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Bayan Muna Vs Romulo Digest
Bayan Muna Vs Romulo Digest
Romulo
G.R. No. 159618 : February 1, 2011
VELASCO, JR.,J.:
FACTS:
Having a key determinative bearing on this case is the Rome Statute establishing the
International Criminal Court (ICC) with the power to exercise its jurisdiction over persons for the
most serious crimes of international concern and shall be complementary to the national criminal
jurisdictions. The serious crimes adverted to cover those considered grave under international
law, such as genocide, crimes against humanity, war crimes, and crimes of aggression.
On December 28, 2000, the RP, through Charge d'Affaires Enrique A. Manalo, signed the Rome
Statute which, by its terms,is subject to ratification, acceptance or approval by the signatory
states. As of the filing of the instant petition,only 92 out of the 139 signatory countries appear to
have completed the ratification, approval and concurrence process.The Philippines is not among
the 92.
On May 9, 2003, then Ambassador Francis J. Ricciardone sent US Embassy Note No. 0470 to
the Department of Foreign Affairs (DFA) proposing the terms of the non-surrender bilateral
agreement (Agreement, hereinafter) between the USA and the RP.
ViaExchange of Notes No. BFO-028-03 dated May 13, 2003 (E/N BFO-028-03, hereinafter), the
RP, represented by then DFA Secretary Ople, agreed with and accepted the US proposals
embodied under the US Embassy Note adverted to and put in effect the Agreement with the US
government.Inesse, theAgreementaims to protect what it refers to and defines aspersons of the
RP and US from frivolous and harassment suits that might be brought against them in
international tribunals.[8]It is reflective of the increasing pace of the strategic security and defense
partnership between the two countries.As of May 2, 2003, similar bilateral agreements have been
effected by and between theUSand 33 other countries.
In response to a query of then Solicitor General Alfredo L. Benipayo on the status of the non-
surrender agreement, Ambassador Ricciardone replied in his letter of October 28, 2003 that the
exchange of diplomatic notes constituted a legally binding agreement under international law; and
that, under US law, the said agreement did not require the advice and consent of the US Senate.
In this proceeding, petitioner imputes grave abuse of discretion to respondents in concluding and
ratifying the Agreement and prays that it be struck down as unconstitutional, or at least declared
as without force and effect.
For their part, respondents question petitioners standing to maintain a suit and counter that the
Agreement, being in the nature of an executive agreement, does not require Senate concurrence
for its efficacy. And for reasons detailed in their comment, respondents assert the constitutionality
of the Agreement.
ISSUES:
1) whether or not the Agreement was contracted validly, which resolves itself into the question of
whether or not respondents gravely abused their discretion in concluding it; and
2) whether or not the Agreement,which has not been submitted to the Senate for concurrence,
contravenes and undermines the Rome Statute and other treaties.But because respondents
expectedly raised it, we shall first tackle the issue of petitioners legal standing.
Locus standi, however, is merely a matter of procedure and it has been recognized that, in some
cases, suits are not brought by parties who have been personally injured by the operation of a
law or any other government act, but by concerned citizens, taxpayers, or voters who actually sue
in the public interest.Consequently, in a catena of cases, this Court has invariably adopted a
liberal stance on locus standi.
Going by the petition, petitioners representatives pursue the instant suit primarily as concerned
citizens raising issues of transcendental importance, both for the Republic and the citizenry as a
whole.
When suing as a citizen to question the validity of a law or other government action, a petitioner
needs to meet certain specific requirements before he can be clothed with standing.Francisco, Jr.
v. Nagmamalasakit na mga Manananggol ng mga Manggagawang Pilipino, Inc.expounded on
this requirement, thus:
In a long line of cases, however, concerned citizens, taxpayers and legislators when specific
requirements have been met have been given standing by this Court.
When suing as acitizen, the interest of the petitioner assailing the constitutionality of a statute
must be direct and personal. He must be able to show, not only that the law or any government
act is invalid, but also that he sustained or is in imminent danger of sustaining some direct injury
as a result of its enforcement, and not merely that he suffers thereby in some indefinite way.It
must appear that the person complaining has been or is about to be denied some right or
privilege to which he is lawfully entitled or that he is about to be subjected to some burdens or
penalties by reason of the statute or act complained of.In fine, when the proceeding involves the
assertion of a public right, the mere fact that he is a citizen satisfies the requirement of personal
interest.
