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Reginald Wilkinson v. Secretary, Florida Department of Corrections, 11th Cir. (2015)
Reginald Wilkinson v. Secretary, Florida Department of Corrections, 11th Cir. (2015)
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REGINALD WILKINSON,
Plaintiff - Appellant,
versus
SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS,
THE GEO GROUP, INC.,
et al,
ENOCH OJUKWU,
Chaplain,
FORMER WARDEN SOUTH BAY CORRECTIONAL FACILITY,
MICHAEL IBEZIM,
Former Assistant Warden South Bay Correctional Facility, et al.,
Defendants - Appellees.
________________________
Appeal from the United States District Court
for the Southern District of Florida
________________________
(July 15, 2015)
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Mr. Wilkinson failed to respond to the district courts order to produce the
addresses of Warden Hobart and Assistant Warden Ibezim. The district court
never entered an order of dismissal against these defendants, but they apparently
were dismissed, because the district court entered a final judgment in which it
directed the clerk to close the case.
This is Mr. Wilkinsons (now counseled) appeal.
II.
A.
Mr. Wilkinson first contends the district court erroneously dismissed for
improper venue a number of defendants.1 [W]e have . . . made clear that while a
district court may dismiss a suit sua sponte for lack of venue, it may not do so
without first giving the parties an opportunity to present their views on the issue.
Algodonera De Las Cabezas, S.A. v. Am. Suisse Capital, Inc., 432 F.3d 1343, 1345
(11th Cir. 2005). This rule gives defendants an opportunity to waive the venue
defense and plaintiffs an opportunity to present arguments as to why venue is
proper before the case is dismissed. Id. Mr. Wilkinson asserts that the district
court failed to give notice to the parties and that the courts venue dismissal
therefore must be vacated. But Mr. Wilkinson did receive notice via the magistrate
1
Those defendants are Cross City Correctional Officers V. Adkins, B. Crumpton, S.V.
Davis, D. Hopkins, and Chaplain Robert Wineberg; Kenneth Tucker, E. Stine, Florida
Department of Corrections (FDOC) Chaplain Alex Taylor, M.S. Smith, Pilar Tournay, C.
Greene, J. Adams, Celeste Kemp, and T. Bowden.
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judges report and an opportunity to present argument via objections to that report.
The district courts subsequent dismissal of his claims against these defendants
was, therefore, permissible. Cf. Vanderberg v. Donaldson, 259 F.3d 1321, 1324
(11th Cir. 2001) (finding no due process violation where plaintiff was given an
opportunity to object to a magistrate judges report and recommendation, and the
district court conducted a de novo review before dismissing the complaint sua
sponte under 28 U.S.C. 1915(e)(2)(B)). We affirm the courts dismissal of these
defendants for improper venue.
B.
Next, Mr. Wilkinson contends the district court erred in dismissing his
claims against Warden Hobart and Assistant Warden Ibezim. He argues that he
provided the court with sufficient information to perfect service on those
defendants and that the court erred in putting the onus on him to serve parties for
whom he had no address. We agree.
The district court failed to identify its mechanism for dismissal for failure to
serve, but Rule 4(m) of the Federal Rules of Civil Procedure governs. Rule 4(m)
provides that a district court must dismiss the action without prejudice . . . or
order that service be made within a specific time if the defendant has not been
served within 120 days of the filing of the complaint. Fed. R. Civ. P. 4(m). The
court must extend the time for service, however, if the plaintiff shows good
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cause for the failure to timely serve a defendant. Id. Although we review sua
sponte dismissals for failure to serve for an abuse of discretion, we have held that
it is unreasonable to expect incarcerated and unrepresented prisoner-litigants to
provide the current addresses of prison-guard defendants who no longer work at
the prison. Richardson v. Johnson, 598 F.3d 734, 739-40 (11th Cir. 2010).
Thus, . . . as long as the court-appointed agent can locate the prison-guard
defendant with reasonable effort, prisoner-litigants who provide enough
information to identify the prison-guard defendant have established good cause for
Rule 4(m) purposes. Id. at 740.
We see no reason why the rule should be different here, where the plaintiff
attempting to serve process has been transferred to another institution and alleges
the defendants are no longer employed at the facility in which he formerly was
housed. Accordingly, based on Richardson, we vacate the district courts
dismissal of all claims against defendants Hobart and Ibezim and remand for a
determination of whether these defendants can be located with reasonable effort.
See id. at 740. If so, the court must cause these defendants to be served.
C.
