Order On Motion For Summary Judgment in Henley v. DeVore
Order On Motion For Summary Judgment in Henley v. DeVore
I. BACKGROUND
The Boys of Summer (Summer) was written by Henley and Plaintiff Mike
Campbell (Campbell), a founding member of Tom Petty and the Heartbreakers, and the
two jointly own the copyright to the song. The song is primarily about the singers
nostalgia for a past summer romance, though the Defendants contend that the song has a
1
Unless otherwise noted, the facts the Court recites are undisputed.
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political theme, noting the line where the narrator saw a DEADHEAD2 sticker on a
Cadillac, which they argue demonstrates a nostalgia for the liberal politics of the 1960s.
The lyrics to Summer are attached in Appendix A.
This case arises from two online videos produced by DeVore and Hart for
DeVores campaign. The first contains the song The Hope of November (Hope), a
play on Summer. DeVore was inspired to create the song in March 2009 after seeing a
Barack Obama (Obama) sticker on a Toyota Prius, which reminded him of the
DEADHEAD sticker lyric from Summer. DeVore proceeded to revise the lyrics of
Summer to create a song that pokes fun at Obama, Nancy Pelosi (Pelosi), and
Obamas supporters. The lyrics of November are attached below in Appendix A.
Hart and DeVore decided to produce a campaign video based on the November
2
Deadhead refers to a fan of the Grateful Dead, a rock band popular during the 1960s and
70s. See United States v. Washington, 106 F.3d 983, 1017 (D.C. Cir. 1997).
3
YouTube is a publicly-available website which hosts videos posted by third parties like the
DeVore campaign.
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Once Henley got wind of the Defendants online video in early April 2009, he sent
a notice to YouTube under the Digital Millennium Copyright Act (DMCA), 17 U.S.C.
512, requesting that the video be removed, and YouTube promptly complied.4 Only a
few days later, DeVore sent a DMCA counter notification to YouTube requesting that the
video be reposted on the grounds that it constituted parody. Meanwhile, DeVore decided
to use a second Henley song for his campaign. This time, DeVore and Hart created a
campaign video featuring the song All She Wants to Do is Tax (Tax), their take on
Dance.
Tax was written by DeVore, who modified the lyrics of Dance to lampoon
Barbara Boxer (Boxer), one of Californias Democratic Senators, and to criticize cap-
and-trade and global-warming polices. Just as with November, Hart used an
instrumental-only track of Dance, supplied his own vocals using DeVores lyrics, and
paired the song with a video he created using a variety of online images and videos of,
among others, Boxer, Al Gore, and Disney character Scrooge McDuck. The Defendants
posted the video to YouTube on or about April 14, 2009. On April 17, 2009, this action
was filed by Henley, Campbell, and Kortchmar, alleging copyright infringement and
violation of the Lanham Act.
The parties have filed cross-motions for summary judgment, each seeking relief on
Plaintiffs First through Sixth Claims for Relief for direct, vicarious, and contributory
copyright infringement of each song and Henleys Seventh Claim for Relief for false
4
Under the DMCA, a service provider, such as YouTube, is not liable for copyright
infringement for material posted on its website by others so long as it promptly removes the material
upon receiving a notification of infringement from the copyright holder. See 17 U.S.C. 512(c).
However, to avoid liability to the person who originally posted the allegedly infringing material, the
service provider must replace the material upon receiving a counter notification from the original poster.
Id. 512(g).
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Summary judgment is appropriate only where the record, read in the light most
favorable to the nonmoving party, indicates that there is no genuine issue as to any
material fact and . . . the moving party is entitled to a judgment as a matter of law. Fed.
R. Civ. P. 56(c); see also Celotex Corp. v. Catrett, 477 U.S. 317, 323-24 (1986).
Summary adjudication, or partial summary judgment upon all or any part of a claim, is
appropriate where there is no genuine issue of material fact as to that portion of the claim.
Fed. R. Civ. P. 56(a), (b); see also Lies v. Farrell Lines, Inc., 641 F.2d 765, 769 n.3 (9th
Cir. 1981) (Rule 56 authorizes a summary adjudication that will often fall short of a
final determination, even of a single claim . . . .) (internal quotation marks omitted).
Material facts are those necessary to the proof or defense of a claim, and are
determined by reference to substantive law. Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 248 (1986). [A] complete failure of proof concerning an essential element of the
nonmoving partys case necessarily renders all other facts immaterial. Celotex, 477
U.S. at 322. A fact issue is genuine if the evidence is such that a reasonable jury could
return a verdict for the nonmoving party. Anderson, 477 U.S. at 248. To demonstrate a
genuine issue, the opposing party must do more than simply show that there is some
metaphysical doubt as to the material facts. . . . [T]he nonmoving party must come
forward with specific facts showing that there is a genuine issue for trial. Matsushita
Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 586-87 (1986) (internal
quotation marks and citations omitted). In deciding a motion for summary judgment,
[t]he evidence of the nonmovant is to be believed, and all justifiable inferences are to be
drawn in his favor. Anderson, 477 U.S. at 255. Nevertheless, inferences are not drawn
out of the air, and it is the opposing partys obligation to produce a factual predicate from
which the inference may be drawn. See Richards v. Nielsen Freight Lines, 602 F. Supp.
1224, 1244-45 (E.D. Cal. 1985), affd, 810 F.2d 898, 902 (9th Cir. 1987).
5
Plaintiffs have voluntarily dismissed their Eighth Claim for Relief, alleging violation of the
California Unfair Competition Law, California Business and Professions Code section 17200 et seq.
Defendants have, in turn, voluntarily dismissed each of their six counterclaims. (Defs. Mot. Br. 1 n.1.)
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issue of material fact. Celotex, 477 U.S. at 323. If the moving party meets its burden,
then the nonmoving party must produce enough evidence to rebut the moving partys
claim and create a genuine issue of material fact. See id. at 322-23. If the nonmoving
party meets this burden, then the motion will be denied. Nissan Fire & Marine Ins. Co. v.
Fritz Co., Inc., 210 F.3d 1099, 1103 (9th Cir. 2000). Where the parties have made cross-
motions for summary judgment, the Court must consider each motion on its own merits.
Fair Hous. Council of Riverside County, Inc. v. Riverside Two, 249 F.3d 1132, 1136 (9th
Cir. 2001). The Court will consider each partys evidentiary showing, regardless of
which motion the evidence was tendered under. See id. at 1137.
III. DISCUSSION
A. Copyright Infringement
1. Fair Use
Section 107 of the Copyright Act codified the common law framework for
identifying fair use:
(1) the purpose and character of the use, including whether such use is
of a commercial nature or is for nonprofit educational purposes;
(3) the amount and substantiality of the portion used in relation to the
copyrighted work as a whole; and
(4) the effect of the use upon the potential market for or value of the
copyrighted work.
17 U.S.C. 107. The analysis permits and requires courts to avoid rigid application of
the copyright statute when, on occasion, it would stifle the very creativity which that law
is designed to foster. Campbell, 510 U.S. at 577 (quoting Stewart v. Abend, 495 U.S.
