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Arthur D. Rutherford v. James v. Crosby, JR., 438 F.3d 1087, 11th Cir. (2006)
Arthur D. Rutherford v. James v. Crosby, JR., 438 F.3d 1087, 11th Cir. (2006)
3d 1087
Linda McDermott, McClain & McDermott, P.A., Wilton Manors, FL, for
Rutherford.
Appeal from the United States District Court for the Northern District of
Florida.
Before CARNES, HULL and WILSON, Circuit Judges.
PER CURIAM:
This is the appeal of Arthur Dennis Rutherford, a Florida death row inmate,
from the judgment of the district court dismissing his 42 U.S.C. 1983 action
challenging the details of that state's lethal injection procedures. (A copy of the
district court's order is attached as an appendix to this opinion.) The district
court stated two independently adequate grounds for dismissal.
I.
2
The first ground on which the district court dismissed Rutherford's 1983
complaint is that under our prior precedent a claim attacking the general
procedures or protocols a state uses to carry out executions by lethal injection
must be brought in a habeas corpus proceeding, and Rutherford had not
obtained from this Court an order permitting him to file a second or successive
petition. See 28 U.S.C. 2244(b). That decision of the district court is correct
as a matter of circuit law. See Hill v. Crosby, 437 F.3d 1084, No. 06-10621,
2006 WL 163607 at *1 (11th Cir. Jan. 24, 2006), cert. granted, No. 05-8794,
___ U.S. ___, 126 S.Ct. 1189, ___ L.Ed.2d ___, 2006 WL 171583 (Jan. 25,
2006); Robinson v. Crosby, 358 F.3d 1281, 1284 (11th Cir.2004).
II.
4
The district court also dismissed the complaint on the alternative basis that even
if Rutherford's complaint states a cognizable claim under 1983, he had
delayed unnecessarily in bringing his claim about Florida's lethal injection
procedures and thus was not entitled to injunctive relief in a last-minute 1983
action.1 We review the dismissal on that basis only for an abuse of discretion.
See Kidder, Peabody & Co. v. Brandt, 131 F.3d 1001, 1003 (11th Cir.1997)
("We review the district court's denial of injunctive relief under an abuse of
discretion standard."); Sofarelli v. Pinellas County, 931 F.2d 718, 724 (11th
Cir.1991) ("The issuance or denial of injunctive relief [in a 1983 lawsuit] is
within the discretion of the district court and will not be disturbed absent an
abuse of discretion or action contrary to equity."). The standard of review is not
critical, however, because we would reach the same conclusion even on de
novo review.
Supreme Court explained why its decision in that case would not "open the
floodgates to all manner of method-of-execution challenges, as well as last
minute stay requests." See Nelson, 541 U.S. at 649, 124 S.Ct. at 2125. In that
explanation, the Court discussed its earlier decision in Gomez v. United States
Dist. Court for N. Dist. of Cal., 503 U.S. 653, 112 S.Ct. 1652, 118 L.Ed.2d 293
(1992) (per curiam), which had vacated a stay of execution entered by the
federal appeals court in a 1983 lawsuit challenging the method of execution,
even though the Court recognized that the claim may have been cognizable
under 1983. The reason the Supreme Court had concluded that the death row
inmate was not entitled to a stay of execution in Gomez is that he had "waited
until the 11th hour to file his challenge despite the fact that California's method
of execution had been in place for years." Nelson, 541 U.S. at 649, 124 S.Ct. at
2126.
6
In reaching that conclusion in Gomez the Supreme Court emphasized the State's
strong interest in proceeding with its judgment and how a court may consider
the last-minute nature of a stay application:
Gomez, 503 U.S. at 653-54, 112 S.Ct. at 1653 (emphasis added) (internal
citations omitted). The Supreme Court reiterated those points in its Nelson
opinion, quoting with approval the key language from the Gomez opinion.
Nelson, 541 U.S. at 649, 124 S.Ct. at 2126. The Court went beyond what it had
said earlier and instructed lower courts that:
A stay is an equitable remedy, and "[e]quity must take into consideration the
State's strong interest in proceeding with its judgment and ... attempt[s] at
manipulation." Thus, before granting a stay, a district court must consider not
only the likelihood of success on the merits and the relative harms to the
parties, but also the extent to which the inmate has delayed unnecessarily in
bringing the claim. Given the State's significant interest in enforcing its
criminal judgments, there is a strong equitable presumption against the grant of
a stay where a claim could have been brought at such a time as to allow
consideration of the merits without requiring entry of a stay.
