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Goethe The Alchemist - Ronald D. Gray
Goethe The Alchemist - Ronald D. Gray
the cosmic process: beginning with primeval chaos it passes through the creation
of the world and its inhabitants, ending in a perfect quintessential state which
closely resembles the first stage.
Text Source: Chapter 1 from Ronald D. Gray, Goethe the Alchemist: A Study of Alchemical Symbolism in
Goethes Literary and Scientific Works, CUP, 2010 (1952).
Goethe the Alchemist:
A Treatise on the Concept of Alchemy
and its Principles in his Time
I
T REQUIRES SOME EFFORT OF THE IMAGINATION to picture
the young Goethe retiring to the attic of his fathers staid middle-
class house, with its engravings of classical Rome and its solid
respectable furniture, to occupy himself with fantastic furnaces and
retorts, mysterious salts and crystals, and recipes for acquiring the Elixir
of Life. But such is the account which he himself gives in his autobiography.
This apparently superstitious seclusion becomes the more surprising when
one recalls that this was the epoch of Lavoisier and Priestley, the age of
Enlightenment not only in the artistic world of Winckelmann and Lessing,
but also in the scientific sphere. One might have supposed that Goethes
first steps in science would have been more in keeping with the times.
The fact is however that alchemy, although fast dying out, was still
able to command some attention even among serious men of science. In
the previous century it was still in a flourishing condition, and the attack
delivered by Robert Boyle in his Sceptical Chymist, published in 1661,
had little effect until much later. Scientists, while making great strides
in some fields by the use of empirical observation, could not wholly give
up their belief in the value of traditional methods of scientific research.
Newton himself was no exception: the surviving manuscripts or transcripts
on alchemy written in his own hand amount to some 650,000 words, a
remarkable testimony to the tenacity of the old faith, [1]1 As late as 1782
the Royal Society could still investigate a claim, made by one James Price, to
have transmuted metals into gold, and five years later the Berlin Academy
was led to make an enquiry into similar claims made by a Professor at Halle.
Price committed suicide; the German escaped with his life, if not with his
reputation, and in neither case was the evidence offered considered as in
any way satisfactory. [2] There was, no doubt, by this time considerable
scepticism on the part of the investigators; nevertheless, the mere fact that
investigations were made suggests that the aspirations of alchemy were
even then not ruled entirely out of court.
But what was only a vestige of fantasy in the minds of scientists still
dominated popular belief, particularly in some parts of Germany. At the
time of Goethes birth, in the not far-distant town of Mannheim, alchemy
was all the rage. Many of the most respectable citizens had established
alchemical laboratories, and so widespread was the enthusiasm that
1 References to sources (indicated thus:[1]) will be found at the end of this treatise. Other
notes are given at the foot of the page.
Goethe the Alchemist
Notes the city authorities felt themselves obliged to suppress it by law, on the
grounds that the numerous ill-guarded fires and the waste of labour and
materials were dangerous, and harmful to the economy of the State. [3]
A good deal of this ill-inspired endeavour was probably prompted by the
desire for easy money. But another factor of a different order was also at
work. There was a religious aspect of alchemy which made it especially
acceptable to certain members of the Pietist movement.
Jacob Boehme, from whom Pietism derived much of its doctrine, had
made considerable use of alchemical language in his writings, and one
of his later and more fanatical followers, the Pietist Gottfrid Arnold, had
quoted extensively from alchemical works in his voluminous History of
the Church and Heretics. It is possible to say therefore that wherever in
Germany Pietism was strong, as it was in Frankfurt, there was likely to be
also some belief in the validity of alchemy. All this makes the attitude both
of the eighteenth-century scientists and of Goethe easier to comprehend.
By the end of the sixties alchemy was still a possibility, although a remote
one; the transition from pre-Renaissance to modern science was not yet
complete.
It was in this atmosphere of thought that Goethe began his studies on
his return from Leipzig University in September 1768. Sick more in mind
than in body, he spent the winters convalescence reading alchemical
authors in company with the Pietist Fraulein von Klettenberg. It was she
who introduced him to the confused work of Georg von Welling, the Opus
Mago-Cabbalisticum et Theosophicum, a book which he described as;
obscure and incomprehensible, but whose mystifying language apparently
spurred him to further reading. He went on to study such authors as
Paracelsus, Basil Valentine, van Helmont and Starkey, all of them alchemists
of note, and found particular pleasure in the anonymously published
Aurea Catena Homeri. [4] Goethes retrospective tone in enumerating
these works in his autobiography is jocular, half-apologetic for youthful
folly, but at the time he was clearly enthusiastic-about them, and as soon
as he was sufficiently recovered from his illness began practical work on
his own account.
His faith in the possibilities of alchemy was strengthened by the
Universal Medicine administered by Dr Metz, a friend of Frulein von
Klettenberg, which appears to have hastened the cure. [5] He now directed
his efforts towards acquiring the secret of this panacea for himself. For
a long period he concentrated on the production of the so-called Liquor
Silicum, a kind of transparent glass which melted on exposure to the air
and assumed a clear liquid form. With this he hoped to acquire a substance
known as Virgin Earth, which would give birth to other substances from its
own womb; to imitate as it were, the creation of the universe by producing
a microcosmic world of his own which would develop of its own accord.
But although in old age he was still struck by the beauty of the experiment,
he was disappointed in his efforts. All he was able to produce was a fine
powder in which he was quite unable to perceive any magical properties,
and the project had to be abandoned. [6]
Another experiment described in the autobiography presumably met
with equally little success. This aimed at the fabrication of a Luftsalz,
an Airy Salt, which, like the Liquor Silicum, was to melt away on contact
with the air, and, combining itself in a mysterious manner with the super-
terrestrial things, to produce a substance of similar miraculous potency. [7]
Here again Goethe learnt little more than a modicum of practical chemistry,
but his efforts did not flag, and he seems to have continued his attempts
4
A Treatise on the Concept and Principles of Alchemy
throughout the year 1769. In the following year, at the University of Notes
Strasbourg, he was certainly still concerned with the problems of alchemy,
although there is no evidence that he engaged in any practical work there.
Fausts opening monologue on the inadequacy of book-learning, and his
resolve to give himself over to magic, is indeed a description of Goethes
own state of mind at this period. In a letter to E. T. Langer, the mentor of
his final months at Leipzig, he wrote on 11 May 1770: [8]
5
Goethe the Alchemist
Notes their first foundations, Goethe was devoting himself not to Neo-Platonism
nor to any other of the recognised forms of philosophy, but to Hermetism.
The degree to which alchemy, had established control over Goethes
interests in early manhood can scarcely be over-emphasised.
Unfortunately there is little evidence remaining which would indicate
the precise works he studied. The bibliographical works he is known to
have used, such as Daniel Morhofs Polyhistor, [11] Schelhorns Amoenitates
litterariores, [12] and the Bibliographia antiquaria of J. A. Fabricius, [13] all
provide chapters on occult authors, and would have offered him an almost
unlimited range of choice. He may well have come across the collection
of alchemical classics published in six volumes by Lazarus Zetzner at
Strasbourg from 1613-22 under the title Theatrum Chemicum, in which he
could have read most of the writers of any importance. The same can be
said of Roth-Scholtzs Deutsches Theatrum Chemicum (Nrnberg, 1732),
which he borrowed in 1808 [14] and may have known earlier.
A source which he certainly used was Gottfrid Arnolds Unpartheyische
Kirchen und Ketzerhistorie. [15] This work attempted to show that many
so-called heretics, including some alchemists, were in fact witnesses of
the true light, and contained several long extracts from such authors as
Heinrich Khunrath, van Helmont and Paracelsus. To these may be added
some unspecified works of Basil Valentine and the English alchemist
Starkey (Eirenaeus Philalethes), whom, as has been seen, Goethe studied
at Frankfurt. Agrippa ab Nettesheym must be excluded since he dealt more
in magic than in alchemy proper. So too, and for the same reason, must
Nostradamus, whose book is used by Faust to conjure up the Earth-Spirit.
As far as precise titles are concerned, we are in fact restricted to the
Opus Mago-Cabbalisticum and the Aurea Catena Homeri, together with a few
chapters of Paracelsus mentioned by name in the Strasbourg notebook.1 It
must be recalled however that the alchemists were not a set of philosophers
each with his own system. All felt themselves part of a tradition, and while
each might expound the common doctrine in an individual way there was
general agreement as to the fundamental tenets. In all his wide reading
Goethe can have found only an elaboration of the basic doctrines.