207, 236 (1990)) (internal brackets omitted). The factors are not winner-take-all
categories to be tallied at the end to determine the prevailing party; they are intended to
be carefully weighed case by case with an eye towards the policies underlying copyright
protection. See id. Nor may the four statutory factors be treated in isolation one from
another. All are to be explored, and the results weighed together, in light of the purposes
of copyright. Id.; accord Dr. Seuss Enters., L.P. v. Penguin Books (Seuss II), 109
F.3d 1394, 1399 (9th Cir. 1997).
Application of the fair use doctrine is a mixed question of law and fact. Harper &
Row, 471 U.S. at 560. Thus, where the material facts are not subject to dispute, summary
judgment on the fair use question is proper. Fisher v. Dees, 794 F.2d 432, 436 (9th Cir.
1986). Because fair use is an affirmative defense to copyright infringement, the
defendant bears the burden of proving fair use. Campbell, 510 U.S. at 590; Perfect 10,
Inc. v. Amazon.com, Inc., 508 F.3d 1146, 1158 (9th Cir. 2007).
Under the first factor, the purpose and character of the use, the Court considers
the extent to which the new work is transformative. Mattel, Inc. v. Walking Mountain
Prods., 353 F.3d 792, 800 (9th Cir. 2003). The new work must add something new,
with a further purpose or different character, altering the first with new expression,
meaning, or message. Id. (quoting Campbell, 510 U.S. at 579). The Court also
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considers whether the purpose of the new work was for- or not-for-profit. Id.
The second factor, the nature of the copyrighted work, reflects a recognition
that creative works are closer to the core of intended copyright protection than
informational and functional works. Id. (quoting Dr. Seuss II, 109 F.3d at 1402).
The third factor asks whether the amount and substantiality of the portion used in
relation to the copyrighted work as a whole, are reasonable in relation to the purpose of
copying. Id. (quoting Dr. Seuss II, 109 F.3d at 1402) (internal quotation marks omitted).
Under the fourth and final factor, the question is whether actual market harm
resulted from the defendants use . . . and whether unrestricted and widespread conduct
of the sort engaged by the defendant . . . would result in a substantially adverse impact on
the potential market for the original or its derivatives. Id. (quoting Campbell, 510 U.S.
at 590). The relevant inquiry is whether the new work tends to supplant or substitute for
the potential market for the original or its derivatives. Campbell, 510 U.S. at 592. Harm
caused by effective criticism or disparagement is not cognizable under the Copyright Act.
Id. at 591-92.
The Defendants primary fair use argument is that their works constitute parody.
Parody is the use of some portion of a work in order to hold[] it up to ridicule, or
otherwise comment or shed light on it. Dr. Seuss II, 109 F.3d at 1400-01 (citation
omitted). Courts have deemed parody worthy of protection under the fair use framework.
First, parody has been considered transformative because it provides socially-valuable
criticism or commentary of the subject work. Campbell, 510 U.S. at 579. Second,
parodies are permitted to draw from the most creative expressions because they almost
invariably copy publicly known, expressive works. Id. at 586. Third, the parodist needs
to use at least some portion of the original because the effectiveness of parody depends
on its ability to mimic or conjure up the original. Id. at 580-81, 588. Finally, because
the author is unlikely to permit the use of his or her work to criticize or ridicule that same
work, a parody is unlikely to supplant the market for the original or its derivatives. Id. at
592.
In the seminal case of Campbell v. Acuff-Rose Music, Inc., the Supreme Court
distinguished between parody (in which the copyrighted work is the target) and satire (in
which the copyrighted work is merely a vehicle to poke fun at another target). Dr. Seuss
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II, 109 F.3d at 1400. The parodist is justified in using the work because a parodys
effectiveness necessarily springs from the recognizable allusion to its object through
distorted imitation. Its art lies in the tension between a known original and its parodic
twin. Campbell, 510 U.S. at 588. The parodist has no alternative but to use the work.
See id. In contrast, the satirist who ridicules subjects unrelated to the work lacks the
same claim to use of the work, which the satirist merely uses to get attention or to avoid
the drudgery in working up something fresh. Id. at 580. As the Court put it:
Parody needs to mimic an original to make its point, and so has some claim
to use the creation of its victims (or collective victims) imagination,
whereas satire can stand on its own two feet and so requires justification for
the very act of borrowing.
Id. at 580-81.
The threshold question when fair use is raised in defense of a parody is whether a
parodic character may reasonably be perceived. Id. at 582. This is not, however, the
end of the inquiry: parody, like any other use, has to work its way through the relevant
factors and be judged case by case, in light of the ends of copyright law. Id. at 581.
Indeed, the Supreme Court recognizes that parody is not a binary question, but rather a
matter of degree. See id. at 580 n.14. The parodist that directly targets the original work
has a greater justification for appropriation than the parodist whose aim at the original is
looser. See id. The loose parodist has a greater burden of proving the necessity of the
use and that the parody does not risk superseding potential markets for the original. Id. at
580 n.14, 582 n.16.
This case raises the somewhat novel issue of whether, under Campbells
parody/satire distinction, criticism of the author of an original work falls on either the
parody or satire side of the line. In other words, is a work which appropriates from the
original to criticize the originals author but does not directly criticize the content of
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original validly classified as parody? The appellate courts have yet to squarely
address the issue,6 and the district courts that have are split.
In a recent case in the Southern District of New York, the district court flatly
rejected the argument that use of a work to criticize the works author constitutes parody
under Campbell. See Salinger v. Colting (Salinger I), 641 F. Supp. 2d 250, 257
(S.D.N.Y. 2009), revd on other grounds, 2010 WL 1729126 (2d Cir. Apr. 30, 2010). In
Salinger I, the defendant had written a novel imagining the adventures of the character
Holden Caufield from J.D. Salingers Catcher in the Rye as a septuagenarian. Id. at 253-
54, 258. The defendant had included Salinger himself as a character in the novel, and in
the ensuing litigation argued that the novel was, in part, a parody of Salingers persona.
Id. at 261. The court, at the preliminary injunction stage, held that a work that only
criticizes the author, and not the content, of the original does not qualify as parody. Id. at
257, 261.
However, in another recent Southern District of New York case, the same court
accepted the parody-of-the-author fair use defense. See Bourne Co. v. Twentieth
Century Fox Film Corp., 602 F. Supp. 2d 499, 507 (S.D.N.Y. 2009). In Bourne, the
defendants had written the song I Need a Jew with a tune and lyrics similar to When
You Wish Upon a Star. Id. at 501, 502. The defendants argued that their song was
intended in part to poke fun at Walt Disneys purported anti-Semitism. Id. at 507.
Although Disney had not actually written the song and did not own the copyright, but
was merely associated with it, the court accepted this argument as supporting a parodic
character and granted summary judgment for the defendant.7 Id. at 507-08, 511.