10
Id. at 649-50, 124 S.Ct. at 2126 (quoting Gomez, 503 U.S. at 654, 112 S.Ct. at
1653) (internal citations and punctuation omitted) (alterations in original).2
11
The Supreme Court's teachings in Gomez and Nelson that lower courts should
apply equitable principles in this kind of 1983 case have been heeded by a
number of courts faced with eleventh hour efforts of death row inmates to use
1983 lawsuits to challenge lethal injection procedures and protocols. More
specifically, as the district court did here, other circuits have concluded that
even if a challenge to the three-chemical lethal injection procedure states a
cognizable claim under 1983, the petitioner is not entitled to a stay and/or
injunctive relief if he delays until just before the scheduled execution the filing
of a 1983 action for equitable relief. White v. Johnson, 429 F.3d 572, 573-74
(5th Cir.2005) (affirming the dismissal of White's 1983 action for injunctive
relief and emphasizing that White delayed until the eleventh hour to file his
challenge to the state's lethal injection with the three chemicals in issue),3
petition for stay of execution denied sub nom., White v. Livingston, ___ U.S.
___, 126 S.Ct. 601, ___ L.Ed.2d ___ (2005); Cooper v. Rimmer, 379 F.3d
1029, 1031-33 (9th Cir.2004) (affirming the denial of last-minute equitable
relief in 1983 action challenging state's three-chemical protocol for execution
by lethal injection); Harris v. Johnson, 376 F.3d 414, 416-18 (5th Cir. 2004)
(concluding that petitioner was not entitled to equitable relief in 1983 action
challenging the state's three-chemical protocol for execution by lethal injection
where he had unnecessarily delayed in bringing his claim); see also Bieghler v.
Donahue, No. 1:06-cv-00136-LJM-TAB (S.D.Ind. Jan. 26, 2006) (relying on
Nelson and denying TRO and preliminary injunction in plaintiff's last-minute
1983 action challenging the state's three-chemical method of lethal injection
and dismissing the 1983 action), stay of execution granted, ___ Fed.Appx.
___, No. 06-1300, 2006 WL 229027 (7th Cir. Jan. 26, 2006) (unpublished
order), stay of execution vacated, No. 05A684, ___ U.S. ___, ___ S.Ct. ___,
___ L.Ed.2d ___, 2006 WL 189970 (Jan. 27, 2006).
12
In each of those cited decisions the petitioner raised the same three-chemical
challenge to the means of lethal injection that Rutherford has raised in this case.
Of course, where petitioner's scheduled execution is imminent, there is no
practical difference between denying a stay on equitable grounds and denying
injunctive relief on equitable grounds in a 1983 lawsuit.
13
The district court was fully justified in applying the Gomez/Nelson equitable
principles to bar Rutherford's request for an injunction against his execution by
lethal injection. Rutherford has been on Florida's death row for more than
nineteen years. See Rutherford v. Crosby, 385 F.3d 1300, 1305 (11th Cir.2004).
The state enacted a lethal injection option statute six years ago. See Fla. Stat.
922.105(1) (as amended by 2000 Fla. Sess. Law Serv. Ch. 00-2 (S.B. No. 10A
2) (West)); see also Sims v. Florida, 754 So.2d 657, 663 n. 11 (Fla.2000).
There has been no suggestion that the lethal injection chemicals or procedures
used by Florida have changed in the last six years, and Rutherford's complaint
assumes that they have not. See Complaint at 7 n.2. The Lancet research letter
upon which he bases his claim was published nine months before he filed his
complaint. See L.G. Koniaris, M.D., et al., "Inadequate Anaesthesia in Lethal
Injection for Execution," 365 The Lancet 1412 (Apr. 16, 2005). The Governor
signed Rutherford's death warrant on November 29, 2005, setting the period
from noon on January 30, 2006 through noon February 6, 2006 for the
execution. The warden set the actual execution time as Tuesday, January 31,
2006, at 6:00 p.m. ET. Not until 7:12 p.m. ET on Friday, January 27, 2006,
only two work days and four calendar days before the scheduled execution, did
Rutherford file his 1983 lawsuit claiming that the combination and amounts
of chemicals Florida uses causes unnecessary pain in violation of the Eighth
and Fourteenth Amendments.
14
The district court pointed out that Rutherford had offered no reason for his
delay in bringing this action just days before his scheduled execution. In his
filings with us, Rutherford argues that he was precluded from filing this lawsuit
earlier by our Robinson decision, an excuse the dissenting opinion accepts. The
obvious flaw in that argument is that, as we have already explained, the grant of
certiorari in Hill has not affected the precedential value of Robinson. It is no
less the law of the circuit today than it was when we issued it. If Rutherford
could file the lawsuit now, as he has, he could have filed it before.
15
If, as the dissenting opinion says, "not until the Supreme Court granted
certiorari in Hill did Rutherford have reason to believe that, in this circuit, he
might have a cognizable claim under 1983," then Hill had no reason to
believe that he might have a cognizable claim under 1983 either. The dissent
overlooks the fact that Hill did not have the benefit of the certiorari grant in Hill
when Hill filed his lawsuit. Yet Hill filed the lawsuit without any grant of
certiorari on the issue. Rutherford could have done exactly the same thing any
time since Florida adopted lethal injection six years ago, and certainly any time
since The Lancet research letter came out nine months ago. Instead, he chose to
wait until the evening of the fourth calendar day before his execution.
