Professional Documents
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CSC vs. Dacoycoy
CSC vs. Dacoycoy
Dacoycoy | Erika
April 29, 1999
CIVIL SERVICE COMMISSION, petitioner, vs. PEDRO O. DACOYCOY, respondent.
PARDO, J.
SUMMARY: Dacoycoy (a Vocational School Administrator of a public school) was charged with habitual drunkenness, misconduct, and
nepotism. CSC found him guilty of nepotism and dismissed him. CA reversed as he did not appoint his 2 sons to the positions under
him. CSC appealed to the SC. SC reversed, ruling that he was guilty of nepotism and that CSC has the standing to bring the present
appeal from the adverse decision of the CA.
DOCTRINE: The CSC has become the party adversely affected by CAs ruling, which seriously prejudices the civil service
system. Hence, as an aggrieved party, it may appeal the decision of CA to the SC. By this ruling, we now expressly abandon and
overrule extant jurisprudence that the phrase party adversely affected by the decision refers to the government employee against whom
the administrative case is filed.
NATURE: Appeal via certiorari by the CSC
FACTS:
Respondent Pedro Dacoycoy was a Vocational School Administrator, Balicuatro College of Arts and Trade, Allen, Northern
Samar
Nov 29, 1995: George P. Suan, a Citizens Crime Watch VP, Allen Chapter, Northern Samar, filed with CSC QC a complaint
against Dacoycoy for habitual drunkenness, misconduct and nepotism
CSC Regional Office No. 8 (Mar 5, 1996): after the fact-finding investigation, found a prima facie case against Dacoycoy and
issued the corresponding formal charge against him
CSC (Jan 28, 1997): found no substantial evidence to support the charge of habitual drunkenness and misconduct BUT found
Dacoycoy guilty of nepotism on 2 counts as a result of the appointment of his 2 sons, Rito and Ped Dacoycoy, as driver and
utility worker, respectively, and their assignment under his immediate supervision and control as the Vocational School
Administrator; DISMISSED him from service
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July 18, 1997: Dacoycoy filed with CA a special civil action for certiorari with preliminary injunction
CA (July 29, 1998): reversed CSC; Dacoycoy did not appoint or recommend his 2 sons Rito and Ped, and, hence, was
not guilty of nepotism
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it is the person who recommends or appoints who should be sanctioned, as it is he who performs the prohibited act
One is guilty of nepotism 1 if an appointment is issued in favor of a relative within the 3 rd civil degree of consanguinity or affinity
of any of the ff:
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a) appointing authority;
b) recommending authority;
In the last two mentioned situations, it is immaterial who the appointing or recommending authority is. To constitute a
violation of the law, it suffices that an appointment is extended or issued in favor of a relative within the third civil degree of
consanguinity or affinity of the chief of the bureau or office, or the person exercising immediate supervision over the appointee.
Dacoycoy is the Vocational School Administrator, Balicuatro College of Arts and Trades, Allen, Northern Samar. It is true that
he did not appoint or recommend his two sons to the positions of driver and utility worker.
It was Mr. Jaime Daclag, Head of the Vocational Department of the BCAT, who recommended the appointment of
Rito.
Mr. Daclag's authority to recommend the appointment of first level positions such as watchmen, security guards,
drivers, utility workers, and casuals and emergency laborers for short durations of 3 to 6 months was recommended
by Dacoycoy and approved by DECS Regional Director Dioko, with the provision that such positions shall be under
Mr. Daclags immediate supervision
July 1, 1992: Atty. Victorino Tirol II, Director III, DECS RO 8, Palo, Leyte, appointed Rito Dacoycoy driver of the
school
Jan 3, 1993, Mr. Daclag also appointed Ped Dacoycoy casual utility worker. However, it was Dacoycoy who
certified that funds are available for the proposed appointment of Rito Dacoycoy and even rated his performance
as very satisfactory. Ped stated in his position description form that his father was his next higher supervisor.
The circumvention of the ban on nepotism is quite obvious. Unquestionably, Mr. Daclag was a subordinate of
Dacoycoy, who was the school administrator.