This split extends to southern California as well. In a case in the Central District of
California, the court found parody where the allegedly infringing work targeted the artist
6
The Second Circuit in Salinger v. Colting (Salinger II), --- F.3d ----, 2010 WL 1729126 (2d
Cir. Apr. 30, 2010), did note the lower courts rejection of a parody-of-the-author fair use defense, but
did not explicitly either reject or endorse the lower courts holding. See id. at *3, *12.
7
In Salinger I, the court distinguished its prior decision in Bourne on the grounds that the
targeting of Walt Disney in Bourne reinforced and reiterated the parodic purpose of targeting the song
itself because of the intimate association between Disney and the song. 641 F. Supp. 2d at 261 n.4.
Thus, under Salinger Is reasoning, parody-of-the-author is not sufficiently transformative on its own,
but may serve to supplement a legitimate parody targeting the original work.
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rather than the art. See Burnett v. Twentieth Century Fox Film Corp., 491 F. Supp. 2d
962, 968-69 (C.D. Cal. 2007). The defendants in Burnett used an animated character in
their television show resembling a character, the Charwoman, played by Carol Burnett in
a different show. Id. at 966. The defendants argued that the use of Burnetts character
was intended to poke fun at Burnett herself. Id. at 968. Upon the plaintiffs objection that
targeting Burnett was not valid parody, the court found that it is immaterial whether the
target of [the defendants] crude joke was Burnett, the Carol Burnett show, the
Charwoman, Carols Theme Music or all four. Id. The court held that the defendants
use constituted parody because it put Carol Burnett/the Charwoman in an awkward,
ridiculous, crude, and absurd situation in order to lampoon and parody her as a public
figure. Id. at 969.
However, a court in the Southern District of California appears to have reached the
opposite conclusion. See Dr. Seuss Enters., L.P. v. Penguin Books USA, Inc. (Dr. Seuss
I), 924 F. Supp. 1559, 1568 (S.D. Cal. 1996). The defendants in Dr. Seuss I wrote a
book mimicking the rhymes, illustrations, and packaging of books by Theodor S. Geisel,
better known as Dr. Seuss, to recount the O.J. Simpson murder trial. Id. at 1561. The
court, in its exposition on the parody/satire distinction, made the following statement:
Id. at 1568 (emphasis added). This statement, however, appears to be dictum as it relates
to the parody-of-the-author issue because the defendants in the case did not argue that
they were targeting Geisel himself. See id. at 1569 (defendants argued their book
suggest[ed] limits to the Seussian imagination, i.e., comment[ing] on the naivete of the
original).
The act of ridiculing and lampooning public figures is a rich part of our First
Amendment tradition and has been accorded special constitutional protections. See, e.g.,
Hustler Magazine v. Falwell, 485 U.S. 46 (1988); N.Y. Times Co. v. Sullivan, 376 U.S.
254 (1964). In the defamation context, for example, critics of public figures have extra
leeway to make charges against their targets. N.Y. Times, 376 U.S. at 279-80 (public
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officials in defamation action must prove that defendants acted with actual malice). In
granting this protection, the Court recognized the value of criticism of public figures and
the dangers of suppressing it. See id. at 269-70.
In many cases, the most effective tool of ridiculing a public figure a time-
honored, First Amendment activity is through that persons own creations. This is
particularly true where a persons fame derives from the persons expressive works, as
the case often is with artists, musicians, authors, and the like. The First Amendment
demands that these public figures be open to ridicule, just as their works should be. Yet
without the ability to evoke their works the very reason these figures live in the public
eye a would-be parodist may lack an adequate tool with which to lampoon. It is
arguable that the parodist should be able to conjure up the artist through his or her work
in order to hold the artist up to ridicule. Cf. Smith v. Wal-Mart Stores, Inc., 537 F. Supp.
2d 1302, 1316 (N.D. Ga. 2008) (in trademark case, finding parody where the Wal-Mart
mark was used to evoke the company rather than the mark itself). In this case, for
example, the Defendants assert that they seek to poke fun at Henley, a famous musician.
The best, and perhaps only, way to conjure up Henley in a manner recognizable to the
public is through his music.
The courts in Salinger I and Dr. Seuss relied primarily on the phrasing of the
parody distinction in Campbell and its progeny in rejecting the parody-of-the-author
argument. Salinger I emphasized the Campbell definition of parody as the use of some
elements of a prior authors composition to create a new one that, at least in part,
comments on that authors works. 641 F. Supp. 2d at 257 (quoting Campbell, 510 U.S.
at 580) (emphasis added in Salinger I). However, Campbells language does not
necessarily preclude parodies targeting the author. In fact, the Court recognized that
parody resists a strict definition. See Campbell, 510 U.S. at 580 n.14. Under Campbells
reasoning, rather than its precise phrasing, criticism of the author via the authors works
may fit within the structure of protectable parody.
First, such use may qualify as transformative under the purpose factor. The
purpose of an author-parodying work is to evoke the author in order to provide socially-
valuable criticism of the author, a public figure necessarily open to ridicule.8 See id. at
8
The Court has no occasion to consider whether the same reasoning would apply if the author
was not a public figure.
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580-81. Second, under the nature of the copyrighted work factor, criticism of public
figures through their work will generally require use of well-known creative expressions
as a means to conjure up the figures in the public eye, especially where a persons fame
arises from the work. See id. at 586. Third, under the amount used factor, the
necessity of referencing public figures through their work would require the use of a least
some portion of those works. See id. at 588. Finally, under the effect on the market
factor, a parody lampooning the author may be unlikely to supplant any potential market
for the original or derivatives thereof because of the unlikelihood that authors would
license parodies ridiculing themselves. See id. at 592 (People ask . . . for criticism, but
they only want praise. (citation omitted)); Fisher, 794 F.2d at 437 (Self-esteem is
seldom strong enough to permit the granting of permission [for a parody] even in
exchange for a reasonable fee.).
Ultimately, the Court need not determine on the facts of this case whether any
altered work that parodies the originals author would qualify as a transformative parody
under Campbell. Even assuming that parody-of-the-author is a legitimate
transformative purpose, the Defendants songs do not satisfy the fair use analysis, as
discussed below. Tax does not target Henley at all, and November, which only
implicitly targets Henley, appropriates too much from Summer in relation to its slight
jab at Henley and risks market substitution for Summer or its derivatives.
parties debate whether it is necessary that the author actually hold that attribute for which
the author is being ridiculed. In this case, the Defendants assert that they are poking fun
at Henley because of his status as a member of the liberal Hollywood and entertainment
elite. (Defs. Mot. Br. 5; DeVore Decl. 5.) Henley disputes that he is liberal, and notes
that he has donated to and supported Republican candidates such as John McCain. (Pls.
Statement of Uncontroverted Facts (Pls. SS) 31; Henley Decl. 22-23; Henley Supp.