It is in fact possible to reconstruct even from this scanty evidence a
credible picture of alchemy as it appeared to the young Goethe. While it
will be necessary in the following pages to quote occasionally from other
authors, not known to have been read by him, the principal features of the
alchemists beliefs can be illustrated almost entirely from these few works.
A characterisation of the Aurea Catena Homeri will pave the way. This book,
believed to have been written by a Joseph Kirchweger,2 and published in
1723, represents a naive and crude attempt at demonstrating the truth of
some of the alchemical doctrines by reference to easily observable chemical
and physical phenomena. Its subtitle indicates concisely its intention: it is
a description of the origin of Nature and natural, things, how and whence they are
born and created, also how they are destroyed in their primal essence, and what
that thing is which gives birth to and destroys all things, the whole most simply
demonstrated according to the order of Nature itself, and illustrated throughout
with the best reasons and causes. [16]
1 These are: Paragrani Erster Tracktat von der Philosophey, Anderer Tracktat von der
Astronomey, Labyrintho Med. Cap. 5, Tr. 4. De Pestil, De Podagr. Lib. II. C. Geomantia,
D. B. von den Tart. Krankh. 20. Cap. The last four of these are almost exclusively medical.
6
A Treatise on the Concept and Principles of Alchemy
The Aurea Catena is based on the supposition that man and the Notes
universe both act in accordance with similar laws: as Nature works in
particular things, so also does she work in universal things. [17] The
microcosm and the macrocosm are replicas one of another, or better, both
are animated by the same Spirit. This sympathy between subject and object,
man and Nature, the part and the whole, belief in which lies at the basis
of all magic, is expressed in its most downright form in the verses of the
Aureum Vellus: [18]
Man himself according to this view is the universe in. miniature, and so
indeed is any part of the whole, since the whole is immanent in every part
and yet transcends the sum of all. Goethe himself expressed a similar point
of view, although with greater refinement, when he wrote to Schlosser:1
The same idea will be encountered in his botanical and optical studies.
It is not of course an exclusively alchemical belief; parallels might well be
drawn from Neo-Platonism and similar systems. We are concerned here
however with the use made of it in the Aurea Catena. All the experiments
described in the book derive from it in some way, one of the simplest and
most naive being that which professes to show how the heavens and earth
rose out of chaos. This is demonstrated by collecting a quantity of ordinary
rainwater in a tumbler and allowing it to stand untouched for several
weeks. At the end of this time sediment will have formed at the bottom
of the glass: the gross matter will have separated from the subtle, and
the experimenter will see with his own eyes the gathering together of the
dry land. If the contents of the glass are now heated, cloud-like vapours
arise on the surface of the water and the heavens appear. The vapour
must then be collected again and distilled, until only a sediment remains;
this sediment is Virgin Earth, the substance which Goethe attempted to
produce at Frankfurt. From it comes all future development: the seeds or
embryonic forms of minerals are said to be found as gritty particles in the
sediment; vegetables are represented by any plant-like forms perceived
in it, and animals too are present in the shape of maggots. (It must be
assumed that the process of distillation was not rigorously observed and
that a good deal of extraneous matter found its way into the water.)
1 See Weinhandl, Die Metaphysik Goethes, Buch, 3. Kap., where the meaning of this passage
is discussed.
In der Natur ist alles, was im Subject ist
Und etwas drber.
Im Subjekt ist alles, was in der Natur ist
Und etwas drber.
7
Goethe the Alchemist
Notes In this way the miniature world was inseminated and peopled entirely
out of its own substance; it was an inexplicable growth organically
proceeding from the original Fiat. [19] It is unusual to find so clear an
example of the intention of the alchemists as this. The fine disregard
for logic and empirical observation is as a rule concealed behind a
mystifying jargon which frequently makes it impossible to discover at
all how the experiments were meant to be carried out. But this example
at least illustrates one-facet of alchemists work: the demonstration of
a parallelism between the processes of development in the microcosm
and the macrocosm, between the particular and the universal working
of Nature.
Since the remainder of the proofs adduced in the Aurea Catena are of a
similar character there is no point in reciting them at length. It is simpler
to describe now merely the principal beliefs which the author attempts
to justify. First among these is his insistence on the contrast of opposites
throughout Nature. He ascribes to these opposites, which represent in
general the active and passive tendencies in the world, the alchemical
names of Sulphur and Salt. The list of qualities which he attaches to these
categories is worth giving almost in full. It reads: [20]
Sulphur Salt
Acid Alkali
Spirit Body
Father Mother
Male seed Female seed
Universal active principle Universal passive principle
Heaven and Air Water and Earth
Steel Magnet
Hammer Anvil
8
A Treatise on the Concept and Principles of Alchemy
more active, which is the Mercury, the other more passive, which is Gold. Notes
[23] The substances themselves, whether referred to as sulphur or salt,
mercury or gold, are symbols of these active and passive tendencies, the
agens and the patiens universale.
The practical experiments, although making use of these substances,
are intended to represent something more. Kirchweger insists throughout
that the conflict between these opposites is to be overcome. The
disharmony between the hammer and the anvil, the male and the female,
is to be resolved. Since the tendencies symbolised by these categories
are capable of an infinite variety of applications, it might be possible
to translate this as the overcoming of the differences existing between
subject and object, between the boundless claims of the individual and the
restricting influence of society, or between man and God. This would be
however to read into the Aurea Catena more than it actually says. Such ideas
were certainly held by some alchemists, but Kirchweger nowhere makes
any explicit reference to them; and an idea cannot be said to exist until it is
formulated. Kirchwegers interest is solely in Nature, and he expresses his
borrowed philosophy only in the most general terms. For him it is enough
to say that the active tendency desires to become passive, and the passive
to become active. When it comes to demonstrating the point his language
at once becomes extremely mysterious. Here is a typical example: [24]
Now we will split up and separate (the water) into its parts, examine these per
artem Vulcani, and anatomise, dissolve, break up and separate the result into its
partes volatiles, medias et fixas, then again conjugate, coagulate and fix these parts
that all may see how the most volatile can become fixed, and the fixed volatile,
Heaven become Earth, the volatile become acid and alkali, and vice versa, so that
a Harmonia concentrata, Quinta Essentia, or Magisterium Universi may emerge.
9
Goethe the Alchemist
Notes in a state of putrefaction and hence close to death, was renowned for its
life-giving properties when applied as soil-dressing. Kirchweger brings
forward numerous similar examples, all tending to show the same thing:
that all Nature passes into new life by first dying away.
But what has this to do with the achievement of harmony between
the conflicting opposites? Kirchweger gives no hint, but the answer can
be supplied from the works of the alchemists proper. The expression
Putrefaction is meant to apply not only to the material but also to the
spiritual world. It implies that man must die in the sense that he must
abandon worldly goods, detach himself from his personal desires, in order
to be reborn in the harmony of the Kingdom of Heaven. This symbolism
of death and rebirth plays an important part, in all alchemical writings and
Kirchweger has adopted it for his own purposes in describing the world of
Nature. He must mean, although he does not say, that just as spiritual death
is necessary for mans spiritual rebirth, so material death is necessary for
the material rebirth of natural things. Nature itself could by this means be
harmonised with itself, as Kirchweger writes:
Now mark well this example, for all Animalia, Vegetabilia and Mineralia are
governed by this rule, that they are first putrefied, then separated, rectified and
again coagulated and fixed, and regenerated in a glorious pellucid Body. [27]
10
A Treatise on the Concept and Principles of Alchemy
matter or chaotic [i.e. water]. Circulation is thus equivalent to the return Notes
to the primal matter. It is a term very commonly used by alchemists and is
closely connected with the ancient religious symbol of the serpent which
curls round in a circle and devours its own tail. A variant of this symbol
occurs in fact on the frontispiece of the Aurea Catena, where two dragons
or serpents are shown arranged in a circle, each with the tail of the other
in its mouth. Unfortunately no explanation of this image is offered in the
book, indeed it is never referred to, but it is justifiable to assume some
relationship between it and the symbol of circulation. In some way the
return to the primal matter, with its implied renunciation of individuality,
is connected with the rotation and self- devouring of the serpent.
