Spouses David Bergonia and Luzviminda Castillo, Petitioners, vs. Court of Appeals (4th Division) and Amado Bravo, Jr.
Spouses David Bergonia and Luzviminda Castillo, Petitioners, vs. Court of Appeals (4th Division) and Amado Bravo, Jr.
Topic: Appeal: Technical Rules May Be Relaxed Only For The Furtherance Of Justice And To
Benefit The Deserving
On May 7, 2008, spouses David and Luzviminda filed a Notice of Appeal of the RTC Decision in Civil
Case No. Br. 23-749-03 which they filed against Amado, dismissing their case. In January, 2009, the Law Firm
of Lapena and Associates filed their entry of appearance before the Court of Appeals as new counsel for the
spouses. The substitution of counsel was duly noted, and the CA issued a resolution on January 30, 2009
requiring them to file their Appellants Brief within 45 days from receipt. On April 8, 2009, Amado filed a
Motion To Dismiss Appeal, citing that the spouses failed to file their brief within the 45-days period granted
them. In their opposition/comment to the motion to dismiss, the counsel for the spouses alleged that they
have not received any resolution from the CA requiring them to file appellants brief.
The CA then considered the appeal abandoned as per record of the Judicial Records Division report
which stated that the period to file the brief expired on March 22 March 2009, Another Resolution issued by
the CA stated that a certain Ruel de Tomas received the resolution in behalf of the counsel for the spouses
on February 5, 2009. The counsel for spouses then filed a motion for reconsideration to set aside the
resolution, as their failure to file brief was due to their not having received the notice. Subsequently, in a
Manifestation, the counsel for the spouses asserted that their law office has no employee by the name of Ruel
de Tomas; however, their associate, a certain Atty. Cabacungan, personally knows a person named Ruel
who sometimes visits the law office and who may have accidentally received the notice.
In such a case, the resolution should not have been officially served upon them as Ruel was not
connected with or authorised to receive anything in behalf of the law office. The CA denied the motion for
reconsideration, hence the law firm for and in behalf the spouses, filed a petition for certiorari under Rule 65
to assail the CA decision, arguing that they were not properly served a copy of the resolution, and the appeal
should have been resolved on the merits, not on technical grounds.
At the outset, this Court notes that the petitioners resort to a petition for certiorari under Rule 65 of
the Rules of Court is not the proper remedy to assail the May 18, 2009 and June 29, 2009 Resolutions issued
by the CA. In determining the appropriate remedy or remedies available, a party aggrieved by a court order,
resolution or decision must first correctly identify the nature of the order, resolution or decision he intends to
assail.[1]
It bears stressing that the extraordinary remedy of certiorari can be availed of only if there is no
appeal or any other plain, speedy, and adequate remedy in the ordinary course of law.[2] On the other hand,
Section 1, Rule 41 of the Rules of Court states that an appeal may be taken from a judgment or final order
that completely disposes of the case or a particular matter therein.
Concomitant to the foregoing, the remedy of a party against an adverse disposition of the CA would
depend on whether the same is a final order or merely an interlocutory order. If the Order or Resolution issued
by the CA is in the nature of a final order, the remedy of the aggrieved party would be to file a petition for
review on certiorari under Rule 45 of the Rules of Court. Otherwise, the appropriate remedy would be to file a
petition for certiorari under Rule 65.
In Republic v. Sandiganbayan (Fourth Division[3]), this Court laid down the following rules to
determine whether a courts disposition is already a final order or merely an interlocutory order and the
respective remedies that may be availed in each case, thus:
Case law has conveniently demarcated the line between a final judgment or order and an interlocutory one on
the basis of the disposition made. A judgment or order is considered final if the order disposes of the action or
proceeding completely, or terminates a particular stage of the same action; in such case, the remedy available
to an aggrieved party is appeal. If the order or resolution, however, merely resolves incidental matters and
leaves something more to be done to resolve the merits of the case, the order is interlocutory and the
aggrieved partys remedy is a petition for certiorari under Rule 65.
Here, the assailed May 18, 2009 and June 29, 2009 Resolutions issued by the CA had considered the
petitioners appeal below as having been abandoned and, accordingly, dismissed. Thus, the assailed
Resolutions are in the nature of a final order as the same completely disposed of the petitioners appeal with
the CA. Thus, the remedy available to the petitioners is to file a petition for review on certiorari under Rule 45
with this court and not a petition for certiorari under Rule 65.
Even if we are to assume arguendo that the petitioners resort to the extraordinary remedy of
certiorari is proper, the instant petition would still be denied. A petition for certiorari will prosper only if grave
abuse of discretion is alleged and proved to exist.[4] The abuse of discretion must be so patent and gross as
to amount to an evasion of a positive duty or a virtual refusal to perform a duty enjoined by law or to act at all
in contemplation of law, as where the power is exercised in an arbitrary and despotic manner by reason of
passion or hostility.[5] Here, there was no hint of whimsicality or gross and patent abuse of discretion on the
part of the CA when it dismissed the appeal of the petitioners for the failure of the latter to file their
appellants brief.
In a long line of cases, this Court has held that the CAs authority to dismiss an appeal for failure to file the
appellants brief is a matter of judicial discretion. Thus, a dismissal based on this ground is neither mandatory
nor ministerial; the fundamentals of justice and fairness must be observed, bearing in mind the background
and web of circumstances surrounding the case.[6]
Having in mind the peculiar circumstances of the instant case, we find that the petitioners excuse for
their failure to file their brief was flimsy and discreditable and, thus, the propriety of the dismissal of their
appeal. Indeed, as aptly ruled by the CA, the records of the case clearly showed that the petitioners, through
their counsel, received the January 30, 2009 Resolution which required them to file their appellants brief.
