Mathematical Problem Solving
Mathematical Problem Solving
by
Your problem may be modest; but if it challenges your curiosity and brings into play your
inventive faculties, and if you solve it by your own means, you may experience the tension
and enjoy the triumph of discovery. Such experiences at a susceptible age may create a taste
for mental work and leave their imprint on mind and character for a lifetime. (26, p. v.)
Problem solving has a special importance in the study of mathematics. A primary goal of
mathematics teaching and learning is to develop the ability to solve a wide variety of
complex mathematics problems. Stanic and Kilpatrick (43) traced the role of problem solving
in school mathematics and illustrated a rich history of the topic. To many mathematically
literate people, mathematics is synonymous with solving problems -- doing word problems,
creating patterns, interpreting figures, developing geometric constructions, proving theorems,
etc. On the other hand, persons not enthralled with mathematics may describe any
mathematics activity as problem solving.
When two people talk about mathematics problem solving, they may not be talking about the
same thing. The rhetoric of problem solving has been so pervasive in the mathematics
education of the 1980s and 1990s that creative speakers and writers can put a twist on
whatever topic or activity they have in mind to call it problem solving! Every exercise of
problem solving research has gone through some agony of defining mathematics problem
solving. Yet, words sometimes fail. Most people resort to a few examples and a few
nonexamples. Reitman (29) defined a problem as when you have been given the description
of something but do not yet have anything that satisfies that description. Reitman's discussion
described a problem solver as a person perceiving and accepting a goal without an immediate
means of reaching the goal. Henderson and Pingry (11) wrote that to be problem solving
there must be a goal, a blocking of that goal for the individual, and acceptance of that goal by
the individual. What is a problem for one student may not be a problem for another -- either
because there is no blocking or no acceptance of the goal. Schoenfeld (33) also pointed out
that defining what is a problem is always relative to the individual.
How long is the groove on one side of a long-play (33 1/3 rpm) phonograph record?
Assume there is a single recording and the Outer (beginning) groove is 5.75 inches from
the center and the Inner (ending) groove is 1.75 inches from the center. The recording
plays for 23 minutes.
Mathematics teachers talk about, write about, and act upon, many different ideas under the
heading of problem solving. Some have in mind primarily the selection and presentation of
"good" problems to students. Some think of mathematics program goals in which the
curriculum is structured around problem content. Others think of program goals in which the
strategies and techniques of problem solving are emphasized. Some discuss mathematics
problem solving in the context of a method of teaching, i.e., a problem approach. Indeed,
discussions of mathematics problem solving often combine and blend several of these ideas.
In this chapter, we want to review and discuss the research on how students in secondary
schools can develop the ability to solve a wide variety of complex problems. We will also
address how instruction can best develop this ability. A fundamental goal of all instruction is
to develop skills, knowledge, and abilities that transfer to tasks not explicitly covered in the
curriculum. Should instruction emphasize the particular problem solving techniques or
strategies unique to each task? Will problem solving be enhanced by providing instruction
that demonstrates or develops problem solving techniques or strategies useful in many tasks?
We are particularly interested in tasks that require mathematical thinking (34) or higher order
thinking skills (17). Throughout the chapter, we have chosen to separate and delineate aspects
of mathematics problem solving when in fact the separations are pretty fuzzy for any of us.
Although this chapter deals with problem solving research at the secondary level, there is a
growing body of research focused on young children's solutions to word problems (6,30).
Readers should also consult the problem solving chapters in the Elementary and Middle
School volumes.
A nine-digit number is formed using each of the digits 1,2,3,...,9 exactly once. For n =
1,2,3,...,9, n divides the first n digits of the
number. Find the number.
These linear formulations are not very consistent with genuine problem solving activity. They
may, however, be consistent with how experienced problem solvers present their solutions
and answers after the problem solving is completed. In an analogous way, mathematicians
present their proofs in very concise terms, but the most elegant of proofs may fail to convey
the dynamic inquiry that went on in constructing the proof.
