 30, a local gang whose primary activities were
[b]uyings, shootings, sell[ing] drugs, mak[ing] money. App. at 149. Mr. Rivera
worked as the groups driver, transporting methamphetamines to Casper and
returning to Denver with the proceeds from these sales because the others thought
that Mr. Rivera was the only member of the group with a valid drivers license.
Once, while moving $20,000 in drug proceeds back to Denver, a state trooper
stopped Javier and Mr. Rivera, but the trooper did not find the money. In all, Mr.
Rivera drove to Casper roughly fifteen times and, at least twice, he and Javier carried
between one-half and one pound of methamphetamines. Javier often carried a ninemillimeter firearm with him in the vehicle when he and Mr. Rivera dropped off drugs
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in Casper, especially at night. Mr. Rivera occasionally showed off his own .357
Magnum, which he suggested he had with him always.
But Mr. Rivera wore other hats in this operation. Aside from chauffeuring
methamphetamines and drug money, he purported to act as the teams muscle,
which involved roughing people up for money. App. at 188. On one occasion in
July of 2005, Mr. Rivera helped bring dealer Daniel Anderson to visit Javier, who
held a gun to Andersons head and warned him not to cooperate with law
enforcement. At another point, possibly in the winter of 2006, Mr. Rivera convinced
Costalez to come to a Taco Johns in Casper so that Carlos could address Costalez
and Michael Williams drug debts. At the Taco Johns, Carlos punched Williams and
others took Costalez back to a motel where Carlos roughed him up.
Mr. Rivera participated in the other stages of the operation. He watched as
Javier and others cut pounds of methamphetamines by mixing them with
methylsulfonylmethane (commonly known as MSM) and packaged the mixture. At
one point, Carlos strapped two vacuum-sealed bags of this mixture to Mr. Riveras
body and then sent him on a bus to Casper. Mr. Rivera also sold methamphetamines
himself. For example, Costalez delivered Andersons leftover methamphetamines to
Mr. Rivera and Javier while the men were in Casper, and Mr. Rivera remained at Liz
Adams house to sell it. On another occasion, Mr. Rivera went to the garage of
Armour Jolley, a Casper-area drug dealer. Before Mr. Rivera arrived, Jolley had no
drugs but, after Mr. Rivera left, Jolley had everything he needed to get himself and
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another local drug dealer, Robert Johnson, high.

In contrast, Mr. Rivera testified that he had turned from gang life at about age
18 when his brother was shot and killed in a fight with gang members. Mr. Rivera
claimed that he was merely a driver in the Quinonez brothers gun-running operation
between Denver and Casper. He explained that he never saw any drugs, in part
because he was incarcerated from November 2005 to January 2006, but he did admit
using cocaine and marijuana. Mr. Rivera acknowledged that, in the spring of 2006,
Carlos gave him three ounces of cocaine to sell, but Mr. Rivera claimed he used it
all himself. He explicitly denied that he ever took drugs to Casper or that he
collected money for the Quinonez brothers.
At the close of the five-day trial, the jury found Mr. Rivera guilty on both
counts. He was sentenced to 151 months in prison on Count 1, 60 months in prison
on Count 2, to run consecutively and 5 years of supervised release, with deportation
proceedings to commence at the end of his term (Mr. Rivera illegally immigrated at
the age of one). Mr. Rivera now appeals his conviction and sentence, contending that
the district court had insufficient evidence to uphold his convictions, that it
wrongfully admitted hearsay and that it imposed an unreasonable sentence.
II. DISCUSSION
A. Sufficiency of the evidence.
Mr. Rivera argues that the evidence does not establish he was involved in the
criminal conspiracy to distribute methamphetamine, cocaine or marijuana, because
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the evidence did not prove he was aware of the goal of the others conspiracy, or at
least, he did not know that the drugs he was transporting with Javier and others
would be sold in Casper. Moreover, he argues that he was not a willing participant
with an intent to advance the purpose of the conspiracy because he was merely an
innocent drug user and driver, whose perception was altered by long-term drug use,
ignorant of the criminal conspiracy around him.
We review de novo whether the government presented sufficient
evidence to support a conviction. In so doing, we view the facts in
evidence in the light most favorable to the government. We will not
weigh conflicting evidence or second-guess the fact-finding decisions of
the jury. Rather, our role is limited to determining whether a reasonable
jury could find guilt beyond a reasonable doubt, based on the direct and
circumstantial evidence, together with the reasonable inferences to be
drawn therefrom.
United States v. Sells, 477 F.3d 1226, 1235 (10th Cir. 2007) (internal citations and
quotations omitted); see also Jackson v. Virginia, 443 U.S. 307, 319 (1979).
To convict a defendant of conspiracy under 21 U.S.C. 841(a)(1) &
(b)(1)(A), 846, the government must present direct or circumstantial evidence to
prove beyond a reasonable doubt that: (1) two or more persons agreed to violate the
law, (2) the defendant knew the essential objectives of the conspiracy, (3) the
defendant knowingly and voluntarily participated in the conspiracy, and (4) the
alleged coconspirators were interdependent. United States v. Yehling, 456 F.3d
1236, 1240 (10th Cir. 2006); accord United States v. Dunmire, 403 F.3d 722, 724
(10th Cir. 2005). To prove knowledge of the conspiracy, the government does not