16
III.
17
18
Rutherford also has filed with us a separate application seeking a stay pending a
decision by the Supreme Court in the Hill case. We also deny it for two
reasons. First, even if the Supreme Court decides in the Hill case to overturn
our Hill and Robinson decisions and holds that this type of claim is cognizable
in a 1983 proceeding, Rutherford still will not be entitled to any equitable
relief because of the district court's independently adequate alternative ground
for dismissing his complaint, which we are affirming in this opinion. Neither of
the two questions on which certiorari was granted in Hill touch on that
alternative ground.
19
20
One of those considerations is what this Court has done when facing this same
situation in the past. At least four times over the years we have been asked to
issue a stay of execution based on a grant of certiorari in another case raising an
issue identical to one that the movant was raising in the case before us, an issue
foreclosed by existing circuit precedent that might be overruled by the Supreme
Court. All four times we have declined to do so because the grant of certiorari
does not change circuit precedent, and it makes more sense to let the Court that
is going to be deciding the issue determine whether there should be a stay in
another case raising it. Robinson v. Crosby, 358 F.3d at 1284 (declining to
grant a stay pending the Supreme Court's decision in Nelson v. Campbell
because "the grant of certiorari alone is not enough to change the law of this
circuit or to justify this Court in granting a stay of execution on the possibility
that the Supreme Court may overturn circuit law"); Thomas v. Wainwright, 788
F.2d at 689 (denying a stay even though certiorari had been granted in another
case on the issue, because "[t]o date, the law in this Circuit, which has not been
modified by Supreme Court decision, mandates a denial of relief to petitioner
on this issue," and "any implications to be drawn [from the grant of certiorari in
The second consideration that informs our decision not to grant a stay of
execution in this case pending the decision in Hill is what happened last week
in the Bieghler case, a case raising issues remarkably similar to those in this
one. The complaints in both cases raised the same Eighth Amendment issue
based on the same alleged harmful effects of the same chemical sequence of
sodium pentothal, pancuronium bromide, and potassium chloride used by
Indiana and Florida to carry out executions by lethal injection. The complaints'
descriptions of the nature and effects of each of the three chemicals are
substantially similar. For example, Bieghler's complaint described sodium
pentothal as "an ultrashort-acting barbiturate that begins to wear off almost
immediately" and alleged that it is used "only in the induction phase of
anaesthesia ... so that the patient may re-awaken and breathe on their own
power if any complications arise in inserting a breathing tube pre-surgery."
(Bieghler Compl. at 3-4.) Rutherford's complaint describes sodium pentothal as
"an ultrashort-acting substance which produces shallow anesthesia" and alleges
that it is used primarily "as an initial anesthetic in preparation for surgery while
they set up a breathing tube in the patient." (Rutherford Compl. at 4.) The two
complaints' descriptions of the other two chemicals are also materially
identical. (Compare Bieghler Compl. at 3-5 with Rutherford Compl. at 5-6.)
22
Both complaints rely on the same research letter published in The Lancet, a
medical journal. They both characterize the principal finding of the cited work
as being that sodium pentothal levels in the blood of 21 of the 49 executed
inmates indicated that those inmates had "consciousness during the execution,"
(Bieghler Compl. at 6), and were therefore able to feel "the suffering of
suffocation from pancuronium bromide, and the burning of the veins followed
by the heart attack caused by the potassium chloride." (Rutherford Compl. at 67).
23
2006). Upon the State of Indiana's motion, the Supreme Court vacated the stay
the Seventh Circuit had issued. Donahue v. Bieghler, No. 05A684, ___ U.S.
___, ___ S.Ct. ___, ___ L.Ed. ___, 2006 WL 189970 (Jan. 27, 2006).
24
The dissenting opinion in this case attempts to distinguish the Bieghler case on
the ground that the state in that case offered to alter the dosages of the drugs
used, an offer Beighler refused. That is an interesting fact, but not one that had
anything to do with the district court's denial of injunctive relief and dismissal
of the 1983 lawsuit. The district court decision in that case makes clear that it
was grounded solely on Beighler's unreasonable delay in seeking relief, not on
his refusal to help the state execute him in a constitutional manner. Citing the
unreasonable delay decision in White v. Johnson, the Bieghler court explained:
"Bieghler has delayed unnecessarily in seeking relief. The equities now lie with
the ability of the State of Indiana to execute the sentence Bieghler received and
which has withstood decades of review." Bieghler v. Donahue, No. 1:06-CV0136-LJM-TAB at 3 (Jan. 26, 2006).
