Professional Documents
Culture Documents
Thomas D. Arthur v. Richard F. Allen, 459 F.3d 1310, 11th Cir. (2006)
Thomas D. Arthur v. Richard F. Allen, 459 F.3d 1310, 11th Cir. (2006)
3d 1234
I. BACKGROUND
A. Facts 1
On 1 February 1982, at 9:12 A.M., police officers were called to the residence
2
of Mary Jewel "Judy" Wicker ("Wicker") and Troy Wicker ("Troy") in Muscle
Shoals, Alabama. The officers found Troy murdered in his bed; his wife,
Wicker, lying on the floor with traces of blood on her face; and her sister,
Teresa Rowland ("Rowland"), kneeling beside her. R1-22, Exh. Vol. 6 at 31516. The investigators found four .22 caliber expended cartridge cases on the
bed. An autopsy revealed that Troy's death was caused by a close range wound
through his right eye from a .22 caliber long rifle bullet which severed his brain
stem.
Wicker told the investigators that, after she had dropped her children off at
school, she had returned to find an African American man in her home. She
said that the man raped her, knocked her unconscious, and shot Troy. Wicker
was subsequently charged and convicted of murdering Troy to collect insurance
proceeds, and was sentenced to life imprisonment. See Wicker v. State, 433
So.2d 1190 (Ala.Crim.App. 1983). Some time after Wicker's conviction, the
prosecuting district attorney appeared before the parole board to inquire about
the possibility of an early release in exchange for Wicker's testimony against
Arthur. Wicker's daughter, Tina Jenkins, retained attorney Gary Alverson to
appear at this meeting on her behalf. Alverson was later hired as a state
prosecutor.
In 1991, during Arthur's trial for Troy's murder, Alverson represented the state
and Wicker testified as the prosecution's main witness. She explained that she
had known Arthur since they were both young and worked at Tidwell Homes.
She revealed that she, Rowland, and Rowland's boyfriend, Theron McKinney
("McKinney") had discussed killing Troy beginning in early 1981. R1-22, Exh.
Vol. 9 at 747-48. Wicker explained that Troy was physically violent with her,
and that Rowland and Troy often argued when Troy threatened to turn
Rowland in to the police for the arson on her home which he had committed for
her. Wicker recalled that she received a telephone call from Arthur in
November 1981 in which he told her that he had been "hired to do the job . . .
[to] kill [her] husband." Id. at 748-51. She saw him the next week and began a
sexual relationship with him. At that time, Arthur was residing at the Decatur
Work Release Center and was assigned to work at Reagin Mobile Homes.
Wicker testified that she knew that the murder was to take place on 1 February
1982, and that she had agreed to tell the police that her home was burglarized
and that her husband was murdered by an African American man. She
explained that, on the day of the murder, she met Rowland and Arthur at the
airport. She stated that Arthur, who had been drinking and was carrying a gun
and a garbage bag, had painted his face black and put on an Afro wig and black
gloves. She testified that Arthur got into her car and, while driving him to her
house, she urged him not to kill Troy. She stated that, after they arrived at her
house, she heard a shot and that Arthur then struck her, knocked out several of
her teeth, and lacerated her lip. Wicker admitted that, after she collected
$90,000 in insurance proceeds from Troy's death, she paid Arthur $10,000, paid
Rowland $6,000, and gave McKinney jewelry and a car for their assistance in
the murder. She also admitted that she continued her relationship with Arthur
after the murder.
6
Arthur was indicted and charged with intentionally murdering Troy by shooting
him with a pistol after having been convicted of second degree murder in
violation of Ala.Code 13A-5-40(a)(13) (1975). He was convicted and
sentenced to death in 1982. Arthur v. State, 472 So.2d 650, 654
(Ala.Crim.App.1984) ("Arthur I"). The Alabama Supreme Court reversed this
conviction, holding that the details of Arthur's prior second-degree murder
conviction were improperly admitted at trial under the identity exception to the
general exclusionary rule, In re Arthur, 472 So.2d 665, 668-70 (Ala.1985)
("Arthur II"), and the Alabama Court of Criminal Appeals remanded the case
for a new trial, Arthur v. State, 472 So.2d 670 (Ala.Crim.App.1985) ("Arthur
III").