In the case at bar, petitioners representatives have complied with the qualifying conditions or
specific requirements exacted under thelocus standirule.As citizens, their interest in the subject
matter of the petition is direct and personal.At the very least, their assertions questioning
theAgreementare made of a public right,i.e., to ascertain that theAgreementdid not go against
established national policies, practices, and obligations bearing on the States obligation to the
community of nations.
Petitioners initial challenge against the Agreement relates to form, its threshold posture being that
E/N BFO-028-03 cannot be a valid medium for concluding the Agreement.
An exchange of notes is a record of a routine agreement, that has many similarities with the
private law contract.The agreement consists of the exchange of two documents, each of the
parties being in the possession of the one signed by the representative of the other. Under the
usual procedure, the accepting State repeats the text of the offering State to record its assent.The
signatories of the letters may be government Ministers, diplomats or departmental heads.The
technique of exchange of notes is frequently resorted to, either because of its speedy procedure,
or, sometimes, to avoid the process of legislative approval.
In another perspective, the terms exchange of notes and executive agreements have been used
interchangeably, exchange of notes being considered a form of executive agreement that
becomes binding through executive action. On the other hand, executive agreements concluded
by the President sometimes take the form of exchange of notes and at other times that of more
formal documents denominated agreements or protocols. As former US High Commissioner to
the Philippines Francis B. Sayre observed in his work,The Constitutionality of Trade Agreement
Acts:
The point where ordinary correspondence between this and other governments ends and
agreements whether denominated executive agreements or exchange of notes or otherwise
begin, may sometimes be difficult of ready ascertainment. It is fairly clear from the foregoing
disquisition that E/NBFO-028-03be it viewed as the Non-Surrender Agreement itself, or as an
integral instrument of acceptance thereof or as consent to be bound is a recognized mode of
concluding a legally binding international written contract among nations.
Article 2 of the Vienna Convention on the Law of Treaties defines a treaty as an international
agreement concluded between states in written form and governed by international law,whether
embodied in a single instrument or in two or more related instrumentsand whatever its particular
designation.International agreements may be in the form of (1) treaties that require legislative
concurrence after executive ratification; or (2) executive agreements that are similar to treaties,
except that they do not require legislative concurrence and are usually less formal and deal with a
narrower range of subject matters than treaties.
Under international law, there is no difference between treaties and executive agreements in
terms of their binding effects on the contracting states concerned,as long as the negotiating
functionaries have remained within their powers.Neither,on the domestic sphere, can one be held
valid if it violates the Constitution.Authorities are, however, agreed that one is distinct from
another for accepted reasons apart from the concurrence-requirement aspect. As has been
observed by US constitutional scholars, a treaty has greater dignity than an executive agreement,
because its constitutional efficacy is beyond doubt, a treaty having behind it the authority of the
President, the Senate, and the people;a ratified treaty, unlike an executive agreement, takes
precedence over any prior statutory enactment.
Article 1
The Court
AnInternational Crimininal Court(the Court) is hereby established.It x x xshall have the power to
exercise its jurisdictionover persons for the most serious crimes of international concern, as
referred to in this Statute, andshall be complementary to national criminal jurisdictions.The
jurisdiction and functioning of the Court shall be governed by the provisions of this Statute.
Significantly, the sixth preambular paragraph of the Rome Statute declares that it is the duty of
every State to exercise its criminal jurisdiction over those responsible for international crimes.This
provision indicates that primary jurisdiction over the so-called international crimes rests, at the
first instance, with the state where the crime was committed; secondarily, with the ICC in
appropriate situations contemplated under Art. 17, par. 1of theRomeStatute.
Of particular note is the application of the principle ofne bis in idemunder par. 3 of Art. 20, Rome
Statute, which again underscores the primacy of the jurisdiction of a state vis-a-vis that of the
ICC.As far as relevant, the provision states that no person who has been tried by another court
for conduct [constituting crimes within its jurisdiction] shall be tried by the [International Criminal]
Court with respect to the same conduct.