25
The district court in this case, like the district court in the Bieghler case, denied
relief on the Gomez/Nelson unreasonable delay ground. The only difference is
that the district court in this case had an additional ground for denial of relief,
which was that under our Hill and Robinson decisions relief could not have
been granted on the claim anyway. The inclusion of an additional ground for
denying relief certainly does not justify the grant of a stay.
26
IV.
27
Notes:
1
In theHill case the district court and this Court treated Hill's 1983 complaint
solely as the functional equivalent of a successive habeas petition and
dismissed it. Hill v. Crosby, 437 F.3d 1084 (11th Cir.2006). As discussed later,
Rutherford's case is materially different from Hill's because both the district
court, and now this Court have determined that even if Rutherford's challenge
to the three-chemical process in lethal injection is cognizable in a 1983
action, Rutherford's request for injunctive relief in this action is properly denied
on equitable grounds because of unnecessary delay.
The Fifth Circuit inWhite also rejected White's argument that because he was
not requesting just a stay but permanent injunctive relief in his 1983 action,
Nelson and Gomez therefore did not apply. White, 429 F.3d at 573-74. We
agree with the Fifth Circuit that the last-minute rules of the Supreme Court in
Nelson and Gomez "were declared by the Court in the context of last-minute
1983 method of execution challenges as well as last-minute stay requests. The
principles enunciated by the [Supreme] Court are equally applicable to all types
of equitable relief, including permanent injunctions, sought by inmates facing
imminent execution." Id. at 573-74 (internal citation omitted).
Our dissenting colleague relies onMobley v. Head, 306 F.3d 1096 (11th
Cir.2002), for the proposition that a stay should be granted when the Supreme
Court has granted certiorari in another case to decide a common issue. To the
extent Mobley supports that position, it is inconsistent with the Thomas, Jones,
and Bowden decisions which preceded it. Under the prior panel precedent rule
it is absolutely clear that where decisions are inconsistent, the earlier decision
(or in this instance the earlier three decisions) establish the law that must be
followed. See United States v. Hornaday, 392 F.3d 1306, 1316 (11th Cir.2004);
Hurth v. Mitchem, 400 F.3d 857, 862 (11th Cir.2005); Cohen v. Office Depot,
Inc., 204 F.3d 1069, 1072 (11th Cir.2000).
Although it attempts to distinguish Robinson, the dissenting opinion makes no
effort to distinguish Thomas, Jones, and Bowden, and in fact they are
indistinguishable.
WILSON, Circuit Judge, dissenting:
28
I would stay Rutherford's execution, and hold his case in abeyance until the
Supreme Court reaches a decision in Hill v. Crosby, 437 F.3d 1084, 2006 WL
163607, No. 06-10621 (11th Cir. Jan. 24, 2006) (per curiam), stay of execution
and cert. granted, ___ U.S. ___, 126 S.Ct. 1189, ___ L.Ed. ___, 2006 WL
171583 (U.S. Jan. 25, 2006) (No. 05-8794). The questions presented to the
Supreme Court in Hill are virtually identical to those posed by Rutherford's
case:
29
30
31
I.
32
Crosby, 358 F.3d 1281 (11th Cir.2004) (per curiam), because we found that it
dealt with "the very issue" presented by Hill, which is, of course, the lethal
injection method also at issue in Rutherford's case. In Robinson, we found that
Robinson sought "to avoid entirely execution by lethal injection," and we
determined that such a challenge "necessarily implicates the validity of his
death sentence." Robinson, 358 F.3d at 1285-86 (emphasis added). We
therefore concluded that Robinson's 1983 claim was the "functional
equivalent" of a successive habeas petition, and was properly dismissed by the
district court for lack of jurisdiction. See id. at 1284-86. When we decided
Robinson, however, we did not have the benefit of the Supreme Court's
decision in Nelson v. Campbell, which acknowledged that method-of-execution
claims are not easily categorized, and that "[a] suit seeking to enjoin a
particular means of effectuating a sentence of death does not directly call into
question the `fact' or `validity' of the sentence itself . . . ." 541 U.S. 637, 643-44
124 S.Ct. 2117, 2123, 158 L.Ed.2d 924 (2004) (emphasis added). 1 Given that
this careful language is at odds with our more categorical approach in
Robinson, that Robinson was the basis for our decision in Hill, and that the
Supreme Court has now granted certiorari in Hill to review the same issues as
those presented in Rutherford's case, there is good reason to stay Rutherford's
execution. Cf. Mobley v. Head, 306 F.3d 1096, 1096-97 (11th Cir. 2000)
(granting stay of execution where a forthcoming Supreme Court decision would
"determine our resolution of the issues [appellant] raises in this appeal"); In re
Williams, 359 F.3d 811, 815 (6th Cir.) ("The Supreme Court . . . and other
circuits have all granted stays of execution when the Supreme Court has taken a
case to resolve an important issue germane to the action.") (Moore, J.,
dissenting), cert. denied sub nom. Williams v. Taft, 540 U.S. 1206, 124 S.Ct.
