Professional Documents
Culture Documents
Gerson Grosfeld v. Dr. Harold P. Morris, Gerson Grosfeld v. Maj. James R. McCarter, 448 F.2d 1004, 4th Cir. (1971)
Gerson Grosfeld v. Dr. Harold P. Morris, Gerson Grosfeld v. Maj. James R. McCarter, 448 F.2d 1004, 4th Cir. (1971)
2d 1004
* The registrant, Gerson Grosfeld, was a college student from September, 1964,
until June, 1968. For each of these four undergraduate years he requested and
was granted a II-S student deferment. Upon graduation he was classified I-A.
Thereafter, he entered the University of Arizona as a full-time graduate student
and a part-time teaching assistant. On the basis of these positions, Grosfeld
requested his board to grant him a II-S graduate student deferment or a II-A
occupational deferment. His board treated these requests as an appeal from his
I-A classification and forwarded them to the appeal board along with the rest of
Grosfeld's file. The appeal board affirmed Grosfeld's I-A classification on
December 5, 1968.
On March 26, 1969, Grosfeld received an order to report for induction on April
15, 1969. He immediately wrote to his board to request a I-S graduate
deferment in order to finish the school year. The board refused this request for a
change in classification but notified him that his actual induction would be
delayed until June so he could complete his course of study.
On August 11, 1969, Grosfeld wrote again to his local board-this time claiming
that he was a conscientious objector due to religious training and belief.
Thereafter, he filled out and filed Selective Service Form 150 in which he
alleged an upbringing in Orthodox Judaism, his belief in the basic ethical tenets
of that tradition, and his realization upon receipt of his induction order that he
could not in conscience serve in any war. Simultaneously he filed letters from
two close friends and four rabbis which attested to the sincerity of his beliefs.
On October 6, 1969, the board held what it termed a "courtesy interview" at
which it took sworn testimony from Grosfeld and his father. On November 22,
1969, the board refused to reopen and ordered Grosfeld to report for induction
on December 3, 1969.
On November 25, 1969, Grosfeld filed a second action (No. 14,155) in the
district court in which he alleged a number of irregularities including a claim
that the board had wrongfully refused to reopen. The district court denied relief
on the ground that Sec. 10(b) (3) precluded pre-induction judicial review.
III
9
In both actions, Grosfeld alleged that the district court had jurisdiction under
the Mandamus and Venue Act of 1962, 28 U.S.C.A. Sec. 1361, and the Federal
Habeas Corpus Statute, 28 U.S.C.A. Sec. 2241. In his second action he added
28 U.S.C.A. Sec. 1331(a) as an alleged jurisdictional foundation. We need not
consider, however, whether Grosfeld is now by virtue of his induction order "in
custody" within the meaning of 28 U.S.C.A. Sec. 2241(c) (1) or whether the
$10,000 jurisdictional amount required by 28 U.S.C.A. Sec. 1331(a) is present,
because we consider Sec. 1361 an adequate jurisdictional basis for these two
actions. It provides that
10 district courts shall have original jurisdiction of any action in the nature of
The
mandamus to compel an officer or employee of the United States or any agency
thereof to perform a duty owed to the plaintiff.
11
Nor need we be concerned with the extent to which the traditional mandamus
dichotomy between ministerial and discretionary administrative functions
survives in Sec. 1361 as a limitation on judicial review. See e. g., Byse &
Fiocca, Section 1361 of the Mandamus and Venue Act of 1962 and
"Nonstatutory" Judicial Review of Federal Administrative Action, 81
Harv.L.Rev. 308, 331-36 (1967); L. Jaffe, Judicial Control of Administrative
Action, 181-82 (1965). That limitation on traditional mandamus relief reflected
the policy that the judiciary should not control an administrative officer's valid
exercise of a delegated power. Here, however, Grosfeld claims that his board
has no authority under the Selective Service Act to refuse to reopen his
classification, consider his new grounds for deferment, and permit him an
administrative appeal from an adverse decision. If his argument is correct,
judicial review would not interfere with the board's exercise of a legitimate
discretionary power. Therefore, even under traditional mandamus principles,
Sec. 1361 confers jurisdiction to consider this claim. See Carey v. Local Board
No. 2, 297 F.Supp. 252, 254-55 (D.Conn.), aff'd, 412 F.2d 71 (2 Cir. 1969) (per
curiam).3
IV
12
The main issue raised by these appeals concerns the government's argument
that Sec. 10(b) (3) of the Selective Service Act of 1967, 50 U.S.C.A. App. Sec.