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have to show the defendant knew all the details or all the members of a conspiracy
. . . . [T]he government needs only to demonstrate the defendant shared a common
purpose or design with his alleged coconspirators. Yehling, 456 F.3d at 1240 (citing
United States v. Evans, 970 F.2d 663, 669 (10th Cir. 1992)). On the other hand,
merely associating with known criminal conspirators or purchasing drugs for
personal use is insufficient to establish participation in a conspiracy. United States
v. Powell, 982 F.2d 1422, 1429 (10th Cir. 1992).
Mr. Rivera knew the object and extent of the Quinonez brothers conspiracy
both to posses with the intent to distribute, and to distribute, 500 grams or more of
mixtures containing methamphetamine, cocaine or marijuana, see 21 U.S.C.
841(a)(1) & (b)(1)(A), and knowingly participated in it. There is trial evidence that
he watched the conspirators prepare and package methamphetamines and purchase
narcotics from one another and, in fact, sold drugs and transported two pounds of
methamphetamines on his person, see United States v. Caro, 965 F.2d 1548, 1556
(10th Cir. 1992) (a defendants delivery of large quantities of drugs provides
circumstantial evidence that he is not merely a customer of the conspiracy); Powell,
982 F.2d at 1430 (10th Cir. 1992) (intent to distribute may be inferred by the amount
of drugs involved), drove drugs to Casper, see United States v. Gwathney, 465 F.3d
1133, 1143 (10th Cir. 2006) (a jury may permissibly infer that a driver has
knowledge of the contraband within his vehicle) and picked up a safe containing the
proceeds of the operation. Compare Evans, 970 F.2d at 672-73 (holding as sufficient
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evidence of participation in a drug conspiracy a co-conspirators delivery of drugs,

