Lawrence P. Strouse, Jr. v. Arthur A. Leonardo, As Superintendent of The Great Meadow Correctional Facility, 928 F.2d 548, 2d Cir. (1991)
Lawrence P. Strouse, Jr. v. Arthur A. Leonardo, As Superintendent of The Great Meadow Correctional Facility, 928 F.2d 548, 2d Cir. (1991)
2d 548
In 1980, following a jury trial in New York State Supreme Court, Queens
County, Strouse was convicted of two counts of murder in the second degree,
burglary in the first degree, and conspiracy to commit murder in the second and
fourth degrees. On direct appeal, the Appellate Division modified the judgment
of conviction by deleting a provision that the conspiracy sentences run
consecutively to the sentences imposed on the remaining counts. As so
modified, the convictions were unanimously affirmed. People v. Strouse, 96
A.D.2d 604, 464 N.Y.S.2d 1017 (2d Dep't 1983). Leave to appeal to the Court
of Appeals was denied. People v. Strouse, 60 N.Y.2d 971, 471 N.Y.S.2d 1040,
459 N.E.2d 205 (1983).
2
Strouse next sought a writ of habeas corpus in federal court, alleging various
constitutional errors at his trial. The district court dismissed the petition without
prejudice for failure to exhaust state remedies. After unsuccessfully presenting
his claims to the state court in a motion to vacate brought pursuant to section
440.10 of the New York Criminal Procedure Law, Strouse returned to federal
court with his now-exhausted claims. The district court denied the petition
without holding an evidentiary hearing. Strouse v. Leonardo, 715 F.Supp. 1170
(E.D.N.Y.1989). Subsequently, the district court granted a certificate of
probable cause.
On this appeal, Strouse continues to press several grounds for relief. His
principal contention is that he was denied his Sixth Amendment right to the
effective assistance of counsel because his trial counsel labored under a conflict
of interest. Because of this alleged conflict, Strouse argues, he is entitled to
issuance of the writ or, at the least, a remand for an evidentiary hearing. Strouse
also contends that the representation he received at trial was constitutionally
inadequate, even if it was not infected by a conflict of interest on the part of his
attorney. Finally, Strouse asserts that his right to a fair trial was denied because
of prosecutorial misconduct.
BACKGROUND
5
We first review the facts, as developed at the state trial, underlying Strouse's
convictions. Next, we review the facts relevant to Strouse's conflict of interest
claim.
On or about January 23, 1979, Nancy Strouse was strangled to death in her
home in Bayside, Queens. Petitioner Lawrence P. Strouse, Jr., the victim's son,
was accused of arranging the murder. At trial, the prosecution attempted to
show that Strouse, who was thirty-two years old at the time of the murder and
lived in the basement of his mother's house, hired a man named Barry Weisbrot
to kill his mother so that Strouse could inherit her estate. Weisbrot was tried
The government's case against Strouse included two witnesses, Barbara Travers
and Joseph Zicari, who testified that they were at the Strouse home on January
23, 1979 and overheard Strouse and Weisbrot planning Mrs. Strouse's murder.
Travers and Zicari gave closely corroborative testimony concerning the series
of events that occurred on the afternoon of January 23, 1979.
At about 3:00 p.m. Strouse and Travers drove to pick up Weisbrot and brought
him back to the Strouse home where Zicari was waiting. Mrs. Strouse was
apparently at work that day. Strouse took Weisbrot upstairs to his mother's
apartment while Travers and Zicari remained downstairs. After waiting
approximately 45 minutes, Travers went upstairs and found the two men in
Mrs. Strouse's bedroom looking at her fur coats, jewelry and bank books.
Strouse and Weisbrot came back downstairs after Travers went up a second
time to see what was delaying them. When they came downstairs, Strouse and
Weisbrot were carrying instantly-developed photographs they had just taken,
which Strouse said would be "good for insurance purposes in case the house
was ever robbed."
In the presence of Travers and Zicari, Strouse and Weisbrot then began
discussing how to kill Mrs. Strouse. Strouse, who often fought with his mother
and frequently voiced his desire to have her killed, stated that his mother would
be better off if she were put out of her misery but emphasized that "we got to
make it look like a robbery." Strouse suggested shooting her, but decided this
would be too bloody and messy, and also likely to be heard by the tenants
upstairs. Finally, Strouse and Weisbrot agreed that strangulation would be the
best method to employ. Weisbrot was to come to the house that evening while
Mrs. Strouse was out bowling, burglarize the house and kill Mrs. Strouse when
she returned. Weisbrot's payment, Strouse told him, would be all that he stole
from the house plus $1,200.