460(b) (3), deprived the district court of jurisdiction to review the board's
actions prior to induction or attempted induction. Section 10(b) (3) provides:
Oestereich was followed by Clark v. Gabriel, 393 U.S. 256, 89 S.Ct. 424, 21
L.Ed.2d 418 (1968). There the Court upheld the constitutionality of Sec. 10(b)
(3) and concluded that it barred preinduction judicial review of a registrant's
claim that his board had made an erroneous factual determination of his status
as a conscientious objector. Gabriel distinguished Oestereich on the following
ground:
17
The Supreme Court's recent decision in Breen v. Selective Service Local Board
No. 16, supra, completes the current trilogy on Sec. 10(b) (3). There the
registrant claimed that his board had unlawfully ordered him to report for
induction as a "delinquent" in the face of a statutory deferment for full-time
college students to which he was entitled. Again the Court concluded that "a
draft registrant who was required by the relevant law not to be inducted was in
fact ordered to report for military service." 396 U.S. at 467, 90 S.Ct. at 666.
Since the board's action constituted "clear departure * * * from its statutory
mandate," pre-induction judicial review was not precluded. 396 U.S. at 467, 90
S.Ct. at 666, quoting from Oestereich v. Selective Service Local Board No. 11,
393 U.S. at 238, 89 S.Ct. 414.
18
In applying this pronounced exception to Sec. 10(b) (3), lower federal courts
have been faced with the problem of more closely defining its scope. Many of
them have been disposed to adhere to a general test of "blatantly lawless" board
action, placing little or no significance upon the type of challenge raised by the
complaint. E. g., Steiner v. Officer in Command, 436 F.2d 687, 690 (5 Cir.
1970); Fein v. Selective Service System Local Board No. 7, 430 F.2d 376, 379
(2 Cir. 1970), cert. granted, 401 U.S. 953, 91 S.Ct. 975, 28 L.Ed.2d 236 (1971).
Others, however, have attached significance to the language in Clark v. Gabriel,
supra, which distinguished between challenges to discretionary action and
factual conclusions of a local board on the one hand, and challenges to a board's
processing procedures on the other. Thus, in Bucher v. Selective Service
System, 421 F.2d 24 (3 Cir. 1970), it was stated that:
19
Section
10(b) (3) does not bar preinduction judicial review where, as here, the
validity of the Selective Service System's delinquency reclassification procedures is
challenged on the grounds that they lack statutory authorization, and/or violate
constitutional rights. The Section bars preinduction judicial review only where there
is a challenge to the System's resolution of factual questions in the classification or
processing of a draft registrant. (emphasis supplied.)421 F.2d at 27. See also, Liese
v. Local Board No. 102, 440 F.2d 645 (8 Cir. 1971); Zerillo v. Local Board No. 102,
440 F.2d 136 (8 Cir. 1971); McClain v. Selective Service Local Board No. 47, 439
F.2d 737 (8 Cir. 1971);4 Hunt v. Local Board No. 197, 438 F.2d 1128 (3 Cir. 1971)
(opinions of Gibbons and Freedman, JJ.); Edwards v. Selective Service Local Board
No. 111, 432 F.2d 287 (5 Cir. 1970) (dissenting opinion, Tuttle, J.); Fein v. Selective
Service System Local Board No. 7, supra (dissenting opinion, Lumbard, C. J.);
Nestor v. Hershey, 138 U.S.App.D.C. 73, 425 F.2d 504 (1969).
20
V
21
For simplicity, it is perhaps best first to consider and decide No. 14,155-the
belated conscientious objector claim. Registrant's theory of the action is that he
alleged a prima facie claim of conscientious objection constituting a change in
his circumstances over which he had no control, that the board was, therefore,
required to reopen and reconsider his classification, and that the board's failure
to do so constituted the type of unlawful action which entitled the registrant to
pre-induction judicial review.
22
VI
23
In the remaining appeal (No. 14,016), Grosfeld alleged that he presented the
board with a prima facie case for entitlement to a III-A hardship deferment and
that it was illegal for the board to refuse to reopen his classification. The
regulation dealing with reopening a registrant's classification reads as follows:
24 local board may reopen and consider anew the classification of a registrant (a)
The
upon the written request of the registrant * * * if such request is accompanied by
written information presenting facts not considered when the registrant was
classified, which, if true, would justify a change in the registrant's classification; * *
* provided * * * the classification of a registrant shall not be reopened after the local
board has mailed to such registrant an Order to Report for Induction * * * unless the
local board first specifically finds there has been a change in circumstances over
which the registrant had no control.
25
32 C.F.R. Sec. 1625.2. Thus, a local board may reopen on the basis of a postinduction order request if three elements are present: (1) new facts not
previously before the board are alleged, (2) these new facts, if true, would be
sufficient to justify a change in classification, and (3) these new facts have
arisen from circumstances beyond the control of the registrant.