minor drug sales, participation in arguments about drug debts, in addition to a few
incidents when he was merely present during drug-related transactions) with id. at
672-74 (holding as insufficient evidence that the defendant had purchased a small
amount of drugs on one occasion and twice loaned the conspiracy some scales but
never attended any meetings or transactions central to the conspiracy). Viewing the
trial evidence in the light most favorable to the government, we hold that a
reasonable jury could have found Mr. Rivera guilty of the conspiracy count.
We pause for a moment on Mr. Riveras argument that he did not know the
object of the conspiracy because of his drug-use-induced mental deficiencies. In
some cases, we have held that voluntary intoxication might prevent a defendant from
forming the requisite mens rea for a specific-intent crime. See United States v.
Jackson, 213 F.3d 1269, 1291-94 (10th Cir. 2000), vacated on other grounds, 531
U.S. 1033 (2000). However, a defendants status as a drug addict is never enough to
upend a conviction. See Jackson, 213 F.3d at 1294. Instead, there must be evidence
that the defendant was so mentally incapacitated that he was unable to facilitate the
transactions. Id. at 1291. At trial, evidence showed that Mr. Rivera drove for his coconspirators and transported methamphetamines and drug proceeds. This evidence,
as well as the wide variety of events when Mr. Rivera witnessed the various stages
of trafficking, would allow a reasonable jury to conclude that Mr. Rivera had the
requisite mental state knowingly and voluntarily to participate in the distribution of
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drugs.
Likewise, Mr. Rivera argues that the only evidence to support his conviction
under the 18 U.S.C. 924(c)(1)(A) count was that he drove Javier to Casper, where
Javier purchased guns for himself and that Mr. Rivera had a firearm in Denver, not
in Casper. We may sustain his conviction if the government presented sufficient
evidence that (1) the defendant possessed the firearm and (2) this possession was in
furtherance of a drug-trafficking crime. See 18 U.S.C. 924(c)(1)(A); United States
v. Poe, 556 F.3d 1113, 1127 (10th Cir.), cert. denied, 130 S. Ct. 395 (2009). A
defendant possesses a firearm in furtherance if the firearm furthered, promoted
or advanced a drug crime. See Poe, 556 F.3d at 1127 (internal citations omitted);
cf. United States v. Avery, 295 F.3d 1158, 1175 (10th Cir. 2002) (the presence of the
firearm cannot be the result of accident or coincidence). We evaluate the type of
drug activity being conducted, the accessibility of the firearm, the type of firearm,
the legal status of the firearm, whether the firearm is loaded, proximity of the firearm
to drugs or drug profits, and the time and circumstances under which the firearm is
found. United States v. Basham, 268 F.3d 1199, 1208 (10th Cir. 2001). That is, a
nexus must exist between the weapon and the underlying crime, however this nexus
does not need to be strong, and it is satisfied even when a defendant intentionally
[keeps] a firearm available while conducting a drug transaction. United States v.
Rogers, 556 F.3d 1130, 1140 (10th Cir.), cert. denied 129 S. Ct. 2783 (2009).
The evidence in this case is similar to that in which we have upheld
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924(c)(1)(A) convictions involving a firearm used in furtherance of a drugtrafficking conspiracy. See United States v. Richardson, 86 F.3d 1537, 1548-49 (10th
Cir. 1996) (upholding 924 conviction related to the underlying conspiracy because
the defendant drove with a gun while on his way to a drug transaction, but vacating
924 conviction related to the possession of methamphetamines because the
government had no evidence the defendant had a firearm during a drug transaction).
A firearm carried while a defendant commits a drug-trafficking crime may facilitate
the crime by preventing interference from others... [d]rug traffickers may carry
weapons to protect their merchandise, their cash receipts, and to intimidate
prospective purchasers. United States v. Burkley, 513 F.3d 1183, 1190 (10th Cir.
2008) (internal quotation omitted); see also United States v. Sherman, 551 F.3d 45,
49-50 (1st Cir. 2008), cert. denied 129 S. Ct. 2066 (2009) (holding that a sufficient
nexus exists where the firearm protects drugs, drug proceeds or is used to enforce
drug payments); United States v. Doddles, 539 F.3d 1291, 1295 (10th Cir. 2008)
(upholding an in furtherance conviction because firearms were found near drugs
and drug proceeds, and the defendant and other gang members routinely carried guns
during the course of the conspiracy and used them to fight a rival gang); United
States v. Trotter, 483 F.3d 694, 702 (10th Cir. 2007) (explaining that a court may
sustain an in furtherance conviction for use of a firearm to protect oneself against
a robbery of drug proceeds or to enforce payment for drugs), vacated on other
grounds by, 552 U.S. 1090 (2008). We cannot say that the jurys verdict on this issue
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was unreasonable, since the evidence presented allowed it to conclude that Mr.
Rivera was armed while transporting drug-sale proceeds to Denver and, because he
implied that he was generally armed, also to conclude that he was armed while
delivering drugs in Casper and while encouraging others to pay their drug debts. Cf.
United States v. Rodriguez-Moreno, 526 U.S. 275, 281-82 (1999) (Section 924 count
may be charged in any venue where the underlying crime may be charged even if the
active use of the gun took place in another jurisdiction); United States v. Brown, 400
F.3d 1242, 1249-51 (10th Cir. 2005) (applying Rodriguez-Moreno to a conviction for
carrying a firearm during, and in relation to, a drug-trafficking offense).
B. Admission of co-conspirators statements.
Mr. Rivera complains that the district court improperly admitted hearsay
statements by misapplying the rule for admitting statements by co-conspirators.
The challenged statements are that Anderson and/or his girlfriend Chrianna
Michaels told Amber Bertagnole that Mr. Rivera and Javier were distributing
methamphetamines and collecting money in Casper and that Mr. Rivera and Javier
were waiting at Adams house to collect drug money. 1
The admission of statements over a hearsay objection is reviewed for an
abuse of discretion, under a heightened deference standard because of the fact1