11
Arthur's second trial occurred in 1987. He was again convicted, and sentenced
to death. On appeal, the Alabama Court of Criminal Appeals reversed this
conviction, holding that the admission of Arthur's statement to a police officer
roughly two weeks after he had asserted his right to remain silent constituted
plain error because Arthur did not initiate the conversation and there was no
evidence that he had been given access to an attorney following his assertion of
his right to remain silent. Arthur v. State, 575 So.2d 1165, 1171-75
(Ala.Crim.App.1990) ("Arthur IV"). The State of Alabama's petition for writ of
certiorari was denied. In re Arthur, 575 So.2d 1191 (Ala.1991) (per curiam)
("Arthur V").
12
In December 1991, Arthur was tried again. Before the trial began, Arthur
advised the court that he was concerned about the attorneys who had been
appointed to represent him. R1-22, Exh. Vol. 5 at Trial Transcript 15-24. He
explained that, after the reversal of his second trial in 1990, he did not hear
from his appointed counsel, William Del Grosso ("Del Grosso") or any other
attorney until July 1991. In July 1991, he received visits at the prison from both
attorney Harold Walden and from Del Grosso. Walden indicated that Del
Grosso would be serving as lead counsel. During his meetings with Walden and
Del Grosso, Arthur requested that they move for the appointment of an
investigator because there were "many aspects of this case" that had never been
investigated. Id. at 16-18. Arthur explained that he attempted to communicate
with Del Grosso through at least thirteen letters and at least forty telephone
calls, but did not receive a response. Finally, in November 1991, less than one
month before the trial was to begin, Arthur was contacted by an investigator.
The investigator told Arthur that it was physically impossible to conduct the
investigation that he had requested before the trial was scheduled to begin.
13
14
At 5:33 P.M. on 5 December, the sentencing phase began. Id. at 1165. Walden
argued for mitigation based on (1) Arthur's good conduct while in prison and
his participation in a program to deter crimes as a speaker in high schools; and
(2) the disproportionate punishment Arthur was facing as compared to the other
persons involved in the crime. Arthur followed Walden and argued that he
should be sentenced to death. He explained that he did not have a death wish
and did not believe that he would be executed. He elaborated that he had
previously been convicted and sentenced to death twice for Troy's murder and
both of those convictions had been reversed on appeal. He claimed that a death
sentence would allow him to spend more time with his children during their
visits while he was in prison, provide him with a more private cell, and give
him more control over his appeal.
15
The jury began deliberations at 6:28 P.M. and returned an advisory verdict of
death at 7:25 P.M. Id. at 1233, 1236-37. The trial court found that the
aggravating factor, Arthur's conviction for second-degree murder, outweighed
the mitigating factor, the culpability of the un-prosecuted accomplices,
Rowland and McKinney, and sentenced Arthur to death.
16
18
19
The district court dismissed Arthur's habeas petition finding "no lawful ground
to excuse the untimeliness of the petition," R3-55 at 1, and denied Arthur's
motion to alter or amend judgment. The district court granted a certificate of
appealability on the claims requested by Arthur and deemed Arthur's motion
for a certificate of appealability as his notice of appeal.
II. ISSUES
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22
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24
We review de novo the district court's dismissal of a state prisoner's petition for
writ of habeas corpus. See Drew v. Department of Corr., 297 F.3d 1278, 1283
(11th Cir.2002). This review includes the determination that the petition was
time-barred under the Antiterrorism and Effective Death Penalty Act's
("AEDPA") limitation period. Moore v. Crosby, 321 F.3d 1377, 1379 (11th
Cir.2003). We also review de novo the district court's resolutions of legal
questions and mixed questions of law and fact. Mincey v. Head, 206 F.3d 1106,
1131 (11th Cir.2000). Because the question of a party's diligence is a question
of fact, we review it, and other factual findings, for clear error, and will affirm
"unless the record lacks substantial evidence to support that determination."