26
Grosfeld's request for a III-A hardship deferment satisfied all three of these
conditions. It is not disputed that the information concerning his mother's
condition was not previously before the board. The facts, if true, would justify a
change in classification. 32 C.F.R. Sec. 1622.30(a) provides that:
27 class III-A shall be placed any registrant whose induction in the armed forces
In
would result in extreme hardship (1) to his * * * parent * * * who is dependent on
him for support. * * *
28
And 32 C.F.R. Sec. 1622.30(d) indicates that the dependency can be "based
upon other than financial considerations." Lastly, the new facts were clearly a
result of circumstances beyond Grosfeld's control. The record is devoid of the
faintest suggestion that Grosfeld knew of the alleged effect on his mother of his
induction prior to issuance of the order to report. In Ehlert v. United States,
supra, the Supreme Court, while recognizing as binding an administrative
interpretation that a claim of conscientious objection could never be beyond the
registrant's control, stated that "[i]t is clear that the regulation was meant to
cover at least such nonvolitional changes as injury to the registrant or death in
his family making him the sole surviving son." 402 U.S. at 104, 91 S.Ct. at
1323. The Court went on to approve the government's view of the regulation as
applying to "those 'objectively identifiable' and 'extraneous' circumstances that
are most likely to prove manageable without putting undue burdens on the
administration of the Selective Service System." 402 U.S. at 105, 91 S.Ct. at
1324. Grosfeld's allegations concerning the condition of his mother met this
standard.
29
Under Mulloy v. United States, supra, it is now established that, in the case of a
request for reclassification made prior to the issuance of an induction order, a
local board may not refuse to reopen a registrant's classification when presented
with allegations which prima facie satisfy the reopening requirements of 32
C.F.R. Sec. 1625.2, notwithstanding that the regulation is couched in
discretionary terms. See also, e. g., United States v. Grier, 415 F. 2d 1098 (4
Cir. 1969). In Mulloy, a unanimous Court placed great emphasis on the fact
that, under the regulations, a refusal to reopen, unlike a refusal to reclassify
after reopening, is not subject to review within the Selective Service System.
30
Where
a registrant makes nonfrivolous allegations of facts that have not been
previously considered by his board, and that, if true, would be sufficient under
regulation or statute to warrant granting the requested reclassification, the board
must reopen the registrant's classification unless the truth of these new allegations is
conclusively refuted by other reliable information in the registrant's file. * * * For in
the absence of such refutation there can be no basis for the board's refusal to reopen
except an evaluative determination adverse to the registrant's claim on the merits.
And it is just this sort of determination that cannot be made without affording the
registrant a chance to be heard and an opportunity for an administrative appeal.
(emphasis supplied.)
31
32
We can discern no convincing reason why the Mulloy rule is not also
applicable to the case of a request for reclassification made after an induction
order has issued. The only difference between the two situations under the
regulations is that, in the case of a postinduction order claim, an additional
condition must be satisfied in order to establish a prima facie case; i. e., there
must be nonfrivolous allegations indicating that the new facts arose from
circumstances beyond the registrant's control. Certainly, the importance of
administrative review, stressed in Mulloy, is not diminished by the fact that an
induction order has issued.
33
In the instant case, after making his request for reclassification, Grosfeld was
granted a "courtesy hearing." The notations on SSS Form 119, the board's
memorandum of this "hearing," strongly suggest that Grosfeld's claim was
rejected on the merits:
Hardship
34
Mother
has ailment of 12 yrs standing-during this time registrant [had a student
deferment] * * * From our conversation with Reg[istrant] there did not seem to be
any extensive change in Mother's condition during his absence in [school]
******
35
***
36
37 see no reason to grant hardship on basis of information developed at this
We
hearing.
******
38
***
39
40
41
In accord with our view of the scope of Mulloy is the decision in United States
v. Foster, 439 F.2d 29, 33 (9 Cir. 1971). Paszel v. Laird, 426 F.2d 1169 (2 Cir.
1970), is to the contrary, but it was decided prior to Mulloy. However, United
States v. Jones, 433 F.2d 1292 (2 Cir. 1970), would indicate to the contrary, but
we are not persuaded to follow it. Our view is supported also by our prior
decision in United States v. Bittinger, 422 F.2d 1032 (4 Cir. 1969), which dealt
with a post-induction order request for reclassification. There we held that a
board could not refuse to reopen on the ground that the new facts did not arise
from circumstances beyond the registrant's control without making an informed
determination to this effect. We recognized that "[t]he purpose of the regulation
is not to arbitrarily foreclose the possibility of reopening," but rather to assure
"that last minute changes in status, made at the whim of the registrant, will not
interfere with the orderly procedures prescribed by the Act." 422 F.2d at 1035.
For the same holding see Scott v. Commanding Officer, 431 F.2d 1132 (3 Cir.