Mr. Rivera also argues that Robert Johnsons testimony included

inadmissible hearsay. The record shows that some of these challenged statements
were actually made by Mr. Rivera, so they were correctly admitted. Likewise, the
district court correctly excluded statements made to Johnson by a prisoner named
Simon.
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intensive nature of the inquiry. See United States v. Pursley, 577 F.3d 1204, 1220
(10th Cir. 2009), cert. denied, 130 S. Ct. 1098 (2010). A district court properly
admits statements as non-hearsay when it establishes that (1) a conspiracy
existed; (2) the declarant and the defendant were both members of the conspiracy;
and (3) the statements were made during the course of, and in furtherance of, the
conspiracy. United States v. Williamson, 53 F.3d 1500, 1517-18 (10th Cir.
1995); see Fed. R. Evid. 801(d)(2)(E) (defining as non-hearsay a statement by a
coconspirator of a party during the course and in furtherance of the conspiracy).
In furtherance means that the statements are intended to promote the
conspiratorial objectives. United States v. Reyes, 798 F.2d 380, 384 (10th Cir.
1986) (internal citations omitted). We have already discussed the conspiracy, so
we address the second two elements.
The trial witness need not be a co-conspirator, so it does not matter whether
Bertagnole was a co-conspirator when she heard the statements because Anderson
was a co-conspirator, see Williamson, 53 F.3d at 1519 (holding that exception
applies whenever the out-of-court declarant is a co-conspirator). 2 But, the fact
that Bertagnole was initially a peripheral player (although she was later charged
with conspiracy to distribute drugs) makes it harder for the government to
establish the third, in furtherance element. Statements that describe the role of

So, to the extent that Michaels, a non-conspirator, made the statements to

Bertagnole, they are hearsay.
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one conspirator in relationship to another conspirator are in furtherance of the