In this brief outline of the Aurea Catena most of the fundamental
ideas, of alchemical literature have been touched upon. There is firstly
the congruence of microcosm and macrocosm, secondly a view of the
universe which divides all things into two conflicting and opposite
categories. The intention of the book is to show how this conflict can be
harmoniously resolved: firstly by death and rebirth, secondly by a return
to the primal matter and thirdly by a rotatory movement in which the
subject of regeneration consumes itself. It is now possible to turn from
Kirchweger and observe how these same ideas are developed and used by
the alchemists proper in their search for the Philosophers Stone.
It is already obvious that Kirchweger was not an alchemist in the
strict sense of the word. Here are no instructions for the preparation of
gold, the transmutation of metals and the production of an Elixir of Life.
But by the time the Aurea Catena was published these long-lived projects
of the alchemists were on the wane: the advance of scientific methods
had rendered the more symbolical aspects of alchemy suspect, and
many authors, like Kirchweger, were content to demonstrate merely that
the general beliefs of the alchemists could still be justified. Kirchweger,
although almost always obscure, responds to the increasingly scientific
spirit of his age by affording far more explicit demonstrations of his
theories than had ever appeared before.
The true aim of alchemy, the quest of the Philosophers Stone, had
a more far-reaching significance than the Aurea Catena might lead one
to suppose. As is well known, the essential function of the Stone was to
transmute base metals into gold, and while this was by no means its only
characteristic, it is as well to begin by asking how such transmutation
was considered to be possible. The whole chemical process rested on
the assumption that all metals were endowed by Nature with a common
quality. By virtue of this quality each bore within itself a tendency to
develop into the highest form of all metals, gold. This tendency, sometimes
called the seed of gold, was however obstructed by natural imperfections,
with the result that a variety of metals, conventionally recognised as seven
in number, had come into existence. These were arranged, according to
the degree of perfection, in the order lead, tin, iron, copper, quicksilver,
silver and gold, although authors sometimes differed on the question of
precedence among the baser metals. It was the task of the alchemist to
assist the more imperfect metals to attain their highest possible form by
removing as far as possible the obstructions in their path.
Imperfection resulted not only from the fact that the metals were
base, but also from their natural opposition. Mercury, as has been seen,
was regarded by Starkey as representing an active tendency, while gold
11
Goethe the Alchemist
Notes was more passive.1 Iron and copper were also opposed in this way. [32]
But there was no systematic classification: sometimes mercury was said
to be opposed not to gold but to lead, while the opposite of gold was silver.
[33] Indeed it is not possible to pin down even the equation of mercury
and gold with the active and passive tendencies, for as Starkey goes on to
remark the activity of the Mercury above the Gold is because the moving
virtue of Sol is sealed, that is, his Sulphur is imprisoned. Otherwise, when
Dissolution is made, Sol [i.e. gold] then is most active, and Mercury more
passive. [34] The essential point was that the metals, by reason of their
very individuality, were opposed one to another; it did not greatly matter
which was active and which passive.
In order to remove this imperfection the process known as the Magnum
Opus was undertaken. It was necessary first to reduce the metals concerned
to a formless mass, and there were broadly speaking two methods of doing
so. One of these was to melt the ingredients down to a fluid state. The
other was to place them in a bath of mercury, which has the property of
dissolving most other metals, and was consequently often referred to as
the Universal Solvent. To quote Starkey again: the main ground for the
possibility of transmutation is the possibility of reduction of all Metalls,
and such Minerals as are of metallick principles, into their first Mercurial
matter. [35]
In each case the effect was the same, and this indeterminate fluid state
once achieved, it was possible to induce in the metal the form desired.
Thus far most alchemists agree as to their method: there is almost always
a furnace or some other vessel in which the metals are dissolved. But
beyond this point the widest possible variety of instructions appear. Some
would advise a constant process of distillation and re-distillation; others
consider it necessary to collect the crystals which form on the side of
the vessel; others again demand two separate operations to withdraw
the seeds of silver and gold, which are afterwards to be joined together
in a final stage.
Numerous esoteric symbols are also introduced: there are birds
of all kinds, crows, swans, doves, phoenixes, eagles, each with its own
significance, together with Kings and Queens, homunculi, cherubs, water-
nymphs, salamanders and basilisks. To attempt any classification of these
is beyond my present purpose. One common belief does emerge however
from the welter of symbols. There is generally present the idea that once
the imperfections have been removed the seed of the metal will develop in a
natural way, comparable to the processes of gestation in living organisms.
Thus the adept is often instructed to keep the flame burning beneath his
vessel for a period of forty weeks: a clear parallel to the period of pregnancy
in the human body, which is not obscured unduly by the references to forty
philosophical months or years.
There is in fact a sexual element in all alchemical writings. As in the
Aurea Catena, the active and passive tendencies are equated as a matter
of course with male and female, and the idea of a metallic seed lent itself
readily to sexual metaphors. The development of the imperfect metals
towards gold was therefore spoken of as an organic process, and frequently
compared with the growth of plants. The alchemist could do little to assist
it except to ensure that his furnace, with its life-giving heat, was not allowed
to go out.
12
A Treatise on the Concept and Principles of Alchemy
It was however possible to gain some idea of how far the work had Notes
progressed. The increasing perfection of the metals, or the development
of the metallic seed was said to be characterised by a change in colour.
The first stage to be observed was the nigredo: the contents of the vessel
turned black. This was probably noticed in particular in the case of lead.
It was succeeded by the appearance of the colour white, albedo, which is
less easy to explain as an observable phenomenon. The third stage was a
yellow hue, citrinitas, which was followed in its turn by the highest colour,
red, the rubedo. This final stage was also referred to indiscriminately as
purple. When it was reached the alchemist might be assured that the end
of his quest was reached: Thou shalt have a sparkling red, like unto the
flaming fire wrote Starkey. Then art thou come indeed to thy Harvest,
and to the end of all thy Operations. [36]
But here again there is no general agreement as to precedence.
Sometimes the yellow hue was omitted altogether. [37] Sometimes, but
much more rarely, it was said to signalise itself the final stage, probably
owing to its affinity with the colour of gold. [38] A stage known as the
peacocks tail, in which all possible colours were represented, was also
occasionally inserted between the white and the red. Yet again the end of
the work was said to be a transparent whiteness, a glorious pellucid Body,
in the words of the Aurea Catena, and, to add yet further confusion, it was
called both red and white at once. On the whole however the consensus of
opinion seems to have been in favour of black as the initial stage and red
marking the conclusion of the operation. When this colour was observed
the metals had not only been transformed into gold, but the Philosophers
Stone had been created.
With the Stone in his possession the alchemist was able to turn it to
account. It possessed a highly concentrated force, which gave it its other
names of quintessence and tincture and by virtue of which it was able to
impart its own quality to the baser metals. The process by which this was
carried out was known as projection: the Stone was projected again into
the furnace from which it was taken, and worked through the new mass
of molten metal like a ferment, transforming it all into gold. When used
in powder form a single grain of the Stone was able to transmute a large
mass. Estimates varied as to the exact relationship between quantity and
efficiency, some being content with a ratio of one to ten, others with one
to a thousand, and yet others, like Raymund Lully declared that one grain
would transmute a whole ocean. But once again the divergent views are
not important. It is reasonably certain that no alchemist ever discovered
any real stone or powder capable of transmuting metals into gold, and
the figures are doubtless merely tributes to the wonder-working power
of the preparation.
What is of interest however is this quintessential nature of the Stone
and its ability to impart its own characteristics to other minerals. As A.
J. Hopkins has pointed out, there is a good deal of resemblance between
the Stone, seen from this viewpoint, and the Aristotelian entelechy, since
both are capable of reproducing themselves. [39] This resemblance is
emphasised by the fact that the Stone is often said to be identical with the
primal matter from which it is supposed to spring. It is its own metallic
seed and the seminal product of that seed. In this sense the Magnum Opus
was said to cyclical, and was often compared with the acorn which gives
rise to an oak, whose ultimate end is to produce yet further acorns, and
more oaks. The Stone was thus both the beginning and the end of the
operation, the first and the final cause. This double nature of the Stone
13
Goethe the Alchemist
Notes afforded the alchemist endless possibilities for deluding the uninitiated
reader. He could declare that it was useless to attempt the production of the
Stone until the original Matter had been found, and that this in turn could
not be discovered until the Stone had been made. The whole system was
a closed circle into which the reader could penetrate only by an intuitive
sense of what was intended.