Mr. Wilkinson next asserts that the district court erred in dismissing his
claims against GEO as an entity unamenable to suit under 1983. GEO concedes
the district courts basis for dismissal was erroneous, but it contends this Court
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may affirm the dismissal on the alternative ground that Mr. Wilkinson failed to
plead factual allegations of an unconstitutional or policy or custom for which GEO
could be liable.2
In forma pauperis proceedings are governed by 28 U.S.C. 1915. That
statute provides that the court shall dismiss the case at any time if the court
determines that . . . (B) the action or appeal . . . is frivolous or malicious [or] . . .
fails to state a claim upon which relief may be granted. 28 U.S.C. 1915(e)(2).
We review a district courts sua sponte dismissal for failure to state a claim under
this statute de novo, viewing the allegations in the complaint as true. Hughes v.
Lott, 350 F.3d 1157, 1159-60 (11th Cir. 2003).3 Pro se pleadings are held to a
less stringent standard than pleadings drafted by attorneys and will, therefore, be
liberally construed. Id. at 1160 (internal quotation marks omitted).
Mr. Wilkinson advanced six claims against GEO. Claims 9 and 21 alleged
that GEO violated his right to freely exercise his religion by interfering with his
celebrations of two Santeria holy days. Claims 10 and 22 alleged that GEO
violated his constitutional right to equal protection under the law by refusing to
See Buckner v. Toro, 116 F.3d 450, 452 (11th Cir. 1997) (Municipalities or their
functional equivalent[s] are persons for purposes of 1983 and can be liable where the
action that is alleged to be unconstitutional implements or executes a policy statement,
ordinance, regulation, [ ] decision or custom, whether formally or informally approved).
3
Although we review a district courts sua sponte dismissal for frivolity for an abuse of
discretion, Hughes, 350 F.3d at 1160, the magistrate judges order, which the district court
adopted in full, does not indicate that any of the dismissals were based on frivolity. We
accordingly apply a de novo standard of review.
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permit him to celebrate two holy days despite the fact that inmates who practiced
other religions were permitted to observe their holy days. Claims 31 and 32
alleged that, in interfering with his fasting and feasting requests, GEO violated his
free exercise and equal protection rights.
For each of these claims, 1983 requires that Mr. Wilkinson allege three
elements: (1) he suffered a violation of his constitutional rights; (2) the act or
omission that caused the constitutional deprivation was committed by a person
acting under color of law; and (3) the constitutional deprivation resulted from a
custom, policy, or practice of the municipality or equivalent entity (here, GEO).
See Wideman v. Shallowford Cmty. Hosp., Inc., 826 F.2d 1030, 1032 (11th Cir.
1987). GEO contests only Mr. Wilkinsons ability to satisfy the pleading
requirements for the third of these elements.
Construing Mr. Wilkinsons pro se complaint liberally, we conclude he pled
his claims against GEO sufficiently to avoid a dismissal under 1915. The
complaint alleged that GEO operated SBCF, the facility at which Mr. Wilkinson
was housed. It alleged that SBCFs December 2009 religious service calendar
containing sanctioned holy days was signed by Chaplain Ojukwu and Assistant
Warden Ibezim, marked with GEOs logo, and distributed to inmates. It further
alleged that Mr. Wilkinson, along with two other SBCF inmates, met with
Chaplain Ojukwu on November 20, 2009 to request that they be permitted to
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celebrate a holy day in honor of Orisha Chango on December 4 and a holy day in
honor of Orisha Babalu-Aye on December 17. The chaplain allegedly refused
permission, claiming that although the FDOC recognized Santeria as a religion, the
FDOCs manual on Santeria indicated no recognized holy days. According to the
complaint, Mr. Wilkinson then submitted to Chaplain Ojukwu a written request to
celebrate the holy days, which was denied, and a number of formal and informal
grievances in which he complained about the denial of his requests. Mr. Wilkinson
attached to his complaint copies of these grievances. Also according to the
complaint, Mr. Wilkinson wrote an inmate request to Warden Hobart asking that
he be permitted to celebrate the December 17 holy day. That request too was
denied.
Mr. Wilkinson allegedly went through a similar process in requesting that
SBCF officials facilitate his December 17 fast and feast (which, the complaint
alleged, was part of his observance of that holy day). In a request to SBCFs Food
Service Department, a prison official stated that the department could honor Mr.
Wilkinsons request for the prison staff to withhold food on December 17 only if
the chaplain approved the holy day. In response to a separate request to Chaplain
Ojukwu, however, the chaplain instructed Mr. Wilkinson, Ive spoken with you
about your religious holy days and weve forwarded your claimed religious day to
[defendant FDOC] Chaplain Alex S. Taylor, chaplaincy services administration to
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review, but per that review process no holy/special days were indicated. Doc.