He authorized Mr. Daclag to recommend the appointment of first level employees under his immediate supervision. Then Mr.
Daclag recommended the appointment of Dacoycoys two sons and placed them under Dacoycoys immediate supervision
serving as driver and utility worker of the school. Both positions are career positions.
The unseen but obvious hand of Dacoycoy was behind the appointing or recommending authority in the appointment of his
two sons. Clearly, he is guilty of nepotism.
CAs reliance on Debulgado vs. CSC to support its ruling is misplaced. The issues in Debulgado are whether a promotional
appointment is covered by the prohibition against nepotism or the prohibition applies only to original appointments to the civil
1 ADMIN CODE, Sec. 59. Nepotism. (1) All appointments to the national, provincial, city and municipal governments or in any branch or instrumentality thereof, including
government owned or controlled corporations, made in favor of a relative of the appointing or recommending authority, or of the chief of the bureau or office, or of the persons
exercising immediate supervision over him, are hereby prohibited.As used in this Section, the word relative and members of the family referred to are those related within the
third degree either of consanguinity or of affinity.
(2) The following are exempted from the operations of the rules on nepotism: (a) persons employed in a confidential capacity, (b) teachers, (c) physicians, and (d) members of
the Armed Forces of the Philippines: Provided, however, That in each particular instance full report of such appointment shall be made to the Commission.
service, and whether the CSC had gravely abused its discretion in recalling and disapproving the promotional appointment
given to petitioner after CSC earlier approved that appointment.
Debulgado never even impliedly limited the coverage of the ban on nepotism to only the appointing or recommending
authority for appointing a relative. In Debulgado, SC emphasized that Sec 59 means exactly what it says in plain and
ordinary language: x x x The public policy embodied in Sec 59 is clearly fundamental in importance, and the Court had neither
authority nor inclination to dilute that important public policy by introducing a qualification here or a distinction there.
Nepotism is one pernicious evil impeding the civil service and the efficiency of its personnel. In Debulgado, we stressed that
[T]the basic purpose or objective of the prohibition against nepotism also strongly indicates that the prohibition was intended to
be a comprehensive one. The Court was unwilling to restrict and limit the scope of the prohibition which is textually very broad
and comprehensive. If not within the exceptions, it is a form of corruption that must be nipped in the bud or bated whenever or
wherever it raises its ugly head. As we said in an earlier case what we need now is not only to punish the wrongdoers or
reward the outstanding civil servants, but also to plug the hidden gaps and potholes of corruption as well as to insist on strict
compliance with existing legal procedures in order to abate any occasion for graft or circumvention of the law.
ISSUE #2: W/N CSC may appeal2 from the adverse decision of CA (YES)
RATIO #2:
There is no question that Dacoycoy may appeal to CA from the decision of CSC adverse to him. He was the official meted out
the penalty of dismissal from the service. On appeal, CA required Dacoycoy to implead CSC as public respondent as the
government agency tasked with the duty to enforce the constitutional and statutory provisions on the civil service.
Who now may appeal the decision of CA to the SC? Certainly not Dacoycoy, who was declared not guilty. Nor the complainant
Suan, who was merely a witness for the government.
Consequently, CSC has become the party adversely affected by such ruling, which seriously prejudices the civil
service system. Hence, as an aggrieved party, it may appeal the decision of CA to the SC.
By this ruling, we now expressly abandon and overrule extant jurisprudence that the phrase party adversely affected by
the decision refers to the government employee against whom the administrative case is filed for the purpose of disciplinary
action which may take the form of suspension, demotion in rank or salary, transfer, removal or dismissal from office and not
included are cases where the penalty imposed is suspension for not more than 30 days or fine in an amount not exceeding 30
days salary or when the respondent is exonerated of the charges, there is no occasion for appeal.
We overrule prior decisions holding that the Civil Service Law does not contemplate a review of decisions exonerating officers
or employees from administrative charges enunciated in Paredes v. CSC. Mendez v. CSC, Magpale v. CSC, Navarro v. CSC,
and Export Processing Zone Authority and more recently Del Castillo v. CSC
DISPOSITION: Reversed.