1970); United States ex rel. Brown v. Resor, 429 F.2d 1340 (10 Cir. 1970).
VII
42
Since we have concluded that the board illegally refused to reopen Grosfeld's
classification on the basis of his request for a III-A deferment, the remaining
question is whether such illegal conduct is subject to pre-induction judicial
review under the exception to Sec. 10(b) (3) discussed above. We hold that preinduction review is available. Manifestly, whether a registrant alleges a prima
facie case of entitlement to a different classification is a question of law which
44
Admittedly, we have found no reported case holding that a local board's breach
of the Mulloy rule is subject to pre-induction review. We find support,
however, in Liese v. Local Board No. 102, supra; Zerillo v. Local Board No
102, supra; McClain v. Selective Service Local No. 47, supra; Fein v. Selective
Service System Local Board No. 7, supra (dissenting opinion, Lumbard, C. J.);
Hunt v. Local Board No. 197, supra (opinions of Gibbons and Freedman, JJ.);
Edwards v. Selective Service Local Board No. 111, supra (dissenting opinion,
Tuttle, J.). The latter two authorities argue for exactly the position we take
here.
45
On the other hand, the following authorities denying pre-induction review may
be construed to the contrary: Steiner v. Officer in Command, supra; Ferrell v.
Selective Service Local Board No. 38, 434 F.2d 686 (2 Cir. 1970); Edwards v.
Selective Service Local Board No. 111, supra (majority opinion); Bookout v.
Thomas, 430 F.2d 1343 (9 Cir. 1970); Sloan v. Local Board No. 1, 414 F.2d
125 (10 Cir. 1969). Most of these cases are distinguishable, however. For
example, in Sloan the registrant objected to the local board's refusal to reopen
his classification on the basis of a claim of conscientious objection lodged prior
to the issuance of an induction order. It appears, however, that this claim was in
fact subjected to administrative review, so that in effect there was no refusal to
reopen. 7 Furthermore, Sloan was decided prior to Mulloy. Both Ferrell and
Steiner involved post-induction order claims of conscientious objection. As has
been noted, the administrative interpretation of 32 C.F.R. Sec. 1625.2 approved
by the Supreme Court in Ehlert v. United States, supra, makes it impossible to
allege a prima facie case of conscientious objection based on views first
maturing after such an induction order has issued. The other late claim in
Steiner was a III-A hardship claim which had previously been asserted and
denied after an administrative appeal, and thus the mere reassertion of the claim
did not amount to new facts not previously considered. And in Edwards, the
court specifically noted that the registrant's claim of an occupational deferment
did not state a prima facie case. 432 F.2d at 295. 8
46
In No. 14,155, the order of the district court is affirmed. In No. 14,016, we
reverse the judgment of the district court and remand for entry of an order
requiring the board to reopen Grosfeld's classification and to determine his
entitlement to a III-A deferment.
47
48
49
50
especially, Clark v. Gabriel, 393 U.S. 256, 89 S.Ct. 424, 21 L.Ed.2d 418
(1968). Further, the majority ignores the clear implications of a recent decision
by a panel of this court. Blatt v. Local Board No. 116, 443 F.2d 304 (4 Cir.
1971). Therefore, I feel constrained to note my dissent as to that portion of the
majority decision.
51
54
55
Thus, under Oestereich and Breen, Sec. 10(b) (3) does not bar preinduction
judicial review whenever a registrant has shown that he was clearly entitled to a
statutory exemption or deferment and that his local board defied the statutory
mandate by unlawfully using delinquency procedures to classify him I-A and
order him to report for induction.
56
local board's judgment and discretion. This distinction was clearly made by the
Supreme Court in Gabriel, supra, wherein the Court held that a registrant
seeking classification as a conscientious objector whose local board had denied
his claim, classified him I-A and ordered him to report for induction, was
barred by Sec. 10(b) (3) from seeking preinduction judicial review because a
local board's determinations as to conscientious objection involve an exercise of
the board's judgment and discretion. The Court concluded that permitting
preinduction judicial review of such discretionary classification determinations
would result in delays and interruptions in the Selective Service System such as
Congress sought to prevent when it enacted Sec. 10(b) (3).
57
61
Read narrowly, Oestereich and Breen stand only for the proposition that
preinduction judicial review is available where a registrant has already been
given the classification to which he is unquestionably statutorily entitled, but
then is deprived of this classification by his local board's unlawful resort to
delinquency procedures to reclassify the registrant in I-A and to order him to
report for induction. In the instant case, there was no involvement of
procedures which prompted the Supreme Court to denounce the improper use
of delinquency regulations to remove statutorily mandated deferments or
exemptions. See Bookout v. Thomas, 430 F.2d 1343 (9 Cir. 1970), in which the
court distinguished Oestereich and Breen solely upon the basis that Bookout's
local board had not used delinquency procedures to move him from another
classification into I-A classification and to order him to report for induction.