10
11
Nancy Strouse was strangled to death that night in the bedroom of her home.
Strouse spent the evening at Zicari's apartment. The next day, Strouse returned
home in the early afternoon, accompanied by Zicari and Zicari's cousin,
William Cassara. Zicari and Cassara entered the house first and, finding it in
disarray, went upstairs to investigate. Cassara found Mrs. Strouse's body on her
bed, a cord tied tightly around her neck. Her bedroom and the entire house were
ransacked and appeared to have been burglarized. Mrs. Strouse's car was
missing.
12
Soon after Mrs. Strouse's murder, suspicion began to focus on her son. The
police went to the house on the day of the funeral to question Strouse about his
mother's death. Strouse refused to speak with the officers and ordered them out
of the house. As they were leaving, the police noticed that Mrs. Strouse's car,
which had been reported stolen, was in the garage. Strouse had not informed
the police that the car had been recovered.
13
At trial, Travers and another witness, Kathy Shannon, testified that they
returned with Strouse to his house during a break in Mrs. Strouse's wake. While
they were there, Strouse became upset that Weisbrot had taken the car and
demanded that Travers go to Weisbrot's house and find out from him where the
car was. According to Travers, Weisbrot told her, "Tell him it's on 171st Street
by the railroad tracks. But if he touches the car, he's crazy." Weisbrot also told
Travers that he wanted to see Strouse that evening. Strouse picked up the car
himself and later that day met Weisbrot outside a bar, where they spoke in the
street for several minutes.
14
On January 28, 1979, Strouse went to the police station with his attorney. In his
interview with the police, Strouse admitted discussing burglary and murder
with Weisbrot but claimed that he was high on drugs and "was only kidding"
and that he told Weisbrot to "forget the whole thing." Strouse also claimed that
he actually tried to prevent the crime from occurring. After testifying similarly
before the grand jury, Strouse was indicted and arrested for his involvement in
the murder of his mother.
15
At his trial, Strouse was represented by James J. Cally, the attorney who was
with Strouse when he was questioned by the police. Cally had also represented
Mrs. Strouse during her lifetime. In addition to handling small real estate and
divorce matters for Mrs. Strouse, Cally had prepared and witnessed her will,
which designated Cally as alternate executor in the event that Strouse, who was
named as primary executor and sole beneficiary, predeceased his mother. The
entire will, including the part naming Cally as alternate executor, was read into
the record at trial to establish Strouse's motive.
16
More than eight months after Strouse's conviction, Cally petitioned the
Surrogate's Court to issue letters testamentary to him, presenting himself as "the
alternate executor under the said will dated April 26, 1976, and as such
[having] the capacity to file the petition, by reason of the disqualification of the
named executor, Lawerence [sic] C. [sic] Strouse."
17
The Surrogate denied Cally's petition, finding "the papers filed with the court
are not only incomplete in form and substance but more importantly, seek the
granting of letters to a person with absolutely no standing to receive them." The
Surrogate noted that the alternate executor clause in Mrs. Strouse's will
provided that Cally would become executor only in the event the primary
executor, Lawrence Strouse, predeceased his mother. Ultimately, Strouse's
brother Peter Gregory Strouse was appointed administrator.
DISCUSSION
A. Alleged Conflicts of Interest
18
19
In Cuyler v. Sullivan, 446 U.S. 335, 100 S.Ct. 1708, 64 L.Ed.2d 333 (1980),
the Supreme Court articulated the standard for assessing ineffective assistance
of counsel claims based on conflict of interest: "In order to demonstrate a
violation of his Sixth Amendment rights, a defendant must establish that an
actual conflict of interest adversely affected his lawyer's performance." Id. at
350, 100 S.Ct. at 1719. Thus, the mere possibility of a conflict is not enough to
upset a conviction; the defendant must identify an actual conflict that impeded
his lawyer's representation. Id.; United States v. Jones, 900 F.2d 512, 519 (2d
Cir.), cert. denied, --- U.S. ----, 111 S.Ct. 131, 112 L.Ed.2d 99 (1990). We
believe that Strouse has not satisfied this burden thus far.