ROMERO, dissenting:
After an exhaustive and careful scrutiny of P.D. No. 807 (Civil Service Law), EO 292 (Revised Administrative Code of 1987) as
well as the Omnibus Rules Implementing Book V of EO 292, I find no legal basis to support the contention of the majority
2 At this point, we have necessarily to resolve the question of the party adversely affected who may take an appeal from an adverse decision of the appellate court in an
administrative civil service disciplinary case.
that the Commission has the legal personality to appeal a decision of CA exonerating an employee charged in an
administrative case
CSC has been constituted as a disciplining authority. The Proposed Civil Service Code of the Philippines seeks to provide that
the Commission shall have concurrent original disciplinary jurisdiction over officials and employees, including Presidential
appointees of the departments, agencies, bureaus, provinces, cities, municipalities, state colleges and universities, and
instrumentalities, including GOCCs with original charters. Pursuant to its quasi-judicial function, it acts as an impartial
tribunal in the resolution of the cases brought before it.
Sec 34, Rule 14 of the Omnibus Rules Implementing Book V of EO 292 provides the answer as to who may appear before the
Commission:
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Administrative proceedings may be commenced against a subordinate officer or employee by the ff. officials and
employees:
(a) Secretary of department;
(b) Head of Office of Equivalent rank;
(c) Head of Local Government Unit;
(d) Chief of Agency;
(e) Regional Director; or
(f) Upon Sworn, Written complaint of Any other Person.
Consequently, the complainant can either be the Secretary of department, head of office of equivalent rank, head of a local
government unit, chief of agency, regional director or any other person or party. The phrase any other party has been
understood to be a complainant other than the head of department or office of equivalent rank or head of local government or
chiefs of agencies or regional directors.
Sec 37 of P.D. No. 807 (Civil Service Law): A complaint may be filed directly with the Commission by a private citizen against a
government official or employee x x x.
Nowhere can be found, expressly or impliedly, the Commission as one of the parties, either as complainant or
respondent in an administrative case. Expressio unius est exclusio alterius.
There is no other conclusion but that CSC is not a party to an administrative proceeding brought before it. As provided by SC
Administrative Circular 1-95, decisions, orders or rulings of the CSC may be brought to the SC, now to CA,
on certiorari by the aggrieved party.
By inference, an aggrieved party is either the one who initiated the complaint before the Commission or respondent, the
person subject of the complaint. In fact, the question as to who is an aggrieved party has long been settled in a litany of cases.
An aggrieved party in an administrative case is the government employee against whom an administrative complaint is
filed. CSC is definitely not a government employee. Neither is it an agency against whom an administrative charge is filed.
While it may be argued that, in a sense, the government is an aggrieved party in administrative proceedings before the CSC, it
nevertheless is not the aggrieved party contemplated under P.D. No. 807 or the Civil Service Law.
While admittedly, CSC is considered a nominal party when its decision is brought before CA, such is only a
procedural formality. Its inclusion as a party is based primarily on the fact that the decision, order or ruling it issued is being
contested or assailed and secondarily, for purposes of enforcement.
By analogy, the CSC in the performance of its quasi-judicial functions is just like a judge who should detach himself from
cases where his decision is appealed to a higher court for review. The raison detre for such doctrine is that a judge is not
an active combatant in such proceeding and must leave the opposing parties to contend their individual positions and for the
appellate court to decide the issues without his active participation. By filing this case, CSC in a way ceased to be judicial and
has become adversarial instead.
I do not agree with the majority opinion stating that CSC may appeal a judgment of exoneration in an administrative case
involving nepotism. And Mr. Justice Puno would go further by allowing even a private complainant and by implication, a
complainant office, to appeal a decision exonerating or absolving a civil service employee of charges against, or even
imposing a penalty upon him. This totally contravenes our well-settled ruling in Paredes vs. CSC (1990), faithfully and
consistently reiterated by the Court En Banc in Mendez vs. CSC (1991); Magpale vs. CSC (1992); Navarro vs. CSC and
Export Processing Zone Authority (1993); UP vs. CSC (1993); and more recently in Del Castillo vs. CSC (1995); that, the
Philippine Civil Service Law does not contemplate a review of decisions exonerating officers and employees from
administrative charges.