Decl. 9; Henley Depo. at 59:15-24.) However, because the relevant question is whether
a parodic character can reasonably be perceived, it does not matter whether Henley is
liberal or not. See Bourne, 602 F. Supp. 2d at 507-08 (finding that it did not matter
whether Walt Disney was actually anti-Semitic). The only inquiry under the parody-of-
the-author theory is whether an audience could reasonably perceive the Defendants
songs as poking fun at Henley for his supposed liberal views. Of course, where a
parodists charge is clearly false, this may demonstrate the lack of actual parodic
character and expose the parodists argument as a post hoc rationalization.
It is under this factor where the Court considers whether a parodic character can
reasonably be perceived. Campbell, 510 U.S. at 582. The Court first tackles
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Summer is, at least on the surface, a song about nostalgia for a lost summer
romance. The narrator laments the fact that summer is over and that his love interest has
gone. See Appendix A (Nobody on the road / Nobody on the beach / I feel it in the air /
The summers out of reach; I never will forget those nights / I wonder if it was a dream
/ . . . / Now I dont understand / What happened to our love.). Yet the narrator can still
picture his love interest and longs to rekindle the romance. See id. (But I can see you
/ Your brown skin shinin in the sun / . . . / And I can tell you my love for you will still be
strong / After the boys of summer have gone.)
The Defendants acknowledge this general theme of nostalgia but argue that the
final verse contains a subtle political theme. The narrator states: Out on the road today, /
I saw a DEADHEAD sticker on a Cadillac / A little voice inside my head said, / Dont
look back. You can never look back. / . . . / Those days are gone forever / I should just
them go. Id. As the Defendants interpret the verse, the narrator is bemoaning the failure
of 1960s liberal politics (symbolized by the Deadhead sticker) to change the status quo
(symbolized by the Cadillac). (Defs. Mot. Br. 6.) This interpretation finds support in an
interview Henley gave to Rolling Stone, explaining the last verse of Summer: We
raised all that hell in the Sixties, and then what did we come up with in the Seventies? . . .
After all our marching and shouting and screaming didnt work, we withdrew and
became yuppies and got into the Me Decade. (Arledge Decl., Ex. 3.)9
The Defendants argue that November parodies the original by using its themes of
nostalgia and disillusionment to mock Henley and other Obama supporters who, in
November, look back wistfully at Obamas campaign and bemoan his failure to deliver
on the promised hope. (Defs. Mot. Br. 6.) This, however, does not comment on or
criticize the content of Summer the themes of nostalgia and disillusionment in
general, or on summer romances, Deadheads, or Cadillacs in particular. Rather,
November uses those themes and devices to mock a separate subject entirely, namely
Obama and his supporters. Even the Summer narrators supposed disappointment and
9
The Plaintiffs object to the Rolling Stone article as hearsay. See Larez v. City of Los Angeles,
946 F.2d 630, 642 (9th Cir. 1991) (a reporters transcriptions of a partys statement is hearsay).
However, the Court declines to exclude this evidence for summary judgment purposes in recognition
that the Defendants may be able to make the reporter available for cross-examination at trial.
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disillusionment with 1960s politics is merely echoed, rather than critiqued or ridiculed,
by the November narrators disappointment with Obamas post-election performance.
See Appendix A.
In Salinger I, the court found that the defendant, who wrote an unofficial sequel
to Catcher in the Rye, had failed to demonstrate a probability of success on his parody
defense because the sequel, rather than commenting on the character of Holden Caufield,
merely repeated the elements of the character in a new setting. See 641 F. Supp. 2d at
258-260 (It is hardly parodic to repeat that same exercise in contrast, just because
society and the characters have aged.). The defendant had simply taken the Caufield
character, aged him sixty years, and placed him in a modern environment, without giving
legitimate commentary on the character. Id.
Similarly here, the Defendants song simply takes the narrator of Summer, who
is (supposedly) disappointed by the result of 1960s politics and places him in the current
political environment, where he is disappointed by the result of Obamas election.
(Compare Out on the road today, / I saw a DEADHEAD sticker on a Cadillac / A little
voice inside my head said, / Dont look back. You can never look back. / I thought I
knew what love was / What did I know? / Those days are gone forever / I should just let
them go, with Out on the road today, / I saw a [sic] OBAMA sticker on a Cadillac / A
little voice inside my head said, / Dont look back. You can never look back. / We
thought we knew what love was / What did we know? / Those days are gone forever / We
should just let them go). November simply does not comment on or critique the
disappointment expressed in Summer.
The Defendants also argue that November pokes fun at Henley himself as a
supporter of Obama. According to the Defendants, Henley can be seen as the narrator of
November given that he was the singer of Summer who is disappointed and
disillusioned with Obama and nostalgic for the hopeful days of Obamas campaign. As
discussed above, assuming that criticism of the author can qualify as parody, it must
target the author directly, as opposed to targeting the authors views generally. Here,
November pokes fun at Obama and the naivete and subsequent disappointment of his
supporters, which includes Henley, the songs narrator. Thus, assuming the validity of
parody-of-the-author, the Court finds that the parodic theme the lampooning of
Henley himself is reasonably perceptible. It is, however, a relatively minor element of
the main satirical purpose of the song targeting Obama and his supporters.
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Dance contains a more explicit social commentary than Summer. The song
appears to recount an American couples trip to a foreign country in the midst of some
revolutionary unrest. See Appendix B (Theyre pickin up prisoners and puttin em in a
pen / . . . / Rebels been rebels since I dont know when / . . . / Well, we barely made the
airport for the last plane out / As we taxied down the runway I could hear the people
shout / They said, Dont come back here Yankee!). The woman, however, ignores the
unrest and simply wants to enjoy herself and dance. See id. (She cant feel the heat
comin off the street / She wants to party / She wants to get down / All she wants to do is
. . . dance.)
The Defendants argue that the song can be interpreted as a criticism of American
foreign policy in Latin America in the 1980s, when the song was released, and the
American publics indifference toward the situation.10 (Defs. Mot. Br. 6-7.) Even taking
the Defendants interpretation as true,11 their song does not comment on Dance, but
instead uses the same themes to comment on entirely different subjects, namely Barbara
Boxer, taxation, global warming, and the proposed cap-and-trade program. In Tax,
American taxpayers are upset with back-breaking taxes and the cap-and-trade program,
see Appendix B (Theyre pickin up the taxpayers and puttin em in a jam / . . . / Cap
and trade program from D.C. Inc. / . . . / They push and pull us right over the brink / . . .
/ And we finished up the campaign she could hear the people shout / They said, Dont
come back here Boxer!), but Boxer either ignores or is oblivious to the taxpayers
unhappiness and insists on more taxation, see id. (She cant feel the heat comin off the
street / She wants to party / She wants to get down / All she wants to do is . . . tax.).
Tax makes no mention of American foreign policy, Latin America, or the apathy of the
American public. Instead, as with November, the Defendants evoked the same themes
of the original in order to attack an entirely separate subject. This is satire, not parody.
Nor does Tax directly target either Henley or Kortchmar, the author of Dance.