Another aspect of problem solving that is seldom included in textbooks is problem posing, or
problem formulation. Although there has been little research in this area, this activity has
been gaining considerable attention in U. S. mathematics education in recent years. Brown
and Walter (3) have provided the major work on problem posing. Indeed, the examples and
strategies they illustrate show a powerful and dynamic side to problem posing activities.
Polya (26) did not talk specifically about problem posing, but much of the spirit and format
of problem posing is included in his illustrations of looking back.
A framework is needed that emphasizes the dynamic and cyclic nature of genuine problem
solving. A student may begin with a problem and engage in thought and activity to
understand it. The student attempts to make a plan and in the process may discover a need to
understand the problem better. Or when a plan has been formed, the student may attempt to
carry it out and be unable to do so. The next activity may be attempting to make a new plan,
or going back to develop a new understanding of the problem, or posing a new (possibly
related) problem to work on.
The framework in Figure 2 is useful for illustrating the dynamic, cyclic interpretation of
Polya's (26) stages. It has been used in a mathematics problem solving course at the
University of Georgia for many years. Any of the arrows could describe student activity
(thought) in the process of solving mathematics problems. Clearly, genuine problem solving
experiences in mathematics can not be captured by the outer, one-directional arrows alone. It
is not a theoretical model. Rather, it is a framework for discussing various pedagogical,
curricular, instructional, and learning issues involved with the goals of mathematical problem
solving in our schools.
Algorithms
An algorithm is a procedure, applicable to a particular type of exercise, which, if followed
correctly, is guaranteed to give you the answer to the exercise. Algorithms are important in
mathematics and our instruction must develop them but the process of carrying out an
algorithm, even a complicated one, is not problem solving. The process of creating an
algorithm, however, and generalizing it to a specific set of applications can be problem
solving. Thus problem solving can be incorporated into the curriculum by having students
create their own algorithms. Research involving this approach is currently more prevalent at
the elementary level within the
context of constructivist theories.
Heuristics
Heuristics are kinds of information,
available to students in making
decisions during problem solving,
that are aids to the generation of a solution, plausible in nature rather than prescriptive,
seldom providing infallible guidance, and variable in results. Somewhat synonymous terms
are strategies, techniques, and rules-of-thumb. For example, admonitions to "simplify an
algebraic expression by removing parentheses," to "make a table," to "restate the problem in
your own words," or to "draw a figure to suggest the line of argument for a proof" are
heuristic in nature. Out of context, they have no particular value, but incorporated into
situations of doing mathematics they can be
quite powerful (26,27,28).
Mathematics instruction stressing heuristic processes has been the focus of several studies.
Kantowski (14) used heuristic instruction to enhance the geometry problem solving
performance of secondary school students. Wilson (50) and Smith (42) examined contrasts of
general and task specific heuristics. These studies revealed that task specific hueristic
instruction was more effective than general hueristic instruction. Jensen (12) used the
heuristic of subgoal generation to enable students to form problem solving plans. He used
thinking aloud, peer interaction, playing the role of teacher, and direct instruction to develop
students' abilities to generate subgoals.
Managing It All
An extensive knowledge base of domain specific information, algorithms, and a repertoire of
heuristics are not sufficient during problem solving. The student must also construct some
decision mechanism to select from among the available heuristics, or to develop new ones, as
problem situations are encountered. A major theme of Polya's writing was to do mathematics,
to reflect on problems solved or attempted, and to think (27,28). Certainly Polya expected
students to engage in thinking about the various tactics, patterns, techniques, and strategies
available to them. To build a theory of problem solving that approaches Polya's model, a
manager function must be incorporated into the system. Long ago, Dewey (8), in How We
Think, emphasized self-reflection in the solving of problems.