From CAs adverse decision, CSC, through its Office for Legal Affairs, interposed the present appeal by way of a petition for
review on certiorari under Rule 45.
MENDEZ: Although what was particularly assailed was the authority of CSC to review decisions of the Merit System
Promotion Board (MSPB), the Court nevertheless spelled out the rule regarding appeal from decisions where officers and
employees are exonerated of the administrative charges leveled against them: It is axiomatic that the right to appeal is
merely a statutory privilege and may be exercised only in the manner and in accordance with the provision of law
A cursory reading of P.D. 807 (CS Law) shows that said law does not contemplate a review of decisions exonerating officers or
employees from administrative charges.
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Sec 37 par (a): The Commission shall decide upon appeal all administrative disciplinary cases involving the
imposition of a penalty of suspension for more than thirty days, or fine in an amount exceeding thirty days salary,
demotion in rank or salary or transfer, removal or dismissal from office.
Sec 39 par (a): Appeals, where allowable, shall be made by the party adversely affected by the decision
The phrase party adversely affected by the decision refers to the government employee against whom the
administrative case is filed for the purpose of disciplinary action which may take the form of suspension, demotion in
rank or salary, transfer, removal or dismissal from office.
MENDEZ REITERATED PAREDES: appeal to CSC in an administrative case is extended to the party adversely affected by
the decision, that is, the person or respondent employee who has been meted out the penalty of suspension for more than
thirty days; or fine in an amount exceeding thirty days salary, demotion in rank or salary or transfer, removal or dismissal from
office.
It is true that as early as Paredes, SC was already aware that in an administrative case, any offense, not only that involving
nepotism as intimated in the majority opinion, is committed against the government. As rightly pointed out in Mr. Justice Punos
Separate Opinion, the charges in Paredes and the other subsequent cases were as serious, if not more serious than the
present charge of nepotism. In fact, there might even be instances when the unlawful and nepotic act may prove to be
beneficial to the government, as in the case where the appointed employee is more than qualified for the position. Surely,
charges of abuse of authority or of graft and corruption are more serious than an accusation of nepotism, for the acts therein
involved cannot but cause injury to government. If the complainant is allowed to appeal in cases involving nepotism, then with
more reason should appeals be allowed in the dismissal of, or in the imposition of lighter penalties in, the charges
mentioned. How about sexual harassment? Malversation? Where will this end up in except allowing appeal in all cases. The
Court shall then be legislating or, at least, abandoning settled doctrines for no compelling reasons. Taking the case of
nepotism as the exception to the rule would not be justified considering that, despite the greater seriousness of the charges in
the earlier cases, we still did not rule therein that the government may take the appeal as the party adversely affected.
PD 807 has not undergone any pertinent amendment since the Court applied the law in Paredes.
If it was the intention of Legislature to allow appeals as the majority holds or as Mr. Justice Puno suggests, then, an
amendment to that effect could have been introduced and passed. Then President Marcos who had full legislative power
could have easily amended the said law.
It is elementary that a special law such as PD 807 takes precedence over general rules of procedure such as Rule 45
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An administrative case which could result in the revocation of license, or similar sanctions like dismissal from office,
constitutes a proceeding which partakes of a criminal nature (Pascual vs. Board of Medical Examiners). Being such,
provisions of law pertaining thereto must perforce be construed strictly against the State
To allow appeals from decisions, be they exonerative or otherwise, against civil service employees would be stocking the
stakes too much against our civil servants. The greater bulk of our government workers are ordinary people, working under
supervision and, more often than not, exposed to political pressure and the influence of peddlers of power. Their simple status
notwithstanding, they are not easily cowed and intimidated. Many, though, are threatened with complaints, transfer of station,
or demotion, if they refuse to do the bidding of some unscrupulous superiors or politicians. I can, therefore, understand why
the law and our jurisprudence disallow appeal by the complainant from decisions in administrative cases, be they exonerative
or otherwise. Verily, an employee may be hounded into spending up to his last resources and losing his self-respect and honor
by successive appeals.
