Professional Documents
Culture Documents
United States Court of Appeals, Third Circuit
United States Court of Appeals, Third Circuit
3d 1392
65 USLW 2796
Karen Alexander, Dennis Drazin, Esq., and the law firm of Drazin and
Warshaw, P.C., appeal from the district court's dismissal of their complaint
under Fed R.Civ.P. 12(b)(6). Plaintiffs had alleged that New Jersey's Wrongful
Death Act, N.J.S.A. 2A:31-1 et seq., and Survival Action Act, N.J.S.A. 2A:153, violate the Equal Protection and Due Process Clauses of the Fourteenth
Amendment of the United States Constitution because they deny a cause of
action to the statutory beneficiaries unless a fetus survives past birth. For the
reasons that follow, we disagree and will affirm the district court's dismissal of
the complaint.
I. FACTS
2
On July 15, 1992, Karen F. Alexander, who was then eight and one-half
months pregnant, was admitted to the Jersey Shore Medical Center to give birth
to her child. The vital signs of Ms. Alexander's baby were taken only fourteen
minutes prior to delivery by cesarean section, and the fetus appeared normal
and healthy. Tragically, however, the child was stillborn.2
An autopsy was performed, and a death certificate was issued showing the date
of the child's birth as July 15, 1992. The birth certificate noted the child's name
was Kaylyn Elissa Alexander and that she was "stillborn" due to "cardiovascular collapse."
On July 13, 1994, Karen Alexander filed a complaint in the Superior Court of
Monmouth County, New Jersey, seeking damages individually3 and in her
capacity as Administratrix Ad Prosequendum of the Estate of Kaylyn Elissa
Alexander, Deceased, under the New Jersey Wrongful Death Act, N.J.S.A.
On October 28, 1994, Karen Alexander and Dennis Drazin, a New Jersey
lawyer, and Drazin & Warshaw, P.C., a law firm, filed a class action complaint
under 42 U.S.C. 1983 in the United States District Court for the District of
New Jersey. The suit named Christine Todd Whitman, individually, and as
Governor of the State of New Jersey, Deborah T. Poritz, individually, and as
Attorney General of the State of New Jersey,4 and the Surrogates of all twentyone counties in New Jersey as defendants. Alexander brought the action
individually, on behalf of all mothers whose fetuses had allegedly been injured
in utero by the tortious acts of a third party and who were later stillborn, on
behalf of her own stillborn child, and on behalf of all stillborn children who
were similarly situated. The complaint alleged violations of the Equal
Protection and Due Process clauses of the Fourteenth Amendment. Essentially,
the complaint alleged the New Jersey Wrongful Death Act (as interpreted by
the New Jersey Supreme Court in Giardina v. Bennett, 111 N.J. 412, 545 A.2d
139 (1988)), and the New Jersey Survival Action Act are unconstitutional
because they deny recovery on behalf of stillborn fetuses. Plaintiffs requested,
inter alia, that these statutes be declared unconstitutional, an order directing the
surrogate to issue letters of administration in the estate of Kaylyn Elissa
Alexander to Karen Alexander, and money damages.
Drazin and Drazin & Warshaw, P.C., individually and on behalf of all attorneys
and law firms (the "Drazin plaintiffs"), raised the same constitutional challenge
to the statutes, and alleged that their constitutional rights are violated because
they are precluded from bringing wrongful death and survival actions on behalf
of potential clients whose children were stillborn because of the tortious acts of
third parties.
On December 11, 1995, the Governor and the Attorney General (the "State
defendants") filed a motion to dismiss the complaint under Fed.R.Civ.P. 12(b)
(6). The Surrogates (the "County defendants") thereafter moved to join in the
state defendants' 12(b)(6) motion. Plaintiffs then cross-moved for class
III. DISCUSSION
A. THE STATUTORY SCHEME
10
It is helpful to briefly discuss the two causes of action at issue in this dispute
before proceeding with our analysis.
13
When the death of a person is caused by a wrongful act, neglect or default, such
as would, if death had not ensued, have entitled the person injured to maintain
an action for damages resulting from the injury, the person who would have
been liable in damages for the injury if death had not ensued shall be liable in
an action for damages, notwithstanding the death of the person injured and
N.J.S.A. 2A:31-1.
15
16
A wrongful death action is available when a child is killed by the tortious act of
another.