1, Ex. Z. The fasting and feasting requests therefore also were denied. 4 Finally,
the complaint alleged that two other inmates, one an Orthodox Jewish inmate and
one a Muslim inmate, were permitted to celebrate their respective holy days.
With these allegations in mind, we disagree with GEO that the complaint is
devoid of any factual allegation that it had an unconstitutional policy or custom
that violated Mr. Wilkinsons constitutional rights. Even if each isolated incident
of which Mr. Wilkinson complained would have been insufficient by itself to
indicate a policy or practice that could give rise to 1983 liability, combined and
read with a liberal construction, Mr. Wilkinsons allegations that GEO
administration repeatedly refused to permit him to celebrate holy days that were
part of his religious exercise were sufficient to withstand dismissal under 1915.
And, although Mr. Wilkinson alleged that the FDOC created the policy regarding
Santeria and FDOC Chaplain Taylor played a role in the denial of Mr. Wilkinsons
ability to celebrate his holy days, GEO points to no support for its assertion that
these allegations are so inconsistent with the allegation that GEOs policies or
customs also caused the constitutional violations that the latter must be rejected as
a matter of law. Accordingly, we vacate the district courts dismissal of Mr.
Wilkinsons claims against GEO and remand for further proceedings.
4
The complaint also alleged that prison officials retaliated against Mr. Wilkinson for his
many grievances, but the complaint does not assert a retaliation claim against GEO.
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D.
Mr. Wilkinson next argues that the district court erred in dismissing his
claims against the Secretary of the Florida Department of Corrections (the
Secretary) based on the same series of events described in Section II.C of this
opinion. The magistrate judges order, which the district court adopted,
characterized Mr. Wilkinsons claims against the Secretary as predicated on
respondeat superior, a theory of vicarious liability that is unavailable to plaintiffs
advancing 1983 claims. The appellants brief in this case does not address Mr.
Wilkinsons argument.5
We conclude the magistrate judge and district court erred in their
characterization of Mr. Wilkinsons claims. Construed liberally, Mr. Wilkinsons
claims were based not on respondeat superior, but instead on an FDOC policy or
custom that allegedly substantially burdened Mr. Wilkinsons religious exercise.
And the claims were advanced not under 1983 but under RLUIPA. Put
differently, Mr. Wilkinsons claims were predicated on a theory of direct liability
rather than of vicarious liability, and were formulated under RLUIPA rather than
1983. For these reasons, the claims are cognizable, and the district court erred in
Because we affirm the district courts dismissal of FDOC Chaplain Taylor for improper
venue, we need not address Mr. Wilkinsons contention that the district court also erred in
dismissing his claims against Chaplain Taylor as based upon an improper theory of respondeat
superior.
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ruling otherwise. 6 See generally Rich v. Secy, Fla. Dept of Corr., 716 F.3d 525
(11th Cir. 2013) (recognizing an RLUIPA claim against FDOC based on a policy
that substantially burdened an inmates free exercise). Thus, although we express
no view on the ultimate merits of these claims, we vacate the district courts
dismissal and remand for further proceedings.
E.
Next, Mr. Wilkinson contends the district court erred in dismissing his
claims against Dr. Dauphine and Nurse Rudolph based on their alleged deliberate
indifference to Mr. Wilkinsons serious medical need. Mr. Wilkinson alleged that
he complained to prison medical staff about his inability to achieve an erection,
that the staff refused to administer medical treatment, and that such refusal
constituted deliberate indifference in violation of the Eighth Amendment. See
Doc. 1 at 73-74 3. Perhaps because the complaint also alleged that Mr. Wilkinson
was a migraine sufferer, the district court focused on those allegations, determining
they did not adequately allege an Eighth Amendment violation.
On appeal, Dr. Dauphine and Nurse Rudolph concede the district court
misread Mr. Wilkinsons complaint by focusing solely on his complaints of
6
Mr. Wilkinson asserted nine claims against the Secretary: Claims 11 and 12 (the
Secretarys refusal to permit the celebration of a December 4 holy day); Claims 23 and 24 (the
Secretarys refusal to permit celebration of a December 17 holy day); Claims 33-34 (the
Secretarys refusal to permit fasting in celebration of the December 17 holy day); Claim 36 (the
Secretarys denial of Wilkinsons right to practice Santeria generally); Claims 43 and 48 (the
Secretarys policy resulting in confiscation of Wilkinsons religious effects).
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headaches. 7 They contend, however, that the claim nonetheless properly was
dismissed because Mr. Wilkinsons allegation that he had not had an erection in
almost a year, without more, did not qualify as a serious medical need.
