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United States v. Larry Lee Taylor, Randy Warren, Hernando Tan de Castro, 17 F.3d 333, 11th Cir. (1994)
United States v. Larry Lee Taylor, Randy Warren, Hernando Tan de Castro, 17 F.3d 333, 11th Cir. (1994)
3d 333
40 Fed. R. Evid. Serv. 666
Defendants Hernan Castro, Larry Taylor, and Randy Warren appeal their
convictions stemming from their participation in an international cocaine
This case stems from a two and one-half year government investigation into a
worldwide cocaine conspiracy centering upon Junji Yamamoto, a Japanese
national. Yamamoto, having been deported after serving a sentence for heroin
distribution, maintained representatives in a number of cities to facilitate his
drug trafficking activities. His San Francisco representative was Castro, and his
representatives in Los Angeles were Carlos Chang and Victor Chavez.
Chang and Chavez regularly supplied cocaine to Taylor, with whom Chang had
been incarcerated. Taylor, based in the Pacific Northwest, was a major
distributor for Chang and Chavez, regularly distributing between twenty to
sixty kilograms weekly. Every seven to ten days, Taylor would come to Los
Angeles to deliver large sums of cash and to pick up cocaine. His
representative, David Rhodes, would pick up cocaine from Chang and Chavez
by driving to a pre-arranged location where he would leave the car. Chavez
would then pick up the car, load it with cocaine, and return the car. Rhodes
would then take the car and drive back north.
While in jail, Yamamoto met Mike Lowe. After being released from jail, Lowe
was arrested for drug trafficking in West Virginia. In order to gain favorable
treatment in those proceedings, Lowe contacted Special Agent Doug Driver of
the federal Drug Enforcement Agency ("DEA") to offer him an "in" to
Yamamoto.
Yamamoto, together with Betty Lara Arias, his Columbian connection, met
Driver in December 1989 in Costa Rica, where they agreed on terms for an
early 1990 cocaine delivery. With terms set, Yamamoto was anxious to speak
with Lowe and began repeatedly calling his home. To alleviate Yamamoto's
concern, Lowe's wife Lynn told Yamamoto that Lowe was in the hospital.
However, Yamamoto nonetheless sent Castro to Lowe's residence to verify
Lowe's illness. When Castro arrived at the airport, he spoke with Lynn, who
convinced him that it would be futile to drive all the way out to the residence
because Lowe was still in the hospital and Castro would miss his flight back to
San Francisco due to the drive's length. Castro apparently believed Lynn, as he
returned without seeing Lowe.
7
In May 1991, Chang told Driver of a multi-ton marijuana deal he was putting
together with Yamamoto and offered to front Driver fifteen kilograms of
cocaine, with the sale proceeds being used to purchase a freighter in Panama
for the venture. Chang arranged for Chickelero to deliver the fifteen kilograms,
with Driver to pay Chickelero Five Thousand Dollars for expenses. On July 7,
1991, Chickelero delivered fifteen kilograms of ninety percent pure cocaine to
Driver, representing it to be the property of both Chang and Chavez. Chickelero
told Driver that Chavez wanted immediate payment. Driver refused and after
speaking with Chavez by telephone, they agreed to stick to the payment terms
originally set by Chang. After this conversation, Chickelero was arrested. He
then agreed to cooperate with the DEA.
To shield his status as a DEA informant, Chickelero told Chavez that he would
remain in Savannah until the fronted cocaine was sold and that he would then
return with the money. Chang called Chickelero two days later, asking him to
make deliveries of more cocaine. A week later, Chavez called, saying that
Chang was in Guatemala and that Driver should deliver the money to him.
Driver refused, saying that he would deliver the money only to Chang. They
arranged for Driver and Chickelero to deliver the money to Chang in Los
Chavez witnessed Chang's arrest but did not see Driver or Chickelero. Using
this fortuitous circumstance, Driver instructed Chickelero to set up a meeting
with Chavez to complete the money delivery aborted by Chang's arrest. Chavez
told Driver and Chickelero that Taylor was coming to town and agreed to invite
Taylor to the meeting. Chavez eventually met with Driver and Chickelero at a
Los Angeles McDonald's. Although Taylor did not attend, Chavez confirmed
that Taylor was in town to pay for sixty kilograms of cocaine. At the conclusion
of the meeting, Chavez was arrested.
11
Minutes after his arrest, Chavez' beeper sounded, displaying the number for
Taylor's mobile phone. Chickelero returned the call, claiming that Chavez had
instructed him to mind his beeper, and set up a meeting with Taylor. At that
meeting, Taylor was arrested with more than $200,000 and a pen coated with
cocaine residue. One of the envelopes containing the cash was marked "Chang
Export."
12
Aside from assisting in the arrest of Chang, Chavez, and Taylor, Chickelero
also informed Driver that he had been selling cocaine to Warren. Originally,
Warren bought small amounts from Chickelero. However, after Chickelero
started working with Chang, Warren bought one kilogram of cocaine weekly
via Federal Express.1 Moreover, Chickelero even arranged a meeting between
Chang and Warren to consider establishing a twenty-five kilogram stash in
Dallas, from which Warren could draw in selling to his customers. At the time
of his arrest, Warren owed $44,000 to Chang for cocaine fronted to him.