17
When parents sue for the wrongful death of a child, damages should not be
limited to the well-known elements of pecuniary loss such as the loss of the
value of the child's anticipated help with household chores, or the loss of
anticipated direct financial contributions by the child after he or she becomes a
wage earner .... [I]n addition, the jury should be allowed, under appropriate
circumstances, to award damages for the parents' loss of their child's
companionship as they grow older, when it may be most needed and valuable,
as well as the advice and guidance that often accompanies it.
18
Green v. Bittner, 85 N.J. 1, 424 A.2d 210, 211 (1980). However, damages for
these additional items are confined to their pecuniary value, not including the
value of the emotional loss. Id.
19
Damages for the wrongful death of an infant are likewise recoverable and, "like
wrongful-death damages generally, are limited to economic matters[ ] [such as]
... the pecuniary value of the child's help with household chores, the pecuniary
value of the child's anticipated financial contributions, and the pecuniary value
of the child's companionship ... as the parents grow older." Carey v. Lovett, 132
N.J. 44, 622 A.2d 1279, 1291 (1993) (citing Green, 424 A.2d at 211).
However, "[t]he problem in evaluating the economic value of a newborn's life
is obvious. No one can know much, if anything, about the infant and his or her
future economic worth. That difficulty, however, should not preclude any
award. Some award is appropriate even though the inferences, and estimate of
damages, are based on uncertainties." Carey, 622 A.2d at 1291.
20
The particular aspect of New Jersey's wrongful death action that gives rise to
the instant controversy arises from the holding in Giardina v. Bennett, 111 N.J.
412, 545 A.2d 139 (1988). There, the New Jersey Supreme Court held that the
New Jersey Wrongful Death Act does not permit recovery for damages
attributable to the wrongful death of a fetus. However, even though the parents
cannot recover for the death of the fetus in such cases, they can recover
damages for their own injuries that result from the tortious conduct. "[M]edical
malpractice causing an infant stillbirth constitutes a tort against the parents,
entailing the direct infliction of injury, their emotional distress and mental
suffering, for which they are entitled to recover compensatory damages." Id.
545 A.2d at 139.
2. SURVIVAL ACTION.
21
22
At common law, a right to bring an action in trespass was personal and died
with the person. Canino v. New York News, Inc., 96 N.J. 189, 475 A.2d 528,
529 (1984). Accordingly, survival actions, like wrongful death actions, did not
exist. Soden v. Trenton and Mercer County Traction Co., 127 A. 558, 559
(N.J.1925). Survival action statutes modify the common law rule and provide
that the personal right of action in trespass survives to the personal
representative of the decedent's estate. Id., at 559.
23
24
Executors and administrators may have an action for any trespass done to the
person or property, real or personal, of their testator or intestate against the
trespasser, and recover their damages as their testator or intestate would have
had if he was living.
25
In those actions based upon the wrongful act, neglect, or default of another,
where death resulted from injuries for which the deceased would have had a
cause of action if he had lived, the executor or administrator may recover all
reasonable funeral and burial expenses in addition to damages accrued during
the lifetime of the deceased.
26
27
The court in Giardina did not address rights of recovery on behalf of stillborn
children under New Jersey's survival action. However, the district court here
found that "it is clear by the implications of the holding in Giardina and by the
language of the survival action statute itself that the New Jersey Legislature did
not intend to provide the parents of unborn or stillborn fetuses with a statutory
cause of action for survival." Dist.Ct.Op. at 13. Neither party to this appeal
disagrees with that portion of the district court's holding, and we will therefore
assume that New Jersey's survival action, like the wrongful death action, is
limited to situations where the fetus survives until after birth.
Ms. Alexander asserts a claim under 42 U.S.C. 1983 on behalf of her stillborn
child, Kaylyn Elissa, and all stillborn children and fetuses, alleging that the
exclusion of stillborn children and fetuses from the coverage of New Jersey's
wrongful death and survival actions violates the United States Constitution. 42
U.S.C. 1983 provides in relevant part:
31
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State..., subjects, or causes to be subjected, any citizen of the
United States or other person within the jurisdiction thereof to the deprivation
of any rights, privileges, or immunities secured by the Constitution and laws,
shall be liable to the party injured in any action at law, suit in equity, or other
proper proceeding for redress.
32
42 U.S.C. 1983. Section 1983 "is not itself a source of substantive rights, but
a method for vindicating federal rights elsewhere conferred by those parts of
the United States Constitution and federal statutes that it describes." Baker v.
McCollan, 443 U.S. 137, 145 n. 3, 99 S.Ct. 2689, 2695 n. 3, 61 L.Ed.2d 433
(1979).