62
The majority here, however, takes a broader view of the teachings of the
Supreme Court, stating, "Taken collectively, we think that Oestereich, Gabriel
and Breen establish the rule that Sec. 10(b) (3) does not bar pre-induction
judicial review of a claim that a board's classification procedure is without
statutory authorization and, therefore, illegal, where the classification procedure
involves neither a determination of fact nor an exercise of judgment."
Assuming, arguendo, that Oestereich, Gabriel and Breen may be so read, I
cannot accept my brothers' application of this principle to the facts of the
instant case. All of the classification procedures involved in this case (hardship
deferment, conscientious objector exemption, student deferment, and reopening
of a classification) have authorization either by statute or by regulation, but the
pertinent issue here is whether the board's action was discretionary or explicitly
mandated. Since Gabriel dictates that a registrant may have preinduction
judicial review only if the local board's action was a clear departure from its
statutory mandate, Grosfeld is entitled to such review only if the local board
was statutorily required to reopen his classification and only if there was no
room for his local board to exercise its judgment and discretion in deciding
whether or not to reopen. I conclude that reopening this registrant's
classification is not statutorily compelled as the questions arising in connection
therewith require, or, at least, permit the local board to exercise its judgment
and discretion.
63
64
65 local board may reopen and consider anew the classification of a registrant (a)
"The
upon the written request of the registrant, * * * if such request is accompanied by
written information presenting facts not considered when the registrant was
classified, which, if true, would justify a change in the registrant's classification; * *
* provided, * * * the classification of a registrant shall not be reopened after the
local board has mailed to such registrant an Order to Report for Induction * * *
unless the local board first specifically finds there has been a change in the
registrant's status resulting from circumstances over which the registrant had no
control." (Emphasis added.)
66
67
68
The majority correctly observes that the district court was clearly correct in
holding that Grosfeld was not entitled to a I-S deferment because he fell within
Sec. 6(h) (1) of the Selective Service Act of 1967, 50 U.S.C. App. Sec. 456(h)
(1), which disallows a subsequent student deferment or occupational deferment
to any registrant who has previously requested and received a student deferment
and a baccalaureate degree after the effective date of the statute. The majority
also correctly holds, and I readily concur, that the basis of Grosfeld's
conscientious objector claim has been foreclosed by Ehlert v. United States,
402 U.S. 99, 91 S. Ct. 1319, 28 L.Ed.2d 625 (1971). Thus, the only claim
remaining for consideration is that of entitlement to a III-A hardship deferment
classification.
69
Statutory recognition of the hardship deferment appears in Sec. 6(h) (2) of the
Act, 50 U.S.C. App. Sec. 456 (h) (2), which provides, in pertinent part:
This statute merely "authorized" the President to effectuate "under such rules
and regulations as he may prescribe" hardship deferments which he considers
"advisable." The deferment is specifically and obviously discretionary as was
the conscientious objector exemption involved in Gabriel, and is not statutorily
mandated as were the ministerial exemption in Oestereich and the II-S student
deferment in Breen.
72
The two regulations promulgated by the Selective Service System which the
majority construes as defining the hardship deferment, 32 C.F.R. Sec.
1622.30(a) and 32 C.F.R. Sec. 1622.30(d), do not with any particularity define
a hardship deferment to the degree that it could reasonably be considered
mandatory and therefore within Oestereich or Breen. 32 C.F.R. Sec. 1622.30(a)
provides that in Class III-A should be placed any registrant whose induction
would result in extreme hardship to a parent who is dependent upon the
registrant for support; Grosfeld clearly does not allege that his mother is
dependent upon him for support, but instead merely claims that his induction
would be injurious to her health. 32 C.F.R. Sec. 1622.30(d) does indicate that
dependency may be based upon other than financial considerations, but there is
no explanation whatsoever as to what such other considerations might be. Thus,
there are no clear statutory or regulatory commands to indicate when a hardship
deferment is to be granted by a local board, and the deferment classification is
clearly discretionary. In these circumstances, the board must evaluate the
evidence and determine, in its discretion, whether the claimed deferment is
deserved.
73
Mulloy v. United States, 398 U.S. 410, 90 S.Ct. 1766, 26 L.Ed.2d 362 (1970),
accepted by the majority here as supporting its view, provides no valid escape
from the terms of Sec. 10(b) (3). In Mulloy, the Supreme Court held that the
reopening regulation did not give local boards discretion to arbitrarily refuse to
reopen a registrant's classification and thereby cut off his right to an
administrative appeal. However, the Court clearly agreed that reopening
determinations are discretionary, as the Court stated:
74
"While
differing somewhat in their formulation of precisely just what showing must
be made before a board is required to reopen, the courts of appeals in virtually all
Federal Circuits have held that where the registrant has set out new facts which
establish a prima facie case for a new classification, a board must reopen to
determine whether he is entitled to that classification. Not to do so, these courts have
held, is an abuse of discretion, and we agree." (Emphasis added.) 398 U.S. at 415416, 90 S.Ct. at 1770.