Recent research has been much more explicit in attending to this aspect of problem solving
and the learning of mathematics. The field of metacognition concerns thinking about one's
own cognition. Metacognition theory holds that such thought can monitor, direct, and control
one's cognitive processes (4,41). Schoenfeld (34) described and demonstrated an executive or
monitor component to his problem solving theory. His problem solving courses included
explicit attention to a set of guidelines for reflecting about the problem solving activities in
which the students were engaged. Clearly, effective problem solving instruction must provide
the students with an opportunity to reflect during problem solving activities in a systematic
and constructive way.
Teachers and researchers report, however, that developing the disposition to look back is very
hard to accomplish with students. Kantowski (14) found little evidence among students of
looking back even though the instruction had stressed it. Wilson (51) conducted a year long
inservice mathematics problem solving course for secondary teachers in which each
participant developed materials to implement some aspect of problem solving in their on-
going teaching assignment. During the debriefing session at the final meeting, a teacher put it
succinctly: "In schools, there is no looking back." The discussion underscored the agreement
of all the participants that getting students to engage in looking back activities was difficult.
Some of the reasons cited were entrenched beliefs that problem solving in mathematics is
answer getting; pressure to cover a prescribed course syllabus; testing (or the absence of tests
that measure processes); and student frustration.
The importance of looking back, however, outweighs these difficulties. Five activities
essential to promote learning from problem solving are developing and exploring problem
contexts, extending problems, extending solutions, extending processes, and developing self-
reflection. Teachers can easily incorporate the use of writing in mathematics into the looking
back phase of problem solving. It is what you learn after you have solved the problem that
really counts.
Problem Posing
Problem posing (3) and problem formulation (16) are logically and philosophically appealing
notions to mathematics educators and teachers. Brown and Walter provide suggestions for
implementing these ideas. In particular, they discuss the "What-If-Not" problem posing
strategy that encourages the generation of new problems by changing the conditions of a
current problem. For example, given a mathematics theorem or rule, students may be asked to
list its attributes. After a discussion of the attributes, the teacher may ask "what if some or all
of the given attributes are not true?" Through this discussion, the students generate new
problems.
Brown and Walter provide a wide variety of situations implementing this strategy including a
discussion of the development of non-Euclidean geometry. After many years of attempting to
prove the parallel postulate as a theorem, mathematicians began to ask "What if it were not
the case that through a given external point there was exactly one line parallel to the given
line? What if there were two? None? What would that do to the structure of geometry?"
(p.47). Although these ideas seem promising, there is little explicit research reported on
problem posing.
Problem Solving
as an
Instructional Goal
What is mathematics?
If our answer to this question uses words like exploration, inquiry, discovery, plausible
reasoning, or problem solving, then we are attending to the processes of mathematics. Most
of us would also make a content list like algebra, geometry, number, probability, statistics, or
calculus. Deep down, our answers to questions such as What is mathematics? What do
mathematicians do? What do mathematics students do? Should the activities for mathematics
students model what mathematicians do? can affect how we approach mathematics problems
and how we teach mathematics.
We strongly endorse the first recommendation of An Agenda for Action. The initial
standard of each of the three levels addresses this goal.
Curriculum and Evaluation Standards (24)
First, problem solving is a major part of mathematics. It is the sum and substance of our
discipline and to reduce the discipline to a set of exercises and skills devoid of problem
solving is misrepresenting mathematics as a discipline and shortchanging the students.
Second, mathematics has many applications and often those applications represent important
problems in mathematics. Our subject is used in the work, understanding, and communication
within other disciplines. Third, there is an intrinsic motivation embedded in solving
mathematics problems. We include problem solving in school mathematics because it can
stimulate the interest and enthusiasm of the students. Fourth, problem solving can be fun.
Many of us do mathematics problems for recreation. Finally, problem solving must be in the
school mathematics curriculum to allow students to develop the art of problem solving. This
art is so essential to understanding mathematics and appreciating mathematics that it must be
an instructional goal.