Drew, 297 F.3d at 1283 (internal quotations and citation omitted). We review
for abuse of discretion the district court's denial of discovery, Bracy v. Gramley,
520 U.S. 899, 909, 117 S.Ct. 1793, 1799, 138 L.Ed.2d 97 (1997), and of an
evidentiary hearing regarding equitable tolling. Drew, 297 F.3d at 1283. Under
the abuse of discretion standard, we consider whether the district court's
decision was based on an erroneous legal conclusion because "[a] district court
by definition abuses its discretion when it makes an error of law." Koon v.
United States, 518 U.S. 81, 100, 116 S.Ct. 2035, 2047-48, 135 L.Ed.2d 392
(1996). Finally, our review in a case that challenges a state conviction under 28
U.S.C. 2254, as amended by the AEDPA, "is greatly circumscribed and is
highly deferential to the state courts." Crawford v. Head, 311 F.3d 1288, 1295
(11th Cir. 2002).
IV. DISCUSSION
26
We begin our treatment of Arthur's claims by reviewing the statute under which
his application was held to be time-barred, and then consider whether his
claims are appropriate for any of the exceptions to that bar.
A. The Statute of Limitations
27
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29
(A) the date on which the judgment became final by the conclusion of direct
review or the expiration of the time for seeking such review;
30
(B) the date on which the impediment to filing an application created by State
action in violation of the Constitution or laws of the United States is removed,
if the applicant was prevented from filing by such State action;
31
....
32
34
35
Alphonso High, the owner of Copper Mobile Homes in 1982, said that, "[o]n
the morning February 1, 1982 around 9 a.m., Tommy Arthur stopped by [his]
place of business" and they "talked for approximately 30 minutes." R2-36, Exh.
High Aff. at 1. High commented that he did not "notice anything unusual about
[Arthur]. He acted like he always did, and he did not appear to be nervous or
agitated." Id. at 2. He said that, "about two months" after the murder, he
"recalled that he had spoken to [Arthur] the morning of the murder" but never
told "anybody about [the] conversation" and was "never . . . approached by the
police or [Arthur's] trial or appellate attorneys." Id.
36
High's testimony was corroborated by Ray Melson, who had worked for High
at Copper Mobile Homes in 1982. Melson stated that Arthur visited Copper
Mobile Homes "[o]ne morning in 1982" "between 8 a.m. and 9 a.m." and that
they visited for about 20 to 30 minutes. R2-41, Exh. B at 1. The following day,
Melson heard the news that Troy was murdered on the same day as Arthur's
visit. Id. at 2. He explained that, after he realized that he had seen Arthur on the
morning of the murder, he and High had discussed Arthur's visit and
commented that they "would have expected [Arthur] to be nervous or agitated,
but he wasn't." Id. He said that he did not tell anyone about his visit with Arthur
on the morning of the murder and was not approached by Arthur's trial or
appellate attorneys. Id. at 2.
37
In response to Arthur's affidavits, the state submitted their own affidavits from
High and Melson. In High's second affidavit, High stated that, "[u]pon further
consideration," he could not "say for sure whether" he had seen Arthur on 1
February 1982 or another day in late January or early February of that year, and
was "not sure" whether the time when he saw Arthur was at 8:30 or 9:00 A.M.
R2-39, Exh. A, High Aff. Melson provided a second affidavit to "clarify some
things," specifically that, although it was "true and correct" that Arthur had
visited Copper Mobile Homes on a day when High and Melson were leaving to
deliver a mobile home to Birmingham, he was unable to "say exactly" the day
or month the visit occurred. R3-53, Exh. D at 1.