Thus:
The records of this case are clear that the Resolution of 30 January 2009 requiring the [petitioners] to file the
required brief was received by a certain Ruel de Tomas for [petitioners] counsel on 05 February 2009. Hence,
mere denial by [petitioners] counsel of the receipt of his copy of the Resolution cannot be given weight in the
absence of any proof that the said person is neither an employee at his law office nor someone unknown to
him. Likewise, it is highly implausible that any person in the building where [petitioners] counsel holds office
would simply receive a correspondence delivered by a postman.[7]
Verily, the petitioners were only able to offer their bare assertion that they and their counsel did not
actually receive a copy of the January 30, 2009 Resolution and that the person who apparently received the
same was not in any way connected with their counsel. There was no other credible evidence adduced by the
petitioners which would persuade us to exculpate them from the effects of their failure to file their brief.
The Court notes that, in concluding that the petitioners indeed received a copy of the January 30,
2009 Resolution, the CA was guided by the Report of the Judicial Records Division of the CA and by the
certification issued by the Postmaster of Quezon City. Indubitably, the petitioners bare assertions could not
overcome the presumption of regularity in the preparation of the records of the Post Office and that of the CA.
[8]
Nonetheless, the petitioners cite a cacophony of cases decided by this Court which, in essence, declared that
dismissal of an appeal on purely technical ground is frowned upon and that, as much as possible, appeals
ought to be decided on the merits in the interest of justice and equity.
The petitioners plea for the application of the principles of substantial justice in their favor deserves
scant consideration. The petitioners should be reminded that technical rules may be relaxed only for the
furtherance of justice and to benefit the deserving.[9] While the petitioners adverted to several jurisprudential
rulings of this Court which set aside procedural rules, it is noted that there were underlying considerations in
those cases which warranted a disregard of procedural technicalities to favor substantial justice. Here, there
exists no such consideration.
The petitioners ought to be reminded that the bare invocation of the interest of substantial justice is
not a magic wand that will automatically compel this Court to suspend procedural rules. Procedural rules are
not to be belittled or dismissed simply because their non-observance may have resulted in prejudice to a
partys substantive rights. Like all rules, they are required to be followed except only for the most persuasive
of reasons when they may be relaxed to relieve a litigant of an injustice not commensurate with the degree of
his thoughtlessness in not complying with the procedure prescribed.[10]
In Asian Spirit Airlines v. Spouses Bautista[11], this Court clarified that procedural rules are required
to be followed except only for the most persuasive of reasons when they may be relaxed to relieve a litigant of
an injustice not commensurate with the degree of his thoughtlessness in not complying with the procedure
prescribed:
We agree with the petitioners contention that the rules of procedure may be relaxed for the most persuasive
reasons. But as this Court held in Galang v. Court of Appeals:
Procedural rules are not to be belittled or dismissed simply because their non-observance may have resulted
in prejudice to a partys substantive rights. Like all rules, they are required to be followed except only for the
most persuasive of reasons when they may be relaxed to relieve a litigant of an injustice not commensurate
with the degree of his thoughtlessness in not complying with the procedure prescribed.
In an avuncular case, we emphasized that:
Procedural rules are tools designed to facilitate the adjudication of cases.Courts and litigants alike are, thus,
enjoined to abide strictly by the rules.And while the Court, in some instances, allows a relaxation in the
application of the rules, this, we stress, was never intended to forge a bastion for erring litigants to violate the
rules with impunity. The liberality in the interpretation and application of the rules applies only in proper cases
and under justifiable causes and circumstances. While it is true that litigation is not a game of technicalities, it
is equally true that every case must be prosecuted in accordance with the prescribed procedure to insure an
orderly and speedy administration of justice. The instant case is no exception to this rule.
In the present case, we find no cogent reason to exempt the petitioner from the effects of its failure to
comply with the Rules of Court.
The right to appeal is a statutory right and the party who seeks to avail of the same must comply with
the requirements of the Rules. Failing to do so, the right to appeal is lost. More so, as in this case, where
petitioner not only neglected to file its brief within the stipulated time but also failed to seek an extension of
time for a cogent ground before the expiration of the time sought to be extended.
In not a few instances, the Court relaxed the rigid application of the rules of procedure to afford the
parties the opportunity to fully ventilate their cases on the merits. This is in line with the time-honored
principle that cases should be decided only after giving all parties the chance to argue their causes and
defenses. Technicality and procedural imperfection should, thus, not serve as basis of decisions. In that way,
the ends of justice would be better served. For, indeed, the general objective of procedure is to facilitate the
application of justice to the rival claims of contending parties, bearing always in mind that procedure is not to
hinder but to promote the administration of justice.
In this case, however, such liberality in the application of rules of procedure may not be invoked if it
will result in the wanton disregard of the rules or cause needless delay in the administration of justice. It is
equally settled that, save for the most persuasive of reasons, strict compliance is enjoined to facilitate the
orderly administration of justice.[12] (citations omitted)
Reiterating the foregoing in Dimarucot v. People of the Philippines[13], this Court stated that:
The right to appeal is not a natural right and is not part of due process. It is merely a statutory privilege, and
may be exercised only in accordance with the law. The party who seeks to avail of the same must comply with
the requirements of the Rules. Failing to do so, the right to appeal is lost.
Strict compliance with the Rules of Court is indispensable for the orderly and speedy disposition of
justice. The Rules must be followed, otherwise, they will become meaningless and useless.[14] (citations
omitted)
Petition dismissed.