75
Thus, while the Court held that a local board must reopen when presented with
a prima facie case, the Court made it clear that a local board's determination as
to whether a prima facie case has been made out by a registrant and therefore
whether to reopen are questions requiring the local board to exercise its
discretion. The Court, in Mulloy, merely reviewed, after a prosecution for
refusal to submit to induction, the local board's exercise of discretion and found
that the refusal to reopen was an abuse of discretion. Since Mulloy involved a
situation in which there had already been a prosecution for refusing to submit to
induction, there was no right to preinduction judicial review and Sec. 10(b) (3)
was inapplicable.
76
Mulloy merely stands for the proposition that a local board may not abuse its
discretion by arbitrarily refusing to reopen a registrant's classification, and that
a local board's refusal to reopen is subject to judicial review following
induction or prosecution for failure to be inducted or to report for civilian work.
It certainly does not go so far as to hold that a local board has no discretion in
deciding whether or not to reopen the registrant's classification, nor does it
approve preinduction judicial review of a board's refusal to reopen.
77
It is, however, the essence of the majority's holding today that a local board's
breach of the Mulloy rule is subject to preinduction judicial review. While
admitting that no authority can be found which directly so holds, my brothers
search the precedents of other circuits for support for this novel proposition. In
my view, such a search is wholly unnecessary. The question has been decided
in this circuit, contrary to the position of the majority in the instant case, in
Blatt v. Local Board No. 116, 443 F.2d 304 (4 Cir. 1971).
78
In Blatt, the registrant (Blatt) had a medical history of nasal allergy and had so
noted on his classification questionnaire when he first registered with his local
board. While in college and classified II-S (student deferment), he submitted
additional information to his board concerning his allergic condition including
two letters from his physicians. Subsequently, Blatt was classified I-A, passed a
preinduction physical examination, and was issued an order to report for
induction. He then submitted additional letters from his doctors emphasizing
the severity of his allergic condition. Furthermore, he received a complete ear,
nose and throat examination at the Armed Forces Entrance and Examining
Station. Pursuant to the examining physician's recommendation of
"reconsideration in this case before induction into the service," the Army again
reviewed Blatt's medical record; he was again found qualified for induction.
Blatt then filed more letters and was granted a hearing and a medical interview
by the local board. Ultimately, the board declined to reopen his case on the
finding that Blatt had presented no new evidence on which to base a reopening.
The district court, being of the opinion that Blatt was denied procedural due
process, enjoined his induction. On appeal by the Government, this court
reversed on the ground that Sec. 10(b) (3) barred preinduction judicial review
of Blatt's case.
79
One of the procedural irregularities with which Blatt charged his board was that
it assertedly should have reopened his classification under 32 C.F.R. Sec.
1625.2, supra, thus permitting Blatt an administrative appeal. This is precisely
the error with which Grosfeld's local board is charged by the majority in the
instant case. The Blatt court, however, declined to reach the merits of Blatt's
claim, stating that the prohibition of Sec. 10(b) (3) was "about as flat as the
Congress could make it," and pointed out that before preinduction judicial
review could be available, "[t]he proper classification of the registrant must be
obvious, if not uncontroverted * * *." The court characterized the "underlying
issue" presented by Blatt to be "not one of law, despite Blatt's effort to frame it
as a purely legal and procedural question, but * * * simply whether Blatt is
physically disqualified * * *." The court stated:
I find the underlying issue of the instant case to be simply whether Grosfeld is
entitled to a hardship deferment, an issue involving factual determinations and
the exercise of discretion and judgment by his local board. Applying the
83
The majority suggests that the decision by Grosfeld's board not to reopen his
classification was based on factual and credibility resolutions which amounted
to a decision on the merits, and argues that such a decision "under the statute
and the regulations, must be subject to administrative review." It is, of course,
true that a board may not deprive a registrant of his right to an administrative
appeal by failing to treat his classification as reopened while, de facto,
reopening by proceeding directly to a determination of his claimed
classification on the merits. E. g., United States v. Grier, 415 F.2d 1098 (4 Cir.
1969). But the issue here is whether an asserted error of this type is subject to
preinduction judicial review, and Blatt dictates that Sec. 10(b) (3) prohibits
review of alleged erroneous reopening determinations.