38
39
40
The affidavits of High and Melson contradict the testimony that Judy Wicker
gave at trial that Arthur was with her, and would show that Arthur was about an
hour away on the morning of the murder. See R2-36, Exh. Gustat Aff. at 2,
10; R3-54, Exh. A, Gustat Aff. at 4, 9. Arthur contends that both High and
Melson were credible. He maintains that, during High's first meeting with the
investigator, High stated that his long-term memory was better than his shortterm memory, recalled the make and model of the vehicle that Arthur was
driving, pounded his fist on the table for emphasis, and was not provided with
any information about the murder, including the date, before he gave his
recollection of his visit with Arthur. See R2-36, Exh. High Aff. at 1, 3; R3-54,
Exh. Gustat Aff. at 4, 9; 8-9, 21-22. Melson corrected the details in a draft
of his initial affidavit, and spent time and energy to have his affidavit notarized.
See R3-54, Exh. Gustat Aff. at 5-6, 13-15. During Melson's four separate
meetings with Arthur's investigator, Melson never expressed any doubt about
his statement and the investigator did not observe any indication that Melson
was under the influence of pain medication. Id. at 2-8, 5-20.
41
Arthur argues that any inconsistencies between High's first and second
affidavits can be explained by the Attorney General's threatening tactics. He
maintains that the delay in presenting the evidence was caused by the
constitutionally deficient performance of Arthur's counsel and the state of
Alabama's failure to provide Arthur with postconviction legal assistance. The
state responds that the contents of the affidavits are not "new" because Arthur
has known both his whereabouts at the time of the murder and the names of the
people with whom he was with at the time of the murder for over twenty years.
It contends that Arthur could have presented such evidence during his third
trial, when he acted as his own counsel. It also maintains that the affidavits are
suspect because neither Arthur, High, nor Melson came forward with the
information during Arthur's three trials or until after the district court had
granted a stay of execution, and because High and Melson had recanted their
statements as to the exact date on which they saw Arthur.
42
The new affidavits of High and Melson are insufficient to satisfy the threshold
showing under Schlup; what little doubt they raise as to Arthur's guilt in no way
undermines confidence in the result of his trial. To begin with, we observe that
exculpatory affidavits "produced . . . at the 11th hour with no reasonable
explanation for the nearly decade-long delay" are "suspect." Herrera v. Collins,
506 U.S. 390, 423, 113 S.Ct. 853, 872, 122 L.Ed.2d 203 (1993) (O'Connor, J.,
concurring). Such suspicion is especially warranted when, as here, certain
important details of the affidavits were subsequently disavowed by the affiants
themselves. The documents are substantively unimpressive as well. High and
Melson's revised testimony would, at best, attack the credibility of Wicker,
whose own statements were corroborated by other witnesses and evidence
submitted at trial. The district court did not clearly err in finding that Arthur
was unable to meet the standard necessary to avoid a procedural bar, and to
show that his conviction probably resulted from a constitutional violation.
Arthur argues that he was entitled to develop his claim of actual innocence and
that a hearing is necessary to assess the reliability of High and Melson's
affidavits. He maintains that the district court erred by applying the due
diligence requirement of 28 U.S.C. 2254(e)(2) because he was seeking to
establish a "gateway claim" of actual innocence to excuse his untimeliness and
not a review of the merits of the claim. He also contends that he should not be
held responsible for his counsel's failure to investigate or develop the record.
He maintains that, because of the advancements in DNA technology since his
trial, tests on the physical trial evidence could produce new evidence that could
not have been developed at trial.
44
While his habeas petition was pending, Arthur moved for leave to conduct
discovery related to his claim of actual innocence and good cause for his failure
to raise the actual innocence claim in state proceedings. Specifically, he sought
physical evidence from the murder9 and documents concerning the Holman
Prison death row library.10 The district court denied the request for the physical
crime evidence finding that the evidence regarding his actual innocence claim
would "[a]t best . . . impeach Judy Wicker's testimony" and would not establish
his actual innocence claim.11 R3-55 at 7. The court denied the request for the
Holman prison library evidence because it bore no relation to a constitutional
claim. The district court held that Arthur was not entitled to an evidentiary
hearing to question High and Melson because he had "made no attempt to show
he diligently pursued the factual predicate of his alibi claim in [any] state
court." Id. at 15.