conspiracy. See Williamson, 53 F.3d at 1520; United States v. Smith, 833 F.2d
213, 219 (10th Cir. 1987). It seems doubtful that a conspirators explanation of
the players involved in a conspiracy to an unconnected bystander is in
furtherance of the conspiracy. Even if, however, the statements were improperly
admitted, this testimony was cumulative of evidence presented at trial, so that any
error was harmless.
C. Sentencing issues.
Mr. Rivera contends that the sentencing courts within-Sentencing
Guidelines sentence was unreasonable and that the district court improperly
applied an enhancement and failed to apply a downward variance. In addition, Mr.
Rivera contends that the sentence was unreasonable because the district court
should have imposed a below-Guidelines sentence to address his good character,
cultural assimilation and impending deportation and should have further reduced
his sentence to address disparities with the sentences of his co-defendants. The
district court applied a two-level enhancement for obstruction of justice, a threelevel downward variance to avoid unwarranted disparities and declined to apply a
downward variance for Mr. Riveras purported minor role.
Sentences are reviewed for their procedural and substantive reasonableness.
See United States v. Munoz-Nava, 524 F.3d 1137, 1146 (10th Cir. 2008). We
may not examine the weight a district court assigns to various 3553(a) factors,
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and its ultimate assessment of the balance between them, as a legal conclusion to
be reviewed de novo. Instead, we must give due deference to the district court's
decision that the 3553(a) factors, on a whole, justify the extent of the
variance. United States v. Smart, 518 F.3d 800, 807-08 (10th Cir. 2008)
(quoting Gall v. United States, 552 U.S. 38, 51 (2007)).
1. Minor-role adjustment.
Mr. Rivera argues that, because he served only as a driver, he should be
granted a lesser sentence since he was less culpable than his co-defendants. We
review the district court's factual findings regarding a defendants role in the
offense for clear error and give due deference to the court's application of the
sentencing guidelines to the facts. United States v. James, 157 F.3d 1218, 1219
(10th Cir. 1998). The defendant must show by a preponderance of the evidence
that he was a minor participant, and his simple statement that he was a minor
participant is insufficient. See U.S.S.G. 3B1.2 cmt. n. 3(C); United States v.
Mendoza, 468 F.3d 1256, 1264 (10th Cir. 2006). A minor participant plays a part
in committing the offense that makes him substantially less culpable than the
average participant. U.S.S.G. 3B1.2 cmt. n.3(A); see also United States v.
Salazar-Samaniega, 361 F.3d 1271, 1277 (10th Cir. 2004) (internal citations
omitted) (explaining that the inquiry should focus upon the defendants
knowledge or lack thereof concerning the scope and structure of the enterprise
and of the activities of others involved in the offense.) Although drug-courier
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defendants in this circuit have received minor role reductions, see, e.g., United
States v. Zapata, 546 F.3d 1179, 1185 (10th Cir. 2008), cert. denied sub nom
Galvan v. United States, 129 S. Ct. 2069 (2009) (noting, but not discussing,
couriers who received a minor role reduction), we recognize no per se rule that
drug couriers receive minor role variances. See United States v. Eckhart, 569 F.3d
1263, 1276 (10th Cir. 2009), cert. denied sub nom Cardenas v. United States, 130
S. Ct. 1752 (2010); United States v. Ballard, 16 F.3d 1110, 1115 (10th Cir. 2004)
(explaining that it is unproductive to attempt to evaluate whether a drug courier is
less culpable than a seller because both are indispensable to the operation).
The district court weighed the extensive presence of Mr. Rivera in both
Denver and Casper during the relevant period and held that a minor role
adjustment was unwarranted. The district court did not clearly err in refusing to
find that Mr. Rivera played a minor role. Trial evidence showed that Mr. Rivera
transported large quantities of methamphetamines on more than one occasion,
collected drug money, and carried a weapon while moving proceeds from the sale
of drugs and while helping co-conspirators to collect their debts. See, e.g.,
Mendoza, 468 F.3d at 1264 (holding that no role reduction was warranted when
the defendant made multiple trips with a large quantity of methamphetamines).
The district court committed no clear error in rejecting this request.
2. Obstruction-of-justice enhancement.
Mr. Rivera also argues that he should not have received a sentence
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enhancement for obstruction of justice. He contends that he had no specific intent