20
Strouse's claim that Cally's prior representation of Mrs. Strouse gave rise to a
conflict of interest in his representation of Strouse is without merit. Cally's
work for Mrs. Strouse, in addition to drafting her will, consisted of occasional
real estate work and handling small matters relating to her divorce. We can
discern no way in which this prior work for Mrs. Strouse created a conflict in
Cally's representation of Strouse at his murder trial. See, e.g., Kirkpatrick v.
Butler, 870 F.2d 276, 284 (5th Cir.1989) (no conflict where defense counsel
had friendship with and had in the past represented members of murder victim's
family), cert. denied, --- U.S. ----, 110 S.Ct. 854, 107 L.Ed.2d 848 (1990); Crisp
v. Duckworth, 743 F.2d 580, 588 (7th Cir.1984) (no conflict where defense
counsel represented murder victim in unrelated criminal action and informed
defendant of the prior representation), cert. denied, 469 U.S. 1226, 105 S.Ct.
1221, 84 L.Ed.2d 361 (1985). Moreover, as one court has pointed out, such
representation may, under some circumstances, be desirable. See Kirkpatrick,
870 F.2d at 284. Strouse could well have thought that the jury would look
favorably upon his choosing his mother's lawyer to defend him.
21
We cannot as easily dismiss Strouse's claim that Cally labored under an actual
conflict of interest because he allegedly hoped to become executor upon
Strouse's conviction and thus obtain executor fees. Cally's post-trial conduct in
seeking to obtain testamentary letters as alternate executor could suggest that
Cally's loyalty to Strouse, who was named in the will as primary executor, had
been undermined. Nonetheless, on the state of the record before us, we
conclude that Strouse has not yet satisfied the Cuyler requirement of showing
an actual conflict that adversely affected his lawyer's performance.
22
23
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674
(1984), the case cited by Strouse as support for his argument that we need only
evaluate alleged conflicts from counsel's perspective, sets the standard for
general ineffectiveness claims and contains an objective as well as a subjective
component. Thus, while Strickland cautions reviewing courts to make "every
effort ... to reconstruct the circumstances of counsel's challenged conduct, and
to evaluate the conduct from counsel's perspective at the time," id. at 689, 104
S.Ct. at 2065, it also requires that the defendant show "that counsel's
representation fell below an objective standard of reasonableness." Id. at 688,
25
We cannot say on the basis of this record that Cally, either objectively or
subjectively, labored under an actual conflict of interest. First, objectively, it
was far from certain that Cally would be appointed executor if Strouse was
convicted. As the district court noted, the will provided that Cally would be
appointed executor only if Strouse predeceased his mother.
26
Strouse correctly points out that New York courts have appointed the alternate
executor as permanent executor even though the precise condition in the will
has not been satisfied. See In re Healy's Will, 255 A.D. 361, 364-65, 8 N.Y.S.2d
394, 398-99 (4th Dep't 1938); In re Mann, 86 Misc.2d 1028, 1031, 382
N.Y.S.2d 906, 908 (Surr.Ct.Westchester County 1976); In re Zalaznick, 76
Misc.2d 43, 44, 349 N.Y.S.2d 879, 881 (Surr.Ct.Bronx County 1973).
However, in these situations the courts are concerned with "giving effect to the
intent of the testator that a named person, usually a close blood relative,
administer the decedent's estate." In re Zalaznick, 76 Misc.2d at 45, 349
N.Y.S.2d at 882 (emphasis added). In this case, it was not at all evident that the
Surrogate's Court would broadly construe the appointment clause so that the
testator's attorney could receive letters.
27
apparently frustrated over the delay in administering the estate, may have
prompted Cally's application:
28
On its own iniative [sic] the court contacted on two occasions the attorneydraftsman [Cally] of the will so that a proceeding could be commenced for
admission of the will to probate and appointment of a fiduciary.
29
....
30
In view of the amount of time that has transpired since the decedent's date of
death without proper administration of estate assets and without explanation for
the delay, letters shall issued [sic] to the Public Administrator of Queens
County unless within thirty (30) days from the date hereof, a petition seeking
admission of the will and the granting of letters to an interested and eligible
party is filed with the court.