45
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shall not hold an evidentiary hearing on the claim unless the applicant shows
that
48
49
....
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(ii) a factual predicate that could not have been previously discovered through
the exercise of due diligence; and
51
(B) the facts underlying the claim would be sufficient to establish by clear and
convincing evidence that but for constitutional error, no reasonable factfinder
would have found the applicant guilty of the underlying offense.
52
28 U.S.C. 2254(e)(2). In this statute, "Congress has given prisoners who fall
within 2254(e)(2)'s opening clause an opportunity to obtain an evidentiary
hearing where the legal or factual basis of the claims did not exist at the time of
state-court proceedings." Williams v. Taylor, 529 U.S. 420, 436, 120 S.Ct.
1479, 1490, 146 L.Ed.2d 435 (2000). "[A] failure to develop the factual basis
of a claim is not established unless there is lack of diligence, or some greater
fault, attributable to the prisoner or the prisoner's counsel." Id. at 432, 120 S.Ct.
at 1488.
53
The question is not whether the facts could have been discovered but instead
whether the prisoner was diligent in his efforts . . . . Diligence for purposes of
the opening clause depends upon whether the prisoner made a reasonable
attempt, in light of the information available at the time, to investigate and
pursue claims in state court; it does not depend . . . upon whether those efforts
could have been successful. Though lack of diligence will not bar an
evidentiary hearing if efforts to discover the facts would have been in vain, and
there is a convincing claim of innocence, only a prisoner who has neglected his
rights in state court need satisfy these conditions.
54
been presented to the state court before it can be used to establish cause for the
default. Murray, 477 U.S. at 488-89, 106 S.Ct. at 2645-46. A district court
properly applies 2254(e)(2)'s diligence requirement in determining whether to
conduct an evidentiary hearing. Isaacs, 300 F.3d at 1248-49.
55
56
57
The district court denied Arthur's claim of statutory tolling, holding that the
state did not unconstitutionally impede the timely filing of Arthur's federal
habeas petition. It found that, because Arthur "did not avail himself of the
[Alabama] procedure for obtaining [postconviction] counsel," he could not
show that he would have been denied counsel if he had pursued such relief, and
that Arthur had "provided no support" for his claim that Holman Prison death
row inmates were provided inadequate access to the library. R3-55 at 20. It also
found that Arthur's evidence that he was unable to obtain private counsel did
not satisfy his burden of showing that he suffered an actual injury from the
Alabama procedure for obtaining postconviction counsel.
58
A person in state custody filing a petition for writ of habeas corpus is subject to
a one-year statute of limitation which
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(A) the date on which the judgment became final by the conclusion of direct
review or the expiration of the time for seeking such review;
61
(B) the date on which the impediment to filing an application created by State
action in violation of the Constitution or laws of the United States is removed,
if the applicant was prevented from filing by such State action.
62
28 U.S.C. 2244(d)(1). Thus, if the petitioner was prevented from filing his
habeas corpus petition as a result of "illegal state action," the limitation period
will not begin until the state impediment is removed. Wyzykowski, 226 F.3d at
1216.
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Arthur did not seek appointment of counsel under Alabama Rule of Criminal
Procedure 32.7(c) or 28 U.S.C. 2254(h), but instead sought counsel through
letters to various organizations and postings on the internet. In the letters and
internet postings, he asked that the case not be referred to either the Southern
Center for Human Rights in Atlanta, Georgia, or to the Equal Justice Initiative
of Alabama, in Montgomery, Alabama.15 The statute of limitation expired
during his search. Arthur provided no reasons in his petition for not filing a pro
se petition while seeking counsel. The Holman Prison law library has one room
reserved for death row inmates. R2-40, Exh. G. The death row room is "used
more as a day room" instead of a library and contains legal materials which are
neither maintained nor updated. Id. If a death row inmate needs specific
materials, the inmate can request the materials from the maintained and current
library. Id. The materials were, therefore, available to Arthur upon his request.
