Professional Documents
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Ong Siu Et. Al vs. Hon. Antonio Paredes
Ong Siu Et. Al vs. Hon. Antonio Paredes
L-21638
July 26, 1966
ONG
SIU,
ET
AL., petitioners-appellants,
vs.
HON. ANTONIO P. PAREDES in his capacity as Judge of Branch II of the Municipal Court of
Manila,
CHARLIE FUNG and BENJAMIN LU, respondents-appellees.
Joaquin
P.
Yuseco
for
petitioners-appellants.
J. Percival M. Lopez for respondents-appellees.
BARRERA, J.:
This is an appeal from the decision of the Court of First Instance of Manila (in Civ. Case No. 53280)
dismissing the petition for certiorari and prohibition filed by Ong Siu, Sy So Ty, Francisco Ong, and
Lucio Ong, to restrain respondent Judge Antonio P. Paredes of the Municipal Court of Manila from
retrying Criminal Cases Nos. F-038479 and F-038480 of the latter court.
The disputed facts of this case are as follows:
In its decision of November 5, 1962, the Court of First Instance of Manila (Judge Jose N. Leuterio
presiding) granted the writ, on the ground that since Judge Sta. Maria was no longer a judge of the
Municipal Court, the decision written by him could no longer be validly promulgated. Upon the
decision of Judge Leuterio becoming final, Judge Antonio Paredes of the Municipal Court ordered a
retrial of the four criminal cases (Nos. F-038477, F-038478, F-038479, and F-038480), which was
set for March 14, 1963. Herein appellants now in turn went to the Court of First Instance of Manila
and applied for a writ to restrain the Municipal Judge from retrying the four cases. It was alleged that,
as the decision acquitting them had already been promulgated with respect to them, a retrial of the
cases would subject them to double jeopardy for the same offenses.
On June 20, 1963, the Court of First Instance of Manila (Judge Arsenio Santos, presiding) dismissed
the petition, for the reason that the decision of Judge Sta. Maria being invalid because its
promulgation was effected when the judge had already ceased to be a municipal judge, the same
cannot place the defendants twice in jeopardy for the same offense. This is the decision that is the
subject of the present appeal.
The appellants in effect contend that since the decision of Judge Sta. Maria was signed by him while
he was still the judge of the Municipal Court of Manila where they were tried, its promulgation,
although made in his absence, was valid. In support of this contention, they cite Section 6 of Rule
116 (now Rule 120) of the Rules of Court, which reads:
SEC. 6. Promulgation of judgment. The judgment is promulgated by reading the
judgment or sentence in the presence of the defendant and any judge of the court in which it
was rendered. The defendant must be personally present if the conviction is for a grave
offense; if for a light offense, the judgment may be pronounced in the presence of his
attorney or representative. And when the judge is absent or outside of the province or city,
his presence is not necessary and the judgment may be promulgated or read to the
defendant by the clerk of court. ... . (Emphasis supplied.)
Pursuant to the above-quoted provisions, the petitioners-appellants argue, the decision of Judge
Sta. Maria was promulgated in the presence of Judge Paredes, another judge of the Municipal
Court. They claim that the absence of Judge Sta. Maria during the promulgation does not render the
decision he penned prior to his appointment to the position of judge of the court of first instance null
and void. Thus, it is alleged, the promulgation thereof, upon order of Judge Paredes, was valid and
could be the basis of the defense of double jeopardy.
The above-quoted Section 6 of Rule 116 (now Rule 120) of the Rules of Court, allowing the
dispensability of the presence of the judge in the reading of a sentence refers only to the physical
absence of the judge, and not to his inability to be present during the promulgation of the judgment
because of the cessation of or his removal from office. This is clear from the use of the disjunctive
clause "absent or outside of the province or city" in the provision. In other words, the decision of the
judge may be promulgated even without his presence, as long as he is still a judge of that court. 1
In the present case, what we have is not merely physical absence of the judge who penned the
decision, but the cessation or termination of his incumbency as such judge. In the case of People v.
Bonifacio So y Ortega,2 this Court ruled:
It is well-settled that, to be binding a judgment must be duly signed, and promulgated during
the incumbency of the judge who signed it.