B. Procedural History
13
On September 3, 1991, the Grand Jury for the Southern District of Georgia
returned a superseding indictment charging Yamamoto, Chang, Castro, Lara
Arias, Chavez, Taylor, Rhodes, and Warren with conspiracy to distribute and to
possess with intent to distribute cocaine in the Southern District of Georgia, the
Central District of California, Canada, Colombia, Costa Rica, Jamaica, and
elsewhere. A second count charged Yamamoto, Chang, Castro, and Lara Arias
with conspiracy to import cocaine into the United States.
14
Chang and Chavez pleaded guilty before trial. At the time of trial, Yamamoto
and Lara Arias were fugitives, and Rhodes had been arrested on other drug
charges in Wyoming, where he remained awaiting trial. After a five-day trial,
Taylor, Castro and Warren ("Appellants") were found guilty of Count 1, and
Castro was found guilty of Count 2. Their general strategy, which proved
unsuccessful, was to admit to drug dealing but to deny any membership in the
far reaching conspiracy alleged by the government. All three now appeal.II.
ANALYSIS
15
16
The central argument advanced by Taylor, Castro, and Warren on appeal is that
they were members of different conspiracies, rather than the single conspiracy
charged in the indictment. This Court's review is narrow: "We may reverse a
jury's finding that a single conspiracy existed only if the evidence, viewed in
the light most favorable to the government, could not permit reasonable jurors
to have found, beyond a reasonable doubt, that there was a single conspiracy."
United States v. Brito, 721 F.2d 743, 747 (11th Cir.1983).
17
L.Ed.2d 44 (1986)).
18
Here, the jury was properly instructed on single versus multiple conspiracies
and sufficient evidence exists that would support the jury's conclusion that the
Appellants were involved in one conspiracy. Yamamoto, together with his
Colombian connection Lara Arias, imported cocaine into the United States to
supply his representatives--Castro in San Francisco, and Chang and Chavez in
Los Angeles. In turn, Chang and Chavez sold cocaine on credit to both Taylor
and Rhodes, using pre-arranged drop-off points. Likewise, Warren purchased
cocaine from Chang and Chavez via Chickelero using similar methods.
Accordingly, the conspirators shared the common goal of importing cocaine
into the United States. See Brito, 721 F.2d at 747. Moreover, all three
transactions have the common hub of Yamamoto at their core. See United
States v. Grassi, 616 F.2d 1295, 1303 (5th Cir.), cert. denied, 449 U.S. 956, 101
S.Ct. 363, 66 L.Ed.2d 220 (1980) (defendant, by working through common
hub, can relate his activities to others);2 Stitzer, 785 F.2d 1506 (single
conspiracy where one source for five suppliers). In light of the above, the
Appellants were properly convicted of a single conspiracy. 3
B. Challenged Evidentiary Rulings
19
When Warren was arrested, the government recovered several bags containing
cocaine residue from his car, as well as eleven tablets of "ecstasy," an illegal
drug that was not charged against him in the indictment. At trial, the
government sought to introduce this evidence, but Warren objected, contending
as he does again on appeal, that the drugs constituted evidence of bad acts that
was inadmissible under Federal Rule of Evidence 404(b). The district court
ruled the evidence admissible, reasoning that the drugs were evidence of
Warren's participation in the charged conspiracy, and not simply evidence of
Warren's bad acts.
21
The district court did not abuse its discretion in admitting the drug evidence
21
The district court did not abuse its discretion in admitting the drug evidence
because the evidence supported the government's case that Warren was a
member of the conspiracy. See United States v. Leavitt, 878 F.2d 1329, 1339
(11th Cir.) (evidence needed to "complete the story of the charged offense" is
admissible), cert. denied, 493 U.S. 968, 110 S.Ct. 415, 107 L.Ed.2d 380 (1989).
At trial, the government introduced evidence that Warren had purchased five
thousand pills of ecstasy and that Chickelero was brokering those pills for
Warren. In addition, there was evidence that on a weekly basis, Warren was
selling approximately one kilogram of cocaine that he acquired from Chang and
Chavez via Chickelero.
Warren claims that the district court erroneously admitted tape recordings of
two cocaine-related conversations between himself and Chickelero occurring
after Chickelero began acting as a government informant. According to Warren,
the conversations were improperly admitted as they constitute nothing more
than evidence of bad acts. Even if the conversations are admissible, Warren
claims that they evidence a new conspiracy and are therefore irrelevant to the
crime charged. Contrary to Warren's assertions, the conversations were
properly admitted as their content raises an inference that the two men were
engaged in a conspiracy prior to Chickelero's arrest. United States v. Vasquez,
874 F.2d 1515, 1517 (11th Cir.1989), cert. denied, 493 U.S. 1046, 110 S.Ct.
845, 107 L.Ed.2d 840 (1990).