Further, Arthur was aware of time limits for filing his petition and the
consequences for missing those times. In an internet posting seeking counsel,
Arthur asked for "help . . . now I'm running out of time for appeals." R2-40,
Exh. E (also stating "the time for appeal on my case is critical to me.") Based
on the record, we cannot say that the district court clearly erred in finding that
Arthur failed to avail himself of the Alabama procedures for obtaining
postconviction counsel or to show that he was provided inadequate access to
the prison law library, or abused its discretion in denying Arthur statutory
tolling relief.
4. Equitable Tolling
67
Arthur argues that equitable tolling is warranted and that we should apply a
more lax standard in capital cases because of the heightened importance of the
potential punishment. He contends that he never received notice of the
judgment which triggered the limitations period, and was unable to file a timely
petition as he was not represented by counsel. He maintains that extraordinary
circumstances are presented because Alabama cannot appoint counsel for
postconviction proceedings until after the filing of a petition containing the
grounds with "full disclosure of the factual basis for those grounds." Ala.
R.Crim. P. 32.6(b), 32.7(c). He maintains that he was unable to obtain the alibi
evidence which he seeks to present until after his current counsel performed an
extensive factual investigation. He claims that he was placed in a "Catch-22"
situation when he was prevented from meeting with an investigator without
obtaining counsel, and was unable to obtain counsel until he had set forth the
factual basis for his claim or met with an investigator.
68
In the district court, Arthur argued that his failure to file a timely petition was
due to Alabama's failure to provide him with notice of judgment, legal
assistance, visits with investigators, or an adequate law library. The district
court noted that Alabama's evidence tended to show that Arthur was aware of
the Alabama Supreme Court's final ruling, even though no certificate of
judgment issued on 7 April 1998. It found that, in light of the long period of
time in which Arthur did nothing, Arthur had not demonstrated diligence in
obtaining the status of his Alabama Supreme Court appeal. It also found that
Arthur had not demonstrated that the lack of notice prevented him from timely
filing a petition. It found that Arthur's efforts to obtain private counsel and to
meet with private investigators did not show diligence in pursuing his habeas
claims. It found that, because Arthur had not shown that he was denied
materials from the general prison library or had made any independent efforts
to learn of the limitations period, he failed to show that the circumstances were
outside of his control and that he was diligent. It concluded that, even in
combination, the factors did not show extraordinary circumstances or that
Arthur had exercised due diligence to warrant equitable tolling. R3-55 at 21-25.
69
one year to allow for him to obtain counsel and for the attorney to become
familiar with Arthur's case, or 30 days to allow him to submit something on his
own. 16 Arthur did not subsequently file a petition for writ of certiorari to the
Supreme Court.
70
In April 2000, legal investigators Robert C. Long and Glenn Taylor requested
permission to visit Arthur "to investigate certain aspects of his case and [for the
purpose] of obtaining legal counsel for him." R2-40, Exh. F at 1. Two days
later, the Holman Correctional Facility warden advised Long that the request
was "not approved" and that "[v]isits for investigators are allowed, but by
attorney request." Id. at 2. In May 2000, attorney James G. Curenton wrote to
the prison, indicating that he was "contemplating representing" Arthur and
requested permission for his investigators to "visit . . . and interview" Arthur.
Id. at 3. The next day, the warden responded that Curenton would be
accommodated "[w]hen and if you make a decision to become . . . Arthur's
attorney or wish to come see him yourself" but that he could not "at this time . .
. approve investigators" to visit Arthur. Id. at 4.
71
After the Alabama Supreme Court's 20 March 1998 affirmance of the Alabama
Court of Criminal Appeal's decision affirming Arthur's conviction, a "certificate
of judgment" was to have issued 18 days later, which was 7 April 1998. See
Ala. R.App. P. 41(a). It is unclear when or how Arthur received information of
the Alabama Supreme Court's decision, but in any event, he was aware of it
when he wrote to the United States Supreme Court on 2 June 1998, and
believed that he had until 20 June 1998 to file his petition for writ of certiorari.
He did not, however, timely file such a petition.