33
Ms. Alexander's claim on behalf of her stillborn child is grounded in the Equal
Protection Clause of the Fourteenth Amendment, which provides that: "No
State shall ... deny to any person within its jurisdiction the equal protection of
the laws." U.S. CONST. amend. XIV, 1.8 In essence, Ms. Alexander argues
that her stillborn child was a "person" who is denied the equal protection of the
law because, under New Jersey law, wrongful death and survival actions can be
maintained on behalf of children who are injured prenatally, are born and then
die as a result of the prenatal injury, whereas, under New Jersey law, wrongful
death and survival actions cannot be maintained on behalf of stillborn children.
34
However, Ms. Alexander can only establish a claim on behalf of her child under
the Fourteenth Amendment if her child (and others similarly situated) fall(s)
within the protections afforded "person[s]" as that term is used in the
Fourteenth Amendment, and it is clear it does not. The Supreme Court has
already decided that difficult question for us in Roe v. Wade, 410 U.S. 113,
158, 93 S.Ct. 705, 729, 35 L.Ed.2d 147 (1973). There, the Court expressly held
that "the word 'person,' as used in the Fourteenth Amendment does not include
the unborn." The Court held that "person" has "application only postnatally."
Id. at 157, 93 S.Ct. at 728-29. That constitutional principle was more recently
re-affirmed in Planned Parenthood of Southeastern Pennsylvania v. Casey, 505
U.S. 833, 846, 112 S.Ct. 2791, 2804, 120 L.Ed.2d 674 (1992). There, Justice
Stevens, writing separately from the joint opinion of Justices O'Connor,
Kennedy and Souter, wrote that, as a matter of federal constitutional law, a
fetus is a "developing organism that is not yet a 'person' " and "does not have
what is sometimes described as a 'right to life.' " Id. at 913, 112 S.Ct. at 2839
(Stevens, J., concurring in part and dissenting in part). This principle "remains a
fundamental premise of our constitutional law governing reproductive
autonomy." Id. at 914, 112 S.Ct. at 2839. Since the unborn are not persons
within the meaning of the Fourteenth Amendment, no claim alleging an equal
protection violation can be brought on behalf of the stillborn child.9
35
Of course, as noted above, our inquiry must accept all well pleaded facts as true
and we note that the complaint avers that the stillborn child was a human being
from the moment of conception. 10 However, even if that is established as a
matter of fact, we must look to controlling law to determine what effect, if any,
that fact has upon our analysis. Our inquiry is not a factual one. It is a legal one.
The question is not whether a stillborn child is a human being from the moment
of conception, but whether that unborn "human being" is included within the
meaning of "person" contained in the Fourteenth Amendment. That legal
question was resolved over twenty-four years ago when the Supreme Court
decided Roe. In fact, the Court there specifically differentiated between the
factual inquiry into when life begins, and the legal issue of the scope of the
410 U.S. at 159, 93 S.Ct. at 730. Thus, it is immaterial that the complaint
pleads that a stillborn child is a human being from conception.
38
39
40
The plaintiffs attempt to leverage this language by arguing that the New Jersey
Supreme Court has recognized as scientific fact that an unborn child is a human
being from the moment of conception. However, even assuming the court has
recognized this as fact, it does not follow that that court has also recognized the
unborn child to be a "person" under the Fourteenth Amendment. Moreover,
even if it had, it should be clear that no such holding could contravene or
reverse the contrary holding of the United States' Supreme Court. Quite simply,
a state cannot "declare a fetus a person" and thereby add "new persons to the
constitutional population." Ronald Dworkin, Unenumerated Rights: Whether
and How Roe Should Be Overruled, 59 U.CHI.L.REV. 381, 400. In addition,
Smith was decided on common law principles and created a common law
remedy for a surviving child harmed by a prenatal injury. No federal
constitutional principles were implicated in that court's analysis.