The point which the reader was expected to guess was that the
manufacture of gold was not always the most essential part of the
operation. In the earlier alchemical writings this was probably never
mentioned. By the eighteenth century however authors were becoming
far more explicit. Georg von Welling states openly in the preface to his
Opus Mago-Cabbalisticum, [40] that our intention is not directed towards
teaching anyone how to make gold, but something much higher, namely
how Nature may be seen and recognised as coming from God, and God in
Nature. Shortly afterwards he again insists that he has no desire to increase
the lust for gold: [41] nay, but we wish with all our hearts that all men
might seek and find not gold, but God. Gold was his aim only in so far as it
was the highest metal and the symbol of the Sun. His true intention was
to instruct the reader in the knowledge of God, and for him, as for many of
his contemporaries, to acquire the Stone was to attain such knowledge in
full. For the Christian alchemist indeed the Stone was identified with Christ,
although the fact was rarely stated. Basil Valentine speaks in guarded terms
of the headstone in the corner; [42] Robert Fludd, more openly, writes of
ille Lapis Angularis Jesus Christus. [43] Heinrich Khunrath, a follower of
Jacob Boehme, is perhaps the most explicit. [44] He writes:
Since God the Lord for our edification permits Jesus Christ to be represented in
the great Book of Nature by the Stone of the Philosophers, I may fitly quote the
words of Isaiah the Prophet of Christ, in order thereby to show to some .extent
the wonderful harmony and correspondence of these two stones...
fallen Man, having come through sin and ruin into a state of putrefaction, must
be regenerated, and maintained in a fixed and permanent condition, through the
sweet, fixed Salt of eternal and gentle peace, Christ Jesus. [45]
14
A Treatise on the Concept and Principles of Alchemy
equivalent in some respects to the first and final cause; it was the Alpha and Notes
Omega. Basil Valentine declared that its true name, according to temporal
understanding, is called ALL IN ALL. [47] It was indeed a commonplace of
alchemy that the matter of the Stone was to be found everywhere, on
mountain-tops and in the depths of the ocean, in the air and in the fire of
the alchemical furnaces. In brief, the Stone was the entire Universe, the
One and All. It was God immanent in all creation and yet embracing and
transcending it.
For the Christian alchemist it was of course possible to speak of Christ
in this way. But it does not follow that every alchemist was a Christian,
since it was possible to conceive of God in these terms without necessarily
accepting the authority of the Christian doctrines. An ancient Chinese
alchemical text has recently been published in which the divinity of the
Stone is associated rather with the Tao. [48] It is as well to recall therefore
that the Western alchemists studied in the following pages, although
referring to the Stone as Christ, always thought of him also as the immanent
and transcendent Whole. This was the essential characteristic; other
connotations were perhaps dependent upon time and place.
The meaning of the alchemical quest can now be defined a little more
closely. To acquire the Philosophers Stone was, as has been seen, to
achieve full knowledge of God. This must now be interpreted as gaining
knowledge of the whole universe, an apparently impossible task. It is
however precisely the claim of those who have experienced mystic union.
Whatever terms he may use to describe it, Miss Underhill writes in her
authoritative work, and however faint or confused his perceptions may
be, the mystics experience in Contemplation is the experience of the All.
[49] The alchemists, naturally enough, were almost completely silent on
this aspect of their work. It is questionable indeed whether many of them
were aware at all of this implication. One of their number, however, Oswald
Croll, a follower of Paracelsus, spoke of it at some length, and his words,
in view of their rarity, are worth quoting extensively. [50]
The alchemists [he says] leave themselves, and totally go out from themselves
They hasten from the imperfect to that which is one and perfect, the knowledge
and contemplation whereof... is a sacred, Heavenly and hid silence, the quiet or
Rest of the sences and all things, when at length... all minds shall be altogether
but one thing, in one MIND which is above every MIND. It is the intimate vision
of God, which also hapneth by the Light of Grace to the separate Soul even in this
world, if any man set himselfe about it now, and be subject to God. Thus many holy
men by vertue of the Deifick Spirit have tasted the First fruits of the Resurrection
in this life, and have had a foretaste of the Celestiall Country.
15
Goethe the Alchemist
Notes It is moreover reasonably certain that Goethe was made aware of this
significance of the Magnum Opus by his guide into the mysteries of alchemy,
Frulein von Klettenberg. This pious woman found her life profoundly
changed, some eleven years before her meeting with the poet, by what
she believed to be a visitation from her Saviour. The vision is described in
some detail in the sixth book of Wilhelm Meisters Lehrjahre, and Hermann
Dechent has shown that this description tallies with her own experience,
in which she claimed to have seen the body of Christ with her own eyes,
to have kissed its wounds, and to have felt many of the characteristic
sensations of mystical union. [52] In later years she urgently desired to
make this experience attainable by others, in particular by Lavater, and her
letters to him are full of exhortations to await the coming of such a supreme
moment of ecstasy. In one such passage, she refers to her vision in terms
of alchemy, using the Paracelsian expression potable gold, another of the
many synonyms for the Philosophers Stone. I have received, she writes,
an aurum potabile, enjoyed an imperishable drop, which transforms
everything, which fashions me, as my Head is fashioned at the right hand
of Majesty. [53]
The Stone, that imperishable permanence which was to transform
metals and bring them closer to the perfection of gold, is here spoken of as
refashioning a human being, bringing her closer to the form of her Head,
that is of Christ, at the right hand of God. The earthly parts, in the words
of Basil Valentine, have been consumed body and soul by the Divine, and
the earthly body has entered a heavenly being. [54] It seems very probable
that Frulein von Klettenberg would have divulged to Goethe this aspect
of the Stones symbolism, just as she confided to him also the nature of her
vision. Whether he made any use of the knowledge is however another
matter.
Once again a word of caution is necessary. The ambiguity of the
alchemical writings makes it impossible to determine how often the purely
mystical symbolism was present in the minds of their authors. It is also
difficult to decide whether it was associated with the process of making
gold from the beginning of alchemy, or whether it was introduced at a later
date. A. J. Hopkins considers that alchemy began in ancient Egypt simply as
a method of gilding metals, in order to give them a more pleasing outward
appearance, and that other implications were a later development. [55] A.
E. Waite postpones the connection of mystical symbolism with the work
until after the Renaissance. [56] This is however certainly an exaggeration
and Father Festugiere has since shown with considerable probability
that the mystical associations were fairly early, although post- Christian.
He considers that alchemy was purely practical until the second century
B.C., acquired a philosophical aspect between that time and the second
or third century A.D., and was intended to represent mystical doctrines
from the third or fourth century onwards. [57] There is thus no question
at all that the authors studied by Goethe, all of whom wrote later than
Paracelsus or Boehme, were capable of regarding the Magnum Opus as a
key to the mystic way. The question of the origins of alchemy can therefore
be disregarded here.
I do not mean to suggest however that the practical side of alchemy
was considered unimportant. On the contrary, it was part and parcel of
the doctrines, and many passages can only be read with reference to real
metals. But the manufacture of gold came in time to play a subordinate
role, whereas the symbolical aspect increased in importance. The
laboratory work assumed something of the function of a liturgy; like the
16
A Treatise on the Concept and Principles of Alchemy
Eucharist it became the outward sign of an inward act, and by means of Notes
it the alchemist could visualise and better understand the processes of
his inward development. All the arguments for or against the need for
practical experiment could in fact be drawn from the controversy over
the Real Presence. If the alchemists inward state of mind corresponded
with the work of his hands, the creation of the Philosophers Stone would
accompany the fullest possible knowledge of God. In order to see how this
was considered to be possible, it is necessary now to examine the practical
steps of the work and their association with the mystic way.