The foregoing provisions of the Rome Statute, taken collectively, argue against the idea of
jurisdictional conflict between the Philippines, as party to the non-surrender agreement, and the
ICC; or the idea of theAgreementsubstantially impairing the value of the RPs undertaking under
the Rome Statute.Ignoring for a while the fact that the RP signed the Rome Statute ahead of the
Agreement, it is abundantly clear to us that the Rome Statute expressly recognizes the primary
jurisdiction of states, like the RP, over serious crimes committed within their respective borders,
the complementary jurisdiction of the ICC coming into play only when the signatory states are
unwilling or unable to prosecute.
Given the above consideration, petitioners suggestionthat the RP, by entering into theAgreement,
violated its duty required by the imperatives of good faith and breached its commitment under the
Vienna Conventionto refrain from performing any act tending to impair the value of a treaty, e.g.,
the Rome Statutehas to be rejected outright.For nothing in the provisions of the Agreement,in
relation to the Rome Statute, tends to diminish the efficacy of the Statute, let alone defeats the
purpose of the ICC.Lest it be overlooked, the Rome Statute contains a proviso that enjoins the
ICC from seeking the surrender of an erring person, should the process require the requested
state to perform an act that would violate some international agreement it has entered into.We
refer to Art. 98(2) of the Rome Statute, which reads:
Article 98
2. The Court may not proceed with a request for surrender which would require the requested
State to act inconsistently with its obligations under international agreements pursuant to which
the consent of a sending State is required to surrender a person of that State to the Court, unless
the Court can first obtain the cooperation of the sending State for the giving of consent for the
surrender.
Moreover, under international law, there is a considerable difference between a State-Party and a
signatory to a treaty. Under the Vienna Convention on the Law of Treaties, a signatory state is
only obliged to refrain from acts which would defeat the object and purpose of a treaty;whereas a
State-Party, on the other hand, is legally obliged to follow all the provisions of a treaty in good
faith.
In the instant case, it bears stressing that the Philippines is only a signatory to the Rome Statute
and not a State-Party for lack of ratification by the Senate. Thus, it is only obliged to refrain from
acts which would defeat the object and purpose of the Rome Statute. Any argument obliging the
Philippines to follow any provision in the treaty would be premature.
As a result, petitioners argument that State-Parties with non-surrender agreements are prevented
from meeting their obligations under the Rome Statute, specifically Arts. 27, 86, 89 and 90, must
fail. These articles are only legally binding upon State-Parties, not signatories.
Furthermore, a careful reading of said Art. 90 would show that the Agreement is not incompatible
with the Rome Statute. Specifically, Art. 90(4) provides that if the requesting State is a State not
Party to this Statute the requested State, if it is not under an international obligation to extradite
the person to the requesting State, shall give priority to the request for surrender from the Court
In applying the provision, certain undisputed facts should be pointed out:first, the US is neither a
State-Party nor a signatory to the Rome Statute; and second, there is an international agreement
between the US and the Philippines regarding extradition or surrender of persons, i.e., the
Agreement. Clearly, even assuming that the Philippines is a State-Party, the Rome Statute still
recognizes the primacy of international agreements entered into between States, even when one
of the States is not a State-Party to the Rome Statute.
POLITICAL LAW: Sovereignty Limited by International Agreements
Petitioner next argues that the RP has, through the Agreement, abdicated its sovereignty by
bargaining away the jurisdiction of the ICC to prosecute US nationals, government
officials/employees or military personnel who commit serious crimes of international concerns in
the Philippines.Formulating petitioners argument a bit differently, the RP,by entering into the
Agreement, does thereby abdicate its sovereignty, abdication being done by its waiving or
abandoning its right to seek recourse through the Rome Statute of the ICC for erring Americans
committing international crimes in the country.