84
Indeed, it has been more recently held in this circuit that Blatt applies and that
Sec. 10(b) (3) prohibits preinduction judicial review where the registrant
alleges a de facto reopening and denial of his claim on the merits by his local
board. In Polk v. Kessler, No. 71-1388 (4 Cir. June 15, 1971, reh. den. July 6,
1971), the registrant (Polk), after receiving an order to report for induction,
submitted to his local board a request for reopening of his classification on the
ground that he qualified for a sole surviving son exemption. He alleged that his
father had injured his back and contracted hepatitis while in the Armed Forces
during World War II, and had died in 1958 of a liver disease which, in the
opinion of the father's physician, resulted from the service-connected injury and
disease. Polk explained that he had not applied for the exemption earlier
because at the time he registered for the draft in April of 1964, a registrant
could not qualify for the exemption unless "sons or daughters" of the family
had died as a result of service-connected injury or disease. The law was later
changed to permit a registrant whose father had died as a result of such injury or
disease to claim the exemption but Polk was unaware of this change in the law
until he consulted an attorney after being ordered to report for induction. After
receiving a letter from the Veterans Administration to the effect that in 1958
that administration had determined Polk's father's death to be unrelated to his
service-connected injury and disease, the local board refused Polk's claim. The
"Board Action Brief," relating to the meeting at which Polk's request was
considered, contained the following:
85
"Registrant
does not qualify for 4-A (Sole Surviving Son), see letter from Veterans
Admin."
86
The board then notified Polk by letter that "The Local Board determined that
you do not qualify for exemption as a sole surviving son." Nothing was said in
either the "Board Action Brief" or the board's letter to Polk concerning the
lateness of his claim or any other problem that would indicate the board did not
give the claim full consideration.
87
Despite this evidence that the board had rejected Polk's claim on the merits,
Polk was denied an administrative appeal on the ground that the board had
declined to reopen his classification. The district court denied Polk relief. Polk
v. Kessler, 325 F.Supp. 1039 (E.D.Va.1971). On appeal, Polk squarely
presented to this court the question whether preinduction judicial review could
be had of a decision of a local board not to reopen a registrant's classification,
and consequent denial of an administrative appeal, where such decision was
actually made on the merits of the registrant's claim.
88
On June 9, 1971, the day after Blatt was decided, Polk's appeal was argued
before a panel of this court. Following the oral argument presented by Polk's
attorney, the court felt it was unnecessary to hear argument by the Government.
Judge Bryan, the judge presiding, stated, "We agree that the district judge
lacked jurisdiction to review the Selective Service classification prior to
induction and we have decided that, recently in Blatt. * * * We make it clear
that our decision rests only on a lack of jurisdiction in the district court to
review the Selective Service decision. Our decision is not a bar to consideration
of this defense in a criminal hearing." 1 (Emphasis mine.) The clerk was directed
89
I understand Blatt to stand for the proposition that Sec. 10(b) (3) bars
preinduction judicial review of a local board's refusal to reopen a registrant's
classification upon request, since the issues underlying such refusals involve
questions of fact and mixed law-fact determinations requiring the exercise of
judgment and discretion. I understand Polk to have applied Blatt where the
registrant claimed that his board's refusal to reopen was premised on its view of
the merits of that claim. I cannot escape the application of these precedents to
the facts of the instant case; even given an inordinately narrow interpretation,
they would clearly govern here. Judge Craven, who authored the opinion in
Blatt, suggested from the bench to Polk's attorney that both Blatt and Polk
ultimately involved "medical fact question(s)"- the former whether Blatt's
allergic condition disqualified him for service, the latter whether Polk's father
had died of his service-connected injury and disease -and thus were
indistinguishable. I submit that one of the ultimate concerns with respect to
Grosfeld's request for a hardship deferment can also be characterized as a
"medical fact question," i. e., the effect of Grosfeld's entry into the Army on his
mother's health. I can only conclude that the instant case falls squarely under
Blatt and Polk even as to the very nature of the factual problem presented.
90
91
Aside from my view that Sec. 10(b) (3) bars preinduction judicial review of a
local board's refusal to reopen, I am unpersuaded that Grosfeld made out a
prima facie case for entitlement to a hardship deferment. A hardship deferment
is usually based upon the fact that some person is dependent upon the registrant
for financial support. See 32 C.F.R. Sec. 1622.30(a). While 32 C.F.R. Sec.
1622.30(d) does indicate that dependency can be based upon other than
financial considerations, it does not specify any such special considerations.
Since Grosfeld clearly made no claim that his mother was dependent upon him
for support, since there is no specification in the regulations as to what special
considerations other than support may bolster a hardship claim, and since, as
hereinbefore discussed, the hardship deferment statute [Sec. 6(h) (2) of the
Selective Service Act of 1967, supra] obviously provides for discretionary
application, I have great difficulty in comprehending the reasoning of the
majority that Grosfeld's claim that his mother's health would be endangered by
his induction makes out a "prima facie" claim.