Teachers often provide strong rationale for not including problem solving activities is school
mathematics instruction. These include arguments that problem solving is too difficult,
problem solving takes too much time, the school curriculum is very full and there is no room
for problem solving, problem solving will not be measured and tested, mathematics is
sequential and students must master facts, procedures, and algorithms, appropriate
mathematics problems are not available, problem solving is not in the textbooks, and basic
facts must be mastered through drill and practice before attempting the use of problem
solving. We should note, however, that the student benefits from incorporating problem
solving into the mathematics curriculum as discussed above outweigh this line of reasoning.
Also we should caution against claiming an emphasize on problem solving when in fact the
emphasis is on routine exercises. From various studies involving problem solving instruction,
Suydam (44) concluded:
If problem solving is treated as "apply the procedure," then the students try to follow the
rules in subsequent problems. If you teach problem solving as an approach, where you must
think and can apply anything that works, then students are likely to be less rigid. (p. 104)
Problem Solving as an Instructional
Method
Problem solving as a method of teaching may be used to accomplish the instructional goals of
learning basic facts, concepts, and procedures, as well as goals for problem solving within
problem contexts. For example, if students investigate the areas of all triangles having a fixed
perimeter of 60 units, the problem solving activities should provide ample practice in
computational skills and use of formulas and procedures, as well as opportunities for the
conceptual development of the relationships between area and perimeter. The "problem"
might be to find the triangle with the most area, the areas of triangles with integer sides, or a
triangle with area numerically equal to the perimeter. Thus problem solving as a method of
teaching can be used to introduce concepts through lessons involving exploration and
discovery. The creation of an algorithm, and its refinement, is also a complex problem
solving task which can be accomplished through the problem approach to teaching. Open
ended problem solving often uses problem contexts, where a sequence of related problems
might be explored. For example, the problems in the investigations in the insert evolved from
considering gardens of different shapes that could be enclosed with 100 yards of fencing:
Suppose one had 100 yards of fencing to enclose a garden. What shapes could be
enclosed? What are the dimensions of each and what is the area? Make a chart.
What rectangular regions could be enclosed? Areas? Organize a table? Make a graph?
Which rectangular region has the most area? from a table? from a graph? from
algebra, using the arithmetic mean-geometric mean inequality?
What if part of the fencing is used to build a partition perpendicular to a side? Consider
a rectangular region with one partition? With 2 partitions? with n partitions? (There is
a surprise in this one!!) What if the partition is a diagonal of the rectangle?
What is the maximum area of a sector of a circle with P = 100? (Here is another
surprise!!! -- could you believe it is r2 when r = 25? How is this similar to a square being
the maximum rectangle and the central angle of the maximum sector being 2 radians?)
What about regions built along a natural boundary? For example the maximum for
both a rectangular region and a triangular region built along a natural boundary with
100 yards of fencing is 1250 sq. yds. But the rectangle is not the maximum area four-
sided figure that can be built. What is the maximum-area four-sided figure?
Many teachers in our workshops have reported success with a "problem of the week"
strategy. This is often associated with a bulletin board in which a challenge problem is
presented on a regular basis (e.g., every Monday). The idea is to capitalize on intrinsic
motivation and accomplishment, to use competition in a constructive way, and to extend the
curriculum. Some teachers have used schemes for granting "extra credit" to successful
students. The monthly calendar found in each issue of The Mathematics Teacher is an
excellent source of problems.
Whether the students encounter good mathematics problems depends on the skill of the
teacher to incorporate problems from various sources (often not in textbooks). We encourage
teachers to begin building a resource book of problems oriented specifically to a course in
their on-going workload. Good problems can be found in the Applications in Mathematics
(AIM Project) materials (21) consisting of video tapes, resource books and computer
diskettes published by the Mathematical Association of America. These problems can often
be extended or modified by teachers and students to emphasize their interests. Problems of
interest for teachers and their students can also be developed through the use of The
Challenge of the Unknown materials (1) developed by the American Association for the
Advancement of Science. These materials consist of tapes providing real situations from
which mathematical problems arise and a handbook of ideas and activities that can be used to
generate other problems.