41
The short answer to plaintiffs' argument is that the issue is not whether the
unborn are human beings, but whether the unborn are constitutional persons.13
It is beyond question that medical and scientific knowledge has advanced
significantly since Roe. However, even with those advances, the Supreme
Court has consistently adhered to Roe 's holding that the unborn are not persons
under the Fourteenth Amendment. See Planned Parenthood of Southeastern
Pennsylvania, 505 U.S. at 855-61, 112 S.Ct. at 2808-12. Therefore, plaintiffs'
argument that Roe was based on imperfect science is to no avail.14
42
The Due Process Clause not only requires that the government follow
appropriate procedures when it seeks to "deprive any person of life, liberty or
property," it also prevents "certain government actions regardless of the
fairness of the procedures used to implement them." Daniels v. Williams, 474
U.S. 327, 331, 106 S.Ct. 662, 665, 88 L.Ed.2d 662 (1986). Thus, the Due
Process Clause has a substantive component which guarantees that "all
fundamental rights comprised within the term liberty are protected by the
Federal Constitution from invasion by the States." Planned Parenthood of
Southeastern Pennsylvania, 505 U.S. at 847, 112 S.Ct. at 2804 (quoting
Whitney v. California, 274 U.S. 357, 373, 47 S.Ct. 641, 647, 71 L.Ed. 1095
(1927) (Brandeis, J., concurring)).
48
Although the "outer limits of the substantive sphere of liberty which the
Fourteenth Amendment protects" have not been defined, Id., at 848, 112 S.Ct.
at 2805, certain protected liberties fall within the ambit of protection. Thus,
those to whom the Amendment applies have a right to be free
49 bodily restraint but also the right ... to contract, to engage in any of the common
from
occupations of life, to acquire useful knowledge, to marry, establish a home and
bring up children, to worship God according to the dictates of [their] own
conscience[s], and generally to enjoy those privileges long recognized ... as essential
to the orderly pursuit of happiness by free men.
50
Board of Regents v. Roth, 408 U.S. 564, 572, 92 S.Ct. 2701, 2707, 33 L.Ed.2d
548 (1972) (quoting Meyer v. Nebraska, 262 U.S. 390, 399, 43 S.Ct. 625, 62627, 67 L.Ed. 1042 (1923)).
51
52
"The first step in any substantive due process review is to determine the
standard of review." Sammon v. New Jersey Bd. of Med. Examiners, 66 F.3d
639, 643-44 (3d Cir.1995). Ms. Alexander argues that we must give these New
Jersey statutes strict scrutiny because they impact upon a woman's
"relationship" with an unborn fetus, and that relationship is within this protected
zone of privacy included in the substantive component of the Due Process
Clause.
53
Ms. Alexander argues that her relationship with her unborn child during
pregnancy is itself a fundamental interest, and that these statutes should receive
strict scrutiny because they impact upon that relationship. However, we need
not now determine whether a mother's relationship with her unborn child during
pregnancy is a fundamental interest because the New Jersey statutes at issue
here do not affect Ms. Alexander's relationship with her unborn child. A
mother's relationship with her fetus is exactly the same whether or not she can
bring a wrongful death or survivor action. It is not the relationship that is
affected here, it is the ability to recover for the loss of that relationship.
55
Neither the Wrongful Death Act nor the Survival Action Act interfered with
any decision Karen Alexander made or might have made about her stillborn
child. It is impossible for us to imagine that any such decision would be the
least bit influenced by whether or not a mother could bring a wrongful death or
survival action to recover damages for the loss of a fetus. Ms. Alexander's
assertion of a constitutionally impermissible interference with a fundamental
interest is grounded in her argument that stillborn children and fetuses are being
denied the protection of New Jersey's tort law. The purpose of those laws, she
argues, "is the deterrence of conduct which injures and kills others, and the
promotion of caution to protect health and life." Appellants' Brief at 4. The
denial of the tort law's protection is alleged to be the resulting infringement
upon her fundamental interest in her relationship with her stillborn child.
Appellants' Brief at 32.
56
However, that argument misstates the reality of New Jersey's tort law system.
The wrongful death and survival statutes do preclude Ms. Alexander from
instituting certain kinds of law suits on her own behalf, and on behalf of her
unborn child. However, she is not being denied the protection of the state's tort
law. She has a tort remedy and that remedy is a common law cause of action to
recover for emotional distress and any injury to herself when medical
malpractice causes the stillbirth of a baby.
57
The gravity of such negligence, the foreseeability of parental suffering, and the
genuineness of injury and loss present a compelling case for recognition of the
direct injury to the parents.