to commit perjury, that his mental abilities, perception and memory may have
been damaged due to his long-time drug use and that the district court did not
specify what statements constituted perjury.
We review the district courts factual findings as to the obstruction of
justice under the clearly erroneous standard, and review de novo the district
courts legal interpretation of the Sentencing Guidelines. United States v.
Hawthorne, 316 F.3d 1140, 1145 (10th Cir. 2003) (internal quotations omitted).
Testimony is not perjury if it based on mistakes, forgetfulness or confusion,
U.S.S.G. 3C1.1 cmt. n. 2, and the fact that a defendant testifies as to his
innocence and is later found guilty does not, by itself, justify a perjury
enhancement. See United States v. Chavez, 229 F.3d 946, 955 (10th Cir. 2000)
(explaining that if the court equated guilt with perjury it would impinge on a
defendants constitutional right to testify). Instead, to uphold an enhancement, we
require the district court to find that the defendant made: (1) a false statement
under oath, (2) concerning a material issue, and (3) did so willfully. Hawthorne,
316 F.3d at 1146 (citing United States v. Dunnigan, 507 U.S. 87, 94 (1993)). We
require the district court to be explicit about which statements constituted perjury
by making particularized findings, including whether the false statements were
made willfully. See, e.g., id.; cf. United States v. Parker, 594 F.3d 1243, 1251
(10th Cir. 2010), petition for cert. filed, (U.S. Jun. 2, 2010) (No. 09-11219).
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In the present case, the district court heard the parties arguments regarding
Mr. Riveras statements and held:
The jury found the defendant to be guilty. It found beyond a reasonable
doubt the quantity of drugs the defendant was involved in over a short
period of time. And a review of this matter by the probation officer
found that the defendants testimony was at total variance, and
represented a total denial except for personal use of drugs, from the
testimony of all of the other witnesses who testified at trial. I find that
the obstruction determination in this matter is well supported, is an
appropriate one, and that under the doctrine of Dunnigan should be
imposed.
App. at 570. The first two of the three requirements for perjury were satisfied
when the trial court judge identified both the false representations made by Mr.
Rivera and the fact that these statements were made while he was under oath.
Hawthorne, 316 F.3d at 1146; U.S.S.G. 3C1.1 cmt. n.6 (Material describes
evidence, fact, statement, or information that, if believed, would tend to
influence or affect the issue under determination). The judges statement that
Mr. Riveras testimony was at total variance, and represented a total denial
except for personal use of drugs, adequately expressed the breadth of his false
statements (although more specificity about the false testimony is preferable). See
Hawthorne, 316 F.3d at 1146 ([The Tenth Circuit] only requires that the district
court [] generally identify the testimony at issue...so that when we review the
transcript we can evaluate the Dunnigan findings of the elements of perjury
against an identified line of questions and answers without having simply to
speculate on what the district court might have believed was the perjurious
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testimony.) (citing United States v. Massey, 48 F.3d 1560, 1574 (10th Cir.
1995) (remanding to allow the trial court to make particularized findings)).
Under Tenth Circuit precedent, however, the district court erred by failing
to make particularized findings that Mr. Riveras false statements were willful
instead, it noted that the probation officer found Mr. Riveras testimony at total
variance from that of the other witnesses and represented a total denial, which
doesnt necessarily imply a finding that the defendant willfully lied. Similarly, in
another case, we found the following statement lacking and remanded for resentencing:
Finally, with regard to the objection concerning the obstruction of
justice, I accept the adjustment as proposed by the probation office. I
accept and concur in the government's position that the adjustment is
justified.
Again, I tried the case. I heard Mr. Copus's testimony. I also heard the
testimony of Special Agent Damron and others. There is no doubt Mr.
Copus lied, committed perjury. I was here to here [sic] it. I have no
doubt about it. He obstructed justice, and he shall be dealt with
accordingly with that adjustment as called for in the-under the
applicable authorities.
United States v. Copus, 110 F.3d 1529, 1536-37 (10th Cir. 1997).
We would strongly advise the district court, in future cases, clearly to
identify each of the perjury factors and to tie a finding of willfulness more tightly
to the false statements. Nevertheless, the trial courts statement is clearly

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sufficient under Dunnigan, 3 and we agree with the government that the trial
record demonstrates that Mr. Riveras material testimony is sufficiently at odds
with all the other witnesses testimony to support a finding that his statements
were willfully false. For example, Mr. Rivera specifically denied that he agreed to
drive drugs, although Javier testified that they drove them together on multiple
occasions. Likewise, Mr. Rivera denied delivering drugs in Casper, collecting
money there or even merely knowing that all of his friends and acquaintances who
testified were involved in selling drugs, although trial witnesses including Javier,
Carlos and Jose Manuel Chavez consistently testified at trial that Mr. Rivera
delivered, collected and knew of others involvement in drug sales this last, a
glaring intentional falsity combined with Mr. Riveras admission that he was a
drug user who procured drugs from several members of the conspiracy. On
review, therefore, given the sweeping and material nature of Mr. Riveras false
3