31
Given the substantial delay before Cally petitioned the Surrogate's Court and
the indication in the Surrogate's order that he contacted Cally on two occasions
to try to find an executor, we cannot agree with Strouse's statement that "[i]t is
undisputed that Cally hoped to become executor upon [Strouse's] conviction."
The facts are simply too ambiguous to support this statement.
32
33
whether Cally, at the time of trial, expected to secure the executorship through
a conviction.
34
In addition, we think the district court should hear evidence on Cally's fee
arrangement with Strouse. On the basis of undisputed evidence the district
court found that the total estate was valued at $80,000 to $100,000 and that
Cally's five percent statutory fee as executor would therefore have been only
$4,000 to $5,000. See N.Y.Surr.Ct.Proc. Act Sec. 2307(1)(a) (McKinney
Supp.1991). Cally's fees from the lengthy murder trial presumably exceeded
this amount. If, as the district court's opinion posited, Cally could not have
reasonably expected to be paid unless Strouse was acquitted, then it is unlikely
that Cally labored under a conflict of interest because of his desire to obtain
executor fees.
35
If the court finds that Cally's representation was infected by an actual conflict
of interest, it should then determine whether this conflict "adversely affected"
his performance. Cuyler, 446 U.S. at 350, 100 S.Ct. at 1719. We thus reject
Strouse's argument that he is not required to show any prejudice under the per
se rule of United States v. Cancilla, 725 F.2d 867 (2d Cir.1984). In Cancilla,
and earlier in Solina v. United States, 709 F.2d 160 (2d Cir.1983), we held that
a presumption of prejudice is justified when the alleged conflict rests on the
attorney's fear of having his own wrongdoing uncovered. See Cancilla, 725
F.2d at 868-70 (attorney implicated in crime for which client was on trial);
Solina, 709 F.2d at 164 (defendant represented by unlicensed attorney). There
is no claim here that Cally's expectation of fees as executor or his prior
representation of the murder victim would expose him to criminal or other
sanctions. Moreover, this court has repeatedly declined to extend the per se rule
"beyond the sort of egregious conduct present in Solina and Cancilla."
Waterhouse v. Rodriguez, 848 F.2d 375, 383 (2d Cir.1988), cert. denied, --U.S. ----, 110 S.Ct. 564, 107 L.Ed.2d 558 (1989); see United States v. Aiello,
900 F.2d 528, 531 (2d Cir.1990). Therefore, on remand Strouse must establish,
as required by Cuyler, an actual conflict of interest that adversely affected
Cally's performance.
36
We are confronted on this appeal with an additional problem because the state
trial court did not hold a hearing on the alleged conflict of interest. In order to
protect a defendant's right to conflict-free counsel, the trial court must initiate
an inquiry when it knows or reasonably should know of the possibility of a
conflict of interest. Wood, 450 U.S. at 272, 101 S.Ct. at 1103-04; Cuyler, 446
U.S. at 347, 100 S.Ct. at 1717-18. In Wood the Supreme Court stated that
Cuyler "mandates a reversal when the trial court has failed to make an inquiry
even though it 'knows or reasonably should know that a particular conflict
exists.' " Wood, 450 U.S. at 272 n. 18, 101 S.Ct. at 1104 n. 18 (emphasis in
original) (quoting Cuyler, 446 U.S. at 347, 100 S.Ct. at 1717).
37
38
39
40
Strouse points to several instances in his trial where he asserts his lawyer's
performance was objectively unreasonable. We need not address these alleged
deficiencies because we conclude that Strouse cannot satisfy the second
prejudice prong of Strickland, given the overwhelming evidence of guilt
adduced at trial. The Strickland Court specifically authorized this analytical
The evidence adduced at trial was so overwhelming that we cannot say there is
a "reasonable probability" that had the alleged errors in Cally's performance not
occurred "the result of the proceeding would have been different." Id. at 694,
104 S.Ct. at 2068. Not only did Strouse repeatedly voice his desire to have his
mother killed, but he hired a man to do it in the presence of two witnesses.