58
59
60
Karen Alexander also relies heavily upon Levy v. Louisiana, 391 U.S. 68, 88
S.Ct. 1509, 20 L.Ed.2d 436 (1968), its companion case, Glona v. American
Guar. & Liab. Ins. Co., 391 U.S. 73, 88 S.Ct. 1515, 20 L.Ed.2d 441 (1968), and
Weber v. Aetna Cas. and Sur. Co., 406 U.S. 164, 92 S.Ct. 1400, 31 L.Ed.2d
768 (1972). However, those cases addressed the constitutionality of legislative
enactments that discriminated against persons on the basis of having been born
out of wedlock. They did not implicate substantive due process. Instead, they
were equal protection challenges to statutory classifications. Levy invalidated
the provisions of a state statute that excluded illegitimate children from the
class of children entitled to recover for a parent's death under Louisiana's
wrongful death statute and Glona involved the same statute's exclusion of a
mother from recovering for the wrongful death of her illegitimate son. Weber
invalidated the provisions of Louisiana's workman's compensation statute
which excluded unacknowledged illegitimate children from recovering for the
death of their wage-earner father.
61
In deciding Levy, the Supreme Court recognized that the illegitimate children's
right to recover "involve[s] the intimate, familial relationship between a child
and his own mother," Levy, 391 U.S. at 71, 88 S.Ct. at 1511. That recognition
informed the decisions in Glona and Weber. However, the interest at issue in
each of those cases was the classification of the child's legitimacy, "and the
inability of both parent and child to reverse the burdens imposed by
illegitimacy." Laurence H. Tribe, AMERICAN CONSTITUTIONAL LAW
16-24, at 1554 (2d ed. 1988). The cases were not decided upon the basis of the
family relationship as Ms. Alexander argues. In Parham v. Hughes, the Court
explained the basis of Levy and its progeny.
62 basic rationale of these decisions is that it is unjust and ineffective for society to
The
express its condemnation of procreation outside the marital relationship by
punishing the illegitimate child who is in no way responsible for his situation and is
unable to change it.
441 U.S. at 352, 99 S.Ct. at 1746. 16
63
In Parham, the Court upheld a Georgia statute that restricted the class of
persons who were entitled to bring wrongful death actions to recover for the
death of an illegitimate child. Under that statute, only the mother, and those
fathers who had legitimated the child in the manner prescribed by statute, could
file suit. The plaintiff was the father of an illegitimate child whom he had not
legitimated. The father had, however, signed the child's birth certificate and had
contributed to the child's support. When the child and its mother were killed in
an auto accident, the father brought a wrongful death action in state court. The
defendant moved for summary judgment on the grounds that the applicable
statute precluded the suit because plaintiff had not legitimated the child, but the
trial court denied the motion on the grounds that the statute violated both the
Equal Protection and Due Process Clauses. On appeal, the Georgia Supreme
Court reversed, and the Supreme Court thereafter accepted the appeal from that
decision to decide "whether [the] statutory scheme violates the Equal Protection
or Due Process Clause of the Fourteenth Amendment by denying ... the right to
sue for the child's wrongful death." Id. at 349, 99 S.Ct. at 1744. The Court
refused to apply the heightened scrutiny it had applied in Weber, and upheld
the statute using the "rational means" test, and the concomitant presumption of
validity. The Court reasoned that the classification established under the statute
was a rational means of limiting tort claims, as well as false claims of paternity.
The Court focused primarily upon the classification, and did not base its
analysis upon whether the statute deprived plaintiff of a fundamental right
noting--in passing--"[i]t can not seriously be argued that a statutory entitlement
to sue for the wrongful death of another is itself a 'fundamental' or
constitutional right." Id. at 358, 99 S.Ct. at 1749. Ms. Alexander's Equal
Protection and Due Process claims must fail for the same reason. The statutes
do not interfere with her relationship with her fetus as she claims, nor do they
interfere with a fundamental right.
64
Parents do, of course, have a fundamental liberty interest in the care and
custody of their children, Santosky v. Kramer, 455 U.S. 745, 753, 102 S.Ct.
1388, 1394-95, 71 L.Ed.2d 599 (1982); see also Lehr v. Robertson, 463 U.S.
248, 258, 103 S.Ct. 2985, 2991, 77 L.Ed.2d 614 (1983) ("[T]he relationship of
love and duty in a recognized family unit is an interest in liberty entitled to
constitutional protection."). Moreover, there is an intense emotional bond
consisting of the great joy and hope that naturally develops between a mother
and the child she is carrying in her womb. Indeed, it is the awareness of the
reality and intensity of the mother-fetal bond which apparently led the New
Jersey Supreme Court to create a parental right of recovery for the emotional
distress suffered by the parents when medical malpractice causes a stillbirth.
Giardina, 545 A.2d at 140.