1478, 158 L.Ed.2d 129 (2004).
33
In Robinson, we did not attribute much weight to the fact that the Supreme
Court had then granted certiorari on our decision in Nelson v. Campbell, 347
F.3d 910 (11th Cir.2003), rev'd, 541 U.S. 637, 124 S.Ct. 2117, 158 L.Ed.2d
924 (2004). See Robinson, 358 F.3d at 1283-85. We gave two reasons for this:
34
First, the grant of certiorari alone is not enough to change the law of this circuit
or to justify this Court in granting a stay of execution on the possibility that the
Supreme Court may overturn circuit law. Second, and more important, the
Defendants point out that there are material factual and legal distinctions
between Nelson and this case in any event.
35
injection. See id. The Supreme Court's decision on the latter challenge, we
surmised, would not affect our decision on the former. See id. at 1285.
Regardless of whether one still finds this conclusion persuasive in light of the
actual Nelson decision, our approach in Robinson does not require that we
discount the grant of certiorari in Hill. All we said in Robinson is that the grant
of certiorari "alone" does not "justify this Court in granting a stay of execution
on the possibility that the Supreme Court may overturn circuit law." Robinson,
358 F.3d at 1284. We said that the "more important" factor is whether there are
"material factual and legal distinctions" between the two cases. Id. Unlike
Robinson in comparison to Nelson, there simply are no "material factual and
legal distinctions" between Rutherford's case and Hilla point that neither the
parties nor the district court appear to dispute. Indeed, the district court
expressly found that the issue Rutherford raised is the same issue that was
raised in Robinson and Hill. See Rutherford v. Crosby, No. 06-cv-50, 2006 WL
228883 (N.D.Fla. Jan. 28, 2006).
36
The majority relies upon Bieghler v. Donahue, No. 06 C 136 (7th Cir. Jan. 26,
2006), stay vacated by No. 05A684, ___ U.S. ___, ___ S.Ct. ___, ___ L.Ed.
___, 2006 WL 189970 (Jan. 27, 2006) in which the Seventh Circuit entered a
stay of execution which the Supreme Court eventually vacated. The factual
similarities between Rutherford's case and Hill distinguish it from Bieghler.
Although Bieghler involved a similar method of execution and relied on Hill for
granting the stay, it did not involve the same jurisdictional question that both
Rutherford's case and Hill present. In addition, in Bieghler and unlike in
Rutherford's case, the state had offered to cure any problems with the execution
method by administering additional anesthetic, which Bieghler refused. The
fact that the Supreme Court vacated the Bieghler stay does not mean that it
would vacate a stay in Rutherford's case, which is factually and legally
identical to Hill.
37
In short, Rutherford's case is on all fours with Hill, a case from our circuit in
which the Supreme Court has granted certiorari to review the same issues about
the same method of execution in the same state. Indeed, had the instant case
preceded Hill by one day, it would be currently awaiting Supreme Court review
with the execution stayed. The Supreme Court's decision will provide us with
essential guidance on the district court's jurisdiction, if any, to entertain
Rutherford's 1983 complaint and thus the proper disposition of this appeal.
Accordingly, we should stay Rutherford's execution and hold his case in
abeyance pending the Supreme Court's resolution of the questions presented in
Hill.
II.
38
The majority holds that, even assuming there is jurisdiction over Rutherford's
1983 action, a stay is inappropriate because Rutherford unnecessarily delayed
in bringing his claim. The district court abused its discretion in reaching this
conclusion. Before granting a stay, a district court "must consider not only the
likelihood of success on the merits and the relative harms to the parties, but
also the extent to which the inmate delayed unnecessarily in bringing the
claim." Nelson, 541 U.S. at 649-50, 124 S.Ct. at 2126. However, the "strong
equitable presumption against the grant of a stay" is appropriate only when "a
claim could have been brought at such a time as to allow consideration of the
merits without requiring entry of a stay." Id. at 650, 124 S.Ct. at 2126. As is
clear from the discussion above, there was little point in Rutherford bringing
his 1983 claim until the Supreme Court granted certiorari on our decision in
Hill.
39
Appellees contend that Rutherford could and should have raised his claim in
2000, when Florida first provided for lethal injection. The key research on
which Rutherford relies, however, was not published until April of 2005.2 Of
course, if Rutherford had filed his 1983 claim in 2005, our precedent in
Robinson would have required that it be treated as a successive habeas petition
and dismissed for lack of jurisdiction. See Robinson, 358 F.3d at 1284. 3 Indeed,
not until the Supreme Court granted certiorari in Hill did Rutherford have
reason to believe that, in this circuit, he might have a cognizable claim under
1983. Given that the factual and legal bases for Rutherford's claim were not
fully in place until six days before his scheduled execution, he cannot fairly be
charged with "unnecessary delay." Moreover, nothing in the record before this
Court indicates that Rutherford's filing is an attempt to stall his execution
merely for delay's sake, or to "manipulate the judicial process." See Nelson, 541
U.S. at 650, 124 S.Ct. at 2126 (internal quotations and citation omitted). Thus,
the district court abused its discretion in applying a "strong equitable
presumption" against a stay-an error the district court further compounded by
failing to weigh carefully Rutherford's likelihood of success on the merits and
the relative harms to the parties. See id. at 649-50, 124 S.Ct. at 2126.