The Eighth Amendments prohibition against cruel and unusual
punishments protects prisoners from deliberate indifference to serious medical
needs. Estelle v. Gamble, 429 U.S. 97, 104 (1976). A deliberate indifference
claim is comprised of three elements: (1) an objectively serious medical need, (2)
the defendants deliberate indifference to that need, and (3) a causal link between
the defendants indifference and the plaintiffs injury. See Goebert v. Lee Cnty.,
510 F.3d 1312, 1326 (11th Cir. 2007). The second of these elements requires (1)
the defendants subjective knowledge of a risk of serious harm and (2) disregard of
that risk (3) by conduct that is more than gross negligence. Id. at 1327.
The complaint alleged that Wilkinson . . . stated that he is having a problem
with his penis because he cannot get an erection or stimulation. Doc. 1 at 18 58.
Mr. Wilkinson alleged that he was seen by medical officials, who declined to
treat him for the problem. Although the medical officials alleged statement that
Mr. Wilkinson should not have an erection because he is in prison was callous,
id.; even assuming, arguendo, that Mr. Wilkinsons need was objectively serious,
7
Mr. Wilkinsons complaint contained allegations that he suffered from numerous other
ailments, including migraine headaches and foot fungus. Despite this, it is clear that the actual
basis for his Eighth Amendment claim was prison staffs alleged failure to treat an erection
problem.
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the complaint nevertheless failed to plead how the defendants decision not to
administer treatment was more than grossly negligent. See Goebert, 510 F.3d at
1327. Accordingly, we affirm the district courts dismissal of these claims.
F.
Finally, Mr. Wilkinson challenges the disposition of his claims against
SBCFs Chaplain Ojukwu. Mr. Wilkinson met with and wrote to Chaplain
Ojukwu repeatedly, requesting that he and his fellow inmates who practiced
Santeria be permitted to celebrate holy days. Chaplain Ojukwu, Mr. Wilkinson
alleged, denied each of his requests, including his requests that the inmates be
permitted to celebrate as a community, fast and feast in honor of Orisha BabaluAye, and obtain certain religious effects to facilitate their worship. Mr. Wilkinson
further alleged that Chaplain Ojukwu approved the celebration of holy days for
inmates who practiced other religions, specifically those practicing Orthodox
Judaism and Islam. Finally, Mr. Wilkinson alleged that, in retaliation for his
repeated requests and grievances, Chaplain Ojukwu facilitated the ultimate
cancellation of a Santeria religious service.
As a preliminary matter, we note that the district court permitted Mr.
Wilkinsons claim of denial of religious freedom to proceed beyond the courts
screening pursuant to 1915, but nowhere in any of the magistrate judges or
district courts orders can we discern when or how the court disposed of Mr.
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Wilkinsons claims that Chaplain Ojukwu violated his right to equal protection
(Claims 2, 14, 26) and retaliated against him for filing administrative grievances
(Claim 35). Without a roadmap for determining the stage at which these claims
were adjudicated, or on what basis, we cannot meaningfully review the district
courts decision. Accordingly, we vacate the district courts judgment as to these
claims and remand for further proceedings.
We turn now to the district courts order granting summary judgment in
favor of Chaplain Ojukwu on Mr. Wilkinsons free exercise claim. We review the
district courts summary adjudication de novo, drawing all inferences and
reviewing all evidence in the light most favorable to the non-moving party. Moton
v. Cowart, 631 F.3d 1337, 1341 (11th Cir. 2011). Summary judgment is
appropriate if the movant shows that there is no genuine dispute as to any material
fact and the movant is entitled to judgment as a matter of law. Fed. R. Civ. P.
56(a).
The district court, emphasizing that Chaplain Ojukwu merely implemented
policies that the prisons administrators set, concluded that Mr. Wilkinson failed to
put forth evidence that the chaplains conduct substantially burdened his religious
exercise. The scope of Chaplain Ojukwus discretion, however, is immaterial to
whether his denial of Mr. Wilkinsons request to celebrate Santeria holy days
caused a substantial burden on his religious exercise. That inquiry is wholly
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distinct from an inquiry into whether Chaplain Ojukwu reasonably denied Mr.
Wilkinsons requests based on the materials provided to him by SBCF
administration.