65
Karen Alexander's actual complaint is with the tort remedy that New Jersey has
provided. She would prefer to be able to institute a wrongful death and survival
action, either in lieu of, or in addition to, the tort remedy first recognized in
Giardina v. Bennett.17 Since there are rather severe limitations on the emotional
distress that one can recover for under Giardina, the concern is that the mother
of a stillborn will not be able to show the degree of severity necessary to
recover, in spite of the fact that negligence and causation are shown. However,
the fact that a mother may not be able to prove the degree of emotional distress
necessary to recover in a given case does not mean that mothers whose children
are stillborn because of the tortious conduct of others are denied the protection
of New Jersey's tort law.
66
Since New Jersey has not infringed upon any relationship Ms. Alexander had
with her stillborn infant, this substantive due process claim does not merit strict
scrutiny review. Accordingly, we inquire only to see if it is a rational means of
achieving a legitimate state interest. When subjecting a state statute to rational
basis review, "a court ... is not entitled to second guess the legislature on the
factual assumptions or policy considerations underlying the statute." Sammon,
66 F.3d at 645. The only inquiry permitted "is whether the legislature rationally
might have believed that the predicted reaction would occur or that the desired
end would be served." Id. It is up to the person challenging the statute to
"convince the court that the legislative facts on which the classification [of the
statute] is apparently based could not reasonably be conceived as true by the
governmental decisionmaker." Id. at 646 (quoting Vance v. Bradley, 440 U.S.
93, 111, 99 S.Ct. 939, 949-50, 59 L.Ed.2d 171 (1979)). A statute "withstands a
substantive due process challenge if the state identifies a legitimate state
interest that the legislature rationally could conclude was served by the statute."
Id. at 645.
67
One cannot seriously argue that New Jersey has no interest in defining who is
entitled to recover for injuries and in setting limits on tort recovery for
wrongful death. The requirement that the child on whose behalf a wrongful
death and survival action is instituted have been born alive is rationally related
to that interest. New Jersey has chosen to draw a bright line that eliminates the
nearly impossible problems of proof inherent in such actions when injury to a
fetus is at issue. Absent the limitation in these statutes it would be difficult, if
not impossible, to prohibit a wrongful death or survival action no matter how
early the fetus was in its development. This would mean that one could recover
if it could be established that a zygote would have developed had not an alleged
tortfeasor injured a developing fertilized egg seconds after the union of sperm
and egg. Although a state could permit recovery for an injury to that which
would later develop into a fetus, it is certainly not required to do so under the
Due Process or Equal Protection Clauses. Limiting such actions in the manner
that New Jersey has chosen is both reasonable and practical. Ms. Alexander
argues that including stillborn children and fetuses within the coverage of
wrongful death and survival actions would not harm New Jersey's legitimate
interest in setting limits on tort recovery. She may be correct, but that is not for
us to determine. Her disagreement is with the legislative policy decision about
where the line should be drawn and "those disputes are not legally relevant
under substantive due process jurisprudence." Id. at 647.
2. THE EQUAL PROTECTION CLAIM.
68
69
70
However, the clause does not require that things which are different in fact be
treated in law as though they are the same. Plyler, 457 U.S. at 216, 102 S.Ct. at
2394. "The initial discretion to determine what is 'different' and what is 'the
same' resides in the legislatures of the States." Id. Accordingly, "the Fourteenth
Amendment permits the States a wide scope of discretion in enacting laws
which affect some groups of citizens differently than others." McGowan v.
Maryland, 366 U.S. 420, 425, 81 S.Ct. 1101, 1105, 6 L.Ed.2d 393 (1961).
Therefore, "a statutory classification that neither proceeds along suspect lines
nor infringes fundamental constitutional rights must be upheld against equal
protection challenge if there is any reasonably conceivable state of facts that
could provide a rational basis for the classification." Federal Communications
Comm. v. Beach Communications, 508 U.S. 307, 313, 113 S.Ct. 2096, 2101,
124 L.Ed.2d 211 (1993).18
71
Ms. Alexander argues that New Jersey's exclusion of the stillborn and fetuses
from coverage under the wrongful death and survival acts creates two distinct
classes.19 The first class consists of all mothers whose injured fetuses are born
but die as a result of the prenatal injury. The second class--the Karen Alexander
class--consists of all mothers whose fetuses are tortiously injured in utero and
die in the womb or are stillborn as a result. New Jersey law allows a wrongful
death and survival action to mothers in the first class, but not to those in the
second class. That much is not disputed; however, Ms. Alexander's argument
fails because she also argues that there is no difference between the mothers in
those two classes. She asserts that mothers in her class sustained "the same loss
as other mothers to whom New Jersey gives the claim." Appellants' Brief, at
19. While that may be true insofar as it states the similarity between the
respective tragedies, it is not true insofar as it attempts to foster a principle of
Equal Protection jurisprudence.