40
The district court also stated that, even if Rutherford had not delayed in
bringing his claim, the claim would nevertheless fail because it does not fall
within Nelson's "narrow confines." In other words, the district court construed
Nelson to require that Rutherford demonstrate that he suffers from a "unique
medical condition" which the lethal injection protocol would aggravate. Yet,
this is precisely the subject of one of the questions presented to the Supreme
Court in Hill (and specifically not addressed in Nelson): whether a challenge to
a particular protocol the State plans to use during the execution process
constitutes a cognizable claim under 42 U.S.C. 1983. Thus, we have all the
more reason to grant a stay and await the Supreme Court's guidance.
41
42
ORDER
43
This matter is before the court on a Verified Complaint for Declaratory and
Injunctive Relief filed by Arthur Rutherford through his counsel on January 27,
2006, with supporting memoranda, and an Application for Stay and Motion to
Hold Proceedings in Abeyance. 1 For the reasons that follow, the court finds
that the petition must be dismissed for lack of jurisdiction.2 This case has an
extensive history dating back to Petitioner's original death sentence in
December of 1986. The facts and procedural history of the case are set out in
Petitioner now brings the instant suit as a complaint for declaratory and
injunctive relief under 42 U.S.C. 1983 for alleged prospective violations of
his Eighth and Fourteenth Amendment rights to be free from cruel and unusual
punishment, claiming that death by lethal injection according to the protocol
followed in Florida "creates a foreseeable risk of the gratuitous and unnecessary
infliction of pain on a person being executed." Plaintiff bases his claim on a
research article co-authored by Dr. David A. Lubarsky, an anesthesiologist, and
published in The Lancet. This article, "Inadequate Anaesthesia in Lethal
Injection for Execution," Vol 365, The Lancet 1412-14 (April 16, 2005), is
attached to Petitioner's petition as Attachment B and states:
45
46
Id. at 1412. The above conclusion is based on research and data from postmortem toxicological tests conducted on condemned inmates in Arizona,
Georgia, North Carolina and South Carolina, from which the researchers found
that the concentrations of thiopental (sodium pentothal) were lower than that
required for surgery in 88% of the executed inmates and that 43% of the
executed inmates had concentrations of thiopental consistent with awareness
because they had an insufficient amount of sodium pentothal in their
bloodstream to provide adequate anesthesia. (Doc. 2-1 at 7-8).3 The article
suggests that "some inmates might experience awareness and pain during
execution." The Lancet at 1412. Petitioner contends that under Florida's lethal
injection protocol there is a likelihood that he will unnecessarily suffer
awareness and pain during his execution in violation of the Eighth Amendment
and Fourteenth prohibition against cruel and unusual punishment.
47
This very same issue was recently addressed in Hill v. Crosby, 2006 WL
167585 (N.D.Fla.)(Jan. 21, 2006), wherein the district court dismissed Hill's
complaint for declaratory and injunctive relief pursuant to 1983 for lack of
jurisdiction, treating Hill's 1983 complaint as the functional equivalent of a
successive habeas corpus petition and finding that it lacked jurisdiction to
consider it as such because Hill had failed to obtain leave from the Eleventh
Circuit to file it as required by 28 U.S.C. 2244(b)(3)(A).4 On appeal, the
Eleventh Circuit Court of Appeals affirmed the district court's order, confirming
that the court lacked jurisdiction to hear Hill's complaint without his having
first obtained leave to file a successive habeas corpus petition pursuant to the
requirements of 28 U.S.C. 2244(b)(3)(A). Hill v. Crosby, 2006 WL 163607
(11th Cir., Jan. 24, 2006). Thereafter, the United States Supreme Court stayed
Hill's execution and granted his petition for a writ of certiorari. Hill v. Crosby,
2006 WL 171583 (Jan. 25, 2006).5
48
Ruling on Hill's 1983 claim, the district court correctly relied on the binding
precedent of this circuit in Robinson v. Crosby, 358 F.3d 1281 (11th Cir.2004),
by treating Hill's claim as the functional equivalent of a successive habeas
corpus petition. In Robinson, the petitioner alleged that "lethal injection causes
those who are executed pain and suffering while they are paralyzed and unable
to communicate," in violation of their Eighth and Fourteenth Amendment rights
to be free from cruel and unusual punishment. Id. at 1282. The district court
construed Robinson's 1983 action as the functional equivalent of a successive
habeas corpus petition which would subject him to the requirements of 28
U.S.C. 2244. In concluding that the district court properly dismissed
Robinson's 1983 complaint for lack of jurisdiction the Eleventh Circuit held:
49
50
Id. at 1284 (remaining internal cites omitted). The issue presented in Robinson
is essentially the issue presented here, i.e. whether a district court has
jurisdiction to consider an inmate's claim brought pursuant to 42 U.S.C. 1983
alleging that "by using a succession of three chemicals that will cause
unnecessary pain in the execution of a sentence of death," the Petitioner will be
deprived "of his rights under the Eighth and Fourteenth Amendments to be free
from cruel and unusual punishment," a question the Eleventh Circuit answered
in the negative in Robinson. Petitioner in this case, however, has not addressed
Robinson, nor has he attempted to distinguish his case from Hill. The issue
raised by Petitioner here was raised, addressed, and disposed of in both
Robinson and Hill. Accordingly, following and applying the law of this circuit
as set forth in Robinson and Hill, this court concludes that Petitioner's 1983
complaint seeks to avoid his execution by lethal injection and therefore
necessarily implicates the validity of his death sentence.6 Consequently,
Petitioner's claim and request for relief is the functional equivalent of a
successive habeas corpus petition and absent his having first obtained leave to
file a successive petition from the Eleventh Circuit pursuant to 28 U.S.C.