Unlike November, which at least implicitly references Henley as the songs narrator,
10
The Defendants rely in part on an online music video alleged to be Henleys. (See Supp.
Arledge Decl. 3.) Because this evidence was not produced during discovery pursuant to the Plaintiffs
request, the Court declines to consider it. Fed. R. Civ. P. 37(c)(1); Yeti by Molly, Ltd. v. Deckers
Outdoor Corp., 259 F.3d 1101, 1106-07 (9th Cir. 2001).
11
Both Kotchmar, who wrote the song, and Henley, who performed it, dispute this
interpretation. (Kortchmar Decl. 7; Supp. Henley Decl. 7.)
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Tax makes no implicit or explicit reference to Henley or Kortchmar, much less ridicule
them. The song may mock political views that Henley allegedly supports, but that is
insufficient justification for appropriating Henleys works, as discussed above. The
Defendants have innumerable alternatives with which to mock Boxer and her policies.
The Defendants also argue that, even if their works are more satirical than parodic,
they may still constitute fair use, citing Blanch v. Koons, 467 F.3d 244, 247 (2d Cir.
2006). This is undoubtedly true; parody is not the only form of fair use. However, as
noted in Campbell, satire faces a higher bar for fair use because it requires greater
justification for appropriating the original work.
The Defendants songs are eminently distinguishable from the work in Blanch.
Blanch involved an intense transformation of a fashion photograph to create a museum
piece. Here, the Defendants simply substituted lyrics to the Plaintiffs songs to make a
new song about a different subject. This is hardly transformative in the manner of
Blanch. Moreover, as discussed below, the Defendants have borrowed heavily from the
creative aspects of Summer and Dance, unlike Koonss minor appropriation in
Blanch.
The purpose factor also requires the Court to consider whether the defendants
use is commercial or noncommercial. See 17 U.S.C. 107; Harper & Row, 471 U.S. at
562. The crux of the profit/nonprofit distinction is not whether the sole motive of the
use is monetary gain but whether the user stands to profit from exploitation of the
copyrighted material without paying the customary price. Id.
The Plaintiffs argue that the Defendants use of the songs in campaign
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advertisements qualifies as commercial use under the Harper & Row standard because
DeVore stands to get publicity for his campaign and openly hoped that his use of
Henleys music would spur campaign donations. They note that each of the videos
produced by the Defendants contained a link to DeVores campaign website, where one
could make online donations to the campaign, and that emails sent out by the campaign to
publicize the videos contained a link directly to DeVores donation webpage. (Pls. SS
40-41, 120-124.)
Id. at 1118.
Like the church in Worldwide Church, which stood to gain parishioners through
the unlicensed use of the plaintiffs copyrighted work, DeVore and Hart stood to gain
publicity and campaign donations from their use of Henleys music. In fact, the videos
contained links directing viewers to the DeVore campaign website, encouraging viewers
to directly donate. Thus, under the logic of Worldwide Church, the Defendants
profited from their use in the sense that they benefitted or gained an advantage without
having to pay customary licensing fees to the Plaintiffs. 227 F.3d at 1118. In fact, Hart
himself directly profited, as his compensation was tied to the amount of funds he raised.
(Pls. SS 38.)
Accordingly, both songs are used for commercial purposes under the fair use
analysis, which weighs against the Defendants. The fact that Tax does not constitute
parody also weighs against the Defendants. Assuming that parody-of-the-author is
legitimate transformation under Campbell, Novembers implicit targeting of Henley
weighs slightly in the Defendants favor.
There is no dispute that the Plaintiffs works are expressive and at the core of
copyright protection. However, with respect to November, which may have some
parodic character, this factor does not weigh heavily in the overall analysis in recognition
that parodies invariably copy publicly known, expressive works. Campbell, 510 U.S. at
586.
Tax, on the other hand, has little claim to parody, as discussed above. Thus, the
fact that Tax borrows from a musical composition, a highly expressive work that is at
the core of copyright, weighs against the Defendants in the fair use balancing.
In the parody context, the third factor turns on the persuasiveness of a parodists
justification for the particular copying done, . . . [;] the extent of permissible copying
varies with the purpose and character of the use. Campbell, 510 U.S. at 586. The
analysis of this factor will also tend to address the fourth, by revealing the degree to
which the parody may serve as a market substitute for the original or potentially licensed
derivatives. Id. at 587.
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Because a parody must be able to conjure up the work commented on (or possibly
the works author), at least some copying of a work is permitted. Id. at 588. [U]sing
some characteristic features cannot be avoided. Id. However, as the Supreme Court
stated:
Once enough has been taken to assure identification, how much more is
reasonable will depend, say, on the extent to which the song's overriding
purpose and character is to parody the original or, in contrast, the likelihood
that the parody may serve as a market substitute for the original.
Id.; accord Dr. Seuss II, 109 F.3d at 1400 ([T]he parodist is permitted a fair use of a
copyrighted work if it takes no more than is necessary to recall or conjure up the
object of his parody.); but see Burnett, 491 F. Supp. 2d at 970 ([T]here is no
requirement that parodists take the bare minimum amount of copyright material
necessary to conjure up the original work. (citation omitted, emphasis in original)). A
parodist is generally permitted greater license to borrow when parodying music: Like a
speech, a song is difficult to parody effectively without exact or near-exact copying. . . .
This special need for accuracy, provides some license for closer parody. Fisher, 794
F.2d at 439.
It is undisputed that both November and Tax borrow heavily from the
respective originals. The Defendants used karaoke tracks of each song as background
and Hart supplied vocals. (Pls. SS 58-59, 111.) The melodies remain identical, as do the
rhyme scheme and syntax. (Pls. SS 53-54, 104.) While the Defendants changed some of
the lyrics, 65% of the Summer lyrics and 74.7% of the Dance lyrics were copied
verbatim. (Pls. SS 152.) This factor turns on whether such extensive copying was
justified.
As discussed above with respect to the first factor, Tax is almost entirely satirical
in nature and contains little or no parodic character. It therefore lacks the parody
justification for appropriation. Otherwise, the transformation of the work is minimal
while their alterations somewhat change the meaning, the Defendants copied the music,
rhyme scheme, and syntax almost entirely. The amount borrowed is excessive in relation
to the transformation.
ridiculing Henley and drift into pure satire, targeting Obama and Nancy Pelosi. See
Appendix A (Obama overload / Obama overreach / We feel it everywhere / Trillions in
the breach / Empty bank, empty Street / Dollar goes down alone / Pelosis in the House /
So we now all must atone.). The Defendants argue that a lesser amount, a 30-second
snippet perhaps, would have diluted the parodys impact and they would have been
unable to convey all of the political and parodic points they wished to make. (Defs.
Mot. Br. 12.) However, the parodic element, if any, of November is its lampooning of
Henley, not of Obama, Pelosi, or their supporters generally. Using Henleys music to
make those political points is not justified under Campbell.
Under the market effect factor, the Court focuses on the extent to which the
Defendants works usurps the potential market for the original or its derivatives.