72
The time period specified in 28 U.S.C. 2244 "is a statute of limitations [and]
not a jurisdictional bar," which "permits equitable tolling when a movant
untimely files because of extraordinary circumstances that are both beyond his
control and unavoidable even with diligence." Steed v. Head, 219 F.3d 1298,
1300 (11th Cir.2000) (internal quotations and citation omitted). As an
extraordinary remedy, equitable tolling "is typically applied sparingly." Id. It
may be applied if the petitioner demonstrates (1) diligence in his efforts to
timely file a habeas petition and (2) extraordinary and unavoidable
circumstances. Sandvik v. United States, 177 F.3d 1269, 1271 (11th Cir.1999)
(per curiam). A petitioner is not entitled to equitable tolling based on a showing
of either extraordinary circumstances or diligence alone; the petitioner must
establish both. Pace v. DiGuglielmo, 544 U.S. 408, 125 S.Ct. 1807, 1815, 161
L.Ed.2d 669 (2005); Justice v. United States, 6 F.3d 1474, 1478-79 (11th Cir.
1993). We review the district court's legal decision on equitable tolling de novo
and factual determinations, including that of diligence, for clear error.
Lawrence v. Florida, 421 F.3d 1221, 1224-25 (11th Cir. 2005), cert. granted on
other grounds, ___ U.S. ___, 126 S.Ct. 1625, 164 L.Ed.2d 332 (2006).17
73
74
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The record shows that Arthur was aware of the deadline to file his habeas
petition and that, although he continued to seek counsel, he neither timely filed
a pro se petition for postconviction relief nor filed a motion seeking the
appointment of counsel. Although he may have been unable to present the
testimony of the alibi witnesses until an investigation had been performed, he
was in a position to proffer the names of the individuals with whom he spoke
on the day of the murder. The record does not reflect any "repeated" efforts to
learn the status of his case or any acts by others which prevented him from
timely filing his petition. In fact, the record does not reflect any specific
actions, other than seeking pro bono counsel and requesting an extension of
time to file a petition for writ of certiorari, that Arthur took to timely file a
petition for postconviction relief, to seek counsel through either the state or
federal avenues available to him, to obtain the information regarding the
limitations period (or the options for seeking counsel through the state or
federal systems) from the prison library or to gain the assistance of others,
outside of prison, who had the ability to obtain the information for him. Absent
any such evidence of diligence, the district court did not clearly err in
finding that Arthur was not entitled to equitable relief.
V. CONCLUSION
76
Arthur has not shown that he has any legal grounds excusing the untimeliness
of his habeas petition and thus entitling him to consideration of the merits of it.
He has not established that he is actually innocent or that the district court erred
in denying him discovery and an evidentiary hearing on his claim of actual
innocence. He has not established that statutory tolling should be applied to the
statute of limitations governing his claims. He has not established that equitable
tolling should be applied to the statute of limitations governing his claims or
that the district court abused its discretion in denying discovery on his equitable
tolling claim. Accordingly, we affirm the district court's judgment denying
Arthur habeas relief.
77
AFFIRMED.
Notes:
1
Except as otherwise cited, the facts are taken from opinions of the Alabama
Court of Criminal AppealsSee Arthur v. State, 711 So.2d 1031, 1043 n.1
(Ala.Crim.App.1996) ("Arthur VI") (referencing the "earlier rendition of the
facts found at Arthur v. State, 575 So.2d 1165, 1167-70 (Ala.Crim.App.1990)
(`Arthur IV') for an overall picture of the evolution of this case").
the jurors about their views on the death penalty but not on their views
regarding a life sentence; that he was impermissibly transferred to a county
outside the county where the murder occurred; that he was unconstitutionally
indicted because he was charged twice, within the same indictment, for the
same offense and because his 1977 offense was used as an element of the
offense; that he was denied discovery and the ability to present crucial
evidence; that the prosecutor improperly extracted promises from the jurors to
rely on certain evidence; that the trial court's guilt-phase instructions were
fundamentally flawed; and that his third retrial constituted double jeopardy. He
also argued that his right to a reliable sentencing was violated when: the verdict
form given to the jury only recommended death; he was permitted to argue for
death; there was no consideration of non-statutory mitigating evidence; and the
prosecutor made improper, highly prejudicial comments during closing
arguments. He also contended that the death penalty, as applied in Alabama,
constituted cruel and unusual punishment. R1-1.