We are not persuaded.As it were, theAgreementis but a form of affirmance and confirmance of
thePhilippines national criminal jurisdiction.National criminal jurisdiction being primary, as
explained above, it is always the responsibility and within the prerogative of the RP either to
prosecute criminal offenses equally covered by the Rome Statute or to accede to the jurisdiction
of the ICC.Thus, thePhilippinesmay decide to try persons of theUS, as the term is understood in
theAgreement, under our national criminal justice system.Or it may opt not to exercise its criminal
jurisdiction over its erring citizens or overUSpersons committing high crimes in the country and
defer to the secondary criminal jurisdiction of the ICC over them.As to persons of the US whom
the Philippines refuses to prosecute, the country would, in effect, accorddiscretion to the US to
exercise either its national criminal jurisdiction over the person concerned or to give its consent to
the referral of the matter to the ICC for trial.In the same breath, theUSmust extend the same
privilege to thePhilippineswith respect to persons of the RP committing high crimes
withinUSterritorial jurisdiction.
To be sure, the nullity of the subject non-surrender agreement cannot be predicated on the
postulate that some of its provisions constitute a virtual abdication of its sovereignty.Almost every
time a state enters into an international agreement, it voluntarily sheds off part of its
sovereignty.The Constitution, as drafted, did not envision a reclusivePhilippinesisolated from the
rest of the world.It even adheres, as earlier stated, to the policy of cooperation and amity with all
nations.
By their nature, treaties and international agreements actually have a limiting effect on the
otherwise encompassing and absolute nature of sovereignty.By their voluntary act, nations may
decide to surrender or waive some aspects of their state power or agree to limit the exercise of
their otherwise exclusive and absolute jurisdiction.The usual underlying consideration in this
partial surrender may be the greater benefits derived from a pact or a reciprocal undertaking of
one contracting party to grant the same privileges or immunities to the other.On the rationale that
the Philippines has adopted the generally accepted principles of international law aspart of the
law of the land, a portion of sovereignty may be waived without violating the Constitution. Such
waiver does not amount to an unconstitutional diminution or deprivation of jurisdiction of
Philippine courts.
Petitioner urges that the Agreement be struck down as void ab initio for imposing immoral
obligations and/or being at variance with allegedly universally recognized principles of
international law.The immoral aspect proceeds from the fact that the Agreement, as petitioner
would put it, leaves criminals immune from responsibility for unimaginable atrocities that deeply
shock the conscience of humanity; it precludes our country from delivering an American criminal
to the ICC.
The above argument is a kind of recycling of petitioner's earlier position, which, as already
discussed, contends that the RP, by entering into the Agreement,virtually abdicated its
sovereignty and in the process undermined its treaty obligations under the Rome Statute,
contrary to international law principles.
The Court is not persuaded. Suffice it to state in this regard that the non-surrender agreement, as
aptly described by the Solicitor General, is an assertion by the Philippines of its desire to try and
punish crimes under its national law. The agreement is a recognition of the primacy and
competence of the country's judiciary to try offenses under its national criminal laws and dispense
justice fairly and judiciously.
Petitioner, we believe, labors under the erroneous impression that the Agreement would allow
Filipinos and Americans committing high crimes of international concern to escape criminal trial
and punishment.This is manifestly incorrect.Persons who may have committed acts penalized
under the Rome Statute can be prosecuted and punished in the Philippines or in the US; or with
the consent of the RP or the US, before the ICC, assuming, for the nonce, that all the formalities
necessary to bind both countries to the Rome Statute have been met.For perspective, what the
Agreement contextually prohibits is the surrender by either party of individuals to international
tribunals, like the ICC, without the consent of the other party, which may desire to prosecute the
crime under its existing laws.With the view we take of things, there is nothing immoral or violative
of international law concepts in the act of the Philippines of assuming criminal jurisdiction
pursuant to the non-surrender agreement over an offense considered criminal by both Philippine
laws and the Rome Statute.
Petitioners final point revolves around the necessity of the Senates concurrence in the
Agreement.And without specifically saying so, petitioner would argue that the non-surrender
agreement was executed by the President, thru the DFA Secretary, in grave abuse of discretion.
The Court need not delve on and belabor the first portion of the above posture of petitioner, the
same having been discussed at length earlier on.As to the second portion, We wish to state
thatpetitioner virtually faults the President for performing, through respondents, a task conferred
the President by the Constitutionthe power to enter into international agreements.