72
Ms. Alexander's Equal Protection claim parallels her Due Process claim in that
she argues that New Jersey's classification affects fundamental rights, i.e., a
mother's interest in her relationship with her child. However, as discussed
earlier, Karen Alexander has not demonstrated how these statutes affect her
relationship with her unborn child. Therefore, her own Equal Protection
challenge is also entitled only to "rational basis" scrutiny. The rational basis
standard is a "relatively relaxed standard reflecting the Court's awareness that
the drawing of lines that create distinctions is peculiarly a legislative task and
an unavoidable one." Massachusetts Bd. of Retirement v. Murgia, 427 U.S.
307, 314, 96 S.Ct. 2562, 2567, 49 L.Ed.2d 520 (1976). Although New Jersey
could have chosen to afford all mothers whose fetuses are injured a cause of
action under the challenged statues, the wisdom of not doing so is not before us.
It is the legality of not doing so that we must decide, and we do not think the
distinction that the state has drawn is illegal.
73
[R]ational basis review in equal protection analysis is not a license for courts to
judge the wisdom, fairness, or logic of legislative choices. Nor does it authorize
the judiciary [to] sit as a superlegislature to judge the wisdom or desirability of
legislative policy determinations made in areas that affect neither fundamental
rights nor proceed along suspect lines. For these reasons, a classification neither
A statute is presumed constitutional ... and the burden is on the one attacking
the legislative arrangement to negative every conceivable basis which might
support it, whether or not the basis has a foundation in the record. Finally,
courts are compelled under rational-basis review to accept a legislature's
generalizations even when there is an imperfect fit between means and ends. A
classification does not fail rational-basis review because it is not made with
mathematical nicety or because in practice it results in some inequality. The
problems of government are practical ones and may justify, if they do not
require, rough accommodations--illogical, it may be, and unscientific.
75
Heller v. Doe, 509 U.S. 312, 319-21, 113 S.Ct. 2637, 2642-43, 125 L.Ed.2d
257 (1993). The "standard of rationality ... must find some footing in the
realities of the subject addressed by the legislation." Id. at 321, 113 S.Ct. at
2643. Only when the classification "rests on grounds wholly irrelevant to the
achievement of the State's objectives" does a statute fail rational basis review.
Id. at 323, 113 S.Ct. at 2644.
76
As noted above, Ms. Alexander's attorney and his law firm (the Drazin
plaintiffs) also challenge these statutes. They allege a constitutional violation of
their rights because they are precluded from bringing wrongful death and
survival actions on behalf of Karen Alexander and other potential clients whose
children were stillborn because of the wrongful acts of third parties. We are
aware of no constitutional provision that creates a right in attorneys to bring
lawsuits under the circumstances involved here. Moreover, the district court
quite properly concluded that Ms. Alexander is the party best suited to
challenge these statutes and held that the Drazin plaintiffs lack standing. See
Amato v. Wilentz, 952 F.2d 742 (3d Cir.1991).
79
80
952 F.2d at 749 (citations omitted). We added that a court may consider other
"factors [that] may also be relevant to the ultimate prudential consideration." Id.
at 750. The nature of the claim asserted by the Drazin plaintiffs would fall
woefully short of these considerations even if it comported with the more
formal "case and controversy" components of Article III standing. Indeed,
whatever loss the Drazin plaintiffs may assert here is reduced to such
insignificance (if not absurdity) by Ms. Alexander's tragic loss that we can not
help but wonder how the Drazin plaintiffs can seriously challenge the district
court's ruling as to their lack of standing. Moreover, since we conclude that
there is no constitutional violation here, the Drazin plaintiffs' marginal claim
fails in any event.
IV. CONCLUSION
81
(citing San Antonio Independent Sch. Dist. v. Rodriguez, 411 U.S. 1, 33, 93
S.Ct. 1278, 1296-97, 36 L.Ed.2d 16 (1973)). Rather, fundamental interests are
those which "have their source, explicitly or implicitly, in the Constitution." Id.
(citing Plyler, 457 U.S. at 217 n. 15, 102 S.Ct. at 2395 n. 15 (1982)).