A judgment of exoneration may indeed prove to be truly adverse to the government. This notwithstanding, the right to appeal,
which is merely statutory may not be invoked, much less exercised, when the law does not provide any. Until and unless
Congress exercises its prerogative to amend such law, SC is bound by it and has no other recourse except to apply the
same. Fortunately for CSC but not so for Dacoycoy, the latter failed to invoke the foregoing general rule.
The result in the present case may already be achieved by the application of the ruling in Mendoza vs. CSC3. It might not be
necessary to step over board by institutionalizing the case of nepotism as an exception to Paredes, or, as Mr. Justice Puno
proposes, abandoning Paredes altogether.
PUNO, concurring:
[HISTORYYYY] The doctrine barring appeal in exoneration cases was first enunciated in the 1990 case of Paredes:
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appeal to CSC in an administrative case is extended to the party adversely affected by the decision, that is, the
person or respondent employee who has been meted out the penalty xxx
MSPB exonerated private respondent Amor of all charges except for habitual tardiness. The penalty was only a
reprimand so that even private respondent Amor, the party adversely affected by the decision, cannot even interpose
an appeal to CSC.
Paredes the complainant is not the party adversely affected by the decision so that she has no legal
personality to interpose an appeal to CSC. In an administrative case, the complainant is a mere witness
Paredes was reiterated a year later or in 1991 in Mendez, where, again with Mr. Justice Paras as ponente, this Court held:
3 Petitioner never questioned the propriety of the appeal and preferred to defend the correctness of the decision. A law limiting the right to appeal to the respondent in the
administrative case is a rule of procedure, not of substantive law. Failure to invoke timely a rule of procedure in favor of a party constitutes a waiver thereof
The petitioner filed MR, assailing the reversal of the city mayors decision by the MSPB and the CSC on the ground
that Coloyan is not an aggrieved party or party adversely affected. Petitioner claimed that his exoneration by the city
mayor is unappealable pursuant to Sec 37, par (b) of P.D. 807.
A cursory reading of P.D. 807 shows that said law does not contemplate a review of decisions exonerating officers or
employees from administrative charges (cited Sec 37 (a) and Sec 39 (a))
By inference or implication, the remedy of appeal may be availed of only in a case where respondent is found guilty
of the charges filed against him. But when exonerated of said charges, as in this case, there is no occasion for
appeal.
Again a year later or in 1992, in Magpale, Jr., this time with Mr. Justice Melo as ponente, the Court reiterated the Paredes
doctrine
In 1994, in Mendoza vs. CSC, the Court, with Mr. Justice Quiason as ponente, avoided the Paredes rule by holding:
o
When private respondent appealed the decision of the MSPB to the CSC, petitioner never questioned the propriety of
the appeal and preferred to defend the correctness of the decision. We treat such inactions of petitioner as a
waiver on his part to question the authority of the CSC to review the decision of the MSPB. A law limiting the
right to appeal to Dacoycoy in the administrative case is a rule of procedure, not of substantive law. Failure to invoke
timely a rule of procedure in favor of a party constitutes a waiver thereof
[SUBMISSION RE: APPEAL] With humility, I make the submission that is time to strike down the doctrine disallowing
appeals to CSC when the decision exonerates a government official or employee from an administrative charge. The
doctrine is principally based on a constricted interpretation of Section 39 of P.D. No. 807 (Civil Service Law)
It is beyond argument that nepotism is prohibited by our civil service law for it breeds inefficiency, if not corruption, in
government service. The critical question, therefore, is: who has the standing to prevent the violation of this law and
protect public interest? I submit that a taxpayer has the standing to bring suit to void nepotic acts for he has an interest that
appointments in the civil service shall be made only according to merit and fitness x x x.