In Lino Luna vs. Rodriguez, supra, Judge Barretto signed his decision on January 14; two
days later (January 16), he qualified as Secretary of Finance thereby retiring from the
judiciary: and on January 17 his decision was promulgated. This Court held such decision to
be void, because at the time of the promulgation the judge who prepared it was no longer a
judicial off officer.
In criminal proceedings the Rules are more explicit. They require the judgment to be
promulgated "by reading the judgment or sentence in the presence of the defendant and the
judge of the court who has rendered it" (Rule 116, sec. 6); and although it is true that it may
be read by the clerk "when the judge is absent or outside the province", it is implied that it
may be read, provided he is still the judge therein.
It is contended that herein decision was promulgated, to all intents and purposes, when it
was delivered to the clerk for promulgation June 18. That contention was however,
indirectly overruled in People v. Court of Appeals, a case similar to this wherein we regarded
compliance with sec. 6 of Rule 116 as essential to promulgation, and held that as the
judgment was promulgated after the judge who penned it had ceased to be judge, it was not
legally binding.
It is true that in Cea vs. Cinco (50 Off. Gaz. 5254) this section was interpreted to mean that
where judgment is one of acquittal, "reading in the presence of the defendant" may be
substituted by giving a copy of the decision to him. We declared that such act delivery of
copy amounted to promulgation. In the case before us, notice that the decision would be
read (on June 30) was sent out, while Judge Encarnacion was still a judge. Yet no copy of
such decision was given the accused, and he was not informed thereof during said judge's
incumbency. No judgment was therefore validly entered. (Cf. Landicho v. Tan, 48 Off. Gaz.
1007).
Here, in the present case, when the notice for the promulgation of the decision was sent
out, the judge who signed the decision was no longer the judge of the court, and no
copy of the judgment of acquittal was delivered to the appellants. With more reasons,
therefore, is there no judgment validly entered in this case.
It may also be stated that pursuant to Section 9 Rule 117 of the Rules of Court, for the
defense of double jeopardy to be invoked, there must be either previous acquittal, or
conviction, or the case against the accused was dismissed or otherwise terminated
without his express consent or that there is another pending charge against him
involving the same offense, or for any attempt to commit the same or frustration
thereof, or for any offense which necessarily includes or is necessarily included in the
offense charged in the former complaint or information. In the case at bar, while it is
true that there was a valid information, the accused had been arraigned, and the cases
were heard by a competent court, there is, however, no valid judgment acquitting or
convicting the accused or terminating the cases without their express consent. And
neither is there any other criminal charge pending against the accused. In the rehearing
being ordered by the respondent judge, no new information is filed. This hearing is
made necessary only because of the nullity of the judgment rendered by the judge who
heard the cases and by the fact that the trial court is not a court of record. The rehearing thus ordered actually is nothing more than a continuation of the trial of the
charges against the accused for the purpose of enabling the respondent Judge to
properly render the decision in the cases. It is similar to a proceeding for the
reconstitution of lost evidence. As this Court had said in the case of United
States v. Laguna (17 Phil. 532, 540) quoted with approval in the case
of People v. Dagatan:3
In the present case, there might have been a delay that has worked hardship
or disadvantage on the accused, but the same cannot be attributed solely to
the Government, since reconstitution is as much the duty of the prosecution
as of the defense (Gunabe vs. Director of Prisons, 44 O.G. 1244). ... .
x x x . Every person who finds himself in a court of justice, in whatever
capacity, must hold himself while there, subject to those unforeseen
events which suddenly and unavoidably intervene and change the
whole aspect of things. The sickness or death of the judge, or of counsel
for the prosecution, the destruction by fire or flood of the court-house
and all the records and evidence of the pending trial any of these
things are sufficient to interrupt the course of the proceedings and to
require that they be begun anew. Such events weigh equally against all.
As no one can be charged with their occurrence, so no one can legally
lose or profit by their results. While the law protects persons charged
with crime from the unjust and arbitrary acts of man, there is no shield
which may be interposed against the tyranny of unforeseen events.
Until the proceedings which, under the system which the law provides,
constitute his trial are terminated, the happening of an unforeseen
event which renders the continuance of his trial for the time impossible,
as it can not be used for his conviction, can not be urged for his
absolution.
Wherefore, finding no error in the decision appealed from, the same is hereby
affirmed, with cost against the appellants. So ordered.