The purifying and refining fire is of course a common religious symbol,
occurring frequently in the Bible. There is indeed a passage in the Book of
Isaiah which, with its reference to base metal, bears a strong resemblance
to alchemical language, although no one would suggest that anything more
than a poetic metaphor is intended. Speaking through his prophet, Jehovah
declares: I will turn my hand upon thee, and purely purge away thy dross,
and take away all thy tin. [58]
The alchemists of the later period were fond of such quotations,
whatever their origin may have been. The mystic St Catherine of Genoa
must surely have had them in mind when she wrote that souls are covered
by a rust, that is, by sin, which is gradually consumed away by the fire of
purgatory. The more it is consumed, the more they correspond to God,
their true Sun. [59] Georg von Welling clothed the same idea in alchemical
language when he wrote that during the chemical process the stinking
sulphur was removed. In the same fashion, he continued, mans evilness
was removed by Christ, [60] so that, after he has laid aside through
temporal death his filthy, stinking, sulphurous shell into which he has crept
with his Satanic imagination, he may be through Christ presented again in
his glorious pristine shape to God his Heavenly Father.
This, therefore, was the meaning of the purification, or, as it was
sometimes called, the calcination of metals. Goethe himself certainly
understood it in this way, as can be seen from one of his letters to E. T.
Langer, dated 17 January 1769, that is, shortly after his alchemical studies
began. Langer was, as has already been seen, to some extent Goethes
confidant in these occult matters, and there can be no doubt that the
passage is to be understood alchemically. I have suffered, Goethe writes,
and am free again, this calcination was very profitable for my soul. [61]
In using the word calcination where it means a purgation and liberation
through suffering. Goethe reveals his awareness of the human application
of his alchemical language.
Concurrently with this meaning of purification, the fire of the
alchemists also bore the sense of a constant burning love of God. So Starkey
enjoined his reader not to think that this increase of Fire consists in the
blowing of the Coal, no verily, it is a more subtle internal fire that we have,
and yet that also must be kept constant, and in due order. [62] Similar
injunctions are met frequently throughout these writings, and once again
their meaning is clarified by comparison with purely mystical authors. Thus
Jean de Bernires Louvigni, whom Goethe probably read at Strasbourg, [63]
observes that the inward fire must be kept carefully covered and concealed.
If one omits to lay on wood from time to time, that is, to maintain it by
frequent lifting of the heart and continual looking, upward to God... it is in
danger of going out. [64] The alchemical furnace had a twofold character:
like the fiery roses cast by the angels at Mephistopheles its flames could
consume either with love or with terror.
The teaching of the alchemists did not however necessarily tend
17
Goethe the Alchemist
Notes towards asceticism. The purgation of the base metals did not go so far
as to deny them all right to exist. It was rather a question of removing all
possible obstructions in the path of the developing seed of gold which
each was supposed to contain. Translated into human terms, this meant
that the passions and desires needed to be sublimated in order to attain
harmony. The Freudian expression was in fact used by the alchemists, as
Silberer has pointed out, in a similar sense. In the process of Sublimation,
wrote Paracelsus, the spiritual is raised from the corporeal, subtilised,
and the pure separated from the impure. [65] That is, the so-called lower
impulses were to be refined and brought to a higher level, just as, according
to Freud, the anti-social, sexual libido can be sublimated into a socially
useful urge. [66]
It was not desirable therefore to destroy the baser elements entirely,
since only from them could the Philosophers Stone be made. These very
inferior metals, this libido, were to be transmuted in the alchemical work
into a God-like form. Just as God embraced within himself all opposites,
the apparently good as well as the apparently evil, the active as well as
the passive, so the metals could be brought into this condition; and Man
himself, by accepting and utilising what had generally been regarded as
evil, the passions, and assimilating it to what had been regarded as good,
the spirit, could achieve a similar harmony: he could become God-like. The
complete destruction implied by thoroughgoing asceticism would destroy
at the same time the seed which the alchemist desired to cultivate.
The imperfections once removed, that is, the renunciation of purely
personal desires once achieved, it was possible for the golden seed to
grow. As we order it, wrote one adept, there is made a quickening of it,
as a grain of Corn in the Earth is quickened. [67] Here the reason for the
alchemists insistence on organic plant-like growth becomes apparent. The
seeds development could not be hastened; it must take its own course!
It was commonly spoken of also as a central point or sparky, which was
to grow until it filled the entire frame of the subject. Paracelsus called it
a small spark of the eternal invisible fire. [68] All natural objects were
considered to possess this central point or seed, and all, including both
metals and Man were capable therefore of developing into the highest
form. It was in fact itself the embryonic perfection latent everywhere, the
primal matter of the perfect Stone. Thus Gottfrid Arnold writes: in general,
the Centre is the innermost ground of every thing, for which reason there
are various Centra. In man, the Centre is God Himself, or the faded image
of God... [69] Similarly, Georg von Welling speaks of the eternal joy to
be found in the centre of peace, that is, in God, [70] and of the tincture
which is Christ Jesus himself, the beginning and the end, the centre of the
revealed divine eternity; [71] while Louvigni also speaks of Christ as the
centre of peace. [72]
It might then be described as the latent seed of faith in Man, or the
potential ground in which the full knowledge of God might be implanted.
It is possible also, in view of its divine universality and its veiled nature,
a faded image of God as Arnold calls it, to make the comparison with
Schopenhauers Will. This too was immanent throughout the universe,
wholly present in every part, concealed from knowledge by the veil of
illusion, and only knowable by an act of renunciation. There are however
other more closely connected parallels which it will be more profitable
to pursue.
The aim of the alchemists might be described as the knowledge of the
centre. Felix qui verum potuit cognoscere centrum, wrote an unknown
18
A Treatise on the Concept and Principles of Alchemy
author quoted by Arnold. [73] This fulfilment was described in two ways. Notes
On the one hand it was characterised by a radiation of spokes proceeding
from the centre of the subject outwards. Thomas Vaughan, twin-brother of
the poet Henry Vaughan, has given most vivid expression to this symbol.
To instruct thee then, [he writes], [74] this mystery is perfected when the Light in
a suddain, miraculous coruscation strikes from the Center to the Circumference,
and the Divine Spirit hath so swallowed up the body that it is glorified like the
Sun and Moon in their splendour.
19
Goethe the Alchemist
Notes substances, and transmuted them into its own form. It is however extremely
unlikely that the alchemists ever observed such a development taking place
in their laboratories. Of greater interest is the meaning attached to the
idea; and once again it is useful to compare the alchemical symbol with the
writings of mystics. In the practice of contemplation the mystic attempts
to dissociate himself from his immediate surroundings and concentrate
his powers on the God whom he believes to dwell within. Evelyn Underhill,
describing this, speaks of a spark, which must be brought within the
conscious field, out of the hiddenness, from those deep levels where
it sustains and guides normal existence, and be made the dominant
element round which personality is arranged. [80] This involves, she
continues, the emergence from deep levels of mans transcendental
self; its capture of the field of consciousness; and the conversion or
rearrangement of his (the mystics) feeling, thought, and will, his character,
about this new centre of life.1 The Cambridge mystic William Law speaks
in similar terms:
Though GOD is everywhere present, yet HE is only present to thee in the deepest
and most central part of thy soul. The natural senses cannot possess God or unite
thee to him But there is a root or branch of thee from whence all these faculties
come forth, as lines from a centre, the fund or bottom of the soul. This depth is
the unity of eternity, I had almost said the infinity of thy soul; for it is so infinite
that nothing can satisfy it or give it rest but the infinity of God.2
20
A Treatise on the Concept and Principles of Alchemy
is the preliminary stage towards the full assimilation of each in each. But Notes
the rotatory movement itself is only a preliminary: so long as it continues
the desired identification with the centre is incomplete.
God is the Centre of all Creatures [wrote Croll] by how much the more any draw
near him, by so much the more blessed, and lesse variable, and mutable is he; But
the farther any thing departeth from that Centre, or One, to wit, the immutable
will of God, to the circumference, variety and plurality of the Creatures, the
more unhappy, imperfect, and mutable is it: Blessednesse is in unity, not in the
circumference, in Christ, not in the world, is Peace and Rest. [82]
The Aurea Catena uses similar language when it says that the nearer
a subject lies to the centre, the more strongly it is fixed, [83] implying
that it comes closer to the peace and fixity of the Stone; while Welling
affirms that everything which lies outside the point, is in constant unrest,
and longs incessantly for its origin, that is, the point where it finds peace.
[84] The central seed thus represents the Divine also in the sense-that it
is a unity beyond the tribulation of the individual. Rotation is discontent
and dissatisfaction, the centre is stillness and power. Outside the centre,
wrote the physician and alchemist van Helmont,
...the soul can know no reall or permanent satisfaction, but like the Aguish
magnetised Needle, reels to and fro, in a Phrensie of inquietude, distracted twixt
various Apparitions, until shee lye parallel unto the Center, or Unity thereof [of
love]: and having once fixed in that happy position, she is, by an eternal union,
identified or assimilated unto that twin of her self. [85]
This, therefore, was in part what the alchemists intended when they
spoke of purifying the rotating metals within their vessel, and discovering
the golden seed.