The rhetoric of problem solving has become familiar over the past decade. That rhetoric was
frequently heard in the classes we observed -- but the reality of those classrooms is that real
problems were few and far between . . . virtually all problems the students were asked to
solve were bite-size exercises designed to achieve subject matter mastery: the exceptions
were clearly peripheral tasks that the students found enjoyable but that they considered to be
recreations or rewards rather than the substance they were expected to learn . . . the
advances in mathematics education in the [past] decade . . . have been largely in our
acquiring a more enlightened goal structure, and having students pick up the rhetoric -- but
not the substance -- related to those goals. (pp. 359-9)
Each of us needs to ask if the situation Schoenfeld describes is similar to our own school. We
must take care that espoused beliefs about problem solving are consistent with a legitimately
implemented problem solving focus in school mathematics.
A ladder 5 meters long leans against a wall, reaching over the top of a box that is 1
meter on each side. The box is against the wall. What is the maximum height on the wall
that the ladder can reach? The side view is:
Assume the wall is perpendicular to the floor. Use your calculator to find the maximum
height to the nearest .01 meter.
Iteration
Iteration and recursion are concepts of mathematics made
available to the secondary school level by technology. Students
may implement iteration by writing a computer program, developing a procedure for using a
calculator, writing a sequence of decision steps, or developing a classroom dramatization.
The approximation of roots of equations can be made operational with a calculator or
computer to carry out the iteration. For example, the process for finding the three roots of
is not very approachable without iterative techniques. Iteration is also useful when
determining the maximum height, h, between a chord and an arc of a circle when the length S
of the arc and the length L of the chord are known. This may call for solving
simultaneously and using iterative techniques to find the radius r and and central angle in
order to evaluate h = r - r cos . Fractals can also be explored through the use of iterative
techniques and computer software.
Exploration
Technology can be used to enhance or make possible exploration of conceptual or problem
situations. For example, a function grapher computer program or a graphics calculator can
allow student exploration of families of curves such as
for different values of a, b, and c. A calculator can be used to explore sequences such as
for different values of a. In this way, technology introduces a dynamic aspect to investigating
mathematics.
Thomas (46) studied the use of computer graphic problem solving activities to assist in the
instruction of functions and transformational geometry at the secondary school level. The
students were challenged to create a computer graphics design of a preselected picture using
graphs of functions and transformational geometry. Thomas found these activities helped
students to better understand function concepts and improved student attitudes.
All too often we focus on a narrow collection of well-defined tasks and train students to
execute those tasks in a routine, if not algorithmic fashion. Then we test the students on tasks
that are very close to the ones they have been taught. If they succeed on those problems, we
and they congratulate each other on the fact that they have learned some powerful
mathematical techniques. In fact, they may be able to use such techniques mechanically
while lacking some rudimentary thinking skills. To allow them, and ourselves, to believe that
they "understand" the mathematics is deceptive and fraudulent. (p. 30)
Schoenfeld (31) indicates that capable mathematics students when removed from the context
of coursework have difficulty doing what may be considered elementary mathematics for
their level of achievement. For example, he describes a situation in which he gave a
straightforward theorem from tenth grade plane geometry to a group of junior and senior
mathematics majors at the University of California involved in a problem solving course. Of
the eight students solving this problem only two made any significant progress.
We need to focus on the teaching and learning of mathematics and, in turn, problem solving
using a holistic approach. As recommended in the NCTM's An Agenda for Action (23), "the
success of mathematics programs and student learning [must] be evaluated by a wider range
of measures than conventional testing" (p. 1). Although this recommendation is widely
accepted among mathematics educators, there is a limited amount of research dealing with
the evaluation of problem solving within the classroom environment.