Those witnesses gave corroborating testimony at trial as to Strouse's agreement
with Weisbrot. Other witnesses gave testimony about several statements and
acts by Strouse before and after the crime that clearly showed his culpability
and involvement, including his statements about recovering his mother's car
from Weisbrot after it was reported stolen. Further showing his complicity,
Strouse met with Weisbrot several days after the murder and conversed with
him for several minutes. Finally, after initially refusing to speak with the police,
Strouse arrived at the police station, where he told several witnesses to make
false statements about how he had recovered his mother's car.
42
C. Prosecutorial Misconduct
43
Finally, Strouse alleges that his due process rights were violated because the
prosecutor "repeatedly and inappropriately characterized [him] as a liar and
accused him of homosexuality." The government contends that it legitimately
attempted to cast doubt on Strouse's credibility by pointing out inconsistencies
in his pre-trial and trial testimony. The government also argues that its inquiries
into Strouse's alleged homosexual activities were properly made to establish
Strouse's motive to kill his mother because this was a subject about which he
and his mother were likely to have argued.
44
45
He goes through his act. He cries. You saw him cry[,] to turn it off and on right
So what do you do when the proof of your guilt is overwhelming? What do you
do when all roads lead to only one conclusion? I submit that you start to thrash
about. You start to think of ways that you can reconcile all this damaging
information in some way that you can show that you are not guilty.
******
48
49
It was all a lie. It was his excuse that he tried to make to the police.
50
But there is one thing that shines through all those lies and those excuses. And
that is his involvement. Because he has to reconcile his involvement in some
way.
******
51
52
He goes through a big, long story on the tape of how he called it off. He said
nothing about that on the stand. Because he never called it off because he lied
about that when he went to the police. When he saw that that didn't work, he
changes gears, and now he says, "Well, I never agreed to it at all. I had nothing
to do with it. I said 'No' right from the beginning." Because he knows that he
cannot show you that he called it off. Because he never tried to call it off.
53
54 evidence shows this is not a happy relationship. This was not a loving motherThe
son relationship. It's a stormy relationship. They argue.
55
He testifies before the grand jury that his mother was driving him crazy for two
years. He's unemployed. She wants him to work. He smokes pot. He sleeps
with men in the basement. There is a problem with them.
56
We have previously set forth the test for assessing due process challenges to
prosecutorial comments. See United States v. Friedman, 909 F.2d 705, 709 (2d
Cir.1990). We must examine the remarks in the context of the entire trial to
determine whether the prosecutor's behavior amounted to prejudicial error. In
determining whether there is prejudicial error we look at three factors: the
severity of the misconduct, the measures adopted to cure the misconduct, and
the certainty of conviction absent the misconduct. Id.
57
We agree with the district court, after applying the above standards, that these
tactics did not amount to prejudicial error. While some of the prosecutor's
remarks regarding Strouse's credibility seem to have been excessive and
overzealous, we view them as the prosecutor's attempt to emphasize for the jury
the inconsistencies in Strouse's pre-trial and trial statements. In addition,
although the prosecutor was undoubtedly aware of the possible prejudicial
effect of alluding to Strouse's alleged homosexual activities, his remarks appear
to have been limited to demonstrating a source of friction between Strouse and
his mother. We therefore agree with the district court that the cumulative effect
of the prosecutor's alleged misconduct was not so severe as to amount to the
denial of a fair trial. See Darden v. Wainwright, 477 U.S. 168, 181-82, 106
S.Ct. 2464, 2471-72, 91 L.Ed.2d 144 (1986). Moreover, we believe that absent
the alleged misconduct, given the overwhelming evidence of Strouse's guilt, he
still would have been convicted. See, e.g., United States v. Modica, 663 F.2d
1173, 1181 (2d Cir.1981) (per curiam) ("if proof of guilt is strong, then the
prejudicial effect of the [prosecutor's] comments tends to be deemed
insubstantial"), cert. denied, 456 U.S. 989, 102 S.Ct. 2269, 73 L.Ed.2d 1284
(1982).
58
Accordingly, we affirm the district court's denial of Strouse's claim that he was
denied due process because of prosecutorial misconduct.
CONCLUSION
59
The judgment denying the habeas petition is vacated to the extent that it
dismissed without a hearing Strouse's claim based on his attorney's alleged
conflict of interest. The matter is remanded and the district court directed to
conduct an evidentiary hearing as to whether Strouse's attorney labored under
an actual conflict of interest and, if so, whether such a conflict adversely
affected his performance at trial. In all other respects the district court opinion
is affirmed.