It is now possible to turn back to a rather obscure passage from the
Aurea Catena, already quoted,1 in which it was said that all things must
return by circulation to the primal matter It is clear that this primal
matter was God, regarded as the first cause. It was at once the molten mass
of liquid metal and the undifferentiated universal chaos, the infinite ocean
in which all individuality was to cease. Oswald Croll, always more explicit
than most, confirms this when he speaks of those
...who from Divine Love willingly cast themselves into the fountaine of the Abysse
and into the Sea of Nihilitude or Nothingnesse, and enter into the Holy of Holies
by the Life of Christ, that in the Sabbath they may live with God in Rest and
Blessednesse. [87]
This act of renunciation was essential to the rebirth into new life in
which the alchemists believed. The self-destruction implicit in the rotating
1 See p. 11 above.
21
Goethe the Alchemist
Notes serpent was identical with the putrefaction, or death to self, spoken of
elsewhere. Only when mans lust had completely consumed itself by
revolution, said Welling, could he appear again in his former angelic
splendour. [88] It was necessary to yield all personal desires and become
one with the universe.
With the expression rebirth, however, yet another symbol is coupled,
for the alchemists sometimes described this regeneration as an actual birth
from a living mother. It was in this sense that they understood the phrase ex
quo aliquid est, in illud rursus resolvitur: [89] man was made by his mother,
and to his mothers womb he must return to be reborn. Paracelsus writes
that he who would enter the Kingdom of God must first enter with his
body into his mother, and there die, and again that the soul must enter its
mother in God. [90] The whole world, in his view, was subject to this law,
and must go into its mother..., its primam materiam, massam confusam
and abyssum in order to achieve eternity. [91]
This was, however, the macrocosmic aspect of the Stone, which, since it
is possible to treat only one meaning at a time, must be left out of account
here. Perhaps the crudest and most direct account of the return to the
mother occurs in doggerel verse in the appendix to Wellings work. It is
worth quoting at length since Goethe is almost certain to have read it.
The male or active principle is here represented by the King, who is Gold,
while the passive principle is represented by the Mother, or Mercury: [92]
And yet it seems to me, the door of the Promised Land still stands open for me.
And that we must come remoulded from the mothers body.
For I cannot otherwise reach the Kingdom of Heaven
Unless I am born a second time.
Therefore my desire is to return to the mothers womb
That I may be regenerated, and this I will do right soon.
Just as Mary received through the Holy Ghost, in a supernatural and invisible
fashion, the Son of God, promised by the Father [continues Paracelsus] [94] so
our pure Virgin the philosophic Mercury, in a miraculous way, has given birth
again by the Holy Ghost, that is in this case by the Spirit of Mercury, to the high
quintessence of all things.
22
A Treatise on the Concept and Principles of Alchemy
was often referred to as the Balneum Mariae, and, although the name was Notes
usually ascribed to Mary the Prophetess, the supposed daughter or sister
of Moses, who was said to have invented the instrument, there were, as
Berthelot has remarked, frequent resemblances between the two Maries.
[95] The Bath of Mary was thus a symbolical representation of the womb in
which Christ was born. The same incarnation was possible, the alchemists
argued, in any natural thing, whether metal or man. The seed of faith and
knowledge might be implanted in any pure body, and there develop,
provided first that all feeling of individual separateness was abandoned.
In the state of fusion in the formless chaos of the womb, the incarnation
of Christ or the universal Divinity in the adept could begin.
The alchemists were however fond of paradoxes: for them death and
birth were almost synonymous. Thus it is that the return to the primal
matter was associated not only with the birth of Christ, but also with his
death.
As then it is with those who are Redeemed, [wrote Starkey] their Old man is
crucified [and] after that the New man is restored... even so it is after a sort in our
Operations, for first of all our old Body dyeth,... which is as it were the Purgatory
of this old Body,... and when it once is purged, and made clean and pure, then are
the Elements joyned,... so that from henceforth there is nothing but concord and
amity to be found in all our habitations. [96]
23
Goethe the Alchemist
Notes Very often, since the conflicting opposites were considered as being
male and female, the Stone was called an Hermaphrodite. This Salt, says
Valentine, is an Hermaphrodite among other Salts, it is white and red,
even as you will have it. [102] This symbol reached the pitch of absurdity
when it was illustrated in the form of a repulsive human figure having
both male and female sexual organs. But once again it was intended to
represent the unitive and universal nature of the Stone. Equally common
was the representation of the final stage by a marriage between the male
gold and the female mercury, a marriage from which the Hermaphroditical
Infant was sometimes said to emerge.
An obscurer indication of the oneness of the Stone was the epithet of
roundness occasionally attached to it. It was a round sphere, on which the
goddess Fortune drives her chariot. [103] Speaking, as it sometimes did,
in the first person, the Stone was made to say by Ripley: I am by nature
inclined to roundness. [104] In this coupling of rotundity with double-sex
there appears to be a reminiscence of the Platonic myth in the Symposium.
According to the humorous story placed in the mouth of Aristophanes,
there was once a golden age when some human beings enjoyed great
power, by virtue of the fact that they combined both male and female in
one; they were, moreover, completely spherical and able to roll rapidly
and at will in all directions. This extraordinary faculty brought them into
conflict with Zeus, who in order to punish their importunity divided their
spheres into halves, one male and one female.
Since that time the man has had a yearning to become joined again
to his female counterpart, and this meeting, this becoming one instead
of two, is the very expression of his ancient need And the reason is that
human nature was originally one and we were a whole, and the desire and
pursuit of the whole is called love. [105] The spherical and hermaphrodite
Philosophers Stone is clearly an expression of the same desire for
wholeness. To produce the Stone, to be able to assume the divine power
of determining the form of metals, was to become, at least symbolically,
identified with the All in All.
Recapitulating the stages of the Magnum Opus so far described, we
have then first the belief that the microcosm and macrocosm are one, are
identical in form and structure. This makes possible the whole symbolism
of the transmutation of metals, and at the same time allows the alchemist
to regard the stages of this transmutation as equivalent to stages in his
own spiritual development. The first of these is death, represented by the
putrefaction of the alchemical matter; it is a renunciation of individuality,
a purification of the passions, but not necessarily an ascetic denial of
their right to exist. So long as this preliminary stage continues, the work
is said to rotate about a central point in a torturous longing for peace.
Once, however, the preliminaries are completed, rotation ceases, and
the alchemist begins to be identified with a central point or seed within
him, that is, he begins to acquire knowledge of what he believes to be an
indwelling God. This is the source of a new life, which is not achieved in a
flash in its entirety, but develops gradually and organically until it suffuses
the adept with a feeling of complete joy and oneness, beyond the opposites
of good and evil which encompass his normal earthly existence. This final
stage of full identification with the central seed is symbolised as a marriage
of male and female, or as an hermaphrodite: it is an assumption into totality
in which all duality is subsumed. Thence the whole cycle begins afresh.
This is however, it must be emphasised, only one interpretation of the
alchemical work. As is evident from the Aurea Catena, it was possible to use
24
A Treatise on the Concept and Principles of Alchemy
the symbols in a less ambitious way, solely as an explanation of the laws Notes
of Nature. They could be regarded as symbols either of the individual or
of the universe, since both were believed to be identical. Thus the rotating
serpent was in a wider aspect said to represent the world at large, which
like man himself was subject to an eternal cycle of death and rebirth, which
it could only escape by an act of renunciation.
Moreover, the extraordinary secrecy and confusion of all alchemical
writings makes it difficult to determine precisely how much was intended
by any particular author. Only in those cases where, like Croll, the
alchemists openly admit a desire for mystical union, is it possible to say
with certainty that this was their aim. Others may simply have intended to
preach a spiritual detachment from worldly affairs, or the need for personal
knowledge of God by means of prayer. And in any case there is never any
attempt at an orderly presentation of the stages in their sequence. Since
the Stone was the All, it was possible to begin anywhere and end anywhere,
and every symbol could be used to represent any stage in the operations.