Campbell, 510 U.S. at 592. It is not relevant that a use may damage the originals value
through criticism. Id. at 591-92. [T]he role of the courts is to distinguish between
biting criticism that merely suppresses demand and copyright infringement, which
usurps it. Id. at 592 (quoting Fisher, 794 F.2d at 438) (internal brackets omitted).
This analysis requires consideration of more than just the market effect of the
particular infringement at issue. Courts are to consider whether unrestricted and
widespread conduct of the sort engaged in by the defendant . . . would result in a
substantially adverse impact on the potential market for the original. Id. at 590 (citation
omitted). The burden is on the defendant to bring forward favorable evidence that
potential markets will not be harmed. Dr. Seuss II, 109 F.3d at 1403. [U]ncontroverted
submissions that there was no likely effect on the market do not suffice. See id.
(quoting Campbell, 510 U.S. at 590).
With respect to market impact on the originals, the Defendants point out that their
songs were part of freely-available internet videos and were not sold in any format.
Moreover, they note Harts apparent lack of talent as a vocalist in suggesting that their
songs are unlikely to supplant the market for the original. Several of the plaintiffs seem
to agree that Harts musical stylings are unlikely to threaten Henleys. (Henley Depo. at
9:4-13, 103:20-104:14; Campbell Depo. at 14:15-16:4; Kortchmar Depo. at 103:9-24.)
However, the Court does not find that the Defendants have made an adequate
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showing on this factor. The question is not whether November and Tax specifically
threaten the market for the original; the question is whether widespread dissemination of
similar satirical spins on the Plaintiffs music will harm the market for the original. See
Campbell, 510 U.S. at 590. Relevant to this inquiry is the fact that the Defendants have
taken the entire musical composition and have changed a minimal amount of lyrics. The
Court cannot say as a matter of law that widespread use in a similar manner would not
harm the market for the original.
The parties also dispute the effect on the market for derivative works. Defendants
primary argument is that there is no market for licensed use of the works because the
Plaintiffs refuse to license their works. (Pls. SS 13; Henley Depo. at 90:25-91:9.) This
is disputed, as the Plaintiffs have licensed their works for satirical or other commercial
uses in the past and intend to consider licensing their works in the future. (Pls. SS 10, 13,
14; Henley Depo. at 91:10-14.) Moreover, whether the Plaintiffs have actually permitted
licensing is irrelevant because the copyright laws protect the potential market for
derivatives. Castle Rock Entmt, Inc. v. Carol Publg Group, Inc., 150 F.3d 132, 145-46
(2d Cir. 1998) (Although [plaintiff] has evidenced little if any interest in exploiting this
market for derivative works . . . , the copyright law must respect that creative and
economic choice.). Even an author who had disavowed any intention to publish his
work during his lifetime was entitled to protection of his copyright, first, because the
relevant consideration was the potential market and, second, because he has the right to
change his mind. Worldwide Church, 227 F.3d at 1119 (citing Salinger v. Random
House, Inc., 811 F.2d 90, 99 (2d Cir. 1987)); see also Salinger I, 641 F. Supp. 2d at 268.
The Defendants offer no evidence demonstrating that their songs would not usurp the
potential licensing market for the Plaintiffs songs, should they choose to license them.
Indeed, the Plaintiffs have shown evidence that the Defendants use does supplant
the market for derivatives of Summer and Dance. The Plaintiffs expert testifies that
licensees and advertisers do not like to use songs that are already associated with a
particular product or cause. (Pls. SS 155-58.) Defendants argue that this sort of harm is
not market-substitution. The Court disagrees. The advertisers would be deterred from
using the Plaintiffs music because it has been used before, not because of the particular
association with DeVores message (though that may impact the valuation as well). (Pls.
SS 155-58.) This injury is the very essence of market substitution.
Therefore, with respect to Tax, which does not have significant parodic
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character, the Defendants fail to meet their burden of demonstrating the absence of harm
to the potential market for Dance or its derivatives.
v. Aggregate Assessment
The fair use analysis involves a delicate balancing of the four factors with an eye
towards the purposes of copyright. The doctrine has been said to be so flexible as
virtually to defy definition. Princeton Univ. Press v. Mich. Document Servs., Inc., 99
F.3d 1381, 1392 (6th Cir. 1996) (quoting Time Inc. v. Bernard Geis Assocs., 293 F.
Supp. 130, 144 (S.D.N.Y. 1968)). The case-by-case analysis resists bright-line
determinations and the resulting decisions inevitably represent a sort of rough justice.
That said, the Defendants song Tax does not present a difficult question. The
song is pure satire which fails to take aim at the original or its author. It therefore lacks
justification to borrow from Dance, which, as a musical composition, lies at the core of
copyright protection. And it does far more than borrow from Dance it appropriates
the entire melody, rhyme scheme, syntax, and a majority of the lyrics. Defendants have
also failed to show that widespread use of this and similar satirical songs would not affect
either the market for the original or potential derivatives. Tax is clearly not fair use.
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November, on the hand, presents a closer question, assuming that targeting the
author is a legitimate parodic purpose. Although it primarily targets Obama, it does, in
part, lampoon Henley as an Obama supporter. It may thus contain some parodic element
and would be justified in appropriating some of Summer. However, November goes
far beyond what is necessary to conjure up Henley to hold him up to ridicule. As with
Tax, November copies the melody, rhyme, syntax, and most of the lyrics. Given the
extent of the copying, Defendants have not met their burden of demonstrating the absence
of market impact. Although the Court finds this to be a closer question than Tax, the
Defendants have not met their burden of demonstrating that November constitutes fair
use.
As noted above, the parties do not dispute that the Plaintiffs own a copyright to
Summer and Dance, or that the Defendants songs November and Tax copy
substantial portions of those songs. Because the Defendants have failed to meet their
burden of establishing a fair use defense, the Plaintiffs are entitled to summary judgment
on their direct copyright infringement claim.
The parties each moved for summary judgment on the Plaintiffs claims for
vicarious and contributory infringement. [C]ontributory infringement requires proof
that a defendant (1) has knowledge of a third partys infringing activity, and (2) induces,
causes, or materially contributes to the infringing conduct. Dream Games of Ariz., Inc.
v. PC Onsite, 561 F.3d 983, 995 (9th Cir. 2009) (quoting Perfect 10, Inc. v. Visa Intl
Serv. Assn, 494 F.3d 788, 795 (9th Cir. 2007)). Vicarious infringement requires proof
that that the defendant exercises the requisite control over the direct infringer and that
the defendant derives a direct financial benefit from the direct infringement. Id.
(quoting Perfect 10, 487 F.3d at 729.
With respect to DeVore, the undisputed facts compel the grant of summary
judgment to the Plaintiffs on the contributory and vicarious infringement claims. It is
undisputed that DeVore knew that Hart has made and distributed the infringing videos
and in fact had materially contributed to the creations by writing the songs. (Pls. SS 51,
56.) DeVore also had supervisory control over Hart, one of his campaign managers, and
directly benefitted from the infringement, as discussed above in Part III.A.1.i. (Pls. SS
33.)