2244(b)(3)(A), this court is without jurisdiction to entertain Petitioner's
petition. Notwithstanding, even assuming Petitioner has a cognizable claim
under 42 U.S.C. 1983, this court would nonetheless conclude that he is not
entitled to relief due to unnecessary delay in bringing his claim.7 See Gomez v.
United States Dist. Court for N. Dist. of Cal., 503 U.S. 653, 654, 112 S.Ct.
1652, 1653, 118 L.Ed.2d 293 (1992)(per curiam)("A court may consider the
last-minute nature of an application to stay execution in deciding whether to
grant equitable relief."). Petitioner, however, claims that The Lancet article is
the "first empirical research published regarding lethal injection." (Doc. 3 at
n.1). While The Lancet article itself may be new, the factual basis of
Petitioner's claim (that the doses of the anesthetic sodium pentothal may be
insufficient thus permitting those injected to experience the feelings of being
suffocated and having a heart attack, but unable to express their pain by virtue
of being paralyzed by pancuronium), has been raised and disposed of in other
cases. As the court in Robinson noted:
51
52
Robinson, 358 F.3d at 1285 n. 4. See also Brown v. Crawford, 408 F.3d 1027
(8th Cir.2005); Bieghler v. State, 839 N.E.2d 691(Ind.2005). Moreover,
Florida's lethal injection methods were subjected to a full evidentiary hearing in
2000 in Sims v. State, 754 So.2d 657 (Fla.2000), and Petitioner could have
challenged the procedure after the Sims decision was rendered. Thus, the
petition in this case raises no true issues of newly discovered evidence.
53
Additionally, Petitioner has offered no reason for his delay in bringing a 1983
action until just days before his scheduled execution. The court notes there is
no requirement to exhaust state proceedings prior to bringing a 1983 claim.8
In general, exhaustion of state remedies is not a prerequisite to filing an action
under 1983, even in the case of state prisoners, unlike federal habeas corpus
actions brought pursuant to 28 U.S.C. 2254 where exhaustion of state
remedies is required. See Heck v. Humphrey, 512 U.S. 477, 480, 114 S.Ct.
2364, 2369, 129 L.Ed.2d 383 (1994); Patsy v. Board of Regents of Fla., 457
U.S. 496, 501 and 509, 102 S.Ct. 2557, 2560 and 2564, 73 L.Ed.2d 172 (1982).
As stressed by the Supreme Court in Nelson v. Campbell, 541 U.S. 637, 649-50,
124 S.Ct. 2117, 2126, 158 L.Ed.2d 924 (2004):
54
A stay is an equitable remedy, and "[e]quity must take into consideration the
State's strong interest in proceeding with its judgment and ... attempt[s] at
manipulation." [Gomez, 503 U.S. at 654, 112 S.Ct. at 1653]. Thus, before
granting a stay, a district court must consider not only the likelihood of success
on the merits and the relative harm to the parties, but also the extent to which
the inmate has delayed unnecessarily in bringing the claim. Given the State's
significant interest in enforcing its criminal judgments, there is a strong
equitable presumption against the grant of a stay where a claim could have
been brought at such a time as to allow consideration of the merits without
requiring entry of a stay.