In attempting to sort them out and to allot a separate meaning to
each, I have therefore given not only a false impression of the degree of
clarity reigning in the writings of the alchemists, but also to some extent
of their beliefs. In avoiding a repetition of their obscurity, one is obliged
to suggest definite meanings for symbols which were meant to convey
unlimited associations. It is frequently difficult to see any distinction at
all between the various stages: identification with the centre is the same
as the marriage of male and female for many authors, and so with the
remainder of the symbols. This was however in the nature of alchemy itself.
For the purposes of exposition it was necessary to speak of the One and
All as containing two opposites, but at the back of his mind the alchemist
could not really believe in their existence. The confusion of his theories
was therefore part and parcel of his beliefs.
In consequence, the literature frequently degenerates into a vague
attempt at expressing the ineffable, helped along with some traditional
symbols, and smugly convinced that in view of the complexity of the subject
utter obscurity is inevitable. To give ourselves the trouble, said Welling,
of affording a full explanation and reconciliation of all the apparently
contradictory passages in these our writings, to the satisfaction of every
reader, is no concern of ours. [106] It was this self-satisfied disregard for
logic which in the end destroyed alchemy.
The pattern of symbols so far presented has however some justification,
although it is only the barest outline of alchemical doctrines. It is true that
as soon as any reasoned classification of their beliefs is made the alchemists
appear to have been the spiritual ancestors of such men as Schopenhauer
and Schelling, to have been the Western equivalents of Buddhists and
Taoists. But the beliefs they held were dark and embryonic. It was not
until these beliefs were brought into daylight and explicitly applied to the
problems of living that they had any appreciable effect on the course of
European philosophy. The man who imposed a pattern on the alchemical
symbols and thus introduced them into the stream of current thought was
the Silesian mystic Jacob Boehme...
25
Goethe the Alchemist
Notes
ABBREVIATIONS
A.C.H Kirchweger, J. Aurea Catena Homeri
E.G.S. Publications of the English Goethe Society
G.J.B. Goethe Jahrbuch
J.G.G. Jahrbuch der Goethe-Gesellschaft
K.K.H. Arnold, G. Unparteyische Kirchen und Ketzerhistorie
O.M-C. Welling, G. von, Opus Mago-Cabbalisticum
RR. Starkey, Ripley Revivd.
V.G.G. Viermonatschrift der Goethe-Gesellschaft
WA. Weimarer Ausgabe of Goethes works. The Roman numerals refer to
the Abteilung, the first Arabic numerals to the volume, the second to
the page.
REFERENCES
1. Cp. Read, Prelude to Chemistry, p. 307.
2. Figuier, LAlchimie et les Alchimistes, ch. vi.
3. Adolf Kistner, Mannheimer Stadtrat und Kurpflzische Regierung gegen das
alchemistische Laborieren, 1753, in Ruska, Studien zur Geschichte der Chemie,
p. 109.
4. WA. I. 27. 203-4.
5. Ibid.
6. Ibid.
7. Ibid.
8. P. Zimmermann, Goethes Briefe an E. Th. Langer, p. 28: Und dann, such ich
unter der Hand, mir eine kleine Literarische Kenntniss der grosen Bcher
zu verschaffen, die der gelehrte Pbel theils bewundert, theils verlacht, und
beydes weil er sie nicht versteht: deren Geheimnisse aber zu ergriinden nur
ein Pekulium fur den empfindsamen Weisen ist. Lieber Langer, es ist doch
wrcklich eine Freude, wenn man iung ist und die Insuffizienz des grssten
Theils der Gelehrsamkeit eingesehen hat, noch auf so einen Schatz zu stossen.
O es ist eine gar lange Reihe, von Hermes Tafel, biss auf Wielands Musarion.
9. The Ephemerides, WA. I. 37. 81 sqq.
10. WA. I. 27. 308. (Dichtung und Wahrheit.)
11. WA. I. 27. 39. (Dichtung und Wahrheit.)
12. Ephemerides.
13. Ibid.
14. See Keudell, Goethe als Benutzer der Weimarer Bibliothek.
15. WA. I. 27. 217. (Dichtung und Wahrheit.)
16. eine Beschreibung von dem Ursprung der Natur und natrlichen Dingen,
wie und woraus sie geboren und gezeuget, auch wie sie in ihr uranfngliches
Wesen zerstret werden, auch was das Ding sey, welches alles gebret und
wieder zerstret, nach der Natur selbst eigner Anleitung und Ordnung auf
das einfltigste gezeiget, und mit seinen schonsten rationibus und Ursachen
berall illustrirt.
17. A.C.H. p. 93: wie die Natur in particularibus arbeitet, also arbeitet sie in
universalibus.
18. Quoted in Read, Prelude to Chemistry, p. 73. My italics.
19. A.C.H. ch. x.
20. A.C.H. p. 56.
21. A.C.H., ch IV:
22. A.C.H. p.59
23. RR. p.289.
26
A Treatise on the Concept and Principles of Alchemy
24. A.C.H. p. 241: Nun wollen wir... (das Wasser) in seine Theile zertheilen Notes
und separiren, solche per artem Vulcani exami- niren und ihre Wirckung in
etwas... anatomieren, solviren, zerlsen, separiren in seine partes volatiles,
medias et fixas, solche separirte Theile dann wieder zusammen conjungiren,
coaguliren, und figiren, damit jeder sehe, wie das allerflchtigste kan fix
gemacht werden, das fixe aber fliichtig, der Himmel zur Erde, das Volatile
zum Acido et Alcali, et vice versa, dadurch eine Harmonia concentrata, Quinta
Essentia, oder Magisterium Universi heraus komme.
25. A.C.H. p. 269.
26. A.C.H. ch. v.
27. A.C.H. p. 254: Jetzt mercke wohl das Exempel, denn nach diesem reguliren
sich alle Animalia, Vegetabilia und Mineralia, dass sie erstlich putreficiret
werden, dann separiret, rectificiret, und wieder coaguliret, figiret, und in ein
corpus gloriosum pellu- cidam regeneriret.
28. A.C.H. ch. x: Durch was ein Ding natrlich gemacht ist, durch eben dasselbe
muss es in seine Natur wieder zurckgehen, resolvirt und zerbrochen
werden.
29. A.C.H. p. 180: ... aus wem etwas entspringet, in dasselbe muss es wieder
resolvirt und reducirt werden.
30. A.C.H. p. 315: Denn einmal ist gewiss, dass die gantze Natur im Anfang ein
Wasser ware, und durchs Wasser ist alles geboren worden, und eben durchs
Wasser... muss alles wieder zerstret werden.
31. A.C.H. p. 186: Aus diesem sehe der Liebhaber abermal und soil wohl
merken, dass durch die circulation... alle und jede resolvirte Dinge in primam
materiam oder chaotisches V zurck gehen.
32. See Read, Prelude to Chemistry, plate 13.
33. Ibid.
34. RR. p. 289.
35. RR. An Exposition upon Sir George Ripleys Epistle to King Edward IV, p. 3.
36. RR. p. 212.
37. See Read, Prelude to Chemistry, pp. 14 and 16.
38. See C. G. Jungs description of the process in Die Erlsungsvorstellungen in der
Alchemie, p. 14.
39. Hopkins, Alchemy, Child of Greek Philosophy.
40. O.M-C. Vorrede des Autoris: ...dass unser Vorhaben nicht dahin gerichtet,
dass wir jemanden wolten Gold machen lehren, sondem unser Absehen geht
auff etwas weit hheres, nemlich, wie die Natur aus Gott, und wie Gott in
derselben mge gesehen und erkannt werden.
41. Ibid, nein, sondern wir wunschen von Hertzen, dass alle Menschen, an statt
des Goldes, Gott suchen und finden mgten.
42. Valentine, Von dem grossen Stein der Uhralten, p. 1: unser Eckstein und Felss.
43. Robert Fludd, Philosophia Moysaica, Title-page.
44. H. Khunrath, Vom hylealischen... Chaos, p. 17: Weil GOtt der HErr durch
Lapidem Philosophorum, im grossen Buch der Natur, Frbildungs-weise,
IHSUM CHRISTUM lsset andeuten, so mag ich auch billich die Wort Esai
des Propheten von CHRISTO, die wunderbare harmoniam und bereinkunfft
dieser Beyder Steine... daraus etlicher massen zu erweisen, wol und gar
bequemb allegiren...