The general rule is that one who has a right to be heard has standing to seek review of any ruling adverse to
him. Hence, if a private citizen has the right to file an administrative complaint, he must also have the right to appeal a
dismissal of his complaint, unless the law clearly precludes his right of appeal for indubitable policy reasons.
In truth, the doctrine barring appeal is not categorically sanctioned by the Civil Service Law . For what the law declares
as final are decisions of heads of agencies involving suspension for not more than 30 days or fine in an amount not exceeding
30 days salary. But there is a clear policy reasons for declaring these decisions final. These decisions involve minor
offenses. They are numerous for they are the usual offenses committed by government officials and employees. To allow their
multiple level appeal will doubtless overburden the quasi-judicial machinery of our administrative system and defeat the
expectation of fast and efficient action from these administrative agencies. Nepotism, however, is not a petty offense. Its
deleterious effect on government cannot be over-emphasized. And it is a stubborn evil. The objective should be to
eliminate nepotic acts, hence, erroneous decisions allowing nepotism cannot be given immunity from review,
especially judicial review. It is thus non sequitur to contend that since some decisions exonerating public officials
from minor offenses cannot be appealed, ergo, even a decision acquitting a government official from a major offense like
nepotism cannot also be appealed.
Similarly, the doctrine barring appeal cannot be justified by the provision limiting the jurisdiction of CSC to review decisions
involving: (1) suspension for more than thirty (30) days; (2) fine in an amount exceeding thirty (30) days salary; (3) demotion in
rank or salary; and (4) transfer, removal or dismissal from office. Again, there is nothing in this provision indicating legislative
intent to bar appeal from decisions exonerating a government official or employee from nepotism.
Statutory preclusion of appeals is the exception rather than the rule, for as stressed by Mr. Justice Douglas, tolerance of
judicial review has been more and more the rule against the claim of administrative finality.
[JUDICIAL REVIEW] The case at bar involves the right of a party adversely affected to resort to judicial review. This case
does not involve the appellate jurisdiction of CSC, i.e., whether or not it has the power to review a decision exonerating a
government official from a charge of nepotism.
The question is whether or not SC is precluded from reviewing the decision of CA on a petition for certiorari under Rule
45. Again, I submit that this Court has jurisdiction to entertain this review. Indeed, under the Constitution, the jurisdiction of this
Court has even been expanded to determine whether or not there has been a grave abuse of discretion amounting to lack or
excess of jurisdiction on the part of any branch or instrumentality of government.
To my mind, it is also of de minimis importance that the petition of thus Court was filed by CSC. The records will
reveal that Suan, the original complainant, wrote to CSC urging it to make the appeal ostensibly for lack of
means. But even without Suan, I submit that the nature of the issue in the case at bar and its impact on the
effectiveness of government give CSC the standing to pursue this appeal. The issue in the case at bar is basically a legal
one, i.e., the proper interpretation of who can be convicted of nepotism, and undoubtedly, this Court has the authoritative say
on how to interpret laws.
CSC has oversight of our civil service system. It is thus the party better equipped to argue the diverse dimensions of the
issue. It is also the most affected, for it has the duty not to stand still when nepotic practices threaten the principle of
meritrocacy in our government.
There are other disturbing implication if we do not junk the doctrine of non-reviewability of decisions exonerating
government officials from charges of nepotism. For one, the doctrine unduly favors officials charged with nepotism, for while
we allow further review of their conviction, we disallow review of their exoneration, regardless of the errors.
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For another, perpetuating a nepotic act, an evil that should be extirpated wherever found, can never be the intent of
our legislators who crafted our Civil Service Law.
For still another, completely cutting off access to judicial review goes against the spirit of the 1987
Constitution expanding the jurisdiction of this Court.
As Justice Brandeis opined, supremacy of law demands that there shall be an opportunity to have some court decide
whether an erroneous rule of law was applied and whether the proceeding in which facts were adjudicated was
conducted regularly.