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The undisputed evidence also shows that Hart suggested making the internet
videos, thereby inducing DeVores acts of infringement. (Pls. SS 56.) He is therefore
liable for contributory infringement. However, because Hart did not exercise any
supervisory control over DeVore, he is not vicariously liable. (Pls. SS 33.)
3. Willful Infringement
The undisputed evidence indicates that DeVore and Hart were aware that their use
of the music would infringe but for their alleged belief that the use was fair. DeVore was
aware of the problems campaigns have had licensing music and asked Hart before and
after the lawsuit, hey, you know, you got the rights to this, right? (Pls. SS 43, 44.)
The Defendants paid the Wall Street Journal approximately $3,500 for the use of a
copyrighted article. (Pls. SS 47). Hart himself licensed his own images and advised
others on how to avoid cease-and-desist letters for the online use of copyrighted images.
(Pls. SS 46; Hart Depo. at 278:11-279:22.)
Therefore, the willfulness issue turns on whether the Defendants had a good faith
belief that their use constituted fair use and whether that belief was reasonable. The
Plaintiffs have presented substantial evidence that the Defendants did not have good faith
belief that their songs constituted fair use. Upon receiving notice that Henley had
requested that YouTube take down the November video, DeVore high-fiv[ed] one of
his staff, believing that his campaign had struck a vein of gold. (Pls. SS 82.) DeVore
hoped that the dispute would get nationwide media attention and spur campaign
donations. (Pls. SS 86-87.) DeVore decided to counter notify YouTube under the
DMCA to get the video reposted and did so without consulting with a copyright
attorney.12 (Pls. SS 90-91, 96-97.) He also arranged to have the videos hosted on other
servers. (Pls. SS 99.) He testified that he made the calculation . . . that perhaps the
earned media value would outweigh the time and effort and diversion and campaign
resources in fighting the fight. (Pls. SS 95.)
After the Plaintiffs infringement notification, DeVore also posted an online article
promising to look[] for every opportunity to turn any Don Henley work I can into a
parody of any left tilting politician who deserves it. (Pls. SS 98.) He told his staff to
rifle through all of Mr. Henleys cateloge [sic] for material. (Pls. SS 100.) DeVore
subsequently wrote Tax and Hart created the video. (Pls. SS 101, 108.) Neither of
them consulted an attorney before posting the Tax video to the internet. (Pls. SS 109.)
It was only after the Plaintiffs filed this action that the Defendants retained an attorney.
(Pls. SS 136.)
The Defendants, however, have also presented evidence that they had a subjective
good faith belief that their use was fair. DeVore testified that Henleys songs were
chosen to poke fun at Henley because of his status as a liberal, entertainment icon.
(See DeVore Decl. 4-5.) DeVore also testified that he used Summer and Dance
because of their (purported) political messages and that his campaign videos commented
on those messages. (Id. 5-10.) Moreover, in counter notifying YouTube to repost the
videos, DeVore was required to state, under penalty of perjury, that he had a good faith
belief that the removal was improper, i.e., that the videos were fair use. See 17 U.S.C.
512(g)(3). At the summary judgment stage, the Court may not disregard DeVores
declarations regarding his subjective belief of fair use. See Anderson, 477 U.S. at 255.
Nevertheless, Plaintiffs argue that the Defendants belief was not in good faith
because they were reckless with regard to that belief. To demonstrate a good-faith belief
in fair use, a defendant must take reasonable steps to assure fair use before
infringement. Bridgeport Music, Inc. v. UMG Recordings, Inc., 585 F.3d 267, 279 (6th
Cir. 2009). The Plaintiffs point out that neither DeVore nor Hart ever consulted with an
copyright attorney regarding their use of Henleys songs, even after notification from
Henley that the songs were infringing. In Bridgeport, the Sixth Circuit upheld a jury
finding of willfulness where the defendants never investigated whether their use was fair
12
Hart did discuss the video with a friend who was a tax attorney. (Pls. SS 90.) The friend did
not advise him about fair use and told him that he should hire an attorney. (Pls. SS 91.)
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by, for example, consulting an attorney or researching the law. See id. That case,
however, only establishes that failure to take such measures is probative of recklessness
and not determinative. The Court declines to hold that an infringer must, as a matter of
law, consult an attorney or investigate complicated fair use doctrine to avoid a finding of
willfulness. Whether the Defendants took reasonable steps to assure fair use is a matter
for the jury.
Finally, assuming a good faith belief of fair use, the Court cannot say on the
present record that the belief was not objectively reasonable. Whether a belief is
objectively reasonable is a question of law. Princeton, 99 F.3d at 1392. Given the
uncertainty of fair use doctrine in general and the disagreement between courts on the
issue of parody targeting an author, the Court finds that a lack of reasonableness of the
asserted belief is not apparent. See id.
Accordingly, the Court finds that summary adjudication for either party on the
willfulness issue is not appropriate.
B. Lanham Act
Section 43(a) of the Lanham Act, 15 U.S.C. 1125(a), prohibits the use of false
designations of origin, false descriptions, and false representations in the advertising and
sale of goods and services. Waits v. Frito-Lay, Inc., 978 F.2d 1093, 1106 (9th Cir. 1992).
The Ninth Circuit has recognized a false endorsement claim under the Lanham Act for
the unauthorized imitation of [an individuals] distinctive attributes, where those
attributes amount to an unregistered commercial trademark. Id. at 1106-07.
In Waits v. Frito-Lay, Inc., singer Tom Waits asserted a false endorsement claim
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under the Lanham Act against a party who had imitated Waitss distinctive voice in a
parody song in a commercial advertisement. 978 F.2d at 1106. The Ninth Circuit
recognized a cognizable Lanham Act claim for a vocal imitation of an individual. Id. at
1107. The plaintiff would have to prove a likelihood that consumers would be confused
as to whether the individual actually sang in the advertisement. Id. at 1111.
However, in Oliveira v. Frito-Lay, Inc., 251 F.3d 56 (2d Cir. 2001), the Second
Circuit questioned whether a musician could assert a false endorsement claim based on
the use of that musicians performance of a song. See id. at 62. In that case, musician
Astrud Gilberto sued the defendant for using the recording of her performance of The
Girl from Ipanema in an advertisement. Id. at 57-58. She argued that, as a result of the
success of the song, she became closely associated with the song, even becoming known
as The Girl from Ipanema. Id. at 59. The district court dismissed the claim on summary
judgment and the Second Circuit affirmed. Id. at 60, 62.
Plaintiff has not cited a single precedent throughout the history of trademark
supporting the notion that a performing artist acquires a trademark or service
mark signifying herself in a recording of her own famous performance. The
signature performance that a widespread audience associates with the
performing artist is not unique to Gilberto. Many famous artists have
recorded such signature performances that their audiences identify with the
performer. Yet in no instance was such a performer held to own a protected
mark in that recording.