55
(remaining internal cites omitted). See also In re Hicks, 375 F.3d 1237, 1241
(11th Cir.2004); Harris v. Johnson, 376 F.3d 414, 418 (5th Cir.2004)("By
waiting as long as he did, Harris leaves little doubt that the real purpose behind
his claim is to seek a delay of his execution, not merely to effect an alteration of
the manner in which it is carried out."); White v. Johnson, 429 F.3d 572, 574
(5th Cir.2005)("White has been on death row for more than six years, and only
now, with his execution imminent, has decided to challenge a procedure for
lethal injection that the State has been using for his entire stay on death row ....
White has no excuse for delaying his claim until the eleventh hour, and he
cannot argue that `he was unaware of the State's intention to execute him by
injecting the three chemicals he now challenges.'" (citing Harris, supra, 376
F.3d at 417)); White v. Livingston, ___ U.S. ___, 126 S.Ct. 601, ___ L.Ed.2d
___ (2005)(denial of stay of execution).9
56
Finally, even assuming Petitioner had not delayed in bringing his current action,
the court would nonetheless find that Petitioner's claim fails to fall within the
narrow confines of Nelson. Here Petitioner is challenging Florida's standard
protocol involving lethal injection and has made no claim, as the petitioner did
in Nelson, that due to his unique medical situation the lethal injection protocol
as applied to him constitutes cruel and unusual punishment in violation of the
Eighth Amendment. Therefore, Petitioner is in effect challenging the validity of
his sentence and is thus subject to the laws governing federal habeas corpus
petitions. This court is without jurisdiction to entertain Petitioner's petition
without his first complying with the requirements of 28 U.S.C 2244(b)(3)(A).
57
58
59
s/ M. Casey Rodgers
M. CASEY RODGERS
United States District Judge
Notes:
1
Although the Court also recognized that, under some circumstances, a methodof-execution challenge could implicate the "fact" of the sentence itself, the
Court's language was not absoluteSee Nelson, 541 U.S. at 644, 124 S.Ct. at
2123 ("[A] constitutional challenge seeking to permanently enjoin the use of
lethal injection may amount to a challenge to the fact of the sentence itself.")
(emphasis added).
The district court did not consider the April 2005 Lancet article to be
significant, because courts had rejected factually similar arguments made prior
to the article's publication. There is a difference, however, between how much
Rutherford might have relied upon the presentation of losing arguments in
court, and how much he might have relied upon a peer-reviewed article
published in a scientific journal
Had Rutherford brought his claims then as a successive habeas petition, they
would have been denied as wellSee Robinson, 358 F.3d at 1284; In re
Provenzano, 215 F.3d 1233, 1236 (11th Cir.2000) (per curiam).
For reasons explainedinfra, the court will hereinafter refer to the complaint as a
petition and to plaintiff as petitioner.
The two questions presented to the Court in support of the petition for certiorari
review are as follows:
Whether, under the Court's decision inNelson v. Alabama Dept. of Corrs., 541
U.S. 637, 124 S.Ct. 2117, 158 L.Ed.2d 924 (2004), a challenge to a particular
protocol the State plans to use during the execution process constitutes a
cognizable claim under 42 U.S.C. 1983?
Notably, on January 27, 2006, the United States Supreme Court vacated a stay
of execution issued by the Seventh Circuit Court of Appeals in Bieghler v.
Donahue, Case No. 06-1300. See Donahue v. Bieghler, Case No. 05A684, ___
U.S. ___, ___ S.Ct. ___, ___ L.Ed.2d ___, 2006 WL 189970 (2006). The
Seventh Circuit had granted the stay based solely on the Supreme Court's grant
of the writ of certiorari in Hill v. Crosby. However, in Bieghler the lower courts
did not recharacterize Bieghler's 1983 claim as a successive habeas corpus
petition and therefore the issue before the Supreme Court on petition for
certiorari in Bieghler and Hill was not the same.
While this court acknowledges that a writ of certiorari was granted in Hill's
case and that the claim and request for relief sought by Petitioner are identical
to Hill's, the grant of certiorari in Hill's case does not change the law of this
circuit or justify this court's granting a stay of execution on the possibility that
the Supreme Court may overturn Eleventh Circuit lawSee Robinson v. Crosby,
358 F.3d 1281, 1284 (11th Cir.2004); Ritter v. Thigpen, 828 F.2d 662, 665-66
(11th Cir. 1987).
The court seriously doubts that Petitioner's claim in any event would fall within
the narrow confines ofNelson v. Campbell, 541 U.S. 637, 649, 124 S.Ct. 2117,
2125, 158 L.Ed.2d 924 (2004)(noting that its holding "is extremely limited.").
Petitioner has also not specifically addressed his failure to comply with the
requirements of The Prison Litigation Reform Act of 1995 nor argued why he
would be exempt from these requirementsSee 42 U.S.C. 1997e(a).
The Supreme Court also recognized inNelson that "the mere fact that an inmate
states a cognizable 1983 claim does not warrant the entry of a stay as a matter
of right." Nelson, 541 U.S. at 649, 124 S.Ct. at 2125-26.