82
For the reasons set forth above we hold that Ms. Alexander has failed to
establish that New Jersey's limitation on wrongful death and survival actions is
unconstitutional, and we therefore affirm the judgment of the district court.
83
84
85
Second, I think that our substantive due process inquiry must be informed by
history. It is therefore significant that at the time of the adoption of the
Fourteenth Amendment and for many years thereafter, the right to recover for
injury to a stillborn child was not recognized. See Giardina v. Bennett, 111 N.J.
412, 545 A.2d 139, 143 (1988); Smith v. Brennan, 31 N.J. 353, 157 A.2d 497,
498 (1960).
Deborah T. Poritz was the Attorney General for the State of New Jersey when
this suit was instituted. Since that time, Deborah T. Poritz resigned as Attorney
General and was appointed Chief Justice of the Supreme Court of New Jersey.
Subsequently, Peter Verniero was appointed the Attorney General. Pursuant to
Fed.R.App.Proc. 43(c), Peter Verniero is automatically substituted as a party
plaintiff for Deborah T. Poritz
In plaintiffs' motion for summary judgment states that the child died "while she
was still in her mother's womb and before her actual birth, and was therefore
declared 'stillborn'." Joint Appendix, at 37. The hospital's records state that the
child had "interpartum demise." Id
In the state court action, Karen Alexander seeks recovery in her individual
capacity for the emotional distress and mental suffering which resulted from
the stillbirth allegedly caused by the medical malpractice of the defendants
See n. 1, supra
By those Consent Orders, the fifteen Surrogates agreed not to file any further
submissions opposing the factual and legal contentions of the plaintiffs and
agreed to be bound by all future interlocutory and final orders of the district
court. (112A-147A)
Our discussion of the claim brought on behalf of the stillborn child assumes
that Karen Alexander has standing to assert the claim
Because the unborn are not persons within the meaning of the Fourteenth
Amendment, it follows that the unborn are not encompassed within the
meaning of the term "person" or "citizen" for purposes of 42 U.S.C. 1983.
See Reed v. Gardner, 986 F.2d 1122, 1127-28 (7th Cir.1993)
10
Smith v. Brennan overruled Stemmer v. Kline, 128 N.J.L. 455, 26 A.2d 489
(N.J.1942), which did not allow a surviving a child a cause of action in tort for
prenatal injuries. Stemmer v. Kline declined to recognize a cause of action for
prenatal injury based, in large part, upon Dietrich v. Inhabitants of
Northampton, 138 Mass. 14, 52 Am.Rep. 242 (Sup.Jud.Ct.1884), which was a
wrongful death case where the child was apparently stillborn. Dietrich held that
Massachusetts' wrongful death statute was inapplicable to a fetus, based on its
view that a child is part of its mother before birth and does not have a separate
existence or personality
12
Perhaps realizing the import of its holding that a child is in existence from the
moment of conception, the New Jersey Supreme Court qualified its language.
The court wrote:
The semantic argument whether an unborn child is a "person in being" seems to
us to be beside the point. There is no question that conception sets in motion
biological processes which if undisturbed will produce what every one will
concede to be a person in being. If in the meanwhile those processes can be
disrupted resulting in harm to the child when born, it is immaterial whether
before birth the child is considered a person in being. And regardless of
analogies to other areas of the law, justice requires that the principle be
recognized that a child has a legal right to begin life with a sound mind and
body. If the wrongful conduct of another interferes with that right, and it can be
established by competent proof that there is a causal connection between the
wrongful interference and the harm suffered by the child when born, damages
for such harm should be recoverable by the child.
Smith, 157 A.2d at 503.
13
14
time limits on the realization of competing interests, and the divergences from
the factual premises of 1973 have no bearing on the validity of Roe 's central
holding, that viability marks the earliest point at which the State's interest in
fetal life is constitutionally adequate to justify a legislative ban on
nontherapeutic abortions.
Planned Parenthood, 505 U.S. at 860, 112 S.Ct. at 2811 (citations omitted).
15
16
Ms. Alexander criticizes the district court for relying upon Roe while not even
citing Levy. See Appellant's Br. at 40. However, it is easy to understand why
the district court did not cite Levy, Glona, or Weber. Those cases are simply
not relevant to the issues raised here
17
18
19
Actually, Karen Alexander posits four classes. The first class is the largest class
and is composed of all mothers who are pregnant. The second class is
contained in the first class and is composed of pregnant mothers whose children
sustain a prenatal injury. The third class is a subclass of the second class and