RLUIPA provides that [n]o government shall impose a substantial burden
on the religious exercise of a person residing in or confined to an institution, . . .
even if the burden results from a rule of general applicability, unless the
government demonstrates that imposition of the burden on that person . . . is in
furtherance of a compelling governmental interest; and . . . is the least restrictive
means of furthering that compelling governmental interest. 42 U.S.C. 2000cc1(a). The Act reanimated the strict scrutiny long applied to the states in disputes
regarding the free exercise of religion both before and after the Supreme Court
decided in Employment Division v. Smith, 494 U.S. 872 (1990), that the United
States Constitutions Free Exercise Clause typically does not shield religiously
motivated conduct from burdens imposed by generally applicable laws. Benning v.
Georgia, 391 F.3d 1299, 1306 (11th Cir. 2004).8
In examining whether conduct violates RLUIPAs mandate, we first analyze
two elements: (1) whether the plaintiff has identified a sincere religious exercise
8
As a result, if a plaintiff cannot meet the RLUIPA standards, he also cannot satisfy
general Free Exercise Clause elements. We accordingly reject Mr. Wilkinsons contention that
he need not show a substantial burden on the exercise of his religion. He must; and although we
do not decide today whether he can show that the Secretary or GEO substantially burdened his
religious exercise, we conclude he has put forth sufficient evidence to create a genuine issue of
fact regarding whether Chaplain Ojukwus conduct did so.
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or belief and (2) whether the government has substantially burdened that exercise
or belief. See Rich, 716 F.3d at 532. If these elements are satisfied, we then
analyze two additional elements, for which the defendant bears the burden of
proof: (1) whether the conduct was in furtherance of a compelling governmental
interest and (2) whether the conduct was the least restrictive means of furthering
that interest. See id. We address these elements in turn.
Mr. Wilkinson identified his sincere religious exercise as celebrating holy
days for Orishas Chango and Babalu-Aye. He asked to celebrate alongside two
other inmate Santeria practitioners. See Doc. 1 at 7 13 (stating inmates had a
meeting with the chaplain about their request to celebrate Santeria religious holy
day; Mr. Wilkinson complained that the chaplain still will not allow us to
celebrate the holy days; Chaplain Ojukwu ended the meeting saying he was not
allowing them to celebrate any religious holy days). Put differently, Mr.
Wilkinson maintains that his sincere religious exercise is celebrating these holy
days with the other inmates who practice Santeria. See id. 14 (Wilkinson is
thinking about Chaplain Ojukwus refusal to allow him, and other Santeria
followers to celebrate their religious holy day for Orisha Chango on December 4,
2009.); 20 (Wilkinson is thinking about his religious belief, and . . . . is
concerned about not having enough time to prepare for the holy day if Chaplain
Ojukwu changes his mind, and grants them permission for the celebration.); 30
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is not for us to say that the line he drew was an unreasonable one. Thomas v.
Review Bd. of Ind. Empt Sec. Div., 450 U.S. 707, 716 (1981); see Davila, 777 F.3d
at 1204 ([W]e look only to see whether the claimant is (in essence) seeking to
perpetrate a fraud on the court whether he actually holds the beliefs he claims to
hold. (internal quotation marks omitted)). Thus, Mr. Wilkinson has shown at this
stage in the litigation that his religious exercise was substantially burdened.
Chaplain Ojukwu could still be entitled to summary judgment if he could
establish as a matter of law that his denial was in furtherance of a compelling
governmental interest and the least restrictive means of furthering that
compelling governmental interest. 42 U.S.C. 2000cc-1(a)(1), (2). The district
court emphasized that security concerns prevented the chaplain and other officials
from honoring several of Mr. Wilkinsons requests, including his request that his
family be able to donate a meal and his request for a number of religious effects.
Even accepting security concerns as a compelling governmental interest,9 we are
unconvinced that the outright denial of Mr. Wilkinsons requests to celebrate two
holy days in the company of the SBCF Santeria community, including by fasting,
feasting, and amassing some religious effects was, as a matter of law, the least
restrictive means of furthering SBCFs security interests. See Burwell v. Hobby
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Lobby Stores, Inc., 134 S. Ct. 2751, 2780 (2014) (The least-restrictive-means
standard is exceptionally demanding.). Indeed, Chaplain Ojukwu has failed to
show, as he must, that [SBCFs religious services] lacks other means of
achieving its desired goal without imposing a substantial burden on the exercise of
religion by Mr. Wilkinson. Holt v. Hobbs, 135 S. Ct. 853, 864 (2015) (quoting
Hobby Lobby, 134 S. Ct. at 2780). Because Chaplain Ojukwu has not met his
burden of establishing these two elements as a matter of law, we conclude
summary adjudication was inappropriate.
III.
For all of the foregoing reasons, we affirm in part, vacate in part, and
remand for further proceedings consistent with this opinion.
AFFIRMED IN PART, VACATED IN PART, REMANDED.
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