92
Grosfeld has used virtually every imaginable delaying tactic to avoid military
service. After having been granted a II-S deferment for four years while
attending undergraduate school and receiving his baccalaureate degree he
entered graduate school at the University of Arizona, where he was also a parttime teaching assistant. Upon receiving a I-A classification Grosfeld requested
a student deferment and a II-A occupational deferment, which classifications he
was then precluded from receiving by Sec. 6(h) (1) of the Selective Service Act
of 1967. He enlisted the aid of University personnel and caused them to write
to his local board to plead that his services were badly needed. Upon receiving
an order to report for induction, Grosfeld requested a I-S deferment to allow his
completion of the school year. After his local board had postponed his
induction until June to permit him to complete the school year he claimed
entitlement to a III-A hardship deferment on the basis that his induction would
be injurious to his mother's health. After instituting suit to compel his local
board to reopen his classification to consider his hardship claim, Grosfeld then
submitted a conscientious objector claim. I cannot close my eyes to the
overwhelming evidence in Grosfeld's Selective Service file indicating, beyond
question, that he simply was trying to escape military service by any and every
possible means.
93
I would hold that preinduction judicial review is barred in this case by Sec.
10(b) (3), and that Grosfeld may assert his claims only by habeas corpus
following his induction or as a defense in a criminal prosecution for refusing to
be inducted.
Judge Boreman elected to take senior status on June 14, 1971, after submission
of these appeals
This evidence included letters from two physicians currently attending Mrs.
Grosfeld
929, 89 S.Ct. 1195, 22 L.Ed.2d 460 (1969). There the plaintiff was a member
of an Army Reserve unit which had been called to active duty. The court
declined to review a discretionary decision of the military authorities because of
the need for expedition in the military's administration of personnel subject to
its jurisdiction
4
Our recent decision in Blatt v. Local Board No. 116, 443 F.2d 304 (4 Cir.
1971), is not inconsistent with this conclusion. While there we assumed
procedural error for purposes of deciding the case, we stressed that the ultimate
question involved was "whether Blatt is physically disqualified-a fact question
resolved on conflicting medical opinions by the local board, * * *" We went on
to hold that "[t]he exception to 10(b) (3) discerned in Oestereich and Breen is
not one that allows pre-induction review, under the guise of correcting
procedural irregularity, of purely fact issues committed to the sound discretion
and judgment of the local board." 443 F.2d at 307
Unlike the premise for decision in Ehlert, supra, registrant, having been
inducted, could not obtain discharge on the ground of "dependency" or
"hardship." In the Army's Regulations, these terms are not precisely defined.
But 32 CFR Sec. 582.2(b) (1) restricts discharges for "dependency" to death, or
disability of a member of an enlisted person's family "occurring after his entry
into the service." (emphasis supplied.) "Hardship," it is recognized in 32 CFR
Sec. 582.2(b) (2), may "have arisen after or as a result of (emphasis supplied.)
his [an enlisted person] entry into active military service," but "hardship" seems
to be limited to financial hardship. See 32 CFR Sec. 582.2(b) (2) (iv).
Presumably, Grosfeld could submit to induction and then seek release by writ
of habeas corpus, but if his allegations regarding the effect on his mother are
true, the damage may well be done before relief could be granted. Also,
presumably, Grosfeld could refuse induction and defend a prosecution on the
ground of the board's lawless action, but we are loath to believe that this would
be Grosfeld's only avenue to relief (Breen v. Selective Service Board, 396 U.S.
at 468, 90 S.Ct. 661, 24 L.Ed.2d 653) for, as pointed out in Ehlert, supra, 402
U.S. at 104, 91 S.Ct. at 1323, the regulation permitting reopening after a notice
to report for induction was intended to cover some nonvolitional changes of
circumstances
7
To the same effect is our decision in Blatt v. Local Board No. 116, supra, where
a prima facie case was not alleged because no new evidence was presented to
the board by the registrant
The district court, in dismissing Polk's claim, Polk v. Kessler, 325 F.Supp. 1039
at 1041, found that Polk's tardiness in making his sole surviving son claim
could not be deemed due to circumstances beyond his control, and that,
therefore, the board was not required to reopen his classification. The
Government did not argue this question on appeal, nor did this court rule on or
even indicate any view as to the correctness of the district judge's position on
this issue. Judge Bryan's comments, as set out above, make it clear that the
basis of this court's decision was not a ruling that Polk's tardiness could not be
deemed due to circumstances beyond his control
The lower court also found that "[I]n the instant action there is a substantial
question as to whether Polk's father died of a service connected disease.
Consequently, the Board's refusal to reopen must be considered discretionary
and cannot be questioned at this stage of the proceedings." 325 F.Supp. at
1041.