By constitutional fiat and by the nature of his or her office, the President, as head of state and
government, is the sole organ and authority in the external affairs of the country. The Constitution
vests in the President the power to enter into international agreements, subject, in appropriate
cases, to the required concurrence votes of the Senate.But as earlier indicated, executive
agreements may be validly entered into without such concurrence.As the President wields vast
powers and influence, her conduct in the external affairs of the nation is, asBayanwould put it,
executive altogether.The right of the President to enter into or ratify binding executive agreements
has been confirmed by long practice.
A view is advanced that the Agreement amends existing municipal laws on the States obligation
in relation to grave crimes against the law of nations,i.e., genocide, crimes against humanity and
war crimes.Relying on the above-quoted statutory proviso, the view posits that the Philippine is
required to surrender to the proper international tribunal those persons accused of the grave
crimes defined under RA 9851, if it does not exercise its primary jurisdiction to prosecute them.
The basic premise rests on the interpretation that if it does not decide to prosecute a foreign
national for violations of RA 9851, the Philippines has only two options, to wit: (1) surrender the
accused to the proper international tribunal; or (2) surrender the accused to another State if such
surrender is pursuant to the applicable extradition laws and treaties.But the Philippines may
exercise these options only in cases where another court or international tribunal is already
conducting the investigation or undertaking the prosecution of such crime; otherwise, the
Philippines must prosecute the crime before its own courts pursuant to RA 9851.
Posing the situation of a US national under prosecution by an international tribunal for any crime
under RA 9851, the Philippines has the option to surrender such US national to the international
tribunal if it decides not to prosecute such US national here.The view asserts that this option of
the Philippines under Sec. 17 of RA 9851 is not subject to the consent of theUS, and any
derogation of Sec. 17 of RA 9851, such as requiring the consent of the US before the Philippines
can exercise such option, requires an amendatory law.In line with this scenario, the view strongly
argues that theAgreementprevents thePhilippineswithout the consent of theUSfrom surrendering
to any international tribunal US nationals accused of crimes covered by RA 9851, and, thus, in
effect amends Sec. 17 of RA 9851.Consequently, the view is strongly impressed that the
Agreement cannot be embodied in a simple executive agreement in the form of an exchange of
notes but must be implemented through an extradition law or a treaty with the corresponding
formalities.
Moreover, consonant with the foregoing view, citing Sec. 2, Art. II of the Constitution, where
thePhilippinesadopts, as a national policy, the generally accepted principles of international law
as part of the law of the land, the Court is further impressed to perceivethe Rome Statute as
declaratory of customary international law.In other words, the Statute embodies principles of law
which constitute customary international law or custom and for which reason it assumes the
status of an enforceable domestic law in the context of the aforecited constitutional provision.As a
corollary, it is argued that any derogation from the Rome Statute principles cannot be undertaken
via a mere executive agreement, which, as an exclusive act of the executive branch, can only
implement, but cannot amend or repeal, an existing law.TheAgreement, so the argument goes,
seeks to frustrate the objects of the principles of law or alters customary rules embodied in the
Rome Statute.
Prescinding from the foregoing premises, the view thus advanced considers the Agreement
inefficacious, unless it is embodied in a treaty duly ratified with the concurrence of the Senate, the
theory being that a Senate- ratified treaty partakes of the nature of a municipal law that can
amend or supersede another law, in this instance Sec. 17 of RA 9851 and the status of the Rome
Statute as constitutive of enforceable domestic law under Sec. 2, Art. II of the Constitution.
We are unable to lend cogency to the view thus taken. For one, we find that the Agreement does
not amend or is repugnant to RA 9851.For another, the view does not clearly state what precise
principles of law, if any, the Agreement alters.And for a third, it does not demonstrate in the
concrete how the Agreement seeks to frustrate the objectives of the principles of law subsumed in
the Rome Statute.