45. O.M-C. p. 31: wie nemlich der gefallene und durch die Snde und Verderben
in die Fulung gegangene Mensch durch das ssse fixe Saltz der stillen
sanften Ewigkeit Christum JEsum gezeuget... (und) fix und bestndig erhalten
werden mste.
46. KKH. II, 1161: (also) ist Christus auch der himmlischen Lieblichkeit des
Rubin oder Carfunckel-Steins.
27
Goethe the Alchemist
Notes 47. Von dem grossen Stein der Uhralten, p. 24: mit seinem rechten Namen aber
wird es nach zeitlichem Verstande genandt ALLES IN ALLEM.
48. C. G. Jung and R. Wilhelm, The Secret of the Golden Flower.
49. E. Underhill, Mysticism, p. 397.
50. Oswald Croll, Philosophy Reformed, p. 214.
51. Reprinted in The Hermetic Museum, vol. 1.
52. H. Dechent, Goethes schne Seele, ch. vi.
53. H. Funck, Die schne Seele, p. 282: Ich Habe ein aurum potabile Empfangen,
einen Unverwesslichen Tropfen genossen, der bildet alles um, der Gestaltet
mich,so wie mein Haubt, zur rechten der Mjestet Gestaltet ist. (Letter of
12 Sept. 1774.)
54. Basil Valentine, Vom Stein der Uhralten, p. 68: so wirstu sehen, dass das
Irdische vom Himlischen mit Leib und Leben verzehret, und der jrrdische
Leib in ein Himlisches wesen eingangen.
55. A. J. Hopkins, Alchemy, Child of Greek Philosophy.
56. A. E. Waite, The Secret Tradition in Alchemy.
57. A. J. Festugire, La Rvlation dHerms Trismgiste, p. 219.
58. Isaiah, 1. xxv.
59. Quoted in E. Underhill, Mysticism, p. 244.
60. O.M-C. p. 237: also dass, nachdem derselbe durch den zeitlichen Tod
seine unfltige stinckende [i.e. sulphurous] Schaale, in welcher er durch
seine satanische Imagination gekrochen, abgelegt, derselbe in seiner erst-
geschaffenen herrlichen Gestalt, GOtt seinen Vater durch Christum wieder
dargestellet werden knne.
61. Zimmermann, Goethes Briefe an E. Th. Longer: ich habe gelitten, und binn
wieder frei, meiner Seele war diese Calcination sehr ntze.
62. R.R. p. 339.
63. See the Ephemerides, WA. I. 37. 97.
64. J. de B. Louvigni. Das verborgene Leben mit Christo in Gott, p. 139: Das
innereFeuer muss sorgfltig zugedeckt undverborgen gehelten werden.
Wenn man versumt, von Zeit zu Zeit Holz aufzulegen, das ist, durch ftere
Herzenserhebungen, und immerwhrende Aufblicke zu Gott dasselbe zu
unterhalten... so ist es in Gefahr zu erlschen.
65. The Hermetic and Alchemical Writings of Paracelsus the Great, ed. A. E. Waite,
vol. 1, p. 152.
66. See Silberer, Probleme der Mystik, p. 163.
67. R.R. An Exposition upon Sir George Ripleys Epistle to King Edward IV, p. 31.
68. Quoted in KKH. II, 433: ein kleines fnklein des ewigen unsichtbaren feuers.
69. KKH. II. 1370: Insgemein ist Centrum der innerste Grund jedes Dinges,
dahero unterschiedliche Centra sind. Im Menschen ist das Centrum GOtt
selbst, oder das verblichene Bild GOttes.
70. O.M-C. p. 77.
71. O.M-C. p. 173: eine Tinctur... welche da ist Christus JEsus selbst, der Anfang
und das Ende, das Centrum der offenbaren Gttlichen Ewigkeit.
72. Louvigni, op. cit. p. 156.
73. KKH. II. 1159.
74. T. Vaughan, Magical Writings, p. 69.
75. J. V. Andreae, op. cit. pp. 150-1.
76. O.M-C. p. 512: wann oft gutwillige Seelen hren und vernehmen, dass sie
GOTT und seine Weisheit suchen msten, so bedencken sie nicht, dass sie
solches hohe Gut in ihnen selbst in ihrem innigsten Seelengrund suchen und
finden msten.
77. Louvigni, op. cit. p. 179: Ich erkannte die Gottheit als eine schne Sonne,
welche mit unendlich vielen Strahlen in dem verborgenen Winkel meines
28
A Treatise on the Concept and Principles of Alchemy
Herzens ihren Sitz hatte, und... begehrte sich von meinen obern Krften Notes
erkennen und lieben zu lassen... so verbirg dich doch in deinem Mittelpunkte,
in Gott, der im Grunde deiner Seele ist.
78. WA. I. 25(I). 281.
79. RR. pp. 114-16.
80. Underhill, op. cit. p. 64.
81. RR. p. 168.
82. Croll, Philosophy Reformed, p. 212.
83. A.C.H. p. 280: Je nher ein subjectum dem centra lieget, je strcker wird es
figiret.
84. O.M-C. p. 91: ...dass alles, was ausser dem Puncte ist, in steter Unruhe stehe,
und sich unauffrlich nach seinem Anfange, das ist, nach dem Punkt seiner
Ruhe sehne.
85. J. B. van Helmont, A Ternary of Paradoxes, Prolegomena, para. 1.
86. Underhill, op. cit. p. 373.
87. Croll, op. cit. p. 215.
88. O.M-C. p. 351.
89. A.C.H. p. 346.
90. Quoted KKH. II. 432: denn welcher in das Reich GOttes eingehen will, der
muss zuvor mit dem leib in seine mutter eingehen, und darinnen ersterben...
die seel... muss... wieder in ihre mutter in GOtt eingehen...
91. Idem: Also muss auch die gantze machina mundi... wiederum in ihre
mutter... in ihre primam materiam, massam confusam, und abyssum, terram,
vviederum reduciret, und dadurch wiederumb regeneriret, und ewig
gemachet werden.
92. O.M-C. p. 578. The lines are translated from the verses of George Ripley:
Doch dnckt mich, es steh die Thlir der Verheissung mir auch off en,
Dass man kommen muss aufs neu aus der Mutter Leib geschloffen. Denn
ich kan sonst anderst nicht in das Himmelreich gelangen, Wo ich nicht zum
andern mal vverde zur Geburt empfangen, Darum thut mich wiederum nach
der Mutter Schos verlangen, Um regenerirt zu seyn, das will ich nur bald
anfangen. Hierzu hat die Mutter selbst diesen Knig angetrieben, Eilte zu
empfangen bald ihn mit mtterlichen Lieben, Welches grosse Wunderwerck
sie auch wrcklich tht verben, Empfieng in sich, als ein Kind, diesen Knig
unter sieben.
93. Quoted in KKH: II. 434.
94. KKH. II. 435: Gleich wie nun Maria bernatrlicher, unsichtbarlicher
weiss durch den H. Geist empfangen hat den Sohn GOttes, vom Vater
verheissen: Also hat unsere reine Jungfrau der philosophische Mercurius
wunderbarlicher weiss, durch den Heil. Geist, das ist, allhie durch den
Spiritum Mercurii,... die hohe quinta essentia aller dinge wieder neu
gebohren.
95. Berthelot, Origines de IAlchimie, pp. 172-3.
96. RR. p. 355.
97. O.M-C. p. 510: mssen wir... nicht nur der Welt mit ihrer Lust, sondern auch
uns selber mit alles was wir haben und besitzen gantz absagen.
98. Von dem grossen Stein der Uhralten, p. 53: Zwene widerwertige Geister
wohnen wol bey einander, vertragen sich aber nicht leichlich zusammen.
99. Von dem grossen Stein der Uhralten, p. 80.
100. Ibid, sie treibt das bose aus... das das bose zugleich mit dem guten werden
muss.
101. RR. p. 278.
102. The Last Will and Testament of Basil Valentine, p. 170.
103. Basil Valentine, Von dem grossen Stein der Uhralten: eine runde Kugel,
29
Goethe the Alchemist
Was helffn Fackeln, Liecht oder Brilln, Wann die Leute nicht sehen wlln?
Of what use are Flambeaux, Torches and Spectacles to him
who shuts his eyes so as not to see.
30