Id. at 62; cf. EMI Catalogue Pship v. Hill, Holliday, Connors, Cosmopulos Inc., 228
F.3d 56, 64 (2d Cir. 2000) (holding that a musical composition could not serve as a
trademark for itself). The court also noted the widespread reasonable commercial
expectations regarding music licensing and the potential disruption if performers were
allowed to sue under a trademark theory. Id. at 63. The court distinguished Waits and
other cases involving the use of look-alikes and sound-alikes, finding that the use of
Gilbertos performance did not borrow her persona, as in those cases. Id. at 62.
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Thus, the distinction between Waits and Oliveira is that in Waits, the defendants
imitated Waitss voice in a manner leading consumers to believe that Waits was actually
singing and endorsing their product, whereas in Oliveira, the defendants simply used a
recording of a prior musical performance. Where an advertisement mimicks a celebritys
voice in endorsing a product, a customer may be understandably confused as to whether
the celebrity is actually endorsing the product. However, the mere use of the celebritys
prior performance does not present the same sort of confusion.
This Court considered this issue on the Defendants motion to dismiss, which was
denied. First, the Court noted that the Defendants had used two of Henleys songs,
thereby lending an extra element beyond the mere copying of the underlying song.
(Docket No. 22 at 14.) Second, the Court noted the allegation that Hart had mimicked
Henleys voice, which would support a viable claim under Waits. (Id.) Thus, the Court
permitted the Lanham Act claim, though noting it was a close question. (Id.)
As to the first issue, the Court did not consider the impact of Oliveira at the
pleading stage. Oliveira holds that a performer cannot hold a trademark in her
performance of a musical composition. Id. at 62-63. Therefore, it does matter how many
performances a defendant uses; the use of a performance does not violate any trademark
right of the performer. See id. The Plaintiffs cannot rest their case on the fact that the
Defendants used two, rather than one, of their songs.
The Plaintiffs attempt to distinguish Oliveira on several grounds. First, they argue
that in Oliveira, the record on summary judgment did not support Gilbertos claim of
implied endorsement, whereas the evidence here indicates actual confusion as to whether
Henley endorsed DeVore. This, however, was not the reasoning of Oliveira. The Second
Circuit decided that she did not have a trademark in her performance, despite the
assumption that she was closely associated with it. See id. at 62. The court noted that
many artists are closely associated with their works, yet are not afforded trademark
protection. Id. Thus, despite the Plaintiffs evidence of a close association between
Henley and his music, under Oliveira, he does not enjoy trademark protection of his
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performance.
Second, the Plaintiffs note that the Defendants in this case did not use Henleys
actual performance of Summer and Dance, but created their own versions, which
simulated his musical and vocal performances. Thus, the Plaintiffs argue, this case is
more like Waits than Oliveira. The Plaintiffs are correct that this fact takes this case
outside of Oliveira. However, the cause of action under Waits turns on the likelihood
that consumers will believe that the musician was actually performing on the charged
advertisement, see 978 F.2d at 1106, which the Court addresses below.
Finally, the Plaintiffs suggest that Oliveira is in conflict with the law of this circuit,
citing Butler. However, Butler actually applied Oliveria (and EMI) in dismissing on the
pleadings a Lanham Act claim based on the use of a music recording. Butler, 323 F.
Supp. 2d at 1059. The Court recognizes that Oliveira is not binding here, but finds the
decision persuasive. Oliveira notes the absence of any precedent granting a performer
trademark protection for their performances and the resulting reasonable expectation of
licensees who wish to use copyrighted works. 251 F.3d at 63; cf. Sinatra v. Goodyear
Tire & Rubber Co., 435 F.2d 711, 716-18 (9th Cir. 1970) (affirming summary judgment
against Nancy Sinatra on her state law passing-off claim where defendants used an
imitation of her song because such a claim would impinge on copyrights). This Court
also recognizes this absence of authority for the Plaintiffs theory and declines to create a
new trademark right that would be profoundly disruptive to commerce. See Oliveira,
251 F.3d at 63.
Accordingly, the Court finds that the Plaintiffs cannot maintain a Lanham Act
claim based purely on the use of Henleys songs.
As to the second theory of Lanham Act liability, the Court finds that no reasonable
jury could find a likelihood that Henley actually performed November and Tax. See
Waits, 978 F.2d at 1111. Having listened to Harts less-than-angelic voice in comparison
with Henleys more soothing vocals, the Court finds that a reasonable jury would not find
a likelihood of confusion.13 (See Charlesworth Decl., Exs. 1-4.) This is backed up by
testimony from each Plaintiff that Harts singing was unlikely to be confused for
Henleys. (Henley Depo. at 9:4-13, 103:20-104:14; Campbell Depo. at 14:15-16:4;
13
At best, Harts performance is a poor and unconvincing imitation unlikely to fool anyone.
CV-90 (06/04) CIVIL MINUTES - GENERAL Page 31 of 37
Case 8:09-cv-00481-JVS-RNB Document 88 Filed 06/10/10 Page 32 of 37
The Plaintiffs have submitted evidence that an audience might believe that Henley
approved the Defendants use of the Plaintiffs songs. They submitted an expert report
by Hal Poret (Poret) who conducted a survey to see if an audience would mistakenly
believe that plaintiff Don Henley endorsed or approved or is otherwise affiliated with or
associated with the videos. (Poret Decl., Ex. 1 at 1.) Poret found that, of the survey
respondents who knew that the videos used Henleys music, 48% thought that Henley
either endorsed the video(s) or authorized or approved the use of his music in the
video(s). (Id. at 10.) This is not, however, probative of whether people would
reasonably think that Henley actually performed the music in the videos, which is the
relevant question under Waits. To the extent that Porets report indicates a likelihood
that Henleys endorsement was based purely on the use of his music, this is not a
cognizable injury under Oliveira.
Because Oliveira bars Henleys Lanham Act claim based on the appropriation of
Henleys music, and the undisputed facts do not create a triable issue as to whether a
reasonable audience might be misled to believe that Henley actually performed the music,
the Defendants are entitled to summary judgment on Henleys Lanham Act claim.
IV. CONCLUSION
For the foregoing reasons, the Court GRANTS summary judgment in favor of the
Plaintiffs and against the Defendants on the issue of copyright infringement of both
Summer and Dance. The Court DENIES summary adjudication to both parties on
the issue of whether the infringement was willful. The Court GRANTS summary
judgment in favor of the Defendants and against the Plaintiffs on Henleys Lanham Act
claim.
IT IS SO ORDERED.
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APPENDIX A
I never will forget those nights We never will forget those nights
I wonder if it was a dream We wonder if it was a dream
Remember how you made me crazy? Remember how you made us crazy?
Remember how I made you scream Remember how I made you beam
Now I dont understand Now we do understand
What happened to our love. What happened to our love.
But babe, Im gonna get you back Barack, were gonna cut no slack
Im gonna show you what Im Were gonna show you what were made
made of of
APPENDIX B