Nonetheless, despite the lack of actual domestic legislation, theUSnotably follows the doctrine of
incorporation.As early as 1900, the esteemed Justice Gray inThe Paquete Habana case already
held international law as part of the law of theUS, to wit:
International law is part of our law, and must be ascertained and administered by the courts of
justice of appropriate jurisdiction as often as questions of right depending upon it are duly
presented for their determination. For this purpose, where there is no treaty and no controlling
executive or legislative act or judicial decision, resort must be had to the customs and usages of
civilized nations, and, as evidence of these, to the works of jurists and commentators who by
years of labor, research, and experience have made themselves peculiarly well acquainted with
the subjects of which they treat. Such works are resorted to by judicial tribunals, not for the
speculations of their authors concerning what the law ought to be, but for the trustworthy
evidence of what the law really is.
Thus, a person can be tried in the US for an international crime despite the lack of domestic
legislation.The cited ruling in U.S. v. Coolidge,which in turn is based on the holding inU.S. v.
Hudson, only applies to common law and not to the law of nations or international law.Indeed, the
Court inU.S. v. Hudson only considered the question, whether the Circuit Courts of the United
States can exercise a common law jurisdiction in criminal cases.Stated otherwise, there is no
common law crime in the US but this is considerably different from international law.
TheUSdoubtless recognizes international law as part of the law of the land, necessarily including
international crimes, even without any local statute.In fact, years later, US courts would apply
international law as a source of criminal liability despite the lack of a local statute criminalizing it
as such. So it was that in Ex Parte Quir in the US Supreme Court noted that from the very
beginning of its history this Court has recognized and applied the law of war as including that part
of the law of nations which prescribes, for the conduct of war, the status, rights and duties of
enemy nations as well as of enemy individuals. It went on further to explain that Congress had
not undertaken the task of codifying the specific offenses covered in the law of war, thus:
It is no objection that Congress in providing for the trial of such offenses has not itself undertaken
to codify that branch of international law or to mark its precise boundaries, or to enumerate or
define by statute all the acts which that law condemns. An Act of Congress punishing the crime of
piracy as defined by the law of nations is an appropriate exercise of its constitutional authority,
Art. I, s 8, cl. 10, to define and punish the offense since it has adopted by reference the
sufficiently precise definition of international law. Similarly by the reference in the 15th Article of
War to offenders or offenses that by the law of war may be triable by such military commissions.
Congress has incorporated by reference, as within the jurisdiction of military commissions, all
offenses which are defined as such by the law of war, and which may constitutionally be included
within that jurisdiction.
This rule finds an even stronger hold in the case of crimes against humanity. It has been held that
genocide, war crimes and crimes against humanity have attained the status of customary
international law.Some even go so far as to state that these crimes have attained the status of jus
cogens.
Customary international law or international custom is a source of international law as stated in
the Statute of the ICJ. It is defined as the general and consistent practice of states recognized
and followed by them from a sense of legal obligation.In order to establish the customary status
of a particular norm, two elements must concur: State practice, the objective element; andopinio
juris sive necessitates, the subjective element.
State practice refers to the continuous repetition of the same or similar kind of acts or norms by
States.It is demonstrated upon the existence of the following elements: (1) generality; (2)
uniformity and consistency; and (3) duration. While,opinio juris, the psychological element,
requires that the state practice or norm be carried out in such a way, as to be evidence of a belief
that this practice is rendered obligatory by the existence of a rule of law requiring it.
The term jus cogens means the compelling law.Corollary, ajus cogensnorm holds the highest
hierarchical position among all other customary norms and principles.As a result,jus
cogensnorms are deemed peremptory and non-derogable.When applied to international crimes,
jus cogens crimes have been deemed so fundamental to the existence of a just international legal
order that states cannot derogate from them, even by agreement.
These jus cogens crimes relate to the principle of universal jurisdiction, i.e., any state may
exercise jurisdiction over an individual who commits certain heinous and widely condemned
offenses, even when no other recognized basis for jurisdiction exists.The rationale behind this
principle is that the crime committed is so egregious that it is considered to be committed against
all members of the international community and thus granting every State jurisdiction over the
crime.
Therefore, even with the current lack of domestic legislation on the part of the US, it still has both
the doctrine of incorporation and universal jurisdiction to try these crimes.
WHEREFORE, the petition for certiorari, mandamus and prohibition is hereby DISMISSED
for lack of merit.