6
In the appeal from the order granting a stay of execution, Arthur was
represented by attorneys Levine and Bryan A. StevensonArthur XI, 248 F.3d at
1302.
The district court granted attorneys Suhana S. Han and Theresa Marie
Trzaskoma admissionpro hac vice, and they joined Levine in the representation
of Arthur. Han, Levine, and Trzaskoma continue to represent Arthur on appeal.
Arthur sought: the clothing that Wicker was wearing on the day of the murder,
the rape kit created on the day of the murder, the hair samples and the wig that
were recovered from Wicker's car, the hair sample and vacuum sweepings
recovered from Wicker's residence, the spent cartridge casings and pillowcase
found near Troy's body, the bullet recovered from Troy, and the photographs of
the crime scene. R2-33, Memorandum at 8
10
Arthur sought a detailed list and categorization of the books, federal habeas
corpus statutes, and other written materials carried by the library; the budget of
the library; information concerning the typewriters, photocopying machines
and writing materials available to the inmates; activities and services located in
or available at the library that were unrelated to reading, writing, and research;
information regarding the inmates' access to the library; and the prison's
document retention and destruction policy. R2-33, Memorandum at 13
11
The district court examined each individual discovery request. R3-55 at 5-8.
Arthur sought the rape kit, Wicker's clothing, the hair samples, the wig, and the
vacuum sweepings to discredit Wicker's testimony during his third trialId. at 67, n. 6. He sought the cartridge casings and bullet to show inconsistencies with
the trial testimony that the type of bullets that he purchased and the cartridges
and bullet found at the crime scene. He sought the pillowcase and crime scene
photographs to dispute expert testimony that Troy was shot at a close range.
Similar evidence was, however, presented during the trial and weighed by the
jury in their consideration during the guilt phase.
12
13
See also Coleman v. Thompson, 501 U.S. 722, 752, 111 S.Ct. 2546, 2566, 115
L.Ed.2d 640 (1991) ("[A] petitioner cannot claim constitutionally ineffective
assistance of counsel" "in state post-conviction proceedings" because "[t]here is
no constitutional right to an attorney" in such proceedings); Ohio Adult Parole
Auth. v. Woodard, 523 U.S. 272, 281, 118 S.Ct. 1244, 1250, 140 L.Ed.2d 387
(1998) (recognizing that the Supreme Court had "generally rejected attempts to
expand" distinctions accorded capital inmates including a constitutional right to
counsel in postconviction proceedings).
14
15
Arthur stated that his past experiences with these organizations were
"unpleasant and non-productive" and that they did "not have the proper funding
or staff to handle" their cases. R2-40, Exh. D at 1. He commented that
"Alabama's court-appointed attorneys don't get paid enough to care."Id. at 2.
16
The record does not contain a response from the Supreme Court to this letter
17
See also Kreutzer v. Bowersox, 231 F.3d 460, 463 (8th Cir.2000) (no equitable
tolling where "nothing in the record which suggests the respondent has lulled
[petitioner] into inaction" and a district court order granting an extension was
entered two days after the statute of limitations expired); Flanders v. Graves,
299 F.3d 974, 977 (8th Cir.2002) (no equitable tolling where petitioner failed to
show that the respondents made it impossible or difficult for him to uncover the
facts underlying the actual innocence claim or prevented him from timely filing
his habeas petition); Cantu-Tzin v. Johnson, 162 F.3d 295, 299 (5th Cir.1998)
(no equitable tolling where petitioner chose "self-representation rather than the
choice he was offered by the state" and then, "[o]nce he was ordered to proceed
. . . pro se [petitioner] . . . did nothing.")