In Dunnigan, the Supreme Court upheld the following brief finding on the
obstruction of justice argument:
The court finds that the defendant was untruthful at trial with respect to
material matters in this case. The defendant denied her involvement
when it is clear from the evidence in the case as the jury found beyond
a reasonable doubt that she was involved in the conspiracy alleged in
the indictment, and by virtue of her failure to give truthful testimony on
material matters that were designed to substantially affect the outcome
of the case, the court concludes that the false testimony at trial warrants
an upward adjustment by two levels.
Dunnigan, 507 U.S. at 90-91, 95 (Given the numerous witnesses who
contradicted respondent regarding so many facts on which she could not have
been mistaken, there is ample support for the District Court's finding.)
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denials, we find sufficient record evidence that Mr. Rivera willfully made false
statements and, therefore, that the district court judge correctly applied the
enhancement. 4
Moreover, the district court explicitly stated during Mr. Riveras sentencing
that [t]he Court notes that the same sentence would be imposed even if the
advisory guideline range should be determined to be improperly calculated. See
App. at 587-88; see also United States v. Medina-Estrada, 81 F.3d 981, 987 (10th
Cir. 1996) (declining to remand for similar reasons even though the district court
clearly erred by failing to adequately identify the perjurious statements at trial);
United States v. Westover, 435 F.3d 1273, 1278-79 (10th Cir. 2006) (declining to
remand in part because the district court did not indicate that it would see the
matter differently on remand); cf. United States v. Todd, 515 F.3d 1128, 1135
(10th Cir. 2008) (reviewing errors in calculating the applicable Guidelines range
for harmless error).
3. Substantive reasonableness of Mr. Riveras sentence.
Mr. Rivera contends that the district court should have sentenced him to the
statutory minimum because of his alien status, tight-knit family and exemplary
behavior while incarcerated. Because the district court granted Mr. Rivera a three4

As discussed earlier regarding the possible connection between Mr.

Riveras drug-addled brain and his ability to commit the offenses of conviction,
we find nothing in the record to require a remand for the district court to address
whether Mr. Rivera was too incapacitated by drug use to form the mental state
needed to commit perjury.
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level variance from Guidelines range, we do not presume that his sentence was
reasonable. See United States v. Wilken, 498 F.3d 1160, 1171-72 (10th Cir. 2007).
Mr. Rivera, however, has not raised any arguments that allow us to conclude that
the district court abused its discretion and imposed an unreasonable sentence. See
United States v. Alapizco-Valenzuela, 546 F.3d 1208, 1216 (10th Cir. 2008). The
district court judge listened to Mr. Riveras arguments regarding the positive and
negative aspects of his personality and his behavior and finely calculated his
sentence with a consideration of the relevant factors. Mr. Rivera has not met his
burden to demonstrate that the district court abused its discretion.
Similarly, Mr. Rivera requests that we remand to allow the district court to
impose a further below-Guidelines sentence to address unwarranted disparities.
The district court granted the defendant a downward variance, lowering his
advisory sentencing range from a level of 210 to 262 months to a level of 151 to
188 months, to place Mr. Riveras sentence within the range of the others who
were similarly involved in the conspiracy, which is a permissible adjustment, see
Zapata, 546 F.3d at 1194, but Mr. Rivera has not presented evidence that would
allow us to hold that the district court abused its discretion in declining to impose
a more significant downward adjustment.

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III.

CONCLUSION
For the foregoing reasons, we AFFIRM the district courts judgment.

ENTERED FOR THE COURT

Richard D. Cudahy
Circuit Judge

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