Classroom research: Ask your students to keep a problem solving notebook in which they
record on a weekly basis:
Use these notebooks to evaluate students' progress. Then periodically throughout the year,
analyze the students' overall progress as well as their reactions to the notebooks in order to
asses the effectiveness of the evaluation process.
Some research dealing with the evaluation of problem solving involves diagnosing students'
cognitive processes by evaluating the amount and type of help needed by an individual during
a problem solving activity. Campione, Brown, and Connell (4) term this method of evaluation
as dynamic assessment. Students are given mathematics problems to solve. The assessor then
begins to provide as little help as necessary to the students throughout their problem solving
activity. The amount and type of help needed can provide good insight into the students'
problem solving abilities, as well as their ability to learn and apply new principles. Trismen
(47) reported the use of hints to diagnosis student difficulties in problem solving in high
school algebra and plane geometry. Problems were developed such that the methods of
solutions where not readily apparent to the students. A sequence of hints was then developed
for each item. According to Trismen, "the power of the hint technique seems to lie in its
ability to identify those particular students in need of special kinds of help" (p. 371).
Campione and his colleagues (4) also discussed a method to help monitor and evaluate the
progress of a small cooperative group during a problem solving session. A learning leader
(sometimes the teacher sometimes a student) guides the group in solving the problem through
the use of three boards: (1) a Planning Board, where important information and ideas about
the problem are recorded, (2) a Representation Board, where diagrams illustrating the
problems are drawn, and (3) a Doing Board, where appropriate equations are developed and
the problem is solved. Through the use of this method, the students are able to discuss and
reflect on their approaches by visually tracing their joint work. Campione and his colleagues
indicated that increased student engagement and enthusiasm in problem solving, as well as,
increased performance resulted from the use of this method for solving problems.
Methods, such as the clinical approach discussed earlier, used to gather data dealing with
problem solving and individual's thinking processes may also be used in the classroom to
evaluate progress in problem solving. Charles, Lester, and O'Daffer (7) describe how we may
incorporate these techniques into a classroom problem solving evaluation program. For
example, thinking aloud may be canonically achieved within the classroom by placing the
students in cooperative groups. In this way, students may express their problem solving
strategies aloud and thus we may be able to assess their thinking processes and attitudes
unobtrusively. Charles and his colleagues also discussed the use of interviews and student self
reports during which students are asked to reflect on their problem solving experience a
technique often used in problem solving research. Other techniques which they describe
involve methods of scoring students' written work. Figure 3 illustrates a final assignment
used to assess teachers' learning in a problem solving course that has been modified to be
used with students at the secondary level.
Testing, unfortunately, often drives the mathematics curriculum. Most criterion referenced
testing and most norm referenced testing is antithetical to problem solving. Such testing
emphasizes answer getting. It leads to pressure to "cover" lots of material and teachers feel
pressured to forego problem solving. They may know that problem solving is desirable and
developing understanding and using appropriate technology are worthwhile, but ... there is
not enough time for all of that and getting ready for the tests. However, teachers dedicated to
problem solving have been able to incorporate problem solving into their mathematics
curriculum without bringing down students' scores on standardized tests. Although test
developers, such as the designers of the California Assessment Program, are beginning to
consider alternative test questions, it will take time for these changes to occur. By committing
ourselves to problem solving within our classrooms, we will further accentuate the need for
changes in testing practices while providing our students with invaluable mathematics
experiences.
Still Wondering
About ...
The primary goal of most students
in mathematics classes is to see an
algorithm that will give them the
answer quickly. Students and
parents struggle with (and at times
against) the idea that math class
can and should involve
exploration, conjecturing, and
thinking. When students struggle
with a problem, parents often
accuse them of not paying
attention in class; "surely the
teacher showed you how to work
the problem!" How can parents, students, colleagues, and the public become more informed
regarding genuine problem solving? How can I as a mathematics teacher in the secondary
school help students and their parents understand what real mathematics learning is all about?
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The book was part of the National Council of Teacher of Mathematics Research
Interpretation Project, directed by Sigrid Wagner.