24
25
26
Taylor argues that because he offered to stipulate to intent, the first element of
Miller's three-part test is not satisfied, and thus the district court abused its
discretion by admitting evidence of Taylor's prior convictions. Taylor is
incorrect for two reasons. First, the government sought to introduce evidence of
Taylor's prior convictions to prove knowledge, motive, and absence of mistake
or misapprehension, as well as intent. The prior convictions are admissible for
these purposes. United States v. Astling, 733 F.2d 1446, 1456-58 (11th
Cir.1984). Thus, Taylor's offer to stipulate to intent did not remove all the
issues the government sought to prove. Second, the intent to which Taylor
offered to stipulate was not the intent the government sought to prove: Taylor
agreed to stipulate that he had the intent to buy and sell drugs; the government
sought to prove Taylor intended to join a conspiracy. Accordingly, the district
court did not abuse its discretion in admitting Taylor's prior conviction.
27
28
During the course of the government's presentation of the case, two witnesses
testified that Castro had known Yamamoto in prison. First, Lynn Lowe
testified, over Castro's objection, that she thought they had served time
together. After Lowe finished testifying, Castro moved for a mistrial. The
district court denied the motion, reasoning that the place where Castro and
Yamamoto met was relevant and that it was likely to come out as 404(b)
evidence. Second, DEA agent Boulad testified that Castro had told him he met
Yamamoto in prison. Again Castro's attorney objected. The court sustained the
objection, instructing the jury to disregard the testimony. After trial, Castro
renewed his objection in the form of a motion for a new trial, which the district
court denied.
29
On appeal, Castro renews his objection, contending that the evidence's little
probative value is greatly outweighed by the danger of prejudice. See
Fed.R.Evid. 403. In response, the government asserts that the evidence was
necessary to explain the crime to the jury--without knowledge of Castro's
imprisonment with Yamamoto, the jury would not understand why Yamamoto
trusted Castro to approach Lowe. Where evidence of prior incarceration is used
to demonstrate the government's theory of the case, that evidence is admissible.
See United States v. Lehder-Rivas, 955 F.2d 1510, 1516 (11th Cir.) (evidence
of prior incarcerations admissible when pertaining to conspirator's roles and
motives), cert. denied, --- U.S. ----, 113 S.Ct. 347, 121 L.Ed.2d 262 (1992), and
cert. denied, --- U.S. ----, 113 S.Ct. 3063, 125 L.Ed.2d 745 (1993); Champion,
813 F.2d at 1172-73 (same). Further, even if this evidence was erroneously
admitted, the substantial independent evidence of Castro's guilt reduces the
On appeal, both Castro and Warren assail the district court's determination of
the quantity of cocaine attributable to them for the purposes of sentencing. This
Court reviews the district court's determination of the amount of cocaine
involved in a conspiracy for clear error. United States v. Alston, 895 F.2d 1362,
1369 (11th Cir.1990). For sentencing purposes, a district court's factual
determinations need be supported by only a preponderance of the evidence.
United States v. Louis, 967 F.2d 1550, 1553 (11th Cir.1992).
31
1. Castro
32
The district court found that Castro conspired to possess with the intent to
distribute sixteen kilograms of cocaine--one kilogram delivered by Chang to
Driver that came from Yamamoto and fifteen kilograms delivered by
Chickelero to Driver that came from Chang and Chavez. On appeal, Castro
maintains that he only played a "minor role" and that these quantities should not
be attributed to him because they were not reasonably foreseeable by him. The
district court's attribution of sixteen kilograms of cocaine to Castro was not
clearly erroneous. Castro's role was essential to the delivery of the sixteen
kilograms of cocaine because he was the person whom Yamamoto initially sent
to meet with Lowe when Yamamoto was considering the possibility of dealing
with Driver.
2. Warren
33
The district court found that Warren conspired to possess with the intent to
distribute five kilograms of cocaine, basing its finding on evidence adduced at
trial indicating that Warren had received one kilogram weekly for a period of at
least six months. This finding is not clearly erroneous.
F. Taylor's Cross-Examination of Chickelero
34
Taylor contends that the district court erred in limiting his cross-examination of
Chickelero. In particular, Taylor's counsel attempted to impeach Chickelero's
credibility with respect to Chickelero's testimony that his only concern at the
trial was in telling the truth by demonstrating that Chickelero had lied in a civil
proceeding after similarly stating that he would only tell the truth.
35
36
See Rule 34-2(b), Rules of the U.S. Court of Appeals for the Eleventh Circuit
The cocaine was sent to a mail drop maintained by Warren in the name of
Seaco International or by American Airlines counter-to-counter package service
This Circuit has adopted as precedent all former Fifth Circuit decisions
rendered prior to October 1, 1981. Bonner v. City of Prichard, 661 F.2d 1206,
1209 (11th Cir.1981) (en banc)
The Appellants also claim that the evidence is insufficient to support their
convictions and that venue was not proper in the Southern District of Georgia.
These claims fail as we have already concluded that sufficient evidence exists
supporting the existence of a single conspiracy of which overt acts (drug
deliveries) occurred within the Southern District of Georgia
Chickelero stated that he thought that cooperation "might do [him] some good
and get [him] out of this mess."